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IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE

In re: WOODBRIDGE GROUP OF COMPANIES, LLC, et al.,1

Debtors.

Chapter 11 Case No. 17-12560 (KJC)

(Jointly Administered)

GLOBAL NOTES, RESERVATION OF RIGHTS, AND

STATEMENT OF LIMITATIONS, METHODOLOGY AND DISCLAIMER REGARDING DEBTORS’ SCHEDULES AND SOFAs

Woodbridge Group of Companies, LLC and its affiliated debtors and debtors in

possession (the “Debtors”) are contemporaneously filing these Global Notes (as defined below) as a supplement to and integral part of their Schedules of Assets and Liabilities (the “Schedules”) and Statements of Financial Affairs (the “SOFAs”) filed in the Bankruptcy Court for the District of Delaware (the “Bankruptcy Court”). The Debtors prepared their Schedules and SOFAs pursuant to section 521 of Title 11 of the United States Code, as amended (the “Bankruptcy Code”), and Rule 1007 of the Federal Rules of Bankruptcy Procedure (the “Bankruptcy Rules”), with the assistance of their advisors. These Global Notes, Reservation of Rights, and Statement of Limitations, Methodology and Disclaimer Regarding Debtors’ Schedules and SOFAs (the “Global Notes”) pertain to, are incorporated by reference into, and comprise an integral part of, each of the Schedules and SOFAs, and should be reviewed in connection with any review of the Schedules and SOFAs.

The Debtors and their officers, employees, agents, attorneys and financial advisors relied on financial data derived from the Debtors’ books and records (as well as property title reports) that was available at the time of preparation,2 do not guarantee or warrant the accuracy or

1 The last four digits of Woodbridge Group of Companies, LLC’s federal tax identification number are 3603. The mailing address for Woodbridge Group of Companies, LLC is 14140 Ventura Boulevard #302, Sherman Oaks, California 91423. Due to the large number of debtors in these cases, which are being jointly administered for procedural purposes only, a complete list of the Debtors, the last four digits of their federal tax identification numbers, and their addresses are not provided herein. A complete list of such information may be obtained on the website of the Debtors’ noticing and claims agent at www.gardencitygroup.com/cases/WGC, or by contacting the undersigned counsel for the Debtors. 2 QuickBooks data files and bank records were located for the following Debtors: Woodbridge Group of Companies, LLC; Woodbridge Mortgage Investment Fund 1, LLC; Woodbridge Mortgage Investment Fund 2, LLC; Woodbridge Mortgage Investment Fund 3, LLC; Woodbridge Mortgage Investment Fund 3A, LLC; Woodbridge Mortgage Investment Fund 4, LLC; Woodbridge Commercial Bridge Loan Fund 1, LLC; Woodbridge Commercial Bridge Loan Fund 2, LLC; Woodbridge Structured Funding, LLC; Hawthorn Investments, LLC. Bank records only were located for Hawthorn Investments, LLC; Donnington Investments, LLC; Carbondale Spruce 101, LLC; 215 North 12th Street, LLC; Anchorpoint Investments, LLC; Gateshead Investments, LLC; Topchord Investments, LLC; Fieldpoint Investments, LLC; Pennhurst Investments, LLC; 695 Buggy Circle, LLC (Round 4 filer) and Frog Rock Investments, LLC (Round 5 filer). QuickBooks data files and bank records were not located for all other

Case 17-12560-KJC Doc 1275 Filed 04/15/18 of 165

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completeness of the data that is provided in the Schedules and SOFAs and shall not be liable for any loss or injury arising out of or caused in whole or in part by any acts or omissions, in procuring, compiling, collecting, interpreting, reporting, communicating or delivering the information contained herein or in the Schedules and SOFAs. Except as expressly required by the Bankruptcy Code, the Debtors and their officers, employees, agents, attorneys and financial advisors do not undertake any obligation to update, modify, revise or re-categorize the information provided herein or in the Schedules and SOFAs or to notify any third party should the information be updated, modified, revised or re-categorized. The Debtors, on behalf of themselves, their officers, employees, agents and advisors, disclaim any liability to any third party arising out of or related to the information contained in the Schedules and SOFAs and reserve all rights with respect thereto.

The Schedules and SOFAs have been signed by an authorized representative of each of the Debtors. In reviewing and signing the Schedules and SOFAs, this representative relied upon the efforts, statements and representations of the Debtors’ other personnel and professionals. The representative has not (and could not have) personally verified the accuracy of each such statement and representation, including, for example, statements and representations concerning amounts owed to creditors and their addresses.

Global Notes and Overview of Methodology

1. Reservation of Rights. Reasonable efforts have been made to prepare and file complete and accurate Schedules and SOFAs; however, inadvertent errors or omissions may exist and conflicting, revised, or subsequent information may be discovered. The Debtors (i) reserve all rights to amend or supplement the Schedules and SOFAs from time to time, in all respects, as may be necessary or appropriate, including, without limitation, the right to amend the Schedules and SOFAs with respect to claim (“Claim”) description, designation, or Debtor against which the Claim is asserted; (ii) dispute or otherwise assert offsets or defenses to any Claim reflected in the Schedules and SOFAs as to amount, liability, priority, status, or classification; (iii) subsequently designate any Claim as “disputed,” “contingent,” or “unliquidated;” or (iv) object to the extent, validity, enforceability, priority, or avoidability of any Claim. Any failure to designate a Claim in the Schedules as “disputed,” “contingent,” or “unliquidated” does not constitute an admission by the Debtors that such Claim or amount is not “disputed,” “contingent,” or “unliquidated.” Listing a Claim does not constitute an admission of liability by the Debtor against which the Claim is listed or against any of the Debtors. Furthermore, nothing contained in the Schedules and SOFAs shall constitute a waiver of rights with respect to the Debtors’ chapter 11 cases (the “Chapter 11 Cases”), including, without limitation, issues involving Claims, substantive consolidation, defenses, equitable subordination, recharacterization, and/or Causes of Action (defined below) arising under the provisions of chapter 5 of the Bankruptcy Code and any other relevant non-bankruptcy laws to recover assets or avoid transfers.

The listing in the Schedules or SOFAs (including, without limitation, Schedule A/B and Schedule E/F) by the Debtors of any obligation between a Debtor and another Debtor is a Debtors. Although the information in QuickBooks only explicitly covered these entities, the financial records were kept on an aggregated basis such that the Debtors were able to extrapolate information for the remaining Debtors from the QuickBooks data files.


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statement of what appears in the Debtors’ books and records and may not be an accurate reflection whether such amount would be allowed as a Claim or how such obligations may be classified and/or characterized in a plan of reorganization or by the Bankruptcy Court. The Debtors reserve all rights with respect to such obligations. For example, listing a Claim (i) in Schedule D as “secured,” (ii) in Schedule E as “priority” or (iii) in Schedule F as “unsecured nonpriority,” or listing a contract in Schedule G as “executory” or “unexpired,” does not constitute an admission by the Debtor of the legal rights of the claimant or a waiver of the Debtors' right to recharacterize or reclassify such Claim or contract.

Moreover, there is evidence the Debtors were operated by their founder and principal, Robert Shapiro, as a Ponzi scheme, and evidence suggests that intercompany liens and claims that exist between and among various Debtors are likely inaccurate. In particular, among other things, although investors were often told that they were investing money in loans for the acquisition and/or development of particular properties and would have the benefit of security interests and/or mortgages against such properties, the Debtors have been unable to trace any investor funds to specific properties or uses, as such funds were actually commingled and used for many purposes, not only purchases of properties. Furthermore, it appears that the putative intercompany liens and claims that allegedly exist between and among the various Debtors are simply book entries that do not bear any meaningful relation to reality and are likely inaccurate.

Any specific reservation of rights contained elsewhere in the Global Notes does not limit in any respect the foregoing general reservation of rights.

2. Description of the Cases and “as of” Information Date. On December 4, 2017 (the “Dec. 4 Petition Date”), certain of the Debtors commenced voluntary cases under chapter 11 of the Bankruptcy Code. On February 9, 2018, an additional fourteen affiliated Debtors commenced voluntary cases under chapter 11 of the Bankruptcy Code (the “Feb. 9 Petition Date”). On March 9, 2018, two additional affiliated Debtors commenced voluntary cases under chapter 11 of the Bankruptcy Code (the “Mar. 9 Petition Date”). On March 23, 2018, six additional affiliated Debtors commenced voluntary cases under chapter 11 of the Bankruptcy Code (the “Mar. 23 Petition Date”). On March 27, 2018, four additional affiliated Debtors commenced voluntary cases under chapter 11 of the Bankruptcy Code (the “Mar. 27 Petition Date” and collectively the “Petition Dates”). The Chapter 11 Cases are being jointly administered pursuant to Bankruptcy Rule 1015(b) and Local Rule 1015-1. The Debtors continue to manage and operate their businesses as debtors in possession pursuant to Sections 1107(a) and 1108 of the Bankruptcy Code. No trustee or examiner has been appointed in the Chapter 11 Cases.

Except as otherwise noted in the Global Notes or Schedules and SOFAs, all asset and liability information is valued as of the applicable Petition Date. In some instances, the Debtors have used estimates or pro-rated amounts where actual data as of the aforementioned dates was unavailable. The Debtors have made a reasonable effort to allocate liabilities between the pre- and post-petition periods based on the information and research that was conducted in connection with the preparation of the Schedules and SOFAs. As additional information becomes available and further research is conducted, the Debtors may modify the allocation of liabilities between the pre- and postpetition periods and amend the Schedules and SOFAs accordingly. No independent valuation has been obtained (except as may have been performed


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in connection the valuation of collateral properties with respect to the debtor-in-possession financing).

3. Basis of Presentation. The Schedules and SOFAs reflect financial information for the Debtors only and do not purport to represent financial statements prepared in accordance with Generally Accepted Accounting Principles in the United States (“GAAP”), nor are they intended to be fully reconciled with any financial statements otherwise prepared and/or distributed by the Debtors. Additionally, the Schedules and SOFAs contain unaudited information that is subject to further review and potential adjustment, and reflect the Debtors’ reasonable efforts to report the assets and liabilities of each Debtor on an unconsolidated basis. Moreover, given, among other things, the valuation and nature of certain liabilities, to the extent that a Debtor shows more assets than liabilities, this is not a conclusion that such Debtor was solvent at the Petition Date. Likewise, to the extent that a Debtor shows more liabilities than assets, this is not a conclusion that such Debtor was insolvent at the Petition Date or any time prior to the Petition Date.

4. Currency. Unless otherwise indicated, all amounts are reflected in U.S. dollars.

5. Fiscal Year. Each Debtor’s fiscal year is reported on a 52-week fiscal year, ending on December 31st.

6. Recharacterization. Notwithstanding the Debtors’ reasonable best efforts to properly characterize, classify, categorize or designate certain Claims, assets, executory contracts, unexpired leases and other items reported in the Schedules and SOFAs, the Debtors may, nevertheless, have improperly characterized, classified, categorized, designated, or omitted certain items due to the complexity and size of the Debtors’ businesses. Accordingly, the Debtors reserve all of their rights to recharacterize, reclassify, recategorize, redesignate, add or delete items reported in the Schedules and SOFAs at a later time as is necessary or appropriate as additional information becomes available.

7. Fair Market Value; Book Value. It would be prohibitively expensive and unduly burdensome for the Debtors to obtain current market valuations of all of their assets. Accordingly, unless otherwise indicated, the Schedules and SOFAs reflect net book values for assets as of the dates stated in the Global Notes as reflected in the Debtors’ books and records. Amounts ultimately realized may vary from net book value, and such variance may be material. The asset amounts listed do not include material write-downs that may be necessary. Operating cash is presented as book balances as of the applicable Petition Date. Certain other assets, such as intangible assets, are listed as undetermined amounts as of the applicable Petition Date because the book values may materially differ from fair market values. Liabilities pursuant to “Notes” and “Units” are presented exclusive of any asserted accrued interest.

8. Estimates. To prepare and file the Schedules in accordance with the deadline established in these Chapter 11 Cases, the Debtors were required to make certain estimates and assumptions that affected the reported amounts of assets and liabilities as of the applicable Petition Date. The Debtors reserve the right to amend the reported amounts of assets, liabilities, and expenses to reflect changes in those estimates or assumptions.


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9. Totals and Undetermined Amounts. All totals that are included in the Schedules and SOFAs represent totals of known amounts only and do not include any contingent, unliquidated, disputed, or otherwise undetermined amounts. To the extent there are unknown, disputed, contingent, unliquidated, or otherwise undetermined amounts, the actual total may be materially different than the listed total. The description of an amount as “unknown,” “disputed,” “contingent,” “unliquidated,” or “undetermined” is not intended to reflect upon the materiality of such amount. Due to unliquidated, contingent and/or disputed Claims, summary statistics in the Schedules, SOFAs and Global Notes may significantly understate the Debtors’ liabilities.

10. Excluded Assets and Liabilities. The Debtors have sought to allocate liabilities between the pre – and postpetition periods based on the information and research conducted in connection with the preparation of the Schedules and SOFAs. As additional information becomes available and further research is conducted, the allocation of liabilities between the pre- and postpetition periods may change.

The liabilities listed on the Schedules do not reflect any analysis of Claims under section 503(b)(9) of the Bankruptcy Code. Accordingly, the Debtors reserve all of their rights to dispute or challenge the characterization, validity, or amount of any asserted Claims under section 503(b)(9) of the Bankruptcy Code.

The Debtors have excluded certain categories of assets, tax accruals, and liabilities from the Schedules and SOFAs, including, without limitation, accrued salaries and employee benefit accruals. The Debtors also have excluded potential rejection damage Claims, if any, of counterparties to executory contracts and unexpired leases. In addition, certain immaterial assets and liabilities may have been excluded.

Certain liabilities (including but not limited to certain reserves, deferred charges, and future contractual obligations) have not been included in the Debtors’ Schedules. Other immaterial assets and liabilities may also have been excluded.

The estimate of Claims set forth in the Schedules may not reflect assertions by the Debtors’ creditors of a right to have such Claims paid or reclassified under the Bankruptcy Code or orders of the Bankruptcy Court.

11. Property and Equipment. Nothing in the Schedules or SOFAs (including, without limitation the failure to list leased property or equipment as owned property or equipment) is, or shall be construed as, an admission as to the determination of legal status of any lease (including whether any lease is a true lease or financing arrangement).

12. Leases. In the ordinary course of business, the Debtors may have leased equipment and facilities under various operating leases. These agreements are carried by the Debtors at a zero book value. Any such equipment and facilities leases are reported on Schedule G. To the extent that there was an amount outstanding under any of these agreements as of the applicable Petition Date, the amount owed to the applicable lessor has been listed on Schedule E/F of the Debtors.

13. Guaranties and Other Secondary Liability Claims. The Debtors have made reasonable efforts to locate and identify guaranties and other secondary liability Claims


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(collectively, the “Guaranties”) in each of the executory contracts, unexpired leases, secured financings, debt instruments and other such agreements. Where Guaranties have been identified, they have been included in the relevant Schedule for each Debtor. It is possible that certain Guaranties embedded in the Debtors’ executory contracts, unexpired leases, secured financings, debt instruments and other such agreements may have been inadvertently omitted. The Debtors reserve the right to amend the Schedules to the extent additional Guaranties are identified or such Guaranties are discovered to have expired or be unenforceable. In addition, the Debtors reserve the right (i) to amend the Schedules and SOFAs and to recharacterize or reclassify any such contract or Claim, and (ii) to contest the validity or enforceability of any such Guaranties. Additionally, failure to list any Guaranties in the Schedules and SOFAs, including in any future amendments to the Schedules and SOFAs, shall not affect the enforceability of any Guaranties not listed.

14. Claims of Third-Party Related Entities. Although the Debtors have made reasonable efforts to properly classify each Claim listed in the Schedules as being either disputed or undisputed, liquidated or unliquidated and/or contingent or noncontingent, the Debtors have not been able to fully reconcile all payments made to certain third parties and their related entities on account of the Debtors’ obligations to both such entities and their affiliates. Therefore, to the extent that the Debtors have classified Claims of a creditor as “disputed”, “unliquidated” and/or “contingent”, all Claims of such creditor’s affiliates listed in the Schedules shall similarly be considered as disputed, unliquidated and/or contingent, whether or not they are designated as such.

15. Insiders. For purposes of the Schedules and SOFAs, the Debtors define “insider” pursuant to section 101(31) of the Bankruptcy Code as (a) directors, (b) officers, (c) relatives of directors or officers of a Debtor, (d) any managing agent or managing member of a Debtor and (e) entities under common ownership with a Debtor. Payments to insiders listed in (a) through (e) above are set forth on SOFA Item 3.c. Persons listed as “insiders” have been included for informational purposes only. The Debtors did not take any position with respect to whether such individual could successfully argue that he or she is not an “insider” under applicable law, including without limitation, the federal securities laws, or with respect to any theories of liability or for any other purpose.

16. Intellectual Property Rights. The exclusion of any intellectual property shall not be construed as an admission that such intellectual property rights have been abandoned, terminated, assigned, expired by their terms, or otherwise transferred pursuant to a sale, acquisition, or other transaction.

In addition, although the Debtors have made diligent efforts to attribute intellectual property to the rightful Debtor entity, in certain instances, intellectual property owned by one Debtor may, in fact, be owned by another Debtor.

17. Executory Contracts and Unexpired Leases. Although the Debtors made diligent

attempts to attribute executory contracts and unexpired leases to their rightful Debtors, in certain instances, the Debtors may have inadvertently failed to do so due to the complexity and size of the Debtors’ businesses.


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Moreover, the Debtors have not necessarily set forth executory contracts and unexpired leases as assets in the Schedules and SOFAs, even though these contracts and leases may have some value to the Debtors’ estates. The Debtors’ executory contracts and unexpired leases have been set forth in Schedule G. The Debtors’ rejection of executory contracts and unexpired leases may result in the assertion of rejection damage Claims. The Schedules and SOFAs do not reflect any Claims for rejection damages. The Debtors reserve the right to make any arguments and objections with respect to the assertion of any such Claims.

18. Materialman’s/Mechanic’s Liens. Although the Debtors made diligent attempts to identify materialman’s or mechanic’s liens, in certain instances, the Debtors may have inadvertently failed to do so due to the complexity and size of the Debtors’ businesses. Additionally, the assets listed in the Schedules and SOFAs are presented without consideration of any materialman’s or mechanic’s liens. Property and equipment listed in the Schedules and SOFAs are presented without consideration of any liens that may attach (or have attached) to such property and equipment.

19. Causes of Action. Despite their reasonable efforts to identify all known assets, the Debtors may not have listed all of their Causes of Action or potential Causes of Action against third parties as assets in the Schedules and SOFAs, including, without limitation, Causes of Action arising under the provisions of chapter 5 of the Bankruptcy Code and any other relevant non-bankruptcy laws to recover assets or avoid transfers.

The Debtors reserve all of their rights with respect to any cause of action (including avoidance actions), controversy, right of setoff, cross-Claim, counter-Claim, or recoupment and any Claim on contracts or for breaches of duties imposed by law or in equity, demand, right, action, lien, indemnity, guaranty, suit, obligation, liability, damage, judgment, account, defense, power, privilege, license, and franchise of any kind or character whatsoever, known, unknown, fixed or contingent, matured or unmatured, suspected or unsuspected, liquidated or unliquidated, disputed or undisputed, secured or unsecured, assertable directly or derivatively, whether arising before, on, or after the Petition Date, in contract or in tort, in law, or in equity, or pursuant to any other theory of law (collectively, “Causes of Action”) they may have, and neither these Global Notes nor the Schedules and SOFAs shall be deemed a waiver of any Claims or Causes of Action or in any way prejudice or impair the assertion of such Claims or Causes of Action.

20. Intercompany Obligations. Any receivables and payables between a Debtor and affiliated entities in each applicable case (each an “Intercompany Receivable” or “Intercompany Payable” and, collectively, the “Intercompany Claims”) are reported as assets on Schedule B or liabilities on Schedules D, E and F. These Intercompany Claims include the following components, among others: 1) loans to affiliates, 2) accounts payable and payroll disbursements made out of an affiliate’s bank accounts on behalf of a Debtor, 3) centrally billed expenses, 4) corporate expense allocations, and 5) accounting for trade and other intercompany transactions. These Intercompany Claims may or may not result in allowed or enforceable Claims by or against a Debtor, and by listing these Claims a Debtor is not indicating a conclusion that the Intercompany Claims are enforceable. Intercompany Claims may also be subject to set off, recoupment, and netting not reflected in the Schedules. In situations where there is not an enforceable Claim, the assets and/or liabilities of a Debtor may be greater or lesser than the amounts stated herein. All rights to amend Intercompany Claims in the Schedules and SOFAs


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are reserved. The Debtors have listed the Intercompany Payables as unsecured Claims on Schedule F. The Debtors reserve their rights to later change the characterization, classification, categorization, or designation of such items.

Moreover, there is evidence the Debtors were operated by their founder and principal, Robert Shapiro, as a Ponzi scheme, and evidence suggests that intercompany liens and claims that exist between and among various Debtors are likely inaccurate. In particular, among other things, although investors were often told that they were investing money in loans for the acquisition and/or development of particular properties and would have the benefit of security interests and/or mortgages against such properties, the Debtors have been unable to trace any investor funds to specific properties or uses, as such funds were actually commingled and used for many purposes, not only purchases of properties. Furthermore, it appears that the putative intercompany liens and claims that allegedly exist between and among the various Debtors are simply book entries that do not bear any meaningful relation to reality and are likely inaccurate.

21. Entity Classification. The Debtors have endeavored in good faith to identify the assets owned by the applicable Debtor and the liabilities owed by the applicable Debtor. Although the Schedules and SOFAs reflect the results of this effort, several factors may impact the Debtors’ ability to precisely assign assets and liabilities to a particular entity (including non-Debtor affiliates), including, but not limited to: (i) certain assets may be primarily used by an entity other than the entity that holds title to such assets according to the Debtors’ books and records; (ii) certain liabilities may have been nominally incurred by one entity, yet such liabilities may have actually been incurred by, or the invoices related to such liabilities may have been issued to or in the name of, an affiliate; and (iii) certain creditors of the Debtors may have treated one or more of the Debtors and their affiliates as a consolidated entity rather than as separate entities. The Debtors continue to analyze their relationship among each of the Debtors and their non-Debtor affiliates and may refine their view of ownership of certain assets or obligation under certain liabilities as a result of such investigation.

22. Setoffs. The Debtors incur certain offsets and other similar rights during the ordinary course of business. Offsets in the ordinary course can result from various items, including, without limitation, intercompany transactions, pricing discrepancies, returns, refunds, warranties, debit memos, credits, and other disputes between the Debtors and their suppliers and/or customers. These offsets and other similar rights are consistent with the ordinary course of business in the Debtors’ industry and are not tracked separately. Therefore, although such offsets and other similar rights may have been accounted for when certain amounts were included in the Schedules, offsets are not independently accounted for, and as such, are or may be excluded from the Schedules and SOFAs.

The claims of individual creditors for, among other things, goods, products, services or taxes are listed as the amounts entered on the Debtors’ books and records and may not reflect credits, allowances or other adjustments due from such creditors to the Debtors. The Debtors reserve all of their rights regarding such credits, allowances or other adjustments.

23. Global Notes Control. All of the Schedules and SOFAs are subject to and qualified by the Global Notes. In the event that the Schedules and SOFAs differ from the Global Notes, the Global Notes shall control.


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SPECIFIC DISCLOSURES WITH RESPECT TO THE SCHEDULES

Schedule A/B - Real and Personal Property

Except where otherwise noted, the Debtors have included on Scheduled A/B the book value of owned real and personal property assets. Further, due to the volume of the Debtors’ real and personal property holdings, the Debtors may have listed certain assets as real property when such holdings are in fact in the nature of personal property holdings, or the Debtors may have listed certain assets as personal property assets when such holdings are in fact in the nature of real property holdings.

As noted above, despite commercially reasonable efforts to identify all known assets, the Debtors may not have listed all of their Causes of Action or potential Causes of Action against third parties as assets in their Schedules and SOFAs, including, but not limited to, Causes of Action arising under the Bankruptcy Code or any other applicable laws to recover assets or avoid transfers.

Assets recorded as negative net payables or other prepayments are representative of credits owed from customers or third parties. Security deposits held by real property lessors, utility companies and various other third parties have been included on the applicable Debtors’ Schedule A/B. Separately, some of the Debtors’ personal property is held and maintained at third-party locations.

The Debtors’ primary assets are their direct and indirect interests in Debtor subsidiaries

that hold certain real estate. The Debtors have performed no independent review of the value of their assets for purposes of these Schedules, but have provided an estimated view of the net value of such assets to the Debtors at cost. Item 3 – Checking, Savings, Money Market, or Financial Brokerage Accounts Amounts listed in this Item reflect the amounts listed in the Debtor’s books and records with regard to the Woodbridge Group of Companies, LLC (with the exception of the United Bank account); Woodbridge Mortgage Investment Fund 1, LLC; Woodbridge Mortgage Investment Fund 2, LLC; Woodbridge Mortgage Investment Fund 3, LLC; Woodbridge Mortgage Investment Fund 3A, LLC; Woodbridge Mortgage Investment Fund 4, LLC; Woodbridge Commercial Bridge Loan Fund 1, LLC; Woodbridge Commercial Bridge Loan Fund 2, LLC; and Woodbridge Structured Funding, LLC. For Debtors Donnington Investments, LLC; Carbondale Spruce 101, LLC; 215 North 12th Street, LLC; Anchorpoint Investments, LLC; Gateshead Investments, LLC; Topchord Investments, LLC; Fieldpoint Investments, LLC; Pennhurst Investments, LLC; and Hawthorn Investments, LLC, the amounts listed are the bank statement balances as of their respective petition dates. For Frog Rock Investments, LLC (Round 5 filer), the amount listed is the bank statement balance as of December 31, 2017, which is the most recent data available. For 695 Buggy Circle, LLC (Round 4 filer), the amounts listed are the bank statement balances as of February 28, 2018, which is the most recent data available.


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Item 7 & 8 – Deposits and Prepayments

The Debtors’ characterization of an asset listed in these Items is not a legal characterization of either a deposit or a prepayment. The Debtors reserve all of their rights to re-categorize and/or recharacterize such asset holdings at a later time as appropriate. Additionally, the amounts set forth on these Items do not include amounts held as retainers by professionals.

