IIIIIIIIIIIIIIIIIIIII

CONG TV co PHAN T~P £loAN HA £lO

Baa cao tlnh hlnh sti dl,mg von thu dllQ'c tCrcac dQ1phat hanhcO phieu trong nam 2018.

CCNG TY co PHAN TAP f)OAN HA cof)ja chi: So 8 Lang Ha, phlfcmg Thanh COng, quan Ba Dlnh, Thanh pho Ha Noi

BAa cAo CUA BAN TONG GIAM eocBan Tong Giarn doc COng ty (sau d~y qoi t~t la "COng ty") trinh bay bao cao cua minh cunq vai Bao cao tinhhinh Sll' dl,Jngvon thu dtroc tCPcac dot phat hanh co phieu trong narn 2018.

Thong tin chung

COng ty ce ph~n Tap doan Ha f)0 (g<;>it~t la "COng ty") dlfQ'c chuyen d6i tCPdoanh nghi$p nha nuoctheo Quyet dinh so 163/2004/Qf)-BQP ngay 9/12/2004 cua BO trlfang BO Quoc ph6ng. COng ty heatdong kinh theo Giily ChLl'ng nhan d~ng ky kinh doanh so 0100283802 ngay 11 thanq 04 narn 2005do Sa Ke hoach va f)~u tu TP Ha Noi cap. Trong qua trlnh heat dong, COng ty d~ c6 21 I~n thay doid~ng ky kinh doanh, thay doi I~n thu 21 vao ngay 18/10/2016 do Sa ke hoach va f)~u tlf Thanh phoHa Noi cap.

Tru sa chinh: So 8 Lang Ha, phlfang Thanh COng, qu~n Ba f)inh, thanh pho Ha NOi

Von dieu 1$cua COng ty la: 949.520.360.000 dong (B~ng chCr: Chin tram bon chfn ty, nam tr~m haimlfO'i tri$u, ba tr~m sau mlfO'i nghin dong).

1.

I

I COng ty hOc;ltdong trong ITnhVI,I'C kinh doanh bat dong san, x~y I~p, thuy di$n, khach Sc;ln,thlfO'ngmc;liva du Ijch, ...

2. Cac thanh vien cua HOi (fOng quan tri va Ban Tang Giam dac

Cac thanh viem Hoi dong quan trj va Ban T6ng Giam doc cua COng ty trong nam tai chfnh va choden thai diem I~p bao cao nay bao gam:

HQid6ng quan triHQ va t~n Chuc Vl,J Ngay b6 nhiem

eng Nguyen Tr<;>ngThOng

eng Nguyen Van TO

eng f)ao HCru Khanh

Cng L~ Thanh Hien

Cng Nguyen Tr<;>ngMinh

Cng Che f)inh TlfO'ng

Cng Nguyen Van f)Ong

Cng L~ Xuan Long

Ban Tang Giam dac

H<;>va t~n

Chu tich Hf)QT

Thanh vi~n Hf)QT

Thanh vi~n Hf)QT

Thanh vi~n Hf)QT

Thanh vi~n Hf)QT

TMnh vi~n Hf)QT

Thanh vi~n Hf)QT

Thanh vi~n Hf)QT

21/04/201821/04/2018

Chuc Vl,J Ngay b6 nhiem Ngay mien nhiem

Cng Nguyen Van f)Ong 08/05/2018

eng Che £)inh TlfO'ng

Cng Chu Tuan Anh

Cng Nguyen Trong Minh

Cng Lam Kh~c Chien

Tong Giam doc

Ph6 Tong Giam doc

Ph6 Tong Giam doc

Ph6 Tong Giam doc

Ph6 Tong Giam doc

08/05/2018

16/08/2018

Ph6 Tong Giam doc 12/11/2018

CLlNG TV CL>PHAN TAP £)OAN HA coDja chi: So 8 liAng H<;'I,phU'ong Thanh Cong, quan Ba Dlnh, Thanh pho Ha NoiBAo cAo CUA BAN TONG GIAM £)OC

BanKi~msoat Congtv:

Llng Do Van Binh

Llng Pharn Trong Khiem

Ba Chti Thj Lan

TrU'ang ban kiem soat

Thanh vien

Thanh vien

I 3. Ki~m toan vien

Cong ty TNHH Kiem toan AFC Viet Nam - Chi nhanh phia Biflc dU'Q'c chi dinh kiem toan Bao caotinh hlnh sti dl,mg von thu dU'Q'ctCfcac dot phat hanh co phieu trong narn 2018 cua Conq ty.

4. Cong b6 trach nhi,m cua Ban T6.ngGiam d6c d6i vai Bao cao tinh hinh SlPdl,mgvOn thudU'Q'ctil' eae dQ'tphat hanh c6 phieu trong nam 2018.

