in search of a common transatlantic "whole-of-government" approach to peace-building processes in...
TRANSCRIPT
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Economic Policy PaPEr SEriES 2010
IN SEARCH OF A COMMON TRANSATLANTIC
WHOLE-OF-GOVERNMENT APPROACH
TO PEACE-BUILDING PROCESSES IN AFRICA
(The Case of Sudan)
TIMOTH OTHIENO AND VITA SEBEk1
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2010 Te German Marshall Fund of the United States. All rights reserved.
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About GMF
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tion dedicated to promoting greater cooperation and understanding between North America and Europe.
GMF does this by supporting individuals and institutions working on transatlantic issues, by convening leaders to discuss
the most pressing transatlantic themes, and by examining ways in which transatlantic cooperation can address a variety of
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About GMFs Economic Policy Program
Te Economic Policy Program is an initiative of GMF dedicated to promoting cooperation between the United States and
Europe on domestic and international economic policies as vital instruments of global prosperity, especially for the poorand those aected by shis in the global economy.
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as agriculture.
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In Search o a Common ransatlanticWhole-O-Government Approach
to Peace-Building Processes in Arica
(the Case o Sudan)
August 2010
O V Sbk
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7 E 33
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Abbreviations
AFRICOM U S A CAGOA A Gw O A
APF A P F
AU A U
CFSP C F S P
CHASE C, H S
D
CJTF-HOA Cb J k F-H
A
CPA C P A
CPP C P PCRC C R C
DAC D A C
DED D Ewk
(G D A)
DFID UK D I
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DG D G
DOD D D
DPA D P A
EEAS E Ex A SESDP E S D
P
ESFP E S F
P
EU E U
FCO F Cw O
ICAF I- C A
Fwk
IGAD I-G A
D
JMST J M S
GoSS G S S
IPF IGAD P F
JAM J A M
JDO J D OJAM J A M
JHA J H A
JMA J M C
MDGs M D G
MDTFs M D F
MOD M D
NATO N A Oz
NGO N Oz
NIF N I F
NSC N S C
NSS N S S
OECD Oz E
C D
PBP P-B P
PEPFAR P E P AIDS
R
PMI P M I
PSA Pb S A
RRM R R M
S/CRS O C
R D
SPLA S P Lb A
SPLM S P Lb M
U.K. U K
UN U N
UNAMID A U/U N
M D
UNDP U N D
P
UNITAF U k F
U.S. U S
USAID US A I
D
WOG W G
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3
Executive Summary
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Economic Policy Paper Series 20104
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5
Introduction1
Peace-building h
received growing
international
attention,
especially over
the past decade,
as a shifting
constellation
of international
and regional
organizations,
national
governments, an
non-governmenta
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has conducted a
series of comple
peace-building
operations aimed
at stabilizing
countries just
emerging from
periods of
internal war.
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Many donor-
supported peace-
building processes
in Africa have
been fraught
with challengesand complexities,
including lack of
donor cooperation,
and have
consequently
lost their way.
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7
The transatlantic
donors have long
recognized this
need and have
made efforts
to improve
government-wide
coherence in the
approaches to
peace-building
(e.g. intra-
government
coordination,
which is also
referred to as
the Whole of
Government
(WOG) approach)
as well as in
terms of creating
opportunities for
donor cooperatio
in peace-building
processes.
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2.1 IntroductionThe 2007 OECD Principles for Good
International Engagement in Fragile States
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Transatlantic Donors and their
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9
The U.S.
government has
made several
efforts to apply
the WOG approa
to its dealings
with conflict and
fragile states in
terms of policy
coherence and
intra-government
cooperation.
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The challenges
remain, the main
one being the
absence of a tru
comprehensive
policy framework
strategy to
encompass the
relevant policies,
tools, and actors
to mainstream th
WOG approach
in peace-building
activities of the
U.S. government.
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DFIDs most
recent policy
document entitle
Eliminating
World Poverty:
Building our
Common Future
from 200946
addresses the lin
between various
dimensions of
peace-building.
Among other
things, the
document
stresses
prevention as
the best way to
stem conflicts
and create the
conditions for
sustained growth
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The United
Kingdoms WOG
approach to
peace-building is
further underlined
by two inter-departmental
financing
instruments,
namely the
Conflict
Prevention Pool
(CPP) and the
Stabilization
Aid Fund.
