inversion patterns with fronted quantifier phrases

74
INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES THE INFLUENCE OF (C)OVERT SYNTACTIC NEGATIVE FEATURES Timo Verhulst Stamnummer: 01200994 Promotor: Prof. Dr. Karen De Clercq Masterproef voorgelegd voor het behalen van de graad master in de richting Taal- en Letterkunde: Engels Academiejaar: 2016 2017

Upload: others

Post on 30-Apr-2022

12 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

INVERSION PATTERNS WITH

FRONTED QUANTIFIER PHRASES

THE INFLUENCE OF (C)OVERT SYNTACTIC NEGATIVE

FEATURES

Timo Verhulst

Stamnummer: 01200994

Promotor: Prof. Dr. Karen De Clercq

Masterproef voorgelegd voor het behalen van de graad master in de richting Taal- en Letterkunde: Engels

Academiejaar: 2016 – 2017

Page 2: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

ii

Acknowledgements

First of all, I would like to thank my supervisor, prof. Dr. Karen De Clercq, for the considerable amount of

time she has invested in my research. Her insight and feedback have proven extremely valuable in the

writing process. This work would certainly not have been possible without her guidance.

I would also like to thank my family and friends; especially my parents, who have provided me with

the opportunity to pursue the education that I wanted and have always supported me in every step of the

way, and Elise, who (with my “permission”) forced me to spend numerous hours in the library and, during

the probably one hundred coffee breaks, assured me again and again that we would get there eventually.

Page 3: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

iii

Table of Contents

List of Tables…………………………………………………………………………………………………v

List of Figures…………………………………………………..……………………………………............vi

Introduction 1

Chapter 1 Theoretical background ...................................................................................................... 4

1.1 Quantifiers and negativity .................................................................................................................. 4

1.1.1 Quantifier classification ......................................................................................................... 4

1.1.2 Negativity tests ...................................................................................................................... 7

1.1.3 Syntactic hierarchy of negation ............................................................................................. 9

1.1.4 Nonmonotonic QPs ............................................................................................................. 10

1.2 Inversion in Generative Grammar .................................................................................................... 11

1.2.1 SAI patterns ......................................................................................................................... 11

1.2.2 WH-/NEG-criterion ............................................................................................................. 12

1.2.3 The split CP ......................................................................................................................... 14

1.2.4 Topic – Focus distinction .................................................................................................... 16

Chapter 2 Methodology ....................................................................................................................... 20

Chapter 3 Results and discussion ....................................................................................................... 22

3.1 Overview .......................................................................................................................................... 22

3.2 Quantifier-auxiliary combinations .................................................................................................... 26

3.2.1 Anti-additive/antimorphic QPs ............................................................................................ 26

3.2.2 Downward entailing QPs ..................................................................................................... 27

3.2.3 Nonmonotonic QPs ............................................................................................................. 29

3.3 Conclusion ........................................................................................................................................ 29

Page 4: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

iv

Chapter 4 Analysis ............................................................................................................................... 30

4.1 General overview ............................................................................................................................. 30

4.1.1 Ambiguous constituents ...................................................................................................... 33

4.2 Corpus data analysis ......................................................................................................................... 36

4.2.1 Anti-additive/antimorphic QPs ............................................................................................ 36

4.2.1.1 [NEG]-feature ...................................................................................................................... 39

4.2.2 Downward entailing QPs ..................................................................................................... 40

4.2.2.1 [NEG]-feature ...................................................................................................................... 43

4.2.3 Nonmonotonic QPs ............................................................................................................. 44

4.2.3.1 [NEG]-feature ...................................................................................................................... 47

4.2.3.2 Exactly .................................................................................................................................. 53

4.2.4 “Misbehaving” quantifiers ................................................................................................... 54

4.2.4.1 Nothing ................................................................................................................... 54

4.2.4.2 Zero ......................................................................................................................... 56

4.2.4.3 Only ...................................................................................................................................... 57

4.2.4.4 DE quantifiers: rarely .......................................................................................................... 59

4.3 Conclusion ........................................................................................................................................ 61

Conclusion 63

Bibliography 66

Word count: 21.139

Page 5: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

v

List of Tables

Table 1 QPs ...................................................................................................................................... 20

Table 2 Auxiliary tags ...................................................................................................................... 20

Table 3 BNC results ......................................................................................................................... 22

Table 4 COCA results ....................................................................................................................... 23

Table 5 Overview results .................................................................................................................. 24

Table 6 Inversion and topicalization structures ................................................................................ 36

Table 7 N-word morphology ............................................................................................................ 39

Page 6: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

vi

List of Figures

Figure 1 SAI patterns in GG .............................................................................................................. 12

Figure 2 Split CP-structure ................................................................................................................ 15

Figure 3 Search entry ......................................................................................................................... 21

Figure 4 Graph overview ................................................................................................................... 24

Figure 5 Results (never) ..................................................................................................................... 26

Figure 6 Results (rarely) .................................................................................................................... 27

Figure 7 Results (seldom) .................................................................................................................. 27

Figure 8 Results (few) ........................................................................................................................ 28

Figure 9 Results (zero) ....................................................................................................................... 28

Figure 10 Results (only) ....................................................................................................................... 29

Figure 11 Focalized anti-additive QP structure (never) ....................................................................... 38

Figure 12 Focalized anti-additive QP structure (nothing).................................................................... 38

Figure 13 Focalized downward entailing QP structure (rarely) .......................................................... 42

Figure 14 Focalized nonmonotonic QP structure (only) ...................................................................... 46

Page 7: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

1

Introduction

It is widely accepted that (constituents with) purely negative quantifiers (e.g. no, never and the negative

marker not) give rise to subject-auxiliary inversion when preposed (Biber 2000; Büring 2004; Collins &

Postal 2014; De Clercq et al 2012; Haegeman 2000a, 2000b; Jackendoff 1972; Progovac 2005; Quirk et al

1985). Huddleston et al define these as “absolute negators” (2002: 812). As such, these contain an overt

syntactic negative marker (cf. section 4.2.1.1). As illustrated in (1) – (3), subject-auxiliary inversion (SAI)

occurs in these cases.

(1) a. Not until the next morning did she realise how serious it was.

(2) a. None of them did he find useful.

b. Nowhere does he mention my book.

(3) a. Never had the Cardinal’s policy been more triumphantly vindicated.

b. Nowhere is this so noticeable as in the South of France.

c. In no case can such a course be justified merely by success.

(examples based on Büring 2004: 1)

Negative scalar QPs like few, hardly, rarely, seldom, little, barely, scarcely and the numeral zero

‘normally’ (Quirk et al 1985: 781) give rise to negative inversion when they are in sentence initial position,

as illustrated in (4) – (7). Huddleston et al define these as “approximate negators” (2002: 815-816). These

quantifiers are negative in meaning, but they do not contain a morphological mark of negation. There is

evidence that these do, however, contain a covert syntactic negative feature (cf. section 4.2.2.1).

(4) Rarely had they experienced such a great performance.

(5) Hardly ever had he talked to somebody so enlightened.

(6) Very few people would they admit to their club.

(7) But on zero occasions have I found myself held up, delayed, late to my destination or in any

other way inconvenienced by cyclists on the road.

(Collins and Postal 2014: 138)

In the case of nonmonotonic QPs like only and exactly it is unclear to what extent inversion is

accepted. Some speakers clearly accept it (Collins and Postal 2014: 134), others don’t. Quirk et al (1985:

Page 8: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

2

781) argue that, even though only is not straightforwardly negative, it is to some extent negative in its

meaning. Only and exactly may occasionally give rise to subject-auxiliary inversion, as illustrated in (8) –

(11). Like negative scalar QPs, nonmonotonic QPs also do not contain a morphological mark of negation.

(8) Only his mother will he obey. (Quirk et al 1985: 781)

(9) Only on Sundays do they eat with their children. (Quirk et al 1985: 781)

(10) Exactly one feature did I notice in the landscape. (Collins & Postal 2014: 138)

(11) In exactly two of these cases did we find traces of the virus. (Büring 2004: 2)

Of the aforementioned forms of ‘negative inversion’ with preposed quantifiers, both purely negative

QPs and negative scalar QPs entail sentential negation. The quantifier phrase (i.e. the negative operator) thus

take sentential scope (Haegeman 2000b: 21; De Clercq et al 2012) and it is argued that the negative feature

in the quantifier is the underlying factor that triggers SAI. In the case of only, it is not sure if negation is the

underlying factor that triggers inversion. There are, however, also cases where negative QPs may be preposed

without triggering subject-auxiliary inversion. In these cases, there is usually no sentential or clausal

negation, but local or constituent negation (De Clercq et al 2012: 11; Horn 1989: 185; Quirk et al 1985: 793).

An example of this is (12), where the paraphrase below shows that the sentence is semantically positive.

Examples (13) – (14), where the same constituent is used, show the contrast between these two types of

negation even more clearly, respectively showing sentential negation and constituent negation. The

paraphrase provided below each example show the difference in meaning.

(12) Not even ten years ago you could see such a film.

[‘You could see such a film as recently as ten years ago.’]

(Quirk et al 1985: 793)

(13) With no clothes is Sue attractive (sentential negation)

[‘There are no clothes in which Sue is attractive’]

(14) With no clothes, Sue is attractive (constituent negation)

[‘While wearing no clothes, Sue is attractive’]

(Horn 1989: 185)

In cases (12) and (14), the quantifier negates a constituent instead of rendering the entire clause negative.

(Biber 2000: 916; Quirk et al 1985: 790). The negation is part of the adverbial only, while the main statement

is affirmative. There is thus, compared to the cases where subject-auxiliary inversion does take place, a scopal

Page 9: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

3

difference. Some more examples of fronted constituents with narrow scope negation are provided in (15) –

(16).

(15) No doubt he will issue his instructions. (PICT)

(16) Not surprisingly, most studies have concerned themselves with ill effect, notably

that of emotional stress. (ACAD)

(Biber 2000: 916)

The aim of this paper is to investigate inversion patterns with different types of preposed quantifier

phrases. As such, a corpus investigation (in both the BNC and COCA corpora) is set up to uncover the

frequency of use of these inversion patterns with regard to the different types of QPs that are mentioned

above. In addition, from a theoretical point-of-view, we will look at which mechanism(s) trigger(s) this

inversion pattern and what the structure of the sentence looks like. We will argue that there is an overt or

covert negative feature present in purely negative (de Swart 2009; Horn 1989) and negative scalar (De Clercq

2017; Horn 1989; McCawley 1998) QPs which is responsible for the inversion facts. When the QP is

preposed to a focus position, i.e. specifier of FocP, the auxiliary is forced to move leftward to Foc° (i.e. SAI

occurs as it moves to the left of the subject) to satisfy the NEG-criterion (Haegeman 1995; Haegeman and

Zanuttini 2014; cf. section 1.2.2). As such, it is argued that there are two features (i.e. a [NEG]-feature and a

[focus] feature) that the preposed QP has to have to give rise to SAI. In addition to the above negative QPs,

we will argue that, in the case of the nonmonotonic QP only, a (covert) syntactic negative feature is present

as well, even though only is not straightforwardly negative. When an only-phrase is thus preposed to

SpecFocP, it can also give rise to SAI to satisfy the NEG-criterion in the same way as negative scalar QPs.

After an overview of the theoretical background (section 1), which includes a classification of the

different quantifiers and some general background on negative contexts (section 1.1), the theoretical

framework with regard to inversion is provided (section 1.2). As the analysis will be held against the

background of Generative Grammar (GG), some information about SAI patterns in this tradition is provided,

as well as the specifics of the WH-/NEG-criterion which can be satisfied by the occurrence of these SAI

patterns (Haegeman and Zanuttini 2014; Haegeman 2000a; 2000b; Rizzi 1997). Lastly, the Topic - Focus

distinction is discussed more in-depth (Büring 2004; Haegeman 2000b; Kang 2014: Rizzi 1997) as this will

be a crucial ingredient in the analysis. In section 2 we discuss the methodology and then in section 3 we

present the results of the corpus research. The results include both a general overview and a brief discussion

of specific quantifier-auxiliary combinations. Section 4 discusses a possible analysis of the data, drawing on

the split CP framework, the Topic-Focus distinction, the NEG-criterion and the presence of a covert negative

feature in nonmonotonic QPs like only. Finally, I conclude.

Page 10: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

4

Chapter 1 Theoretical background

The theoretical background consists of two main parts. Initially, the different types of quantifiers and the

contexts of negativity these are associated with are discussed, as well as some tests for negativity (section

1.1). Section 1.2 focusses on inversion patterns in Generative Grammar, discussing both what these

patterns look like, as well as what the criteria for the occurrence of these patterns are.

1.1. Quantifiers and negativity

As subject-auxiliary inversion with preposed quantifier phrases is very likely a negation related

phenomenon, it is important to distinguish between different types and strengths of negation as well. After

a more in-depth overview of the different types of quantifiers and the different contexts of negation these

are associated with (section 1.1.1), some tests for negativity are provided to be able to distinguish which

constructions are affirmative and which are negative (section 1.1.2), followed by a syntactic hierarchy of

negation (section 1.1.3). Lastly, a brief preliminary discussion of nonmonotonic QPs and their possibility of

triggering subject-auxiliary inversion and licensing weak NPIs is provided (section 1.1.4).

1.1.1. Quantifier classification

Although different types of quantifiers have already been mentioned above in the introduction, it is important

to clearly delineate what a quantifier is, which different categories of quantifiers there are, and what

determines the category of a certain quantifier.

Quantifiers are determiners which specify the number or amount of entities referred to, as in (17),

although many can also be used as pronouns (18), and some even as adverbs (19) (Biber 2000: 71).

(17) He kept whistling at all the girls.

(18) Is that all I’ve got dad?

(19) Don’t get all mucky.

(Biber 2000: 71)

The semantic literature on quantifiers divides them into three groups. The first group are positive

scalar quantifiers (Horn 1989: 248), also called upward entailing (UE) or monotone increasing (Peters &

Westerståhl 2006: 164-165) quantifiers. These quantifiers (e.g. one, many, some, often, either, always)

denote a monotone increasing function (Barwise & Cooper 1981), which means that there is an upward or

Page 11: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

5

increasing entailment relation. This is illustrated by the pair in (20) – (21): the expression in (20) entails the

expression in (21). As some men walk slowly, it is clear that this entails that some men walk. The entailment

thus goes from the subset (the group of slow walkers) to the superset (the group of walkers), i.e. is upward

or increasing. Positive scalar quantifiers are not the topic of this master thesis, so we will not elaborate on

them further.

(20) Some men walk slowly (i.e. subset of slow walkers)

(21) Some men walk (i.e. superset of walkers)

(Ladusaw 1979: 115)

The second group of quantifiers are negative (scalar) quantifiers. These include quantifiers such as

never and rarely. Of these two negative quantifiers, however, the former intuitively feels like a stronger

negative than the latter. This leads us to believe that not all negatives can be seen as equal because of possible

different strengths of negativity. As such, subcategories have to be made on the basis of their (degree of)

negativity. As negation is most likely the underlying factor in (negative) inversion, the difference in strength

between the different quantifiers might also influence the possibility of inversion in constructions in which

these are used. As such, Van der Wouden (1997) poses the question of what it is that constitutes a negative

context (i.e. a context where negative polarity items can be licensed). There must be some properties that

negative contexts have in common that play a role in polarity licensing. After discussing these different

properties, Van der Wouden constructs a ‘natural hierarchical typology of negative contexts’.

Van der Wouden (1997) makes a distinction between four types of negative contexts or expressions,

with differing degrees of negativity. These are (from the weakest to the strongest forms of negation):

monotone decreasing contexts (e.g. few, seldom, hardly), antimultiplicative contexts (e.g. not every, not

always) and anti-additive contexts (e.g. nobody, never, nothing), and lastly antimorphic contexts (e.g. not,

not the teacher, not Judas). The stronger forms of negation always entail the weaker form(s), while the

reverse is not true. Antimorphic, antimultiplicative and anti-additive contexts are thus also monotone

decreasing.

All negative contexts can license negative polarity items (NPIs), but NPIs do not necessarily show

the same behavior in the different negative contexts (Van der Wouden 1997: 112). Examples of the NPI any

are provided in (22) – (23).

(22) John didn’t talk to anybody.

(23) Nobody said anything.