Item 11 – Interest in Insurance Policies or Annuities

The Debtors maintain certain insurance policies essential to their continued operations, including, but not limited to, property, casualty, motor vehicle and general liability, and director and officer insurance policies. The terms of the policies are similar to insurance policies typically maintained by corporate entities that are similar in size and nature to the Debtors. The Debtors’ insurance policies generally are structured to provide coverage for all of their direct and indirect subsidiaries and affiliates.

Item 15 – Investments

The Debtors’ business consists of a network of special purpose vehicles (“SPVs”) which hold individual real property assets. Certain of these SPVs are Debtors in these Chapter 11 Cases (the “PropCos”). Most of the PropCos are, in turn, wholly owned by a related SPV (referred to herein as “HoldCos”). It is the Debtors’ understanding that prepetition, pursuant to certain operating agreements, the applicable HoldCos owned 100% of the applicable PropCos and that the entities operated their businesses as such. In anticipation of the filing of the Chapter 11 Cases, the Debtors undertook a corporate restructuring. Prepetition, the Debtors supplemented, corrected and replaced certain corporate governance documents to the extent necessary.3

The investment amount of any HoldCo in a PropCo is listed as the mezzanine investment amount. Items 38 – 42 - Furniture

Based on the Debtors’ review of relevant books and records, the majority of the furniture listed in these Items is physically located at properties owned by Debtor subsidiaries, but was purchased directly or indirectly by Woodbridge Group of Companies, LLC.

Items 54 & 55 – Real Property

Land value and Real Estate Improvements are valued at cost. On Schedule A/B of Debtor Woodbridge Mortgage Investment Fund 1, LLC, the Debtors have listed the real property located at 1817 North Mason, Chicago, Illinois only because such Debtor remains listed on the property’s title. The Debtors do not believe they own an economic interest in the property

3 In preparing the Schedules and SOFAs, the Debtors discovered an apparent typo in the promissory note identifying M55 Old Maitland Holding Company, LLC. The Debtors believe that the intent was to list H55 Old Maitland Holding Company, LLC.


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because the Debtors’ books and records indicate that the underlying note was sold pre-foreclosure.

Items 59 – 64 (Part 10: Intangibles and Intellectual Property)

Patents, trademarks and other intellectual property are listed as an undetermined amount because the fair value of such ownership is dependent on numerous variables and factors and likely differs significantly from their net book value.

Item 75 - Other Contingent and Unliquidated Claims or Causes of Action of Every Nature, Including Counterclaims of the Debtors, Rights to Setoff Claims and IntercompanyClaims

The Debtors’ failure to list any contingent and/or unliquidated Claim held by the Debtors in response to this question shall not constitute a waiver, release, relinquishment, or forfeiture of such Claim. In the ordinary course of their businesses, the Debtors may have accrued, or may subsequently accrue, certain rights to counter-Claims, setoffs, refunds, or other warranty Claims against their suppliers. Additionally, certain of the Debtors may be party to pending litigation in which the Debtors have asserted, or may assert, Claims as a plaintiff or counter-Claims as a defendant. Because such Claims are unknown to the Debtors and not quantifiable as of the Petition Date, they are not listed in Item 75. Finally, because of the state of the Debtors’ books and records, the Debtors may or may not have Claims against related entities in unknown amounts, and therefore, the Debtors have designated those potential Claims as “unspecified claims against related parties”.

Schedule D - Creditors Holding Secured Claims

The Claims listed on Schedule D arose or were incurred on various dates. A determination of the date upon which each Claim arose or was incurred would be unduly burdensome and cost prohibitive. Accordingly, not all such dates are included. All Claims listed on Schedule D, however, appear to have been incurred before the applicable Petition Date. Except as otherwise agreed pursuant an order of the Bankruptcy Court, the Debtors reserve the right to dispute or challenge the validity, perfection or priority of any lien purported to be granted or perfected in any specific asset to a creditor listed on Schedule D. The descriptions provided on Schedule D are intended only as a summary. Reference to the applicable loan agreements and related documents is necessary for a complete description of the collateral and the nature, extent and priority of any liens. Nothing in any Debtor’s Schedule D shall be deemed a modification, interpretation, or waiver of the terms of any such agreements.

With respect to determining the PropCos’ obligations under certain notes and identifying the funding provided by certain Holdcos, despite the Debtors’ best efforts, the Debtors were unable to track actual cash funding under each intercompany note. Therefore, the Schedules reflect the Debtors’ efforts to capture all material funding that went toward the purchase, improvements and carrying cost for a particular asset and such funding was allocated in the following order: (i) senior note; (ii) mezzanine note; and (iii) any remainder to development/construction note.


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The Debtors have not included on Schedule D all parties that may believe their Claims are secured through setoff rights, deposits posted by, or on behalf of, the Debtors, inchoate statutory lien rights, or real property lessors, utility companies and other parties that may hold security deposits.

By listing a party on Schedule D based on a UCC-1 filing, the Debtors are not conceding that such party actually holds a perfected, unavoidable security interest in the asset that is the subject of such filing, and reserves all rights as set forth in these Global Notes.

Schedule E/F - Creditors Holding Unsecured Priority and/or Unsecured Non-Priority Claims

The Bankruptcy Court has authorized the Debtors, in their discretion, to pay certain liabilities that may be entitled to priority under the applicable provisions of the Bankruptcy Code. To the extent that applicable Claims have been paid under one or more of the foregoing orders, such Claims may not be included in Schedule E/F.

The listing of any Claim on Schedule E/F does not constitute an admission by the Debtors that such Claim is entitled to priority treatment under section 507 of the Bankruptcy Code. The Debtors reserve their right to dispute the priority status of any Claim on any basis.

The unsecured non-priority Claims of individual creditors for among other things, products, goods or services are listed as either the lower of the amounts invoiced by the creditor or the amounts reflected on the Debtors’ books and records and may not reflect credits or allowances due from such creditors to the Debtors. The Claims listed on Schedule E/F arose or were incurred on various dates. In certain instances, the date on which a Claim arose may be subject to dispute. While commercially reasonable efforts have been made, determining the date upon which each Claim in Schedule E/F was incurred or arose would be unduly burdensome and cost prohibitive and, therefore, the Debtors do not list respective dates for the Claims listed on Schedule E/F.

Schedule E/F also includes potential or threatened litigation Claims. Any information contained in Schedule E/F with respect to such potential litigation shall not be a binding representation of the Debtors’ liabilities with respect to any of the potential suits and proceedings included therein. The Debtors expressly incorporate by reference into Schedule E/F all parties to pending litigation listed on Item 7 of the SOFAs as contingent, unliquidated, and disputed Claims, to the extent not already listed on Schedule E/F.

Schedule E/F reflects the prepetition amounts owing to counterparties to executory

contracts and unexpired leases. Such prepetition amounts, however, may be paid in connection with the assumption, or assumption and assignment, of executory contracts or unexpired leases. Additionally, Schedule E/F does not include potential rejection damage Claims, if any, of the counterparties to executory contracts and unexpired leases that may be rejected.

In addition, certain of the Debtors’ unsecured non-priority obligations to certain of their

vendors have been secured through letters of credit. The Debtors have listed each individual


13

01:23035357.5

obligation to vendors on Schedule E/F with the entries marked as “contingent”, “unliquidated”, and “disputed.”

Amounts payable listed on Schedule E/F have been assigned to a specific Debtor when it

is possible, from the Debtors’ books and records, to assign such payable to a specific Debtor based on a property address. In those instances in which such assignment was impossible, the payable has been listed on Schedule E/F of Woodbridge Group of Companies, LLC. The Debtors reserve all rights to amend or modify Schedules E/F in respect of, among other things, the specific Debtor listed as liable on a particular obligation.

The Debtors have listed holders of “Notes” as holders of “undisputed” general unsecured

Claims, except in the instance where the Debtors believe that a particular holder of Notes may have a contingent, unliquidated and/or disputed Claim based on facts specific to that holder. The Debtors reserve all rights to recharacterize, reclassify, recategorize, redesignate, add or delete Claims in respect of “Notes” reported in the Schedules and SOFAs at a later time as is necessary or appropriate as additional information becomes available. Scheduled amounts for Notes do not include accrued but unpaid interest.

The Debtors have listed holders of “Units” as holders of “disputed” general unsecured

Claims, except in the instance where the Debtors believe that a particular holder of Units may also have a contingent and/or unliquidated Claim based on facts specific to that holder. The Debtors reserve all rights to recharacterize, reclassify, recategorize, redesignate, add or delete Claims in respect of “Units” reported in the Schedules and SOFAs at a later time as is necessary or appropriate as additional information becomes available. Scheduled amounts for Units do not include accrued but unpaid interest.

Schedule G - Unexpired Leases and Executory Contracts

Although commercially reasonable efforts have been made to ensure the accuracy of Schedule G regarding executory contracts and unexpired leases, inadvertent errors, omissions or overinclusion may have occurred in preparing Schedule G. In the ordinary course of business, the Debtors enter into various agreements with customers and vendors. The Debtors may have entered into various other types of agreements in the ordinary course of their business, such as indemnity agreements, supplemental agreements, letter agreements, and confidentiality agreements that may not be set forth in Schedule G. Omission of a contract, lease or other agreement from Schedule G does not constitute an admission that such omitted contract, lease or agreement is not an executory contract or unexpired lease. Likewise, the listing of an agreement on Schedule G does not constitute an admission that such agreement is an executory contract or unexpired lease, or that such agreement was in effect or unexpired on the applicable Petition Date or is valid or enforceable. The agreements listed on Schedule G may have expired or may have been modified, amended, or supplemented from time to time by various amendments, restatements, waivers, estoppel certificates, letters and other documents, instruments and agreements that may not be listed on Schedule G. Certain confidentiality and non-disclosure agreements may not be listed on Schedule G.


14

01:23035357.5

Any and all rights, Claims and Causes of Action of the Debtors with respect to the agreements listed on Schedule G are hereby reserved and preserved.

Schedule H - Co-Debtors

In the ordinary course of their business, the Debtors are involved in litigation with co-debtors and such litigation is listed on Schedule E/F. The Debtors may also have co-debtors or co-obligors under various leases, contracts or other agreements. The Debtors have made a reasonable effort to include these co-debtor or co-obligor relationships in Schedule H; however, certain co-debtor and co-obligor relationships may have been inadvertently omitted.

Any omission of a co-debtor or co-obligor in the Schedules does not constitute an

admission that such omitted co-debtor or co-obligor is not obligated or liable under the relevant debt. The Debtors’ rights under the Bankruptcy Code and non-bankruptcy law with respect to any omitted co-debtor or co-obligor are not impaired by the omission.

SPECIFIC DISCLOSURES WITH RESPECT TO THE SOFAs SOFAs Item 3 – 90 Day Payments

SOFAs Item 3 includes any disbursement or other transfer made by the Debtors within 90 days before the applicable Petition Date except for those made to insiders (which payments appear in response to SOFAs Item 30), employees, and bankruptcy professionals (which payments appear in response to SOFAs Item 11). The amounts listed in SOFAs Item 3 reflect the Debtors’ disbursements netted against any check level detail; thus, to the extent a disbursement was made to pay for multiple invoices, only one entry has been listed on SOFAs Item 3. All disbursements listed on SOFAs Item 3 are made through the Debtors’ cash management system. Additionally, all disbursement information reported in SOFAs Item 3 for a specific Debtor pertains to the bank accounts maintained by that Debtor. All 90-day disbursements made from Debtor Woodbridge Group of Companies, LLC are accounted for as having been made from that entity irrespective of the entity that received the benefit of such payment. SOFAs Item 4 – Insider Payments

The Debtors have attempted to include all payments made on or within 12 months before the applicable Petition Date to any individual or entity deemed an “insider.” The listing of a party as an insider is not intended to be nor should be construed as a legal characterization of such party as an insider and does not act as an admission of any fact, Claim, right or defense, and all such rights, Claims, and defenses are hereby expressly reserved. SOFAs Item 6 – Setoffs

The Debtors routinely incur setoffs during the ordinary course of business. Setoffs in the ordinary course can result from various items including counterparty settlements, pricing discrepancies, returns, warranties and other transaction true-ups. These normal setoffs are


15

01:23035357.5

consistent with the ordinary course of business in the Debtors’ industry and can be particularly voluminous, making it unduly burdensome and costly for the Debtors to list all normal setoffs. Therefore, ordinary course setoffs are excluded from the Debtors’ responses to SOFA Item 6 except where otherwise noted. SOFAs Item 7 – Litigation

In addition to the litigation listed in SOFAs Item 7, the Debtors from time to time may also participate in administrative actions and appeals with state agencies in the ordinary course of business. These actions have not been identified in this schedule unless formal proceedings were instituted. The actual amount of litigation matters is contingent on the outcome of the cases.

SOFAs Item 10 – Losses from Fire, Theft, or Other Casualty

The Debtors occasionally incur losses for a variety of reasons, including theft and property damage. The Debtors, however, may not have records of all such losses to the extent such losses do not have a material impact on the Debtors’ business or are not reported for insurance purposes.

SOFAs Item 11 – Payments Related to Bankruptcy

Payments and transfers made on behalf of all Debtors in connection with debt consolidation, restructuring, seeking bankruptcy relief or filing the Chapter 11 Cases, were made by Woodbridge Group of Companies, LLC, and therefore, are reflected in the Woodbridge Group of Companies, LLC’s SOFAs.

SOFAs Item 14 – Previous Address

On or about February 5, 2018, the Debtors’ corporate headquarters changed from 14225 Ventura Blvd. #100, Sherman Oaks, CA 91423 to 14140 Ventura Blvd. #302, Sherman Oaks, CA 91423.

SOFAs Item 22, 23 and 24 - Environmental Information

The information set forth in SOFAs Items 22, 23, and 24 reflect the environmental information reasonably available to the Debtors at the time the Debtors prepared the Schedules and SOFAs.

SOFAs Item 26(b) – Books, Records and Financial Statements

In the ordinary course of business the Debtors may provide certain parties, such as financial institutions, debtholders, auditors, potential investors, vendors and financial advisors financial statements that may not be part of a public filing. The Debtors do not maintain complete lists to track such disclosures. As such, the Debtors have not provided lists of these parties in response to this question.

* * * * *


Official Form 206SumSummary of Assets and Liabilities for Non-Individuals 12/15

Part 1: Summary of Assets

Check if this is an amended filing

1. Schedule A/B: Assets–Real and Personal Property (Official Form 206A/B)

1a. Real property

Copy line 88 from Schedule A/B ..................................................................................................................................

1b. Total personal property:

Copy line 91A from Schedule A/B ...............................................................................................................................

1c. Total of all property:

Copy line 92 from Schedule A/B ..................................................................................................................................

Part 2: Summary of Liabilities

2. Schedule D: Creditors Who Hold Claims Secured by Property (Official Form 206D)

Copy the total dollar amount listed in Column A, Amount of claim, at the bottom of page 1 of Schedule D .........................

3. Schedule E/F: Creditors Who Have Unsecured Claims (Official Form 206E/F)

3a. Total claim amounts of priority unsecured claims: Copy the total claims from Part 1 from line 5a of Schedule E/F.......................................................................................

3b. Total amount of claims of non-priority amount of unsecured claims: Copy the total of the amount of claims from Part 2 from line 5b of Schedule E/F............................................................

4. Total liabilities ................................................................................................................................................................. Lines 2 + 3a + 3b

$ 0.00

$ 64,113,023.95

$ 64,113,023.95

$ 0.00

$ 0.00

$ 66,739,702.11

$ 66,739,702.11

Debtor name Woodbridge Mortgage Investment Fund 2, LLC

United States Bankruptcy Court for the: District of Delaware

Case number (if known): 17-12772 (KJC)

Fill in this information to identify the case:

Summary of Assets and Liabilities for Non-Individuals page 1


Schedule A/B: Assets — Real and Personal Property 12/15

Disclose all property, real and personal, which the debtor owns or in which the debtor has any other legal, equitable, or future interest. Includeall property in which the debtor holds rights and powers exercisable for the debtor's own benefit. Also include assets and properties which haveno book value, such as fully depreciated assets or assets that were not capitalized. In Schedule A/B, list any executory contracts or unexpiredleases. Also list them on Schedule G: Executory Contracts and Unexpired Leases (Official Form 206G).

Be as complete and accurate as possible. If more space is needed, attach a separate sheet to this form. At the top of any pages added, writethe debtor’s name and case number (if known). Also identify the form and line number to which the additional information applies. If anadditional sheet is attached, include the amounts from the attachment in the total for the pertinent part.

For Part 1 through Part 11, list each asset under the appropriate category or attach separate supporting schedules, such as a fixed assetschedule or depreciation schedule, that gives the details for each asset in a particular category. List each asset only once. In valuing thedebtor’s interest, do not deduct the value of secured claims. See the instructions to understand the terms used in this form.


Part 1: Cash and cash equivalents

Official Form 206A/B



Case number (If known): 17-12772 (KJC)


1. Does the debtor have any cash or cash equivalents?

No. Go to Part 2.

Yes. Fill in the information below.

All cash or cash equivalents owned or controlled by the debtor Current value of debtor's interest

2. Cash on hand $

3. Checking, savings, money market, or financial brokerage accounts (Identify all)

Name of institution (bank or brokerage firm) Type of account Last 4 digits of account number

3.1. Comerica Bank Checking 3483 $ 0.003.2. $

4. Other cash equivalents (Identify all)

4.1. $

4.2. $

5. Total of Part 1$ 0.00

Add lines 2 through 4 (including amounts on any additional sheets). Copy the total to line 80.

6. Does the debtor have any deposits or prepayments?

No. Go to Part 3.


Current value of debtor's interest

7. Deposits, including security deposits and utility deposits

Description, including name or holder of deposit

7.1. $

7.2. $

Part 2: Deposits and prepayments

Schedule A/B: Assets — Real and Personal Property page 1


8. Prepayments, including prepayments on executory contracts, leases, insurance, taxes, and rent

Description, including name of holder of prepayment

8.1. $

8.2. $

9. Total of Part 2.$

Add lines 7 through 8. Copy the total to line 81.

Part 3: Accounts receivable

10. Does the debtor have any accounts receivable?

No. Go to Part 4.

Yes. Fill in the information below. Current value of debtor's interest

11. Accounts receivable

11a. 90 days old or less: $ – $ 0.00 = ........ $face amount doubtful or uncollectible account

11b. Over 90 days old: $ – $ 0.00 = ........ $face amount doubtful or uncollectible account

12. Total of Part 3 $ Current value on lines 11a + 11b = line 12. Copy the total to line 82.

Part 4: Investments

13. Does the debtor own any investments?

No. Go to Part 5.

Yes. Fill in the information below. Valuation method used for current value


14. Mutual funds or publicly traded stocks not included in Part 1

Name of fund or stock

14.1. $

14.2. $

15. Non-publicly traded stock and interests in incorporated and unincorporated businesses, including any interest in an LLC, partnership, or joint venture

Name of entity: % of ownership:

15.1. % $15.2. % $

16. Government bonds, corporate bonds, and other negotiable and non-negotiable instruments not included in Part 1

Describe:

16.1. $

16.2. $

17. Total of Part 4 $ Add lines 14 through 16. Copy the total to line 83.


Debtor Woodbridge Mortgage Investment Fund 2, LLC Case number (if known) 17-12772 (KJC)Name


Part 5: Inventory, excluding agriculture assets

18. Does the debtor own any inventory (excluding agriculture assets)?

No. Go to Part 6.


General description Date of the last physical inventory

Net book value of debtor's interest(Where available)

Valuation method used for current value


19. Raw materials

$ $MM / DD / YYYY

20. Work in progress

$ $MM / DD / YYYY

21. Finished goods, including goods held for resale

$ $MM / DD / YYYY

22. Other inventory or supplies

$ $MM / DD / YYYY

23. Total of Part 5 $ Add lines 19 through 22. Copy the total to line 84.

24. Is any of the property listed in Part 5 perishable?

No

Yes

Part 6: Farming and fishing-related assets (other than titled motor vehicles and land)

25. Has any of the property listed in Part 5 been purchased within 20 days before the bankruptcy was filed?

No

Yes. Book value $ Valuation method Current value $

26. Has any of the property listed in Part 5 been appraised by a professional within the last year?

No

Yes

27. Does the debtor own or lease any farming and fishing-related assets (other than titled motor vehicles and land)?

No. Go to Part 7.

Yes. Fill in the information below. General description Net book value of

debtor's interest

(Where available)



28. Crops—either planted or harvested

$ $

29. Farm animals Examples: Livestock, poultry, farm-raised fish

$ $

30. Farm machinery and equipment (Other than titled motor vehicles)

$ $

31. Farm and fishing supplies, chemicals, and feed

$ $

32. Other farming and fishing-related property not already listed in Part 6

$ $




Part 7: Office furniture, fixtures, and equipment; and collectibles

33. Total of Part 6. $ Add lines 28 through 32. Copy the total to line 85.

34. Is the debtor a member of an agricultural cooperative?

No

Yes. Is any of the debtor's property stored at the cooperative?

No

Yes

35. Has any of the property listed in Part 6 been purchased within 20 days before the bankruptcy was filed?

No

Yes. Book value $ Valuation method Current value $

36. Is a depreciation schedule available for any of the property listed in Part 6?

No

Yes


No

Yes

38. Does the debtor own or lease any office furniture, fixtures, equipment, or collectibles?

No. Go to Part 8.


General description Net book value of debtor's interest

(Where available)



39. Office furniture

$ $

40. Office fixtures

$ $

41. Office equipment, including all computer equipment and communication systems equipment and software

$ $

42. Collectibles Examples: Antiques and figurines; paintings, prints, or other artwork; books, pictures, or other art objects; china and crystal; stamp, coin, or baseball card collections; other collections, memorabilia, or collectibles

42.1 $ $

42.2 $ $

42.3 $ $

43. Total or Part 7. $ Add lines 39 through 42. Copy the total to line 86.


No

Yes


No

Yes




Part 8: Machinery, equipment, and vehicles

46. Does the debtor own or lease any machinery, equipment, or vehicles?

No. Go to Part 9.


General description Include year, make, model, and identification numbers (i.e., VIN,HIN, or N-number)

Net book value of debtor's interest

(Where available)



47. Automobiles, vans, trucks, motorcycles, trailers, and titled farm vehicles

47.1 $ $

47.2 $ $

47.3 $ $

47.4 $ $

48. Watercraft, trailers, motors, and related accessories Examples: Boats, trailers, motors, floating homes, personal watercraft, and fishing vessels

48.1 $ $

48.2 $ $

49. Aircraft and accessories

49.1 $ $

49.2 $ $

50. Other machinery, fixtures, and equipment (excluding farm machinery and equipment)

$ $



No

Yes


No

Yes




Part 9: Real property

54. Does the debtor own or lease any real property?

No. Go to Part 10.

Yes. Fill in the information below. 55. Any building, other improved real estate, or land which the debtor owns or in which the debtor has an interest

Description and location of propertyInclude street address or other description such asAssessor Parcel Number (APN), and type of property(for example, acreage, factory, warehouse, apartmentor office building), if available.

Nature and extent of debtor's interest in property

Net book value of debtor's interest

(Where available)



55.1 $ $

55.2 $ $

55.3 $ $

55.4 $ $

55.5 $ $

55.6 $ $

56. Total of Part 9. $ Add the current value on lines 55.1 through 55.6 and entries from any additional sheets. Copy the total to line 88.


No

Yes 58. Has any of the property listed in Part 9 been appraised by a professional within the last year?

No

Yes

Part 10: Intangibles and intellectual property

59. Does the debtor have any interests in intangibles or intellectual property?

No. Go to Part 11.

Yes. Fill in the information below. General description Net book value of

debtor's interest

(Where available)



60. Patents, copyrights, trademarks, and trade secrets$ $

61. Internet domain names and websites

$ $

62. Licenses, franchises, and royalties

$ $

63. Customer lists, mailing lists, or other compilations$ $

64. Other intangibles, or intellectual property$ $

65. Goodwill$ $





Part 11: All other assets

70. Does the debtor own any other assets that have not yet been reported on this form?

Include all interests in executory contracts and unexpired leases not previously reported on this form.

No. Go to Part 12.

Yes. Fill in the information below. Current value of debtor's interest

71. Notes receivable

Description (include name of obligor)

See Exhibit - Attachment Part 11.71 $ – $ 0.00 = $ 64,113,023.95Total face amount doubtful or uncollectible amount

67. Do your lists or records include personally identifiable information of customers (as defined in 11 U.S.C. §§ 101(41A) and 107)?

No

Yes

68. Is there an amortization or other similar schedule available for any of the property listed in Part 10?

No

Yes 69. Has any of the property listed in Part 10 been appraised by a professional within the last year?

No

Yes

72. Tax refunds and unused net operating losses (NOLs)

Description (for example, federal, state, local)

Tax year $

Tax year $

Tax year $

73. Interests in insurance policies or annuities

$

74. Causes of action against third parties (whether or not a lawsuit has been filed)

$

Nature of claim

Amount requested $

75. Other contingent and unliquidated claims or causes of action of every nature, including counterclaims of the debtor and rights to set off claims

Unspecified Claims Against Related Parties $ Unknown

Nature of claim

Amount requested $

76. Trusts, equitable or future interests in property

$

77. Other property of any kind not already listed Examples: Season tickets, country club membership

Intercompany Receivable - Woodbridge Group of Companies, LLC $ Unknown

$

78. Total of Part 11.$ 64,113,023.95

Add lines 71 through 77. Copy the total to line 90.


No

Yes




Part 12: Summary

In Part 12 copy all of the totals from the earlier parts of the form.

Type of property Current value of personal property

Current value of real property

80. Cash, cash equivalents, and financial assets. Copy line 5, Part 1. $ 0.00

81. Deposits and prepayments. Copy line 9, Part 2. $ 0.00

82. Accounts receivable. Copy line 12, Part 3. $ 0.00

83. Investments. Copy line 17, Part 4. $ 0.00

84. Inventory. Copy line 23, Part 5. $ 0.00

85. Farming and fishing-related assets. Copy line 33, Part 6. $ 0.00

86. Office furniture, fixtures, and equipment; and collectibles.$ 0.00

Copy line 43, Part 7.

