inancial d isclosure eport - clerk of the united states ... · clerk of the house of...

financial DiScloSure rePort

Clerk of the House of Representatives • Legislative Resource Center • 135 Cannon Building • Washington, DC 20515

filer information

name: Hon. Josh Gottheimer

Status: Member

State/District: NJ05

filing information

filing type: annual Report

filing year: 2017

filing Date: 08/13/2018

ScheDule a: aSSetS anD "unearneD" income

asset owner value of asset incometype(s)

income tx. >$1,000?

ameritrade ⇒ amazon.com, Inc. (aMZN) [ST]

$1,001 - $15,000 None gfedc

ameritrade ⇒ apple Inc. (aaPL) [ST]

$1,001 - $15,000 None gfedc

ameritrade ⇒ Facebook, Inc. - Class a (FB) [ST]

$15,001 - $50,000 None gfedc

ameritrade ⇒ Ford Motor Company (F) [ST]

$15,001 - $50,000 Dividends $201 -$1,000

gfedc

ameritrade ⇒ iShares Core S&P Small-Cap ETF (IJR) [EF]

$15,001 - $50,000 None gfedcb

ameritrade ⇒ Power Shares QQQ ETF (QQQ) [EF]

$1,001 - $15,000 None gfedc

ameritrade ⇒ SPDR Dow Jones Industrial ave ETF Trust (DIa) [EF]

$15,001 - $50,000 Dividends $201 -$1,000

gfedc

ameritrade ⇒ $50,001 - Dividends $1,001 - gfedc

Filing ID #10023252

SPDR S&P 500 ETF (SPY) [EF] $100,000 $2,500gfedc

asbury advisors LLC ⇒ Wells Fargo Bank accounts [Ba]

$15,001 - $50,000 None gfedc

DESCRIPTION: Checking & Savings

Barclays - Savings account [Ba] $15,001 - $50,000 Interest $201 -$1,000

gfedc

DC College Savings - Dependent # 1 ⇒ DC College Savings 2025 Portfolio [MF]

DC $100,001 -$250,000

Tax-Deferred gfedc

DC College Savings - Dependent # 2 ⇒ DC College Savings 2028 Portfolio [MF]

DC $100,001 -$250,000

Tax-Deferred gfedc

DC College Savings - Dependent # 2 ⇒ Intermediate Bond Fund (IBaFX) [MF]

DC $1,001 - $15,000 Tax-Deferred gfedc

DC College Savings - Dependent # 2 ⇒ U.S. Large Cap Equity Portfolio [MF]


DC College Savings - Dependent # 2 ⇒ U.S. Small Cap Equity Portfolio [MF]


Emigrant Direct [Ba] $1,001 - $15,000 None gfedc

Fidelity - SEP IRa ⇒ Fidelity 500 Index Investor Class (FUSEX) [MF]

$1,001 - $15,000 Tax-Deferred gfedc

Fidelity - SEP IRa ⇒ Fidelity asset Manager (FaMRX) [MF]

$50,001 -$100,000

Tax-Deferred gfedc

Fidelity - SEP IRa ⇒ Fidelity Diversified International (FDIVX) [MF]

$1 - $1,000 Tax-Deferred gfedc

Fidelity - SEP IRa ⇒ Fidelity Government Money Market (SPaXX) [Ba]


Fidelity - SEP IRa ⇒ SPDR S&P 500 ETF (SPY) [EF]


Ford Interest advantage [Ba] $1,001 - $15,000 Interest $1 - $200 gfedc


income tx. >$1,000?

JPMorgan Chase Bank, N.a [Ba] $15,001 - $50,000 None gfedc

Lending Club [DO] $1,001 - $15,000 Interest $201 -$1,000

gfedc

DESCRIPTION: San Francisco, Ca

Morgan Stanley - active asset account # 1 ⇒ Morgan Stanley Bank N.a. # [Ba]

$15,001 - $50,000 None gfedc

Morgan Stanley - active asset account # 2 ⇒ akamai Technologies, Inc. (aKaM) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - active asset account # 2 ⇒ amazon.com, Inc. (aMZN) [ST]

JT $15,001 - $50,000 None gfedc

Morgan Stanley - active asset account # 2 ⇒ Coty Inc. Class a (COTY) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - active asset account # 2 ⇒ Dollar Tree, Inc. (DLTR) [ST]

JT $15,001 - $50,000 None gfedc

Morgan Stanley - active asset account # 2 ⇒ Home Depot, Inc. (HD) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - active asset account # 2 ⇒ Marketaxess Holdings, Inc. (MKTX) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - active asset account # 2 ⇒ Martin Marietta Materials, Inc. (MLM) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - active asset account # 2 ⇒ Microsoft Corporation (MSFT) [ST]

JT $1,001 - $15,000 None gfedc


JT $100,001 -$250,000

None gfedc

Morgan Stanley - active asset account # 2 ⇒ Proofpoint, Inc. (PFPT) [ST]

JT $15,001 - $50,000 None gfedc

Morgan Stanley - active asset account # 2 ⇒ Time Warner Inc. New (TWX) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - active asset account # 2 ⇒ Tractor Supply Company (TSCO) [ST]

JT $1,001 - $15,000 None gfedc


income tx. >$1,000?

Morgan Stanley - active asset account # 2 ⇒ Under armour, Inc. Class a (Uaa) [ST]

JT $1 - $1,000 None gfedc

Morgan Stanley - active asset account # 2 ⇒ Under armour, Inc. Class C (Ua) [ST]


Morgan Stanley - active asset account # 2 ⇒ Vantiv, Inc. Class a (VNTV) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - active asset account # 2 ⇒ Walgreens Boots alliance, Inc. (WBa) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - active asset account # 3 ⇒ Dell Technologies Inc. Class V (DVMT) [ST]


Morgan Stanley - active asset account # 3 ⇒ Eli Lilly and Company (LLY) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - active asset account # 3 ⇒ Goldman Sachs Emeg Mkts Debt I (GSDIX) [MF]


Morgan Stanley - active asset account # 3 ⇒ Goldman Sachs Group, Inc. (GS) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - active asset account # 3 ⇒ Goldman Sachs High Yld Instl (GSHIX) [MF]


Morgan Stanley - active asset account # 3 ⇒ Microsoft Corporation (MSFT) [ST]

JT $15,001 - $50,000 Dividends $201 -$1,000

gfedc


JT $1,001 - $15,000 None gfedc

Morgan Stanley - Consulting & Evaluation Services ⇒ arizona St Transn Brd Hwy Subordinated Hwy Rev-a -5%; Due 07/01/2027 [GS]

JT $1,001 - $15,000 Interest $201 -$1,000

gfedc

DESCRIPTION: CUSIP # 040654XL4

Morgan Stanley - Consulting & Evaluation Services ⇒ arizona St Transn Brd Hwy Subordinated Hwy Rev-a -5%; Due 07/01/2027 [GS]

JT $1,001 - $15,000 Interest $201 -$1,000

gfedc

DESCRIPTION: CUSIP # 040654XG5

Morgan Stanley - Consulting & Evaluation Services ⇒ Columbia Dist Washington, DC Income Tax Secd Rev-C -

JT $15,001 - $50,000 Interest $1,001 -$2,500

gfedc


income tx. >$1,000?

