international response to environmental issues.docx
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ENVIRONMENTAL LAW INTERNATIONAL RESPONSE TO ENVIRONMENTAL ISSUES JEFFREY L. ONTANGCO
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United Nations Conference on Environment
and Development
The United Nations Conference on Environment and
Development (UNCED), also known as the "Earth
Summit," was held at Rio de Janeiro, Brazil, from 3-
14 June 1992. This global conference, held on the
20th anniversary of the first international Conference
on the Human Environment, (Stockholm, 1972),
brought together policy makers, diplomats, scientists,
media personnel and non-governmental organization
(NGO) representatives from 179 countries in a
massive effort to reconcile the impact of human
socio-economic activities on the environment and
vice versa. A simultaneous "Global NGO Forum" was
also held in Rio de Janeiro, which was attended by an
unprecedented number of representatives from
NGOs outlining their own vision of the future
environmental and socio-economic/developmental
state of the world.
The 1972 UN Stockholm Conference focused
international attention on environmental issues,
especially those relating to environmental
degradation and "transboundary pollution." The last
concept was particularly important, as it highlighted
the fact that pollution does not recognize political or
geographical boundaries, but affects countries,
regions and people beyond its point of origin. Over
the decades following Stockholm, this concept was
broadened to encompass environmental issues that
are truly transnational in scope, requiring concertedaction by all countries and all regions of the world in
a universal manner in order to deal with them
effectively. Such important global environmental
problems include, for example, all kinds of pollution,
climate change, the depletion of the ozone layer, the
use and management of oceans and fresh water
resources, excessive deforestation, desertification and
land degradation, hazardous waste and depleting
biological diversity.
In the years that followed, it also came to be
recognized that regional or local environmentalproblems, such as extensive urbanization,
deforestation, desertification, and general natural
resource scarcity, can spread to pose serious
repercussions for broader international security. For
example, they undermine the economic base and
social fabric of weak and poor countries, generate or
exacerbate social tensions and conflicts and stimulate
greater flows of refugees. Environmental degradation
in diverse parts of the developing as well as the
developed world can in this way affect the political,
economic and social interests of the world as a whole.
International recognition of the fact that
environmental protection and natural resources
management must be integrated with socio-economic
issues of poverty and underdevelopment culminated
in the 1992 Earth Summit. This idea has been
captured in the definition of "sustainable
development," as defined by the World Commission
on Environment and Development (the Brundtland
Commission) in 1987 as "development that meets the
needs of the present without compromising the
ability of future generations to meet their own
needs." This concept was designed to meet the
requirements of both the supporters of economic
development as well as of those concerned primarily
with environmental conservation.
The Earth Summit thus made history by bringing
global attention to the understanding, new at the
time, that the planet's environmental problems were
intimately linked to economic conditions and
problems of social justice. It showed that social,
environmental and economic needs must be met in
balance with each other for sustainable outcomes in
the long term. It showed that if people are poor, and
national economies are weak, the environment
suffers; if the environment is abused and resources
are over consumed, people suffer and economies
decline. The conference also pointed out that thesmallest local actions or decisions, good or bad, have
potential worldwide repercussions.
The Rio de Janeiro gathering outlined the way that
various social, economic and environmental factors
are interdependent and change together. It identified
the critical elements of change, showing that success
in one area requires action in the others in order to
continue over time. The Summit's primary aim was to
produce an extended agenda and a new plan for
international action on environmental and
developmental issues that would help guideinternational cooperation and policy development
into the next century.
UNCED proclaimed the concept of sustainable
development as a workable objective for everyone
around the world, whether at the local, national,
regional or international level. It recognized that
integrating and balancing economic, social and
environmental concerns in meeting our needs is vital
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to continue human life on the planet, and that such
an integrated approach is achievable if we put our
heads and hands together. It further recognized that
achieving this kind of integration and balance
between economic, social and environmental
dimensions would require new ways of looking at
how we produce and consume, how we live, how we
work, how we get along with each other, and how wemake decisions. The concept was revolutionary and
like all original ideas it started a lively debate among
governments, and between governments and their
citizens on how to achieve sustainability.
A major achievement of UNCED was Agenda 21, a
thorough and broad-ranging programme of actions
demanding new ways of investing in our future to
reach global sustainable development in the 21st
century. Its recommendations ranged from new ways
to educate, to new ways to care for natural resources,
and new ways to participate in designing asustainable economy. The overall ambition of Agenda
21 was breathtaking, for its goal was nothing less than
to make a safe and just world in which all life has
dignity and is celebrated.
Other UNCED outcomes:
- The Rio Declaration: A set of 27 universally-
applicable Principles to help guide international
action on the basis of environmental and economic
responsibility.
- The Framework Convention on Climate Change: A
legally-binding agreement, signed by 154
governments at the Summit in Rio, its ultimate
objective is the "stabilization of greenhouse gas
concentrations in the atmosphere at a level that
would prevent dangerous anthropogenic (man-made)
interference with the climate system."
- The Convention on Biological Diversity (CBD): A
legally-binding agreement, that has been signed so
far by 168 countries, It represents a dramatic step
forward in the conservation of biological diversity,
the sustainable use of its components, and the fair
and equitable sharing of benefits arising from the use
of genetic resources.
- The Statement of Forest Principles: a set of 15 non-
legally binding Principles governing national and
international policy-making for the protection and a
more sustainable management and use of global
forest resources. These Principles are extremely
significant since they represent the first major
international consensus on better use and
conservation of all kinds of forests.
World Charter for Nature (1982)
The General Assembly,
Reaffirming the fundamental purposes of the UnitedNations, in particular the maintenance of
international peace and security, the development of
friendly relations among nations and the
achievement of international cooperation in solving
international problems of an economic, social,
cultural, technical, intellectual or humanitarian
character,
Aware that:
(a) Mankind is a part of nature and life depends on
the uninterrupted functioning of natural systemswhich ensure the supply of energy and nutrients,
(b) Civilization is rooted in nature, which has shaped
human culture and influenced all artistic and
scientific achievements, and living in harmony with
nature gives man the best opportunities for the
development of his creativity, and for rest and
recreation,
Convinced that:
(a) Every form of life is unique, warranting respect
regardless of its worth to man, and, to accord other
organisms such recognition, man must be guided by a
moral code of action,
(b) Man can alter nature and exhaust natural
resources by his action or its consequences and,
therefore, must fully recognize the urgency of
maintaining the stability and quality of nature and of
conserving natural resources,
Persuaded that:
(a) Lasting benefits from nature depend upon themaintenance of essential ecological processes and life
support systems, and upon the diversity of life forms,
which are jeopardized through excessive exploitation
and habitat destruction by man,
(b) The degradation of natural systems owing to
excessive consumption and misuse of natural
resources, as well as to failure to establish an
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appropriate economic order among peoples and
among States, leads to the breakdown of the
economic, social and political framework of
civilization,
(c) Competition for scarce resources creates conflicts,
whereas the conservation of nature and natural
resources contributes to justice and the maintenance
of peace and cannot be achieved until mankind learns
to live in peace and to forsake war and armaments,
Reaffirming that man must acquire the knowledge to
maintain and enhance his ability to use natural
resources in a manner which ensures the
preservation of the species and ecosystems for the
benefit of present and future generations,
Firmly convinced of the need for appropriate
measures, at the national and international,
individual and collective, and private and public
levels, to protect nature and promote internationalco-operation in this field,
Adopts, to these ends, the present World Charter for
Nature, which proclaims the following principles of
conservation by which all human conduct affecting
nature is to be guided and judged.
I. GENERAL PRINCIPLES
1. Nature shall be respected and its essential
processes shall not be impaired.