(Van der Wouden 1997: 59)

Page 12: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

6

As such, he also devises a typology of polarity items based on their distribution amongst the different types

of negative contexts. A distinction is made between negative polarity items of three different strengths: weak

NPIs, medium strength NPIs, and strong NPIs. Weak NPIs can occur in all monotone decreasing contexts;

NPIs of medium strength can occur in anti-additive contexts, but not in merely downward monotonic

contexts; Strong NPIs can only be licensed in antimorphic contexts (Van der Wouden 1997: 130). Zwarts

(1998: 233) makes the same distinction with regard to NPI licensing in the different contexts, although he

subdivides NPIs into weak, strong and superstrong (respectively weak, medium strength and strong in Van

der Wouden) types. The licensing of certain NPIs can thus also help test and possibly confirm the (degree

of) negativity of certain constructions.

Negative (scalar) quantifiers are thus all at least downward entailing (DE) (Ladusaw 1979: 112-113)

or monotone decreasing (Peters & Westerståhl 2006: 165) quantifiers and will henceforth be referred to as

downward entailing (DE) quantifiers. These quantifiers (e.g. no, few, seldom, little, barely and zero) denote

a monotone decreasing function, which means that there is a downward or decreasing entailment relation.

This can be seen by expression (24) entailing both expression (25) and (26). As no men walk, it is clear that

this entails that no men walk slowly and no men walk quickly. The entailment goes from the superset to the

subsets and is thus downward or decreasing.

(24) No men walk (i.e. superset of walkers)

(25) No men walk slowly (i.e. subset of slow walkers)

(26) No men walk quickly (i.e. subset of fast walkers)

Within the group of downward entailing quantifiers, however, there is a subset of purely negative

quantifiers. These consist of strong or anti-additive quantifiers (e.g. never, nobody, no) and even superstrong

or antimorphic quantifiers (Zwarts 1998; e.g. the negative marker not), which are considered as “stronger”

negatives than those that are merely downward entailing. These will henceforth be referred to as anti-

additive/antimorphic quantifiers. Quirk et al (1985: 778-780) define these negative adverbials as negative in

both form (i.e. they contain a morphological mark of negation) and meaning, while the “weaker” downward

entailing quantifiers are defined as negative in meaning but not in form. As McCawley (1998: 608) notes, in

the case of rarely, something negative (i.e. not often) is conveyed, but it does not, however, contain an overt

“standard morphological mark of negation”.

A special case here is the numeral zero. Gajewski (2011) poses the problem of the semantic

equivalence of no and (exactly) zero. Although this equivalence is present, only no licenses strong NPIs.

Bylinina (2017: 3) states that a possible explanation for this is that the grammar does not have access to the

Page 13: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

7

‘mathematical content’ of numerals (including zero). Because of this, zero might not be able to license strong

NPIs like either, while no does have that ability, as in (27).

(27) No/*Zero students like semantics, either.

(example based on Bylinina 2017: 1)

In addition, zero cannot occur with a ‘negative appositive tag’ (Klima 1964; cf. section 1.1.2), as seen in (28).

(28) She drank no/*zero martinis, not even weak ones.

(example based on Postal 2004: 167)

As zero is clearly not the same as the anti-additive quantifier no in its behavior, it will be categorized as a

downward entailing quantifier for the purpose of this research.

The last group of quantifiers consists of nonscalar quantifiers, also called nonmonotonic quantifiers.

These quantifiers (e.g. only, exactly) denote nonmonotonic or nonscalar functions, as there is no upward or

downward entailing relationship. A sentence such as (29) does not entail any subsets or supersets. These will

be referred to as nonmonotonic quantifier phrases from here on.

(29) Only men walk.

(30) Only men walk slowly.

(31) Only men walk quickly.

Subsets such as in (30) – (31) are not automatically entailed, as in that case an assumption would have to be

made regarding the pace of their walking. Such an assumption is not readily available.

1.1.2. Negativity tests

As inversion is most likely a negation related phenomenon, it is important to be able to distinguish exactly

which constructions are affirmative and which are negative. In his work ‘The syntactic phenomena of

English’, McCawley (1998: 604-612) discusses some tests for negativity proposed by Klima (1964). These

tests were designed to investigate the status of a sentence as affirmative or negative.

The first test, applicable to the simplest cases, pertains to the use of too and either, as the acceptability

of too or either appears to correlate with the sentence being respectively affirmative, as in (32), or negative,

as in (33) (McCawley 1998: 604-608).

Page 14: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

8

(32) John voted for Bergland, and Mary voted for him too/*either

(33) John didn’t vote for Reagan, and Mary didn’t vote for him either/*too

The second test consists of the possibility of using so or neither in an inverted reduced sentence, the

interpretation of which is based on the given sentence. In the case of an affirmative sentence, this is only

possible with so, as in (34), while in the case of a negative sentence, this is only possible with neither, as in

(35) (McCawley 1998: 608-611).

(34) John voted for Stassen, and so/*neither did Mary.

(35) John didn’t vote for Stassen, and neither/*so did Mary.

The third test consists of the use of tag questions (Brasoveanu et al 2014, Klima 1964). A distinction

has to be made between reversal tags (McCawley 1998: 611-612), as illustrated in (36), and reduplicative

tags, as illustrated in (37). Reduplicative tags indicate an affirmative sentence; reversal tags indicate either

an affirmative sentence (36a) or a negative sentence (36b). Sentences of the former type (36a) anchor a

negative question tag; sentences of the latter type (36b) anchor a positive question tag.

(36) a. Anne left, didn’t she? REV tag

b. Anne didn’t leave, did she? REV tag

(37) Anne left, did she? RED tag

(Brasoveanu et al 2014: 175)

The last test discussed by McCawley (1998: 612) is the possibility of the addition of a “negative

appositive tag” (Klima 1964: 262-263), which consists of ‘not even X’, with X matching a “special case” of

a constituent of the host sentence. Some examples are provided in (38) – (39).

(38) The writer will never accept suggestions, not even reasonable ones.

(39) *The publisher often disregards suggestions, not even reasonable ones.

(McCawley 1998: 612)

If the addition of a “negative appositive tag” is possible, as in (38), it means that the host sentence is negative

in some sense. In the case of (39), this addition is not possible and the host sentence is thus affirmative.

Page 15: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

9

1.1.3. Syntactic hierarchy of negation

A type of hierarchy of negative contexts has already been established, but this is not the only thing that

influences the negativity of a sentence. Placing negative constituents in different syntactic positions also

seems to influence the negativity of the sentences.

Brasoveanu et al (2014) quantify the negativity of sentences with different types of negative

operators in different syntactic positions. A distinction is made between n-words (e.g. never, nobody) and

downward entailing items (e.g. rarely, few) for the negative operators. The different syntactic positions in

which these are placed are adverb position, subject position, and direct object position. Comparing the

classification of n-words and DE-items to Van der Wouden’s classification of negative expressions, it is clear

that n-words (as adverb, subject, or direct object) are anti-additive expressions and thus anti-

additive/antimorphic quantifiers, while DE-items (also as adverb, subject, or direct object) are clearly only

downward entailing expressions and thus downward entailing quantifiers. Combining these two types of

negative constituents with the three different syntactic positions, sentences were constructed. The negativity

of these sentences was then tested by using these sentences as anchors for question tags. Participants had to

choose between either a positive or a negative reversal tag (cf. section 1.1.2); the former indicating a negative

sentence and the latter indicating an affirmative sentence. The negativity was then measured according to the

proportion of positive responses. The findings of Brasoveanu et al result in the hierarchy of sentential

negativity seen in (40).

(40) {NEG, N-ADV, N-SUBJ} >> N-OBJ >> {DE-ADV, DE-SUBJ} >> DE-OBJ >> POS

(Brasoveanu et al 2014: 183)

Both a semantic hierarchy of negativity and a syntactic hierarchy of negativity can be derived from this.

The former entails that all n-words are more negative than DE-items; this is in accordance with the degrees

of negativity assigned to anti-additive/antimorphic and downward entailing contexts by Van der Wouden.

The latter entails that adverbs and subjects are more negative than direct objects. Of these two hierarchies,

the semantic hierarchy is the most dominant, as any n-word in direct object position is more negative than

any DE-item in adverb or subject position.

When applying this hierarchy to quantifiers, one could propose a hierarchy of quantifier negativity,

illustrated in (41), based on the contexts they can occur in.

(41) {AA/AM Qs: ADV/SUBJ} >> {AA/AM Qs: OBJ}

>> {DE Qs: ADV/SUBJ) >> {DE Qs: OBJ}

Page 16: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

10

A semantic hierarchy applies here as well, the anti-additive (AA) and antimorphic (AM) quantifiers being

stronger negatives than downward entailling quantifiers (DE) in all cases. Within that semantic hierarchy

then one can subordinate the syntactic hierarchy, with quantifiers functioning as adverbs (ADV) or as subjects

(SUBJ) forming stronger negatives than quantifiers functioning as objects (OBJ).

A question that remains to be answered, however, is to what extent nonmonotonic quantifiers have

the possibility of triggering inversion and/or licensing items typically associated with negative contexts, such

as negative polarity items.

1.1.4. Nonmonotonic QPs

The question remains how non-monotonic quantifiers like only and exactly can be to some extent negative

and have the ability of triggering subject-auxiliary inversion.

Nishiguchi (2003: 208) notes that non-monotonic items can trigger weak NPIs such as any and ever,

even though they do not even fit the weakest category of negative contexts (i.e. downward entailment). Some

examples of this are provided in (42) – (45).

(42) Only Mary showed any respect for the visitors.

(43) Only to his girlfriend did John give any flowers.

(44) Only last year did John get any grey hairs.

(Progovac 2005: 73)

(45) Only Bill had ever read anything about phrenology.

(Nishiguchi 2003: 205)

The solution he proposes entails the notion of ‘anti-UEness (Upward Entailingness, i.e. DE plus NM) and an

exclusivity condition for non-monotonic NPI licensers (Nishiguchi 2003). The concept of ‘anti-UEness’

would in this case replace ‘DE-ness’ as a description of NPI licensers. The exclusivity condition pertains to

non-monotonic operators that share the assertion ‘no other than x is y’ and it refers to the exclusivity of the

constituent that is being focalized by the nonmonotonic quantifier, as the expression entails that no other

alternatives than that which is focalized are true. Similar to monotone decreasing contexts, a “negative-like

meaning”, instead of the negation morpheme not could serve to condition the occurrence of polarity items

(Peters & Westerståhl 2006: 199) and possibly negative inversion. Non-monotonic contexts that meet

exclusivity condition can thus license weak NPIs (Nishiguchi 2003: 213).

Page 17: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

11

1.2. Inversion in Generative Grammar

The analysis will be held against the background of the generative tradition. As such, a brief discussion of

subject-auxiliary inversion patterns in Generative Grammar (GG) is provided, followed by the specifics of

the WH- and NEG-criterion, of which the latter is assumed to trigger the subject-auxiliary inversion patterns

when negative QPs are preposed. Lastly, Rizzi’s (1997) split CP is elaborated on, as well as a more in-depth

discussion of the Topic-Focus distinction.

1.2.1. SAI patterns

Within generative syntax, SAI patterns are considered a leftward displacement of the auxiliary (or tense).

Whilst the subject is in SpecTP, the content of T (e.g. the auxiliary) moves leftward to a head position to the

left of the subject in CP. SAI takes place in yes/no-questions, wh-questions (46) and cases of negative

inversion (47) (Haegeman 2006: 313-330), such as those discussed in the introduction. As we discussed

before, there is also inversion in constructions with preposed only-phrases (48). A representation of the tree

structure of examples (46) – (48) is provided in Figure 1 on the next page. Do note, however, that Figure 1

presents a mono-layered CP; the split CP (Rizzi 1997) will be discussed in section 1.2.3 and will from then

on serve as the framework for our analysis.

(46) Which letter could John write today?

(47) No letter could John write today.

(48) Only one letter could John write today.

(Veselovská 2011: 5)

SAI is thus triggered by a preposed interrogative (e.g. which) or negative constituent (e.g. no letter). This is

due to respectively the WH-criterion and the NEG-criterion (cf. section 1.2.2) (Haegeman 2000a: 121-122).

In addition, constituents with only (e.g. only one letter) are also capable of triggering SAI even though they

are not straightforwardly negative.

Page 18: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

12

*[+F] = feature that triggers SAI

Figure 1. SAI patterns in GG (Veselovksá 2011: 5)

1.2.2. WH-/NEG-criterion

The WH- and NEG-criterion are instantiations of the AFFECT-criterion (Haegeman 1995: 93). AFFECT

refers to “the feature that all triggers, i.e. all contexts that license NPIs, (are supposed to) have in common”

(Van der Wouden 1997: 83). The AFFECT-criterion states that affective elements (Klima 1964), such as a

[WH]-element or a [NEG]-element, are subject to a licensing requirement in terms of Spec-head agreement

(Haegeman 1995: 93; Rizzi 1996). The AFFECT-criterion is presented in (49).

(49) The AFFECT-criterion

(a) An AFFECTIVE operator must be in a Spec-Head configuration with an [AFFECTIVE] X°

(b) An [AFFECTIVE] X° must be in a Spec-Head configuration with a AFFECTIVE operator

(Haegeman 1995: 93)

The WH- and NEG-criterion, which are specific instantiations of the AFFECT-criterion, are presented in

(50) – (51):

(50) The WH-criterion

(c) A WH-operator must be in a Spec-Head configuration with an X-[WH]

(d) An X-[WH] must be in a Spec-Head configuration with a WH-operator

(May 1985; Rizzi 1996; Haegeman 1995: 94)

Page 19: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

13

(51) The NEG-criterion

(a) A NEG-operator must be in a Spec-Head configuration with an X-[NEG]

(b) An X-[NEG] must be in a Spec-Head configuration with a NEG-operator

(Haegeman and Zanuttini 2014; Haegeman 1995: 106)

In examples (46) – (47), the wh-phrase and the negative constituent trigger subject-auxiliary inversion due to

the need to get into a spec-head configuration with respectively an X-[WH] and an X-[NEG] (i.e. a head that

carries a [WH] / [NEG] feature). In both cases, the auxiliary has moved to the head position C°, which

suggests that the inverted auxiliary (or inflectional head) is capable of carrying an interrogative feature [WH]

or a negative feature [NEG]. The current literature argues that the [WH]- and [NEG]-features are associated

with an inflectional head; more specifically with T in a split-Infl approach (Haegeman 1995: 94; Rizzi 1990:

17-18). Lasnik (1972) also associates the [WH]- and [NEG]-features with auxiliaries (i.e. I, or T and Agr).

As such, it will from now on be assumed that auxiliaries in interrogative and negative constructions carry a

respectively interrogative or negative feature. In the case of (46), the [WH]-feature is thus on T° (i.e. the

auxiliary). As the WH-operator has moved to SpecCP, the tensed auxiliary, which carries the matching [WH]-

feature, moves leftward from T° to C° to enable the spec-head configuration with the preposed constituent.

Similarly, the NEG-criterion may lead to operator movement in cases where the preposed negative

constituent (i.e. a constituent that contains a [NEG]-feature) takes sentential scope, causing the auxiliary to

move to C° as well, as it carries the matching [NEG]-feature. An example of this is (47). Do note, however,

that the NEG-criterion is not exclusive to inversion contexts.

The preposing of negative constituents that give rise to SAI is assumed to be triggered due to a [focus]

feature associated with the negative constituent; this [focus] feature could thus be a common feature of

preposed constituents that trigger inversion. Do note, however, that focalization itself (e.g. of a constituent

without a [NEG]-feature which would triggers the NEG-criterion) is not a sufficient condition for SAI to

occur (Haegeman 2000a: 126).

In Figure 1 (cf. supra), the application of these criteria is illustrated for both the NEG- and the WH-

criterion. An interrogative (i.e. which letter) or negative (i.e. no letter) constituent from within the VP is

preposed to the specifier position of CP; due to the respectively [WH] and [NEG]-feature they carry, they

require a spec-head configuration with a head carrying the matching feature (i.e. the WH-/NEG-criterion

applies) whereby the auxiliary (a head which carries the matching feature) moves from T° to C°. As such,

the auxiliary moves to the left of the subject (which is in SpecTP) and subject-auxiliary inversion occurs.

The spec-head configuration thus entails that the interrogative or negative constituent is in SpecCP, while

the auxiliary (i.e. the head) is in C°. The NEG-criterion will play an important role in the analysis of the data

from the corpus research.