5%; Due 12/01/2029 [GS]

Morgan Stanley - Consulting & Evaluation Services ⇒ Morgan Stanley Bank N.a. # [Ba]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Consulting & Evaluation Services ⇒ New Jersey Edl Fac auth Rev Montclair Univ Issue Rev-a -5%; Due 07/01/2027 [GS]

JT $15,001 - $50,000 Interest $1,001 -$2,500

gfedc

Morgan Stanley - Consulting & Evaluation Services ⇒ New Jersey St Genl Oblig Ref-T - 5%; Due 06/01/2019[GS]

JT $15,001 - $50,000 Interest $1,001 -$2,500

gfedc

Morgan Stanley - Consulting & Evaluation Services ⇒ New Jersey Transport Trust Fd auth Fed Hwy ReimburseRev-a-2 - 5%; Due 06/15/2029 [GS]

JT $15,001 - $50,000 Interest $1,001 -$2,500

gfedc

Morgan Stanley - Consulting & Evaluation Services ⇒ New York St Dorm auth Sales Tax Rev St S - 5%; Due03/15/2029 [GS]

JT $15,001 - $50,000 Interest $1,001 -$2,500

gfedc

Morgan Stanley - Consulting & Evaluation Services ⇒ Salt River Project aZ agric Im Pt Pwr Dist Elec Sys RefRev-a - 5%; Due 12/01/2031 [GS]

JT $15,001 - $50,000 Interest $1,001 -$2,500

gfedc

Morgan Stanley - Consulting & Evaluation Services ⇒ Stafford Twp N J Ref Genl Oblig - 4%; Due 07/01/2018[GS]

JT $15,001 - $50,000 Interest $201 -$1,000

gfedc

Morgan Stanley - Consulting & Evaluation Services ⇒ Wisconsin St Gnel Oblig Ser-D - 5%; Due 05/01/2032 [GS]

JT $15,001 - $50,000 Interest $201 -$1,000

gfedcb

Morgan Stanley - Portfolio Management ⇒ apple Inc. (aaPL) [ST]

JT $15,001 - $50,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Portfolio Management ⇒ Blackrock Health Science Opp I (SHSSX) [MF]

JT $15,001 - $50,000 Capital Gains,Dividends

$1,001 -$2,500

gfedc

Morgan Stanley - Portfolio Management ⇒ Exxon Mobil Corporation (XOM) [ST]

JT $15,001 - $50,000 Dividends $1,001 -$2,500

gfedc

Morgan Stanley - Portfolio Management ⇒ Facebook, Inc. - Class a (FB) [ST]

JT $50,001 -$100,000

None gfedc

Morgan Stanley - Portfolio Management ⇒ Goldman Sachs Int Smcp Insgh I (GICIX) [MF]

JT $50,001 -$100,000

Capital Gains,Dividends

$5,001 -$15,000

gfedc


income tx. >$1,000?

Morgan Stanley - Portfolio Management ⇒ Goldman Sachs Sm Md Cap Gw I (GSMYX) [MF]

JT $50,001 -$100,000

Capital Gains $5,001 -$15,000

gfedc

Morgan Stanley - Portfolio Management ⇒ iShares Core S&P 500 ETF (IVV) [ST]

JT $100,001 -$250,000

Dividends $1,001 -$2,500

gfedc

Morgan Stanley - Portfolio Management ⇒ iShares Core S&P Mid-Cap ETF (IJH) [ST]

JT $15,001 - $50,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Portfolio Management ⇒ iShares Russell 2000 ETF (IWM) [ST]

JT $15,001 - $50,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Portfolio Management ⇒ Janus Henderson Glb Eq Inc I (HFQIX) [MF]

JT $50,001 -$100,000

Dividends $2,501 -$5,000

gfedc

Morgan Stanley - Portfolio Management ⇒ Kopernik Glb all Cap Instl (KGGIX) [MF]

JT $1,001 - $15,000 Dividends $201 -$1,000

gfedcb

Morgan Stanley - Portfolio Management ⇒ Morgan Stanley Bank N.a. # [Ba]

JT $15,001 - $50,000 None gfedc

Morgan Stanley - Portfolio Management ⇒ Oppenheimer Developing Mkts Y (ODVYX) [MF]

JT $50,001 -$100,000

Dividends $201 -$1,000

gfedc

Morgan Stanley - Portfolio Management ⇒ SPDR S&P 500 (SPY) [ST]

JT $15,001 - $50,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Portfolio Management ⇒ Vanguard Total Stock Market ETF (VTI) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Portfolio Management ⇒ WisdomTree Europe Hedged Equity Fund (HEDJ) [ST]

JT $15,001 - $50,000 Dividends $1,001 -$2,500

gfedc

Morgan Stanley - Roth IRa ⇒ american amcap a (aMCPX) [MF]


Morgan Stanley - Roth IRa ⇒ american Balanced a (aBaLX) [MF]


Morgan Stanley - Roth IRa ⇒ american Bd Fd of america a (aBNDX) [MF]


Morgan Stanley - Roth IRa ⇒ american Inv Co of amer a (aIVSX) [MF]



income tx. >$1,000?

Morgan Stanley - Roth IRa ⇒ american New Perspective a (aNWPX) [MF]


Morgan Stanley - Roth IRa ⇒ american Smallcap World a (SMCWX) [MF]


Morgan Stanley - Roth IRa ⇒ american Wa Mutual a (aWSHX) [MF]


Morgan Stanley - Roth IRa Spouse ⇒ american Cap Inc Builder a (CaIBX) [MF]

SP $1,001 - $15,000 Tax-Deferred gfedc

Morgan Stanley - Roth IRa Spouse ⇒ american Gr Fd of america a (aGTHX) [MF]


Morgan Stanley - Roth IRa Spouse ⇒ american Inv Co of amer a (aIVSX) [MF]


Morgan Stanley - Select UMa account # 1 ⇒ accenture plc Class a Ordinary Shares (aCN) [ST]

JT None Capital Gains $201 -$1,000

gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ activision Blizzard, Inc (aTVI) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ adobe Systems Incorporated (aDBE) [ST]

JT $1,001 - $15,000 Capital Gains $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 1 ⇒ albemarle Corporation (aLB) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ alphabet Inc. - Class C Capital Stock (GOOG) [ST]

JT $15,001 - $50,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ amazon.com, Inc. (aMZN) [ST]

JT None Capital Gains $1,001 -$2,500

gfedc

DESCRIPTION: No reportable sale transactions; proceeds less than $1,000

Morgan Stanley - Select UMa account # 1 ⇒ amphenol Corporation (aPH) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ apple Inc. (aaPL) [ST]

JT $15,001 - $50,000 Dividends $201 -$1,000

gfedcb


income tx. >$1,000?