2. The genetic viability on the earth shall not be
compromised; the population levels of all life forms,
wild and domesticated, must be at least sufficient for
their survival, and to this end necessary habitat shall
be safeguarded.
3. All areas of the earth, both land and sea, shall be
subject to these principles of conservation; special
protection shall be given to unique areas, to
representative samples of all the different types of
ecosystems and to the habitat of rare or endangered
species.
4. Ecosystems and organisms, as well as the land,
marine and atmospheric resources that are utilized by
man, shall be managed to achieve and maintain
optimum sustainable productivity, but not in such a
way as to endanger the integrity of those other
ecosystems or species with which they coexist.
5. Nature shall be secured against degradation caused
by warfare or other hostile activities.
II. FUNCTIONS
6. In the decision-making process it shall be
recognized that man's needs can be met only by
ensuring the proper functioning of natural systems
and by respecting the principles set forth in thepresent Charter.
7. In the planning and implementation of social and
economic development activities, due account shall
be taken of the fact that the conservation of nature is
an integral part of those activities.
8. In formulating long-term plans for economic
development, population growth and the
improvement of standards of living, due account shall
be taken of the long-term capacity of natural systems
to ensure the subsistence and settlement of thepopulations concerned, recognizing that this capacity
may be enhanced through science and technology.
9. The allocation of areas of the earth to various uses
shall be planned and due account shall be taken of
the physical constraints, the biological productivity
and diversity and the natural beauty of the areas
concerned.
10. Natural resources shall not be wasted, but used
with a restraint appropriate to the principles set forth
in the present Charter, in accordance with thefollowing rules:
(a) Living resources shall not be utilized in excess of
their natural capacity for regeneration;
(b) The productivity of soils shall be maintained or
enhanced through measures which safeguard their
long-term fertility and the process of organic
decomposition, and prevent erosion and all other
forms of degradation;
(c) Resources, including water, which are not
consumed as they are used shall be reused or
recycled;
(d) Non-renewable resources which are consumed as
they are used shall be exploited with restraint, taking
into account their abundance, their rational
possibilities of converting them for consumption, and
the compatibility of their exploitation with the
functioning of natural systems.
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11. Activities which might have an impact on nature
shall be controlled, and the best available
technologies that minimize significant risks to nature
or other adverse effects shall be used; in particular:
(a) Activities which are likely to cause irreversible
damage to nature shall be avoided;
(b) Activities which are likely to pose a significant riskto nature shall be preceded by an exhaustive
examination; their proponents shall demonstrate that
expected benefits outweigh potential damage to
nature, and where potential adverse effects are not
fully understood, the activities should not proceed;
(c) Activities which may disturb nature shall be
preceded by assessment of their consequences, and
environmental impact studies of development
projects shall be conducted sufficiently in advance,
and if they are to be undertaken, such activities shall
be planned and carried out so as to minimizepotential adverse effects;
(d) Agriculture, grazing, forestry and fisheries
practices shall be adapted to the natural
characteristics and constraints of given areas;
(e) Areas degraded by human activities shall be
rehabilitated for purposes in accord with their natural
potential and compatible with the well-being of
affected populations.
12. Discharge of pollutants into natural systems shallbe avoided and:
(a) Where this is not feasible, such pollutants shall be
treated at the source, using the best practicable
means available;
(b) Special precautions shall be taken to prevent
discharge of radioactive or toxic wastes.
13. Measures intended to prevent, control or limit
natural disasters, infestations and diseases shall be
specifically directed to the causes of these scourges
and shall avoid averse side-effects on nature.
III. IMPLEMENTATION
14. The principles set forth in the present Charter
shall be reflected in the law and practice of each
State, as well as at the international level.
15. Knowledge of nature shall be broadly
disseminated by all possible means, particularly by
ecological education as an integral part of general
education.
16. All planning shall include, among its essential
elements, the formulation of strategies for the
conservation of nature, the establishment of
inventories of ecosystems and assessments of the
effects on nature of proposed policies and activities;
all of these elements shall be disclosed
to the public by appropriate means in time to permit
effective consultation and participation.
17. Funds, programmes and administrative structures
necessary to achieve the objective of the conservation
of nature shall be provided.
18. Constant efforts shall be made to increase
knowledge of nature by scientific research and todisseminate such knowledge unimpeded by
restrictions of any kind.
19. The status of natural processes, ecosystems and
species shall be closely monitored to enable early
detection of degradation or threat, ensure timely
intervention and facilitate the evaluation of
conservation policies and methods.
20. Military activities damaging to nature shall be
avoided.
21. States and, to the extent they are able, other
public authorities, international organizations,
individuals, groups and corporations shall:
(a) Co-operate in the task of conserving nature
through common activities and other relevant
actions, including information exchange and
consultations;
(b) Establish standards for products and other
manufacturing processes that may have adverse
effects on nature, as well as agreed methodologies for
assessing these effects;
(c) Implement the applicable international legal
provisions for the conservation of nature and the
protection of the environment;
(d) Ensure that activities within their jurisdictions or
control do not cause damage to the natural systems
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located within other States or in the areas beyond the
limits of national jurisdiction;
(e) Safeguard and conserve nature in areas beyond
national jurisdiction.
22. Taking fully into account the sovereignty of States
over their natural resources, each State shall give
effect to the provisions of the present Charter throughits competent organs and in co-operation with other
States.
23. All persons, in accordance with their national
legislation, shall have the opportunity to participate,
individually or with others, in the formulation of
decisions of direct concern to their environment, and
shall have access to means of redress when their
environment has suffered damage or degradation.
24. Each person has a duty to act in accordance with
the provisions of the present Charter, actingindividually, in association with others or through
participation in the political process, each person
shall strive to ensure that the objectives and
requirements of the present Charter are met.
Stockholm Conference
Stockholm Conference on the Human
Environment
The United Nations Conference on the Human
Environment, having met at Stockholm from 5 to 16
June 1972,having considered the need for a commonoutlook and for common principles to inspire and
guide the peoples of the world in the preservation and
enhancement of the human environment,
Proclaims that:
1. Man is both creature and moulder of his
environment, which gives him physical sustenance
and affords him the opportunity for intellectual,
moral, social and spiritual growth. In the long and
tortuous evolution of the human race on this planet a
stage has been reached when, through the rapidacceleration of science and technology, man has
acquired the power to transform his environment in
countless ways and on an unprecedented scale. Both
aspects of man's environment, the natural and the
man-made, are essential to his well-being and to the
enjoyment of basic human rights the right to life
itself.
2. The protection and improvement of the human
environment is a major issue which affects the well-
being of peoples and economic development
throughout the world; it is the urgent desire of the
peoples of the whole world and the duty of all
Governments.
3. Man has constantly to sum up experience and go
on discovering, inventing, creating and advancing. In
our time, man's capability to transform his
surroundings, if used wisely, can bring to all peoples
the benefits of development and the opportunity to
enhance the quality of life. Wrongly or heedlessly
applied, the same power can do incalculable harm to
human beings and the human environment. We see
around us growing evidence of man-made harm in
many regions of the earth: dangerous levels of
pollution in water, air, earth and living beings; major
and undesirable disturbances to the ecological
balance of the biosphere; destruction and depletion ofirreplaceable resources; and gross deficiencies,
harmful to the physical, mental and social health of
man, in the man-made environment, particularly in
the living and working environment.
4. In the developing countries most of the
environmental problems are caused by under-
development. Millions continue to live far below the
minimum levels required for a decent human
existence, deprived of adequate food and clothing,
shelter and education, health and sanitation.
Therefore, the developing countries must direct theirefforts to development, bearing in mind their
priorities and the need to safeguard and improve the
environment. For the same purpose, the
industrialized countries should make efforts to
reduce the gap themselves and the developing
countries. In the industrialized countries,
environmental problems are generally related to
industrialization and technological development.