87. Machinery, equipment, and vehicles. Copy line 51, Part 8. $ 0.00

88. Real property. Copy line 56, Part 9. . ..................................................................................... $ 0.00

89. Intangibles and intellectual property. Copy line 66, Part 10. $ 0.00

90. All other assets. Copy line 78, Part 11. + $ 64,113,023.95

91. Total. Add lines 80 through 90 for each column.................................91a. $ 64,113,023.95 + 91b. $ 0.00

92. Total of all property on Schedule A/B. Lines 91a + 91b = 92.............................................................................................................. $ 64,113,023.95




Debtor: Woodbridge Mortgage Investment Fund 2, LLC Case Number: 17-12772 (KJC)

Notes Receivable

Description of propertyValuation method used for

current valueCurrent value of debtor's

interest

77.1 14068 Davana Holding Company, LLC Net Book Value $300,000.00

77.2 14068 Davana Terrace, LLC Net Book Value $875,000.00

77.3 14068 Davana Terrace, LLC Net Book Value $300,000.00

77.4 15672 Castlewoods Drive, LLC Net Book Value $910,000.00


77.6 15672 Castlewoods Owners, LLC Net Book Value $440,000.00


77.8 Archivolt Investments, LLC Net Book Value $630,000.00

77.9 Arrowpoint Investments, LLC Net Book Value $425,000.00

77.10 Bearingside Investments, LLC Net Book Value $707,000.00

77.11 Bearingside Investments, LLC Net Book Value $220,000.00

77.12 Brise Soleil Investments, LLC Net Book Value $77,000.00

77.13 Caisson Investments, LLC Net Book Value $1,067,500.00

77.14 Caisson Investments, LLC Net Book Value $320,000.00

77.15 Cannington Investments, LLC Net Book Value $3,395,000.00

77.16 Cantilever Investments, LLC Net Book Value $840,000.00

77.17 Cantilever Investments, LLC Net Book Value $220,000.00

77.18 Centershot Investments, LLC Net Book Value $980,000.00

77.19 Chestnut Investments, LLC Net Book Value $3,710,000.00

77.20 Crestmark Investments, LLC Net Book Value $987,000.00

77.21 Crestmark Investments, LLC Net Book Value $330,000.00

77.22 Crosskeys Investments, LLC Net Book Value $737,800.00

Attachment Part 11.71 Page 1 of 3



Notes Receivable



interest

77.23 Crosskeys Investments, LLC Net Book Value $275,000.00

77.24 Donnington Investments, LLC Net Book Value $4,025,000.00

77.25 Doubleleaf Investments, LLC Net Book Value $822,500.00

77.26 Drawspan Investments, LLC Net Book Value $724,500.00

77.27 Drawspan Investments, LLC Net Book Value $692,867.13

77.28 Fieldpoint Investments, LLC Net Book Value $560,000.00

77.29 Gateshead Investments, LLC Net Book Value $1,400,000.00

77.30 Harringworth Investments, LLC Net Book Value $735,000.00

77.31 Hollyline Holdings, LLC Net Book Value $2,000,000.00

77.32 Hollyline Owners, LLC Net Book Value $1,050,000.00

77.33 Lincolnshire Investments, LLC Net Book Value $2,100,000.00

77.34 Lincolnshire Investments, LLC Net Book Value $1,734,714.90

77.35 Longbourn Investments, LLC Net Book Value $2,100,000.00

77.36 Longbourn Investments, LLC Net Book Value $2,482,738.68

77.37 M10 Gateshead Holding Company, LLC Net Book Value $600,000.00

77.38 M12 Bearingside Holding Company, LLC Net Book Value $440,000.00

77.39 M15 Doubleleaf Holding Company, LLC Net Book Value $550,000.00

77.40 M17 Lincolnshire Holding Company, LLC Net Book Value $1,100,000.00

77.41 M2 Caisson Holding Company, LLC Net Book Value $600,000.00

77.42 M21 Crestmark Holding Company, LLC Net Book Value $660,000.00

77.43 M23 Sightline Holding Company, LLC Net Book Value $1,900,000.00

77.44 M26 Archivolt Holding Company, LLC Net Book Value $330,000.00

77.45 M3 Cantilever Holding Company, LLC Net Book Value $660,000.00

77.46 M31 Cannington Holding Company, LLC Net Book Value $1,300,000.00

77.47 M33 Harringworth Holding Company, LLC Net Book Value $440,000.00




Notes Receivable



interest

77.48 M35 Saddlemount Holding Company, LLC Net Book Value $440,000.00

77.49 M37 Topchord Holding Company, LLC Net Book Value $600,000.00

77.50 M38 Pemberley Holding Company, LLC Net Book Value $550,000.00

77.51 M4 Sidespar Holding Company, LLC Net Book Value $500,000.00

77.52 M40 Longbourn Holding Company, LLC Net Book Value $550,000.00

77.53 M8 Crosskeys Holding Company, LLC Net Book Value $440,000.00

77.54 M9 Donnington Holding Company, LLC Net Book Value $1,600,000.00

77.55 Pemberley Investments, LLC Net Book Value $1,162,000.00

77.56 Pemberley Investments, LLC Net Book Value $1,228,747.05

77.57 R. Grant Properties, LLC Net Book Value $375,000.00

77.58 Riley Creek Investments, LLC Net Book Value $3,663,056.19

77.59 Saddlemount Investments, LLC Net Book Value $330,000.00

77.60 Saddlemount Investments, LLC Net Book Value $770,000.00

77.61 Sidespar Investments, LLC Net Book Value $620,000.00

77.62 Sidespar Investments, LLC Net Book Value $250,000.00

77.63 Sightline Investments, LLC Net Book Value $787,500.00

77.64 Sightline Investments, LLC Net Book Value $275,000.00

77.65 Silverthorne Investments, LLC Net Book Value $805,000.00

77.66 Springline Investments, LLC Net Book Value $770,000.00

77.67 Topchord Investments, LLC Net Book Value $233,100.00

77.68 Topchord Investments, LLC Net Book Value $840,000.00

$64,113,023.95



Schedule D: Creditors Who Have Claims Secured by Property 12/15

Be as complete and accurate as possible.


Part 1: List Creditors Who Have Secured Claims

Official Form 206D

1. Do any creditors have claims secured by debtor's property? No. Check this box and submit page 1 of this form to the court with debtor's other schedules. Debtor has nothing else to report on this form. Yes. Fill in all of the information below.

Debtor name Woodbridge Mortgage Investment Fund 2, LLCUnited States Bankruptcy Court for the: District of Delaware



2. List in alphabetical order all creditors who have secured claims. If a creditor has more than one secured claim, list the creditor separately for each claim.

Column AAmount of claim Do not deduct the value of collateral.

Column BValue of collateral that supports this claim

2.1 Creditor's name

Creditor's mailing address

Creditor's email address, if known

Date debt was incurred

Last 4 digits of account number

Do multiple creditors have an interest in the same property? No Yes. Specify each creditor, including this creditor, and its relative priority.

Describe debtor's property that is subject to a lien

Describe the lien

Is the creditor an insider or related party? No Yes.

Is anyone else liable on this claim? No Yes. Fill out Schedule H: Codebtors (Official Form 206H).

As of the petition filing date, the claim is:Check all that apply. Contingent Unliquidated Disputed

$ $

2.2 Creditor's name

Creditor's mailing address

Creditor's email address, if known

Date debt was incurred


Do multiple creditors have an interest in the same property? No Yes. Have you already specified the relative priority?

Describe debtor's property that is subject to a lien

Describe the lien

Is the creditor an insider or related party? No Yes.

Is anyone else liable on this claim? No Yes. Fill out Schedule H: Codebtors (Official Form 206H).

As of the petition filing date, the claim is:Check all that apply. Contingent Unliquidated Disputed

$ $

No. Specify each creditor, including this creditor, and its relative priority.

$3. Total of the dollar amounts from Part 1, Column A, including the amounts from the Additional Page, if any.

page 1 of 1Schedule D: Creditors Who Have Claims Secured by Property

Yes. The relative priority of creditors is

specified on lines


Part 2: List Others to Be Notified for a Debt Already Listed in Part 1

List in alphabetical order any others who must be notified for a debt already listed in Part 1. Examples of entities that may be listed are collectionagencies, assignees of claims listed above, and attorneys for secured creditors.

If no others need to be notified for the debts listed in Part 1, do not fill out or submit this page. If additional pages are needed, copy this page.

Name and address On which line in Part 1 did you enter the related creditor?

Last 4 digits of account number for this entity

None

Line 2.

page 2 of 2Schedule D: Creditors Who Have Claims Secured by Property

Debtor Woodbridge Mortgage Investment Fund 2, LLC Case number (if known)17-12772 (KJC)Name


Schedule E/F: Creditors Who Have Unsecured Claims 12/15

Be as complete and accurate as possible. Use Part 1 for creditors with PRIORITY unsecured claims and Part 2 for creditors with NONPRIORITYunsecured claims. List the other party to any executory contracts or unexpired leases that could result in a claim. Also list executory contractson Schedule A/B: Assets - Real and Personal Property (Official Form 206A/B) and on Schedule G: Executory Contracts and Unexpired Leases(Official Form 206G). Number the entries in Parts 1 and 2 in the boxes on the left. If more space is needed for Part 1 or Part 2, fill out and attachthe Additional Page of that Part included in this form.


Part 1: List All Creditors with PRIORITY Unsecured Claims

Official Form 206E/F

Debtor Woodbridge Mortgage Investment Fund 2, LLC


Case number 17-12772 (KJC) (if known)


1. Do any creditors have priority unsecured claims? (See 11 U.S.C § 507).

No. Go to Part 2.

Yes. Go to line 2.

2. List in alphabetical order all creditors who have unsecured claims that are entitled to priority in whole or in part. If the debtor has more than 3 creditors with priority unsecured claims, fill out and attach the Additional Page of Part 1.

Total claim Priority amount

2.1 Priority creditor's name and mailing address

Date or dates debt was incurred

Last 4 digits of accountnumber

Specify Code subsection of PRIORITY unsecuredclaim: 11 U.S.C. § 507(a) ( )

As of the petition filing date, the claim is:Check all that apply.

Contingent Unliquidated

Disputed

Basis for the claim:

Is the claim subject to offset? No

Yes

$ $







Disputed



Yes

$ $







Disputed



Yes

$ $

Schedule E/F: Creditors Who Have Unsecured Claims page 1 of 131


Part 2: List All Creditors with NONPRIORITY Unsecured Claims

3. List in alphabetical order all of the creditors with nonpriority unsecured claims. If the debtor has more than 6 creditors with nonpriority unsecured claims, fill out and attach the Additional Page of Part 2.

Amount of claim

3.1 Nonpriority creditor's name and mailing address

1995 CRAIG & CHERYL BECKHEYER RTAR 2006721 JACARANDA CIRHILLSBOROUGH, CA 94010




Contingent Unliquidated Disputed

Basis for the claim:Unitholder

Is the claim subject to offset? No Yes

$ 50,000.00


91 LLCC/O THE DONNARUMMA LAW FIRM, LLC ATTN FRANCIS DONNARUMMA428 MAIN STREET SOUTHWOODBURY, CT 06798





Basis for the claim:Foreclosure Litigation


$ Undetermined


AARON R ANDREW2285 E NEW BALDWIN CIRHOLLADAY, UT 84117





Basis for the claim:Noteholder


$ 25,000.00


ADELA RENTERIA124 MARYNARD STGLENDALE, CA 91205







$ 25,000.00


ADV. IRA TRUST-FBO RALPH STORY IRAPO BOX 07520FORT MYERS, FL 33919







$ 100,000.00


ALAN HERRICK1640 N 42ND CIR APT 104VERO BEACH, FL 32967







$ 50,000.00


Debtor Woodbridge Mortgage Investment Fund 2, LLC Case number (if known) 17-12772 (KJC)Name Case 17-12560-KJC Doc 1275 Filed 04/15/18 of 165

Part 2: Additional Page

Copy this page only if more space is needed. Continue numbering the lines sequentially from theprevious page. If no additional NONPRIORITY creditors exist, do not fill out or submit this page. Amount of claim