Morgan Stanley - Select UMa account # 1 ⇒ applied Materials, Inc. (aMaT) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Becton, Dickinson and Company (BDX) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Boeing Company (Ba) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ Boston Scientific Corporation (BSX) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ Broadcom Inc. (aVGO) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Charles Schwab Corporation (SCHW) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Comcast Corporation - Class a (CMCSa) [ST]

JT $1,001 - $15,000 Capital Gains $201 -$1,000

gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ Constellation Brands, Inc. (STZ) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Delta air Lines, Inc. (DaL) [ST]

JT $1,001 - $15,000 Capital Gains $201 -$1,000

gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ DexCom, Inc. (DXCM) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ Ecolab Inc. (ECL) [ST]

JT $1,001 - $15,000 Capital Gains $201 -$1,000

gfedc

DESCRIPTION: No reportable sales transactions; proceeds less than $1,000

Morgan Stanley - Select UMa account # 1 ⇒ Electronic arts Inc. (Ea) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Equinix, Inc. (EQIX) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Facebook, Inc. - Class a (FB) [ST]

JT $15,001 - $50,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Home Depot, Inc. (HD) [ST]

JT $15,001 - $50,000 Dividends $201 -$1,000

gfedc


income tx. >$1,000?

Morgan Stanley - Select UMa account # 1 ⇒ Honeywell International Inc. (HON) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Humana Inc. (HUM) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Illumina, Inc. (ILMN) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ Incyte Corporation (INCY) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Intercontinental Exchange Inc. (ICE) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Intuitive Surgical, Inc. (ISRG) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ Las Vegas Sands Corp. (LVS) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Mastercard Incorporated (Ma) [ST]

JT $15,001 - $50,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ MercadoLibre, Inc. (MELI) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Microsoft Corporation (MSFT) [ST]

JT $1,001 - $15,000 Capital Gains $201 -$1,000

gfedc


Morgan Stanley - Select UMa account # 1 ⇒ Monster Beverage Corporation (MNST) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Morgan Stanley (MS) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Morgan Stanley Bank N.a. # [Ba]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Netflix, Inc. (NFLX) [ST]

JT $1,001 - $15,000 Capital Gains $201 -$1,000

gfedc



income tx. >$1,000?

Morgan Stanley - Select UMa account # 1 ⇒ Northrop Grumman Corporation (NOC) [ST]

JT $1,001 - $15,000 Capital Gains $201 -$1,000

gfedc


Morgan Stanley - Select UMa account # 1 ⇒ NVIDIa Corporation (NVDa) [ST]

JT $1,001 - $15,000 Capital Gains $2,501 -$5,000

gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ PayPal Holdings, Inc. (PYPL) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ Pioneer Natural Resources Company (PXD) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ Regeneron Pharmaceuticals, Inc. (REGN) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Reynolds american Inc (RaI) [ST]


gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ Rockwell automation, Inc. (ROK) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ Roper Technologies, Inc. (ROP) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Ross Stores, Inc. (ROST) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ S&P Global Inc. (SPGI) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Salesforce.com Inc (CRM) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ ServiceNow, Inc. (NOW) [ST]

JT $1,001 - $15,000 Capital Gains $201 -$1,000

gfedc


Morgan Stanley - Select UMa account # 1 ⇒ Sherwin-Williams Company (SHW) [ST]

JT $1,001 - $15,000 Capital Gains $201 -$1,000

gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ Shopify Inc. Class a Subordinate Voting Shares (SHOP)[ST]



income tx. >$1,000?

Morgan Stanley - Select UMa account # 1 ⇒ Snap Inc. Class a (SNaP) [ST]

JT $1 - $1,000 None gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ Southwest airlines Company (LUV) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ Starbucks Corporation (SBUX) [ST]


gfedc


Morgan Stanley - Select UMa account # 1 ⇒ SVB Financial Group (SIVB) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ Tesla, Inc. (TSLa) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ The Priceline Group Inc. (PCLN) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ Thermo Fisher Scientific Inc (TMO) [ST]

JT $1,001 - $15,000 Capital Gains $201 -$1,000

gfedc


Morgan Stanley - Select UMa account # 1 ⇒ Ulta Beauty, Inc. (ULTa) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ United Rentals, Inc. (URI) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ UnitedHealth Group Incorporated Common Stock (UNH)[ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ Universal Display Corporation (OLED) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Vantiv, Inc. Class a (VNTV) [ST]

JT $1,001 - $15,000 Capital Gains $201 -$1,000

gfedc


Morgan Stanley - Select UMa account # 1 ⇒ Vertex Pharmaceuticals Incorporated (VRTX) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ Visa Inc. (V) [ST]

JT $1,001 - $15,000 None gfedc


income tx. >$1,000?

Morgan Stanley - Select UMa account # 1 ⇒ Vulcan Materials Company (VMC) [ST]

JT $1,001 - $15,000 Capital Gains $201 -$1,000

gfedcb

Morgan Stanley - Select UMa account # 2 ⇒ altria Group, Inc. (MO) [ST]

JT $15,001 - $50,000 Dividends $1,001 -$2,500

gfedcb

Morgan Stanley - Select UMa account # 2 ⇒ Berkshire Hathaway Inc. New (BRK.B) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 2 ⇒ BlackRock, Inc. (BLK) [ST]

JT $1,001 - $15,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Ca Inc. (Ca) [ST]

JT $1,001 - $15,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Carnival Corporation (CCL) [ST]

JT $15,001 - $50,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Chevron Corporation (CVX) [ST]

JT $1,001 - $15,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Cincinnati Financial Corporation (CINF) [ST]

JT $15,001 - $50,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Cisco Systems, Inc. (CSCO) [ST]

JT $15,001 - $50,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Coca-Cola Company (KO) [ST]

JT $1,001 - $15,000 Capital Gains,Dividends

$1,001 -$2,500

gfedcb

Morgan Stanley - Select UMa account # 2 ⇒ Crown Castle International Corp. (CCI) [ST]

JT $1,001 - $15,000 Dividends $201 -$1,000

gfedcb

Morgan Stanley - Select UMa account # 2 ⇒ Diageo plc (DEO) [ST]

JT $15,001 - $50,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Dominion Energy, Inc. (D) [ST]

JT $1,001 - $15,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Duke Energy Corporation (DUK) [ST]

JT $1,001 - $15,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Eli Lilly and Company (LLY) [ST]

JT $1,001 - $15,000 Dividends $201 -$1,000

gfedc


income tx. >$1,000?

Morgan Stanley - Select UMa account # 2 ⇒ General Dynamics Corporation (GD) [ST]

JT $15,001 - $50,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Hasbro, Inc. (HaS) [ST]

JT $1,001 - $15,000 Capital Gains $1,001 -$2,500

gfedcb

Morgan Stanley - Select UMa account # 2 ⇒ Intel Corporation (INTC) [ST]

JT $15,001 - $50,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Lowe's Companies, Inc. (LOW) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Merck & Company, Inc. Common Stock (MRK) [ST]

JT $1,001 - $15,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Microsoft Corporation (MSFT) [ST]

JT $15,001 - $50,000 Dividends $201 -$1,000

gfedc


JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 2 ⇒ NewMarket Corp (NEU) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Norfolk Southern Corporation (NSC) [ST]

JT $15,001 - $50,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Paychex, Inc. (PaYX) [ST]

JT $1,001 - $15,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Pfizer, Inc. (PFE) [ST]

JT $1,001 - $15,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Philip Morris International Inc (PM) [ST]

JT $1,001 - $15,000 Dividends $201 -$1,000

gfedcb


JT None Capital Gains $2,501 -$5,000

gfedcb

Morgan Stanley - Select UMa account # 2 ⇒ SPDR S&P 500 (SPY) [ST]

JT $15,001 - $50,000 Capital Gains $201 -$1,000

gfedcb

Morgan Stanley - Select UMa account # 2 ⇒ Target Corporation (TGT) [ST]

JT $1,001 - $15,000 Dividends $201 -$1,000

gfedcb


income tx. >$1,000?

