information seeking model for archival research
TRANSCRIPT
8/2/2019 Information Seeking Model for Archival Research
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Running head: ARCHIVAL RESEARCH MODEL 1
An Information Seeking Model for Archival Research
Danielle DeMotte, Daniel Eells, Kate Hill
and Jerusha Shipstead
Emporia State University
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Abstract
This paper investigates the information seeking process a student encounters while conducting
research in archives. Previous information seeking models are also examined, both within and
outside archival research to aid in the development of the suggested research model. The paper
also examines the application of this model for use by students conducting archival research.
The suggested model for information seeking in archival research by students depicts the steps a
student should take when seeking information in an archive.
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An Information Seeking Model for Archival Research
Students are routinely presented with the task of locating and utilizing information
through new and unfamiliar methods and sources within the education system. The point of such
exercises is to expose students to different ways approaching information in an effort to inspire
new ideas and prepare them for future endeavors. Archives represent a sub-category of
information repositories that frequently are overshadowed by more diverse and accessible
institutions, such as public and academic libraries. Archives, like other specialized libraries,
generally limit the scope of their holdings to the extent that they cover a relatively limited
amount of topics that would appeal to a select group of people. We have based our model for
archival information seeking based on these two main concepts.
Background
Several models have been developed to illustrate information seeking behavior. Some
have influenced the design of our model. One example is Wilson’s first model; it shows general
information seeking behavior and can be broadly applied. The model originates with an
information seeker’s need. It includes information seeking results such as success and failure,
and it incorporates the exchange of information between people. These characteristics are
present in our design (Case, 2007, p. 123-124).
Zhou’s Student Archival Research Activity (SARA) model has also influenced the
development. This model is specific to archives and focuses on student research; it combines
Kuhlthau’s six-stage library search process model and the Yakel and Torres archival user
expertise model. Kuhlthau detects six stages in the search process: “1) task initiation, 2)
selecting topic, 3) exploring information on the general topic, 4) focus formation, 5) collecting
information on the focus, and 6) writing up results,” which Zhou adapts to the SARA model
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(Zhou, 2008, p. 480). Yakel and Torres identify certain characteristics of an expert archival user.
They found three particular forms of knowledge are needed for the effective use of archives.
These areas of knowledge include domain (subject) knowledge, artifactual literacy, and archival
intelligence. Zhou incorporates the acquirement of this knowledge and adds a “role” element to
the model by including the archivist and the instructor’s interactions with the students (Zhou,
2008, p. 477-480).
The SARA model illustrates how students acquire the different forms of knowledge in
each stage of the research process and how the instructor and the archivist are involved. Zhou’s
focus on the student and the involvement of the teacher and the archivist are reflected in our
model. Both the SARA model and Wilson’s first model illustrate information seeking behavior
applicable to archives and to the concept of archival research that is expressed within our model.
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The Model
Figure 1. Information Seeking Model for Archival Research.
Presented below is a link to a brief video on the model designed for information seeking in
archival research: mms://mythos.emporia.edu/esumedia/rgibson1/informationseekingmodel.wmv
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Examination of the Model
Since this model is intended to be a practical illustration of how students access archives,
its application is reliant on the process or processes students take to locate and utilize the
necessary information for a specific project. Consideration was given to the actual steps taken
towards using both digital and physical archives in an effort to show how the experience differs
from the more familiar public or academic library settings.
Drawing on our own experiences as students, our goal was to give equal attention to
digital and physical archives. Digital archives present convenient access to archival collections
via the use of a computer and an Internet connection, but rarely contain complete collections of a
specific institution due to time, budget, and storage limitations. Physical archives allow
researchers to view all of their holdings in-person, but are regulated by rules for security and
preservation purposes. Because of this somewhat limited access, as well as the increasing
tendency of researchers to rely on digitalized materials, we believed it necessary to include both
digital and physical archives in describing student usage.
The third element of our model focuses on the role of mediator within the students search
for information. Authors such as Yakel and Torres (2003) have discussed how students with
little or no archival experience usually require some sort of orientation or assistance on locating
and interpreting information from primary sources (p. 56-58). They argue that:
Knowledge of archival theory, practices, and procedures has many components. Among
these are language abilities or the facility to understand archival jargon, and
internalization or rules so that they do not get in the way of higher level thinking,
interpretation of primary sources and their surrogates, and an awareness of one’s own and
others’ level of domain knowledge. (p. 58)
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Understanding archival systems and their holdings requires some form of assistance for all types
of researchers. An archivist may be needed to page collections from shelves or to assist a patron
with the online database or finding aids. Once the patron locates the item they want to see,
further help may be needed in interpreting the item, finding similar items, or building an
historical context. In the case of a student project, a teacher, professor, or mediator may be
consulted to help with constructing such an analysis.
In our view, it is the mediator who helps to determine if the student succeeds in the
information search or not. As stated, students need a degree of guidance in finding and using
primary sources. The mediator’s role is to help assess the student’s information gathered, in
order to determine if it fulfills the requirements of the initial information need. Zhou’s (2008)
study emphasizes this point, describing the ways in which archivists and teachers assist their
students in locating and interpreting information (p. 487-490). If the required information is
obtained, the student’s work is complete. If the information is incomplete or nonexistent, the
student would most likely have to repeat the basic steps of the process, perhaps altering their
search terms or consulting a different archive.