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More work is
also needed on
aligning the FCO,
DFID, and MODs
understandings o
fragile states and
national security
interests with the
goal of supportin
sustainable
development in
fragile states, an
their analytical
frameworks.55
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The EUs approac
to peace-building
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based on an
understanding
of the complex
nature of the
threats to securi
and stability
that cannot be
tackled by milita
means only.
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The main obstacle
to a greater EU
policy coherence
still lies in the
fundamental
separationbetween inter-
governmental
nature of CFSP
and the European
Commissions
collaborative
perception of
development work.
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B WOG -b
w ,
b
wk b
-b
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bj
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Transatlantic Donor Policies
Toward an Enhanced Inter-Government
Cooperation3
Transatlantic
donors have
highlighted
cooperation with
other donors
and internationa
organizations as
key to achieving
their foreign poli
objectives and
have made some
attempts at bette
coordination
of their peace-
building policies.
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4.1 IntroductionP b-
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EU, , b
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w
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4.2 The U.S. Involvement in Sudan
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From Policy to Practice: The
Application of The Whole-of-
Government Approach in Sudan4
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Since 2005, the
U.S. government
had provided more
than $6 billion
in assistance,
addressinghumanitarian
needs (including
food), economic
growth, (re)
building of
infrastructure,
and delivery of
services such
as health and
education,
financed throughUSAID.
bj S A -b
w z -Sb
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b-S A w
78 A
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S b 5 bw
3 S 5, US -
$6 b ,
( ),
w, (-)b ,
, USAID O j, j b
USAID DOS,
b -
-b bk
b S,
D, b , E S
D
S ,
US
I Ob 9, US w Sudan strategy79
-
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S W H
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D q
C P A (CPA)
I w S,
US w b
bj, w US
:
helpingtoachieveadefinitiveendtoconflict,
b,
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supportingtheimplementationoftheCPA
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ensuringthatSudandoesnotprovideasafe
W U.S. Special Envoy for Sudan
US S ,
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, UN A U
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w b -
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U.S. Africa Command (AFRICOM).
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7, k US bj-
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b I w, - Ob
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8
A , AFRICOM
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W AFRICOM b - ,
, DOD,
DOS, USAID,
AFRICOM
US -
bj
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- DOD- -, - -
b, ,
, 8
I S, AFRICOM
US
k -
S b z SPLM
b w
CPA A ,
US A F AFRICOM
k D
D
S , W
S
A US
US
S US I
U S CPA
S w -
, b
w S
US - k b
-M S w US
bw S E S DOS
w w K O
, DOS w k - k
S, S
b
D, w O
S E S w k w
k w
4.3 The U.K. Engagement in Sudan
UK S b -
z b bw DFID,
MOD, FCO b
, , , j I b
U K
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Special Representative in Sudan, w
b j FCO/DFID Sudan Unit,
w FCO, w , b
, MOD S U w
UK
S -
S U A CPP UK S
IGAD- AU
D
xb S U b
bw -
,
bw
I Africa
Greater Horn Department ( DFID
; w w :
E C A; W S
A), w -, Department for Overseas Military
Aid/Defense Policy Directorate MOD
w- -
83
I 5, w DFID engagement strat-
egy for Sudan, UK S
j ,
M D
G (MDG) , UK
w :
meethumanitarian,recovery,andreintegration
b ;
provideassistancetoimplementthepeace
b bz
b k;
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supportthedevelopmentofeffectivegovernance;
supportthedevelopmentandimplementationof
- 84
S , bj w -
b -
CPA
D P A (DPA)
CPA
k A , b -b,
(
j w),
SPLA
,
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A , UK
x D
wk b
-k
b , UK
$667 S bw
7, $ 8-
9 w , MDF,
UN C H F, k
A CPP (w kw CPP)
w S
H A w ( 75 )85
Sbz U b w
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D C, w
b- -b
w
D bw ,
q -
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DFID, Cb A UK
, b
b S WDFID S,
FCO b w
b b I
C J F, UK
S U,
UK S , -
w w
w w-:
w US
EU ,
w b
S
4.4 The EUs Sudan Engagement Policy
EU ,
, A
EU S A 5,86 w
C C P -
, , 587The
EU Strategy for Africa
A , b :
P, , w
EU w ,
A
, b
M, EU
wk w b b
,
,
,
z
E w b
A b b
k
3 S , b
b b
The EUs current
approach to
conflict prevention,
management,
and resolution in
Africa is reflectedin its EU Strategy
for Africa from
2005,86 as well
as in the Council
Common Position
on conflict
prevention,
management,
and resolution
from 2005.