Morgan Stanley - Select UMa account # 2 ⇒ Verizon Communications Inc. (VZ) [ST]

JT $1,001 - $15,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Wells Fargo & Company (WFC) [ST]

JT $15,001 - $50,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 3 ⇒ aIa Group, Ltd. Sponsored american Depository Receipt(aaGIY) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ alfa-Laval ab Unsponsored aDR (aLFVY) [ST]

JT $1,001 - $15,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 3 ⇒ allianz SE aDS (aZSEY) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ aspen Pharmacare Holdings plc Unsponsored aDR(aPNHY) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ atlas Copco ab Sponsored aDR repstg Class a (aTLKY)[ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Baidu, Inc. - american Depositary Shares, eachrepresenting one tenth Class a ordinary share (BIDU) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 3 ⇒ Banco Bilbao Vizcaya argentaria S.a. (BBVa) [ST]

JT $1,001 - $15,000 Dividends $201 -$1,000

gfedcb

Morgan Stanley - Select UMa account # 3 ⇒ Bayer aktiengesellschaft american Depositary Shares(BaYRY) [ST]

JT $1,001 - $15,000 Dividends $201 -$1,000

gfedcb

Morgan Stanley - Select UMa account # 3 ⇒ Bayerische Motoren Werke aG Unsponsored aDR(BaMXY) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 3 ⇒ BBa aviation Plc Unsponsored aDR (BBaVY) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Canadian National Railway Company (CNI) [ST]

JT $1,001 - $15,000 None gfedc


income tx. >$1,000?

Morgan Stanley - Select UMa account # 3 ⇒ Check Point Software Technologies Ltd. - Ordinary Shares(CHKP) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 3 ⇒ Csl Ltd SPONSORED aDR (CSLLY) [ST]

JT $1,001 - $15,000 Capital Gains $201 -$1,000

gfedcb

Morgan Stanley - Select UMa account # 3 ⇒ Dassault Systemes, S.a. american Depositary Shares(DaSTY) [ST]

JT $1,001 - $15,000 Capital Gains $201 -$1,000

gfedcb

Morgan Stanley - Select UMa account # 3 ⇒ Dbs Group Holdings Ltd Ord american Depositary Shares(DBSDY) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Fanuc Corporation Unsponsored aDR (FaNUY) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 3 ⇒ Fresenius Medical Care aG (FMS) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Fuchs Petrolub SE Unsponsored american DepositoryReceiptRepresenting Preferenced Shares (FUPBY) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Grifols, S.a. - american Depositary Shares (GRFS) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Grupo Financiero Banorte, S.a.B. De C.V Sponsored aDR(GBOOY) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 3 ⇒ HDFC Bank Limited (HDB) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ HSBC Holdings, plc. (HSBC) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ ICICI Bank Limited (IBN) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Infineon Technologies aG (IFNNY) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 3 ⇒ Itau Unibanco Banco Holding Sa american Depositary

JT $1,001 - $15,000 None gfedc


income tx. >$1,000?

Shares (ITUB) [ST]

Morgan Stanley - Select UMa account # 3 ⇒ J G C Corp (JGCCY) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Kubota Corporation (KUBTY) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ L'air Liquide Ord american Depositary Shares (aIQUY)[ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 3 ⇒ Linde ag Sponsored aDR (LNEGY) [ST]


gfedcb

Morgan Stanley - Select UMa account # 3 ⇒ L'Oreal Co. american Depositary Shares (LRLCY) [ST]

JT $1,001 - $15,000 Capital Gains $201 -$1,000

gfedc


Morgan Stanley - Select UMa account # 3 ⇒ LVMH Moet Hennessy Louis Vuitton Unsponsoredamerican Depositary Receipt (LVMUY) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Mitsubishi Estate Co Ltd american Depositary Shares(MITEY) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Monotaro Co. Ltd., Osaka Unsponsored aDR (MONOY)[ST]

JT $1,001 - $15,000 None gfedc


JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Naspers Limited N Shs Sponsored american DepositaryReceipt Representing Class N Shares (NPSNY) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Nestle Sa Sponsored aDR representing Registered SharesSeries B (NSRGY) [ST]

JT $1,001 - $15,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Park 24 Co Ltd Sponsored aDR (PKCOY) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ JT $1,001 - $15,000 Capital Gains, $1,001 - gfedcb


income tx. >$1,000?

Roche Holdings aG Basel american Depositary Shares(RHHBY) [ST]

Dividends $2,500gfedcb

Morgan Stanley - Select UMa account # 3 ⇒ Royal Dutch Shell PLC Royal Dutch Shell PLC americanDepositary Shares (RDS.B) [ST]

JT $1,001 - $15,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 3 ⇒ SaP SE aDS (SaP) [ST]

JT $1,001 - $15,000 Capital Gains $201 -$1,000

gfedc

DESCRIPTION: Sales transactions less than $1,000

Morgan Stanley - Select UMa account # 3 ⇒ Sasol Ltd. american Depositary Shares (SSL) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Shire plc - american Depositary Shares, each representingthree Ordinary Shares (SHPG) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 3 ⇒ Sonova Holding aG Unsponsored aDR (SONVY) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Symrise ag Unsponsored aDR (SYIEY) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Sysmex Corporation Unsponsored aDR (SSMXY) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Taiwan Semiconductor Manufacturing Company Ltd.(TSM) [ST]

JT $1,001 - $15,000 Dividends $201 -$1,000

gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Tenaris S.a. american Depositary Shares (TS) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Turkiye Garanti Bankasi a S american Depositary Shares(TKGBY) [ST]

JT $1,001 - $15,000 None gfedcb

Morgan Stanley - Select UMa account # 3 ⇒ Unilever PLC (UL) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Vanguard FTSE Developed Markets ETF (VEa) [ST]

JT $1,001 - $15,000 None gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Weibo Corporation - american Depositary Share (WB)

JT $1,001 - $15,000 None gfedcb


income tx. >$1,000?

[ST]

Morgan Stanley - Select UMa account # 3 ⇒ WPP plc american Depositary Shares (WPP) [ST]

JT $1,001 - $15,000 Capital Gains $201 -$1,000

gfedcb

Morgan Stanley - SEP / Traditional IRa ⇒ american Cap Inc Builder a (CaIBX) [MF]


Morgan Stanley - SEP / Traditional IRa ⇒ american Gr Fd of america a (aGTHX) [MF]


Morgan Stanley - SEP / Traditional IRa ⇒ american SmallCap World a (SMCWX) [MF]


Morgan Stanley - SEP / Traditional IRa ⇒ american Wa Mutual a (aWSHX) [MF]


Morgan Stanley - SEP / Traditional IRa ⇒ Morgan Stanley Bank N.a. # [IH]


Morgan Stanley - Traditional IRa ⇒ iShares MSCI EaFE ETF (EFa) [ST]


Morgan Stanley - Traditional IRa ⇒ Morgan Stanley Bank N.a. # [IH]


Morgan Stanley - Traditional IRa ⇒ Russell Inv Commodity Strat S (RCCSX) [MF]


Morgan Stanley - Traditional IRa ⇒ Russell Inv Emerging Markets S (REMSX) [MF]


Morgan Stanley - Traditional IRa ⇒ Russell Inv Glb Infrastrctre S (RGISX) [MF]


Morgan Stanley - Traditional IRa ⇒ Russell Inv Glb Opprnstc Crd S (RGCSX) [MF]


Morgan Stanley - Traditional IRa ⇒ Russell Inv Glb Real Est Sec S (RRESX) [MF]


Morgan Stanley - Traditional IRa ⇒ Russell Inv Global Equity S (RGESX) [MF]



income tx. >$1,000?

