introduction & nsf overview nsf tribal college workshop november 14, 2008
TRANSCRIPT
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Introduction & NSF Overview
NSF Tribal College Workshop
November 14, 2008
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Ask Early, Ask Often!
Name Title Contact
Michael C. Sieverts
Deputy Director, Budget Division; Office of Budget, Finance & Award Management (BFA)
(703) 292-7754
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Main Topics•Origins of NSF
•The National Science Foundation
•NSF FY 2008 Budget: Context & Outcome
•The NSF FY 2009 Budget Request– NSF Initiatives– Outcomes
•Current Proposal, Award and Funding Trends
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Origins of NSF• “The Government should
accept new responsibilities for promoting the flow of scientific knowledge and the development of scientific talent in our youth.”– Science, The Endless
Frontier, 1945• 1947: Congress Approves,
Truman Vetoes: Agencies created in the meantime
• 1950: Compromise Bill Approved & Signed by Truman
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NSF Act of 1950•“To promote the progress of science…”•NSB (24) and 1 Director, appointed by the
President•Encourage & develop a national policy for the
promotion of basic research and education in the math, physical, medical,biological, engineering and other sciences
•Initiate & support basic scientific research in the sciences
•Evaluate the science research programs undertaken by agencies of the Federal government
•Provide information for S&E policy formation
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NSF Vision
Advancing discovery, innovation and
educationbeyond the frontiers of
current knowledge, and empowering future generations in science
and engineering.
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NSF in a Nutshell
•Independent Agency
•Supports basic research & education
•Uses grant mechanism
•Low overhead; highly automated
•Discipline-based structure
•Cross-disciplinary mechanisms
•Use of Rotators/IPAs
•National Science Board
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Mathematical& PhysicalSciences
(MPS)
Geosciences(GEO)
Engineering(ENG)
Computer &Information Science &
Engineering(CISE)
BiologicalSciences
(BIO)
Office of theInspector General
(OIG)
DirectorDeputy Director
National Science Board(NSB)
Office of Cyberinfrastructure
Office of Equal Employment Opportunity Programs
Office of the General Counsel
Office of Integrative Activities
Office of International Science & Engineering
Office of Legislative &Public Affairs
Office of Polar Programs
Social, Behavioral
& EconomicSciences
(SBE)
Education & Human
Resources(EHR)
Budget, Finance & Award
Management(BFA)
Information& Resource Management
(IRM)
NSF Organizational Chart
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•Thomas W. Peterson selected as Assistant Director for Engineering
•Dr. Edward Seidel named as Director of the Office of Cyberinfrastructure (OCI)
•Dr. Tim Killeen named Assistant Director for Geosciences (GEO)
•Dr. W. Lance Haworth appointed Director of the NSF Office of Integrative Activities
•Dr. Henry Blount named Head, EPSCoR Office (EPSCoR moved to the Office of the Director)
NSF: Recent Personnel Changes
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Budget Context & Outcome
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Percentage Composition of Federal Government Outlays
National Defense
Net Interest
All Other
Payments to Individuals
0%
20%
40%
60%
80%
100%
40 42 44 46 48 50 52 54 56 58 60 62 64 66 68 70 72 74 76 78 80 82 84 86 88 90 92 94 96 98 00 02 04 06
2008
National Defense Net Interest All Other Payments to Individuals
1940 1971 2008 Current $ $9.5B $210.2B $2,901.9B
$607B
$261B
$361B
$1,760B
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Federal Spending - FY 2008
Non-Defense Discretionary
Defense Discretionary
Social Security
Entitlements
Net Interest
0
500
1,000
1,500
2,000
2,500
3,000
$ in Billions
Total = $2.9 Trillion
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Total Defense Discretionary Non-R&D
Budget Authority$568B
Total Defense Discretionary R&D Budget Authority
$76B12%
88%
Defense R&D as a Percent of Total Defense Discretionary Budget Authority -- FY 2008
Total = $644B
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Total Federal Civilian Discretionary Non-R&D
Budget Authority$385B
Total Federal Civilian R&D Budget Authority
$52B12%
88%
Federal Civilian R&D as a Percent of Total Civilian Discretionary Budget Authority -- FY 2008
Total = $438B
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FY 2008 Outcome
•Was not encouraging for NSF’s doubling
•Small increases, but major fix in support of our infrastructure (people, building, IT systems such as FastLane and Research.gov)
•Supplemental, a little extra, but pointed to Congressional support for the Noyce Program by and large