Page 20: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

14

1.2.3. The split CP

As similar-looking preposed constituents can sometimes occur (in separate sentences; with different

meanings) with (52) and without (53) subject-auxiliary inversion (i.e. sentential vs. constituent negation), it

must be that these constituents are somehow different. However, if one adopts a mono-layered CP, as has

been done above, both can only target SpecCP and hence it cannot be explained why the two constituents in

(52) – (53) behave differently with respect to SAI. Rizzi’s (1997) split CP on the other hand allows us to

account for the differences between these constituents, as well as the co-occurrence of these constituents in

constructions with multiple preposed constituents, as in (54).

(52) With no job would she be happy.

(53) With no job, she would be happy.

(Haegeman 2000b: 31)

(54) [During the holidays] [on no account] will I do that.

(Haegeman 2000b: 46)

Rizzi (1997) decomposes the CP projection into multiple functional projections; it minimally

decomposes into ForceP and FinP. ForceP encodes the illocutionary force of the clause; Fin° is endowed

with the feature for (non-)finiteness. The split CP may also include a FocP projection, which hosts the

focalized constituent in its specifier position and a [focus] feature as its head. In addition, there is a (recursive)

TopP, which hosts the fronted topic in its specifier position and hosts a [topic] feature as its head (Haegeman

2000a: 128-129). The structure of the split CP is presented in Figure 2. As it is assumed that a [focus] feature

is present in preposed negative constituents that trigger SAI (Haegeman 2000a: 126), it will henceforth be

assumed that only constituents that go into SpecFocP can trigger SAI, while those that go into SpecTopP

cannot trigger SAI.

Page 21: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

15

ForceP > TopP* > FocP > TopP* > FinP (Rizzi 1997)

Figure 2. Split CP-structure (Rizzi 1997)

In assigning the preposed constituents to the specifier position of either FocP or TopP, a distinction

has to be made between topic and focus. The most important distinction is that while focus is quantificational,

topic is not. Focus constituents thus work as operators and bind a variable. This means that they work as

syntactic operators. Topic constituents, on the other hand, do not work as syntactic operators (Isac 2004: 127;

cf. section 1.2.4). The same constituent (e.g. your book) can in some cases serve as either a focus or a topic

(but not in the same sentence), as represented respectively in (55) – (56). When “your book” is focalized, as

in (55), the focus is “your book”, about which something is then said. As “your book” is not a negative

constituent, the NEG-criterion does not apply in this case and SAI does not occur. When “your book” is

topicalized, as in (56), the focus lies elsewhere (i.e. “to Paul”).

(55) YOUR BOOK you should give t to Paul (not mine)

(56) Your book, you should give t to Paul (not to Bill)

(Rizzi 1997: 285)

Rizzi (1997: 285) notes that in focalization, as in (55), the preposed element “bearing focal stress, introduces

new information”. In topicalization, as in (56), the topic is “characteristically set off from the rest of the

Page 22: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

16

clause by ‘comma intonation’ and normally expressing old information” (1997: 285) which is salient in

previous discourse. The differences between focus and topic are discussed more in-depth in section 1.2.4.

Wh-phrases and focalized negative constituents are in complementary distribution, as seen in (57) –

(58). As they are both focalized constituents, they thus target the same projection (i.e. FocP) (Haegeman

2000a: 133-134).

(57) *In no way, why would Robin volunteer?

(58) *Why, in no way would Robin volunteer?

(Haegeman 2000a: 134)

Haegeman (2000b: 27) notes that “in root clauses, negative inversion is compatible with the

preposing of adverbial or argumental topics”. The topicalized constituent is, however, required to precede

the focalized constituent, as seen in (59) – (60). This is also possible with wh-inversion, as in (61).

(59) During my sabbatical, on no account will I read e-mail.

(60) *On no account during my sabbatical will I read e-mail.

(61) With no job, where can we go?

(Haegeman 2000b: 27)

The Topic-Focus distinction and its effect on subject-auxiliary inversion is elaborated on in section

1.2.4, including some tests to determine if a constituent is a topic or a focus.

1.2.4. Topic – Focus distinction

It is not the case that a (preposed) constituent that contains a negative feature necessarily functions as either

a topic or a focus exclusively. It is certainly possible for such a constituent to function as either a topic or a

focus, although in separate constructions with or without inversion; this also entails semantic differences

(Haegeman 2000b: 31). An example of this is the constituent “with no job” which is focalized in (52), but

topicalized in (53). Such a constituent is thus ambiguous.

A very general view on the Topic – Focus distinction is that topic is what a sentence is about, while

focus is what is said about the topic (Kang 2014: 236-237). A first distinction can thus be made on the basis

of information structure. Kang notes that “topic is taken to be presupposed in a pragmatically structured

proposition, thereby carrying old information”, while “focus is taken to constitute an unpredictable part of

the proposition, consequently carrying new information” (2014: 236-237; Rizzi 1997: 285; Veselovská 2011:

7).

Page 23: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

17

A second distinction is noted by Rizzi (1997: 291-295; Isac 2004: 127), namely that focus is

quantificational, while topic is not. This means that focus acts as a syntactic operator and binds a (syntactic)

variable, as in (62), where “your book” functions as direct object and binds to the verb. Topics, on the other

hand, do not act as syntactic operators and do not relate to a syntactic variable in the sentence, as in (63), “in

which potential bindees are the clitic and its trace, neither of which qualifies as a syntactic variable” (Rizzi

1997: 292).

(62) IL TUO LIBRO ho comprato t (non il suo)

“YOUR BOOK I bought (not his)”

(63) Il tuo libro, lo ho comprato

“Your book, I bought it”

(Rizzi 1997: 289-90)

A third distinction is based on their intonational properties (usually reflected in punctuation).

Topicalization shows an intonational phrase break, while focalization does not tolerate that separation

(Büring 2004: 2). Some examples of this are provided in (64) – (65), in which “%” indicates the intonational

break.

(64) a. Nowhere does he mention my book.

b. Somewhere % he mentions my book.

c. ?*Nowhere % does he mention my book

(65) a. In no case can such a course be justified merely by success.

b. In some cases % such a course can be justified merely by success

c. ?* In no case % can such a course be justified merely by success.

(Büring 2004: 3)

Haegeman (2000b: 31-32) hypothesized that preposing with inversion (i.e. sentential negation) is an

instance of focalization, while preposing without inversion (i.e. constituent negation) is an instance of

topicalization. As such, the following tests for sentential negation (the absence of which indicates constituent

negation in the following examples) could coincide with tests to distinguish if a constituent is either a focus

or a topic. The first tests consists in the use of the neither-tag. Sentences with a preposed negative constituent

that takes sentential scope admit this kind of tag, as in (66), while those that take constituent scope do not, as

in (67).

Page 24: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

18

(66) Not often does Jack attend parties and neither does Jill.

(67) *Not long ago, Jack attended a party and neither did Jill.

(Haegeman 2000b; based on Rudanko 1980: 310)

A similar test involves the use of reversal question tags (Haegeman 2000b: 32). In this case, questions

with a focalized negative constituent should anchor a positive question tag, as in (68), while those with a

topicalized negative constituent should anchor a negative question tag, as in (69).

(68) Not often does Jack attend parties, does he?/*doesn’t he?

(69) Not long ago Jack attended a party, didn’t he?*did he?

(Haegeman 2000b; based on Rudanko 1980: 310)

A third test is based on the polarity licensing of these constituents. Focalized negative constituents

should thus be able to license NPIs both inside the preposed PP (70a) as well as the rest of the sentence (70b),

as these have sentential scope. Topicalized negative constituents should only be able to license NPIs within

the preposed PP (71a) but not in the rest of the sentence (71b) (Haegeman 2000b: 32).

(70) a. With no job of any kind would she be happy.

b. With no job would she ever be happy.

(71) a. With no job of any kind, she would be perfectly happy.

b. *With no job, she would ever be happy

(Haegeman 2000b: 32)

The above tests, however, all rely on the hypothesis that focalization (of a negative constituent)

entails sentential negation and that topicalization (of a negative constituent) entails constituent negation. As

such, some independent tests are provided below. The first test entails that a topic can involve a resumptive

clitic within the comment; which is obligatory if the topicalized constituent is the direct object (72). Focalized

constituents cannot occur with a resumptive clitic (73) (Haegeman 2000b: 35; Rizzi 1997: 289).

(72) Il tuo libro, lo ho comprato

“Your book, I bought it.” [topicalization]

(73) IL TUO LIBRO ho comprato t (non il suo)

“YOUR BOOK, I bought (not his)” [focalization]

(Rizzi 1997: 289-290)

Page 25: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

19

Secondly, bare quantifiers such as everything and no one cannot serve as a topic (74a) but only as a

focus (74b), as these inherently require an operator-variable relation (Haegeman 2000b: 35; Rizzi 1997: 290).

Similarly, negative DPs also inherently have operator status and must bind a variable (75a); they are thus

incompatible with topicalization (75b) (Haegeman 2000b: 37).

(74) a. *Nessuno, lo ho visto

“No one, I saw him”

b. NESSUNO ho visto t

“NO ONE I saw”

(Rizzi 1997: 290)

(75) a. No job would she be happy with.

b. *No job, she would be happy with.

(Haegeman 2000b: 37)

A third test is based on the complementary distribution of wh-phrases and focalized negative

constituents. Wh-operators in main questions are thus only compatible with a topic (76) and not with a focus

(77).

(76) With no job, where can we go?

(77) a. *Where on no account should I go?

b. *On no account where should I go

(Haegeman 2000b: 27)

Page 26: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

20

Chapter 2 Methodology

The corpora used are the Corpus of Contemporary American English (COCA) and the British National

Corpus (BNC). COCA is the largest corpus of American English currently available and is composed of more

than 450 million words from more than 160,000 texts from a variety of sources (spoken, fiction, popular

magazines, newspapers, academic journals) dating from 1990 to 2015. BNC is a synchronic corpus (i.e.

language use from the late 20th century) composed of 100 million words, of which 90% is written language

use (i.e. newspapers, journals, (non-)fiction books and other published materials) and the remaining 10% is

spoken language use. These corpora are freely available online and are both used as there is no focus on the

specifics of American or British English.

For our research, we have investigated the number of occurrences of inversion for each type of

(preposed) quantifier phrase (i.e. anti-additive and antimorphic QPs; downward entailing QPs; nonmonotonic

QPs) in both the BNC & COCA corpora. In order to somewhat enable searches that present a limited amount

of useful results, we have used constructions in which the subject that is part of the subject-auxiliary inversion

is a personal pronoun (using the _pp* tag incorporated in both corpora). This also limited the amount of

manual filtering that needed to be done. As subject-auxiliary inversion (SAI) is expected in the case of anti-

additive/antimorphic QPs, only two anti-additive/antimorphic QPs have been researched. In the case of

downward entailing QPs, four QPs have been researched. Lastly, for nonmonotonic QPs, only and exactly

have been researched. All of the selected QPs are presented in Table 1:

Anti-additive/antimorphic QPs Downward entailing QPs Nonmonotonic QPs

Never Rarely Seldom Only

Nothing Few Zero Exactly

Table 1. QPs

The above QPs were then to be combined with the different auxiliaries, of which all modals are

grouped together in both corpora. The specific search tags provided (in both corpora) for each (type of)

auxiliary are presented in Table 2:

To have To do To be Modals

_vh* _vd* _vb* _vm*

Table 2. Auxiliary tags

Page 27: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

21

All quantifier phrases thus needed to be combined with all (types of) auxiliaries, immediately

followed by a personal pronoun. This was done using the “collocates” search function, in which each

quantifier phrase is entered as a collocate that precedes (up to 4 words) a combination of a given auxiliary

(using the tags presented in Table 3), immediately followed by a personal pronoun (using the _pp* tag). This

should provide us with most of the cases of subject-auxiliary inversion with a personal pronoun as the subject.

A generic example of the search entry is presented in Figure 3 below.

Figure 3. Search entry

The results obtained from these searches were then filtered manually to include only the relevant

ones. Cases of “not only” are not counted in the case of “only”, because “not”, which is antimorphic, modifies

the QP and most likely already accounts for the inversion that takes place; cases of interrogatives are not

counted as well, as wh-phrases also influence subject-auxiliary inversion. This is done for up to 500 results

(in each corpus) for each quantifier-auxiliary combination, as in most cases the later results were not relevant

for this research (i.e. they were not cases of subject-auxiliary inversion with a preposed quantifier phrase).

Note that the results should be considered as close estimates to account for any possible human error.

In COCA, all combinations with the auxiliary “to be” result in an error (i.e. “All of the “slots” in

your multi-word search string occur more than 40,000,000 times in the corpus”). In these cases, instead of

using the _pp* tag, each subject personal pronoun was entered separately (i.e. I, you, he, she, it, we, they). In

these cases, more than 500 results in total were analyzed for each quantifier phrase, although these did not

skew the results.

Page 28: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

22

Chapter 3 Results and discussion

In chapter 3, the results are provided. After a general overview of these in section 3.1, which includes a

general discussion and mention of some limitations of the corpus research, specific quantifier-auxiliary

combinations are discussed in section 3.2. A conclusion as to the frequency of inversion patterns is provided

in section 3.3.

3.1. Overview

Tables 3 and 4 present, respectively in BNC and COCA, the quantifiers that were researched; the number of

occurrences of each quantifier (in any form or position) in the entire corpus; the total number of results for

each quantifier (with all auxiliaries combined) before filtering (i.e. the limit of 500 cases per quantifier-

auxiliary combination does not apply here); the total number of hits (i.e. cases of subject-auxiliary inversion

with a preposed quantifier phrase); the percentage of hits in relation to the total number of occurrences in the

entire corpus (in any form or position); and the percentage of hits in relation to the total number of results

before filtering.

BNC Total (corpus) Total (results) SAI-hits % (corpus) % (results)

Never 52,643 867 200 0.38% 23.07%

Nothing 31,971 257 1 0.00% 0.39%

Rarely 4,064 62 37 0.91% 59.68%

Few 42,792 137 2 0.00% 1.46%

Seldom 1,462 18 16 1.09% 88.89%

Zero 2,257 9 0 0.00% 0.00%

Only 146,936 1,982 414 0.28% 20.89%

Exactly 10,188 297 0 0.00% 0.00%

Table 3. BNC results

Page 29: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

23

COCA Total (corpus) Total (results) SAI-hits % (corpus) % (results)

Never 343,708 3,566 596 0.17% 16.71%

Nothing 164,127 734 4 0.00% 0.54%

Rarely 19,555 407 352 1.80% 86.49%

Few 259,707 649 13 0.01% 2.00%

Seldom 6,009 109 97 1.61% 88.99%

Zero 14,205 64 2 0.01% 3.13%

Only 638,191 9,156 809 0.13% 8.84%

Exactly 72,130 1,725 0 0.00% 0.00%

Table 4. COCA results

Percentagewise, the number of occurrences of subject-auxiliary inversion (in relation to the total

number of occurrences in the entire corpus) is rather insignificant. The percentages range from 0.00% to at

most 1.80%. Likewise, the number of SAI-hits in relation to the total number of results seems to be of little

importance, as the search results also include an arbitrary amount of cases where subject-auxiliary inversion

does not take place. This explains the extreme differences, ranging from 0.00% up to 88.99%. The total

number of occurrences of each quantifier in the entire corpus will, however, allow us to put into perspective

the number of occurrences of subject-auxiliary inversion for each quantifier. A quantifier such as only, which

appears to occur approximately double (in COCA) or even triple (in BNC) the amount of never (the second

most occurring quantifier in both corpora) could result in a higher number of occurrences of subject-auxiliary

inversion. This is indeed the case, as subject-auxiliary inversion with preposed only seems to occur 414 times

in BNC and 809 times in COCA; the highest number of all quantifiers (i.e. total of 1223) in the sample of

both corpora.

Table 5 presents a general overview of the number of cases of subject-auxiliary inversion for each

quantifier-auxiliary combination (in both corpora separately and the combined total). Figure 4 is a graph

representation of these numbers.