Morgan Stanley - Traditional IRa ⇒ Russell Inv Intl Dev Mkts S (RINTX) [MF]


Morgan Stanley - Traditional IRa ⇒ Russell Inv US Small Cap Eq S (RLESX) [MF]


Morgan Stanley - Traditional IRa ⇒ Russell Inv US Strat Eq S (RSESX) [MF]


Morgan Stanley - Traditional IRa ⇒ SPDR S&P 500 (SPY) [ST]


Morgan Stanley ⇒ UMa active assets account ⇒ alamo Group, Inc. (aLG) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ american Campus Communities Inc (aCC) [ST]

None Capital Gains $201 -$1,000

gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ ameris Bancorp (aBCB) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ aMERISaFE, Inc. (aMSF) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Balchem Corporation (BCPC) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Blackbaud, Inc. (BLKB) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Calatlantic Group, Inc. (Caa) [ST]


gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ Callidus Software, Inc. (CaLD) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Cambrex Corporation (CBM) [ST]

$1,001 - $15,000 None gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ Cantel Medical Corp. (CMD) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Cardtronics plc (CaTM) [ST]


gfedcb


income tx. >$1,000?

Morgan Stanley ⇒ UMa active assets account ⇒ Catalent, Inc. (CTLT) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Cathay General Bancorp (CaTY) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ CEB Inc. (CEB) [ST]


gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ CLaRCOR Inc. (CLC) [ST]

None Capital Gains $1,001 -$2,500

gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ Cognex Corporation (CGNX) [ST]


gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ Cohen & Steers Inc (CNS) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Compass Minerals Intl Inc (CMP) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Cotiviti Holdings, Inc. (COTV) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Diplomat Pharmacy, Inc. (DPLO) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Dril-Quip, Inc. (DRQ) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Education Realty Trust, Inc. (EDR) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ EPaM Systems, Inc. (EPaM) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ ExlService Holdings, Inc. (EXLS) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Five Below, Inc. (FIVE) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Glacier Bancorp, Inc. (GBCI) [ST]

$1,001 - $15,000 None gfedc


income tx. >$1,000?

Morgan Stanley ⇒ UMa active assets account ⇒ Globus Medical, Inc. Class a (GMED) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Grand Canyon Education, Inc. (LOPE) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Healthcare Services Group, Inc. (HCSG) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Heartland Express, Inc. (HTLD) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Heico Corporation (HEI.a) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Heico Corporation (HEI) [ST]

$1,001 - $15,000 Capital Gains $1,001 -$2,500

gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ Helen of Troy Limited (HELE) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ HubSpot, Inc. (HUBS) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ IBERIaBaNK Corporation (IBKC) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ ICF International, Inc. (ICFI) [ST]

$1,001 - $15,000 None gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ ICU Medical, Inc. (ICUI) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ IDaCORP, Inc. (IDa) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Impax Laboratories, Inc. (IPXL) [ST]

$1,001 - $15,000 None gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ INC Research Holdings, Inc. - Class a (INCR) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Installed Building Products, Inc. (IBP) [ST]

$1,001 - $15,000 None gfedcb


income tx. >$1,000?

Morgan Stanley ⇒ UMa active assets account ⇒ iShares Russell 2000 ETF (IWM) [ST]

$1,001 - $15,000 None gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ John Bean Technologies Corporation (JBT) [ST]

$1,001 - $15,000 None gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ KapStone Paper and Packaging Corporation (KS) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Lithia Motors, Inc. (LaD) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ LogMein, Inc. (LOGM) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ MaCOM Technology Solutions Holdings, Inc. (MTSI) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Marketaxess Holdings, Inc. (MKTX) [ST]


gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ Matador Resources Company (MTDR) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Medidata Solutions, Inc. (MDSO) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Meridian Bancorp, Inc. (EBSB) [ST]

$1,001 - $15,000 None gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ Mobile Mini, Inc. (MINI) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Morgan Stanley Bank N.a. # [Ba]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ National Health Investors, Inc. (NHI) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ NorthWestern Corporation (NWE) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Oxford Industries, Inc. (OXM) [ST]

$1,001 - $15,000 None gfedc


income tx. >$1,000?

Morgan Stanley ⇒ UMa active assets account ⇒ Patrick Industries, Inc. (PaTK) [ST]

$1,001 - $15,000 None gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ Pebblebrook Hotel Trust Common Shares of BeneficialInterest (PEB) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Performance Food Group Company (PFGC) [ST]

$1,001 - $15,000 None gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ PolyOne Corporation (POL) [ST]

$1,001 - $15,000 None gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ Power Integrations, Inc. (POWI) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ PRa Group, Inc. (PRaa) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Primoris Services Corporation (PRIM) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Proassurance Corporation (PRa) [ST]

$1,001 - $15,000 Dividends $201 -$1,000

gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Proofpoint, Inc. (PFPT) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ QTS Realty Trust, Inc. Class a (QTS) [ST]

$1,001 - $15,000 None gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ RBC Bearings Incorporated (ROLL) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Ritchie Bros. auctioneers Incorporated (RBa) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Rogers Corporation (ROG) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Silgan Holdings Inc. (SLGN) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ $1,001 - $15,000 None gfedcb


income tx. >$1,000?

Silicon Laboratories, Inc. (SLaB) [ST]gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ Stag Industrial, Inc. (STaG) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Stifel Financial Corporation (SF) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Sun Communities, Inc. (SUI) [ST]


gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ Sun Hydraulics Corporation (SNHY) [ST]

$1,001 - $15,000 None gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ Texas Capital Bancshares, Inc. (TCBI) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Texas Roadhouse, Inc. (TXRH) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Toro Company (TTC) [ST]


gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ Tupperware Brands Corporation (TUP) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Tyler Technologies, Inc. (TYL) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ United Bankshares, Inc. (UBSI) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Universal Forest Products, Inc. (UFPI) [ST]

$1,001 - $15,000 Capital Gains $201 -$1,000

gfedc

DESCRIPTION: Sales transaction less than $1,000

Morgan Stanley ⇒ UMa active assets account ⇒ US Ecology, Inc. (ECOL) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ WD-40 Company (WDFC) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Webster Financial Corporation (WBS) [ST]

$1,001 - $15,000 None gfedc


income tx. >$1,000?