5. The natural growth of population continuously
presents problems for the preservation of the
environment, and adequate policies and measuresshould be adopted, as appropriate, to face these
problems. Of all things in the world, people are the
most precious. It is the people that propel social
progress, create social wealth, develop science and
technology and, through their hard work,
continuously transform the human environment.
Along with social progress and the advance of
production, science and technology, the capability of
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man to improve the environment increases with each
passing day.
6. A point has been reached in history when we must
shape our actions throughout the world with a more
prudent care for their environmental consequences.
Through ignorance or indifference we can do massive
and irreversible harm to the earthly environment on
which our life and well being depend. Conversely,
through fuller knowledge and wiser action, we can
achieve for ourselves and our posterity a better life in
an environment more in keeping with human needs
and hopes. There are broad vistas for the
enhancement of environmental quality and the
creation of a good life. What is needed is an
enthusiastic but calm state of mind and intense but
orderly work. For the purpose of attaining freedom in
the world of nature, man must use knowledge to
build, in collaboration with nature, a better
environment. To defend and improve the humanenvironment for present and future generations has
become an imperative goal for mankind-a goal to be
pursued together with, and in harmony with, the
established and fundamental goals of peace and of
worldwide economic and social development.
7. To achieve this environmental goal will demand
the acceptance of responsibility by citizens and
communities and by enterprises and institutions at
every level, all sharing equitably in common efforts.
Individuals in all walks of life as well as organizations
in many fields, by their values and the sum of theiractions, will shape the world environment of the
future.
Local and national governments will bear the greatest
burden for large-scale environmental policy and
action within their jurisdictions. International
cooperation is also needed in order to raise resources
to support the developing countries in carrying out
their responsibilities in this field. A growing class of
environmental problems, because they are regional or
global in extent or because they affect the common
international realm, will require extensivecooperation among nations and action by
international organizations in the common interest.
The Conference calls upon Governments and peoples
to exert common efforts for the preservation and
improvement of the human environment, for the
benefit of all the people and for their posterity.
Principles
States the common conviction that:
Principle 1
Man has the fundamental right to freedom, equality
and adequate conditions of life, in an environment of
a quality that permits a life of dignity and well-being,
and he bears a solemn responsibility to protect and
improve the environment for present and futuregenerations. In this respect, policies promoting or
perpetuating apartheid, racial segregation,
discrimination, colonial and other forms of
oppression and foreign domination stand condemned
and must be eliminated.
Principle 6
The discharge of toxic substances or of other
substances and the release of heat, in such quantities
or concentrations as to exceed the capacity of the
environment to render them harmless, must behalted in order to ensure that serious or irreversible
damage is not inflicted upon ecosystems. The just
struggle of the peoples of ill countries against
pollution should be supported.
Principle 12
Resources should be made available to preserve and
improve the environment, taking into account the
circumstances and particular requirements of
developing countries and any costs which may
emanate- from their incorporating environmentalsafeguards into their development planning and the
need for making available to them, upon their
request, additional international technical and
financial assistance for this purpose.
Principle 13
In order to achieve a more rational management of
resources and thus to improve the environment,
States should adopt an integrated and coordinated
approach to their development planning so as to
ensure that development is compatible with the needto protect and improve environment for the benefit of
their population.
Principle 21
States have, in accordance with the Charter of the
United Nations and the principles of international
law, the sovereign right to exploit their own resources
pursuant to their own environmental policies, and the
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responsibility to ensure that activities within their
jurisdiction or control do not cause damage to the
environment of other States or of areas beyond the
limits of national jurisdiction.
Principle 22
States shall cooperate to develop further the
international law regarding liability andcompensation for the victims of pollution and other
environmental damage caused by activities within the
jurisdiction or control of such States to areas beyond
their jurisdiction.
Principle 23
Without prejudice to such criteria as may be agreed
upon by the international community, or to standards
which will have to be determined nationally, it will be
essential in all cases to consider the systems of values
prevailing in each country, and the extent of theapplicability of standards which are valid for the most
advanced countries but which may be inappropriate
and of unwarranted social cost for the developing
countries.
Principle 24
International matters concerning the protection and
improvement of the environment should be handled
in a cooperative spirit by all countries, big and small,
on an equal footing.
Cooperation through multilateral or bilateral
arrangements or other appropriate means is essential
to effectively control, prevent, reduce and eliminate
adverse environmental effects resulting from
activities conducted in all spheres, in such a way that
due account is taken of the sovereignty and interests
of all States.
United Nations Framework Convention on
Climate Change
The Convention on Climate Change sets an overall
framework for intergovernmental efforts to tackle the
challenge posed by climate change. It recognizes that
the climate system is a shared resource whose
stability can be affected by industrial and other
emissions of carbon dioxide and other greenhouse
gases.
The Convention enjoys near universal membership.
Latest information on ratifications of the Convention
can be found here.
The Convention entered into force on 21 March 1994.
Vienna Convention for the Protection of the
Ozone Layer
The Vienna Convention for the Protection of the
Ozone Layer is often called a framework convention,
because it served as a framework for efforts to protect
the globes ozone layer. The Vienna Convention was
adopted in 1985 and entered into force on 22 Sep
1988. In 2009, the Vienna Convention became the
first Convention of any kind to achieve universal
ratification. The objectives of the Convention were for
Parties to promote cooperation by means of
systematic observations, research and information
exchange on the effects of human activities on the
ozone layer and to adopt legislative or administrativemeasures against activities likely to have adverse
effects on the ozone layer.
The Vienna Convention did not require countries to
take concrete actions to control ozone depleting
substances. Instead, in accordance with the
provisions of the Convention, the countries of the
world agreed the Montreal Protocol on Substances
that Deplete the Ozone Layer under the Convention
to advance that goal.
The Parties to the Vienna Convention meet onceevery three years, back to back with the Parties to the
Montreal Protocol, in order to take decisions
designed to administer the Convention.
Montreal Protocol
The Montreal Protocol on Substances That Deplete
the Ozone Layer is a landmark international
agreement designed to protect the stratospheric
ozone layer. The treaty was originally signed in 1987
and substantially amended in 1990 and 1992. The
Montreal Protocol stipulates that the production andconsumption of compounds that deplete ozone in the
stratosphere--chlorofluorocarbons (CFCs), halons,
carbon tetrachloride, and methyl chloroform--are to
be phased out by 2000 (2005 for methyl chloroform).
Scientific theory and evidence suggest that, once
emitted to the atmosphere, these compounds could
significantly deplete the stratospheric ozone layer
that shields the planet from damaging UV-B
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radiation. The United Nations Environment
Programme (UNEP) has prepared a Montreal
Protocol Handbook that provides additional detail
and explanation of the provisions. (CIESIN's
Thematic Guide on Ozone Depletion and Global
Environmental Change presents an-in-depth look at
causes, human and environmental effects, and policy
responses to stratospheric ozone depletion.)
The Vienna Convention for the Protection of the
Ozone Layer (1985), which outlines states'
responsibilities for protecting human health and the
environment against the adverse effects of ozone
depletion, established the framework under which
the Montreal Protocol was negotiated.
Numerous reports, articles, and books have been
written about the Montreal Protocol, including the
following three frequently cited sources. Morrisette
(1989) provides a historical analysis of the science
and policy evolution that led to the Montreal Protocol
in "The Evolution of Policy Responses to
Stratospheric Ozone Depletion." Haas (1991) focuses
on the politics behind the Montreal Protocol in
"Policy Responses to Stratospheric Ozone Depletion."