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b ,
b
,
b
, k
5 C C P88
b b z
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A b- -b
b A , w EU
b-
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b C P
EU CFSP, EU
C , b EU
b w b
bw EU b
I b w
UN, AU, A b- z,
w , U S
b EU wk w
6 EU regional political partnership for
peace, security, and development in the Horn
of Africa89 bj
b H A, w
S, q
MDG EU
, k
b-
b , -
I w EU x
C R S
P b C A9
B b , EU
-
-b S kw wk
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S :
disbursingaidforrecoveryandrehabilitation
S w- ;
supportingtheimplementationoftheCPA
z;
supportinginternationalmediationeffortsto
bw N S, bw D
;
maintainingdialoguewithKhartoum,the
G S S (GSS),
EU 5 -
S 5,
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3 A , S -b EDF
8-3 3 ,
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G
C A9 I , -
b
EU
EDF, w,
African Peace Facility (APF), b 4
A -b
-b, ,
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A U
M S (AMIS), k b
A- b
APF, 35 A EC
Instrument for Stability
The EU has
committed over
500 million for
development
assistance to
Sudan since
2005, covering
post-conflict
recovery,
rehabilitation,
and developmen
activities, and
640 million for
humanitarian
assistance
since 2003.
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(IfS) w -b - D UN-
F A U-U N J
M S (JMS) D
F w j
AU UN z
D, -
A /
C
S, EU /-
S - w CFSP, w
C
S 99, E C
w S -
b b
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EU UN b
S, w CFSP
EU
J 4 M 5 -
b, w w w
UN S C R 59
O EU k w
CFSP EU
S q w EU
Special Representative for Sudan 5,
EU b D 4,
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AMIS J 5 Db 7,
w AMIS w
j AU/UN M D (UNAMID)
F, E C
R R M (RRM),9 -
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M , b C
CFSP
A EU k S,b -b ,
b
S b,93 k
b
E C w
EU w
A w,
EU w
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w W EU - OECD-DAC
,
bw EU
b
4.5 Joint Involvement of Transatlantic
Donors in Sudan
j -
w -b
S
w b w
z
bj A ,
S U K -
w-
-- -
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, b EU
A w -
S b
A , z
S b
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EU U K
Since lack
of sufficient
coordination
among the
activities of
member statesand the European
Commission was
highlighted as a
challenge the EU
needs to deal with
in the near future.
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b- z
S, AU IGAD
k b
A
w b b
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bz
bj -
S b
CPA,
b b D, w GSS -
S
Bw x
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k
S U K, U S,
Nw wk
IGAD- w
G S
SPLM wk w
A - w
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b ,
CPA, US
S E S z
F S CPA, -
k ( U S, U
K, Nw CPA -
) M
, U S, EU, U
K w C, F,
R ( - E6 ) j
S
UN/AU w b
D, b k S,
CPA
S E6 b
S
94
I -CPA , -
b F,
U S, U K,
EU w N Nw
UN W
Bk
wk I , UN W
Bk k Joint Assessment Mission
(JAM) S
- (x
CPA w ) -
Framework for Sustained
Peace, Development, and Poverty Eradication,
w w b b
, w ,
S,
bw
bw k
A JAM, w MDTFs w
b CPA , K
, GSS A
b MDF
O D C 5
$45 b, b w z w , -
b W Bk
q
b 95
The main commo
objective regardin
the transatlantic
donors involveme
in Sudan is
undoubtedly
supporting the fu
implementation o
the CPA, bringing
peace and stabil
to Darfur, as well
as strengthening
the institutions
of the GoSS
and supporting
security sector
reform in
southern Sudan.