Page 30: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

24

Never Nothing Rarely Few Seldom Zero Only Exactly

BNC

To have 105 0 8 1 6 0 40 0

To do 31 0 15 0 7 0 175 0

To be 13 0 6 1 2 0 46 0

Modals 51 1 8 0 1 0 153 0

Total 200 1 37 2 16 0 414 0

COCA

To have 269 1 52 0 27 2 170 0

To do 32 0 212 8 47 0 146 0

To be 46 1 58 0 13 0 166 0

Modals 249 2 30 5 10 0 327 0

Total 596 4 352 13 97 2 809 0

Total

To have 374 1 60 1 33 2 210 0

To do 63 0 227 8 54 0 321 0

To be 59 1 64 1 15 0 212 0

Modals 300 3 38 5 11 0 480 0

Total 796 5 389 15 113 2 1223 0

Table 5. Overview results

Figure 4. Graph overview

0 200 400 600 800 1000 1200 1400

Never

Nothing

Rarely

Few

Seldom

Only

Exactly

Zero

Never Nothing Rarely Few Seldom Only Exactly Zero

BNC 200 1 37 2 16 414 0 0

COCA 596 4 352 13 97 809 0 2

Cases of inversion

Page 31: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

25

In the case of anti-additive quantifiers never and nothing, the expectation was that there would be a

lot of cases of subject-auxiliary inversion, as these occur in strong negative contexts. Based on the syntactic

hierarchy of sentential negativity, the anti-additive quantifier never, in adverb position, would result in more

cases of inversion than the anti-additive quantifier nothing in object position. While never behaves exactly

as expected, resulting in 796 cases of inversion, nothing does not behave as expected, resulting in merely 5

cases of inversion. While nothing does have a lower number of results than never, the number of results is

far too low as nothing is still an anti-additive quantifier. In fact, all downward entailing quantifiers (i.e. rarely,

few, seldom) except for zero, and even the nonmonotonic quantifier only show more cases of subject-auxiliary

inversion.

In the case of the downward entailing quantifiers rarely, few, seldom and zero, the expectation was

that there would be a fair amount of cases of subject-auxiliary inversion, but fewer cases than the anti-additive

quantifiers, as these also occur in negative contexts but constitute weaker negatives than anti-additive

quantifiers. Rarely, few, and seldom result in respectively 389, 15 and 113 cases of subject-auxiliary

inversion. Zero, however, results in only 2 cases of SAI.

In the case of nonmonotonic quantifiers, the expectation was that there would possibly be some cases

of subject-auxiliary inversion, in cases where the assertion is ‘no other than x is y’ (Nishigushi 2003), but

these would be fairly weak negatives as these are ‘negative-like’ and not straightforwardly negative. In the

case of exactly, no cases of inversion where it can be certain that exactly triggers SAI were found, as this

quantifier was only fronted in interrogative constructions, which already account for the inversion pattern. In

the case of only, which, in most cases, asserted ‘no other than x is y’, a surprising 1223 cases of subject-

auxiliary inversion were found, the highest number of results for all quantifiers. While this number is

definitely significant and leads us to believe that subject-auxiliary inversion is generally accepted with

preposed only, it needs to be put into perspective as only occurs the highest number of times in both corpora,

which might account for a relatively higher number of results.

Do note, however, the limitations of this corpus research. These results only account for cases of

subject-auxiliary inversion with personal pronouns in subject position where the quantifier precedes the

auxiliary up to 4 words before it. It is very well possible that any other type of subject might result in more

cases of inversion for any of the quantifiers in question. The relative number of results of all cases is also

influenced by the relative frequency of use of each quantifier (i.e. the total number of occurrences of each

quantifier in any form and position in the entire corpora). It is to be expected that if a certain quantifier (e.g.

rarely) occurs double the amount of another quantifier (in any construction), it would result in more cases of

inversion as well. This might explain the higher number of SAI-hits for only and rarely and the lower number

of SAI-hits with few and zero. This corpus research does, however, give an indication of the relative

distribution of inversion for each type of quantifier.

Page 32: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

26

In short, most of the quantifiers behave as expected when looking at their negativity, the anti-additive

quantifier never showing a high amount of cases of inversion, the downward entailing quantifiers rarely, few,

and seldom resulting in a fair amount of cases of inversion, and the non-monotonic quantifier exactly resulting

in no cases of inversion. Some outliers are the anti-additive quantifier nothing, resulting in only 5 cases of

inversion, the downward entailing quantifier zero, resulting in 2 cases of inversion, and the nonmonotonic

only resulting in the highest amount of cases of inversion (i.e. 1223).

3.2. Quantifier-auxiliary combinations

Figures 5 – 10 visually represent (for each separate quantifier) the number of occurrences of subject-auxiliary

inversion with each (type of) auxiliary.

3.2.1. Anti-additive/antimorphic QPs

Figure 5. Results (never)

The anti-additive quantifier never seems to combine mostly with the auxiliary to have and with modals, with

respectively 374 and 300 cases of inversion, compared to 63 cases in combinations with the auxiliary to do

and 59 cases in combinations with the auxiliary to be. In the case of nothing (no graph is provided in this

case), the amount of cases of inversion is too low to make any conclusions.

105

31 1351

269

32 46

249

0

50

100

150

200

250

300

350

400

To have To do To be Modals

Never

COCA

BNC

Page 33: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

27

3.2.2. Downward entailing QPs

Figure 6. Results (rarely)

Figure 7. Results (seldom)

8 15 6 8

52

212

5830

0

50

100

150

200

250

To have To do To be Modals

Rarely

COCA

BNC

6 72 1

27

47

1310

0

10

20

30

40

50

60

To have To do To be Modals

Seldom

COCA

BNC

Page 34: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

28

Figure 8. Results (few)

Figure 9. Results (zero)

The downward entailing quantifier rarely, which resulted in the highest number of results, combines mostly

with the auxiliary to do (i.e. 227 cases). This is also the case for seldom (i.e. 54 cases). Although few has a

fairly insignificant total number of results, combinations with the auxiliary to do also seem to be most

prevalent (i.e. 8 cases). In the case of zero, only combinations with the auxiliary to have were found.

1 1

8

5

0

1

2

3

4

5

6

7

8

9

To have To do To be Modals

Few

COCA

BNC

2

0 0 00

0.5

1

1.5

2

2.5

To have To do To be Modals

Zero

COCA

BNC

Page 35: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

29

3.2.3. Nonmonotonic QPs

Figure 10. Results (only)

The nonmonotonic quantifier only seems to have a fairly equal distribution with all different auxiliaries. The

modals do seem to be an outlier, but this can be explained as the modals are a group of auxiliaries instead of

a single auxiliary. The nonmonotonic quantifier exactly, disregarding the high number of cases where the

interrogative structure triggered subject-auxiliary inversion, resulted in 0 cases of subject-auxiliary inversion.

3.3. Conclusion

Although there seem to be some slight tendencies for specific quantifier types to occur with certain (types

of) auxiliaries (e.g. negative scalar quantifiers occurring the highest number of times with the auxiliary to

do), it appears that for most quantifier phrases that regularly trigger subject-auxiliary inversion, combinations

with all auxiliaries tend to occur. It does not seem that the type of auxiliary has much – if any – effect on

subject-auxiliary inversion.

With regard to the frequency of inversion patterns; it seems that, in addition to anti-

additive/antimorphic QPs and downward entailing QPs, the nonmonotonic QP only consistently (and even

with a higher frequency) triggers subject-auxiliary inversion when preposed. This indicates that only might

carry a [NEG]-feature and thus trigger the NEG-criterion as well.

40

175

46

153

170

146

166

327

0

100

200

300

400

500

600

To have To do To be Modals

Only

COCA

BNC

Page 36: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

30

Chapter 4 Analysis

Initially, a general overview of how the different quantifiers will be analyzed is presented (section 4.1). This

is followed by the application of the aforementioned analysis to the corpus data (section 4.2).

4.1. General overview

In the corpus data analysis, we will try to account for some cases of SAI that we observed in the corpora by

means of Rizzi’s (1997) split CP framework (Figure 2) and Haegeman’s NEG-criterion (Haegeman 2000b;

Haegeman and Zanuttini 2014). This section will provide a general overview of the analysis for each type of

quantifier; this analysis will then be elaborated on and applied to the corpus data in section 4.2.

If a (negative) quantifier phrase gives rise to subject-auxiliary inversion (and there is thus sentential

negation), the fronted QP is a focus constituent and should thus go into the specifier position of FocP. If this

is not the case, the fronted QP is a topic constituent and should thus go into the specifier position of TopP.

As all cases examined are cases of subject-auxiliary inversion, it is expected that they all go into SpecFocP.

As such, they should also have the possibility of being preceded by a topic constituent, as in (78).

(78) During my sabbatical, on no account will I read e-mail. (Haegeman 2000b: 27)

As inversion occurs, there must be something in SpecFocP that requires a spec-head configuration with the

auxiliary; if the quantifier phrase in question is thus preceded by a topic constituent, this would imply that

the quantifier phrase is in SpecFocP. If a negative quantifier phrase is in SpecFocP, the NEG-criterion applies,

triggering subject-auxiliary inversion through leftward movement of the auxiliary (i.e. the head which carries

the matching [NEG]-feature) to Foc° to obtain the necessary spec-head configuration.

As the corpus data indicates, (negative) inversion has the capability of occurring with anti-

additive/antimorphic, downward entailing and nonmonotonic quantifier phrases in sentence-initial position.

As such, the specifics of how the NEG-criterion is capable of applying when the QPs in question are focalized

must be examined.

In anti-additive/antimorphic quantifier phrases, it will be argued that the NEG-criterion applies

obligatorily when the QP is situated in the specifier position of FocP. This is because anti-

additive/antimorphic quantifiers, such as never and not, contain a morphological mark of negation which

carries the NEG-feature. Never, for example, is composed of the negative marker not and ever. Besides their

Page 37: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

31

semantic negativity, there is thus also an overt syntactic negative marker within the quantifier which triggers

the NEG-criterion (cf. section 4.2.1.1).

Haegeman (2000b: 22) notes that inversion is also known to be triggered by preposed ‘weak

negators’ such as rarely, scarcely, seldom, only, few, etc. This is in accordance with the results of the corpus

investigation. It could thus be argued that these elements are also subject to the NEG-criterion, even though

these, on the surface, do not seem to contain a morphological mark of negation.

In the case of downward entailing quantifier phrases (e.g. rarely, seldom, few), it will be argued that

the NEG-criterion does also apply when the QP is in the specifier position of FocP. Downward entailing QPs,

however, do not contain a morphological mark of negation. Haegeman (2000b: 32) does, however, note that

preposed negative constituents that trigger subject-auxiliary inversion semantically differ from those that do

not trigger inversion in their monotonicity. The former are monotone decreasing (i.e. downward entailing),

while the latter are not. If this is the case, this would explain why downward entailing quantifier phrases,

which are monotone decreasing, also trigger the NEG-criterion. Because of their downward monotonicity,

there might be a covert syntactic negative feature that allows the NEG-criterion to apply in these cases. This

analysis is elaborated on in section 4.2.2.1.

Likewise, even for nonmonotonic quantifier phrases, we argue that the NEG-criterion seems to be

able to apply as well when the QP is focalized to SpecFocP. Like downward entailing quantifiers, these also

do not contain a morphological mark of negation. Unlike downward entailing quantifiers, though, they do

not express a monotone decreasing function.

(79) Only John eats No one but/except John eats.

Example (79), which is similar to Nishiguchi’s (2003) ‘no other than x is y’ assertion, does, however, give

us reason to believe that nonmonotonic QPs are able to express a negative-like meaning, which might indicate

the presence of a covert syntactic negative feature in nonmonotonic quantifier phrases as well. Section 4.2.3.1

provides arguments for the presence of such a covert negative feature. It will thus be argued that besides anti-

additive/antimorphic QPs and downward entailling QPs, the NEG-criterion applies to nonmonotonic QPs as

well.

Besides the application of the NEG-criterion which has been discussed above, an alternative is

provided by Collins & Postal (2014). They propose the general condition for negative inversion presented in

(80), with the definition of SYNNEG in (81). Their definition of SYNNEG seems to be very similar to the

requirements for the application of the NEG-criterion (i.e. a [NEG]-feature within the preposed constituent).

However, the Negative Inversion Condition does allow SAI to occur with preposed constituents which are

not SYNNEG but have a monotone decreasing function. If nonmonotonic QPs thus do not contain a covert

Page 38: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

32

syntactic negative feature but are somehow monotone decreasing, the Negative Inversion Condition could

account for the inversion that occurs.

(80) The Negative Inversion Condition

In a structure K = [FocP Q Aux S], where Q is an NI focus,

a. Q is (or dominates) a DP V such that V’s scope position is higher than the position of

any other element of K; and

b. i. V is SYNNEG or

ii. [[V]] is a monotone decreasing function

(Collins & Postal 2014: 140)

(81) Definition: SYNNEG

An XP Z is SYNNEG if and only if there is a unary-NEG structure V = [NEG X] and

i. Z = V, or

ii. V is the D of Z

(Collins & Postal 2014: 136)

In the above, [[V]] signifies the semantic value of the DP V; S equals TP/IP; and NI stands for Negative

Inversion. Briefly summarized, the Negative Inversion Condition requires that, in a structure with a preposed

quantifier/determiner phrase, the quantifier is or dominates the determiner phrase such that it scopes over all

other elements in the structure K (i.e. sentential scope). This excludes cases of topicalization from fulfilling

the condition. In addition to this, the quantifier/determiner phrase must either have the semantic value of a

monotone decreasing function; or either have, or have a determiner with, a unary-NEG structure. A unary-

NEG structure is different from a binary-NEG structure in that the former involves a single NEG (i.e. [NEG1

X]), while the latter involves two NEGs (i.e. [ NEG1 [NEG2 X]]) (Collins & Postal 2014: 31). An example

of the unary-NEG structure for nobody is provided in (98).

(82) [[NEG1 SOME] body]

The Negative Inversion Condition justifies negative inversion for preposed anti-additive quantifiers

(e.g. never, nobody), as these are both downward monotonic and SYNNEG. Downward entailing quantifiers

are justified as well, as these have a monotone decreasing function, although section 4.2.2.1 elaborates on

current arguments for DE QPs also being SYNNEG. Only-phrases could thus also be justified if they are

somehow monotone decreasing or SYNNEG; this will be elaborated on in section 4.2.3.1.

Page 39: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

33

Although it is generally the case that all constituents that are SYNNEG are also monotone decreasing,

there are also cases where such constituents are monotone increasing. The Negative Inversion Condition also

accounts for such cases that trigger inversion, as in (83).

(83) No fewer than three gorillas were they able to teach French to.

(Collins & Postal 2014: 135)

‘No fewer than three gorillas’ is SYNNEG because it contains the negative quantifier no; it is, however,

monotone increasing.

A question that remains though, is exactly how forms like only, rarely and few can be covertly NEG

and might thus be SYNNEG. If they are indeed SYNNEG, condition (80)bii could be excluded, which would

render it an entire syntactical account of SAI insofar that it could simply be replaced by the application of

the NEG-criterion. This analyis will be elaborated on in section 4.2. Before that, however, section 4.1.1 will

analyze preposed quantifier phrases that can occur as either a topic or a focus (in different constructions with

different meanings); specifically looking at the difference in structure and meaning.

4.1.1. Ambiguous constituents

Based on some cases where the exact same (negative) constituent can serve as either a topic or a focus, some

conclusions about the structure and meaning of those constituents can be made. Of the following preposed

only-phrases with and without inversion, in (84) – (87), only Quirk et al claim that the non-inverted example

is grammatical. All others consider the non-inverted example as ungrammatical.

(84) Only his mother will he obey.

Only his mother he will obey.

(Quirk et al 1985: 781)

(85) Only George would we invite.

*Only George we would invite.

(Bayer 1996: 14)

(86) Only in that election did Leslie run for public office.

*Only in that election Leslie ran for public office.

(Bruening 2015: 16)

Page 40: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

34

(87) Only twice did I go there

*Only twice I went there.

(Martinková 2010: 66)

In all of the above cases, the only-phrase itself does not have a difference in meaning between the inverted

and non-inverted structures. In addition, constructions like those in (88a) and (89a), where the only-phrase

can occur with a non-inverted structure, are grammatical because the only-phrase does not have the same

meaning as in the inverted structure. This is evidenced by the paraphrases below, which show that on the one

hand, in cases of non-inversion, the meaning of the only-phrase is not negative; on the other hand, in cases

of inversion, the meaning of the only-phrase is negative.