ALAN SIDWELLPO BOX 955WINTER PARK, CO 80482







$ 100,000.00


ALFRED E & GERALDINE F RUSHING TA3122 SHADOW WOOD DROCEAN SPRINGS, MS 39564







$ 100,000.00


ALICE M MORGAN1929 OSMAN AVEORLANDO, FL 32806







$ 50,000.00


AMERICAN HEALTHCARE SOLUTIONS INC1151 EAGLE DR # 224LOVELAND, CO 80537







$ 50,000.00


ANGELA & EUGENE CRAIGHEAD8628 LEWIS RIVER RDDELRAY BEACH, FL 33446







$ 100,000.00


ANGELINA ROJO2547 E 124TH PLTHORNTON, CO 80241







$ 9,300.00






ANJE SHEIN RT9522 LAWLER AVESKOKIE, IL 60077







$ 300,000.00


ANNETTE M HARTMAN1206 BUENA VISTA DRSUN PRAIRIE, WI 53590







$ 50,000.00


ANSEL EARL & BARBARA MARTIN211 KNIGHT RDUNION GROVE, AL 35175







$ 50,000.00


ANSON A GREEN25 E WALNUT STPO BOX 54CEDARVILLE, IL 61013







$ 25,000.00


ANTHONY & ANITA DIFIGLIO8857 N KILDARESKOKIE, IL 60076







$ 100,000.00


ANTHONY & DOLORES A ELVAS430 22ND AVE SWVERO BEACH, FL 32962







$ 75,000.00






ARCHIE R & DANI N BECKETT22118 GLEN ARDEN LNKATY, TX 77450







$ 80,000.00









$ 100,000.00









$ 150,000.00









$ 180,000.00









$ 200,000.00









$ 300,000.00






ARIZONA CORPORATION COMMISSION1300 WEST WASHINGTON, 3RD FLOORPHOENIX, AZ 85007





Basis for the claim:Temporary Cease and Desist Order


$ Undetermined


ARTHUR & IRMA R STERNBERG12511 IMPERIAL ISLE DR UNIT 406BOYNTON BEACH, FL 33437







$ 25,000.00


BARBARA E & VINCENT J PUCCI33 PINE ARBOR LN APT 103VERO BEACH, FL 32962







$ 25,000.00


BARBARA HOWARD3722 CHEVY CHASENACOGDOCHES, TX 75965







$ 100,000.00


BARBARA L SJAASTAD10001 S OSWEGO STPARKER, CO 80134







$ 100,000.00


BELINDA & DONALD J POKORNY1720 NW 88TH WAYPLANTATION, FL 33322







$ 100,000.00






BEN & ELVIRA BALMENTI IT12604 SILVER PINE DRRIVERVIEW, FL 33569







$ 200,000.00


BERNICE L HEJTMANEK2925 SW MAUPIN LN APT 108TOPEKA, KS 66614







$ 100,000.00


BETTY J COLSON IRREV TR5816 DEER FLAG DRLAKELAND, FL 33881







$ 60,000.00


BILLY & CAROLYN SNIDER465 HWY 114 S BOX 5SCOTTS HILL, TN 38374







$ 60,000.00


BLACK FRT DTD 05/05/04 BARRY BLACK TTEE7650 TARPON COVE CIRLAKE WORTH, FL 33467







$ 30,000.00


BLAIR B COOPER9809 S ROCK DOVE LNHIGHLANDS RANCH, CO 80129







$ 70,000.00






BOBBIE MOORE1750 WHITTIER AVE SPC 3COSTA MESA, CA 92627







$ 50,000.00


BOBBIE T GILMORE2281 SIMPSON CREEK DRLORIS, SC 29569







$ 45,000.00


BOBBY & CHRISTINE HINES TBT ENTIRETIES210 STRATFORD DRCOLONIAL HEIGHTS, VA 23834







$ 100,000.00


BORIS FRIEDBERG206 ALLANDALE RD.UNIT 1DCHESTNUT HILL, MA 02467







$ 100,000.00


BORIS FRIEDBERG206 ALLANDALE RD.UNIT 1DCHESTNUT HILL, MA 02467







$ 100,000.00


BRENDA GUILLORYPO BOX 55DAWSON, TX 76639







$ 100,000.00






BRIAN & ANITA MARTIN FT20231 RIVERSIDE DREAGLE RIVER, AK 99577







$ 150,000.00


BRUCE A & MAUREEN MILLER3615 JORAM DRMELBOURNE, FL 32940







$ 115,000.00


BRUCE W ELEY RT DTD 04/14/161729 CARMAN VALLEY DRBALLWIN, MO 63021







$ 120,000.00


BRYAN MITCHELL3635 WEAVER RDWILSON, NC 27893







$ 100,000.00


C JOAN & MARK B ANDERSON2266 S HOYT CTLAKEWOOD, CO 80227







$ 175,000.00


CALIFORNIA DEPARTMENT OF BUSINESS OVERSIGHTSECURITIES REGULATION DIVISION1515 K STREET, SUITE 200SACRAMENTO, CA 95814





Basis for the claim:Securities Regulations Inquiries


$ Undetermined






CAMC LLC10 BERYL CTKENDELL PARK, NJ 08824







$ 50,000.00


CAMPBELL & IRIS LAKERPO BOX 1653INVERNESS, FL 34451







$ 100,000.00


CAROL & JOHN LOCICERO1743 WOODFERN DRBOYNTON BEACH, FL 33436







$ 20,000.00


CATHERINE N HAMILTON RT400 BRIDGESTONE DRELDERSBURG, MD 21784







$ 24,000.00


CHARLES FITZGERALD1454 N 12TH CT UNIT 7AHOLLYWOOD, FL 33019







$ 25,000.00


CHARLES J & JAN A BAILEY11053 PINE VALLEY DRFRANKTOWN, CO 80116







$ 100,000.00






CHARLES J PALMER980 ULYSSES STGOLDEN, CO 80401-3759







$ 25,000.00


CHARLES J PALMER980 ULYSSES STGOLDEN, CO 80401-3759







$ 21,000.00


CHARLIE SIMMONS3020 JESSICA LNMIDLOTHIAN, TX 76065







$ 50,000.00


CHRISTENSEN LIVESTOCK CO LLP1630 N FORK CTFORT COLLINS, CO 80524







$ 100,000.00


CHRISTOPHER J POFFEL3096 W PRENTICE AVE UNIT JLITTLETON, CO 80123







$ 50,000.00


CLAIRE DONIS8101 ALLSPICE DRBOYNTON BEACH, FL 33472







$ 25,000.00






CLAUDIA ZOLLINGER276 U STSALT LAKE CITY, UT 84103







$ 35,000.00


CLAYTON CAPITAL INVESTMENTS CORP4335 VAN NUYS BLVD # 204SHERMAN OAKS, CA 91403







$ 120,750.00









$ 159,250.00









$ 267,500.00









$ 278,500.00


CLIFFORD & DIANA WIEGER108 W CHEYENNE RDCOLORADO SPRINGS, CO 80906







$ 125,000.00






COLORADO DIVISION OF SECURITIESGERALD ROME, COMMISSIONER1560 BROADWAY, SUITE 900, DENVER, CO 90202





Basis for the claim:Alleged Securities Regulation Violations


$ Undetermined


CONNECTICUT DEPARTMENT OF BANKINGSECURITIES AND BUSINESS INVESTMENTS DIV







$ Undetermined


CRAIG & JANE ZEZECK2002 CYPRESS AVEFORT PIERCE, FL 34949







$ 150,000.00


CRAIG & LAURA LEE BAXTER19926 DOEWOOD DRMONUMENT, CO 80132







$ 180,000.00


CURTIS FT DTD 07/01/03902 REGENT STALAMEDA, CA 94501







$ 150,000.00


CURTIS R & DEBORAH E COOK2433 CORTELAND DRPITTSBURGH, PA 15241







$ 200,000.00






CYNTHIA A CHOQUETTE4 FAIRWAY DRWALLINGFORD, CT 06492







$ 40,000.00


DAHLIA SHEMTOB6 CRYSTAL POOLIRVINE, CA 92608







$ 85,000.00


DALE BLANCO12004 BUTTERNUT LNKNOXVILLE, TN 37934







$ 150,000.00


DALLAS CANFIELD1921 SUMMER PLANDERSON, IN 46012







$ 50,000.00


DAN & BETTY HELGESON TR DTD 09/26/06710 GRAND AVE STE 1BILLINGS, MT 59101







$ 72,000.00


DANIEL DELEON JR1115 ADA STSAN ANTONIO, TX 78223







$ 50,000.00






DANIEL F & JOANN T BORYS14737 WELD COUNTY RD 3LONGMONT, CO 80504







$ 100,000.00


DARLENE KRAMER6457 DAY STTUJUNGA, CA 91042







$ 100,000.00


DAVID & MARILYN BETTINGER688 JOSEPH CIRGOLDEN, CO 80403







$ 150,000.00


DAVID A & BARBARA R WASIL2004 BISHOPS BRIDGE RDKNOXVILLE, TN 37922







$ 25,000.00


DAVID E & SUSAN L MORRIS2810 MEADOW STREAMFORT WAYNE, IN 46825







$ 25,000.00


DAVID L & GYL E HANNA17329 LOCHNER RDSPENCERVILLE, IN 46788







$ 250,000.00






DAWN VICTOR17756 MAPLEWOOD DRBOCA RATON, FL 33487







$ 40,000.00


DEAN & ARLETTE RANDASH JTROS1941 VIRGINIA DALEHELENA, MT 59601







$ 150,000.00


DEBORAH J PYLES2980 HYDRA DRLOVELAND, CO 80537







$ 100,000.00


DEBRA S DUDDLESTON7812 CAENEN STLENEXA, KS 66216







$ 50,000.00


DENNIS & PHYLLIS HANNA3606 SHADOW CREEK DRFORT WAYNE, IN 46818







$ 25,000.00


DENNIS A KOS2652 S MAGNOLIA STDENVER, CO 80224







$ 82,458.98






DENNIS C & KATHRYN M PATTEN21048 LOS CABOS CTLAND O LAKES, FL 34637







$ 67,500.00


DENNIS D HELVEY7659 W 800 SSOUTH WHITLEY, IN 46787







$ 25,000.00


DENNIS E MRAZ RT325 ARMSTRONG DRBUFFALO GROVE, IL 60089







$ 50,000.00


DENNIS L & DEBORAH K FAUGHN11510 N CASSEL RDVANDALIA, OH 45377







$ 50,000.00


DIANE BELLISTON2502 E AUTUMN WAYMERIDIAN, ID 83642







$ 30,000.00


DIANE D HENRY2757 E GEDDES AVECENTENNIAL, CO 80122







$ 250,000.00






DIANE E RUSHTON300 LAUREL STKILGORE, TX 75662







$ 100,000.00









$ 100,000.00









$ 150,000.00


DIANE QUIRING VAUGHN620 SMITH STREETFORT COLLINS, CO 80524







$ 70,000.00


DIXIE L & THOMAS P WARD3081 KRAMER CTTHE VILLAGES, FL 32163-







$ 50,000.00


DONALD & SHIRLEY WOLFELD4859 N CLASSICAL BLVDDELRAY BEACH, FL 33445







$ 25,000.00






DONALD E & DONNA M WEISE9414 BANYON TREE CTST LOUIS, MO 63126







$ 50,000.00


DONALD GRIFFIN1519 KNOLLWOOD DRBATON ROUGE, LA 70808







$ 75,000.00


DONALD I GEIER229 CAROLYN DRHARAHAN, LA 70123







$ 50,000.00


DONALD J & MARTY G UNGER26740 QUARTZ VALLEY RDEVERGREEN, CO 80439







$ 50,000.00


DONALD OR ROCHELLE MCINTYRE FT 07/18/01PO BOX 412CRANE, MO 65633







$ 200,000.00


DONALD P STIERS3220 MAY CIR SERIO RANCHO, NM 87124







$ 250,000.00






DONLIE SMITH2724 S HEATHER GARDEN WAYAURORA, CO 80014







$ 25,000.00


DONNA L ANDERSON9246 N CLEARLAKEMILTON, WI 53563







$ 25,000.00


DOROTHY L & GEORGE M BUCHANAN RLT6301 WILANDER STLEESBURG, FL 34748-8080







$ 25,000.00


DOROTHY SOTERIOU & STANLEY GABERLAVAGE1036 LA SOLANA DRFALLBROOK, CA 92028







$ 100,000.00


DOUGLAS A & LOIS A MISNER1533 RAGGED EDGE RDCHAMBERSBURG, PA 17201







$ 40,000.00


DOUGLAS F & PEGGY J WRIGHT7504 JUNIPER STARVADA, CO 80007







$ 100,000.00






DOUGLAS HRONEK4315 E LAKE CREEK FARMS RDHEBER CITY, UT 87032







$ 100,000.00


DOUGLAS K STONEHOCKER203 PROSPECTOR DRTWIN LAKES, CO 81251







$ 50,000.00


DUANE BECKMANN LT DTD 12/12/071359 BUCKWOOD LNMONUMENT, CO 80132







$ 400,000.00


DUANE D MILLER1646 FORSYTHE TRLCOLLIERVILLE, TN 38017







$ 100,000.00


DUANE D ODEGARD TR DTD 03/21/026090-A HWY 14-16ARVADA, WY 82831







$ 150,000.00


DUWAYNE J & BARBARA A KUEHN13977 LEXINGTON PLWESTMINSTER, CO 80023







$ 100,000.00






DWIGHT BARKLEY809 ALLEN AVEST LOUIS, MO 63104







$ 80,000.00


E WYNN & ANDREA L PRESSON513 VAUGHAN CVAUSTIN, TX 78732







$ 600,000.00


EDNA M GRIGSBY1168 FM 698NACOGDOCHES, TX 75964







$ 100,000.00


EDWARD ANTONIO27 REDBRIDGE RDHENRIETTA, NY 14467







$ 164,000.00


EDWARD ANTONIO27 REDBRIDGE RDHENRIETTA, NY 14467







$ 200,000.00


EDWARD MCPHERSON1012 N OCEAN BLVD UNIT 1011POMPANO BEACH, FL 33062







$ 50,000.00






EDWARD S JR & VALERIE A HICKEY259 MT HOPE STN ATTLEBORO, MA 02760







$ 500,000.00


EDWIN L & EVELYN L ADAMS1233 COUNTY ROAD 90LAKE GEORGE, CO 80827







$ 50,000.00


EDWIN MORTON10685 15TH ST NESAINT MICHAEL, MN 55376-9216







$ 50,000.00


ELIO PESATO997 BLUFFVIEW DRMYRTLE BEACH, SC 29579







$ 50,000.00


ELIZABETH & VINCENT RISPOLI85 WAINWRIGHT AVECLOSTER, NJ 07624







$ 25,000.00


ELIZABETH & VINCENT RISPOLI85 WAINWRIGHT AVECLOSTER, NJ 07624







$ 40,000.00






ELIZABETH A & MICHAEL L JAFFE8 FOXCROFT CTVOORHEES, NJ 08043







$ 25,000.00


ELIZABETH WATERS512 WYNDMOOR AVEWYNDMOOR, PA 19038







$ 50,000.00


ELLIE HANNA1027 GROVER AVE # 2GLENDALE, CA 91201







$ 25,000.00


ENTRUST GRP FBO JACQUELINE T-SICKLES155 12TH ST STE 1250OAKLAND, CA 94607







$ 250,000.00


ERIC JACKSON7302 RAMPART LNLA PALMA, CA 90623







$ 100,000.00


ERIC LUKE1947 GRAND VIEW DRFARMINGTON, UT 84025







$ 50,000.00






ERNEST R & ESTELLA JUNE LANGLAIS2004 SUTHERLAND RDLYNN HAVEN, FL 32444







$ 49,750.00


ERWIN S & KAREN P PARR26268 SNOWDROP RDEVERGREEN, CO 80439







$ 60,000.00


EUGENE & ELEANOR PARETS LT DTD 12/12/918220 US HIGHWAY 1MICCO, FL 32976







$ 25,000.00


FEDERICO & MARIA ARELLANO4905 W MONTANA STCHICAGO, IL 60639







$ 50,000.00


FINAL FRONTIER VENTURES LLC9332 AVIANO DR # 201FORT MYERS, FL 33913







$ 500,000.00


FLORENCE & DOUGLAS H NESAW836 THORN ST APT # 33SEWICKLEY, PA 15143







$ 50,000.00






FLORENCE MARANUK2312 SW 23RD CRANBROOK DRBOYNTON BEACH, FL 33436







$ 50,000.00


FLORIS LAVON WELCH118 BLACKBURN PLVENTURA, CA 93004







$ 25,000.00


FOON LUN SETO & MEE KIU CHAN-SETO RLT25672 SECRET MEADOW CTCASTRO VALLEY, CA 94552







$ 200,000.00


FOON LUN SETO & MEE KIU CHAN-SETO RLT25672 SECRET MEADOW CTCASTRO VALLEY, CA 94552







$ 250,000.00


FRANCINE & ROBERT BOTWINICK6828 VIA REGINABOCA RATON, FL 33433







$ 50,000.00


FRANCIS & DOROTHY CLAPPER1533 TWIN OAKSBILLINGS, MT 59105







$ 103,000.00






FRANK & CHRISTINE DIETRICH7051 BROOKFIELD PLZ UNIT 6315SPRINGFIELD, VA 22150







$ 115,000.00


FRANK L & BARBARA A NANTISTA840 SW LAKE CHARLES CIRPORT ST LUCIE, FL 34986







$ 50,000.00


FRED LOUIS8826 HOLLOWSTONE WAYSACRAMENTO, CA 95828







$ 175,000.00


FRITZ L KLIPHUIS239 W 17TH STHOLLAND, MI 49423







$ 100,000.00


GAIL F PETERSON7224 GRANVILLE AVEBOYNTON BEACH, FL 33437







$ 25,000.00


GAIL SUSAN BOUSUM302 SAXONY GDEL RAY BEACH, FL 33446







$ 25,000.00






GARY &/OR KRISTIN SOFEN RT1816 WILDCAT COVE DRFORT PIERCE, FL 34949







$ 100,000.00


GAYLE & CHRISTOPHER MATHE201 WESTBURY CIRFOLSOM, CA 95630







$ 25,000.00


GEORGE & JEANNETTE MCKAY67 PAWTUXET RDPLYMOUTH, MA 02360







$ 100,000.00


GEORGE & RUTH COHEN RT UAD OCT 2003145 EXECUTIVE CENTER DR APT 512WEST PALM BEACH, FL 33401







$ 30,000.00


GEORGE ANGEL932 COTTAGE DRTHE VILLAGES, FL 32162







$ 50,000.00


GERALD ENTINE 1988 FT100 BELVIDERE ST # 10-BBOSTON, MA 02199







$ 218,524.70






GERALD W & SUSAN R HARDESTY8459 S NEWCOMBE STLITTLETON, CO 80127







$ 100,000.00


GRACE H WIREMAN555 HORATIO DRAVON, IN 46123







$ 100,000.00


GRACE LAMONTAGNE1761 MISTLETOE STSEBASTIAN, FL 32958







$ 100,000.00


GREGORY J & REGINA SPADEAPO BOX 122RIDLEY PARK, PA 19078







$ 100,000.00


HARLEY CLYDE & ELOISE DEROUEN BROWN1735 SHARP RDBATON ROUGE, LA 70815







$ 25,000.00


HAROLD C & PAMELA M MARSHALL86 FLORAL STSHREWSBURY, MA 01545







$ 75,000.00






HAROLD T DUPPER LT9046 MORTON RDNIWOT, CO 80503







$ 25,000.00


HARRY BREYER RLT7186 ARCADIA BAY CTDELRAY BEACH, FL 33446







$ 100,000.00


HARRY BREYER RLT7186 ARCADIA BAY CTDELRAY BEACH, FL 33446







$ 200,000.00


HARVEY H & KAREN K LOE40563 520TH STNORTH MANKATO, MN 56003







$ 100,000.00


HEALTH CORE TR AMENDED 10/30/03226 W OJAI AVE # 101-276OJAI, CA 93023







$ 25,000.00


HEATHER G BLICKENDORF8108 TRADITION WAYFORT WAYNE, IN 46835







$ 50,000.00






HEATHER G BLICKENDORF8108 TRADITION WAYFORT WAYNE, IN 46835







$ 100,000.00


HELEN SUE VON INS-ROPERS TR16894 QUINCY STHOLLAND, MI 49424







$ 50,000.00


HEMANT & MAMTA NANAVATY12910 BRADFORD LNPLAINFIELD, IL 60585







$ 65,000.00


HENRI & BARBARA JEANRENAUD106 PONDEROSA DRSANTA CRUZ, CA 95060







$ 29,000.00


HENRY R LAZINSKI RLT9900 S OCEAN DR UNIT 1604JENSEN BEACH, FL 34957







$ 30,000.00


HERITAGE CONSULTING GR OH EMP 401K TR7590 LEWIS RDOLMSTED TOWNSHIP, OH 44138







$ 31,000.00






HERMAN P GULLATT725 SE CR 3122CORSICANA, TX 75109







$ 50,000.00


HERMAN P GULLATT725 SE CR 3122CORSICANA, TX 75109







$ 50,000.00


HIA SOLO 401K TR FBO CHAD HARRIS2352 LOCKHORN CIRWEST BEND, WI 53090







$ 31,225.00


HORACE J & CAROLE CLARK RT DTD 10/27/937054 DUME DRMALIBU, CA 90265







$ 80,000.00


HORIZON TR CO-FBO DAVID J DEGRACA IRAPO BOX 30007ALBUQUERQUE, NM 87190







$ 64,100.00


HOWARD & SUSAN VOGEL123 LAKE PAULA DRWEST PALM BEACH, FL 33411







$ 30,000.00






HOWARD K & DELORES M SEAY12 PHEASANT LNGREAT FALLS, MT 59404







$ 187,000.00


HUGH CLABAUGH8657 BOISE STVENTURA, CA 93004







$ 40,000.00


HUGH T SHERIDAN5880 40TH LNVERO BEACH, FL 32966







$ 100,000.00


HUI ZENG2874 MAIN ST, STE 2CSTRATFORD, CT 06614







$ 50,000.00


IALT ENHANCED INCOME PORTFOLIO I LLC515 S FLOWER ST 36TH FLLOS ANGELES, CA 90071







$ 115,000.00


IDAHO DEPARTMENT OF FINANCESECURITIES BUREAU800 PARK BLVD., SUITE 200BOISE, ID 83720-0031







$ Undetermined






INGRID CUMMER737 GALLOWAY DRFAYETTEVILLE, NC 28303







$ 70,000.00


INSURANCE RESOURCES INC, 401K PSP3255 WINDCROFT DR STE 100WATERFORD, MI 48328







$ 50,000.00


IRA SVCS TR CO-CFBO ANDREW M ANTONIO IRAPO BOX 7080SAN CARLOS, CA 94070-7080







$ 450,000.00


IRA SVCS TR CO-CFBO CHAIM FRIED IRAPO BOX 7080SAN CARLOS, CA 94070-7080







$ 50,000.00


IRA SVCS TR CO-CFBO CHRISTINA B GALLAGHERPO BOX 7080SAN CARLOS, CA 94070-7080







$ 59,800.00


IRA SVCS TR CO-CFBO DENISE M FERRARA IRAPO BOX 7080SAN CARLOS, CA 94070-7080







$ 80,000.00






IRA SVCS TR CO-CFBO DONALD W BLACK IRAPO BOX 7080SAN CARLOS, CA 94070-7080







$ 50,000.00


IRA SVCS TR CO-CFBO DONNA L DANISH IRAPO BOX 7080SAN CARLOS, CA 94070-7080







$ 68,000.00


IRA SVCS TR CO-CFBO KATHLEEN P ZACK IRAPO BOX 7080SAN CARLOS, CA 94070-7080







$ 25,000.00


IRA SVCS TR CO-CFBO KENNETH G WALLS IRAPO BOX 7080SAN CARLOS, CA 94070-7080







$ 244,000.00


IRA SVCS TR CO-CFBO MARILYN DUHAMEL ROTHPO BOX 7080SAN CARLOS, CA 94070-7080







$ 63,000.00


IRA SVCS TR CO-CFBO MELVIN REINHARDT IRAPO BOX 7080SAN CARLOS, CA 94070-7080







$ 25,000.00






IRA SVCS TR CO-CFBO NATALIE M CORNETT IRAPO BOX 7080SAN CARLOS, CA 94070-7080







$ 77,000.00


IRA SVCS TR CO-CFBO PATRICIA RIMMINGTONPO BOX 7080SAN CARLOS, CA 94070







$ 15,000.00


IRA SVCS TR CO-CFBO SAMUEL E GOLDEN IRAPO BOX 7080SAN CARLOS, CA 94070-7080







$ 109,000.00


IRA SVCS TR CO-CFBO SIDNEY T RIMMINGTONPO BOX 7080SAN CARLOS, CA 94070







$ 60,000.00


IRA SVCS TR CO-CFBO WILLIAM J PEREZ IRAPO BOX 7080SAN CARLOS, CA 94070-7080







$ 50,000.00


IRINA & NICOLE M MARTINEAU2413 DIANE MARIE WAYSANTA CLARA, CA 95050







$ 50,000.00






IRWIN ISSER7718 LA MIRADA DRBOCA RATON, FL 33433







$ 50,000.00


ISAAC JOHNSON JR3214 SHENANDOAHTYLER, TX 75701







$ 100,000.00


JACK HENNIGH & SUSAN WHITMORE-HENNIGH6371 S HUDSON STCENTENNIAL, CO 80121







$ 100,000.00


JAMES & CAROLYN CATHCART534 CYPRESS DRCOLORADO SPRINGS, CO 80911







$ 30,000.00


JAMES & TIANYI KRUPKA3616 PARSONS PONDWESTLAKE, OH 44145







$ 310,000.00


JAMES & TIANYI KRUPKA3616 PARSONS PONDWESTLAKE, OH 44145







$ 2,583.33






JAMES A BARSNESSPO BOX 146FORT LUPTON, CO 80621







$ 50,000.00


JAMES BOYDSTUN620 N RAYNOLDSCANON CITY, CO 81212







$ 40,000.00


JAMES E ERWIN126 W THOMPSON RDBRONSON, MI 49028







$ 75,000.00


JAMES H & CAROL J LILLARD11481 E ADRIATIC PLAURORA, CO 80014-1181







$ 100,000.00


JAMES J & CHERI MALONEY442 PALOS VERDES BLVDREDONDO BEACH, CA 90227







$ 25,000.00


JAMES L WILSON132 4TH STCORRYTON, TN 37721







$ 25,000.00






JAMES R BRACKMAN13 GREENHILLS DRMINISTER, OH 45865







$ 100,000.00


JAMES R HORN9553 ANDREW DRTWINSBURG, OH 44087







$ 50,000.00


JAMIE OSHIDAR25 TALL OAKS DRN BRUNSWICK, NJ 08902







$ 50,000.00


JAMIE OSHIDAR25 TALL OAKS DRN BRUNSWICK, NJ 08902







$ 124,964.00


JANET PIERCE19217 GEMMILL RDSTEWARTSTOWN, PA 17363







$ 120,000.00


JANET STERNATPO BOX 1345BAYFIELD, WI 54814







$ 100,000.00






JANICE D LILLARD407 POCONO MANOR PLSAN RAMON, CA 84583







$ 50,000.00


JARA GROUP II1064 BUCK CREEK CIRYARDLEY, PA 19067







$ 50,000.00


JARA GROUP II1064 BUCK CREEK CIRYARDLEY, PA 19067







$ 100,000.00


JARA GROUP II LLC2409 N OCEAN BLVD STE 626FORT LAUDERDALE, FL 33305







$ 25,000.00


JARA GROUP II LLC2409 N OCEAN BLVD STE 626FORT LAUDERDALE, FL 33305







$ 50,000.00


JEAN & BOBBY CARROLL14501 SW 20TH STDAVIE, FL 33325







$ 30,000.00






JEAN L BENNETT3926 HEATHERSAGE DRHOUSTON, TX 77084







$ 70,000.00


JEANNE WINTER3245 NE 46TH AVEPORTLAND, OR 97213







$ 25,000.00


JEFFERY FITCH645 STEPHEN RDBURBANK, CA 91504







$ 60,000.00


JEFFREY & PATRICIA HOLMES4967 BELLMANN DRWEST BEND, WI 53095







$ 50,000.00


JEFFREY A & JOSEPH D WILKINSON18716 PINE GROVE AVESOUTH CHESTERFIELD, VA 23834







$ 35,000.00


JENNIFER MUDREZOW202 YEONAS DR SWVIENNA, VA 22180







$ 25,000.00






JENNY CHIN7386 AZALEA CTWEST BLOOMFIELD, MI 48322







$ 50,000.00


JEROME B & DONNA M JERVE JLT800 SUNSET DRJORDAN, MN 55352







$ 60,000.00


JERRY B CLARK SR9408 BELLE CHERIE PLRIVER RIDGE, LA 70123







$ 100,000.00


JERRY C LONG178 EDGEWOOD RDEASLEY, SC 29642







$ 25,000.00


JERRY E KULASIK2473 SE SIDONIAPORT ST LUCIE, FL 34952







$ 60,061.44


JESSE RANDLE4335 VAN NUYS BLVD # 204SHERMAN OAKS, CA 91403







$ 40,000.00













$ 65,000.00









$ 82,500.00









$ 100,000.00









$ 125,000.00









$ 175,000.00









$ 200,000.00






JESSICA H & DOUGLAS S FISHMAN68 ATHERTON CTWAYNE, NJ 07470







$ 30,000.00


JIM T STULCEPO BOX 361PALESTINE, TX 75802







$ 100,000.00


JIMMY E & RACHEL JUICHEN KUO RT200 E NEWMAN AVEARCADIA, CA 91006







$ 50,000.00


JOAN WHEELER291 CRESTWOOD DRROANOKE, IN 46783







$ 50,000.00


JOHN & DENECE BELANGER489 MAIN STCARIBOU, ME 04736







$ 100,000.00


JOHN & DENECE BELANGER489 MAIN STCARIBOU, ME 04736







$ 100,000.00






JOHN & LUCILLE WEBER79 BRIANNA DREAST SETAUKET, NY 11768







$ 200,000.00


JOHN A TOURNEY6912 MONTEREY DRFORT WAYNE, IN 46819







$ 35,000.00


JOHN FLETCHER770 OAK PARK DRMORGAN HILL, CA 95037-4742







$ 62,250.00


JOHN H & ELLEN E PLANK3402 WESTMINSTER DRMYRTLE BEACH, SC 29588







$ 85,000.00


JOHN M GANSTER11030 MYSTIC OAK DRKINGSTON, OK 73439







$ 100,000.00


JOHN SYLVESTER FT394 S 1125 WLAYTON, UT 84041







$ 70,000.00






JOSEPH & RUTH A BEAL7147 SE QUINCY TERHOBE SOUND, FL 33455







$ 25,000.00


JOSEPH C HULL609 LILAC WAYMEDIA, PA 19063







$ 250,000.00


JOSEPH R & SHIRLEY I FREY8012 COHN RDYORKSHIRE, OH 45388







$ 50,000.00


JOSIANE & FRANK GERARDI3023 FARNHAM ODEERFIELD BEACH, FL 33442







$ 35,000.00


JOSIANE & FRANK GERARDI3023 FARNHAM ODEERFIELD BEACH, FL 33442







$ 55,000.00


JUDITH ANN BYRUM5957 SE WINDSONG LNSTUART, FL 34997







$ 150,000.00






JUDITH C DOYLE LT DTD 07/31/091100 ELMWOOD DRCOLONIAL HEIGHTS, VA 23834







$ 100,000.00


KAREN CONMY3400 EGERER PLFULLERTON, CA 92835







$ 75,000.00


KAREN KENNA8608 LAKE COURT LNKNOXVILLE, TN 37923







$ 60,000.00


KASHYAP LT DTD 05/16/087303 VILLAGE 7CAMARILLO, CA 93012







$ 50,000.00


KATHLEEN WOOD LOVELESS198 E ENSIGN VISTA DRSALT LAKE CITY, UT 84103







$ 50,000.00


KEITH D LIESE627 ENTRADA DRGOLDEN, CO 80401







$ 50,000.00






KEITH J & MARIE L ENGLE JTROS2083 BOULDER RDMCLEOD, MT 59052







$ 100,000.00


KELLY J LANGE5977 BOURKE DRCOLORADO SPRINGS, CO 80919-2449







$ 50,000.00


KEN R & KENDRA J HOOD33561 COUNTY ROAD 4.5FOWLER, CO 81039







$ 50,000.00


KENNETH & JACQUELYN MILLSAP4005 DECATUR HWYKINGSTON, TN 37763







$ 100,000.00


KENNETH & JACQUELYN MILLSAP4005 DECATUR HWYKINGSTON, TN 37763







$ 100,000.00


KENNETH KING206 SELLERS RDCONWAY, SC 29526-6742







$ 50,000.00






KENT D & MARY M TADLOCK19892 E BATES AVEAURORA, CO 80013







$ 50,000.00


KEVIN & CHRISTINE LEASURE22527 SW DEWEY DRSHERWOOD, OR 97140







$ 48,000.00


KEVIN D WHITE35252 WAGON WHEEL TRLELIZABETH, CO 80107







$ 30,000.00


KIMBERLY F YOUNG328 DOGWOOD RDMILLERSVILLE, MD 21108







$ 50,000.00


KIMBERLY F YOUNG328 DOGWOOD RDMILLERSVILLE, MD 21108







$ 50,000.00


KRAIG KRUEGER1405 STERLING HILL CTCASTLE ROCK, CO 80104







$ 25,000.00






KURT FAUDEL2379 NW 34TH TERCOCONUT CREEK, FL 33066







$ 25,000.00


KURT FAUDEL2379 NW 34TH TERCOCONUT CREEK, FL 33066







$ 50,000.00


L&L FORTNER FT9917 FOOTHILL BLVDSYLMAR, CA 91342







$ 150,000.00


LADWIG FTN 3671 STATE RD 59MONROE, WI 53566







$ 75,000.00


LANA LAVERNE ERICKSON2884 BIG SKY PLSIMI VALLEY, CA 93065







$ 50,000.00


LARRY & BARBARA SMITH130 BIMINI CAY CIRVERO BEACH, FL 32966







$ 80,000.00






LAURA E & DANIEL FLORES251 TINGLEY STSAN FRANCISCO, CA 94112







$ 25,000.00


LAURIE J NIELSEN2820 E STATE HWY 7NACOGDOCHES, TX 75961







$ 100,000.00


LAVINIA P BARNES7605 DARDEN ROWALEXANDRIA, VA 22315







$ 220,000.00


LE ROY W & BETTY B BARRIAGE457 FOXWOOD DRHOPE MILLS, NC 23848







$ 25,000.00


LEE LYON600 RUSH RDFAYETTEVILLE, NC 28305







$ 31,000.00


LEGACY 1 LLC3700 GALT OCEAN MILE # 907FORT LAUDERDALE, FL 33308







$ 160,000.00






LEIA A MANUEL2427 PEYTON DR APT 106CHARLOTTESVILLE, VA 22901







$ 60,000.00


LEON SCHNEIDER26 DIAMOND CTDANVILLE, CA 94526







$ 50,000.00


LEONARD L & KATHRYN S FREY1789 CORONADO CTCAMARILLO, CA 93010







$ 100,000.00


LEONARD SHEMTOB6138 FRANKLIN AVE APT 307LOS ANGELES, CA 90028-5276







$ 40,000.00









$ 65,000.00









$ 82,500.00













$ 175,000.00









$ 125,000.00


LESIA GRAMS21128 CR 4243-DLANEVILLE, TX 75667







$ 100,000.00


LESLIE J & IRENE J GOURDIER2609 BRIGHTWELL DRWILMINGTON, DE 19810







$ 75,000.00


LESTER G TANGUIS519 SPARTAN DR UNIT 9102SLIDELL, LA 70458







$ 50,000.00


LIBERTY TR CO-FBO JAMES E SIMMONS IRA8226 DOUGLAS AVE STE 520DALLAS, TX 75225







$ 100,000.00






LIBERTY TR CO-FBO LARRY ASH IRA8226 DOUGLAS AVE STE 520DALLAS, TX 75225







$ 50,000.00


LINDA L GRAY3556 S MAIN STANAHUAC, TX 77514







$ 178,950.58


LINDA WENDEL425 JOHNSTON STCELINA, OH 45822







$ 100,000.00


LLOYD GOWDY23830 HIGHLAND VALLEY RDDIAMOND BAR, CA 91765







$ 26,000.00


LOREN M ODEGARD6090-B HWY 14-16ARVADA, WY 82831







$ 50,000.00


LORETTA M MITCHELL2926 ALLEN DR SNEW PALESTINE, IN 46163







$ 77,000.00






LORI & LLOYD FELDMAN12708 COPPER MOUNTAIN PASSBOYNTON BEACH, FL 33473-3606







$ 35,000.00


LORRAINE J MCCANNPO BOX 332COMMERCE CITY, CO 80037-0332







$ 150,000.00


LYLE SEDBERRY188 SUN LEASE RDKILGORE, TX 75662







$ 50,000.00


LYNDA BEAULIEU6600 NW OMEGA RDPORT ST LUCIE, FL 34983







$ 32,000.00


LYNN B COGSWELL570 CR 288GARRISON, TX 75946







$ 100,000.00


LYNN B COGSWELL570 CR 288GARRISON, TX 75946







$ 100,000.00






LYNNE FRIEND2282 NW 62 DRBOCA RATON, FL 33496







$ 250,000.00


MAINSTAR-FBO ANITA G PAZOUREK 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 60,000.00


MAINSTAR-FBO BEATRICE MARSTON 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 8,600.00


MAINSTAR-FBO BRIAN KENNEDY 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 79,736.36


MAINSTAR-FBO CHRISTINE FRANDINA 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 61,000.00


MAINSTAR-FBO CHRISTOPHER MURRAY 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 34,000.00






MAINSTAR-FBO CYNTHIA CLARK 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 62,000.00


MAINSTAR-FBO DAVID FAULTERSACK 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 59,538.68


MAINSTAR-FBO DAVID S ARMSTRONG 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 70,000.00


MAINSTAR-FBO DAVID VANDUINEN 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 57,300.00


MAINSTAR-FBO DENNIS MICHAEL MURPHY 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 339,000.00


MAINSTAR-FBO DIRK C SWART 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 144,061.75






MAINSTAR-FBO DOMINGOS FERNANDES 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 301,405.73


MAINSTAR-FBO E MANNABERG-GOLDMAN 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 25,000.00


MAINSTAR-FBO JANET LYLE 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 45,000.00


MAINSTAR-FBO JOEL H KING 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 175,000.00


MAINSTAR-FBO JOHN KING 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 36,000.00


MAINSTAR-FBO JOSEPH DRAGO 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 50,000.00






MAINSTAR-FBO JOYCELYN TRAYLOR 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 25,000.00


MAINSTAR-FBO KATHI MURPHY 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 100,000.00


MAINSTAR-FBO KATHLEEN M BEATTY 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 40,411.00


MAINSTAR-FBO KATHLEEN WILLIAMS 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 35,245.57


MAINSTAR-FBO MEGHAN H JINGUJI 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 18,300.00


MAINSTAR-FBO NEAL LAXTON214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 21,350.50






MAINSTAR-FBO NEAL LAXTON214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 24,500.00


MAINSTAR-FBO RAYMOND BORNER 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 50,000.00


MAINSTAR-FBO RICHARD GOODBURLET 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 60,000.00


MAINSTAR-FBO RICHARD MARSTON 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 8,800.00


MAINSTAR-FBO RONALD SCAROFILE 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 155,000.00


MAINSTAR-FBO SAMUEL BUCK 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 24,000.00






MAINSTAR-FBO SANDRA TERMEER 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 29,000.00


MAINSTAR-FBO SHELDON GOLDMAN 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 50,000.00


MAINSTAR-FBO STEVEN SERY 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 150,000.00


MAINSTAR-FBO SUE HARTLEY 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 25,000.00


MAINSTAR-FBO TERESA STOKES 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 45,500.00


MAINSTAR-FBO THERESA VERGARA214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 25,000.00






MAINSTAR-FBO V B HABERSTROH 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 75,000.00


MAINSTAR-FBO WILLIAM J SPIRKA 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 400,000.00