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A w w b
6, w
U K b :
C, Dk, N, Nw,
Sw b Joint Donor
Office Jb
G S S
MDF
b x A
b
GSS , -
M U,
S , -
, , -
w S,
,
b , w96
J D O x x
S O b
: bw
bj (
K S S w
U S w
); -
( b
, bz, -
); x b bw
(D DG DG Ex R; DOS
USAID); x S
q ( w S b-
)97
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b k
b -
- w
x k -b
A A
q ,
, ,
z
WOG -b
A
WOG -
b b x b A
bw b b,
b w
,
-b -
- -
, w bj
Bw
A
-b w
x B U
K U S z
b b , w
EU z
w wk w
b Hw, w
EU
b -
, U S
- bz
w
US U K
w bw,
-b
b
EU 98
S j k ,
,
w
A b
b b WOG
,
z
wk N,
z b
, ,
b xb b
, ,
, x
UK Cb O US x b
b A
-b w
k
w k
3 A z
- bz
-
, b
w Hw,
U K,
U S, w w
bk
b Hw, -
b b
4 I b U K U
S, w
FCO DOS,
Conclusion5
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I U S,
P
b
w ,
, w U
K, DFID k
-b/
b
k w ,
F
x, w DFID ,USAID US
w USAID A
S S A
x
,
w
/
b w k -
5 A
-
, b
w w
,
q
, , 99
- B
, b q wk
,
WOG -b
E w,
w b b q
w q
k b w
6 A , S, w
-
-b
, U K CPP,
EU , U
S S/SRC A ,
z ,
,
A b
w b, S,
b
k j I S, b ,
w
j JAM MDF,
w
, J D O
Hw, ,
b ,
w , b
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B w - w A ,
S , -
WOG -
-b
w b
I WOG -
b ,
R The governments of transatlantic donors
should be encouraged to adopt a national
policy framework, w w
,
-b
S w b
w : w
b -
-b ,
S,
wk w /
w
-b
w
R S wk b compre-
hensive b
(,
, ) -b
w WOG ,
w flexible -
b A ,
bb
R3 A , wk several dilemmas for national
governments regarding WOG approach to
peace-building:
balancingnationalinterestsversusfragile
;
takinganincrementalapproachoranambi- -
;
institutionalizingaWOGapproachorrelying
/ - -
-- b;
coordinatingpoliciesatthehighestlevelor
WOG ;
poolingfinancialresourcesorusingindi-
b
R4 Donors should be encouraged to work
toward providing sufficient incentives for
the adoption of an integrated approach to
peace-building in fragile states in order to
avoid competition and tensions between the
relevant government departments B
bw
b b b-
w
-b wk,
w b - I ,
b -
z
k A , -
(- )
bw
R
-b A
, b :
R5 The efficient and continuous coordination
bw k
k within a permanent
common framework -
z UN
Recommendations6
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x w - ,
bw ,
/
I , w b
bj UN -
b , x,
R6 w
-b
b w -
A
w -b
, national development strategies of
recipient states could provide a common
focus for all the donors in the absence of joint
donor engagement strategies.
R7 A , -
b
the long-term support for regional or
sub-regional African organizations involved
in peace-building, w
R8 I b -b
wk, ad-hoc cooperation bw
, w
UN -b ,
k S -
modest initiatives
- , elaborate opera-
tions b
S -
bw
w
-b
R9 G b
w
-b
, -b -
w b joint initia-
tives, b x
complementary initiatives/programs
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Endnotes7 A w w, O w
H C
Pb A D I
D (DFID) U K V Sbk
w x A
I , -b
, ,
, ,
, k F ,
3 R P D Sk, Te Dilemmas o
Statebuilding Conronting the Contradictions o Postwar Peace
Operations (Nw Yk: R P, 8)
4 U N,An Agenda or Peace Preventive
diplomacy, peacemaking and peace-keeping(A/47/77 - S/4,
7 J 99), ://www/D/SG/
( )
5 OECD, D C D
D A C,Mainstreaming Conict
Prevention: Peacebuilding Overview,Issues Bries (P: OECD
DAC, 5), :/www/3/8/ 353436 (
49) S OECD, D C
D, T D A C, Principles
or Good International Engagement in Fragile States and
Situations (P: OECD DAC, A 7), ://www/
/ 6/45/3836874 ( )
6 A R M, S-B P A Nw
P I E P-C F
S? P ransorming Political Structures:
Security, Institutions, and Regional Integration Mechanisms
Wk, E R D, F,
I 6-7 A 9
7 R P D Sk, Te Dilemmas o
Statebuilding Conronting the Contradictions o Postwar Peace
Operations (Nw Yk: R P, 8)
8 T b
-b A , ,
9 S W, H-J S, W M
P S S: w C C
I Diplomacy, Development and Deense: A Paradigm or Policy
Coherence, S W, H-J S, W
M (B S, 9), 7
T
; w, WOG
b
w A ,
bw
b,
b ,
, bk
A x -b
w b x
-
F bw
b
, , , k
A US ,
b w DOD ,
DOS USAID F x, DOD
b
DOS USAID,
x q
3 S D Ww, S Bw: NGO
M H C, International Journal o Peace
Studies 7, (A-W ), 35-56; H-W
J, Peacebuilding in Postconict Societies, (B, C:
L R Pb, 5), 98
4 S W, H-J S, W M,
P S S: w C C,
Diplomacy, Development and Deense: A Paradigm or PolicyCoherence, S W, H-J S, W
M (B S, 9), 49
5 W M B Mk B S US S
A A, U.S. Arica Policy beyond the Bush
Years Critical Challenges or the Obama Administration,
J G Ck, S J M (W
DC, C S I S, 9), S
N B, R T-L S: W
Gb D M A W
Nx P S D Ab I, Te White House and
the World A Global Development Agenda or the Next U.S.