Ban Tong Giarn doc chju trach nhiern I~p Bao cao tinh hinh sti dl,mg von thu dU'Q'ctCfcac dot phathanh co phieu trong narn 2018 phan anh trung thuc va chinh xac tinh hinh sti dl,lng von cua Congty. Ban Tong Giam doc cam ket r~ng:

Bao cao tinh hinh sti dl,lng von cua Cong ty dU'Q'c I~p theo dung cac nguyen tiflc dU'Q'c ch~pnh~n chung t<;'liViet Nam v~ viec I~p va trinh bay bao cao tinh hinh sti dl,lng von thu dU'Q'ctCfcac dQ't phat hanh co phieu ra cong chung.

Hoan toan chju trach nhiem trU'&c phap lu~t v~ tinh trung thl,J'cva chinh xac cua noi dung baocao.

5. Pheduy,t bao cao tinh hinh sil' dl,lngvOn

Ban Tong Giam d6c phe duy$t phat hanh Bao cao tinh hinh sti dl,lng von thu dU'Q'ctCfcac dQ't phathanh co phieu trong nam 2018 dinh kem, phan anh trung thl,J'cva chinh xac tlnh hlnh sti dl,lng voncua Cong ty trong nam 2018, phu hQ'p v&i cac nguyen tac dU'Q'cch~p thu~n chung t<;'liViet Nam veI~p va trlnh bay Bao cao tinh hlnh sti dl,lng v6n phat hanh co phieu ra cong chung.

p

~l:iI!I:Il:J::foAN ANHPh6T6ng Giam d6c

Ha NOi, ngay 05 thang 04 nam 2019 \,.<,,

2

Cong ty TNHH Ki~m Toan AFC Vi$t NamAFC Vietnam AuditingCo" Ltd,

Thanh vien t~p dean PKF Quoc teMember firm of PKF International

s6: 012/2019/BCV-PB.00174

PKFAccountants &business advisers

BAo cAo VE cAc PHATHII;N THl)'CTEKinh gu.i: Quy e6 dong, cac thanh vien HQidOng quan tr] va Ban T6ng Giam dOe

Cong ty ce phAn T(ilpdoi," Ha Do

Chung tOi da thvc hien cac thu tuc thea thuan truce voi COngty COph~n Tap doan Ha £>0("COngty") v~ tinh hinh 51}dl,lngvon thu dU'O'ctCYcac dot phat hanh co phi~u trong nam 2018 cua duoc lapngay 05 thanq 04 narn 2019 tCYtrang 06 d~n trang 09 ("Bao cao tlnh hlnh 51}dunq von"). COngvieccua chunq tOidU'O'cthuc hien phu hO'Pvoi Chuan rnuc Viet Nam ve dich vu lien quan 56 4400 - HO'Pdong thuc hien cac thu tuc thea thuan truoc d6i voi thOngtin tai chlnh. Cac thu tl,lCdU'O'cthl,l'chienchi nh~m ho trO'Quy COngty trong viec danh gia tinh phu hO'Pcua Bao cao tinh hinh 51}dl,lngv6nneu tren,

Chung tOibao cao ve cac phat hien thl,l'ct~ nhU'5au:

1, Bao cao tinh hinh 51}dl,lng von dU'O'cI~p b6'i Ban Tong Giam doc COngty dU'O'ctrinh bay tCYtrang06d~ntrang09cuabaocaonay.

2. Ml,lCdich 51}dl,lngvon dU'O'ctrinh bay trong Bao cao tinh hinh 51}dl,lngvon da thu th~p 6' bU'oc1 phu hO'Pvoi ml,lCdich 51}dl,lng von nhU'dU'O'cphe duyet b6'i Nghi quy~t 50 62/NQ-HDQTngay 15/06/2018 cua HOidong quan tri COng ty Co ph~n T~p doan Ha DO va cac ho 50' tangvon c6 lien quan.

3. Chung tOi da kiE§mtra chi ti~t va danh gia 5l,1'phu hO'Pcua cac ch(fng tCYk~ toan c6 lien quannhU'ho 50' quy~t toan cua cac dl,l'an, hO'Pdong vay, h6a dO'n,phi~u chi, uy nhiem chi,... Theod6, cac noi dung sl} dl,lngvon tren cac ch(fng tCYla phu hO'Pvoi cac noi dung ve ti~n dOva ml,lCdich sl} dl,lngvon dU'O'ctrinh bay trong Bao cao tinh hinh sl} dl,lngvon da dU'O'cthu th~p 6' bU'oc1 va ml,lCdich sl} dl,lngvon da dU'O'cdoi chi~u 6' bU'oc2.