Benedick (1991), who led the U.S. delegation, offers
perhaps the most detailed account of the Montreal
Protocol negotiations in Ozone Diplomacy. The
preface, introduction, conclusion, and chronology of
policy from the book are available here.
In addition, in "The Fourth Meeting of the Parties to
the Montreal Protocol" Rowlands (1993) offers a good
historical overview and an update through 1992.
London Amendment and Copenhagen
Amendment
The London Amendment (1990) changed the ODS
emission schedule by requiring the complete
phaseout of CFCs, halons, and carbon tetrachloride
by 2000 in developed countries, and by 2010 in
developing countries. Methyl chloroform was also
added to the list of controlled ODSs, with phaseout in
developed countries targeted in 2005, and in 2015 for
developing countries.
The Copenhagen Amendment (1992) significantly
accelerated the phaseout of ODSs and incorporated
an HCFC phaseout for developed countries,
beginning in 2004. Under this agreement, CFCs,
halons, carbon tetrachloride, and methyl chloroform
were targeted for complete phaseout in 1996 in
developed countries. In addition, methyl bromide
consumption of methyl bromide was capped at 1991
levels.
Kyoto Protocol
The Kyoto Protocol is an international agreement
linked to the United Nations Framework Convention
on Climate Change. The major feature of the KyotoProtocol is that it sets binding targets for 37
industrialized countries and the European
community for reducing greenhouse gas (GHG)
emissions .These amount to an average of five per
cent against 1990 levels over the five-year period
2008-2012.
The major distinction between the Protocol and the
Convention is that while the Convention encouraged
industrialised countries to stabilize GHG emissions,
the Protocol commits them to do so.
Recognizing that developed countries are principally
responsible for the current high levels of GHG
emissions in the atmosphere as a result of more than
150 years of industrial activity, the Protocol places a
heavier burden on developed nations under the
principle of common but differentiated
responsibilities.
The Kyoto Protocol was adopted in Kyoto, Japan, on
11 December 1997 and entered into force on 16
February 2005. The detailed rules for the
implementation of the Protocol were adopted at COP7 in Marrakesh in 2001, and are called the
Marrakesh Accords.
The Kyoto mechanisms
Under the Treaty, countries must meet their targets
primarily through national measures. However, the
Kyoto Protocol offers them an additional means of
meeting their targets by way of three market-based
mechanisms.
The Kyoto mechanisms are:
Emissions trading known as the carbon market"
Clean development mechanism (CDM)
Joint implementation (JI).
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The mechanisms help stimulate green investment
and help Parties meet their emission targets in a cost-
effective way.
Monitoring emission targets
Under the Protocol, countriesactual emissions have
to be monitored and precise records have to be kept
of the trades carried out.
Registry systems track and record transactions by
Parties under the mechanisms. The UN Climate
Change Secretariat, based in Bonn, Germany, keeps
an international transaction log to verify that
transactions are consistent with the rules of the
Protocol.
Reporting is done by Parties by way of submitting
annual emission inventories and national reports
under the Protocol at regular intervals.
A compliance system ensures that Parties are meeting
their commitments and helps them to meet their
commitments if they have problems doing so.
Adaptation
The Kyoto Protocol, like the Convention, is also
designed to assist countries in adapting to the
adverse effects of climate change. It facilitates the
development and deployment of techniques that can
help increase resilience to the impacts of climate
change.
The Adaptation Fund was established to finance
adaptation projects and programmes in developing
countries that are Parties to the Kyoto Protocol. The
Fund is financed mainly with a share of proceeds
from CDM project activities.
The road ahead
The Kyoto Protocol is generally seen as an important
first step towards a truly global emission reduction
regime that will stabilize GHG emissions, and
provides the essential architecture for any futureinternational agreement on climate change.
By the end of the first commitment period of the
Kyoto Protocol in 2012, a new international
framework needs to have been negotiated and ratified
that can deliver the stringent emission reductions the
Intergovernmental Panel on Climate Change (IPCC)
has clearly indicated are needed.
Convention on Biological Diversity
The Convention on Biological Diversity (CBD)
entered into force on 29 December 1993. It has 3
main objectives:
The conservation of biological diversity
The sustainable use of the components of biologicaldiversity
The fair and equitable sharing of the benefits arising
out of the utilization of genetic resources
In other words, its objective is to develop national
strategies for the conservation and sustainable use of
biological diversity. It is often seen as the key
document regarding sustainable development.
The Convention was opened for signature at the
Earth Summit in Rio de Janeiro on 5 June 1992 and
entered into force on 29 December 1993.
2010 was the International Year of Biodiversity. The
Secretariat of the Convention on Biological Diversity
is the focal point for the International Year of
Biodiversity. At the 2010 10th Conference of Parties
(COP) to the Convention on Biological Diversity in
October in Nagoya, Japan, the Nagoya Protocol was
adopted.[1] On 22 December 2010, the UN declared
the period from 2011 to 2020 as the UN-Decade on
Biodiversity. They, hence, followed a
recommendation of the CBD signatories during
COP10 at Nagoya in October 2010.
Convention on International Trade in
Endangered Species of Wild Fauna and Flora
CITES (the Convention on International Trade in
Endangered Species of Wild Fauna and Flora) is an
international agreement between governments. Its
aim is to ensure that international trade in specimens
of wild animals and plants does not threaten their
survival.
Widespread information nowadays about theendangered status of many prominent species, such
as the tiger and elephants, might make the need for
such a convention seem obvious. But at the time
when the ideas for CITES were first formed, in the
1960s, international discussion of the regulation of
wildlife trade for conservation purposes was
something relatively new. With hindsight, the need
for CITES is clear. Annually, international wildlife
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trade is estimated to be worth billions of dollars and
to include hundreds of millions of plant and animal
specimens. The trade is diverse, ranging from live
animals and plants to a vast array of wildlife products
derived from them, including food products, exotic
leather goods, wooden musical instruments, timber,
tourist curios and medicines. Levels of exploitation of
some animal and plant species are high and the tradein them, together with other factors, such as habitat
loss, is capable of heavily depleting their populations
and even bringing some species close to extinction.
Many wildlife species in trade are not endangered,
but the existence of an agreement to ensure the
sustainability of the trade is important in order to
safeguard these resources for the future.
Because the trade in wild animals and plants crosses
borders between countries, the effort to regulate it
requires international cooperation to safeguard
certain species from over-exploitation. CITES wasconceived in the spirit of such cooperation. Today, it
accords varying degrees of protection to more than
30,000 species of animals and plants, whether they
are traded as live specimens, fur coats or dried herbs.
CITES was drafted as a result of a resolution adopted
in 1963 at a meeting of members of IUCN (The World
Conservation Union). The text of the Convention was
finally agreed at a meeting of representatives of 80
countries in Washington DC., United States of
America, on 3 March 1973, and on 1 July 1975 CITES
entered in force. The original of the Convention wasdeposited with the Depositary Government in the
Chinese, English, French, Russian and Spanish
languages, each version being equally authentic.
CITES is an international agreement to which States
(countries) adhere voluntarily. States that have
agreed to be bound by the Convention ('joined'
CITES) are known as Parties. Although CITES is
legally binding on the Parties in other words they
have to implement the Convention it does not take
the place of national laws. Rather it provides a
framework to be respected by each Party, which hasto adopt its own domestic legislation to ensure that
CITES is implemented at the national level.
For many years CITES has been among the
conservation agreements with the largest
membership, with now 175 Parties.
Convention on Wetlands of International
Importance Especially as Waterfowl Habitat
The Convention on Wetlands of International
Importance, Especially as Waterfowl Habitat, came
into force in 1975. The treaty is commonly referred to
as Ramsar or the Ramsar Convention, named after
the Iranian town in which it was first signed in 1971.