(88) a. Only yesterday I went there. (Martinková 2010: 66)

‘I went there as recently as yesterday’

b. Only yesterday did I go there

‘I did not go there before yesterday’ or ‘I went there on no other days than yesterday’

(89) a. Only this time, we went to her condo instead of mine. (COCA)

‘But this time, we went to her condo instead of mine.’

b. Only this time did we go to her condo instead of mine

‘No other times than this time did we go to her condo instead of mine’

In addition to the above examples with only-phrases, there are also cases where a negative constituent

can occur as either a topic or as a focus and superficially look like exactly the same constituent. The

difference, however, lies in their scope. As a topic, the constituent has scope over the constituent (and no

subject-auxiliary inversion occurs); as a focus, the constituent has sentential scope (and the auxiliary moves

leftward due to the NEG-criterion). As such, the meaning of the sentence is different. However, at the

moment, the only cases we have encountered are cases in which the preposed (negative) constituent consists

of an anti-additive/antimorphic QP within a prepositional phrase, as in (90) – (93). The differences in

meaning/scope are reflected in the paraphrases provided below each example.

Page 41: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

35

(90) a. Not even ten years ago could you see such a film.

‘Even ten years ago, you could not see such a film.’

b. Not even ten years ago you could see such a film.

‘You could see such a film as recently as ten years ago.’

(Quirk et al 1985: 793)

(91) a. With no clothes is Sue attractive (S-negation)

‘There are no clothes in which Sue is attractive’

b. With no clothes, Sue is attractive (constituent negation)

‘While wearing no clothes, Sue is attractive’

(Horn 1989: 185)

(92) a. With no job, she would be happy.

‘Jobless, she would be happy’

b. With no job would she be happy.

‘There is no job such that she would be happy’

(Haegeman 2000b: 31)

(93) a. Not even 10 years ago, you could buy a house for less than 50k.

‘Less than 10 years ago, you could buy a house for less than 50k.’

b. Not even 10 years ago could you buy a house for less than 50k.

‘Even 10 years ago, you could not buy a house for less than 50k.’

(Büring 2004: 4-5)

As these ambiguous constituents which superficially look the same are capable of taking either

constituent or sentential negation, it must be that the structure of a topicalized PP is different from that of a

focalized PP. A concrete example which shows the different structures is based on (93), of which (93a) is an

instance of topicalization and (93b) is an instance of focalization. Büring compares these versions with

alternatives that project the same sentence into the future tense, as in (94a) – (94b). Example (94a), where

the constituent is topicalized, shows that not even modifies the DP within the PP. Example (94b), however,

where focalization occurs, shows that not even modifies the entire PP (‘in ten years’). The structures for

examples (93a) – (93b) and (94a) – (94b) are provided in Table 6.

Page 42: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

36

(94) a. In not even ten years, you will be able to buy a house for 10k.

‘In less than 10 years, you will be able to buy a house for 10k’

b. Not even in ten years will you be able to buy a house for 10k.

‘Even in 10 years, you will not be able to buy a house for 10k’

(examples based on Büring 2004: 5)

Table 6. Inversion and topicalization structures (based on Büring 2004: 5)

When the negative quantifier is thus embedded within a PP, the preposition seems to stop the negation from

going up and having scope over the entire sentence. As such, the spec-head configuration (due to the NEG-

criterion) has to be met within the PP and cannot attract the auxiliary.

It can thus be concluded that, if a negative constituent has the possibility of occurring as either a topic

or as a focus (in separate sentences), this is because there is a difference in meaning and presumably an

underlying difference in structure.

.

4.2. Corpus data analysis

4.2.1. Anti-additive/antimorphic QPs

Some cases of subject-auxiliary inversion with preposed quantifier phrases with never have been selected

from both corpora (out of 796 total hits) and are presented in (95) – (102). In addition, only 5 cases of SAI

with a preposed QP containing nothing have been identified; these are presented in (103) – (107).

(95) Never in my life had I done anything like this before. (BNC)

(96) Never in his life had he spoken to her in this way. (COCA)

(97) Never again did he wish to be God. (BNC)

(98) Never in your life did you want to go swimming again. (COCA)

(99) Never before were they faced with the threat of losing substantial numbers of accounts.

(BNC)

(100) Never was he where they said he was. (COCA)

(101) Never again would she land herself in such a mess. (BNC)

(102) Never again would we all meet in the flowery environs of the nursery school. (COCA)

Focalization Topicalization

(94b) not even [PP in [DP 10 years]] (94a) [PP in [DP not even 10 years]]

(93b) not even [PP [DP 10 years] ago] (93a) [PP [DP not even 10 years] ago]

Page 43: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

37

(103) Nothing had he brought from the Tomb of the Black Dog, save his loot and his body, with

every aperture blocked. (COCA)

(104) He's a very passionate person, and nothing is he more passionate about than Vietnam.

(COCA)

(105) Nothing could he view without emotion. (BNC)

(106) Nothing can you do now, Paskaal. (COCA)

(107) The pain of Suzanne's death, the worse pain of her dying, had taken away his hopes for

anything more than simple companionship ever again; and for Clare's companionship alone

he was now deeply grateful, although with nothing could he ever again be as happy as he had

been. (COCA)

To account for these cases of SAI, it is expected that the (anti-additive) quantifier phrase has been

preposed because it is focalized. In the case of QPs containing never, they move from an aspectual position,

AspFreq I, in the TP-field (Cinque 1999) to the specifier of FocP. As never contains a morphological mark

of negation (cf. section 4.2.1.1), the NEG-criterion applies, requiring the auxiliary (which carries the

matching [NEG]-feature) to move leftward to Foc° to allow for the right spec-head configuration; i.e.

triggering subject-auxiliary inversion. A representation of this is provided in Figure 11. In the case of the

preposed QPs containing nothing, the same analysis applies; the difference being that they do not originate

in AspFreq I, but usually in a complement position to the VP as either an NP or within a PP. A representation

of this is provided in Figure 12.

Page 44: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

38

Figure 11. Focalized anti-additive QP structure (never)

Figure 12. Focalized anti-additive QP structure (nothing)

Page 45: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

39

In root clauses, negative inversion is also compatible with the preposing of adverbial or argumental

topics (Haegeman 2000b: 27) in SpecTopP. As such, this should also be possible for the examples from the

corpus research. Some of these examples, including a(n) (altered) version with an added topic, are provided

in (108) – (109) for never and in (110) – (111) for nothing.

(108) Never again would she land herself in such a mess. (BNC)

‘After the birth of her child, never again did she land herself in such as mess’

(109) Never was he where they said he was. (COCA)

‘During his kidnapping, never was he where they said he was’

(110) Nothing could he view without emotion. (BNC)

‘During his divorce, nothing could he view without emotion.’

(111) Nothing had he brought from the Tomb of the Black Dog, save his loot and his body,

with every aperture blocked. (COCA)

‘From the Tomb of the Black Dog, nothing had he brought back, save his loot and his body,

with every aperture blocked.’

To conclude, preposed quantifier phrases with never and nothing behave exactly as expected. As a

focalized constituent, they move into SpecFocP. Due to their [NEG]-feature, the NEG-criterion applies,

whereby the auxiliary, which carries the matching [NEG]-feature moves leftward to Foc°, triggering subject-

auxiliary inversion. What is unexpected, however, is the extreme low frequency of subject-auxiliary inversion

with preposed nothing. A possible cause of this is analyzed in section 4.2.4.1.

4.2.1.1. [NEG]-feature

The presence of an overt syntactic negative marker in purely negative QPs has already been established in

the current literature. There is “morphological incorporation of negation” or “Neg-incorporation” (de Swart

2009: 118; Horn 1989: 253-254). This means that a negative morpheme (i.e. not) is incorporated into an

indefinite to form an anti-additive QP. This is demonstrated for some anti-additive QPs in Table 7.

No Not a(ny) No one Not anyone

None Not any Nothing Not anything

Never Not ever Nobody Not anybody

Nowhere Not anywhere Neither Not either

Table 7. N-word morphology

Page 46: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

40

4.2.2. Downward entailing QPs

Of the 389 cases of subject-auxiliary inversion with preposed quantifier phrases containing rarely, the cases

presented in (112) – (119) have been selected from both corpora. The same has been done for seldom (120)

– (127), few (128) – (135) and zero (136) – (139). In the case of zero, only two cases have been identified in

the corpora; as such, two more examples have been added from outside the corpora. Although rarely and

seldom have essentially the same meaning, the former occurs approximately 3 to 4 times as much as the

latter. A possible explanation for this could be that seldom is more formal.

(112) Rarely have I seen the' Whads' play with such composure, flair and skill. (BNC)

(113) Rarely have I felt such relief. (COCA)

(114) Rarely do I see a parent who has decided to buy a book as a present. (BNC)

(115) Rarely do they actually hurt each other. (COCA)

(116) Rarely are they negligible. (BNC)

(117) Rarely was he ever reprimanded or disciplined. (COCA)

(118) Rarely will they define precisely what it is they wish to find out about dinosaurs or railways.

(BNC)

(119) Rarely will he abandon a piece. (COCA)

(120) Seldom have I seen the House or the Government in quite such a mess. (BNC)

(121) Seldom have I been so terribly wrong. (COCA)

(122) Seldom do they spend successive winters in the same place, ... (BNC)

(123) Seldom do I hark back to the troubles of my youth. (COCA)

(124) Now th-- he was saying that, it's being argued here that, that very seldom is it that the

punishment exceeded the crime, … (BNC)

(125) Very, very seldom are they ever stopped. (COCA)

(126) Seldom if ever will he invite you to carry on, and assure you that if things go wrong he will

bear the burden of guilt. (BNC)

(127) Very seldom will I kill a wild bird over a pup. (COCA)

(128) On few occasions has it shown less moral scruple than when it made a deal with Brezhnev

to dispose of the Soviet gold. (BNC)

(129) Very few times did we have people step away. (COCA)

(130) In very few instances do we find something approaching internal evidence. (COCA)

(131) Very few spells do I cast. (COCA)

Page 47: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

41

(132) Few are they who can manage to live with ideas. (BNC)

(133) Few days will you find he was even here in Los Angeles. (COCA)

(134) In few other places could you still find habitat where, within the space of walking only six

or seven miles, you went from forest to swamp to salt marsh to beach. (COCA)

(135) But in few places can you fry an egg on a sidewalk as quickly and thoroughly as you can

here. (COCA)

(136) Zero times have we done that. (COCA)

(137) And I would tell you, when you look at, on balance, over 50 cases that we've help disrupt

terrorist plots and contributed information to those, zero times have we come up with a place

where we have failed the public's confidence or Congress' confidence in these - in these laws.

(COCA)

(138) I looked at their last 80 games and zero times have they given up that many points and that

many yards. (Collins & Postal 2014: 137)

(139) But on zero occasions have I found myself held up, delayed, late to my destination or in any

other way inconvenienced by cyclists on the roads. (Collins & Postal 2014: 138)

Once again, subject-auxiliary inversion occurs, suggesting a leftward movement of the auxiliary to

Foc°. To justify this, it can be argued that the quantifier phrases with rarely and seldom also focalize by

moving from the aspectual position AspFreq I, in the TP-field (Cinque 1999), to SpecFocP. A representation

for rarely, which also applies to seldom, is provided in Figure 13 on the next page. Few and zero, like nothing

in Figure 12, can originate in the VP as a complement to the verb, although in most of the above cases they

originate as an adjunct to the VP. In both cases, they occur in either an NP or a PP. Even though rarely,

seldom, few and zero are weak negators, it could be argued that the NEG-criterion applies, which, as

suggested by Haegeman (2000b: 22), explains the subject-auxiliary inversion that occurs. The [NEG]-feature

in downward entailing quantifiers is elaborated on in section 4.2.2.1.

Page 48: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

42

.

Figure 13. Focalized downward entailing QP-structure (rarely)

Adverbial or argumental topics can also precede the “negative” constituent and are assumed to be in

SpecTopP. Some examples of this, for all of the above downward entailing QPs, are provided in (140) –

(146).

(140) Rarely have I felt such relief. (COCA)

‘Since my accident, rarely have I felt such relief.’

(141) Rarely are they negligible. (BNC)

‘In such cases, rarely are they negligible.’

(142) Seldom have I seen the House or the Government in quite such a mess. (BNC)

‘Since the 90s, seldom have I seen the House or the Government in quite such a mess.’

Page 49: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

43

(143) Seldom have I been so terribly wrong. (COCA)

‘Not surprisingly, seldom have I been so terribly wrong.’

(144) Very few times did we have people step away. (COCA)

‘Back in the day, very few times did we have people step away.’

(145) Few are they who can manage to live with ideas. (BNC)

‘These days, few are they who can manage to live with ideas.’

(146) Zero times have we done that. (COCA)

‘In Belgium, zero times have we done that.’

Negative inversion is thus definitely also possible with preposed quantifier phrases containing a

weaker negator such as rarely, seldom, few or zero. In the case of zero, however, only two cases of SAI have

been identified; the low frequency of SAI patterns with preposed zero is accounted for in section 4.2.4.2.

4.2.2.1. [NEG]-feature

Although the monotone decreasing function that is present in downward entailing quantifier phrases has been

argued as a possible reason for triggering subject-auxiliary inversion in these cases, the current literature also

argues that forms like rarely, few and seldom have a covert syntactic negative feature which accounts for

their negative behavior. If this is the case, these quantifiers would also be SYNNEG as they would then

contain an instance of [NEG] and have to satisfy the NEG-criterion (through e.g. SAI when they are

focalized).

Generally, it can be confirmed that downward entailing quantifiers semantically have a negative-like

meaning. Rarely and seldom are semantically equivalent to not frequently (i.e. infrequently) and not often

(Horn 1989: 265), in which an overt syntactic negative marker (i.e. not) is clearly visible. Few is semantically

equivalent to not many (Horn 1989: 265), where the same overt syntactic negative marker can be seen. This

supports the idea of these quantifiers containing a covert syntactic negative feature.

Moreover, the claim that these DE QPs consist of a [NEG]-feature can be supported in several ways.

Firstly, NPI-licensing tests show that these quantifier phrases are capable of licensing strong NPIs such as

either (147). Secondly, the question tag test shows that they are capable of triggering positive question tags

(148). Thirdly, as evident from the data in the corpus as well, downward entailing quantifiers can give rise

to negative inversion when preposed (149). Lastly, DE QPs can give rise to split scope readings in intensional

contexts (150) (de Swart 2000).

Page 50: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

44

(147) Few Americans have ever been to Spain. Few Canadians have either. (Rullmann 2003: 345)

(148) Jack rarely/seldom goes out, does he/doesn’t he? (McCawley 1998: 507)

(149) Very few times did we have people step away. (COCA)

(150) Ze hoeven weinig verpleegkundigen te ontslaan.

‘They need few nurses to fire’

a. For a group Y consisting of few nurses y, it is the case that it is necessary for them to

fire each individual member of Y

b. It is not necessary for them to fire more than a small number of nurses.

(de Swart 2000: 114)

Typological support for a covert syntactic negative feature in “quantity-words” (Q-words) is also

provided in De Clercq (2017). De Clercq argues that negative Q-words expressing the meaning of few/little

consist of – amongst others – a negation feature. A typological argument for this claim comes from the fact

that some languages in her sample express few with an overt negative marker. This occurs in Malagasy,

Wolof, Garifuna, Hixkaryana, Western Armenian, Northern Sotho and Japanese (2017: 9).

(151) Xaj y-u bëri-wul mën a jáng

dog CL.PL-Crel be.many-NEG can INF read

‘Few/Not many dogs can read.’

(De Clercq 2017: 7)

In (151), the syntactic negative marker “-u(l)” in Wolof, which negates “bëri” (many) to form few/not

many, is clearly visible.

Combining the typological support with the evidence from the tests for sentential negation, it can

be argued that, in English, a covert syntactic negative feature is present in DE QPs, which, when the

quantifier is preposed and focalized, triggers the NEG-criterion and thus gives rise to subject-auxiliary

inversion.

4.2.3. Nonmonotonic QPs

In the case of only, 1223 cases of subject-auxiliary inversion with preposed quantifier phrases have been

identified. Of those, the cases presented in (152) – (159) have been selected. No cases of subject-auxiliary

inversion with preposed quantifier phrases with exactly have been identified in both corpora. In all cases,

exactly was part of a preposed wh-phrase in an interrogative construction, which explains the subject-

Page 51: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

45

auxiliary inversion that occurs due to the WH-criterion. Nevertheless, two examples from outside the corpora

are provided in (160) – (161).

(152) Only en route had he understood the true implications. (BNC)

(153) Only after their lovemaking had he thought to ask her name. (COCA)

(154) Only by sharing anxiety do we participate in a meaningful existence. (BNC)

(155) Only when he arrived did he realize he realize he had been exiled. (COCA)

(156) Only if productivity increases is it possible in the long-run for both groups to be successful.