Morgan Stanley ⇒ UMa active assets account ⇒ West Pharmaceutical Services, Inc. (WST) [ST]

$1,001 - $15,000 Capital Gains $201 -$1,000

gfedc

DESCRIPTION: Sales transaction less than $1,000

Morgan Stanley ⇒ UMa active assets account ⇒ Wolverine World Wide, Inc. (WWW) [ST]

$1,001 - $15,000 None gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Wright Medical Group N.V. - Ordinary Shares (WMGI)[ST]

$1,001 - $15,000 None gfedc

Rental Property [RP] JT None Capital Gains $5,001 -$15,000

gfedcb

LOCaTION: Washington, DC, US

Synchrony Bank [Ba] $15,001 - $50,000 Interest $1 - $200 gfedc

TriNet 401(k) Plan - Tusk Strategies LLC ⇒ Legal & General S&P 500 Ret acct [MF]

SP $1,001 - $15,000 Tax-Deferred gfedcb

TriNet 401(k) Plan - Tusk Strategies LLC ⇒ Oakmark International Ret acct [MF]


TriNet 401(k) Plan - Tusk Strategies LLC ⇒ SSga Emerging Markets Index Ret acct [MF]


TriNet 401(k) Plan - Tusk Strategies LLC ⇒ Ta Vanguard Instl Trg Re 2040 [MF]


Vanguard SEP IRa ⇒ Target Retirement 2040 [MF]


Wealthfront ⇒ alphabet Inc. - Class a (GOOGL) [ST]

$1,001 - $15,000 None gfedc

Wealthfront ⇒ Facebook, Inc. - Class a (FB) [ST]

$1,001 - $15,000 None gfedc

Wealthfront ⇒ iShares Core MSCI Emerging Markets ETF (IEMG) [ST]

$1,001 - $15,000 None gfedc

Wealthfront ⇒ Johnson & Johnson (JNJ) [ST]

$1,001 - $15,000 None gfedc


income tx. >$1,000?

Wealthfront ⇒ JP Morgan Chase & Co. (JPM) [ST]

$1,001 - $15,000 None gfedc

Wealthfront ⇒ Schwab International Equity ETF (SCHF) [ST]

$1,001 - $15,000 None gfedc

Wealthfront ⇒ SPDR Nuveen Bloomberg Barclays Municipal Bond ETF(TFI) [ST]

$1,001 - $15,000 None gfedc

Wealthfront ⇒ SPDR Select Sector Fund - Energy Select Sector (XLE)[ST]

$1,001 - $15,000 None gfedc

Wealthfront ⇒ Vanguard Div appreciation ETF (VIG) [ST]

$1,001 - $15,000 None gfedc

Wealthfront ⇒ Vanguard Extended Market ETF (VXF) [ST]

$15,001 - $50,000 None gfedc

Wealthfront ⇒ Vanguard FTSE Developed Markets ETF (VEa) [ST]

$15,001 - $50,000 Dividends $201 -$1,000

gfedc

Wealthfront ⇒ Vanguard FTSE Emerging Markets ETF (VWO) [ST]

$15,001 - $50,000 Dividends $201 -$1,000

gfedc

Wealthfront ⇒ Vanguard S&P 500 ETF (VOO) [ST]

$1,001 - $15,000 None gfedc

Wells Fargo Bank accounts [Ba] $250,001 -$500,000

None gfedc

DESCRIPTION: Checking & Savings

WPP plc - american Depositary Shares each representingfive Ordinary Shares (WPPGY) [ST]

$1,001 - $15,000 Dividends $50,001 -$100,000

gfedc

* asset class details available at the bottom of this form. For the complete list of asset type abbreviations, please visithttps://fd.house.gov/reference/asset-type-codes.aspx.

ScheDule B: tranSactionS


income tx. >$1,000?

https://fd.house.gov/reference/asset-type-codes.aspx

asset owner Date tx.type

amount cap.gains >$200?

ameritrade ⇒ iShares Core S&P Small Cap ETF (IJR) [EF]

12/29/2017 S(partial)

$15,001 - $50,000 gfedc

Microsoft Corporation (MSFT) [OP] JT 02/7/2017 P $15,001 - $50,000

DESCRIPTION: Filed Paper PTR 3/10/17; Call Option


DESCRIPTION: Call Option - Filed paper PTR 6/9/17

Microsoft Corporation (MSFT) [OP] JT 05/16/2017 S $15,001 - $50,000 gfedc

DESCRIPTION: Call Option - Paper filed 5/16/17


DESCRIPTION: Call Option - Paper filed PTR 9/14/17

Microsoft Corporation (MSFT) [OP] JT 10/12/2017 S $15,001 - $50,000 gfedc

DESCRIPTION: Call Option - Paper filed PTR 10/30/17

Morgan Stanley - Consulting & Evaluation Services ⇒ Wisconsin St Gnel Oblig Ser-D - 5%; Due 05/01/2032 [GS]

JT 06/29/2017 P $1,001 - $15,000

Morgan Stanley - Portfolio Management ⇒ Kopernik Glb all Cap Instl (KGGIX) [MF]

JT 03/31/2017 P $1,001 - $15,000

Morgan Stanley - Portfolio Management ⇒ Schlumberger N.V. (SLB) [ST]

JT 12/18/2017 S $15,001 - $50,000 gfedc

Morgan Stanley - Select UMa account # 1 ⇒ accenture plc Class a Ordinary Shares (aCN) [ST]

JT 02/21/2017 S $1,001 - $15,000 gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ acuity Brands Inc (aYI) [ST]

JT 07/27/2017 S $1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 1 ⇒ albemarle Corporation (aLB) [ST]

JT 08/7/2017 P $1,001 - $15,000


JT 05/1/2017 P $1,001 - $15,000


JT 08/2/2017 P $1,001 - $15,000


JT 08/23/2017 P $1,001 - $15,000


JT 10/5/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 1 ⇒ Boston Scientific Corporation (BSX) [ST]

JT 04/20/2017 S(partial)

$1,001 - $15,000 gfedc



$1,001 - $15,000 gfedcb



$1,001 - $15,000 gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ DexCom, Inc. (DXCM) [ST]

JT 01/13/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 1 ⇒ FedEx Corporation (FDX) [ST]

JT 02/21/2017 S $1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Gilead Sciences, Inc. (GILD) [ST]


$1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Gilead Sciences, Inc. (GILD) [ST]

JT 04/17/2017 S $1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Illumina, Inc. (ILMN) [ST]


$1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Intuitive Surgical, Inc. (ISRG) [ST]

JT 11/7/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 1 ⇒ Johnson & Johnson (JNJ) [ST]

JT 01/13/2017 S $1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Moody's Corporation (MCO) [ST]

JT 02/21/2017 S $1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 1 ⇒ Newell Brands Inc. (NWL) [ST]

JT 10/18/2017 S $1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 1 ⇒ NVIDIa Corporation (NVDa) [ST]


$1,001 - $15,000 gfedcb



Morgan Stanley - Select UMa account # 1 ⇒ NXP Semiconductors N.V. (NXPI) [ST]

JT 03/2/2017 S $1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 1 ⇒ PayPal Holdings, Inc. (PYPL) [ST]

JT 11/3/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 1 ⇒ Pioneer Natural Resources Company (PXD) [ST]


$1,001 - $15,000 gfedc



$1,001 - $15,000 gfedcb


JT 04/17/2017 S $1,001 - $15,000 gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ Rockwell automation, Inc. (ROK) [ST]

JT 02/21/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 1 ⇒ Sherwin-Williams Company (SHW) [ST]


$1,001 - $15,000 gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ Snap Inc. Class a (SNaP) [ST]

JT 03/6/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 1 ⇒ Southwest airlines Company (LUV) [ST]

