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    www.iso.org

    International Organizationfor Standardization

    www.iso.org

    International Organizationfor Standardization

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    Overview of ISO 9001and ISO 14001

    by Roger Frost

    e-mail [email protected]

    Manager, Communication Services

    2009-01-08

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    ISO 9001 and ISO 14001 in brief

    ISO 9001 and ISO 14001 are among ISO's most wellknown standards ever.

    They are implemented by more than a millionorganizations in some 175 countries.

    ISO 9001 helps organizations to implement qualitymanagement.

    ISO 14001 helps organizations to implementenvironmental management.

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    Quality management

    ISO 9001 is forquality management.

    Quality refers to all those features of a product (orservice) which are required by the customer.

    Quality management means what the organization doesto

    ensure that its products or services satisfy the customer'squality requirements and

    comply with any regulations applicable to those productsor services.

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    Quality management (cont.)

    Quality management also means what theorganization does to

    enhance customer satisfaction, and

    achieve continual improvement of itsperformance.

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    Environmental management

    ISO 14001 is forenvironmental management.This means what the organization does to:

    minimize harmful effects on the environment

    caused by its activities,to conform to applicable regulatoryrequirements, and to

    achieve continual improvement of itsenvironmental performance.

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    Generic standards

    ISO 9001 and ISO 14001 are genericstandards.

    Generic means that the same standards can beapplied:

    to any organization, large or small, whatever itsproduct or service,

    in any sectorof activity, and

    whether it is a business enterprise, a publicadministration, or a government department.

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    Generic standards (cont.)

    Generic also signifies that

    no matter what the organization's scope of activity

    if it wants to establish a quality managementsystem, ISO 9001 gives the essential features

    or if it wants to establish an environmentalmanagement system, ISO 14001 gives the

    essential features.

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    Management systems

    Management system meanswhat the organization doesto manage its processes, or activities in order that

    its products or services meet the organizationsobjectives, such as

    satisfying the customer's quality requirements,

    complying to regulations, or

    meeting environmental objectives

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    Management systems

    To be really efficient and effective, the organization canmanage its way of doing things by systemizing it.

    Nothing important is left out.

    Everyone is clear about who is responsible for doingwhat, when, how, why and where.

    Management system standards provide the organizationwith an international, state-of-the-art model to follow.

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    Management systems (cont.)

    Large organizations, or ones with complicatedprocesses, could not function well withoutmanagement systems.

    Companies in such fields as aerospace,

    automobiles, defence, or health care deviceshave been operating management systems foryears.

    The ISO 9001 and ISO 14001 management

    system standards now make these successfulpractices available for all organizations.

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    Processes, not products

    Both ISO 9001 and ISO 14001 concern the wayan organization goes about its work.

    They are not product standards.

    They are not service standards.

    They are process standards.

    They can be used by product manufacturersand service providers.

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    Processes, not products (cont.)

    Processes affect final products or services.

    ISO 9001 gives the requirements for what theorganization must do to manage processes

    affecting quality of its products and services.ISO 14001 gives the requirements for what theorganization must do to manage processesaffecting the impact of its activities on the

    environment.

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    Certification and registration

    Certification is known in some countries asregistration.

    Itmeans that an independent, external bodyhas audited an organization's management

    system and verified that it conforms to therequirements specified in the standard (ISO 9001or ISO 14001).

    ISO does not carry out certification and does

    not issue or approve certificates,

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    Accreditation

    Accreditation is like certification of the certification body.

    It means the formal approval by a specialized body - anaccreditation body - that a certification body is competentto carry out ISO 9001:2008 or ISO 14001:2004

    certification in specified business sectors.

    Certificates issued by accredited certification bodies - andknown as accredited certificates - may be perceived onthe market as having increased credibility.

    ISO does not carry out or approve accreditations.

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    Certification not a requirement

    Certification is not a requirement of ISO 9001or ISO 14001.

    The organization can implement and benefit from

    an ISO 9001 or ISO 14001 system without havingit certified.

    The organization can implement them for theinternal benefits without spending money on a

    certification programme.

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    Certification is a business decision

    Certification is a decision to be taken forbusiness reasons:

    if it is a contractual, regulatory, or market

    requirement,If it meets customer preferences

    it is part of a risk management programme, or

    if it will motivate staff by setting a clear goal.

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    ISO does not certify

    ISO does not carry out ISO 9001 or ISO 14001certification.

    ISO does not issue certificates.

    ISO does not accredit, approve or control thecertification bodies.

    ISO develops standards and guides toencourage good practice in accreditation and

    certification.

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    The ISO 9000 family

    ISO 9001 is the standard that gives therequirements for a quality management system.

    ISO 9001:2008 is the latest, improved version.

    It is the only standard in the ISO 9000 family thatcan be used forcertification.

    There are 16 other standards in the family that

    can help an organization on specific aspects suchas performance improvement, auditing, training

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    The ISO 14000 family

    ISO 14001 is the standard that gives the requirements foran environmental management system.

    ISO 14001:2004 is the latest, improved version.

    It is the only standard in the ISO 14000 family that canbe used forcertification.

    The ISO 14000 family includes 21 other standards thatcan help an organization specific aspects such asauditing, environmental labelling, life cycle analysis

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    The ISO Survey

    SO S

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    The ISO Survey (cont.)

    The worldwide totalof certificates toISO9001:2001 at the end of2007 was 951 486.

    This was increase of 6 % over 2006 when thetotal was 896 929 certificates.

    Certificates had been issued in 175 countriescompared to 170 the previous year.

    Th ISO S

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    The ISO Survey (cont.)

    Th ISO S ( )

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    The ISO Survey (cont.)

    The worldwide total ofISO 14001 certificates atthe end of2007 was 154 572.

    This was an increase of 21 % over 2006 whenthe total was 128 211.

    Certificates had been issued in 148 countriescompared to 140 the year before.

    B fit f ISO 9001 d ISO 14001

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    Benefits of ISO 9001 and ISO 14001

    International, expert consensus on state-of-the-artpractices for quality and environmentalmanagement.

    Common language for dealing with customersand suppliers worldwide in B2B.

    Increase efficiency and effectiveness.

    Model for continual improvement.

    B fit f ISO 9001 d ISO 14001 ( t )

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    Benefits of ISO 9001 and ISO 14001 (cont.)

    Model for satisfying customers and otherstakeholders.

    Build quality into products and services fromdesign onwards.

    Address environmental concerns of customersand public, and comply with governmentregulations.

    Integrate with global economy.

    Benefits of ISO 9001 and ISO 14001 (cont )

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    Benefits of ISO 9001 and ISO 14001 (cont.)

    Sustainable business

    Unifying base for industry sectors

    Qualify suppliers for global supply chains

    Technical support for regulations

    Benefits of ISO 9001 and ISO 14001 ( t )

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    Benefits of ISO 9001 and ISO 14001 (cont.)

    Transfer of good practice to developing countries

    Tools for new economic players

    Regional integration

    Facilitate rise of services

    More information

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    More information

    ISO 9000/ISO 14000 section on ISO Web site:

    www.iso.org

    ISO Management Systems magazine

    www.iso.org/ims

    IMS Alerts free electronic newsletter

    www.iso.org/imsalerts

    Resources

    http://www.iso.org/iso/home.htmhttp://www.iso.org/imshttp://www.iso.org/imsalertshttp://www.iso.org/imsalertshttp://www.iso.org/imshttp://www.iso.org/iso/home.htm
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    Resources