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The Big Picture
NSF FY 2009 Budget
TOTAL: $6.85 billion
Increase: 13%
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FY 2009 Budget Request byAppropriations Account (millions)
Appropriations Account FY 2009 Request
Change fromFY 2008
Research & Related Activities $5,593.99 $772.52 +16.0%
Education & Human Resources $790.41 $64.81 +8.9%
Major Research Equipment & Facilities Construction
$147.51 -$73.23 -33.2%
Agency Operations &Award Management
$305.06 $23.27 +8.3%
National Science Board $4.03 $0.06 +1.5%
Inspector General $13.10 $1.67 +14.6%
TOTAL, NSF $6,854.10 $789.10 +13.0%
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FY 2009 Budget Request forSelected Investments (millions)
Program FY 2009 Request
Science & Engineering Beyond Moore’s Law
$20
Adaptive Systems Technology $15
Dynamics of Water Processes in the Environment
$10
Cyber-Enabled Discovery & Innovation $100
Major Research Instrumentation $115
Science & Technology Centers $76
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FY 2009 Budget Request by National Science & Technology Council (NSTC) Crosscut (millions)
NSTC Program FY 2009 Request
Change fromFY 2008
U.S. Climate Change Science Program
$221 $15 +7%
National Nanotechnology Initiative
$397 $8 +2%
Networking & Information Technology R&D
$1,090 $159 +16%
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FY 2009 Budget Request compared to Congressional Marks by Appropriations Account (millions)
Appropriations Account FY 2009 Request
HouseMark
SenateMark
Research & Related Activities
$5,593.99 -$49.85 $-.--
Education & Human Resources
$790.41 +$49.85 $-.--
Major Research Equipment
& Facilities Construction
$147.51 $-.-- +$4.50
Agency Operations &Award Management
$305.06 $-.-- -$4.50
National Science Board $4.03 $-.-- $-.--
Inspector General $13.10 $-.-- $-.--
TOTAL, NSF $6,854.10 $-.-- $-.--
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FY 2008 Appropriation and FY 2009 Request by Directorate (millions)
DirectorateFY 2008 Appropriations
FY 2009Request
Biological Sciences $612.26 $675.06
Computer & Information Science & Engineering
$535.12 $638.76
Engineering $639.54 $ 759.33
Geosciences $755.81 $ 848.67
Mathematical & Physical Sciences $1,170.80 $ 1,402.67
Social, Behavioral & Economic Sciences
$215.08 $ 233.48
Office of Cyberinfrastructure $185.18 $220.08
Office of International Science & Engineering
$41.32 $47.44
Office of Polar Programs $445.72 $490.97
Integrative Activities $241.17 $276.00
U.S. Arctic Research Commission $1.47 $1.53
Education & Human Resources $765.60 $790.41
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FY 2009 Outcomes•Who knows?
•CR through March 6
•Congressional action in February will likely be impacted by outcomes of the November elections
•FY 2010 budget request will be submitted by next President – maybe ~ April, 1, 2009
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Current Proposal, Award & Funding
Trends
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Number of Proposals: 33,114 Declines, 11,463 Awards
0 86395
2,318
4,227
1,325
3,507
1,152
5,145
16,057
9,127
1,238
0
2,000
4,000
6,000
8,000
10,000
12,000
14,000
16,000
18,000
No Score Poor to Fair Fair to Good Good to VeryGood
Very Good toExcellent
Excellent
Nu
mb
er
of
Pro
po
sa
ls
Awards Declines
Distribution of Average Reviewer Ratings
FY 2007
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Cumulative Requested Amounts for Declined Proposalsby Average Reviewer Score for FY 2007
$0
$5
$10
$15
Average Reviewer Score
Cu
mu
lativ
e D
olla
rs (B
illio
ns)
Avg. Award Score
5 = Excellent 4 = Very Good 3 = Good 2 = Fair 1 = Poor
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Research Grant Proposals by PI Type
0
2,000
4,000
6,000
8,000
10,000
12,000
14,000
16,000
18,000
20,000
22,000
1998 1999 2000 2001 2002 2003 2004 2005 2006 2007
Nu
mb
er
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
Proposals - Prior PI Proposals - New PI Funding Rate - Prior PI Funding Rate - New PI
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NSF Competitive Award Size and Duration - Research Grants
$0
$20,000
$40,000
$60,000
$80,000
$100,000
$120,000
$140,000
$160,000
1996 1997 1998 1999 2000 2001 2002 2003 2004 2005
Do
llars
0.0
0.5
1.0
1.5
2.0
2.5
3.0
3.5
4.0
Yea
rs
Ann Mean Current $ Ann Mean Constant $ Mean Duration*Based on estimated 2003-2004 Deflators
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Key Documents
•FY 2008 NSF Budget Appropriation– http://www.nsf.gov/about/congress/110/highlights/cu08_0108.jsp
•FY 2009 NSF Budget Request– http://www.nsf.gov/about/budget/fy2009/index.jsp
•Proposal & Award Policies & Procedures Guide– http://www.nsf.gov/publications/pub_summ.jsp?ods_key=papp
•Science and Engineering Indicators– http://www.nsf.gov/statistics/seind08/
•When in doubt: – http://www.nsf.gov/