MAINSTAR-FBO WILLIE WATSON SR 214 W 9TH STPO BOX 420ONAGA, KS 66521







$ 50,000.00


MARCOS G SANCHEZ1770 ARCH CTSEBASTIAN, FL 32958







$ 25,000.00


MARGARET L PERKO LT DTD 02/09/982410 CASTLE HILL RDMIDLOTHIAN, VA 23113







$ 50,000.00


MARIA E FORBING5655 W 1ST SQ SWVERO BCH, FL 32968







$ 30,000.00






MARIA KRAWIEC881 NOELLE RDLAKE IN THE HILLS, IL 60156







$ 130,000.00


MARIA N URAY MD1132 BLUE HERON CIRFOREST, VA 24551







$ 98,000.00


MARIA RECINE9800 NW 75TH STTAMARAC, FL 33321







$ 25,000.00


MARIANNE KELLER2000 N RAMPART BLVD # 262LAS VEGAS, NV 89128







$ 100,000.00


MARIE F O'BRIEN32502 ALIPAZ ST SPC 23SAN JUAN CAPO, CA 92673-4160







$ 50,000.00


MARILYN BUREAU5157 MINTO RDBOYNTON BEACH, FL 33472







$ 50,000.00






MARINE 694373 RLT DTD 08/07/1212 TUTOR PLEAST BRUNSWICK, NJ 08816







$ 50,000.00


MARION S ARBOGAST12117 SR 347MARYSVILLE, OH 43040







$ 25,000.00


MARK E GRAHAM4210 WINDOVER WAYMELBOURNE, FL 32934







$ 100,000.00


MARK L & JENNIFER L MANDEVILLESPACE 113 VIA PALOMA27703 ORTEGA HWYSAN JUAN CAPISTRANO, CA 92675







$ 40,000.00


MARLA S VERMILLION1902 S MANUALS DRPORTLAND, IN 47371







$ 30,000.00


MARLENA K MILLER15954 JACKSON CREEK PKWYSTE. B-603MONUMENT, CO 80132







$ 100,000.00






MARLENE BATES2683 NW 48TH STBOCA RATON, FL 33434







$ 5,000.00


MARTHA STARNER & SUSAN CICERO3507 TREE LINE CTSARASOTA, FL 34231







$ 200,000.00


MARTIN P DUMLER3370 S LOCUSTDENVER, CO 80222







$ 25,000.00


MARTIN P DUMLER3370 S LOCUSTDENVER, CO 80222







$ 25,000.00


MARY ANN PITZNER RT 03/13/075 MOUNTAIN VIEW LNMANITOU SPRINGS, CO 80829







$ 100,000.00


MARY KATHERINE ODEGARD RT6090 A HWY 14-16ARVADA, WY 82831







$ 150,000.00






MARY LOUISE NORDSTROM RLT UTD 05/09/037008 LAKE RD APT 320WOODBURY, MN 55125-3817







$ 45,000.00


MARY MORAN206 WASHINGTON AVEOCEAN SPRINGS, MS 39564







$ 200,000.00


MARY STEVENS5406 W F STGREELEY, CO 80631







$ 40,000.00


MATTHEW J SOMERS4126 SOMERS DRBURTON, MI 48529







$ 25,000.00


MAURICE & BEVERLY SPENCER4611 KISKADEE CTCOLORADO SPRINGS, CO 80911







$ 25,000.00


MAX & SHELIA HUMBERT265 E SHORE DRROCKWOOD, TN 37854







$ 100,000.00






MCCLEAF RT-VIRGINIA MCCLEAF-TTEE75 WHITE RUN LNGETTYSBURG, PA 17325-7061







$ 50,000.00


MCCONNELL CRT 08/94 UA 08/26/94 5122 W 25TH ST RDGREELEY, CO 80634







$ 300,000.00


MELANIE SULHA JOSHUA945 MCNEAR AVEPETALUMA, CA 94952







$ 200,000.00


MELVA CHERYL FOLEY7148 CABALLERO AVECOLORADO SPRINGS, CO 80911







$ 43,000.00


MICHAEL & PATRICIA A ONESKO1832 HALLS CARRIAGE PATHWESTLAKE, OH 44145







$ 26,000.00


MICHAEL BROWNING5711 W MOORESVILLE RDINDIANAPOLIS, IN 46221







$ 200,000.00






MICHAEL D FELTON13227 ALISO BEACH DRDELRAY BEACH, FL 33446







$ 25,000.00


MICHAEL D ODEGARD6090-B HWY 14-16ARVADA, WY 82831







$ 50,000.00


MICHAEL HOUSTON HOOD107 JAVELIN DRLAKEWAY, TX 78734







$ 30,000.00


MICHAEL J & SHARON KAY BRUGOS1850 STANFORD AVEMENLO PARK, CA 94025







$ 50,000.00


MICHAEL MARSHALL23032 SHORELANEELKHART, IN 46514







$ 25,000.00


MICHAEL NUYTS4833 KENNETH AVEFAIR OAKS, CA 95628







$ 75,000.00






MICHAEL NUYTS4833 KENNETH AVEFAIR OAKS, CA 95628







$ 75,000.00


MICHAEL OR JOY AYOTTE JWROS453 RAWSON STLEICESTER, MA 01524







$ 140,000.00


MICHAEL R REED7508 SALAMANDER DRNEW PORT RICHEY, FL 34655







$ 100,000.00


MICHAEL WEINER MD PA PROF SHARING PLN2282 NW 62ND DRBOCA RATON, FL 33496







$ 250,000.00


MICHIGAN CORPS SECURITIES & COMM LICENSING BUREAUATTN JULIA DALE, DIRECTORREGULATORY COMPLIANCE DIVISIONPO BOX 30018LANSING, MI 48909