President, N B (W: C Gb
D, 8), 46 Sw Pk K Bw, Greater Tan the
Sum o its Parts? Assessing Whole o Government Approaches
to Fragile States (Nw Yk: I P A,
7), 3
-
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Economic Policy Paper Series 201034
7 U S T W H, Te National Security
Strategy o the United States o America (Sb ),
:///w/US (
)
8 T b-S A $3
b $66 b 6 S P N L,
US F A P A, U.S.
Arica Policy beyond the Bush Years Critical Challenges or the
Obama Administration, J G Ck S J
M (W DC, C S I
S, 9), A W M B, Mk
B S US S A A, U.S.
Arica Policy beyond the Bush Years Critical Challenges or the
Obama Administration, J G Ck, S J
M (W DC, C S IS, 9), 5-6
9 US T W H, Te National Security Strategy
o the United States o America (M 6), ://www
// (
), 5
T US -
b (- ),
x -b
US D D, National Deense Strategy
W DC, J 8 ://www/ w/
8%N%D%S (
)
E, x
,
,
A
, z WOG
b S US
D A, Hq, Stability Operations
Field Manual No. 03-07(W DC: D
A, 6 Ob 8), :///CAC/
R/ FM37/FM3-7 ( 4)
3 T Q D Rw
bj US
, : P US
q , , , w , w ,
, b
b S US D
D, Quadrennial Deense Review (W DC,
Fb ), ://www/q/QDR%%
%9JAN%6 ( 3)
4 D Ck , Donors and the Fragile States
Agenda: A Survey o Current Tinking and Practice Report
submitted to the Japan I Cooperation Agency
(L: ODI, M 6), ://wwwk//
w/37 ( )
5 T USAID wk f ,
: ,
, ,
, b
Hw, b
w F A Fwk
S P 7- S US A I
D, Policy Framework or Bilateral Foreign Aid
Implementing ransormational Diplomacy through Development
(USAID, J 6), ://www//_wk_j6 ( 3)
6 T wk w w
b ,
w- ,
w , b
I
USAID DOS
B wk,
f, , w
Sz P S
Df - z
DOS/USAID
7 MCC w b 4 b US C , k w
w- ,
, ,
z, b
w
8 Sw Pk K Bw, Greater Tan the Sum o
its Parts? Assessing Whole o Government Approaches to Fragile
States (Nw Yk: I P A, 7), 3, 37
9 US A I D, Fragile
States Strategy (USAID, J 5), ://www/
/5___ ( 3)
3 Sw Pk K Bw, Greater Tan the Sum o
its Parts? Assessing Whole o Government Approaches to FragileStates (Nw Yk: I P A, 7), 384
3 F x, w w S/CRS -
w , DOD- D 35
M S Sb, S, ,
R (SSR) O Nb 5,
b US
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DOD w b w f
q b
3 Sw Pk K Bw, Greater Tan the Sum o
its Parts? Assessing Whole o GovernmentApproaches to Fragile
States (Nw Yk: I P A, 7), 4
33 Ib
34 J B Aw, M P MP, Aw
N, A D: Mk F A M
E , Foreign Aairs, 87:6 (Nb/Db
8) ://www/b//F_A-
Aw_N_MP ( 3)
35 Foreign Assistance and Development in a New Era,
b S R G L S I
D A G D, J 8, :////?=389 (
3)
36 OECD, D C D,
D A C, United States Development
Assistance Committee (DAC) Peer Review (P: OECD, 6),
://www//6/57/37885999 (
)
37 US D D T S D,
Memorandum or Secretary o State Options or Remodeling
Security Sector Assistance Authorities (W DC,
Db 5 9), ://www w/w-/
//G__C_59 (
4)
38 P C Aw D, B W
Bw B: S D Rw S
D L D, International Aairs, 85: (9),
://wwwk/f/3546_85__
( 7), 47-6
39 D Ck , Donors and the Fragile States
Agenda: A Survey o Current Tinking and Practice Report
submitted to the Japan International Cooperation Agency
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