Benefits and Challenges of Using Archives
As with any research, there are benefits and drawbacks when working with digital and
physical archives. The delicate and singular nature of primary sources dictates terms of use and
certain limitations may be in place to protect the materials. Digital archives offer convenient
availability; researchers can access the materials at any time of their choosing and from any
location providing Internet service, this also allows exploration of the sources without outside
interference. Because the fragile materials have been digitized, there is a greater prospect of
making and keeping a personal copy; the item is not being handled frequently. Digital
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collections are gaining in popularity and availability, which increases use of the collection. The
lure and charm of physical archives allows for an emotional connection with items of historical
significance (Duff, Craig, & Cherry, 2004, p. 19). There is also the added advantage of an
archivists’ user expertise, the holdings of an archive may not be all catalogued and an insider’s
knowledge could prove to be invaluable.
Conversely, there are certain disadvantages to conducting research in both digital and
physical archives. For the former, navigating online databases can be difficult and the available
materials may not represent the complete collection. As stated previously, items may be too
delicate and fragile to put through the rigors of conversion. Issues concerning copyright can also
hinder online access due to the complexities of copyright law and that libraries only place
materials online that are in public domain (Jones, 2001, para. 8). Additionally, it is expensive to
convert and maintain a digital collection, concerns abound regarding the longevity of digital
format, and some material may be permanently damaged in the process and irretrievably lost to
posterity. Visiting a physical archive is a rewarding but time-consuming venture; distance,
operational hours, and expense must be considered (Duff et al., 2004, p. 15). Finding aids and
other access tools meant to help locate documents can also be challenging for students and
possibly experienced researchers to understand and utilize effectively (Yakel & Torres, p. 64-
65).
Limitations/Future Directions
We encountered some obstacles during the course of this project, namely, inadequate
time in which to test and confirm our results. We spent considerable time examining previous
findings concerning the information seeking process in archives to get a better understanding of
what research was being done in this field. We discovered that there has not been a much
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research done on how students gather information in an archive. With more time, we could have
conducted a more comprehensive research on how students seek primary sources in an archive.
The other limitation we had on our projects coincides with the time constraint. We did not have
a sufficient amount of time to test our model’s accuracy and effectiveness among a group of
students.
The future directions our group would like to take this project and model both address the
limitations mentioned above and expand on the model and research we have conducted. The
first step in expanding the research on our model would be to survey and interview a student
population on their information seeking habits in an archive. The data gathered from interviews
and surveys will allow us to change our model to better fit the information seeking process of
students conducting archival research.
The next step in expanding our research and model is a wash, rinse, repeat method to
testing the model. We would test the model on a group of students using interviews and surveys,
collect and analyze the data, make modifications to the model that represents the results found in
data collection. These steps would be repeated until a model emerged that best represents our
view of information seeking process of student archival research.
Another topic the group discussed when approaching this project was the restriction of
only including students in the model. We deliberated on expanding the subject pool to include
non-student researchers, such as historians and genealogists. The data collection and research
methods used to analyze the information seeking process of these professionals would be
different based on their research habits. Our model, though specifically formatted for student
archival research, can be developed and used for other professionals.
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The group found these limitations did not hinder our goal of completing the research, but
it gave us a chance to better evaluate the research we had discovered. We felt with more time we
could have developed a more exact model of student archival research. With the future plans for
research, we will be able to eliminate the limitations on the project and design a better
representation of how students and professionals gather information in an archival environment.
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References
Case, D. O. (2007). Looking for information: A survey of research on information seeking,
needs, and behavior (2nd ed.). Amsterdam, Holland: Elsevier.
Duff, W., Craig, B. & Cherry, J. (2004). Historians’ use of archival sources: Promises and
pitfalls of the digital age. The Public Historian, 26 (2), 7-22. Retrieved from
http://www.jstor.org/stable/3379687
Harris, L. E. (2002). Licensing digital content: A practical guide for librarians (2nd ed.).
Chicago, IL: American Library Association.
Jones, T. (2001). An introduction to digital projects for libraries, museums and archives.
Retrieved from http://images.library.uiuc.edu/resources/introduction.htm
Rubin, R. (2010). Redefining the library: The impact and implications of technological change.
Foundations of library and information science (3rd ed.) (pp. 225-270). New York, NY:
Neal-Schuman Publishers.
Yakel, E., & Torres, D. A. (2003). AI: Archival intelligence and user expertise. The American
Archivist, 66 , 51-78. Retrieved from
http://archivists.metapress.com/content/q022h85pn51n5800/fulltext.pdf
Zhou, X. (2008). Student archival research activity: An exploratory study. The American
Archivist, 71(2), 476-498. Retrieved from
https://archivists.metapress.com/content/n426270367qk311l/resource-
secured/?target=fulltext.pdf