It is the oldest of the multilateral international
conservation conventions and the only one to deal
with one ecosystem type and one taxonomic group.As of December, 2006, Ramsar had 153 Parties.
Moreover, 1,630 wetland sites worldwide, covering
almost 1.5 million square kilometers, were designated
for inclusion onto Ramsars List of Wetlands of
International Importance, hereafter referred to as the
List. The Ramsar Secretariat and Depositary are
located in Gland, Switzerland and work closely with
IUCN The World Conservation Union.
Ramsars Preamble calls upon its Parties to recognize
the interdependence of humans and their
environment, and to consider the importance of themany ecological functions of wetlands, including
flood control, nutrient cycling, and habitat for
migratory wildlife and commercially important fish.
The Preamble also suggests that wetland losses are
irreparable because of their economic as well as
scientific and recreational values. Parties are
instructed to develop national policies to decrease
wetland losses and to recognize that migratory
waterfowl are important international resources
because of their seasonal movements. The overall
intent of Ramsar is to enhance national policies and
international coordination for the conservation ofboth wetlands and waterfowl.
The Articles of Ramsar
The Convention is comprised of 12 articles, and
several important amendments have been passed
since it came into force. Article 1 defines wetlands
and waterfowlThe scope of the term wetlands in
Ramsar is relatively expansive and includes fresh,
brackish, and marine wetlands (bogs, fens, marshes,
swamps, etc). This clause allows for the inclusion of
many near-shore areas (including some reef systems)that are permanently underwater and thus not
wetlands as classically understood, but what can be
very important for the conservation of waterfowl. The
definition of waterfowl under Ramsar is also fairly
broad, encompassing birds that are dependent on
wetlands (as defined above) for at least part of their
lifecycle. RAMSAR's waterfoul definition can
encompass traditional wetland birds such as geese,
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swans, ducks, and their allies are included, and may
also include shorebirds, herons, egrets, rails, grebes,
cormorants, coots other aquatic and partly aquatic
species, raptors and passerine species such as Marsh
Harriers and reed warblers. This expanded definition
is meant to facilitate effective conservation for the
myriad avian species that may use similar flyways
and stopover and staging areas during migrationsregardless of taxonomic identity.
Article 2 instructs Parties to include at least one site
within their jurisdiction on the List of Wetlands of
International Importance, which is maintained by
IUCN The World Conservation Union. This
designation is based very broadly on ecological,
zoological, botanical, limnological and/or
hydrological criteria as outlined in the article, but, in
practice, Ramsar Parties have a good deal of leeway
in proposing sites for the List. Article 3 requires
Parties to promote the conservation of listed sitesthrough national policies and to inform the
Secretariat of changes in the ecological status of listed
sites. Most Ramsar sites are in fact designated as
some category of protected area under national law,
but there are exceptions. Article 4 expands on the
concept of national obligations to protect wetlands by
encouraging Parties to establish nature reserves at
and around important wetland sites within their
respective jurisdictions, even if those sites are not
listed as Internationally Important. It also asks
Parties to compensate and mitigate for adverse
impacts to listed sites, to share data and researchwith other parties, to provide training for waterfowl
research, and to manage habitats to increase
waterfowl populations. Article 5 instructs the Parties
to consult with each other about implementation of
the Convention, particularly for transboundary
wetlands--an area in which Ramsar has been
particularly progressive. Article 6 establishes a
Conference of the Parties to convene periodically for
the purposes of discussing Ramsar implementation
and changes to listed areas. Conferences of the
Parties have generally occurred biennially in the 30+
years since Ramsar came into force.
Bureaucratic and institutional aspects of Ramsar are
considered in the remaining 5 articles. Article 7
requires that national representatives to the
Conference of the Parties be wetland experts while
Article 8 designates the World Conservation
Union/IUCN to house the Secretariat for the
purposes of maintaining the List of Internationally
Important sites and convening conferences. Article 9
stipulates that the Convention remains open for
signature indefinitely. Any member agency of the
United Nations can become a Party to Ramsar, as can
any country. As stipulated in Article 10, the
Convention came into force 4 months after the
accession of the seventh Party. Amendment
procedures are described in Article 10 bis. UnderArticle 11, Parties have the right to denounce the
Convention 5 years after ratification, and the
Depositary is required (in Article 12) to announce
new Parties, deposit all ratification or accession
documents, dates of entry and any notification of
denunciation, and to register the Convention with the
Secretariat of the United Nations.
Discussion
Only about 60 countries became a Party to Ramsar in
its first 20 years of existence, but almost twice that
many have done so in the last 15 years. This is in part
testament to the importance of the Convention and in
part due to the proliferation of countries in the post-
communist era, but it also in part due to some
changes to Ramsar policies. As with the worldwide
movement to create parks and equivalent reserves
since the 1970s, the movement to protect wetlands
for their own sake did not become feasible in many
developing countries until there was a concerted and
deliberate effort to make conservation programs work
in coordination with, and not in opposition to, local-
level development. Many individuals worldwide aredependent to some degree on subsistence harvesting
of important natural products, and wetlands are
among the most productive natural ecosystems. With
the inclusion of more Parties, Ramsar
implementation policies expanded to include
concepts such as wise use for both conservation and
local development, and the sustainable harvest of
important wetland products such as reeds, thatch
grasses, small-scale fisheries, etc.
Many of the policy directives issued by the
Conference of Parties since 1990 have been in thespirit of community-based conservation,
collaborative management, and sustainable harvest.
Many developing countries have since promulgated
their own national wetland policies and have thus
affected Ramsar in some ways that were not
originally intended by the (primarily) western and
medium-developed nations that first signed the
Convention. Although the concept of wise use for
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sustainable development was incorporated early into
Ramsar, it was not until the expansion of many
community-based forms of conservation (largely
since the 1990s) in many nations, that these concepts
began to become operational within Ramsar. Nepal,
for example (a Party since 1987) drafted its own
community-based wetlands conservation principles
in 2000, and its national Wetlands Policy in 2003,which has still not been fully passed by the
Government.
The Convention was broadly drafted to be as inclusive
as possible. This has included both the definitions of
wetlands and waterfowl as discussed above, and in
the designation of sites within countries. For
example, Canada and the United States, with vast
areas and large wetland resources, have relatively
few, but big, sites on the List (e.g. Everglades
National Park), while Greece and Italy have many
sites listed, some of which are very small. Thepopulation densities and historical land uses of
course are very different in the former than in the
latter, but this likely also may be attributed to cultural
perceptions as well as [ecological reality about what
constitutes international importance. The few large
North American sites are, under any definition,
classified as wetlands of international importance for
migratory birds, but the many small sites along the
Mediterranean could also be considered as such
because they are stopover areas along the European-
African flyway. Similar sites also exist in North
America, but they are not listed, perhaps due to thepresence of other, much larger sites, which are
lacking in much of Europe.
Since many wetland areas are shallow and prone to
seasonal drying, wetlands can serve as natural
barometers of global warming. The Parties to Ramsar
from almost the outset of the Convention have
actively encouraged global change research at listed
sites, contributing to efforts to both assess climatic
trends and impacts. As such, the Convention was
quite progressive at the time it was created in 1971.
In spite of all the interest in wetlands and associated
fauna and flora, and in spite of current knowledge of
the ecological and economic importance of wetland
resources, implementation of the Ramsars mandates
at the national level often still remains disappointing,
both in terms of inadequate national legislation in
many cases and the failure to protect wetlands on the
ground. Given myriad hydro-periods, surface versus
groundwater connections, and the vast array of
landscapes under which wetlands can form,
challenges to wetland preservation exist even with a
successful and widely accepted Convention such as
Ramsar.