(BNC)

(157) Only then was he willing to leave. (BNC)

(158) Only after that may they lock antlers and push each other. (BNC)

(159) Only in warmer temperatures would it be deleterious. (COCA)

(160) Exactly one feature did I notice in the landscape. (Collins & Postal 2014: 138)

(161) In exactly two of these cases did we find traces of the virus. (Büring 2004: 2)

As subject-auxiliary inversion does also occur in these cases, there must be a constituent in SpecFocP

that somehow requires the auxiliary to move to Foc°. It thus seems to be that quantifier phrases with only

and exactly somehow trigger subject-auxiliary inversion when they are sentence-initial. The above preposed

only-phrases originate as an adjunct to the VP; the preposed exactly-phrases originate as either a complement

to the verb (160) or as an adjunct to the VP (161). A representation of the structure for only is provided in

Figure 14.

Page 52: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

46

Figure 14. Focalized nonmonotonic QP-structure (only)

If the preposed constituent containing only or exactly is indeed in SpecFocP, it should also be the

case that these constructions can be preceded by a preposed topic. Some examples of this are provided in

(162) – (164).

(162) Only en route had he understood the true implications. (BNC)

‘Being a bit slow in understanding, only en route had he understood the true implications.’

(163) Only when he arrived did he realize he had been exiled. (COCA)

‘Having been freed from prison, only after he arrived did he realize he had been exiled.’

(164) Exactly one feature did I notice in the landscape. (Collins & Postal 2014: 138)

‘During my trip, exactly one feature did I notice in the landscape.’

Although only is not straightforwardly negative, it seems to pattern in a similar manner as never and

rarely. It could thus be that only is in some way negative, enabling the possibility of the NEG-criterion to

Page 53: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

47

apply in all these cases. The overwhelming number of inversion patterns with preposed quantifier phrases

with only (i.e. 1223 cases) shows that these cases are definitely not exceptions.

A possible reason as to why only occurs in sentence-initial position (and thus SpecFocP) with such

great frequency is because only is a focusing adverb and thus “focus-sensitive”, which means that it associates

with focus elsewhere in the sentence (Erlewine & Kotek 2014: 1). Ladusaw (1979: 129) defines it as a “focus

particle”. If only is preposed, it is followed by the constituent that is focalized. This is shown in (165a), where

only focalizes John and is not able to focalize any other constituents. In (165b), however, only is not preposed

and is capable of focalizing multiple constituents (all of which are capitalized).

(165) a. Only JOHN had given his daughter a new bicycle.

b. John had only GIVEN HIS DAUGHTER a NEW BICYCLE

(Erlewine & Kotek 2014: 3)

As has been stated in the discussion of the WH-/NEG-criteria; a common feature of constituents that trigger

subject-auxiliary inversion might be a [focus] feature, which is also found in preposed wh-phrases and

preposed negative constituents as these also go into SpecFocP. This follows from Haegeman’s split CP

analysis which shows that preposed constituents triggering SAI are all in complementary distribution

(Haegeman 2000b: 46). As such, I argue in section 4.2.3.1 that, similar to anti-additive/antimorphic QPs and

downward entailing QPs, only-phrases contain a covert instance of [NEG]. This negative feature enables to

application of the NEG-criterion.

4.2.3.1. [NEG]-feature

Based on the many cases of subject-auxiliary inversion with preposed only-phrases in the data above (i.e.

1223 cases), it is clear that nonmonotonic quantifiers, such as in this case only, are capable of showing some

type of negative behavior or having a negative-like meaning as well. Haegeman (2000b: 22) mentions only

when discussing ‘weak negators’ that trigger inversion. Clearly, only thus has the possibility of being

semantically negative. This is in accordance with Nishiguchi’s (2003) ‘negative’ assertion ‘no other than x

is y’ that he attributes to only. Similarly, Collins & Postal (2014: 138-139) semantically compare only to

‘nobody but/except’, which also contains a negative feature (i.e. in the anti-additive quantifier nobody).

Let us start by looking at the meaning of preposed only in some specific cases in (166) – (168).

(166) a. *Only twice I went there.

b. Only twice did I go there.

(Martinková 2010: 66)

Page 54: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

48

(167) a. Only his mother will he obey.

b. % Only his mother he will obey.

(Quirk et al 1985: 781)

(168) a. Only yesterday I went there.

b. Only yesterday did I go there

(Martinková 2010: 66)

In the case of (166) and (167), Martinková argues that only has a restrictive or negative meaning (i.e. the

number of occasions on which I went there does not exceed two; no one but his mother). In (168), only can

mean “as recently as”, which is not negative and might explain why inversion does not occur (168a).

However, the same sentence can be interpreted as being negative. In that case, it means either “not before

yesterday” or “no other days than yesterday”. In negative instances, subject-auxiliary inversion (168b) should

thus be possible. Only-phrases can thus have both negative and non-negative meanings.

When looking at the monotonicity of only, it is clear that it is not monotone decreasing, but

nonmonotonic, as has been discussed in section 1.1.1. Von Fintel (1999) proposes, however, that only-phrases

satisfy the property of Strawson decreasingness. An example in support of this is provided in (169).

(169) a. Only Nancy eats vegetables.

b. Only Nancy eats spinach.

(Collins & Postal 2014: 134)

Collins & Postal (2014: 134) state that, in the above example, (169a) entails (169b) under the assumption

that the presupposition of (169b) is satisfied. The superset of ‘eating vegetables’ thus entails the subset ‘eating

spinach’ if it is presupposed that spinach is one of the vegetables that is being eaten by Nancy. In this case,

the fact that only Nancy eats vegetables (including spinach) thus entails that no one else is eating spinach, as

spinach is a subset of vegetables. Similar to downward entailing quantifiers, subject-auxiliary inversion might

be triggered because of this “decreasingness” similar to downward monotonicity (if one assumes that DE-

ness is a sufficient condition for inversion; as in Collins & Postal 2014). In the case of downward entailing

quantifiers, however, it has already been argued that the NEG-criterion is triggered due to a covert syntactic

negative feature. This possibility for nonmonotonic QPs thus still has to be examined as well.

Gast (2013: 103-104) semantically defines focus quantifiers such as only as “expressions quantifying

over sets of alternatives” associated with the denotation of the focused constituent. He assumes that sentences

constructed with focus quantifiers denote pairs of propositional meanings. He makes a distinction between

Page 55: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

49

the prejacent and the annex. Neeleman & Vermeulen (2011: 1) make a similar distinction between

respectively the ‘A-component’ and the (polar) ‘B-component’. An example of this distinction is provided

in (170).

(170) Only JohnF attended the meeting.

PREJACENT: ‘John attended the meeting’ [A-component]

ANNEX: ‘No one other than John attended the meeting’ [(polar) B-component]

(Gast 2013: 104)

The prejacent is the “denotation of the material contained in the scope of the relevant operator” (i.e. the

meaning of the host sentence minus the focus quantifier), while the annex is constituted by a “quantificational

statement” that is contributed by the focus quantifier (i.e. the interpretation contributed by only; the set of

alternatives to the focused constituent). In the case of only, it expresses “negated existential quantification

over the domain of alternative values” (Gast 2013: 106) and thus states that any alternatives are not truth-

conditional. In addition, for only, the prejacent is a presupposition, while the annex is an assertion. In the

prejacent, no negation is visible. In the annex, on the other hand, negation is clearly visible (i.e. negative

marker no(t)). As such, Gast states that “sentence negation affects the annex but not the prejacent” (2005: 5).

Only-phrases are thus negative by means of the assertion that is associated with them. Neeleman &

Vermeulen (2005) confirm that the A-component is positive, while the (polar) B-component is negative. This

is because it contains a negative operator.

If the negative meaning of the ‘annex’ influences the syntactic behavior of only, this might indicate

that only inherently carries a covert negative feature. As has been argued before, this would simplify the

Negative Inversion Condition (Collins & Postal 2014), leaving out the possibility of monotone

decreasingness (or Strawson Decreasingness in the case of only) accounting for inversion, rendering it a

purely syntactic account of negative inversion (i.e. through SYNNEG structures). In effect, it could then

simply be replaced by the application of the NEG-criterion. Bayer argues that an only-phrase like only George

is “an entity that somehow encodes a feature of negation turning it into an affective operator” (1996: 15). In

this case, when only is focalized, the covert syntactic negative feature is then responsible for the triggering

of subject-auxiliary inversion to satisfy the NEG-criterion.

Firstly, support for a syntactic negative feature in only is provided by the high number of times that

only gives rise to subject-auxiliary inversion, as confirmed in the corpus research (i.e. 1223 cases of inversion

with preposed only-phrases). Although Quirk et al (1985) argue that, in some cases, subject-auxiliary

inversion seems to be optional, as seen in the pair (171) – (172) which are semantically equivalent. There is,

however, no agreement on the (un)grammaticality of (172). Bayer includes a very similar construction

Page 56: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

50

presented in (173) – (174) where he states that (174), without inversion, is ungrammatical. Another example

that is considered ungrammatical without inversion is provided by Bruening in (175) – (176). The optionality

of inversion with fronted only-phrases is thus still open for discussion, although I will henceforth assume that

cases without inversion are ungrammatical. Some exceptions to this will be discussed in section 4.2.4.3.

(171) a. Only his mother will he obey.

(172) b. % Only his mother he will obey.

(Quirk et al 1985: 781)

(173) Only George would we invite.

(174) *Only George we would invite

(Bayer 1996: 14)

(175) Only in that election did Leslie run for public office.

(176) *Only in that election Leslie ran for public office.

(Bruening 2015: 16)

In addition to the inversion patterns that it gives rise to, only also shows some other negative syntactic

behavior. It is, for example, capable of licensing NPIs (Büring 2004: 2) when preposed or in subject position

(Progovac 2005: 73). Some examples are provided in (177) – (183).

(177) Only Mary showed any respect for the visitors subject position

(178) Only to his girlfriend did John give any flowers preposed

(179) Only last year did John get any grey hairs. preposed

(Progovac 2005: 73)

(180) Only Anna had any glow. (COCA)

(181) Only Sammy put any pressure on Sammy. (COCA)

(182) Only once had he ever lost his temper with the Normans. (BNC)

(183) Only Billie had ever done this for him. (BNC)

Some only-phrases are also capable of having split scope readings. Penka (2011: 151) notes that

“only modifying any category yields a split scope reading in combination with an intensional verb”.

Page 57: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

51

(184) This year, we can only dream of a white Christmas.

‘This year, we can’t do anything other about a white Christmas than dream of it’

‘This year, we can’t do anything else than dream of a white Christmas’

(examples based on Penka 2011: 151)

(185) a. They were only advised to learn Spanish.

‘They were not advised to learn any other language than Spanish.”

b. They were advised to learn only Spanish.

‘They were advised not to learn any other language than Spanish’

(186) a. We are required to only study syntax.

‘We are required not to study any subject other than syntax’

b. We are required to study only syntax.

‘We are not required to study any subject other than syntax’

(Bayer 1996: 30; examples based on Taglicht 1984)

In the case of (185a) and (186a), only the reading provided immediately below it is available. For (185b) and

(186b), however, both the reading immediately below and the reading of respectively (185a) and (186a) are

available.

Lastly, although many languages are similar to English insofar that their translation of only also does

not contain an overt syntactic negative maker, there do exist some languages in which such an overt syntactic

negative marker is present. This is the case for French, Arabic, Hebrew and Modern Breton (Gast 2005: 2-

3). This typologically supports the idea of a covert syntactic negative feature in English. Examples are

provided in (187) – (190).

(187) French ne…que ‘not…but, only’

Je n’ai qu’- un livre.

I NEG-have but- a book.

‘I only have a book.’

(188) Arabic mā ... illā ‘not...but, only’

mā yuħibbu illā nafsahu

NEG he.loves but SELF.ACC.3SG

‘He loves only himself.’

Page 58: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

52

(189) Hebrew lo...éla ‘not...but, only’

Hem lo hisigu éla heskem Helki

they not reached but agreement partial

‘They only reached a partial agreement.’

(190) Modern Breton ne...nemet ‘not ... except, only’

ne welis nemet daou labous-ig en neizh

not saw except two bird-DIM in nest

‘I only saw two birds in the nest.’

(examples based on Gast 2005: 2-3)

The overt syntactic negative markers are “ne” (French), “mā” (Arabic), “lo” (Hebrew) and “ne”

(Modern Breton). As such, the concept of a covert instance of syntactic negation in the English quantifier

only is certainly feasible. Collins & Postal propose an analysis in terms of “[only DPx] as a reduction of [no

Y but/except DPx]” (2014: 138-139).

(191) Only Michael goes

(192) Nobody but/except Michael goes

(Collins & Postal 2014: 138)

Examples (191) and (192) are semantically equivalent. Example (192), however, where an overt

syntactic negative marker (i.e. in nobody) is used, includes both the prejacent and the annex. Both the

presupposition (i.e. Michael goes) and the assertion (i.e. Nobody but/except Michael goes; no one else goes)

are clearly distinguishable. The latter example also more clearly resembles the typological examples in

French, Arabic, Hebrew and Modern Breton.

There are, however, some cases where the syntactic behavior of only is not negative. This is

evidenced by the question tag test (193) – (196), as well as the too/either (197) – (199) and so/neither (200)

– (201) tags and the ‘negative appositive tag’ (202) – (203).

(193) He could only buy books, *could/couldn’t he?

(194) Only his mother does he obey, *does/doesn’t he?

(195) There is only one bottle, *is/isn’t there?

(196) Only his mother had any glow, *did/didn’t she?

Page 59: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

53

(197) He could only buy books, and his brother could only buy books *either/too

(198) Only his mother does he obey, and his brother only obeys her *either/too.

(199) There is only one bottle, and over there is only one bottle *either/too.

(200) He could only buy books, and *neither/so could his brother.

(201) Only his mother does he obey, and *neither/so does his brother

(202) *Only blue ones will he accept, not even light blue ones.

(203) *Only men does he obey, not even tall ones.

Only-phrases take negative question tags, as well as the (affirmative) too and so tags, and do not take

‘negative appositive tags’. These tests show that only-phrases constitute syntactically affirmative sentences,

even though they are clearly capable of being semantically negative, triggering subject-auxiliary inversion

and licensing NPIs. This goes against the idea of only containing a covert syntactic negative feature. A

possible explanation for this, however, can be found in the distinction between the prejacent and the annex.

As sentence negation is part of the annex instead of the prejacent, it might be that the above tests only apply

to the prejacent, which requires a negative (reversal) question tag (as well as the too and so tags) even when

the annex has a negative meaning. In both (204) and (205), the latter being the prejacent of the former, a

negative question tag is triggered.

(204) Only John attended the meeting, *did/didn’t he?

(205) John attended the meeting, *did/didn’t he?

In both (204) and (205), the subject (i.e. John) is repeated (although as a personal pronoun) in the question

tag (i.e. he). As such, it is clear that the question tag relates only to the presupposition (i.e. the prejacent).

This seems to be the case for the other ‘tag tests’ as well.

4.2.3.2. Exactly

For exactly, no cases of SAI were identified in the corpora, although the following two examples

were available in the current literature.

(206) Exactly one feature did I notice in the landscape. (Collins & Postal 2014: 138)

(207) In exactly two of these cases did we find traces of the virus. (Büring 2004: 2)

Page 60: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

54

Similar to only, it could be argued that exactly expresses negated existential quantification over the

domain of alternatives. As such, a sentence with exactly also denotes a pair of propositional meanings, of

which a prejacent (A-component) and an annex (polar B-component) can be distinguished. Applying the

prejacent-annex distinction to the above examples is possible, as exemplified in respectively (208) and (209).

(208) PREJACENT : ‘I noticed one feature in the landscape’

ANNEX : ‘No other features did I notice in the landscape’

(209) PREJACENT : ‘We found traces of the virus in two of these cases’

ANNEX : ‘In no other cases did we find traces of the virus’

The similarities between exactly and only can also be reflected in a sentence such as in (210), in which both

quantifiers contribute the same prejacent (i.e. ‘he returned home one time’) and annex (i.e. ‘he did not return

home any more/other times’)

(210) Exactly once and only once did he return home.

There is thus reason to assume that exactly, like only, could contain a covert syntactic negative feature.

However, as no cases of SAI with preposed exactly-phrases were found in the corpus, we will not elaborate

on these further.