Do cac thu tl,lCneu tren khOnghinh thanh mot cuoc kiE§mtoan ho~c soat xet bao cao tai chinh theochu~n ml,l'Ckiem toan Viet Nam ho~c chu~n ml,l'CViet Nam ve hO'Pdong dich Vl,lsoat xet, do d6chung tOikhOngdU'ara Sl,l'dam bao ve Bao cao tinh hinh sl} dl,lngvon,

N~u chung tOi thl,l'chien cac thu tl,lCbo sung ho~c thl,l'c hien mot cuoc kiE§mtoan hoc;icsoat xet baocao tai chinh theo chu~n ml,l'CkiE§mtoan Viet Nam ho~c chufm ml,l'CViet Nam ve hO'Pdong dich Vl,lsoat xet thi chung tOic6 thE§phat hien dU'O'ccac van de khac dE§bao cao cho COngty.

Bao cao cua chung tOichi sl} dl,mgcho ml,lCdich bao cao cho Oy ban Ch(fng khoan Nha nU'octheoquy dinh t<;liChU'O'ngII, Dieu 8, ThOngtU'so 155/2015/TT-BTC ngay 06/10/2015 cua BOTai chinh veviec HU'ongdan cOngbo thOngtin tren thi trU'ongch(fng khoan, ThOngtU'so 162/2015ITT-BTC ngay26/10/2015 cua Bo tai chinh ve viec hU'ongdan chao ban ch(fng khoan ra cOngchUng,chao ban cophi~u dE§hoan dOi,phat hanh them co phi~u, mua l<;Iico phieu, ban co phi~u quy va chao mua cOngkhai co phi~u va khOngdU'O'csl} dl,lng cho bat c(f ml,lCdich nao khac hoc;ickhOngdU'O'cphat hanh

Ha NoiCityOffice· Tel: +84 24 320 02016· Fax:+84 24 379 50832 • Email: pkf,afcpb@pkf.afcvietnam,vn709, Sunrise Building· 011, Tran Thai Tong Street· DichVong HauWard ·Cau Giay District· Hanoi· Website: pkf,afcvietnam.vn

PKF- AFCVietnam Auditing Co., Ltd. is a member firm ofthe PKFInternational limited family of legally independent firms and does not accept anyresponsibility or liability for the actions or inactions of any individual member firm or firms.

3

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cho bat CLf ben nao khac. Bao cao nay chi lien quan deln nhfrng tai khoan va khoan rnuc neu tren, rnakhOnglien quan t&i toan b¢ bao cao tai chinh cua Cong ty ce phan Tap doan Ha 80.

Giam dOcs6 Giay CN 8KHN ki~m toan: 0855-2018-009-1CONG TV TNHH KI!:M ToAN AFC VIET NAM- CHI NHANH PHfA BAc .Ha N¢i, ngay 05 thang 04 nam 2019

I~PH~MTUANVOKi6m toan viense Giay CN 8KHN ki~m toan: 2030-2018-009-1

=

-,;

4

PHU LUC:THU TUC KIEM TRA TREN cc sa THOA THUAN TRU'OC cAc THONG TIN TREN BAo cAo TiNHHiNH s'U'DVNG VON THU £)U'Q'CTU' £)Q'TPHAT'HANH co PHlEU TRONG NAM 2018

I, GlO'I THleU TONG QUAT

Dich VI,I kiem tra thea thuan trU'cyccac thOng tin tren eae bao eao tai chfnh do C6ng ty TNHHKiem toan AFC Viet Nam - Chi nhanh phfa B~c thuc hien dua tren cac quy dinh, cac chuanrnuc kiem toan va ke toan Viet Nam.

II. CHI TIET THU TVC

1. Thu thap Bao cao tinh hlnh SlYdl,lng von duoc lap b60iBan Tong Giarn doc COng ty.

2. Doi chieu noi dung SlYdl,lng von dU'ooctrinh bay trong Bao cao tlnh hlnh SlYdl,mg von da thutMp {y bU'CYc1 vCYirnuc dfch SlYdl,lng von nhu dU'oocpM duyet b{YiNghi quyet so Nghj quyet so62/NQ-HDQT ngay 15/06/2018 cua HOi dong quan trj COng ty Co ph~n Tap doan Ha DO va cacho so tang v6n eo li~n quan.

3. Tturc kiem tra chi tiet va danh gia Sl,J'phu hoopcua cac chCrng tCr ke toan c6 lien quan nhuho sO' quyet toan cua cac dl,J'an, hoopdong vay, h6a dO'n, phieu chi, uy nhiem chi, ... Theo d6,cac nOi dung SlYdl,lng von tren cac ch(J'ng tCrla phu hOOpv6'i cac noi dung v~ tien dO va ml,lCdfchSlYdl,lng von dU'ooctrinh bay trong Bao cao tinh hinh SlYdl,lng von da dU'oocthu thap (y bU'6'c 1 vaml,lCdfch SlYdl,lng von da dU'oocdoi chieu & bU'6'c 2.