Protocol to Amend the Convention on
Wetlands of International Importance
especially as Waterfowl Habitat
The Contracting Parties
CONSIDERING that for the effectiveness of the
Convention on Wetlands of International Importance
especially as Waterfowl Habitat, done at Ramsar on
2nd February 1971 (hereinafter referred to as "the
Convention"), it is indispensable to increase the
number of Contracting Parties,
AWARE that the addition of authentic language
versions would facilitate wider participation in theConvention,
CONSIDERING furthermore that the text of the
Convention does not provide for an amendment
procedure, which makes it difficult to amend the text
as may be considered necessary,
HAVE AGREED as follows:
ARTICLE 1
The following Article shall be added between Article
10 and Article 11 of the Convention:
"ARTICLE 10 BIS"
1. This Convention may be amended at a meeting of
the Contracting Parties convened for that purpose in
accordance with this Article.
2. Proposals for amendment may be made by any
Contracting Party.
3. The text of any proposed amendment and the
reasons for it shall be communicated to theorganization or government performing the
continuing bureau duties under the Convention
(hereinafter referred to as "the Bureau") and shall
promptly be communicated by the Bureau to all
Contracting Parties. Any comments on the text by the
Contracting Parties shall be communicated to the
Bureau within three months of the date on which the
amendments were communicated to the Contracting
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Parties by the Bureau. The Bureau shall, immediately
after the last day for submission of comments,
communicate to the Contracting Parties all comments
submitted by that day.
4. A meeting of Contracting Parties to consider an
amendment communicated in accordance with
paragraph 3 shall be convened by the Bureau upon
the written request of one third of the Contracting
Parties. The Bureau shall consult the Parties
concerning the time and venue of the meeting.
5. Amendments shall be adopted by a two-thirds
majority of the Contracting Parties present and
voting.
6. An amendment adopted shall enter into force for
the Contracting Parties which have accepted it on the
first day of the fourth month following the date on
which two thirds of the Contracting Parties have
deposited an instrument of acceptance with theDepositary. For each Contracting Party which
deposits an instrument of acceptance after the date
on which two thirds of the Contracting Parties have
deposited an instrument of acceptance, the
amendment shall enter into force on the first day of
the fourth month following the date of the deposit of
its instrument of acceptance."
ARTICLE 2
In the testimonium following Article 12 of the
Convention,the words "in any case of divergency theEnglish text prevailing" shall be deleted and replaced
by the words "all texts being equally authentic".
ARTICLE 3
The revised text of the original French version of the
Convention is reproduced in the Annex to this
Protocol.
ARTICLE 4
This Protocol shall be open for signature at Unesco
headquarters in Paris from 3 December 1982.
ARTICLE 5
1. Any State referred to in Article 9, paragraph 2, of
the Convention may become a Contracting Party to
this Protocol by:
A) signature without reservation as to ratification,
acceptance or approval,
B) signature subject to ratification, acceptance or
approval, followed by ratification, acceptance or
approval,
C) accession.
2. Ratification, acceptance, approval or accession
shall be effected by the deposit of an instrument of
ratification, acceptance, approval or accession with
the Director-General of the United Nations
Educational, Scientific and Cultural Organization
(hereinafter ref erred to as "the Depositary").
3. Any State which becomes a Contracting Party to
the Convention after the entry into force of this
Protocol shall, failing an expression of a different
intention at the time of signature or of the deposit of
the instrument referred to in Article 9 of theConvention, be considered as a Party to the
Convention as amended by this Protocol.
4. Any State which becomes a Contracting Party to
this Protocol without being a Contracting Party to the
Convention, shall be considered as a Party to the
Convention as amended by this Protocol as of the
date of entry into force of this Protocol for that State.
ARTICLE 6
1. This Protocol shall enter into force the first day of
the fourth month following the date on which two
thirds of the States which are Contracting Parties to
the Convention on the date on which this Protocol is
opened for signature have signed it without
reservation as to ratification, acceptance or approval,
or have ratified, accepted, approved or acceded to it.
2. With regard to any State which becomes a
Contracting Party to this Protocol in the manner
described in paragraph 1 and 2 of Article 5 above,
after the date of its entry into force, this Protocol
shall enter into force on the date of its signaturewithout reservation as to ratification, acceptance or
approval, or of its ratification, acceptance, approval
or accession.
3. With regard to any State which becomes a
Contracting Party to this Protocol in the manner
described in paragraph 1 and 2 of Article 5 above,
during the period between the date on which this
Protocol is opened for signature and its entry into
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force, this Protocol shall enter into force on the date
determined in paragraph 1 above.
ARTICLE 7
1. The original of this Protocol, in the English and
French languages, each version being equally
authentic, shall be deposited with the Depositary. The
Depositary shall transmit certified copies of each ofthese versions to all States that have signed this
Protocol or deposited instruments of accession to it.
2. The Depositary shall inform all Contracting Parties
of the Convention and all States that have signed and
acceded to this Protocol as soon as possible of:
A) signatures to this Protocol,
B) deposits of instruments of ratification, acceptance,
or approval of this Protocol,
C) deposits of instruments of accession to this
Protocol,
D) the date of entry into force of this Protocol.
3. When this Protocol has entered into force, the
Depositary shall have it registered with the
Secretariat of the United Nations in accordance with
Article 102 of the Charter.
Convention on the Conservation of Migratory
Species of Wild Animals
The Convention on the Conservation of Migratory
Species of Wild Animals (also known as CMS or Bonn
Convention) aims to conserve terrestrial, aquatic and
avian migratory species throughout their range. It is
an intergovernmental treaty, concluded under the
aegis of the United Nations Environment
Programme, concerned with the conservation of
wildlife and habitats on a global scale. Since the
Convention's entry into force, its membership has
grown steadily to include 117 (as of 1 June 2012)
Parties from Africa, Central and South America, Asia,
Europe and Oceania. Click for Map of Parties.
As the only global convention specializing in the
conservation of migratory species, their habitats and
migration routes, CMS complements and co-operates
with a number of other international organizations,
NGOs and partners in the media as well as in the
corporate sector.
Migratory species threatened with extinction are
listed on Appendix I of the Convention. CMS Parties
strive towards strictly protecting these animals,
conserving or restoring the places where they live,
mitigating obstacles to migration and controlling
other factors that might endanger them. Besides
establishing obligations for each State joining the
Convention, CMS promotes concerted action amongthe Range States of many of these species.
Migratory species that need or would significantly
benefit from international co-operation are listed in
Appendix II of the Convention. For this reason, the
Convention encourages the Range States to conclude
global or regional Agreements.
In this respect, CMS acts as a framework Convention.
The Agreements may range from legally binding
treaties (called Agreements) to less formal
instruments, such as Memoranda of Understanding,
and can be adapted to the requirements of particular
regions. The development of models tailored
according to the conservation needs throughout the
migratory range is a unique capacity to CMS.
Several Agreements have been concluded to date
under the auspices of CMS. They aim to conserve:
Populations of European Bats
Cetaceans of the Mediterranean Sea, Black Sea and
Contiguous Atlantic Area
Small Cetaceans of the Baltic, North-East Atlantic,
Irish and North Seas
Seals in the Wadden Sea
African-Eurasian Migratory Waterbirds
Albatrosses and Petrels
Gorillas and their Habitats
In addition, several Memoranda of Understanding
(MoU) have been concluded to date under theauspices of CMS. They aim to conserve :
Siberian Crane
Slender-billed Curlew
Marine Turtles of the Atlantic Coast of Africa
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Marine Turtles and their Habitats of the Indian
Ocean and South-East Asia
Middle-European Population of the Great Bustard
Bukhara Deer
Aquatic Warbler
West-African Populations of the African Elephant
Saiga Antelope
Cetaceans and their Habitats of the Pacific Island
Region
Dugongs and their Habitats
Eastern Atlantic Populations of the Mediterranean
Monk Seal
Ruddy-headed Goose (Argentina and Chile)
Grassland Birds of Southern South America
Birds of Prey of Africa and Eurasia
Small Cetaceans and Manatees of West Africa
High Andean Flamingoes and their Habitats
Sharks
Huemuls (Andean Deer)
A Secretariat under the auspices of the United
Nations Environment Programme (UNEP) provides
administrative support to the Convention. The
decision-making organ of the Convention is the
Conference of the Parties (COP). A Standing
Committee provides policy and administrative
guidance between the regular meetings of the COP. A
Scientific Council consisting of experts appointed by
individual member States and by the COP, gives
advice on technical and scientific matters.