4.2.4. “Misbehaving” quantifiers

4.2.4.1. Nothing

Negative inversion with preposed quantifier phrases containing nothing is certainly possible, as evidenced

by the corpus data. Nothing is an anti-additive quantifier and as such has an overt syntactic negative marker,

as can be seen by it consisting of [not] and [anything]. When it goes into SpecFocP, as in the corpus data,

subject-auxiliary inversion is triggered in order to satisfy the NEG-criterion.

Even though negative inversion is certainly possible with focalised negative constituents containing

nothing, the corpora show that, unlike other anti-additive quantifier phrases, these cases are significantly less

prevalent (i.e. only 5 cases have been identified). This indicates that, although nothing [not anything] closely

resembles other anti-additive quantifiers such as never [not ever] and nowhere [not anywhere] as to how it is

formed, it has a unique type of behavior that somehow prevents it from being preposed as frequently as, for

example, never. A possible explanation for this is that, in some cases, nothing behaves more like a numeral

than like a negative or focused constituent.

Page 61: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

55

Postal (2004: 159-169) argues that nothing has some non-negative instances. To account for this, he

proposes that, in such instances, nothing behaves like a type Z vulgar minimizer. Two examples of type Z

vulgar minimizers are squat and fuck-all; these denote a minimal element on a scale, and can do so in many

dimensions (Postal 2004: 159-160), as illustrated in (211) – (212).

(211) Olmstead knows fuck-all about Botswana.

(212) Olmstead doesn’t understand squat about topology.

(Postal 2004: 159)

Although all these forms seem to uniformly mean “nothing”, Postal notes that they do not contain a negative

feature; they do, however, contain an invisible cardinal numeral zero as their determiner, as represented in

(213), which enables the reading that is equivalent to “nothing” (2004: 166).

(213) Type Z-squat = [DP [D zero] + [N squat]]

(Postal 2004: 166)

An example of a sentence with nothing where it can behave as either a negative or a non-negative is

provided in (214).

(214) a. John said nothing, and Mary said nothing, too.

b. John said nothing and Mary said nothing, either.

(Postal 2004; based on McCawley 1998: 607)

Even though there is no difference in meaning between these two sentences, (214a) occurs with too, and is

thus affirmative; (214b) occurs with neither, and is thus negative (cf. section 1.1.2). As such, Postal proposes

that the non-negative instance of nothing is possible in cases where it has the structure of a type Z vulgar

minimizer, as presented in (215).

(215) Nothing = [DP [D zero] + [N, vulgar minimizer nothing]]

(Postal 2004: 168)

Postal provides some tests to confirm that the behavior of nothing can be like that of a type Z vulgar

minimizer. Three of these tests, which confirm the possible non-negative behavior (and which are found in

section 1.1.2) will be presented here, although Postal provides much more evidence of this behavior. As type

Page 62: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

56

Z vulgar minimizers do not contain a negative feature, they cannot license NPIs; they cannot permit positive

reversal tags; and they cannot be strengthened by “not even”-phrases (i.e. ‘negative appositive tags’ in Klima

1964) (Postal 2004: 169). This type of behavior can be seen with the ‘non-negative’ nothing in examples

(216) – (218).

(216) NPI licensing

a. Claudia said nothing at any time and I said nothing at any time, either. NEG

b. *Claudia said nothing at any time and I said nothing at any time, too. POS

(217) Reversal tags

a. Jerome ate nothing and Stan ate nothing, either, *didn’t/did he? NEG

b. Jerome ate nothing and Stan ate nothing, too, didn’t/*did he? POS

(218) Negative appositive tag

The president said nothing and the vice president said nothing, either/*too, not even goodbye.

(Postal 2004: 169)

Collins & Postal (2014: 169) do note, however, that “when nothing is a negative fronting target, only

behavior consistent with the negative analysis is possible”, as in (219).

(219) Negative fronting

Nothing/*Squat did Claudia say to Henry and nothing did Louise say, either/*too

(Postal 2004: 169)

Just like type Z vulgar minimizers, nothing can thus also behave like a non-negative according to syntactic

tests. If most cases of nothing are indeed such “positive” instances, it might thus be that negative fronting

with a “negative” nothing, such as in (219) with the either-tag, occurs less frequently.

The structure for this “positive” nothing, in (215), also shows the invisible cardinal numeral zero as

its determiner. As will be discussed in section 4.2.4.2, zero might prevent quantifier raising. If somehow the

“negative” nothing also behaves like the numeral zero, this might be a possible explanation for the low

number of cases of preposed QPs containing nothing that give rise to SAI.

4.2.4.2. Zero

In the case of the (preposed) downward entailing quantifier zero, only two cases of subject-auxiliary

inversion have been identified in the corpora. There must thus be a reason why QPs containing zero might

not easily prepose to the specifier position of FocP.

Page 63: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

57

As zero is categorized as a numeral, a possible explanation for its unusual behavior could be found

in the behavior of other numerals. If QPs including other numerals, such as two and eighty-four, also

infrequently undergo quantifier raising, the same might occur in the case of the numeral zero. Do note,

however, that zero is different from other numerals (e.g. two and eighty-four) as the latter are plural

numeral indefinites.

The current literature has indeed argued that plural numeral indefinites cannot scope out of VP

(Beghelli and Stowell 1997). This means that they “cannot have wide distributive scope, when they occur

VP internally” (Reinhart 2006: 292). This can be shown using example (220).

(220) a. Three men lifted two tables.

b. [two tablesi] D [three men lifted ei]

(Reinhart 2006: 292)

In (220a), the sentence means that exactly three men lifted two tables. Reinhart argues that when two tables

undergoes quantifier raising above the distributive operator D and thus has wide scope, as in (220b), the

meaning of the sentence can be altered. In this case the meaning might change to Two tables were each

lifted by three men, which involves six men in total. As such, quantifier raising is blocked in these cases.

Although zero is not plural, it might be possible that, as the grammar does not have access to the

‘mathematical content’ of numerals (Bylinina 2017: 3), the same applies in some cases.

Some people, however, do seem to allow sentences with preposed QPs containing zero, as evident

from the corpus data (and the additional examples). A possible explanation for this is provided by Collins

& Postal, who speculate that for speakers who do allow these inversion constructions with zero, their

representation of zero differs, namely [<only> zero], in which only is covert (2014: 139). In this case, this

null only then permits the subject -auxiliary inversion that occurs (cf. section 4.2.3).

4.2.4.3. Only

As there is currently only a limited amount of data to support the claim that preposed only-phrases that do

not trigger inversion are ungrammatical/marginal, such as in (221) (cf. section 4.2.3.1), a (very limited)

additional corpus research has been performed, similar to the corpus research previously performed, to

uncover the frequency of preposed only-phrases that do not trigger inversion.

Page 64: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

58

(221) *Only George we would invite (Bayer 1996: 14)

Using the ‘collocates’ search function, the quantifier only was entered as the ‘collocate’ that precedes

(up to 4 words) a combination of any personal pronoun (using the _pp* tag), immediately followed by any

verb (using the _v* tag). This should provide us with at least some cases of preposed only without subject-

auxiliary inversion. The entry resulted in 15,510 results in BNC; the first 500 results of these were analyzed

and 5 cases of preposed only-phrases without subject-auxiliary inversion were identified. These are presented

in (222) – (226).

(222) Only a month ago we were told by the Engineering Council that technology lessons under

the national curriculum were a' farce' -- and teachers didn't have a clue what they should be

doing in the classroom (BNC)

(223) Only the other day he was saying to me' Tim it's abart time I answered sum a them letters I'

ave pilin' up from poor folk as' ave' ad personal problems. (BNC)

(224) After only half an hour we can tack left and right - … (BNC)

(225) His funeral took place at SS Peter and Paul, Yeadon where only five months before he had

celebrated the silver jubilee of his ordination. (BNC)

(226) Only 52 tall, he turned his diminutive height into an asset, wriggling through towering

defenders in the old' tanner ba' tradition. (BNC)

Of the above cases, we argue that all but example (226) are cases where the meaning is not negative, but

(similar to) ‘as recently as’ and are thus a topic. In these cases, both the non-negative meaning and it being

a topic block subject-auxiliary inversion. Regarding the last case, I argue that ‘only 52 tall’ functions as a

topic, whereby the [NEG]-feature cannot scope over the clause.

In COCA, the same search entry resulted in the error “All of the "slots" in your multi-word search

string occur more than 40,000,000 times in the corpus”. As such, specific personal pronouns had to be used.

As all cases that were identified for BNC occurred with the personal pronouns he or we, these two were used,

resulting in 12,412 results for he and 7,783 for we. The first 500 results were analyzed here as well (first 250

for each personal pronoun). This resulted in 5 hits for we (227) – (230) and 6 hits for he (231) – (236).

(227) Only in his case we had enough money to just buy right into the top shelf. (COCA)

(228) I had dreamed this before, with Mitchell on the chair, my hands wrapped around the rough

wood of the chair, only in my dream we had been in the woods, with no light on us. (COCA)

(229) Only this time, we went to her condo instead of mine. (COCA)

Page 65: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

59

(230) Only this time, we'll leave the saw at home and instead carry a red bandanna to stake our

claim -- we'd hate for Theo to think his mom and dad don't know what they're doing. (COCA)

(231) Only this time, he got more than " Amen " in response. (COCA)

(232) Only last week, he had left a flyer in her mailbox. (COCA)

(233) Only two months previously he had become the hero of the North when his 100,000-strong

army took Atlanta after a grueling summer campaign, effectively saving the incumbent

President Abraham Lincoln from defeat in the autumn presidential elections. (COCA)

(234) Only an hour ago he'd told them that raising his daughter had been the best thing he'd ever

done, but he'd neglected to mention an important detail. (COCA)

(235) Fortunately, he was a fast reader, and only four hours later he reached the last word. (COCA)

(236) Martinez's ERA has risen from 2.34 to 3.04 over his last seven starts, only two of which he

has won, … (COCA)

Of the above cases, we argue that in the first 5 cases, the meaning is not ‘no other than x is y’, but it seems

to be functioning like the conjunction ‘but’. This could be possible because but is used to show contrast,

which is closely related to the meaning of only, which expresses a contrast between the denotation of the

focused constituent and the domain of alternative values to that constituent. The next 4 cases, (231) – (235),

also have a non-negative meaning, more specifically ‘as recently as’, which blocks any possible subject-

auxiliary inversion. The last case seems to be of the meaning ‘no other than x is y’, although its embeddedness

might have an influence on the non-inversion that occurs.

This brief corpus research, though the sample size is very limited (i.e. 1000 results analyzed), gives

us an indication that cases of preposed only-phrases that do not trigger subject-auxiliary inversion occur

infrequently. Of those that do occur, most cases seem to either have a non-negative meaning such ‘as recently

as’ or be cases where only behaves like the conjunction ‘but’, which seems to be similar to a topic. This

indicates that cases of (focalized) preposed only-phrases with the negative meaning ‘no other than x is y’ (i.e.

corpus data from the main analysis) that do not trigger inversion could be considered as ungrammatical or

marginal, although a more thorough corpus research would be needed to confirm this.

4.2.4.4. DE quantifiers: rarely

Similar to only, a (very limited) corpus research has been performed to uncover the frequency of preposed

downward entailing QPs that do not trigger inversion. Using the ‘collocates’ search function, the downward

entailing quantifier rarely was entered as the ‘collocate’ that precedes (up to 4 words) a combination of any

personal pronoun (using the _pp* tag), immediately followed by any verb (using the _v* tag). This should

Page 66: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

60

provide us with at least some cases of preposed rarely without subject-auxiliary inversion. The entry resulted

in 218 results in BNC; these were analyzed and 7 cases of preposed rarely-phrases without subject-auxiliary

inversion were identified. These are presented in (237) – (243).

(237) Rarely sexy, it is nevertheless far spunkier than Ambition. (BNC)

(238) Although rarely defined, it is often on the lips of the members, so that the phrase,' I don't

want to seem disloyal, but...' will often preface even the mildest internal criticism of any of

the systems of policing. (BNC)

(239) More rarely, I watched them diving in the sea for sea urchins or other easy prey. (BNC)

(240) Rarely, they may propagate in an oral direction. (BNC)

(241) They are usually adapted for cutting or crushing the food and frequently also for defence;

more rarely they are modified into sickle-like or stylet-like piercing organs. (BNC)

(242) Rarely, they might talk more coherently, but what is said is seldom sensible. (BNC)

(243) Rarely, it may even be unreasonable to select you for redundancy on the basis of length of

service, for instance if doing so entails retaining another employee past retiring age when

you are much younger and still have plenty to offer. (BNC)

With regard to the above cases, we argue that in cases (237) and (238), rarely is part of a topic. As it is thus

in SpecTopP, it does not have scope over the clause and subject-auxiliary inversion cannot occur. Cases (239)

– (243) are arguably ungrammatical/marginal, as in all of these cases rarely seems to scope over the auxiliary

and can be replaced by a version in which the comma is removed and in which rarely does give rise to

subject-auxiliary inversion.

In COCA, the same search entry resulted in the error “All of the "slots" in your multi-word search

string occur more than 40,000,000 times in the corpus”. As such, specific personal pronouns had to be used.

As most cases that were identified for BNC occurred with the personal pronouns it and they, these two were

used, resulting in 286 results for it and 285 results for they. These were all analyzed; which resulted in 4 hits

for it (244) – (247) and 6 hits for they (248) – (253).

(244) Rarely done well, it is one of our chief obstacles in securing happiness and satisfaction in

singing. (COCA)

(245) Too rarely it is considered that patients may want to be reminded of their humanity. (COCA)

(246) Very rarely, it can be a sign of something more serious, like an intestinal problem or

hypothyroidism, so if it gets bad enough that there's bleeding, it's a good idea to see the

doctor. (COCA)

Page 67: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

61

(247) Rarely, it happens, which is why only the bravest of these cowards get drafted for this job;

by their standards, Potts is a daredevil. (COCA)

(248) Rarely, they may also cause: # * Interstitial nephritis * Nephrotic syndrome # * Acute renal

failure # * Acute tubular necrosis. (COCA)

(249) Although rarely, they can sometimes injure nerves or cause pulmonary embolisms. (COCA)

(250) Rarely smiling, they keep their heads low and move carefully among the throngs of kids

scrambling to wash plates under a running tap. (COCA)

(251) Rarely, they glimpsed the flame-red tail of a fox shooting by, or the monstrous, glorious form

of a pileated woodpecker. (COCA)

(252) Rarely, they opt for an associate's degree. (COCA)

(253) Very rarely they surprise us. (COCA)

With regard to the above cases, we argue that in cases (244) and (250), rarely is part of a topic; in SpecTopP,

it does not have scope over the clause and SAI does not occur. All other cases are arguably

ungrammatical/marginal; similar to those in BNC, rarely seems to scope over the auxiliary or verb. These

cases can all be replaced by a version in which the comma is removed and in which rarely does give rise to

SAI.

4.3. Conclusion

Initially, a general overview of the (expected) analysis that was to be applied to all types of QPs was provided;

some cases where a preposed consituent is ambiguous (i.e. it can occur as either a focus or a topic) were then

discussed, noting the differences in meaning and in structure between the topicalized and the focalized

versions of the constituent.

After studying some cases of subject-auxiliary inversion (from both corpora) of the different types

of (preposed) QPs according to Rizzi’s split CP, it was argued that all QPs that were examined can be

analyzed as proposed by Haegeman (2000b), i.e. they move to the specifier position of FocP, from where

SAI is triggered to satisfy the NEG-criterion. The auxiliary, which carries the matching [NEG]-feature thus

moves leftward to Foc° to achieve the right spec-head configuration. It was shown that all fronted SAI-

triggering QPs can be preceded by a topicalized constituent as well, suggesting that these QPs are indeed

hosted by SpecFocP.

For each type of quantifier, it was then argued that it is indeed the NEG-criterion that applies. For

anti-additive/antimorphic QPs, the application of the NEG-criterion is evident. In the case of downward

Page 68: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

62

entailing QPs, which are seen as ‘weaker’ negators, it seems likely as well. In the case of nonmonotonic QPs,

a “negative-like meaning” implies the application of the same mechanism.