Basis for the claim:Temporary Cease and Desist Order


$ Undetermined


MIKHAIL MOROZOV TR4819 COLLETT AVEENCINO, CA 91436







$ 100,000.00






MLG FARMS INC5017 STARLING AVEPAULLINA, IA 51047







$ 50,000.00


MONAGHAN HOLDINGS LLC3225 MCLEOD DRLAS VEGAS, NV 89121







$ 100,000.00


MORGAN FT 08/17/95 HAROLD LEE MORGANPO BOX 434LOYALTON, CA 96118-0434







$ 50,000.00


MORGEN JACKSON5140 DATE PALM STCOCOA, FL 32927







$ 30,628.09


MORONGO BASIN HUMANE SOCIETYPO BOX 1234JOSHUA TREE, CA 92252-0810







$ 50,000.00


MORRIS E & DONNA F ISZLER6895 82ND ST SWELGIN, ND 58533







$ 50,000.00






MSDROTHIRACD LLC12198 NW 9TH DRCORAL SPRINGS, FL 33071







$ 25,000.00


MSDROTHIRACD LLC12198 NW 9TH DRCORAL SPRINGS, FL 33071







$ 25,000.00


MSDROTHIRAL LLC12198 NW 9TH DRCORAL SPRINGS, FL 33071







$ 25,000.00


NANCY A DUNAWAY441 COUNTY RD 245 SKILGORE, TX 75662







$ 50,000.00


NANCY A DUNAWAY441 COUNTY RD 245 SKILGORE, TX 75662







$ 50,000.00


NANCY ELCHONESS1516 CRAVENS AVE UNIT 16TORRENCE, CA 90501







$ 130,000.00






NEIL H & NANCY M SIGNERN 2110 CLARNO RDMONROE, WI 53566







$ 25,000.00


NELSON FLP5802 CANTERBURY LNMYRTLE BEACH, SC 29577







$ 50,000.00


NEW JERSEY BUREAU OF SECURITIESOFFICE OF THE NJ ATTORNEY GENERAL153 HALSEY STREET, 6TH FLOORNEWARK, NJ 07102







$ Undetermined


NICHOLAS BODIN147 BARNARD RDWORCESTER, MA 01605-1313







$ 100,000.00


O GOWAN & JEANNE L THAMER3255 WINDCROFT DRWATERFORD, MI 48328







$ 100,000.00


OLLIN BRUCE & MARY JANE UNDERWOOD1412 PATTERSON STGUNTERSVILLE, AL 35976







$ 60,000.00






OWEN D & LILLIE M SNYDER2058 ROSELAKE CIRSAINT PETERS, MO 63376-7771







$ 50,000.00


PACAK FT 11/22/03 VOJTECH & E PACAK TTEE11 TERRACE VIEW CTSCOTTS VALLEY, CA 95066







$ 52,000.00


PAMELA JEAN HALL11370 CLYBOURN AVESYLMAR, CA 91342







$ 25,000.00


PAMELA RANDALL901 MOONSTONE CTVACAVILLE, CA 95687







$ 25,000.00


PAMELA STRECKER TR DTD 09/22/1410421 GARRISON STBROOMFIELD, CO 80021







$ 50,000.00


PATRICIA A MUELLER3155 QUAIL LNLONGVIEW, TX 75602







$ 100,000.00






PATRICIA BINKLEY2121 ALICIA PT # 101COLORADO SPRINGS, CO 80919







$ 28,000.00


PATRICIA T WHITE7001 HERITAGE VILLAGE PLZGAINESVILLE, VA 20155







$ 100,000.00


PAUL E MATTHEWS DESCENDANTS TR20116 YARBROUGH RDATHENS, AL 35613







$ 80,000.00


PAUL M WHITE13495 BRIGHTVIEW WAYGAINESVILLE, VA 20155







$ 100,000.00


PAUL WHITE13495 BRIGHTVIEW WAYGAINESVILLE, VA 20155







$ 68,800.00


PAUL, JOHN F RLT6905 CROOKED FENCE DRLAKE WORTH, FL 33467







$ 35,000.00






PAULA BRODIE RT-EVAN BRODIE TTEE7 DEERBERRY LNANDOVER, MA 01810







$ 200,000.00


PAULA BRODIE RT-EVAN BRODIE TTEE7 DEERBERRY LNANDOVER, MA 01810







$ 200,000.00


PAULENIA A JONES2109 S BLUFF CTWICHITA, KS 67218







$ 115,000.00


PENELOPE JAHNA270 W LAKE TROUT DRAVON PARK, FL 33825







$ 25,000.00


PETER L & DOROTHY NEUMANN7268 PETERSON AVE APT # A215CHICAGO, IL 60631







$ 25,000.00


PHILLIS MANNING & VERNA PRYOR3876 47TH STVERO BEACH, FL 32967







$ 50,000.00






PHYLLIS R & JACK L BROWN404 DUNHAM STMONTE VISTA, CO 81144







$ 50,000.00


PIERRE SCHUTZ10848 LOGAN CANYON RDSOUTH JORDAN, UT 84095







$ 50,000.00


PING PING LI431 MELISSA CTBACAVILLE, CA 95687







$ 50,000.00


POULAN UNITED METHODIST CHURCHPO BOX 38POULAN, GA 31781







$ 50,000.00


PROV. TR GP-FBO ALEXANDER HENDERSON IRA1426 WASHINGTON DRSTAFFORD, VA 22554







$ 186,575.00


PROV. TR GP-FBO AMBER D ALFARO INH IRA1997 CREPE MYRTLE LNCULPEPER, VA 22701-3829







$ 26,675.00






PROV. TR GP-FBO ANDREA M CORKHILL ICA350 AVOCADO ST. B3COSTA MESA, CA 92627







$ 25,000.00


PROV. TR GP-FBO ANGELINA ROJO IRA8880 W. SUNSET RD., STE 250LAS VEGAS, NV 89148







$ 15,850.00


PROV. TR GP-FBO ANTHONY FEISTHAMEL JR IRAPO BOX 57BAKER, MT 59313







$ 132,000.00


PROV. TR GP-FBO ANTONETTE RENSHAW IRA1412 WILKESBORO DRDARDENNE PRAIRIE, MO 63368







$ 100,000.00


PROV. TR GP-FBO ARNOLD L BERMAN IRA7726 RINEHART DRBOYNTON BEACH, FL 33437







$ 100,000.00


PROV. TR GP-FBO ARNOLD L BERMAN IRA7726 RINEHART DRBOYNTON BEACH, FL 33437







$ 145,072.43






PROV. TR GP-FBO BARBARA ST PETER IRA10702 E BURGESS CTSUN LAKES, AZ 85248







$ 50,000.00


PROV. TR GP-FBO BARRY BAKER IRA8880 W. SUNSET RD., STE 250LAS VEGAS, NV 89148







$ 24,900.00


PROV. TR GP-FBO BERNARD A NAIMAN IRA910 16TH ST SUITE 500DENVER, CO 80202







$ 300,000.00


PROV. TR GP-FBO BOBBIE MARLENE NOVAK IRA9590 TEMPLE AVESEMINOLE, FL 33772







$ 275,000.00


PROV. TR GP-FBO BRADLEY D DANIELS IRA1612 W. ZION PLCHANDLER, AZ 85248







$ 100,000.00


PROV. TR GP-FBO BURLEY H STEWART IRA7721 SALEM ROADLEWISBURG, OH 45338







$ 205,000.00






PROV. TR GP-FBO CAROLYN P GRIFFIS IRA7190 HIGHCROFT DRCOLORADO SPRINGS, CO 80922







$ 38,100.00


PROV. TR GP-FBO CELESTE & GERALD EDDY ICA2033 S SEACREST BLVD APT #CBOYNTON BEACH, FL 33435







$ 98,000.00


PROV. TR GP-FBO CHARLES J PALMER IRA980 ULYSSES STGOLDEN, CO 80401







$ 11,000.00


PROV. TR GP-FBO CHARLES LINDSELL IRA1055 W LAKEVIEW DRSEBASTIAN, FL 32958







$ 98,467.00


PROV. TR GP-FBO CHARLES ZINNE IRA500 8TH ST NW#9WATFORD, ND 58854-3044







$ 25,800.00


PROV. TR GP-FBO CHERIE BONO IRA12040 VIVACITE DRIVEST. LOUIS, MO 63146







$ 60,000.00






PROV. TR GP-FBO CONSTANCE MCCLELLAN ROTH IRA488 MILTON DRPT PLEASANT, WV 25550







$ 30,050.00


PROV. TR GP-FBO CYNTHIA M ROGERS IRA2988 SHAW STASHEBORO, NC 27205







$ 100,000.00


PROV. TR GP-FBO DANIEL R LENNARTZ IRAPO BOX 71FT. RECOVERY, OH 45846







$ 115,500.00


PROV. TR GP-FBO DEAN GEILENKIRCHEN IRA11132 PONDEROSA TRAILWINDSOR, CO 80550







$ 222,500.00


PROV. TR GP-FBO DEBRA C NEWTON IRA2204 CHESAPEAKE LNHIGHLANDS RANCH, CO 80126







$ 25,000.00


PROV. TR GP-FBO DENESE A MARSHALL IRA8418 WINTER BERRY DRCASTLE PINES, CO 80108







$ 116,000.00






PROV. TR GP-FBO DENNIS A KOS IRA2652 S. MAGNOLIA STDENVER, CO 80224







$ 44,928.79


PROV. TR GP-FBO DENNIS A KOS ROTH IRA2652 S. MAGNOLIA STDENVER, CO 80224







$ 12,612.23


PROV. TR GP-FBO DONALD J DEWITT IRA583 650TH STWASHTA, IA 51061







$ 80,000.00


PROV. TR GP-FBO DONALD PENDAGAST IRA2085 SE MORNINGSIDE BLVDPORT ST LUCIE, FL 34952







$ 100,000.00


PROV. TR GP-FBO DONNA WARDEN IRA3916 BAYWOOD LANEOCEAN SPRINGS, MS 39564







$ 275,000.00


PROV. TR GP-FBO DOUG E ONESKO IRA144 N WATERSIDE DRSENECA, SC 29672







$ 219,701.21






PROV. TR GP-FBO DOUGLAS P IPOLITO IRA1285 LEXINGTON MANON SWVERO BEACH, FL 32962







$ 142,000.00


PROV. TR GP-FBO DOYLE L ROSSOW IRA5494 KODIAK TRAILAUBURN, IN 46706







$ 50,000.00


PROV. TR GP-FBO ELIO PESATO IRA997 BLUFFVIEW DRMYRTLE BEACH, SC 29579







$ 50,000.00


PROV. TR GP-FBO ELLIS W PRESSON IRA12501 LONGHORN PKWY APT A457AUSTIN, TX 78732-1284







$ 1,000,000.00


PROV. TR GP-FBO ERIC & JULIE HOWELL ICA120 BROWN DUVALL LANEFOLSOM, CA 95630







$ 50,000.00


PROV. TR GP-FBO EVAN BRODIE IRA7 DEERBERRY LANEANDOVER, MA 01810







$ 300,000.00






PROV. TR GP-FBO EVAN BRODIE IRA7 DEERBERRY LANEANDOVER, MA 01810







$ 300,000.00


PROV. TR GP-FBO EVELYN REYNOLDS IRA2310 SE 15TH STREETGAINESVILLE, FL 32641







$ 26,250.00


PROV. TR GP-FBO GEORGE NAUGHTON IRA2251 WASHINGTON ROADPITTSBURGH, PA 15241







$ 55,000.00


PROV. TR GP-FBO GEORGE W BICKLEY IRA8234 OURAY DRLONGMONT, CO 80503







$ 100,000.00


PROV. TR GP-FBO GILBERT R JOHNSON IRA3600 S ROSE STSEATTLE, WA 98118







$ 97,004.94


PROV. TR GP-FBO HARRIET NELSON IRA5802 CANTERBURY LANEMYRTLE BEACH, SC 29577







$ 75,000.00






PROV. TR GP-FBO HARRY P EDWARDS IRA103 LOMBARDY DRWALLINGFORD, PA 19086







$ 170,000.00


PROV. TR GP-FBO HOWARD C FLEMING IRA730 TALL PINES DRMINERAL, VA 23117







$ 33,500.00


PROV. TR GP-FBO IDRIS RASHEED IRA17 RHODODENDRON PLACEASHVILLE, NC 28805







$ 40,500.00


PROV. TR GP-FBO JAMES D HELGESON IRA710 GRAND AVE STE 1BILLINGS, MT 59101







$ 56,000.00


PROV. TR GP-FBO JAMES JANIESCH IRA7 BEAVER RIDGE COURTST. PETERS, MO 63376







$ 100,000.00


PROV. TR GP-FBO JAMES KRUPKA IRA3616 PARSONS POND CIRCLEWESTLAKE, OH 44145







$ 7,500.00






PROV. TR GP-FBO JAMES KRUPKA IRA3616 PARSONS POND CIRCLEWESTLAKE, OH 44145







$ 900,000.00


PROV. TR GP-FBO JAMES W REAMS IRA7512 BOWLANDER WAYFORT WAYNE, IN 46835







$ 75,000.00


PROV. TR GP-FBO JAMES&SUSAN DAUGHERTY ICA2000 OUTRIGGER DREL DORADO HILLS, CA 95762







$ 50,000.00


PROV. TR GP-FBO JANICE FALLON IRA11430 CTY RD 32 SWMOTLEY, MN 56466







$ 80,000.00


PROV. TR GP-FBO JANICE S SMITH IRA1831 West Schwartz BlvdLady Lake, FL 32159







$ 145,000.00


PROV. TR GP-FBO JEFFREY R LEONG IRA702 HILLCREST TERRACEFREMONT, CA 94539







$ 44,000.00






PROV. TR GP-FBO JERRY VERSEPUT IRA244 LUNA CIRCLEFOLSOM, CA 95630







$ 50,000.00


PROV. TR GP-FBO JIMMY HOLLY IRAPO BOX 37080MAPLE HTS, OH 44137







$ 80,000.00


PROV. TR GP-FBO JOAN E KENNEDY IRA422 RIDGEWOOD DRFREDERICKTOWN, PA 15333







$ 55,000.00


PROV. TR GP-FBO JOELLEN STRAIT IRA5605 N PROSPECT AVEFRESNO, CA 93700







$ 127,121.00


PROV. TR GP-FBO JOHN GOODSPEED IRA9925 WALLER RD ETACOMA, WA 98446







$ 46,622.00


PROV. TR GP-FBO JOHN GOODSPEED IRA9925 WALLER RD ETACOMA, WA 98446







$ 50,000.00






PROV. TR GP-FBO JOHN L SPRINGER IRA15394 E. MONMOUTH PLAURORA, CO 80015







$ 50,000.00


PROV. TR GP-FBO KATHRYN I HOFF IRA1090 E 3RD AVEBLOOMFIELD, CO 80020







$ 217,608.83


PROV. TR GP-FBO KATHRYN LYLE IRAPO BOX 50583BILLINGS, MT 59105







$ 50,000.00


PROV. TR GP-FBO KATHRYN T GREGOR IRA906 HIGHLAND AVEBELLEFONTE, DE 19809







$ 29,000.00


PROV. TR GP-FBO KATHY A MILLER IRA421 PINE STSEBASTIAN, FL 32958







$ 31,700.00


PROV. TR GP-FBO KEITH W ELLIS IRA6 KIMBA LNSAGAMORE BCH, MA 02562







$ 63,500.00






PROV. TR GP-FBO KENT R BRITTON IRA26060 EAST PICCADILLY LANEEAGLE, ID 83616







$ 300,000.00


PROV. TR GP-FBO LAWRENCE E BRENSDAL IRA675 LAKE HILLS PLACEBILLINGS, MT 59105







$ 69,600.00


PROV. TR GP-FBO LAWRENCE GUTHRIE ICA5500 SKYLINE DRIVEWILMINGTON, DE 19808







$ 100,000.00


PROV. TR GP-FBO LAWRENCE M SPETKA IRA2537 OLDE BROOKSIDE RDTOLEDO, OH 43615







$ 200,000.00


PROV. TR GP-FBO LYNN R ETMAN IRA425 FLEMING STSEBASTIAN, FL 32958







$ 61,180.00


PROV. TR GP-FBO MARGARET A GOUGH ROTH IRA2733 S WALTER REED DRAPT CARLINGTON, VA 22206







$ 30,200.00






PROV. TR GP-FBO MARIA PINEDA IRA8669 MATILIJA STPANORAMA CITY, CA 91402







$ 97,500.00


PROV. TR GP-FBO MARK G CAMPBELL IRA653 STOVER SHOP ROADCHURCHVILLE, VA 24421







$ 46,450.00


PROV. TR GP-FBO MARLENA MILLER ROTH IRA15954 JACKSON CREEK PKWY STE B-603MONUMENT, CO 80132-8532







$ 131,000.00


PROV. TR GP-FBO MARTIN V COHEN IRA2727 PALISADE AVE5-HBRONX, NY 10463







$ 100,000.00


PROV. TR GP-FBO MARVIN HILL IRA17966 ROAD 8BRIGHTON, CO 80603







$ 104,500.00


PROV. TR GP-FBO MARY L VOSBURG IRA5170 REITER AVELAS VEGAS, NV 89108







$ 40,000.00






PROV. TR GP-FBO MICHAEL A BINKERD IRA6159 E 1800 NEDEN, UT 84310







$ 165,000.00


PROV. TR GP-FBO MICHAEL D ODEGARD IRA6090 B HWY 14-16ARVADA, WY 82831







$ 53,000.00


PROV. TR GP-FBO MICHAEL FARRELL IRA32 ALPINE RUN RDKINGSTON, MA 02364







$ 100,000.00


PROV. TR GP-FBO MICHELE R HOMAN IRA586 UNION CITY RDFT. RECOVERY, OH 45846







$ 100,000.00


PROV. TR GP-FBO MILTON J BENDER ROTH IRA1690 DUCK CREEK RDIONE, CA 95640







$ 36,250.00


PROV. TR GP-FBO MISAEL SOTO IRA3125 S KENILWORTH AVEBERWYN, IL 60402







$ 69,617.58






PROV. TR GP-FBO MURIEL G ZAHM IRA1525 E MARYLAND LANELAUREL, MT 59044







$ 50,000.00


PROV. TR GP-FBO NANCY SNOLAND IRAATTN: LOCKBOX DEPTPO BOX 4330ONTARIO, CA 91761







$ 43,000.00


PROV. TR GP-FBO NICKEY L ZOLMAN IRA8880 W. SUNSET RD., STE 250LAS VEGAS, NV 89148







$ 163,000.00


PROV. TR GP-FBO PAULA I FOX IRA4800 COLONNADE CTWOODBRIDGE, VA 22192







$ 25,000.00


PROV. TR GP-FBO PHILIP KENT IRA59 MEDITERRANEAN BLVD EASTPORT ST LUCIE, FL 34952







$ 58,342.88


PROV. TR GP-FBO PHILLIPE J STECK IRA21415 S. HILLSIDE RDFRANKFORT, IL 60423







$ 100,000.00






PROV. TR GP-FBO PRIYA MUTHU IRA554 SUSAN DRKING OF PRUSSIA, PA 19406







$ 25,000.00


PROV. TR GP-FBO RANDAL K GARRETT IRA14331 WOODLAND HILL DRSOUTH CHESTERFIELD, VA 23834







$ 246,750.00


PROV. TR GP-FBO RAYMOND M SYKES IRA103 CARLISLE LANEPORT ST. LUCIE, FL 34952







$ 54,081.00


PROV. TR GP-FBO RICH/ELIZ. MALINOWSKI ICAATTN: LOCKBOX DEPTPO BOX 4330ONTARIO, CA 91761-8330







$ 50,000.00


PROV. TR GP-FBO RICHARD B MARKS IRA140 MOURNING DOVE DRCANON CITY, CO 81212







$ 70,000.00


PROV. TR GP-FBO RICHARD J CARLI IRA221 VENTASSO DRIVECLAYTON, NC 27527







$ 115,000.00






PROV. TR GP-FBO RICHARD M FREY IRA2615 LODI COURTFORT COLLINS, CO 80526







$ 200,000.00


PROV. TR GP-FBO RICHARD MALINOWSKI IRA4438 CORDERO DREL DORADO HILLS, CA 95762







$ 50,000.00


PROV. TR GP-FBO RICHARD R VONESH IRA5612 BURNHAM WOODS LANEFT. WAYNE, IN 46804







$ 69,000.00


PROV. TR GP-FBO ROBERT CENTRONE IRA6642 ROUND LAKE RD.SAVONA, NY 14879







$ 29,000.00


PROV. TR GP-FBO ROBERT F GAFFNEY IRA328 VIRGINIA AVEHAVERTOWN, PA 19083







$ 250,000.00


PROV. TR GP-FBO ROBERT L GROSS JR IRA540 32ND AVE SWVERO BEACH, FL 32968







$ 34,707.00






PROV. TR GP-FBO RON PETERSON IRA310 TRAVOISBILLINGS, MT 59105







$ 49,750.00


PROV. TR GP-FBO RONALD E MOORE IRA5312 THUNDER RIDGE CIRROCKLIN, CA 95765







$ 50,000.00


PROV. TR GP-FBO RONALD G HAUPT ROTH IRA956 19TH PLACE SWVERO BEACH, FL 32962







$ 45,800.00


PROV. TR GP-FBO RUSS FRERICHS ROTH IRA585 S. CORONADENVER, CO 80209







$ 50,000.00


PROV. TR GP-FBO SALLY FRERICHS ROTH IRA585 S. CORONADENVER, CO 80209







$ 50,000.00


PROV. TR GP-FBO STEPHEN M BOYLE IRA411 HOLLINS ROADLANDENBERG, PA 19350







$ 71,000.00






PROV. TR GP-FBO STEVEN G SCHULTZ ROTH IRA6450 TUCKERMAN LANECOLORADO SPRINGS, CO 80918







$ 42,000.00


PROV. TR GP-FBO SURESH AND ANITA RAO ICA147 HOPPER LANEFOLSOM, CA 95630







$ 50,000.00


PROV. TR GP-FBO SUSAN BRENDSAL IRA675 LAKE HILLS PLACEBILLINGS, MT 59105







$ 123,000.00


PROV. TR GP-FBO SUSAN M MERTZ IRA4690 S 930 EWOLCOTTVILLE, IN 46795







$ 28,000.00


PROV. TR GP-FBO SUSAN SIEFKEN IRA3018 NE QUIET CANYONBEND, OR 97705







$ 25,000.00


PROV. TR GP-FBO SUZANNE ROETHLE ROTH IRA43105 GREY RDBOSCOBEL, WI 53805







$ 23,000.00






PROV. TR GP-FBO TERRY DUKART IRA2735 BITTERROOT DRBILLINGS, MT 59105







$ 67,200.00


PROV. TR GP-FBO TERRY NAGEL SEP IRA3 LAKEMOR COURTBLYTHEWOOD, SC 29016







$ 44,800.00


PROV. TR GP-FBO THERESA BROWER IRA10 DULANEY GATE COURTCOCKEYSVILLE, MD 21030







$ 92,830.78


PROV. TR GP-FBO THERESA L LENNARTZ IRAPO BOX 71FT RECOVERY, OH 45846







$ 86,000.00


PROV. TR GP-FBO THOMAS A ARMATA IRA5009 CREEKSIDE PRESERVE DR.HIXSON, TN 37343







$ 126,799.00


PROV. TR GP-FBO THOMAS CARDOSI IRA1075 LAWTON ROADPARK HILLS, KY 41011







$ 200,000.00






PROV. TR GP-FBO THOMAS NELSON IRA5802 CANTERBURY LANEMYRTLE BEACH, SC 29577







$ 75,000.00


PROV. TR GP-FBO TIANYI KRUPKA IRA3616 PARSONS POND CIRCLEWESTLAKE, OH 44145







$ 833.33


PROV. TR GP-FBO TIANYI KRUPKA IRA3616 PARSONS POND CIRCLEWESTLAKE, OH 44145







$ 100,000.00


PROV. TR GP-FBO TODD A MCFOY IRA146 BAKERFIELD DRIVEMIDDLETOWN, DE 19709







$ 100,000.00


PROV. TR GP-FBO TODD HOTTOVY IRA4600 BIRCH CREEK DRIVELINCOLN, NE 68516







$ 25,000.00


PROV. TR GP-FBO VIRGINIA M GALLAGHER IRA4946 JAMES PLACEBROOKHAVEN, PA 19015







$ 85,000.00






PROV. TR GP-FBO WALLACE DUBOIS IRA2100 MAGIC VALLEY CTCOOL, CA 95614







$ 50,000.00


PROV. TR GP-FBO WILLIAM J MOORE IRA 2493 E 309TH RDPERU, IL 61354







$ 100,000.00


QUEST IRA FBO EDGARDO NATIVIDAD17171 PARK ROW STE 100HOUSTON, TX 77084







$ 99,530.00


RALPH C & KATHERYN A MADDOCKS127 SALEM DRPENNSVILLE, NJ 08070







$ 50,000.00


RALPH E BURNS3208 RIVENHURST DRFAYETTEVILLE, NC 28301







$ 25,000.00


RALPH E BURNS3208 RIVENHURST DRFAYETTEVILLE, NC 28301







$ 25,000.00






RANDALL S WORWAG TR-RANDALL WORWAG TTE5697 XENON CTARVADA, CO 80002







$ 300,000.00


RANDY C BOTWINICK1645 F LINTON LAKE DRDELRAY BEACH, FL 33445







$ 98,000.00


RANDY G DEMEL1008 NE 160 RDCLAFLIN, KS 67525







$ 25,000.00


RAYMOND J & JUDY L CRADY10160 NICOLE DRBROWNSBURG, IN 46112







$ 50,000.00


REBECCA K ZINNE500 8TH ST NW # 9WATFORD CITY, ND 58854







$ 50,000.00


REMIGIO & JANET SANTIAGO3762 ARBOLADA RDLOS ANGELES, CA 90027







$ 25,000.00






RICH SKEEN4355 W 2200 NOGDEN, UT 84404







$ 50,000.00


RICHARD & DOROTHY J MCCARTY7311 E COUNTY ROAD 600 NMICHIGANTOWN, IN 46057







$ 25,000.00


RICHARD D & CARMELA M TALBOT991 COTTONWOOD LNLARKSPUR, CO 80118







$ 50,000.00


RICHARD D DOLECEK330 CONIFER DREVERGREEN, CO 80439







$ 100,000.00


RICHARD DROUIN430 PINE STSEBASTIAN, FL 32958







$ 30,000.00


RICHARD H INMAN785 BAYFIELD DRCOLORADO SPRINGS, CO 80906







$ 150,000.00






RICHARD M & KIMBERLY G FIELD2421 W PEAKVIEW CTLITTLETON, CO 80120-3068







$ 100,000.00


RICHARD M & KIMBERLY G FIELD2421 W PEAKVIEW CTLITTLETON, CO 80120







$ 100,000.00


RICHARD M & ROXANE J FREY2615 LODI CTFORT COLLINS, CO 80526







$ 25,000.00


RICHARD MICHNA18 STARFISH DRVERO BEACH, FL 32960







$ 50,000.00


RICKY L & SHAWNA R HECK32 GILBERT RDSHIPPENSBURG, PA 17257







$ 200,000.00


ROBERT & DAWN SHARKEY2307 WESTVIEW RDFORT COLLINS, CO 80524







$ 50,000.00






ROBERT A & BARBARA A KOBETITSCH30 WESTMINSTER PLEDISON, NJ 08817







$ 50,000.00


ROBERT A FOX23000 MORRISON CREEK RDWHITE CITY, OR 97503







$ 50,000.00


ROBERT A FOX23000 MORRISON CREEK RDWHITE CITY, OR 97503







$ 100,000.00


ROBERT A SCHLICHTING3339 WILDVIEW DRFORT COLLINS, CO 80528







$ 75,000.00


ROBERT ANTHONY & JACQUELINE P MCELROY111 LEE RD # 819PHENIX CITY, AL 36870







$ 25,000.00


ROBERT C TIDLER5008 CELTIC DR APT 202ALEXANDRIA, VA 22310







$ 25,000.00






ROBERT J & SHIRLEY DIDIER JRLT 10/30/135627 ISLAND VIEW DRCELINA, OH 45822







$ 25,000.00


ROBERT J & THERESA CENTRONE6642 ROUND LAKE RDSAVONA, NY 14879







$ 105,000.00


ROBERTA K ASH RLT9594 TAORMINA STLAKE WORTH, FL 33467







$ 25,000.00


RODRIGO S & FLORA M RODRIGUEZ3801 E CREST DR # 6301BRYAN, TX 77802







$ 100,000.00


RON K DISMUKE106 PONDEROSA DRSANTA CRUZ, CA 95060







$ 35,000.00


RONALD E & CAROLYN J KELLER648 SKEELS RDCELINA, OH 45822







$ 50,000.00






RONALD E & CAROLYN J KELLER648 SKEELS RDCELINA, OH 45822







$ 50,000.00


RONALD E JOY1212 ANDREWSKILGORE, TX 75662







$ 100,000.00


RONALD G & APRIL M WILHELM3806 STONE BRIDGE RDALEXANDRIA, VA 22036







$ 35,000.00


RONALD J WOHLWEND LT7405 ORCHESTRA LNMELBOURNE, FL 32940







$ 50,000.00


RONALD L COX TR 03/10/80985 HARRISON LNHOFFMAN ESTATES, IL 60192







$ 25,000.00


RONALD NEUBAUER60490 WOODLAND DRDOWAGIAC, MI 49047







$ 25,000.00






ROQUE & ELVIRA GONZALES2163 MONFIETH WAYSACRAMENTO, CA 95822







$ 260,000.00


ROSEMARY KELLY900 N 9TH STOMAHA, NE 68114-8807







$ 200,000.00


ROSEWOOD CAPITAL INVESTMENTS INC4335 VAN NUYS BLVD # 204SHERMAN OAKS, CA 91403







$ 120,750.00









$ 159,250.00









$ 267,500.00









$ 278,500.00






ROSLYN BOBENCHIK150 MARINE AVEBROOKLYN, NY 11209







$ 100,000.00


ROSLYN BOBENCHIK150 MARINE AVEBROOKLYN, NY 11209







$ 250,000.00


RUBY HALL JONES1851 CR 1910FRUITVALE, TX 75127







$ 50,000.00


RUSSELL C TAYLOR300 BROOK WAYMODESTO, CA 95354







$ 50,000.00


RUSSELL W & TERRY BLAKE BOEHM1731 SUMAC STLONGMONT, CO 80501







$ 100,000.00


RUTH CAMP PERSONAL CARE TR3054 NE 63RD STOCALA, FL 34479







$ 105,000.00






RUTH U & PETER R DIETZ178 W ALTA VIEW WAYSANDY, UT 84070







$ 30,000.00


SALLY KNOWLES1798 SATINWOOD CIRCOCONUT CREEK, FL 33063







$ 50,000.00


SANAZ HEYDARI27916 VIA MIRADALAGUNA NIGUEL, CA 92677







$ 25,000.00


SANDRA B HAYNES RLT10263 BRAEBURN CTPOWELL, OH 43065







$ 419,153.40


SANDRA E STONE4153 1ST ST SWVERO BEACH, FL 32968







$ 80,000.00


SANDRA M BRUCKERTE11268 SAUK PRAIRIE RDPRAIRIE DU SAC, WI 53578







$ 200,000.00






SANFORD & LAURA STERN RT 11/05/9210777 SW STONY CREEK WAY APT 2110PORT ST LUCIE, FL 34987







$ 300,000.00


SASSER TESTAMENTARY TR FOR SABLE SASSER20 PASEO VISTA LOOPRIO RANCHO, NM 87124







$ 25,000.00


SCHWARTZ MEDIA BUYING COMPANY LLC14225 VENTURA BLVD STE 100SHERMAN OAKS, CA 91423







$ 200,000.00


SCHWARTZ MEDIA BUYING COMPANY LLC14225 VENTURA BLVD STE 100SHERMAN OAKS, CA 91423







$ 800,000.00


SCOTT MCCAW64A BINNEY LNOLD GREENWICH, CT 06870







$ 25,000.00


SERGIO R & ALINA M DIAZ3725 S OCEAN DR APT 318HOLLYWOOD, FL 33019







$ 50,000.00






SHEILA O HECKER1201 WESTWOOD VILLAGE LN # 102MIDLOTHIAN, VA 23114







$ 25,000.00


SHERI DERAKHSHANDEH11615 SE 180TH STRENTON, WA 98058







$ 100,000.00


SHERMAN HEARN64 CONCORD DRJACKSON, TN 38305







$ 25,000.00


SHIRLEY DAVIS OGBURNPO BOX 1558438 CARLISLE PIKEYORK SPRINGS, PA 17372







$ 50,000.00


SHIRLEY E CONTI702 SE STREAMLET AVEPORT ST LUCIE, FL 34983







$ 40,000.00


SHIRLEY G TONTRUP226 E MONROE STNEW BREMEN, OH 45869







$ 30,000.00






SHIRLEY LARSEN200 PARKVIEW TERVALLEJO, CA 94589







$ 250,000.00


SMITH FAMILY IRREV TR2976 MYRTLE OAK CIRDAVIE, FL 33328







$ 100,000.00


SNEHAL M & NIPA S SHAH6 VALIANT CTNESCONSET, NY 11767







$ 50,000.00


SONIA RUDGE RT DTD 12/15/09937 MORRALL DRN MYRTLE BCH, SC 29582-6279







$ 100,000.00


SRH INVESTMENTS LLC530-B HARKLE RD STE 100SANTA FE, NM 87505







$ 25,000.00


STACY C & CHRISTIANE E GUINN5712 W 71ST PLARVADA, CO 80003







$ 100,000.00






STANLEY C & HOMEIRA M MCDONALD JWROS32255 NORTHWESTERN HWY STE 260FARMINGTON HILLS, MI 48334







$ 100,000.00


STANLEY H REED46 SEQUOIA CIRSANTA ROSA, CA 95401







$ 50,000.00


STATE OF MAINE DEPARTMENT OF PROFESSIONAL & FINANCIAL REGULATIONOFFICE OF SECURITIES35 STATE HOUSE STATIONAUGUSTA, ME 04333







$ Undetermined


STATE OF OREGONDIVISION OF FINANCIAL REGULATION350 WINTER ST. NE, ROOM 410SALEM, OR 97309







$ Undetermined


STATE OF WASHINGTON DEPARTMENT OF FINANCIAL INSTITUTIONS 150 ISARAEL RD SWTUMWATER, WA 98501







$ Undetermined


STEPHANIE FERNANDEZ904 G AVEANACORTES, WA 98221







$ 50,000.00






STEPHANIE GARREPY5622-1 MALT DRFORT MYERS, FL 33907







$ 100,000.00


STEPHEN & JACKLYN CATOPO BOX 97/137 CYPRESS AVEDILLON BEACH, CA 94929







$ 110,000.00


STEPHEN L POULIOT TR DTD 04/01/111223 CABRILLO AVEVENICE, CA 90291







$ 100,000.00


STEPHEN T SCOTT310 S 15TH STBURLINGTON, CO 80807







$ 300,000.00


STEPHEN WHITLOCK17942 TORRY PINES PLLEWES, DE 19958







$ 25,000.00


STEVE M GODSEY417 MOUNTAIN VIEW CTBLOUNTVILLE, TN 37617







$ 50,000.00






STEVEN BLANCHARD443 UPPER PIKE CRK RDNEWARK, DE 19711







$ 50,000.00


STEVEN J & SUZAN C SERY14945 CROOKED SPUR LNCOLORADO SPRINGS, CO 80921







$ 150,000.00


SUE CLEMENTS15056 CR 173 NKILGORE, TX 75662







$ 100,000.00


SUNWEST TR FRANCISCO A GALAN IRAPO BOX 36371ALBUQUERQUE, NM 87176







$ 265,000.00


SUNWEST TR JAMES E MURPHY IRAPO BOX 36371ALBUQUERQUE, NM 87176







$ 192,000.00


SUNWEST TR SHERRY HAMILTON IRAPO BOX 36371ALBUQUERQUE, NM 87176







$ 25,000.00






SUNWEST TR SHERRY HAMILTON IRAPO BOX 36371ALBUQUERQUE, NM 87176







$ 145,000.00


SUSAN A KIRSCHENMANN3118 38TH ST WBILLINGS, MT 59102







$ 60,000.00


SUSAN BLACK1364 COLORADO PKWYEATON, CO 80615







$ 50,000.00


SUSAN L RUHLMAN31 A POST RDASHEVILLE, NC 28806







$ 50,000.00


TERRENCE A & JILL L VANDENBERG3672 WISTERIA AVEFREMONT, MI 49412







$ 60,000.00


TERRENCE D & MARY L HUNT7402 S EUDORA WAYCENTENNIAL, CO 80122







$ 40,000.00






TERRENCE L & MITCHELL D SAWICKIPO BOX 513WILTON, ND 58579







$ 175,000.00


THE ALEXANDER TR5539 COURTYARD DRMARGATE, FL 33063







$ 80,143.00


THE BERRY LT-HENRY S BERRY TTEE15703 BRIGHT STAR STSAN ANTONIO, TX 78232







$ 100,000.00


THE BRUCE & KATHLEEN FORD TR141 S LAKESHORE DR B8RACINE, WI 53403







$ 25,000.00


THE EXCEL RT 05/01/06 E M GARVIN GRANTORPO BOX 43715LAS VEGAS, NV 89116-1715







$ 50,000.00


THE FLAX FRT DTD 07/27/95485 WOODSIDE RD APT 4122REDWOOD CITY, CA 94061







$ 175,000.00






THE HELGESON FT710 GRAND AVE STE 1BILLINGS, MT 59101







$ 93,000.00


THE JOE GRUBER TR DTD 08/16/108246 URBAN CTARVADA, CO 80005







$ 100,000.00


THE JOHN FROHWEIN RT1031 COMMUNITY DR APT 325JUPITER, FL 33458







$ 26,000.00


THE LARSON FT DTD 05/21/10414 E WISTARIA AVEARCADIA, CA 91006







$ 50,000.00


THE LEON H PERLIN RTA DTD 12/12/063360 S OCEAN BLVD # 5-HSPALM BEACH, FL 33480







$ 50,000.00


THE LEON H PERLIN RTA DTD 12/12/063360 S OCEAN BLVD # 5-HSPALM BEACH, FL 33480







$ 50,000.00






THE LICKING IRREV LIFE INSURANCE TR4630 COLUMBIA RIVER CTSAN JOSE, CA 95136







$ 200,000.00


THE MARILYN L APPLEGATE SPECIAL NEEDS TR12114 FM 2276 NKILGORE, TX 75662







$ 50,000.00


THE MARILYN L APPLEGATE SPECIAL NEEDS TR12114 FM 2276 NKILGORE, TX 75662







$ 50,000.00


THE MARSHALL FT UAD 05/26/14 CAM & CCM TTCLAYTON A & CAROLYN M MARSHALL TTEES2020 DELAWARE AVE # 105SANTA MONICA, CA 90404







$ 25,000.00


THE MOON RT2855 W COMMERCIAL BLVD APT 241FORT LAUDERDALE, FL 33309







$ 25,000.00


THE MOSCOVITCH FAMILY IRREV TR12198 NW 9TH DRCORAL SPRINGS, FL 33071







$ 100,000.00






THE NEW CASTLE CNTY BOARD OF REALTORS3615 MILLER RDWILMINGTON, DE 19802







$ 50,000.00


THE SANDRA SAWYER RT UAD AMND 06/13/0820 S 5TH STGRAND HAVEN, MI 49417







$ 72,000.00


THE SHELDON & JUDY GOLDMAN FT 07/14/941463 TWINRIDGE RDSANTA BARBARA, CA 93111







$ 50,000.00


THE STEPHEN D HOPKINS TR6 PECK AVE UNIT 62-BRYE, NY 10580







$ 50,000.00


THE STONE LT725 SE COUNTY ROAD 3122CORSICANA, TX 75109







$ 50,000.00









$ 100,000.00













$ 50,000.00


THE WAIT FRLT DTD 03/09/99531 CUSTER AVECOLORADO SPRINGS, CO 80903







$ 25,000.00


THE WAIT FRLT DTD 03/09/99531 CUSTER AVECOLORADO SPRINGS, CO 80903







$ 25,000.00


THE WHITE FT5229 DUNEWOOD WAYAVON, IN 46123







$ 25,000.00


THEODOSIA THEODOROU23329 ROGERDALE PLDULLES, VA 20166







$ 100,000.00


THERESA A & RONALD L BORNE160 W 400 NDECATUR, IN 46733-8397







$ 50,000.00






THOMAS F & PATRICIA M CYGAN325 WARRENSBURG DRBELLEVILLE, IL 62223







$ 70,000.00


THOMAS M KUBSH7914 MARTYS DRST LOUIS, MO 63123







$ 100,000.00


THOMAS M VASIL & FRANCIS RAMIREZ7531 SEABLUFF DR # 103HUNTINGTON BEACH, CA 92648







$ 35,000.00


TMICO-FBO HENRY S BERRY TRAD IRAPO BOX 2288FORT WORTH, TX 76113







$ 50,000.00


TMICO-FBO JAMES M MCCULLY TRAD IRAPO BOX 2288FORT WORTH, TX 76113







$ 50,000.00


TMICO-FBO RONALD E DALEY TRAD IRAPO BOX 2288FORT WORTH, TX 76113







$ 75,000.00






TMICO-FBO THOMAS K REED TRAD IRAPO BOX 2288FORT WORTH, TX 76113







$ 50,000.00


TODD MATTHIES4630 S WOLFF STDENVER, CO 80236







$ 100,000.00


TONY BRUNO8380 WOODWAY DR APT B601HOUSTON, TX 77063-2408







$ 100,000.00


TONY G & ANN M CHIRIKOS818 COLOMBIA PLBOULDER, CO 80303







$ 50,000.00


TONY P & WENDY K GOETTER2065 LEE STDES PLAINES, IL 60018







$ 25,000.00


TONY P & WENDY K GOETTER2065 LEE STDES PLAINES, IL 60018







$ 50,000.00






TOWNLEY FT DTD 11/13/00403 PADRE JUANOJAI, CA 93023







$ 50,000.00


TRINA M BRUNS4025 HEATHER CTKNOXVILLE, TN 37919







$ 35,000.00


US SECURITIES AND EXCHANGE COMMISSIONATTN CHRISTINE NESTOR801 BRICKELL AVENUE, SUITE 1800 MIAMI , FL 33131







$ Undetermined


V LAKSHMINARAYANAN & V AIYER BHARDWAJ2856 CORTINA WAYUNION CITY, CA 94587







$ 50,000.00


VERNE W & AMANDA CARLSON418 SUNSHINE PKWYGOLDEN, CO 80403







$ 150,000.00


VICTORIA A PILUT TR AGRMNT UTA 08/31/981528 SHIRE CIR UNIT CINVERNESS, IL 60067







$ 50,000.00






VINCENT & MARY JO DELL'OREFICE4592 SE BOATYARD AVESTUART, FL 34997







$ 50,000.00


VINCENT CARRANO RLT 11/27/132741 NE 53RD CTLIGHTHOUSE POINT, FL 33064







$ 30,000.00


VIRGINIA MCCLEAF RT75 WHITE RUN LNGETTYSBURG, PA 17325-7061







$ 50,000.00


WALES B & JOAN W BEATY2520 NUNNELEE AVEMEMPHIS, TN 38127







$ 100,000.00


WALTER E & MEREDITH M BOSTIC6 HUNTER HEATH DRTOPSAIL BEACH, NC 28460







$ 50,000.00


WANDA G GAUTHIER9849 W FAIRVIEW AVELITTLETON, CO 80127







$ 50,000.00






WAYNE & SANDRA K STEBNER3284 PINE VIEW DRSIMI VALLEY, CA 93065







$ 100,000.00


WAYNE B OGBURNPO BOX 1558438 CARLISLE PIKEYORK SPRINGS, PA 17372







$ 50,000.00


WENDELL R CUCHETTI428 DOWNING STDENVER, CO 80218







$ 40,000.00


WILLIAM B KING333 SPENCER DRCLAYTON, DE 19938







$ 75,000.00


WILLIAM D ARNOLD FT615 CONCHA LOMA DRCARPINTERIA, CA 93013







$ 100,000.00


WILLIAM D HENRY712 TWIN OAKS RDCASTLE ROCK, CO 80109







$ 100,000.00






WILLIAM F LEHMAN213 LINDY AVEPO BOX 7YORK SPRING, PA 17372







$ 50,000.00


WILLIAM H & SARAH N BUFORD1300 MARCH DRAUSTIN, TX 78753







$ 200,000.00


WILLIAM K & MARYLOUISE WIDMAIER15156 ULSTER WAYTHORNTON, CO 80602







$ 50,000.00


WILLIAM K & MARYLOUISE WIDMAIER15156 ULSTER WAYTHORNTON, CO 80602







$ 50,000.00


WILLIAM KNUPP3 STATEN LNTAYLORS, SC 29687







$ 50,000.00


WILLIAM KNUPP3 STATEN LNTAYLORS, SC 29687







$ 50,000.00






WILLIAM L & GAIL L PRIDDY2136 STRAUSS DRFAIRFIELD, CA 94533







$ 200,000.00


WILLIAM LINDW 3748 OAK STMONTELLO, WI 53949







$ 25,000.00


WILLIAM P REPASKY8414 CASTAWAY DRWINDSOR, CO 80528







$ 25,000.00


WILLIAM R & DOROTHY WILSON23334 LEAF RIDGE DRKATY, TX 77494







$ 50,000.00


WILLIAM R & DOROTHY WILSON23334 LEAF RIDGE DRKATY, TX 77494







$ 100,000.00


WILLIAM S II & BONNIE L HODDINOTT170 BREWSTER RDWINDSOR, CT 06095







$ 25,000.00






WITOLD S WASNIEWSKI LT UPDTD 12/03/094892 BURNLEY DRBLOOMFIELD HILLS, MI 48304







$ 100,000.00


WOODBRIDGE COMMERCIAL BRIDGE LOAN FUND 1LOAN FUND 114140 VENTURA BLVD #302SHERMAN OAKS, CA 91423







$ 1,000,000.00


Woodbridge Group of Companies, LLC14140 Ventura Blvd, Suite 302Sherman Oaks, CA 91423





Basis for the claim:Due To Related Entity


$ Unknown


XIAO QING WANG & JONATHAN CAIN14889 24TH AVESURREY BC V4P1N9 CANADA







$ 100,000.00


YEN HSU CHEN56 BARCELONAIRVINE, CA 92614







$ 25,000.00


YVETTE RUSSELL LT20678 NW 28TH AVEBOCA RATON, FL 33434







$ 50,000.00



Part 3: List Others to Be Notified About Unsecured Claims

4. List in alphabetical order any others who must be notified for claims listed in Parts 1 and 2. Examples of entities that may be listed are collection agencies, assignees of claims listed above, and attorneys for unsecured creditors.