International Convention for the Regulation
of Whaling
The International Convention for the Regulation of
Whaling is an international environmental agreement
signed in 1946 in order to "provide for the proper
conservation of whale stocks and thus make possible
the orderly development of the whaling industry".[1]
It governs the commercial, scientific, and aboriginal
subsistence whaling practices of fifty-nine member
nations.
It was signed by 15 nations in Washington, D.C. on
December 2, 1946[2] and took effect on November
10, 1948. Its protocol (which represented the first
substantial revision of the convention and extended
the definition of a "whale-catcher" to include
helicopters as well as ships) was signed in
Washington on November 19, 1956. The convention is
a successor to the International Agreement for the
Regulation of Whaling, signed in London on June 8,
1937, and the protocols for that agreement signed in
London on June 24, 1938, and November 26, 1945.
The objectives of the agreement are the protection of
all whale species from overhunting, the establishment
of a system of international regulation for the whale
fisheries to ensure proper conservation and
development of whale stocks, and safeguarding for
future generations the great natural resources
represented by whale stocks. The primary instrument
for the realization of these aims is the International
Whaling Commission which was established
pursuant to this convention. The commission has
made many revisions to the schedule that makes up
the bulk of the convention. The Commission process
has also reserved for governments the right to carry
out scientific research which involves killing of
whales.
The Cartagena Protocol on Biosafety
The Cartagena Protocol on Biosafety to the
Convention on Biological Diversity is an international
agreement which aims to ensure the safe handling,
transport and use of living modified organisms
(LMOs) resulting from modern biotechnology that
may have adverse effects on biological diversity,
taking also into account risks to human health. It was
adopted on 29 January 2000 and entered into force
on 11 September 2003.
The Nagoya Protocol on Access and Benefit-
sharing
The Nagoya Protocol on Access to Genetic Resources
and the Fair and Equitable Sharing of Benefits
Arising from their Utilization to the Convention on
Biological Diversity is an international agreement
which aims at sharing the benefits arising from the
utilization of genetic resources in a fair and equitable
way, including by appropriate access to genetic
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resources and by appropriate transfer of relevant
technologies, taking into account all rights over those
resources and to technologies, and by appropriate
funding, thereby contributing to the conservation of
biological diversity and the sustainable use of its
components. It was adopted by the Conference of the
Parties to the Convention on Biological Diversity at
its tenth meeting on 29 October 2010 in Nagoya,Japan. The Nagoya Protocol will enter into force 90
days after the date of deposit of the fiftieth
instrument of ratification.
The fair and equitable sharing of the benefits arising
out of the utilization of genetic resources is one of the
three objectives of the Convention on Biological
Diversity.
International Convention for the Prevention
of Pollution of the Sea by Oil
The potential for oil to pollute the marineenvironment was recognised by the International
Convention for the Prevention of Pollution of the Sea
by Oil, 1954 (OILPOL 1954). The Conference
adopting the Convention was organised by the United
Kingdom government, and the Convention provided
for certain functions to be undertaken by IMO when
it came into being. In fact, the Convention
establishing IMO entered into force in 1958 just a few
months before the OILPOL convention entered into
force, so IMO effectively managed OILPOL from the
start, initially through its Maritime Safety Committee.
The OILPOL Convention recognised that most oil
pollution resulted from routine shipboard operations
such as the cleaning of cargo tanks. In the 1950s, the
normal practice was simply to wash the tanks out
with water and then pump the resulting mixture of oil
and water into the sea.
OILPOL 54 prohibited the dumping of oily wastes
within a certain distance from land and in 'special
areas' where the danger to the environment was
especially acute. In 1962 the limits were extended by
means of an amendment adopted at a conference
organised by IMO.
Meanwhile, IMO in 1965, set up a Subcommittee on
Oil Pollution, under the auspices of its Maritime
Safety committee, to address oil pollution issues.
Prevention of Marine Pollution by Dumping
of Wastes and Other Matter
The Inter-Governmental Conference on the
Convention on the Dumping of Wastes at Sea, which
met in London in November 1972 at the invitation of
the United Kingdom, adopted this instrument,
generally known as the London Convention. The
London Convention, one of the first international
conventions for the protection of the marine
environment from human activities, came into forceon 30 August 1975. Since 1977, it has been
administered by IMO.
The London Convention contributes to the
international control and prevention of marine
pollution by prohibiting the dumping of certain
hazardous materials. In addition, a special permit is
required prior to dumping of a number of other
identified materials and a general permit for other
wastes or matter.
"Dumping" has been defined as the deliberate
disposal at sea of wastes or other matter from vessels,
aircraft, platforms or other man-made structures, as
well as the deliberate disposal of these vessels or
platforms themselves. Annexes list wastes which
cannot be dumped and others for which a special
dumping permit is required.
Amendments adopted in 1993 (which entered into
force in 1994) banned the dumping into sea of low-
level radioactive wastes. In addition, the amendments
phased out the dumping of industrial wastes by 31
December 1995 and banned the incineration at sea of
industrial wastes.
In 1996, Parties adopted a Protocol to the
Convention on the Prevention of Marine Pollution by
Dumping of Wastes and Other Matter, 1972 (known
as the London Protocol) which entered into force in
2006.
The Protocol, which is meant to eventually replace
the 1972 Convention, represents a major change of
approach to the question of how to regulate the use of
the sea as a depository for waste materials. Rather
than stating which materials may not be dumped, it
prohibits all dumping, except for possibly acceptable
wastes on the so-called "reverse list", contained in an
annex to the Protocol.
The London Protocol stresses the precautionary
approach, which requires that appropriate
preventative measures are taken when there is reason
to believe that wastes or other matter introduced into
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the marine environment are likely to cause harm even
when there is no conclusive evidence to prove a
causal relation between inputs and their effects.
It also states that "the polluter should, in principle,
bear the cost of pollution" and emphasizes that
Contracting Parties should ensure that the Protocol
should not simply result in pollution being
transferred from one part of the environment to
another.
The Contracting Parties to the London Convention
and Protocol have recently taken steps to mitigate the
impacts of increasing concentrations of CO2 in the
atmosphere (and consequently in the marine
environment) and to ensure that new technologies
that aim to engineer the climate, and have the
potential to cause harm to the marine environment,
are effectively controlled and regulated. The
instruments have, so far, been the most advanced
international regulatory instruments addressing
carbon capture and sequestration in sub-sea
geological formations and marine climate
engineering such as ocean fertilization.
The 1996 Protocol restricts all dumping except for a
permitted list (which still require permits).
Article 4 states that Contracting Parties "shall
prohibit the dumping of any wastes or other matter
with the exception of those listed in Annex 1."
The permitted substances are:
1. Dredged material
2. Sewage sludge
3. Fish waste, or material resulting from industrial
fish processing operations
4. Vessels and platforms or other man-made
structures at sea
5. Inert, inorganic geological material
6. Organic material of natural origin
7. Bulky items primarily comprising iron, steel,
concrete and similar unharmful materials for which
the concern is physical impact and limited to those
circumstances, where such wastes are generated at
locations, such as small islands with isolated
communities, having no practicable access to disposal
options other than dumping.