As such, concrete arguments for the presence of either an overt or a covert syntactic negative feature

in all three types of QPs were presented. The presence of such a negative feature would then require the

satisfaction of the NEG-criterion when such a QP is focalized. It would also account for the distribution of

NPIs and positive question tags. For anti-additive/antimorphic QPs, there is an overt syntactic negative

marker (i.e. the negative morpheme not); in the case of downward entailing QPs, evidence was provided for

a covert syntactic negative feature (in the form of NPI licensing, positive questions tags, either-licensing,

split scope readings and even some typological evidence). Lastly, for nonmonotonic QPs, it was argued that

these also contain a covert syntactic negative feature. Initially the semantics of only were looked at, which

revealed that only-phrases (and arguably also exactly-phrases) consist of a positive presupposition (i.e. the

prejacent) and a negative assertion (i.e. the annex; set of untrue alternatives to the focussed constituent). They

also satisfy the property of Strawson decreasingness, which was explained to be similar to monotone

decreasingness. Eventually, the syntactic behavior of only was investigated. Its negative behavior was

evidence by its capability of triggering SAI, licensing NPIs and having split scope readings; some typological

evidence was provided as well. There were, however, some exceptions (e.g. question tag test; too/either tag;

so/neither tag; ‘negative appositive tag’). To account for these, it was argued that these tests which indicate

an affirmative sentence apply only to the prejacent, which is affirmative, and not the annex, which is negative.

Some exceptions were elaborated on as well. For nothing, it was argued that the majority of instances

were non-negative; in these cases it behaves like (and has the structure of) a type Z vulgar minimizer. These

cannot license NPIs, trigger negative fronting, have a ‘negative appositive tag’ or trigger positive question

tags. In the case of the numeral zero, it was argued that it behaves much like other numerals insofar that it

does not easily scope out of VP. For cases of preposed only without inversion, it was argued that they were

either non-negative and/or served as a topic. Lastly, for cases of preposed rarely without inversion, it was

argued that they were either a topic or that they are ungrammatical/marginal and can be replaced with a

version in which they do give rise to SAI.

Page 69: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

63

Conclusion

The current literature on quantifiers makes a distinction between upward entailing (UE) quantifiers,

downward entailing (DE) quantifiers and nonmonotonic quantifiers. Of these, DE quantifiers are subdivided

into (merely) DE quantifiers and anti-additive/antimorphic quantifiers. Regarding their behavior when

situated in sentence-initial position, anti-additive/antimorphic QPs, DE QPs and nonmonotonic QPs all show

the capability of giving rise to subject-auxiliary inversion.

A corpus research was performed in BNC and COCA to test the frequency of SAI patterns for the

different types of preposed QPs. The anti-additive QP never resulted in many cases of SAI, while the DE

QPs rarely, seldom, and few resulted in a fair number of cases of SAI. Some exceptions, however, were that

nothing (anti-additive QP) and zero (DE QP) resulted in almost no cases of SAI; while only (nonmonotonic

QP) resulted in the highest number of cases of SAI. Exactly only occurred in interrogative constructions, in

which the wh-phrase already accounts for the inversion pattern.

It is assumed that negation is the underlying factor that triggers inversion. In the case of anti-

additive/antimorphic QPs, the negation is present in both their meaning and their form; DE QPs also contain

negation, although merely in their meaning and not in their form. Only, on the other hand, is not marked

negative as such, as it is nonmonotonic and does not contain a morphological mark of negation; it does,

however, have a ‘negative-like meaning’ similar to ‘no other than x is y’. Due to their ‘negative’ meaning

and the inversion patterns they trigger, it was thus hypothesized that there is a covert syntactic negative

feature present in downward entailing QPs and nonmonotonic QPs.

It was thus assumed that a negative feature within all three types of quantifiers is responsible for

triggering the inversion pattern. An explanation for how this occurs was then provided using Haegeman’s

NEG-criterion. The NEG-criterion states that when a negative constituent (i.e. it contains a feature of

negation) is preposed (due to a [focus] feature) and takes sentential scope (i.e. in SpecFocP), it triggers

subject-auxiliary inversion due to the need of a spec-head configuration with an X-[NEG]. As it is assumed

that this X-[NEG]-feature is on T°, the auxiliary (or tense) thus moves leftward to Foc° to achieve this spec-

head configuration and thus satisfy the NEG-criterion. As the auxiliary moves to a head position to the left

of the subject, subject-auxiliary inversion occurs.

Besides cases of subject-auxiliary inversion with the above (‘negative’) quantifiers, there are also

cases where such a “negative constituent” does not give rise to subject-auxiliary inversion when preposed.

As such, a distinction had to be made between focalization and topicalization. In some cases, these

mechanisms can occur with an (ambiguous) constituent that superficially looks the same in both cases. When

Page 70: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

64

such a constituent is negative and is focalized, it has sentential scope and there is thus sentential negation.

Due to this, subject-auxiliary inversion is triggered, as in (55), reiterated here.

(55) Not even ten years ago could you buy a house for less than 50k. (Büring 2004: 4-5)

‘Even 10 years ago, you could not buy a house for less than 50k’

[not even [PP [DP 10 years] ago]

When the negative constituent is topicalized, there is no sentential negation but local or constituent negation.

The negation thus has scope over the adverbial only, while the rest of the sentence is semantically and

syntactically affirmative, as in (54), reiterated here.

(54) Not even ten years ago you could buy a house for less than 50k. (Büring 2004: 4-5)

‘Less than 10 years ago, you could buy a house for less than 50k.’

[PP [DP not even 10 years] ago]

Although a difference in meaning is clearly distinguishable by using a paraphrase (provided below both

examples), the difference also lies in their structure (also provided below both examples) and information

structure (respectively introducing “new information” and “old information”). Relating the difference

between these two to Rizzi’s split CP, they also sit in different projections. Focalized constituents are in

SpecFocP; topicalized constituents are in SpecTopP.

As such, it seems to be that if subject-auxiliary inversion is triggered by a preposed QP, this preposed

QP meets two criteria. Firstly, it is a focalized constituent (i.e. it has a [topic] feature) and can thus have

scope over the sentence; secondly, it contains a [NEG]-feature and thus the NEG-criterion has to be satisfied.

These two criteria were then applied to a sample of the corpus data. Initially, all examples were applied to

Rizzi’s split CP, which revealed that all analyzed cases go into SpecFocP and are thus focalized. The

application of the NEG-criterion was then analyzed; it was argued that either an overt or a covert syntactic

negative feature is present in all three types of QPs.

As such, evidence for such a negative feature, which would enforce the satisfaction of the NEG-

criterion, was provided for all three types of QPs. Firstly, anti-additive/antimorphic QPs are negative in

meaning and in form, as these contain a morphological mark of negation; as such, they also show negative

syntactic behavior. Secondly, for DE quantifiers a covert instance of negation was argued due to their

negative syntactic behavior, their downward monotonicity, as well as some typological support. Lastly, the

nonmonotonic quantifier only was examined. It was argued that it contains a covert syntactic negative feature.

Arguments for this come in the form of its ‘negative-like meaning’ (i.e. the associated negated set of

Page 71: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

65

alternatives to the focused constituent), (some) syntactically negative behavior, as well as some typological

support.

Lastly, some exceptions had to be addressed. In the case of nothing, it was argued that it has some

non-negative instances in which it behaves (and has the structure of) a type Z vulgar minimizer. For zero, a

possible explanation was provided in which it behaves like other numerals, which do not easily scope out of

VP and thus prevent quantifier raising. In the case of preposed only, some cases that did not trigger subject-

auxiliary inversion were found; these were argued to serve as a topic and/or the meaning of only was argued

to be different (i.e. non-negative; e.g. ‘as recently as’, ‘but’). For preposed rarely without inversion, it was

argued that in some cases it serves as a topic; in other cases, it was argued that the non-inversion was

ungrammatical and could easily be replaced by a sentence in which inversion does take place.

Based on these findings, it can thus be concluded that, even with constituents that are not marked

negative as such, like only, there are numerous arguments to assume the presence of a (covert) negative

feature. As this negative feature is present in anti-additive/antimorphic QPs, downward entailing QPs and

nonmonotonic QPs, the NEG-criterion applies; when they are focalized in sentence-initial position (due to

the [focus] feature), all three types of QPs trigger subject-auxiliary inversion due to the need of a spec-head

configuration with the auxiliary (i.e. it moves to Foc°), which carries the matching [NEG]-feature.

Further research is needed on the specific meaning and/or structure of those cases of preposed

‘negative’ QPs that do not give rise to subject-auxiliary inversion. More specifically, one could look at the

difference between focalized only-phrases such as “only yesterday” in sentences in which they either do or

do not trigger subject-auxiliary inversion, as these constructions differ in meaning. The question then is why

exactly the only-phrase does not seem to entail a negative assertion (i.e. annex) in cases where inversion does

not take place.

Page 72: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

66

Bibliography

Barwise, Jon and Robin Cooper (1981). “Generalized quantifiers and natural language”. Linguistics and

Philosophy 4, 159-219.

Bayer, Josef (1996). Directionality and Logical Form: On the Scope of Focusing Particles and Wh-In-Situ.

Dordrecht: Kluwer academic.

Beghelli, Filippo and Tim Stowell (1997). “The syntax of distributivity and negation”. In Anna Szabolcsi,

ed., Ways of Scope Taking, Dordrecht, The Netherlands: Kluwer. 71-108.

Biber, Douglas, Stig Johansson, Geoffrey Leech and Randolph Quirk (2000). Longman Grammar of Spoken

and Written English. 3rd edition. Harlow: Longman.

Brasoveanu, Adrian, Karen De Clercq, Donka Farkas and Floris Roelofsen (2014). “Question tags and

sentential negativity”. Lingua 145, 173-193.

Bruening, Benjamin (2015). “Subject auxiliary inversion”. To appear in Martin Everaert and Henk van

Riemsdijk, eds., The Blackwell Companion to Syntax, 2nd edition, Hoboken: Wiley-Blackwell.

Büring, Daniel (2004). “Negative inversion”. PROCEEDINGS-NELS 35(1).

Bylinina, Lisa and Rick Nouwen (2017). “The semantics of ‘zero’”. 18th Workshop on the Roots of

Pragmasemantics. Szklarska Poreba, Poland. 2nd-6th of March.

Collins, Chris and Paul Postal (2014). Classical NEG Raising. An Essay on the Syntax of Negation.

Cambridge (Mass.): MIT Press.

Davies, Mark. (2008-.) The Corpus of Contemporary American English: 520 million words, 1990- present.

Available online at http://corpus.byu.edu/coca/.

Davies, Mark. (2004-). BYU-BNC. (Based on the British National Corpus from Oxford University Press).

Available online at http://corpus.byu.edu/bnc/.

De Clercq, Karen, Liliane Haegeman and Terje Lohndal (2012). “Medial adjunct PPs in English: implications

for the syntax of sentential negation”. Nordic Journal of Linguistics 35, 5–26.

De Clercq, Karen (2017). “The internal syntax of Q-words”. manuscript, University of Ghent, Ghent.

De Swart, Henriette (2009). Expression and interpretation of negation: an OT typology. Springer Science &

Business Media.

Erlewine, Michael and Hadas Kotek (2014). “Only as a quantifier”. LING 721 Advanced seminar 1:

questions, focus, and friends.

Gajewski, Jon R. (2011). “A note on licensing strong NPIs”. Natural Language Semantics 19, 109-148.

Page 73: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

67

Gast, Volker (2005). “Towards a typology of focus quantifiers”. 6th annual meeting of the Association for

Linguistic Typology. Padang, Sumatra. 23rd of July.

Gast, Volker (2013). “At least, wenigstens and company. Negated universal quantification and the typology

of focus qiantifiers”. In Kook-Hee Gil, Stephen Harlow and George Tsoulas, eds., Strategies of

Quantification, Oxford: Oxford University Press. 101-122.

Haegeman, Liliane (1995). The syntax of negation. Cambridge: Cambridge university press.

Haegeman, Liliane and Raffaella Zanuttini (2014). “Negative heads and the neg criterion”. In Richard S.

Kaybe, Thomas Leu and Raffaella Zanuttini, eds., An Annotated Syntax Reader, Oxford, UK: Wiley-

Blackwell. 263-276.

Haegeman, Liliane (2000a). “Inversion, non-adjacent inversion and adjuncts in CP”. Transactions of the

Philological Society 98, 121–160.

Haegeman, Liliane (2000b). “Negative inversion, negative inversion and the split CP”. In Laurence R. Horn

and Yasuhiko Kato, eds., Negation and Polarity, Oxford: Oxford University Press. 29-69.

Haegeman, Liliane (2006). Thinking syntactically. Oxford: Blackwell.

Horn, Laurence (1989). A Natural History of Negation. Chicago: University of Chicago Press.

Huddleston, Rodney and Geoffrey K. Pullum (2002). The Cambridge grammar of the English language.

Cambridge: Cambridge University Press.

Isac, Daniela (2004). “Focus on Negative Concord”. In Reineke Bok-Bennema, Bart Hollebrandse, Brigitte

Kampers-Manhe and Petra Sleman, eds., Romance Languages and Linguistic Theories 2002,

Amsterdam/Philadelphia: John Benjamins Publishing Company. 119-140.

Jackendoff, Ray S. (1972). Semantic interpretation in generative grammar. Cambridge (Mass.): MIT press.

Kang, Seung-Man (2014). “Focus and inversion in English”. Studies in English Language & Literature 40,

235-252.

Klima, Edward (1964). “Negation in English”. In Jerry Fodor and Jerrold Katz, eds., The Structure of

Language, Englewood Cliffs, New Jersey: Prentice-Hall. 246–323.

Ladusaw, William (1980). Polarity sensitivity as Inherent Scope Relations. New York: Garland Publishing.

Lasnik, Howard (1972). Analyses of negation in English. MIT diss. Indiana University Linguistics

Club.

Martinková, Michaela (2010). “Subject-operator inversion in sentence with fronted only”. In Roman Trušník,

Katarína Nemčoková and Gregory Jason Bell, eds., Theories and Practice: Proceedings of the

Second International Conference on English and American Studies, Czech Republic: Tomas Bata

University. 65-78.

May, Robert (1985). Logical form, Its Structure and Derivation. Cambridge (Mass.): MIT Press.

McCawley, James (1998). The syntactic phenomena of English. Chicago: University of Chicago Press

Page 74: INVERSION PATTERNS WITH FRONTED QUANTIFIER PHRASES

68

Neeleman, Ad and Reiko Vermeulen (2011). “Interpreting focus under negation.” Paper presented at the

Annual Conference of the Linguistics Association of Great Britain, Salford, 7th-10th of September.

Nishiguchi, Suyimo (2003). “Non-monotonic negativity”. Proceedings of 17th Pacific Asia Conference on

Language, Information and Computation (PACLIC 17).

Penka, Doris (2011). Negative indefinites. Oxford: Oxford University Press.

Peters, Stanley and Dag Westerståhl (2006). Quantifiers In Language and Logic. Oxford: Clarendon press.

Progovac, Ljiljana (2005). Negative and positive polarity: A binding approach. Cambridge University

Press.

Reinhart, Tanya (2006). “Scope shift with numeral indefinites”. In Liliane Tasmowski and Svetlana

Vogeleer, eds., Indefiniteness and Plurality, Aktuell/Linguistics Today Series, Benjamins. 291-310.

Rizzi, Luigi (1990). Relativized Minimality. Cambridge (Mass.): MIT Press

Rizzi, Luigi (1996). “Residual verb second and the Wh criterion. In Adriana Belletti and Luigi Rizzi, eds.,

Parameters and Functional Heads. Essays in Comparative Syntax, Oxford and New York: Oxford

University Press. 63-90.

Rizzi, Luigi (1997). “The fine structure of the left periphery”. In Liliane Haegeman, ed., Elements of

grammar, Dordrecht: Kluwer. 281-337

Rudanko, Juhani (1980). “Towards a description of negatively conditioned subject operator inversion in

English”. English Studies 58, 348-59.

Rullmann, Hotze (2003). “Additive particles and polarity”. Journal of semantics 20, 329-401.

Van der Wouden, Ton (1997). Negative contexts. Collocation, Polarity, and Multiple Negation. London and

New York: Routledge.

Veselovská, Ludmila (2011). “Inversion and fronting in English: a cartography of discourse in a generative

framework”. Czech and Slovac Linguistic Review, 53-72.

Von Fintel, Kai (1999). “NPI licensing, Strawson entailment and context dependency”. Journal of Semantics

16, 97- 148.

Quirk, Randolph, Sidney Greenbaum, Geoffrey Leech and Jan Svartvik (1985). A Comprehensive Grammar

of the English Language. London: Longman.

Zwarts, Frans (1998). “Three types of polarity”. In Fritz Hamm and Erhard Hinrichs, eds., Plurality and

Quantification, Dordrecht: Kluwer. 177-238.