JT 03/9/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 1 ⇒ SVB Financial Group (SIVB) [ST]

JT 02/21/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 1 ⇒ The Priceline Group Inc. (PCLN) [ST]

JT 06/8/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 1 ⇒ Ulta Beauty, Inc. (ULTa) [ST]


$1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 1 ⇒ United Rentals, Inc. (URI) [ST]

JT 02/21/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 1 ⇒ UnitedHealth Group Incorporated Common Stock (UNH)[ST]

JT 05/15/2017 P $1,001 - $15,000



Morgan Stanley - Select UMa account # 1 ⇒ VeriSign, Inc. (VRSN) [ST]

JT 08/10/2017 S $1,001 - $15,000 gfedc


JT 04/13/2017 P $1,001 - $15,000


JT 07/19/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 1 ⇒ Vulcan Materials Company (VMC) [ST]


$1,001 - $15,000 gfedcb

Morgan Stanley - Select UMa account # 1 ⇒ Walmart Inc. (WMT) [ST]

JT 02/21/2017 S $1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 2 ⇒ altria Group, Inc. (MO) [ST]

JT 02/21/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 2 ⇒ British american Tobacco Industries, p.l.c. Common StockaDR (BTI) [ST]

JT 08/17/2017 S $1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Coca-Cola Company (KO) [ST]


$1,001 - $15,000 gfedcb


JT 08/17/2017 P $1,001 - $15,000


JT 08/18/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 2 ⇒ General Electric Company (GE) [ST]


$1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 2 ⇒ General Electric Company (GE) [ST]

JT 12/18/2017 S $1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 2 ⇒ General Mills, Inc. (GIS) [ST]

JT 12/18/2017 S $1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 2 ⇒ H&R Block, Inc. (HRB) [ST]

JT 01/3/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 2 ⇒ JT 02/21/2017 S $1,001 - $15,000 gfedc



H&R Block, Inc. (HRB) [ST]gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Hasbro, Inc. (HaS) [ST]


$1,001 - $15,000 gfedcb

Morgan Stanley - Select UMa account # 2 ⇒ Kinder Morgan, Inc. (KMI) [ST]

JT 01/3/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 2 ⇒ Kinder Morgan, Inc. (KMI) [ST]

JT 12/18/2017 S $1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Mosaic Company (MOS) [ST]


$1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Mosaic Company (MOS) [ST]

JT 05/1/2017 S $1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 2 ⇒ Philip Morris International Inc (PM) [ST]

JT 02/21/2017 P $1,001 - $15,000


JT 07/25/2017 S $1,001 - $15,000 gfedcb

Morgan Stanley - Select UMa account # 2 ⇒ SPDR S&P 500 ETF (SPY) [EF]

JT 12/18/2017 P $15,001 - $50,000

Morgan Stanley - Select UMa account # 2 ⇒ SPDR S&P 500 ETF Trust (SPY) [EF]


$15,001 - $50,000 gfedcb


JT 05/1/2017 P $1,001 - $15,000


JT 08/17/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 3 ⇒ Baidu, Inc. - american Depositary Shares, eachrepresenting one tenth Class a ordinary share (BIDU) [ST]


$1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Banco Bilbao Vizcaya argentaria S.a. (BBVa) [ST]

JT 01/3/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 3 ⇒ Bayer aktiengesellschaft american Depositary Shares

JT 12/15/2017 P $1,001 - $15,000



(BaYRY) [ST]

Morgan Stanley - Select UMa account # 3 ⇒ Bayerische Motoren Werke aG Unsponsored aDR(BaMXY) [ST]


$1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Bunge Limited Bunge Limited (BG) [ST]

JT 04/13/2017 S $1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Check Point Software Technologies Ltd. - Ordinary Shares(CHKP) [ST]

JT 02/21/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 3 ⇒ Csl Ltd SPONSORED aDR (CSLLY) [ST]


$1,001 - $15,000 gfedcb

Morgan Stanley - Select UMa account # 3 ⇒ Dassault Systemes, S.a. american Depositary Shares(DaSTY) [ST]


$1,001 - $15,000 gfedcb

Morgan Stanley - Select UMa account # 3 ⇒ Fanuc Corporation Unsponsored aDR (FaNUY) [ST]


$1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 3 ⇒ Grupo Financiero Banorte, S.a.B. De C.V Sponsored aDR(GBOOY) [ST]

JT 02/21/2017 P $1,001 - $15,000


JT 05/30/2017 P $1,001 - $15,000


JT 11/16/2017 P $1,001 - $15,000


JT 09/21/2017 P $1,001 - $15,000


JT 09/22/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 3 ⇒ Linde ag Sponsored aDR (LNEGY) [ST]


$1,001 - $15,000 gfedc

Morgan Stanley - Select UMa account # 3 ⇒ JT 09/22/2017 S $1,001 - $15,000 gfedcb



Linde ag Sponsored aDR (LNEGY) [ST]gfedcb

Morgan Stanley - Select UMa account # 3 ⇒ Roche Holdings aG Basel american Depositary Shares(RHHBY) [ST]


$1,001 - $15,000 gfedcb

Morgan Stanley - Select UMa account # 3 ⇒ Schlumberger N.V. (SLB) [ST]

JT 12/18/2017 S $1,001 - $15,000 gfedc


JT 05/18/2017 P $1,001 - $15,000


JT 07/27/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 3 ⇒ Turkiye Garanti Bankasi a S american Depositary Shares(TKGBY) [ST]

JT 01/4/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 3 ⇒ Weibo Corporation - american Depositary Share (WB) [ST]

JT 09/26/2017 P $1,001 - $15,000

Morgan Stanley - Select UMa account # 3 ⇒ WPP plc american Depositary Shares (WPP) [ST]


$1,001 - $15,000 gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ american Campus Communities Inc (aCC) [ST]

08/21/2017 S $1,001 - $15,000 gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ amplify Snack Brands, Inc. (BETR) [ST]

12/19/2017 S $1,001 - $15,000 gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ analogic Corporation (aLOG) [ST]

02/21/2017 S $1,001 - $15,000 gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Calatlantic Group, Inc. (Caa) [ST]

10/31/2017 S $1,001 - $15,000 gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ Cambrex Corporation (CBM) [ST]

08/8/2017 P $1,001 - $15,000

Morgan Stanley ⇒ UMa active assets account ⇒ Cardtronics plc (CaTM) [ST]

02/21/2017 S $1,001 - $15,000 gfedcb




02/21/2017 S(partial)

$1,001 - $15,000 gfedcb


04/6/2017 S $1,001 - $15,000 gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ CLaRCOR Inc. (CLC) [ST]

02/28/2017 S $1,001 - $15,000 gfedcb


05/3/2017 S(partial)

$1,001 - $15,000 gfedcb


07/17/2017 S $1,001 - $15,000 gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ Flotek Industries, Inc. (FTK) [ST]

04/27/2017 S $1,001 - $15,000 gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Forum Energy Technologies, Inc. (FET) [ST]

12/18/2017 S $1,001 - $15,000 gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ Heico Corporation (HEI) [ST]

12/14/2017 S(partial)

$1,001 - $15,000 gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ ICF International, Inc. (ICFI) [ST]

09/28/2017 P $1,001 - $15,000

Morgan Stanley ⇒ UMa active assets account ⇒ Impax Laboratories, Inc. (IPXL) [ST]