8. CO2 streams from CO2 capture processes.(added
under the amendments adopted in 2006, which
entered into force in 2007).
Basel Convention on the Control of
Transboundary Movements of HazardousWastes
The Basel Convention on the Control of
Transboundary Movements of Hazardous Wastes and
their Disposal was adopted on 22 March 1989 by the
Conference of Plenipotentiaries in Basel, Switzerland,
in response to a public outcry following the discovery,
in the 1980s, in Africa and other parts of the
developing world of deposits of toxic wastes imported
from abroad.
Awakening environmental awareness andcorresponding tightening of environmental
regulations in the industrialized world in the 1970s
and 1980s had led to increasing public resistance to
the disposal of hazardous wastes in accordance
with what became known as the NIMBY (Not In My
Back Yard) syndrome and to an escalation of
disposal costs. This in turn led some operators to seek
cheap disposal options for hazardous wastes in
Eastern Europe and the developing world, where
environmental awareness was much less developed
and regulations and enforcement mechanisms were
lacking. It was against this background that the Basel
Convention was negotiated in the late 1980s, and its
thrust at the time of its adoption was to combat the
toxic trade, as it was termed. The Convention
entered into force in 1992.
Objective
The overarching objective of the Basel Convention is
to protect human health and the environment against
the adverse effects of hazardous wastes. Its scope of
application covers a wide range of wastes defined as
hazardous wastes based on their origin and/orcomposition and their characteristics, as well as two
types of wastes defined as other wastes - household
waste and incinerator ash.
Aims and provisions
The provisions of the Convention center around the
following principal aims:
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the reduction of hazardous waste generation and the
promotion of environmentally sound management of
hazardous wastes, wherever the place of disposal;
the restriction of transboundary movements of
hazardous wastes except where it is perceived to be in
accordance with the principles of environmentally
sound management; and
a regulatory system applying to cases where
transboundary movements are permissible.
The first aim is addressed through a number of
general provisions requiring States to observe the
fundamental principles of environmentally sound
waste management (article 4). A number of
prohibitions are designed to attain the second aim:
hazardous wastes may not be exported to Antarctica,
to a State not party to the Basel Convention, or to a
party having banned the import of hazardous wastes
(article 4). Parties may, however, enter into bilateralor multilateral agreements on hazardous waste
management with other parties or with non-parties,
provided that such agreements are no less
environmentally sound than the Basel Convention
(article 11). In all cases where transboundary
movement is not, in principle, prohibited, it may take
place only if it represents an environmentally sound
solution, if the principles of environmentally sound
management and non-discrimination are observed
and if it is carried out in accordance with the
Conventions regulatory system.
The regulatory system is the cornerstone of the Basel
Convention as originally adopted. Based on the
concept of prior informed consent, it requires that,
before an export may take place, the authorities of the
State of export notify the authorities of the
prospective States of import and transit, providing
them with detailed information on the intended
movement. The movement may only proceed if and
when all States concerned have given their written
consent (articles 6 and 7). The Basel Convention also
provides for cooperation between parties, rangingfrom exchange of information on issues relevant to
the implementation of the Convention to technical
assistance, particularly to developing countries
(articles 10 and 13). The Secretariat is required to
facilitate and support this cooperation, acting as a
clearing-house (article 16). In the event of a
transboundary movement of hazardous wastes
having been carried out illegally, i.e. in contravention
of the provisions of articles 6 and 7, or cannot be
completed as foreseen, the Convention attributes
responsibility to one or more of the States involved,
and imposes the duty to ensure safe disposal, either
by re-import into the State of generation or otherwise
(articles 8 and 9).
The Convention also provides for the establishment
of regional or sub-regional centres for training and
technology transfers regarding the management of
hazardous wastes and other wastes and the
minimization of their generation to cater to the
specific needs of different regions and subregions
(article 14). Fourteen such centres have been
established. They carry out training and capacity
building activities in the regions.
The Rotterdam Convention
ON THE PRIOR INFORMED CONSENT
PROCEDURE FOR CERTAIN HAZARDOUS
CHEMICALS AND PESTICIDES ININTERNATIONAL TRADE
The Rotterdam Convention on the Prior Informed
Consent Procedure for Certain Hazardous Chemicals
and Pesticides in International Trade (referred to as
the Rotterdam Convention; also commonly known as
PIC) entered into force on 24 February 2004.
Following ratification by the Australian Government
on 20 May 2004, the obligations of the Rotterdam
Convention entered into force for Australia on 18
August 2004.
The objective of the Convention is to promote shared
responsibility and cooperative efforts among Parties
in the international trade of certain hazardous
pesticide and industrial chemicals to protect human
health and the environment from potential harm and
to contribute to their environmentally sound use, by
facilitating information exchange about their
characteristics. The Rotterdam Convention allows the
continuation of trade in chemicals, without
mandating bans or phase-outs of chemicals. The
Convention provides for a national decision-makingprocess on the import of these chemicals, and
disseminates those decisions to Parties. It also
provides for importing Parties to receive information
on a chemical being exported from a country that has
banned or severely restricted it on human health
and/or environment grounds.
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Stockholm Convention on Persistent Organic
Pollutants
The Stockholm Convention on Persistent Organic
Pollutants is a global treaty to protect human health
and the environment from chemicals that remain
intact in the environment for long periods, become
widely distributed geographically, accumulate in the
fatty tissue of humans and wildlife, and have adverse
effects to human health or to the environment.
Exposure to Persistent Organic Pollutants (POPs) can
lead serious health effects including certain cancers,
birth defects, dysfunctional immune and
reproductive systems, greater susceptibility to disease
and even diminished intelligence. Given their long
range transport, no one government acting alone can
protect is citizens or its environment from POPs. In
response to this global problem, the Stockholm
Convention, which was adopted in 2001 and entered
into force in 2004, requires Parties to take measuresto eliminate or reduce the release of POPs into the
environment. The Convention is administered by the
United Nations Environment Programme and is
based in Geneva, Switzerland.
The Basel, Rotterdam and Stockholm Conventions
are multilateral environmental agreements, which
share the common objective of protecting human
health and the environment from hazardous
chemicals and wastes. These agreements can assist
countries to manage chemicals at different stages of
their life-cycle.
Recognizing the potential for synergistic work under
the three conventions at the national, regional and
global levels, the international community has
worked over the past years on enhancing cooperation
and coordination among the Basel, Rotterdam and
Stockholm Convention. These efforts culminated in
the adoption of recommendations on enhancing
cooperation and coordination among the three
conventions by the three Conferences of the Parties
held in 2008 and 2009, and the holding of
simultaneous extraordinary meetings of theConferences of the Parties to the Basel, Rotterdam
and Stockholm Conventions in Bali, Indonesia in
February 2010.
Under the Stockholm Convention there are four types
of observers:
1. States not Party to the Convention (Non-Party
States);
2. United Nations, its specialized agencies,
International Atomic Energy Agency and the Global
Environment Facility ;
3. National and international intergovernmental
bodies and agencies accredited by the Conference of
the Parties of the Stockholm Convention;
4. National and international nongovernmentalbodies and agencies accredited by the Conference of
the Parties of the Stockholm Convention.
Non-Party States may nominate contact points for
communications concerning matters pertaining to
the Convention. Non-Party States may nominate
official contact points for administrative and other
formal communications using this form and may
nominate national focal points for the exchange of
information pursuant to Article 9 of the Convention
using this form.
National and international nongovernmental bodies
or agencies qualified in matters covered by the
Convention that wish to be acceded to meetings of the
Conference of the Parties submit information listed in