If no others need to be notified for the debts listed in Parts 1 and 2, do not fill out or submit this page. If additional pages are needed, copy the next page.

Name and mailing address On which line in Part 1 or Part 2 is therelated creditor (if any) listed?

Last 4 digits of account number, if any

4.1 JONES WALDO HOLBROOK & MCDONOUGH PCATTN JEFFREY W SHIELDS170 S MAIN ST STE 1500SALT LAKE CITY, UT 84101

Line 3.272

Not listed. Explain

4.2 JONES WALDO HOLBROOK & MCDONOUGH PCATTN JEFFREY W SHIELDS170 S MAIN ST STE 1500SALT LAKE CITY, UT 84101

Line 3.755

Not listed. Explain

4.3 JONES WALDO HOLBROOK & MCDONOUGH PCATTN BLAKE D MILLER170 S MAIN ST STE 1500SALT LAKE CITY, UT 84101

Line 3.272

Not listed. Explain

4.4 JONES WALDO HOLBROOK & MCDONOUGH PCATTN BLAKE D MILLER170 S MAIN ST STE 1500SALT LAKE CITY, UT 84101

Line 3.755

Not listed. Explain

4.5 JONES WALDO HOLBROOK & MCDONOUGH PCATTN PAUL R SMITH170 S MAIN ST STE 1500SALT LAKE CITY, UT 84101

Line 3.272

Not listed. Explain

4.6 JONES WALDO HOLBROOK & MCDONOUGH PCATTN PAUL R SMITH170 S MAIN ST STE 1500SALT LAKE CITY, UT 84101

Line 3.755

Not listed. Explain

4.7 LAW OFFICE OF CURTIS A HEHNATTN CURTIS A HEHN1007 N ORANGE ST 4TH FLWILMINGTON, DE 19801

Line 3.244

Not listed. Explain

4.8 LAW OFFICE OF CURTIS A HEHNATTN CURTIS A HEHN1007 N ORANGE ST 4TH FLWILMINGTON, DE 19801

Line 3.244

Not listed. Explain

4.9 THE INFURNA LAW FIRM, P.A.ATTN JUSTIN R. INFURNA ESQ121 SOUTH ORANGE AVE. SUITE 1500ORLANDO, FL 32801

Line 3.165

Not listed. Explain

4.10 THE SARACHEK LAW FIRMATTN JOSEPH E SARACHEK ESQ101 PARK AVENUE 27TH FLOORNEW YORK, NY 10178

Line 3.268

Not listed. Explain


Line 3.319

Not listed. Explain



Part 3: Additional Page for Others to be Notified About Unsecured Claims




Line 3.51

Not listed. Explain


Line 3.451

Not listed. Explain


Line 3.30

Not listed. Explain


Line 3.269

Not listed. Explain


Line 3.456

Not listed. Explain


Line 3.455

Not listed. Explain

4.18 VENABLE LLPATTN JEFFREY S SABIN, ESQROCKEFELLER CENTER1270 AVENUE OF THE AMERICAS 24TH FLNEW YORK, NY 10020

Line 3.157

Not listed. Explain

4.19 VENABLE LLPATTN CAROL WEINER-LEVY, ESQROCKEFELLER CENTER1270 AVENUE OF THE AMERICAS 24TH FLNEW YORK, NY 10020

Line 3.157

Not listed. Explain

4.20 VENABLE LLPATTN ANDREW J CURRIE, ESQ750 E PRATT ST STE 900BALTIMORE, MD 21202

Line 3.157

Not listed. Explain

4.21 VENABLE LLPATTN JAMIE L EDMONSON, ESQ1201 N MARKET ST STE 1400WILMINGTON, DE 19801

Line 3.157

Not listed. Explain

4.22 WILLIAM W. ERHART, ESQUIRE2961 CENTERVILLE ROAD, SUITE 350WILMINGTON, DE 19808

Line 3.519

Not listed. Explain

4.23 WOMBLE BOND DICKINSON (US) LLPATTN MARK DESGROSSEILLIERS222 DELAWARE AVE STE 1501WILMINGTON, DE 19801

Line 3.272

Not listed. Explain

4.24 WOMBLE BOND DICKINSON (US) LLPATTN MARK DESGROSSEILLIERS222 DELAWARE AVE STE 1501WILMINGTON, DE 19801

Line 3.755

Not listed. Explain

4.25 WOMBLE BOND DICKINSON (US) LLPATTN ERICKA JOHNSON222 DELAWARE AVE STE 1501WILMINGTON, DE 19801

Line 3.272

Not listed. Explain



Part 3: Additional Page for Others to be Notified About Unsecured Claims



4.26 WOMBLE BOND DICKINSON (US) LLPATTN ERICKA JOHNSON222 DELAWARE AVE STE 1501WILMINGTON, DE 19801

Line 3.755

Not listed. Explain



Part 4: Total Amounts of the Priority and Nonpriority unsecured Claims

5. Add the amounts of priority and nonpriority unsecured claims.

Total of claim amounts

5a. Total claims from Part 1 5a. $ 0.00

5b. Total claims from Part 2 5b. + $ 66,739,702.11

5c. Total of Parts 1 and 2 5c. $ 66,739,702.11 Lines 5a + 5b = 5c



Schedule G: Executory Contracts and Unexpired Leases 12/15

Be as complete and accurate as possible. If more space is needed, copy and attach the additional page, numbering the entries consecutively.


Official Form 206G

1. Does the debtor have any executory contracts or unexpired leases?



Case number (If known): 17-12772 (KJC) Chapter 11

2. List all contracts and unexpired leases. State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease

No. Check this box and file this form with the court with the debtor's other schedules. There is nothing else to report on this form. Yes. Fill in all of the information below even if the contracts or leases are listed on Schedule A/B: Assets - Real and Personal Property (Official Form 206A/B).


2.1State what the contract or lease is for and the nature of the debtor's interest

State the term remaining

List the contract number of any government contract

Non-Disclosure Agreement (02198)Nature of Debtor's Interest: Participant

Apollo Capital Management, L.P.Attn: President, Managing or General Agent9 West 57th Street, 37th FloorNew York, NY 10019





BH PropertiesAttn: Todd Allen11111 Santa Monica Blvd, Suite 600Los Angeles, CA 90025





Colony NorthStar Acquisitions, LLCAttn: President, Managing or General Agent515 South Flower Street, 44th FloorLos Angeles, CA 90071





Credit Value Partners, LLCAttn: President, Managing or General Agent49 West Putnam AvenueGreenwich, CT 06830





Deutsche Bank Securities Inc.Attn: James MacInnis60 Wall Street, 3rd FloorNew York, NY 10022

Schedule G: Executory Contracts and Unexpired Leases page 1 of 3


Additional Page if Debtor Has More Executory Contracts or Unexpired Leases

List all contracts and unexpired leases. State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease





Fortress Investment Group LLCAttn: President, Managing or General Agent1345 Avenue of the Americas, 46th FloorNew York, NY 10105





Garrison Investment Group LPAttn: President, Managing or General Agent1290 Avenue of the Americas, Suite 914New York, NY 10104





Oaktree Real Estate Debt Holdings II Ltd.Attn: President, Managing or General Agent333 South Grand Avenue, 28th FloorLos Angeles, CA 90071





Summit Investment Management LLCAttn: Charles J. Burger, CEO and President1700 Lincoln Street, Suite 2150Denver, CO 80203





TerraMar Capital LLCAttn: Joshua Phillips11990 San Vicente Blvd, Suite 200Los Angeles, CA 90049





Thorofare Capital, Inc.Attn: Kevin H. Miller and Robert J. Cooper633 W. Fifth Street, Suite 2200Los Angeles, CA 90071





Westlake Services, LLCAttn: Paul Kerwin4751 Wilshire BlvdLos Angeles, CA 90010

Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page.




Additional Page if Debtor Has More Executory Contracts or Unexpired Leases

List all contracts and unexpired leases. State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease




Operating Agreement of Woodbridge Mortgage Investment Fund 2, LLC (L0293)Nature of Debtor's Interest: Participant

WMF Management, LLC14140 Ventura Blvd, Suite 302Sherman Oaks, CA 91423

Copy this page only if more space is needed. Continue numbering the lines sequentially from the previous page.




Schedule H: Codebtors 12/15

Be as complete and accurate as possible. If more space is needed, copy the Additional Page, numbering the entries consecutively. Attachthe Additional Page to this page.


Official Form 206H




Column 1: Codebtor Column 2: Creditor

Name Mailing address Name Check all schedules that apply:


1. Does the debtor have any codebtors?

No. Check this box and submit this form to the court with the debtor's other schedules. Nothing else needs to be reported on this form.

Yes. 2. In Column 1, list as codebtors all of the people or entities who are also liable for any debts listed by the debtor in the schedules of creditors, Schedules D-G. Include all guarantors and co-obligors. In Column 2, identify the creditor to whom the debt is owed and each schedule on which the creditor is listed. If the codebtor is liable on a debt to more than one creditor, list each creditor separately in Column 2.

codebtors creditors creditor addr12.1None

Street

City State ZIP Code

D E/F G

page 1 of 1Schedule H: Codebtors


Declaration Under Penalty of Perjury for Non-Individual Debtors 12/15

An individual who is authorized to act on behalf of a non-individual debtor, such as a corporation or partnership, must sign and submit

this form for the schedules of assets and liabilities, any other document that requires a declaration that is not included in the document,

and any amendments of those documents. This form must state the individual’s position or relationship to the debtor, the identity of the

document, and the date. Bankruptcy Rules 1008 and 9011.

WARNING -- Bankruptcy fraud is a serious crime. Making a false statement, concealing property, or obtaining money or property by fraud in

connection with a bankruptcy case can result in fines up to $500,000 or imprisonment for up to 20 years, or both. 18 U.S.C. §§ 152, 1341,

1519, and 3571.

Declaration and signature

Official Form 202




Fill in this information to identify the case and this filing:

I am the president, another officer, or an authorized agent of the corporation; a member or an authorized agent of the partnership; or

another individual serving as a representative of the debtor in this case. I have examined the information in the documents checked below and I have a reasonable belief that the information is true and correct:

Schedule A/B: Assets–Real and Personal Property (Official Form 206A/B)

Schedule D: Creditors Who Have Claims Secured by Property (Official Form 206D)

Schedule E/F: Creditors Who Have Unsecured Claims (Official Form 206E/F)

Schedule G: Executory Contracts and Unexpired Leases (Official Form 206G)

Schedule H: Codebtors (Official Form 206H)

Summary of Assets and Liabilities for Non-Individuals (Official Form 206Sum)

Amended Schedule

Chapter 11 or Chapter 9 Cases: List of Creditors Who Have the 20 Largest Unsecured Claims and Are Not Insiders (Official Form 204)

Other document that requires a declaration

I declare under penalty of perjury that the foregoing is true and correct.

Executed on 04/15/2018 /s/ Bradley D. Sharp

MM / DD / YYYY Signature of individual signing on behalf of debtor

Bradley D. SharpPrinted name

Chief Restructuring OfficerPosition or relationship to debtor

Declaration Under Penalty of Perjury for Non-Individual Debtors


Statement of Financial Affairs for Non-Individuals Filing for Bankruptcy

Official Form 207 Statement of Financial Affairs for Non-Individuals Filing for Bankruptcy 4/16

The debtor must answer every question. If more space is needed, attach a separate sheet to this form. On the top of any additional pages, write the debtor’s name and case number (if known).

Part 1: Income

1. Gross revenue from business

None

Identify the beginning and ending dates of the debtor’s fiscal year, which may be a calendar year

Sources of revenue Check all that apply

Gross revenue (before deductions and exclusions)

From the beginning of the fiscal year to filing date: From ___________ to Filing date

MM / DD / YYYY

Operating a business

Other _______________________ $________________

For prior year: From ___________ to ___________ MM / DD / YYYY MM / DD / YYYY


Other _______________________$________________

For the year before that: From ___________ to ___________ MM / DD / YYYY MM / DD / YYYY


Other _______________________$________________

2. Non-business revenueInclude revenue regardless of whether that revenue is taxable. Non-business income may include interest, dividends, money collectedfrom lawsuits, and royalties. List each source and the gross revenue for each separately. Do not include revenue listed in line 1.

None

Description of sources of revenue Gross revenue from each source (before deductions and exclusions)

From the beginning of the fiscal year to filing date: From ___________ to Filing date

MM / DD / YYYY

___________________________ $________________

For prior year: From ___________ to ___________ MM / DD / YYYY MM / DD / YYYY ___________________________ $________________

For the year before that: From ___________ to ___________ MM / DD / YYYY MM / DD / YYYY ___________________________ $________________

Check if this is anamended filing

Debtor name __________________________________________________________________

United States Bankruptcy Court for the: ________________________________________

Case number (If known): _________________________


Woodbridge Mortgage Investment Fund 2, LLC

District of Delaware

17-12772 (KJC)

✘

✘

✘

1/1/2017Interest

1/1/2016 12/31/2016

Interest

1/1/2015 12/31/2015

Interest

4,088,538.34

6,509,427.58

7,805,698.03

See Exhibit - Attachment Part 1.2

Case 17-12560-KJC Doc 1275-1 Filed 04/15/18 Page 1 of 28

Debtor _______________________________________________________ Case number (if known)_____________________________________ Name


Part 2: List Certain Transfers Made Before Filing for Bankruptcy

3. Certain payments or transfers to creditors within 90 days before filing this caseList payments or transfersincluding expense reimbursementsto any creditor, other than regular employee compensation, within 90 days before filing this case unless the aggregate value of all property transferred to that creditor is less than $6,425. (This amount may be adjusted on 4/01/19 and every 3 years after that with respect to cases filed on or after the date of adjustment.)

None

Creditor’s name and address Dates Total amount or value Reasons for payment or transfer Check all that apply

3.1. __________________________________________ Creditor’s name

__________

__________

__________

$_________________ Secured debt

Unsecured loan repayments

Suppliers or vendors

Services

Other _______________________________

3.2. __________________________________________ Creditor’s name

__________

__________

__________

$_________________ Secured debt

Unsecured loan repayments

Suppliers or vendors

Services

Other _______________________________

4. Payments or other transfers of property made within 1 year before filing this case that benefited any insiderList payments or transfers, including expense reimbursements, made within 1 year before filing this case on debts owed to an insider or guaranteed or cosigned by an insider unless the aggregate value of all property transferred to or for the benefit of the insider is less than$6,425. (This amount may be adjusted on 4/01/19 and every 3 years after that with respect to cases filed on or after the date of adjustment.) Do not include any payments listed in line 3. Insiders include officers, directors, and anyone in control of a corporate debtor and their relatives; general partners of a partnership debtor and their relatives; affiliates of the debtor and insiders of such affiliates; and any managing agent of the debtor. 11 U.S.C. § 101(31).

None

Insider’s name and address Dates Total amount or value Reasons for payment or transfer 4.1.

__________________________________________ Insider’s name

___________

___________

___________

$__________________

Relationship to debtor __________________________________________

4.2. __________________________________________ Insider’s name

___________

___________

___________

$__________________

Relationship to debtor

__________________________________________

Woodbridge Mortgage Investment Fund 2, LLC 17-12772 (KJC)






5. Repossessions, foreclosures, and returnsList all property of the debtor that was obtained by a creditor within 1 year before filing this case, including property repossessed by a creditor,sold at a foreclosure sale, transferred by a deed in lieu of foreclosure, or returned to the seller. Do not include property listed in line 6.

NoneCreditor’s name and address Description of the property Date Value of property

5.1. __________________________________________ Creditor’s name

______________ $_________________

5.2. __________________________________________ Creditor’s name

_______________

6. SetoffsList any creditor, including a bank or financial institution, that within 90 days before filing this case set off or otherwise took anything from an account ofthe debtor without permission or refused to make a payment at the debtor’s direction from an account of the debtor because the debtor owed a debt.

None

Creditor’s name and address Description of the action creditor took Date action was taken

Amount

__________________________________________ Creditor’s name

_______________

Last 4 digits of account number: XXXX– __ __ __ __

Part 3: Legal Actions or Assignments

7. Legal actions, administrative proceedings, court actions, executions, attachments, or governmental auditsList the legal actions, proceedings, investigations, arbitrations, mediations, and audits by federal or state agencies in which the debtorwas involved in any capacity—within 1 year before filing this case.

None

7.1.

Case title Nature of case Court or agency’s name and address Status of case

_________________________________ ______________________________ __________________________________________ Name

Pending

On appeal

ConcludedCase number

_________________________________

7.2.

Case title

______________________________

Court or agency’s name and address Pending

On appeal

Concluded

_________________________________ __________________________________________ Name

Case number

_________________________________

_________________$

_________________$


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8. Assignments and receivershipList any property in the hands of an assignee for the benefit of creditors during the 120 days before filing this case and any property in thehands of a receiver, custodian, or other court-appointed officer within 1 year before filing this case.

NoneCustodian’s name and address Description of the property Value

__________________________________________ Custodian’s name

______________________________________ $______________

Case title Court name and address

______________________________________ __________________________________________ Name

Case number

______________________________________

Date of order or assignment

______________________________________

Part 4: Certain Gifts and Charitable Contributions

9. List all gifts or charitable contributions the debtor gave to a recipient within 2 years before filing this case unless the aggregate valueof the gifts to that recipient is less than $1,000

None

9.1.

Recipient’s name and address Description of the gifts or contributions Dates given Value

____________________________________________ Recipient’s name

_______________________________________________

_________________ $______________

Recipient’s relationship to debtor

____________________________________________

9.2.____________________________________________ Recipient’s name

_______________________________________________

_________________ $_____________

Recipient’s relationship to debtor

____________________________________________

Part 5: Certain Losses

10. All losses from fire, theft, or other casualty within 1 year before filing this case.

None

Description of the property lost and how the lossoccurred

Amount of payments received for the loss If you have received payments to cover the loss, for example, from insurance, government compensation, or tort liability, list the total received. List unpaid claims on Official Form 106A/B (Schedule A/B: Assets – Real and Personal Property).

Date of loss Value of property lost

___________________________________________

___________________________________________ _________________ $_____________


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Part 6: Certain Payments or Transfers

11. Payments related to bankruptcyList any payments of money or other transfers of property made by the debtor or person acting on behalf of the debtor within 1 year beforethe filing of this case to another person or entity, including attorneys, that the debtor consulted about debt consolidation or restructuring,seeking bankruptcy relief, or filing a bankruptcy case.

None

Who was paid or who received the transfer? If not money, describe any property transferred Dates Total amount or value

11.1 _____________________________________________

________________________________________________

________________ $______________ Address

Email or website address

_____________________________________________

Who made the payment, if not debtor?

_____________________________________________

Who was paid or who received the transfer? If not money, describe any property transferred Dates Total amount or value

11.2 ______________________________________________

________________________________________________

________________ $_____________

Address

Email or website address

_____________________________________________

Who made the payment, if not debtor?

_____________________________________________

12. Self-settled trusts of which the debtor is a beneficiary List any payments or transfers of property made by the debtor or a person acting on behalf of the debtor within 10 years before the filing of this case toa self-settled trust or similar device.Do not include transfers already listed on this statement.

None

Name of trust or device Describe any property transferred Dates transfers were made

Total amount or value

_____________________________________________

_________________________________________________

______________ $______________

Trustee

_____________________________________________


See Global Notes

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13. Transfers not already listed on this statement

List any transfers of money or other propertyby sale, trade, or any other meansmade by the debtor or a person acting on behalf of the debtorwithin 2 years before the filing of this case to another person, other than property transferred in the ordinary course of business or financial affairs.Include both outright transfers and transfers made as security. Do not include gifts or transfers previously listed on this statement.

None

Who received transfer? Description of property transferred or payments received or debts paid in exchange

Date transfer was made

Total amount or value

13.1. __________________________________________

___________________________________________

________________ $______________

Address


__________________________________________

Who received transfer?

___________________________________________

________________ $_____________

13.2. __________________________________________

Address


__________________________________________

Part 7: Previous Locations

14. Previous addressesList all previous addresses used by the debtor within 3 years before filing this case and the dates the addresses were used.

Does not apply

Address Dates of occupancy

14.1. From ____________ To ____________

14.2. From ____________ To ____________


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Part 8: Health Care Bankruptcies

15. Health Care bankruptciesIs the debtor primarily engaged in offering services and facilities for: diagnosing or treating injury, deformity, or disease, or providing any surgical, psychiatric, drug treatment, or obstetric care?

No. Go to Part 9. Yes. Fill in the information below.

Facility name and address Nature of the business operation, including type of services the debtor provides

If debtor provides meals and housing, number of patients in debtor’s care

15.1. ____________________________________________ Facility name

____________________________________________________________

____________________

Location where patient records are maintained (if different from facility address). If electronic, identify any service provider.

How are records kept?

____________________________________________________________

Check all that apply:

Electronically Paper

Facility name and address Nature of the business operation, including type of services the debtor provides

If debtor provides meals and housing, number of patients in debtor’s care

15.2. ____________________________________________ Facility name

___________________________________________________________

____________________

Location where patient records are maintained (if different from facility address). If electronic, identify any service provider.

How are records kept?

____________________________________________________________

Check all that apply:

Electronically Paper

Part 9: Personally Identifiable Information

16. Does the debtor collect and retain personally identifiable information of customers?

No. Yes. State the nature of the information collected and retained. ___________________________________________________________________

Does the debtor have a privacy policy about that information?

No Yes

17. Within 6 years before filing this case, have any employees of the debtor been participants in any ERISA, 401(k), 403(b), or otherpension or profit-sharing plan made available by the debtor as an employee benefit?

No. Go to Part 10. Yes. Does the debtor serve as plan administrator?

No. Go to Part 10. Yes. Fill in below:

Name of plan Employer identification number of the plan

EIN: ___ ___ ___ ___ ___ ___ ___ ___ ___ ___

_______________________________________________________________________ Has the plan been terminated? No Yes


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Part 10: Certain Financial Accounts, Safe Deposit Boxes, and Storage Units

18. Closed financial accountsWithin 1 year before filing this case, were any financial accounts or instruments held in the debtor’s name, or for the debtor’s benefit, closed, sold,moved, or transferred?Include checking, savings, money market, or other financial accounts; certificates of deposit; and shares in banks, credit unions,brokerage houses, cooperatives, associations, and other financial institutions.

None

Financial institution name and address Last 4 digits of account number

Type of account Date account was closed, sold, moved, or transferred

Last balance before closing or transfer

18.1 ______________________________________Name

XXXX–___ ___ ___ ___ Checking

Savings

Money market

Brokerage

Other______________

___________________ $____________

18.2 ___________________________________________ Name

XXXX–___ ___ ___ ___ Checking

Savings

Money market

Brokerage

Other______________

___________________ $____________

19. Safe deposit boxesList any safe deposit box or other depository for securities, cash, or other valuables the debtor now has or did have within 1 year before filing this case.

None

Depository institution name and address Names of anyone with access to it Description of the contents Does debtor still have it?

__________________________________________ Name

____________________________________ _______________________________________

No Yes

Address

_________________________________________

20. Off-premises storageList any property kept in storage units or warehouses within 1 year before filing this case. Do not include facilities that are in a part of a building inwhich the debtor does business.

None

Facility name and address Names of anyone with access to it Description of the contents Does debtor still have it?

_________________________________________Name

____________________________________ ______________________________________

No Yes

Address

_____________________________________


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✘




Part 11: Property the Debtor Holds or Controls That the Debtor Does Not Own

21. Property held for anotherList any property that the debtor holds or controls that another entity owns. Include any property borrowed from, being stored for, or held intrust. Do not list leased or rented property.

None

Owner’s name and address Location of the property Description of the property Value

__________________________________________Name

__________________________________ _______________________________________

$______________

Part 12: Details About Environmental Information

For the purpose of Part 12, the following definitions apply:

Environmental law means any statute or governmental regulation that concerns pollution, contamination, or hazardous material,regardless of the medium affected (air, land, water, or any other medium).

Site means any location, facility, or property, including disposal sites, that the debtor now owns, operates, or utilizes or that the debtorformerly owned, operated, or utilized.

Hazardous material means anything that an environmental law defines as hazardous or toxic, or describes as a pollutant, contaminant,or a similarly harmful substance.

Report all notices, releases, and proceedings known, regardless of when they occurred.

22. Has the debtor been a party in any judicial or administrative proceeding under any environmental law? Include settlements and orders.

No Yes. Provide details below.

Case title Court or agency name and address Nature of the case Status of case

___________________________________________________________________________

Name

____________________________________

Pending

On appeal

Concluded

Case number

_____________________________________

23. Has any governmental unit otherwise notified the debtor that the debtor may be liable or potentially liable under or in violation of anenvironmental law?

No Yes. Provide details below.

Site name and address Governmental unit name and address Environmental law, if known Date of notice

________________________________________ Name

_______________________________________ Name

_____________________________________

___________________


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24. Has the debtor notified any governmental unit of any release of hazardous material? No Yes. Provide details below.

Site name and address Governmental unit name and address Environmental law, if known Date of notice

________________________________________ Name

________________________________________ Name

____________________________________

__________

Part 13: Details About the Debtor’s Business or Connections to Any Business

25. Other businesses in which the debtor has or has had an interestList any business for which the debtor was an owner, partner, member, or otherwise a person in control within 6 years before filing this case.Include this information even if already listed in the Schedules.

None

Business name and address Describe the nature of the business Employer Identification number Do not include Social Security number or ITIN.

25.1 _______________________________________Name

________________________________________________

EIN: ___ ___ ___ ___ ___ ___ ___ ___ ___ ___

Dates business existed

From __________ To __________

25.2


______________________________________ Name

_______________________________________________

EIN: ___ ___ ___ ___ ___ ___ ___ ___ ___ ___


From __________ To __________


25.3 _______________________________________ Name

_______________________________________________

EIN: ___ ___ ___ ___ ___ ___ ___ ___ ___ ___


From __________ To __________


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✘




26. Books, records, and financial statements26a. List all accountants and bookkeepers who maintained the debtor’s books and records within 2 years before filing this case.