10/31/2017 P $1,001 - $15,000

Morgan Stanley ⇒ UMa active assets account ⇒ Installed Building Products, Inc. (IBP) [ST]

11/22/2017 P $1,001 - $15,000

Morgan Stanley ⇒ UMa active assets account ⇒ iShares Russell 2000 ETF (IWM) [EF]

01/3/2017 S(partial)

$1,001 - $15,000 gfedc

Morgan Stanley ⇒ UMa active assets account ⇒ iShares Russell 2000 ETF (IWM) [EF]

12/18/2017 P $1,001 - $15,000

Morgan Stanley ⇒ UMa active assets account ⇒ John Bean Technologies Corporation (JBT) [ST]

06/30/2017 P $1,001 - $15,000


06/30/2017 S(partial)

$1,001 - $15,000 gfedcb




08/10/2017 S(partial)

$1,001 - $15,000 gfedcb


08/21/2017 S $1,001 - $15,000 gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ Meridian Bancorp, Inc. (EBSB) [ST]

12/28/2017 P $1,001 - $15,000

Morgan Stanley ⇒ UMa active assets account ⇒ Monro, Inc. (MNRO) [ST]

05/5/2017 S $1,001 - $15,000 gfedc


05/5/2017 P $1,001 - $15,000


06/13/2017 P $1,001 - $15,000

Morgan Stanley ⇒ UMa active assets account ⇒ Performance Food Group Company (PFGC) [ST]

09/27/2017 P $1,001 - $15,000

Morgan Stanley ⇒ UMa active assets account ⇒ PolyOne Corporation (POL) [ST]

04/27/2017 P $1,001 - $15,000

Morgan Stanley ⇒ UMa active assets account ⇒ QTS Realty Trust, Inc. Class a (QTS) [ST]

08/21/2017 P $1,001 - $15,000

Morgan Stanley ⇒ UMa active assets account ⇒ Silicon Laboratories, Inc. (SLaB) [ST]

02/21/2017 P $1,001 - $15,000

Morgan Stanley ⇒ UMa active assets account ⇒ Sun Communities, Inc. (SUI) [ST]

12/28/2017 S $1,001 - $15,000 gfedcb

Morgan Stanley ⇒ UMa active assets account ⇒ Sun Hydraulics Corporation (SNHY) [ST]

05/5/2017 P $1,001 - $15,000


06/30/2017 S(partial)

$1,001 - $15,000 gfedcb


07/17/2017 S $1,001 - $15,000 gfedcb



Rental Property [RP] JT 09/12/2017 S $500,001 -$1,000,000

gfedcb

LOCaTION: Washington, DC, US

TriNet 401(k) Plan - Tusk Strategies LLC ⇒ Legal & General S&P 500 Ret acct [MF]

SP 10/1/2017 P $1,001 - $15,000

TriNet 401(k) Plan - Tusk Strategies LLC ⇒ Oakmark International Ret acct [MF]

SP 10/1/2017 P $1,001 - $15,000

TriNet 401(k) Plan - Tusk Strategies LLC ⇒ SSga Emerging Markets Index Ret acct [MF]

SP 10/1/2017 P $1,001 - $15,000

TriNet 401(k) Plan - Tusk Strategies LLC ⇒ SSga S&P Mid Cap Index Ret acct [MF]

SP 10/1/2017 P $1,001 - $15,000


SP 03/31/2017 P $1,001 - $15,000


SP 06/30/2017 P $1,001 - $15,000


SP 09/30/2017 P $1,001 - $15,000


SP 12/31/2017 P $1,001 - $15,000

* asset class details available at the bottom of this form. For the complete list of asset type abbreviations, please visithttps://fd.house.gov/reference/asset-type-codes.aspx.

ScheDule c: earneD income

Source type amount

Tusk Strategies Spouse Salary N/a

ScheDule D: liaBilitieS

owner creditor Date incurred type amount ofliability

JT Wells Fargo May 2013 Mortgage on NJ residential property $1,000,001 -$5,000,000

SP access Group Inc. august 2001 Spouse Student Loan $15,001 - $50,000



https://fd.house.gov/reference/asset-type-codes.aspx

JT Wells Fargo May 2006 Mortgage on Washington, DC rentalproperty

$250,001 -$500,000

ScheDule e: PoSitionS

None disclosed.

ScheDule f: agreementS

Date Parties to terms of agreement

November 2015 Filer and Microsoft Continuing participation in a defined benefit retirement planmanaged by former employer. Employer no longer contributes tothe plan.

ScheDule g: giftS

None disclosed.

ScheDule h: travel PaymentS anD reimBurSementS

trip Details inclusions

Source StartDate

end Date itinerary Days atown exp.

lodging? food? family?

american IsraelEducation Foundation(aIEF)

08/2/2017 08/9/2017 Newark, NJ - Tel aviv,Israel - Newark, NJ

0 gfedcb gfedcb gfedc

ScheDule i: PaymentS maDe to charity in lieu of honoraria

None disclosed.

ScheDule a anD B aSSet claSS DetailS

ameritradeLOCaTION: US

asbury advisors LLCLOCaTION: US

DC College Savings - Dependent # 1 (Owner: DC)LOCaTION: DC

DC College Savings - Dependent # 2 (Owner: DC)LOCaTION: DC

Fidelity - SEP IRaLOCaTION: US

owner creditor Date incurred type amount ofliability

Morgan StanleyLOCaTION: US

Morgan Stanley - active asset account # 1LOCaTION: US

Morgan Stanley - active asset account # 2 (Owner: JT)LOCaTION: US

Morgan Stanley - active asset account # 3 (Owner: JT)LOCaTION: US

Morgan Stanley - Consulting & Evaluation Services (Owner: JT)LOCaTION: US

Morgan Stanley - Portfolio Management (Owner: JT)LOCaTION: US

Morgan Stanley - Roth IRa

Morgan Stanley - Roth IRa Spouse (Owner: SP)

Morgan Stanley - Select UMa account # 1 (Owner: JT)LOCaTION: US



Morgan Stanley - SEP / Traditional IRa

Morgan Stanley - Traditional IRa

Morgan Stanley ⇒ UMa active assets accountLOCaTION: US

TriNet 401(k) Plan - Tusk Strategies LLC (Owner: SP)

Vanguard SEP IRa (Owner: SP)

WealthfrontLOCaTION: US

excluSionS of SPouSe, DePenDent, or truSt information

iPo: Did you purchase any shares that were allocated as a part of an Initial Public Offering?

nmlkj Yes nmlkji No

trusts: Details regarding "Qualified Blind Trusts" approved by the Committee on Ethics and certain other "excepted trusts" need notbe disclosed. Have you excluded from this report details of such a trust benefiting you, your spouse, or dependent child?

nmlkj Yes nmlkji No

exemption: Have you excluded from this report any other assets, "unearned" income, transactions, or liabilities of a spouse ordependent child because they meet all three tests for exemption?

nmlkj Yes nmlkji No

certification anD Signature

gfedcb I CERTIFY that the statements I have made on the attached Financial Disclosure Report are true, complete, and correct to thebest of my knowledge and belief.

Digitally Signed: Hon. Josh Gottheimer , 08/13/2018

inancial d isclosure eport - clerk of the united states ... · clerk of the house of...

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