None

Name and address Dates of service

26a.1 __________________________________________________________________________________Name

From __________ To __________


26a.2 __________________________________________________________________________________ Name

From __________ To __________

26b List all firms or individuals who have audited, compiled, or reviewed debtor’s books of account and records or prepared a financial statement within 2 years before filing this case.

None


26b.1 ______________________________________________________________________________ Name

From __________ To __________


26b.2 __________________________________________________________________________________Name

From __________ To __________

26c List all firms or individuals who were in possession of the debtor’s books of account and records when this case is filed.

None

Name and address If any books of account and records are unavailable, explain why

26c.1 ________________________________________________________________________________ Name

_________________________________________


Cathy Jones 6/14/2016 Current

14140 Ventura Blvd, Suite 302, Sherman Oaks, CA 91423

Nina Pedersen & Tobi Pratt 12/5/2015 Current

✘

630 N Wild Olive Ave, Daytona Beach, FL 32118 (Pedersen)14140 Ventura Blvd, Suite 302, Sherman Oaks, CA 91423 (Pratt)

Nina Pedersen

630 N Wild Olive Ave, Daytona Beach, FL 32118




Name and address If any books of account and records are unavailable, explain why

26c.2 __________________________________________________________________________________ Name

_________________________________________

26d List all financial institutions, creditors, and other parties, including mercantile and trade agencies, to whom the debtor issued a financial statement within 2 years before filing this case.

None

Name and address

26d.1 __________________________________________________________________________________ Name

Name and address

26d.2 __________________________________________________________________________________ Name

27. InventoriesHave any inventories of the debtor’s property been taken within 2 years before filing this case?

No Yes. Give the details about the two most recent inventories.

Name of the person who supervised the taking of the inventory Date of inventory

The dollar amount and basis (cost, market, or other basis) of each inventory

_________________________________________________________________________ ___________ $________________

Name and address of the person who has possession of inventory records

27.1. Name

______________

__________________________________________________________________________


Tobi Pratt

14140 Ventura Blvd, Suite 302, Sherman Oaks, CA 91423

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✘




Name of the person who supervised the taking of the inventory Date of inventory

The dollar amount and basis (cost, market, or other basis) of each inventory

_________________________________________________________________________ ___________ $__________________ ________________

Name and address of the person who has possession of inventory records

27.2 _________________________________________________________________________ Name

28. List the debtor’s officers, directors, managing members, general partners, members in control, controlling shareholders, or otherpeople in control of the debtor at the time of the filing of this case.

Name % of interest, if any

____________

____________

____________

____________

____________

____________________________________________

____________________________________________

____________________________________________

____________________________________________

____________________________________________

__________________________________________________________

__________________________________________________________

__________________________________________________________

__________________________________________________________

_________________________________________________________

Position

__________________________

__________________________

__________________________

__________________________

__________________________

29. Within 1 year before the filing of this case, did the debtor have officers, directors, managing members, general partners, members in controlof the debtor, or shareholders in control of the debtor who no longer hold these positions? No Yes. Identify below.

Address Position Period during which position was held From To

____________________________________________

____________________________________________

____________________________________________

____________________________________________

30. Payments, distributions, or withdrawals credited or given to insidersWithin 1 year before filing this case, did the debtor provide an insider with value in any form, including salary, other compensation, draws,bonuses, loans, credits on loans, stock redemptions, and options exercised?

No Yes. Identify below.

Name and address of recipient Amount of money or description and value of property

Dates Reason for providing the value

30.1 _________________________________________________________________ Name

____________________________

__________________


__________________________________________________________________

_____________

_____________

_____________

_____________

_____________

Address

Name

____________________________________________________

____________________________________________________

____________________________________________________

____________________________________________________

_________________________

_________________________

_________________________

_________________________

__________

__________

__________

__________

__________

__________

__________

__________


Lawrence R. Perkins 400 S Hope St, Suite 1050, Los Angeles, CA 90071 Chief Restructuring Officer

WGC Independent Manager, LLC 14140 Ventura Blvd, Suite 302, Sherman Oaks, CA 91423 Manager

WMF Management, LLC 14140 Ventura Blvd, Suite 302, Sherman Oaks, CA 91423 Member 100.00

✘

WMF Management, LLC 14140 Ventura Blvd, Suite 302, Sherman Oaks, CA 91423 Manager 12/01/1712/05/13

✘

See Exhibit - Attachment Part 13.30 0.00




Name and address of recipient

____________________________

_________________

30.2 ______________________________________________________________ Name


______________________________________________________________

31. Within 6 years before filing this case, has the debtor been a member of any consolidated group for tax purposes? No Yes. Identify below.

Name of the parent corporation Employer Identification number of the parent corporation

________________________________________________________________ EIN: ___ ___ ___ ___ ___ ___ ___ ___ ___ ___

32. Within 6 years before filing this case, has the debtor as an employer been responsible for contributing to a pension fund? No Yes. Identify below.

Name of the pension fund Employer Identification number of the pension fund

__________________________________________________________________ EIN: ___ ___ ___ ___ ___ ___ ___ ___ ___ ___

Part 14: Signature and Declaration

WARNING -- Bankruptcy fraud is a serious crime. Making a false statement, concealing property, or obtaining money or property byfraud in connection with a bankruptcy case can result in fines up to $500,000 or imprisonment for up to 20 years, or both. 18 U.S.C. §§ 152, 1341, 1519, and 3571.

I have examined the information in this Statement of Financial Affairs and any attachments and have a reasonable belief that the information is true and correct.

I declare under penalty of perjury that the foregoing is true and correct.

Executed on _________________ MM / DD / YYYY

___________________________________________________________ Printed name _________________________________________________ Signature of individual signing on behalf of the debtor

Position or relationship to debtor ____________________________________

Are additional pages to Statement of Financial Affairs for Non-Individuals Filing for Bankruptcy (Official Form 207) attached? No Yes

_____________

_____________

_____________

_____________

_____________

Reason for providing the value

Dates Amount of money or description and value of property


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04/15/2018

/s/ Bradley D. Sharp Bradley D. Sharp

Chief Restructuring Officer



Non-business revenue

Beginning Date Ending Date Source of Revenue Gross Revenue

2.1 1/1/2017 12/4/2017 Rent $14,248.36

2.2 1/1/2017 12/4/2017 Other Income $4,499.00

2.3 1/1/2016 12/31/2016 Rent $22,909.20

2.4 1/1/2015 12/31/2015 Unrealized gain/ loss $59,914.08



3.1 ARCHIE R & DANI N BECKETT 09/26/2017

09/26/2017

09/26/2017

09/26/2017

09/26/2017

09/26/2017

10/31/2017

10/31/2017

10/31/2017

10/31/2017

10/31/2017

10/31/2017

$666.67

$833.33

$1,250.00

$1,500.00

$1,666.67

$2,500.00

$666.67

$833.33

$1,250.00

$1,500.00

$1,666.67

$2,500.00

$16,833.34

Unitholder Payment

Unitholder Payment

Unitholder Payment

Unitholder Payment

Unitholder Payment

Unitholder Payment

Unitholder Payment

Unitholder Payment

Unitholder Payment

Unitholder Payment

Unitholder Payment

Unitholder Payment

3.2 CARLA FALKENSTEIN 09/07/2017

09/07/2017

$38.89

$25,000.00

$25,038.89

Noteholder Payment

Noteholder Payment

3.3 CLAYTON CAPITAL INVESTMENTS CORP 09/26/2017

09/26/2017

10/31/2017

10/31/2017

10/31/2017

$2,675.00

$2,785.00

$1,592.50

$2,675.00

$2,785.00

$12,512.50

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

3.4 CLIFFORD & DIANA WIEGER 09/26/2017

10/11/2017

10/11/2017

10/31/2017

$750.00

$50.00

$25,000.00

$625.00

$26,425.00

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

3.5 DEAN HOOVER 09/15/2017

09/15/2017

$125.00

$40,000.00

$40,125.00

Noteholder Payment

Noteholder Payment

3.6 DUANE BECKMANN LT DTD 12/12/07 09/26/2017

10/31/2017

$3,333.33

$3,333.33

$6,666.66

Unitholder Payment

Unitholder Payment

3.7 E WYNN & ANDREA L PRESSON 09/26/2017

10/31/2017

$5,000.00

$5,000.00

$10,000.00

Unitholder Payment

Unitholder Payment

Page 1 of 4

Debtor: Woodbridge Mortgage Investment Fund 2, LLC Case number: 17-12772 (KJC)

Part 2.3 Attachment 2.3 - Certain payments or transfers to creditors within 90 days before filing this case

Creditor name and address Date of Payment

Total amount or value Reason for payment or transfer


3.8 EDWARD S JR & VALERIE A HICKEY 09/19/2017

10/17/2017

$4,166.67

$4,166.67

$8,333.34

Unitholder Payment

Unitholder Payment

3.9 ELIZABETH KRABILL 09/22/2017

09/26/2017

$30,000.00

$125.00

$30,125.00

Noteholder Payment

Noteholder Payment

3.10 FINAL FRONTIER VENTURES LLC 09/26/2017

10/31/2017

$3,958.33

$3,958.33

$7,916.66

Noteholder Payment

Noteholder Payment

3.11 FOON LUN SETO & MEE KIU CHAN-SETO RLT 09/19/2017

09/19/2017

10/17/2017

10/17/2017

$1,666.67

$2,083.33

$1,666.67

$2,083.33

$7,500.00

Unitholder Payment

Unitholder Payment

Unitholder Payment

Unitholder Payment

3.12 GARDEN CITY MASONIC F&AM #587 09/07/2017

09/07/2017

$27.78

$25,000.00

$25,027.78

Noteholder Payment

Noteholder Payment

3.13 HARRY BREYER RLT 09/05/2017

09/26/2017

09/26/2017

09/26/2017

10/11/2017

10/11/2017

10/31/2017

10/31/2017

$50.00

$750.00

$1,166.67

$1,333.33

$466.67

$200,000.00

$750.00

$1,333.33

$205,850.00

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

3.14 JBJ FARM LLC 09/19/2017

10/17/2017

10/17/2017

$98.96

$98.96

$25,000.00

$25,197.92

Noteholder Payment

Noteholder Payment

Noteholder Payment

3.15 JENNIFER TOM 09/26/2017

10/04/2017

10/04/2017

$1,083.33

$180.56

$200,000.00

$201,263.89

Noteholder Payment

Noteholder Payment

Noteholder Payment

Page 2 of 4






3.16 JESSE RANDLE 09/26/2017

09/26/2017

09/26/2017

09/26/2017

09/26/2017

09/26/2017

09/26/2017

09/26/2017

09/26/2017

09/26/2017

09/26/2017

10/31/2017

10/31/2017

10/31/2017

10/31/2017

10/31/2017

10/31/2017

10/31/2017

10/31/2017

10/31/2017

$400.00

$450.00

$475.00

$650.00

$893.75

$1,000.00

$1,207.50

$1,250.00

$1,592.50

$1,895.83

$2,000.00

$400.00

$475.00

$650.00

$893.75

$1,000.00

$1,207.50

$1,250.00

$1,895.83

$2,000.00

$21,586.66

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

3.17 KATHRYN ADAIR 09/07/2017

09/07/2017

$66.67

$50,000.00

$50,066.67

Noteholder Payment

Noteholder Payment

3.18 KEITH KIRKPATRICK 09/07/2017

09/07/2017

$27.78

$25,000.00

$25,027.78

Noteholder Payment

Noteholder Payment

3.19 LORRAINE A GREENHILL RT 01/04/00 09/26/2017

09/29/2017

$389.58

$55,000.00

$55,389.58

Noteholder Payment

Noteholder Payment

3.20 MAINSTAR-FBO 09/19/2017

10/17/2017

$13,859.44

$13,305.95

$27,165.39

Noteholder Payment

Noteholder Payment

3.21 MARILYN & JOHN LIFAVI 09/06/2017

09/06/2017

$29.19

$25,000.00

$25,029.19

Noteholder Payment

Noteholder Payment

3.22 NG LIVING TR 09/19/2017

09/29/2017

$875.00

$150,000.00

$150,875.00

Noteholder Payment

Noteholder Payment

Page 3 of 4






3.23 PAULA BRODIE RT-EVAN BRODIE TTEE 09/26/2017

09/26/2017

10/31/2017

10/31/2017

$1,666.67

$1,666.67

$1,666.67

$1,666.67

$6,666.68

Unitholder Payment

Unitholder Payment

Unitholder Payment

Unitholder Payment

3.24 PROV. TR GP- 09/19/2017

10/17/2017

$96,917.70

$95,255.82

$192,173.52

Noteholder Payment

Noteholder Payment

3.25 PROV. TR GP-FBO DOYLE L ROSSOW IRA 10/02/2017

10/02/2017

$5.00

$10,000.00

$10,005.00

Noteholder Payment

Noteholder Payment

3.26 ROCA FUERTE LT 09/26/2017

09/29/2017

$500.00

$100,000.00

$100,500.00

Noteholder Payment

Noteholder Payment

3.27 ROSEWOOD CAPITAL INVESTMENTS INC 09/26/2017

09/26/2017

10/31/2017

10/31/2017

10/31/2017

$2,675.00

$2,785.00

$1,592.50

$2,675.00

$2,785.00

$12,512.50

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

3.28 SANDRA B HAYNES RLT 09/19/2017

10/17/2017

$3,492.95

$3,492.95

$6,985.90

Unitholder Payment

Unitholder Payment

3.29 THE KAREN K STRASHEIM LT 09/26/2017

09/29/2017

$520.83

$100,000.00

$100,520.83

Noteholder Payment

Noteholder Payment

3.30 THERESA A & RONALD L BORNE 09/07/2017

09/07/2017

09/19/2017

10/17/2017

$77.78

$50,000.00

$250.00

$250.00

$50,577.78

Noteholder Payment

Noteholder Payment

Noteholder Payment

Noteholder Payment

Page 4 of 4







Legal actions, administrative proceedings, court actions, executions, attachments,or governmental audits

Case Title Case Number Nature of Case Court or Agency's Name and AddressStatus of

Case

7.1 In re: WMF Management, LLC, S-20988A-16-0354 Temporary Order to Arizona Corporation Commission, Pending

Woodbridge Group of Companies, LLC, Cease and Desist Securities Division

Woodbridge Mortgage Investment Offer or Sales of 1300 W Washington St, 3rd Floor

Fund 1, LLC, Woodbridge Mortgage Unregistered Securities Phoenix, AZ 85007

Investment Fund 2, LLC, Woodbridge Sales by Unregistered

Mortgage Investment Fund 3, LLC, Dealers or Salesmen

Woodbridge Mortgage Investment Fraud in Connection

Fund 3A, LLC, Robert H. Shapiro, with the Offer of Sale

Robert W. Carfagno, Senior and of Securities

Debra L. Carfagno, AIO Financial LLC,

William M. Holliday and Guadalupe A.

Holliday

7.2 In re: Woodbridge Mortgage 332973, 332976, Temporary Order to Michigan Corporations, Securities & Pending

Investment Fund 1, LLC, Woodbridge 332977, 332978, Cease and Desist Commercial Licensing Bureau

Mortgage Investment Fund 2, LLC, 332979, 332980 Offer or Sales of 2501 Woodlake Circle

Woodbridge Mortgage Investment Unregistered Securities Okemos, MI 48864

Fund 3, LLC, Woodbridge Mortgage and Order to Show

Investment Fund 3a, LLC, Woodbridge Cause

Mortgage Investment Fund 4, LLC,

Woodbridge Structured Funding, LLC

7.3 In re: Woodbridge Group of Companies, 21413 Securities Regulations California Department of Business Pending

LLC, WMF Management, LLC, Inquiries Oversight

Woodbridge Structured Funding, LLC, Securities Regulation Division

et al.

7.4 In re: Woodbridge Mortgage Securities Regulations Connecticut Department of Banking Pending

Investment Fund 2, LLC Inquiries Securities and Business Investments

Division

7.5 In re: Woodbridge Mortgage Docket 2017-7-15 Securities Regulations Idaho Department of Finance Pending

Investment Fund 1, LLC, Woodbridge Inquiries Securities Bureau

Mortgage Investment Fund 2, LLC, 800 Park Blvd., Suite 200

Woodbridge Mortgage Investment Boise, ID 83720-0031

Fund 3, LLC, Woodbridge Mortgage

Investment Fund 3a, LLC, Woodbridge

Mortgage Investment Fund 4, LLC

7.6 In re: Woodbridge Mortgage Subp 17-12858-1 Securities Regulations State of Maine Department of Pending

Investment Fund 1, LLC, Woodbridge Inquiries Professional & Financial Regulation

Mortgage Investment Fund 2, LLC, Office of Securities

Woodbridge Mortgage Investment 35 State House Station

Fund 3, LLC, Woodbridge Mortgage Augusta, ME 04333


Mortgage Investment Fund 4, LLC






Case

7.7 In re: Woodbridge Mortgage Securities Regulations New Jersey Bureau of Securities Pending

Investment Fund 1, LLC, Woodbridge Inquiries Office of the NJ Attorney General

Mortgage Investment Fund 2, LLC, 153 Halsey Street, 6th Floor

Woodbridge Mortgage Investment Newark, NJ 07102



Commercial Bridge Loan Fund 1, LLC

et al.

7.8 In re: Woodbridge Mortgage S-17-0129 Securities Regulations State of Oregon Pending

Investment Fund 1, LLC, Woodbridge Inquiries Division of Financial Regulation

Mortgage Investment Fund 2, LLC, 350 Winter St. NE, Room 410

Woodbridge Mortgage Investment Salem, OR 97309




WMF Management, LLC, and

Woodbridge Group of Companies, LLC

7.9 In re: Woodbridge Mortgage Order No. S-17- Securities Regulations State of Washington Department of Pending

Investment Fund 2, LLC, Woodbridge 2296-18-CO01 Inquiries Financial Institutions


Woodbridge Mortgage Investment

Fund 3a, LLC, Woodbridge Mortgage

Investment Fund 4, LLC

7.10 SEC v. Woodbridge Group of 1:17-cv-22665-CMA Discovery Dispute in U.S. District Court - Southern District Concluded

Companies, LLC Connection with of Florida (Miami)

Investigation C. Clyde Atkins US Courthouse

301 North Miami Ave, Room 150

Miami, FL 33128

7.11 In re: Woodbridge Group of Securities Regulations US Securities and Exchange Pending

Companies, LLC et al. Inquiries Commission

801 Brickell Avenue, Suite 1800

Miami, FL 33131

7.12 91 LLC vs. Woodbridge Mortgage LLI-CV16-6014385-S Foreclosure State of Connecticut Superior Court Pending

Investment Fund 2, LLC and Bellflower J.D. of Litchfield

Funding, LLC 50 Field St

Torrington, CT 06790

7.13 ERC 1, LLC v. Whiteacre Funding, LLC, 82D03-1404- Foreclosure Vanderburgh County Superior Court Concluded

Counterclaim Defendant, and MF-001437 Counterclaim & 825 Sycamore St

Riverdale Funding, LLC and Third-Party Defendant Civic Center Courts Building

Woodbridge Mortgage Investment Evansville, IN 47708

Fund 2 LLC, Third-Party Defendants






Case

7.14 In re: Woodbridge Group of 2017 CDS 052 Order to Show Cause Colorado Office of Administrative Pending

Companies, LLC, Woodbridge in Connection with the Courts

Mortgage Investment Fund 1, LLC, Offering and Selling of 1525 Sherman St

Woodbridge Mortgage Investment Securities in the State Denver, CO 80203

Fund 2, LLC, Woodbridge Mortgage of Colorado

Investment Fund 3, LLC, Woodbridge

Mortgage Investment Fund 3A, LLC,

Ronald E. Caskey, Timothy C.

McGuire, James E. Campbell, Jr.




Payments, distributions, or withdrawals credited or given to insiders

Name and Address of Recipient Relationship to DebtorAmount of Money or

Description and Value of Property

Date Reason for Providing the Value

30.1 Leonard Shemtob Brother-in-Law of $2,000.00 12/13/16 Noteholder Interest Payment

6138 Franklin Ave, Apt 307 Managing Director of $1,000.00 12/13/16 Noteholder Interest Payment

Los Angeles, CA 90028 Related Entity $400.00 12/13/16 Noteholder Interest Payment

$475.00 12/13/16 Noteholder Interest Payment

$1,592.50 12/13/16 Noteholder Interest Payment




















































Leonard Shemtob (Continued) $1,975.00 03/21/17 Noteholder Interest Payment
























































Leonard Shemtob (Continued) $893.75 07/31/17 Noteholder Interest Payment








































$165,970.71

30.2 Schwartz Media Buying Owned by wife of $6,666.67 12/30/16 Unitholder Interest Payment

Company LLC former manager of $1,666.67 12/30/16 Unitholder Interest Payment

related entity $6,666.67 01/31/17 Unitholder Interest Payment

$1,666.67 01/31/17 Unitholder Interest Payment










Schwartz Media Buying Company LLC (Continued) $6,666.67 03/31/17 Unitholder Interest Payment
















$91,666.74

30.3 Woodbridge Commercial Related Entity $6,666.67 12/13/16 Interest Payment

Bridge Loan Fund 1, LLC $6,666.67 01/17/17 Interest Payment

14140 Ventura Blvd., Ste 302 $6,666.67 02/14/17 Interest Payment

Sherman Oaks, CA 91423 $6,666.67 03/21/17 Interest Payment

$6,666.67 04/18/17 Interest Payment







$73,333.37

30.4 Woodbridge Group of Companies, LLC Related Entity $500,000.00 12/16/16 Funds Transfer

14140 Ventura Blvd, Suite 302 $50,000.00 12/20/16 Funds Transfer

Sherman Oaks, CA 91423 $139,000.00 01/18/17 Funds Transfer

$200,000.00 01/19/17 Funds Transfer

$100,000.00 01/26/17 Funds Transfer

$350,000.00 01/27/17 Funds Transfer

$100,000.00 01/30/17 Funds Transfer

$300,000.00 01/31/17 Funds Transfer

$150,000.00 02/03/17 Funds Transfer

$135,000.00 02/24/17 Funds Transfer

$75,000.00 02/28/17 Funds Transfer

$50,000.00 03/01/17 Funds Transfer

$50,000.00 03/03/17 Funds Transfer








Woodbridge Group of Companies, LLC (Continued) $75,000.00 03/06/17 Funds Transfer

$50,000.00 03/07/17 Funds Transfer

$50,000.00 03/08/17 Funds Transfer

$203,192.00 03/28/17 Funds Transfer

$100,000.00 03/29/17 Funds Transfer

$100,000.00 03/30/17 Funds Transfer

$75,000.00 04/05/17 Funds Transfer

$50,000.00 04/07/17 Funds Transfer

$50,000.00 04/10/17 Funds Transfer

$50,000.00 04/11/17 Funds Transfer

$110,000.00 04/17/17 Funds Transfer

$150,000.00 04/20/17 Funds Transfer

$135,000.00 04/25/17 Funds Transfer

$50,000.00 04/26/17 Funds Transfer

$150,000.00 05/01/17 Funds Transfer

$75,000.00 05/03/17 Funds Transfer

$125,000.00 05/04/17 Funds Transfer

$100,000.00 05/05/17 Funds Transfer

$100,000.00 05/08/17 Funds Transfer

$50,000.00 05/09/17 Funds Transfer

$100,000.00 05/17/17 Funds Transfer

$75,000.00 05/18/17 Funds Transfer

$100,000.00 05/23/17 Funds Transfer

$100,000.00 05/24/17 Funds Transfer

$300,000.00 05/26/17 Funds Transfer

$100,000.00 05/26/17 Funds Transfer

$400,000.00 06/02/17 Funds Transfer

$100,000.00 06/02/17 Funds Transfer

$100,000.00 06/05/17 Funds Transfer

$100,000.00 06/07/17 Funds Transfer

$75,000.00 06/08/17 Funds Transfer

$150,000.00 06/13/17 Funds Transfer

$150,000.00 06/20/17 Funds Transfer

$150,000.00 06/22/17 Funds Transfer

$150,000.00 06/23/17 Funds Transfer

$100,000.00 06/27/17 Funds Transfer

$50,000.00 06/28/17 Funds Transfer

$150,000.00 06/29/17 Funds Transfer

$100,000.00 06/30/17 Funds Transfer

$200,000.00 07/03/17 Funds Transfer

$250,000.00 07/05/17 Funds Transfer

$250,000.00 07/06/17 Funds Transfer

$100,000.00 07/11/17 Funds Transfer

$100,000.00 07/12/17 Funds Transfer








Woodbridge Group of Companies, LLC (Continued) $50,000.00 07/13/17 Funds Transfer

$75,000.00 07/20/17 Funds Transfer

$50,000.00 07/24/17 Funds Transfer

$100,000.00 07/31/17 Funds Transfer

$125,000.00 08/01/17 Funds Transfer

$50,000.00 08/04/17 Funds Transfer

$75,000.00 08/07/17 Funds Transfer

$250,000.00 08/11/17 Funds Transfer

$100,000.00 08/18/17 Funds Transfer

$175,000.00 08/28/17 Funds Transfer

$300,000.00 09/01/17 Funds Transfer

$100,000.00 09/21/17 Funds Transfer

$100,000.00 09/25/17 Funds Transfer

$150,000.00 09/26/17 Funds Transfer

$150,000.00 09/26/17 Funds Transfer

$50,000.00 09/27/17 Funds Transfer

$50,000.00 09/28/17 Funds Transfer

$200,000.00 09/29/17 Funds Transfer

$200,000.00 10/02/17 Funds Transfer

$50,000.00 10/03/17 Funds Transfer

$200,000.00 10/04/17 Funds Transfer

$100,000.00 10/04/17 Funds Transfer

$100,000.00 10/06/17 Funds Transfer

$100,000.00 10/10/17 Funds Transfer

$100,000.00 10/11/17 Funds Transfer

$100,000.00 10/12/17 Funds Transfer

$300,000.00 10/13/17 Funds Transfer

$50,000.00 10/16/17 Funds Transfer

$50,000.00 10/17/17 Funds Transfer

$200,000.00 10/19/17 Funds Transfer

$200,000.00 10/27/17 Funds Transfer

$100,000.00 10/31/17 Funds Transfer

$100,000.00 11/01/17 Funds Transfer

$50,000.00 11/03/17 Funds Transfer

$11,647,192.00



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