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5

C6NG TY co PHAN TAP DoAN HA D6£>iachi: So 8 Lang H~, phU'ang Thanh Conq, qU$n 8a Dlnh, Thanh pho Ha Noi

BAo cAo TiNH HiNH SlY DVNG VONThu dLP9'CtLPcac dgt phat hanh cO phi~u tang vOn di6u I(! trong narn 2018

Can cu theo quy dinh t~i Thong tu 155/2015ITT-STC nqay 06 thang 10 narn 2015 cua 80 Tal chfnh hU'cYngdan conq bo thOng tin tren thi trU'ang chung khoan, Gong ty Go phan Tap dean Ha Do ("Gong ty") xin baocao tinh hinh sti dunq von thu dU'O'ctLl' cac dot phat hanh co phieu trong narn 2018 nhu sau:

I> Th6ng tin chung v6 cac dgt phat hanh

a> Phat hanh cho co dong hi$n hCru7.593.591 co phieu v6'i gia 10.000 dOng/cp.

Theo bao cao ket qua chao ban co phieu ra cong chunq 893/8C-CTHD ngay 17 thanq 09 narn2018, thong tin v~ dot phat hanh nhU' sau:

ITen co phieu: Co phieu Cong ty Co phan Tap doan Ha Do

'"Ma chung khoan: HOG '),....

Lo~i co phieu: Co phieu pho thOngyu

M$nh gia: 10.000 dOng/co ph~n..~A

Hinh thuc phat hanh: Chao ban cho co dong hi~m hCru 'f'c

So IU'O'ngco phieu phat hanh: 7.593.591 co phieu./

'?;;

Gia phat hanh: 10.000 dong/co phieu

Tong so ti~n thu dU'O'c: 75.935.560.000 dOng.Ngay hoan thanh: 14/09/2018

Toan bO ti~n von huy dong dU'O'c chuyen khoan va nop vao tai khoan phong toa so1260000252445 cua Cong ty t<;liNgan hang TMCP D~u tU' va Phat trien Vi$t Nam - Chi nhanh8a Dinh.

II> Bao do tinh hinh SLPdt,mg vOn

1. PhU'O'ng an sUodt,mg vOn '-:;:3,--

T~i cuoc hOp D~i hOi dOng co dong thU'cmg nien 2018, Cong ty da dU'O'ccac co dong phe dUY$t ke ho~chtang von de bo sung von cho cac dl,l' an cua Cong ty.

Theo Nghi quyet so 52/NQ-HDQT ngay 22/05/2018, ml,lc drch sti dl,lng von huy dOng dU'O'cdl,l' kiem cuaCong ty nhU' sau: J-i'

TT M....c dich sUod....ng vOnS6 tien

VND

1 G6p von vao Cong ty co ph~n Ha Do - Sinh Thu~n 75.935.560.000

CQng 75.935.560.000

6

------------------------------- -- - - -

C6NG TY co PHANTAP £loAN HADO£)ja chi: So 8 Limg H<;I,phLl'cyngThanh C6ng, quan Sa Dinh, Thanh pho Ha Noi

BAo cAo TiNH HiNH su Dl)NG VONThu dU'Q'ctl)! cac dQ't phat hanh c6 phi6u tang vOn di6u It trong narn 2018

Can CLl' tinh hinh thuc te cua dot huy dong von, C6ng ty da dieu chlnh lai ke hoach 5Lrdl,lngvon thu dLl'OOctheo Nghj quyet so 62/NQ-HDQT ngay 15/06/2018. Theo d6, ke hoach SLrdl,lngvon dLl'OOcthay dei, CI,l thenhu sau:

TT Ml,lc dich slI dl,lng vOn 50 tienVND

Chi tra g6c va lai vay Ngfm hang TMCP Dau tu va Phat triem

1 Viet Nam - Chi nhanh Sa Dlnh, theo HOOpdong tin dl,lng so 44.000.000.00001.2014.16807ITDH ngay 26/12/2014, tLl' thanq 10/2018 denthang 7/2019

2 Chi theo hoopdong thi c6ng xay dl,l'ng 50 10/2018/HDXD nqay 17.500.000.00018/04/2018

3 Chi theo hop dong xay I~p 5633/2017/HDXL ngay 30108/2017 10.000.000.000

Chi theo hOOpdong xay dl,l'ng < 23/2017/HDXD ngay4 so 4.435.910.00026/05/2017

CQng 75.935.910.000.1

2. Tinh hinh slI dl,lng vOn

Can CLl' tlnh hlnh thuc te, 56 tien thu dLl'OOctLl'dot phat hanh cElphieu trong narn 2018 da dLl'OOc5Lrdl,lngtinh den ngay 05/04/2019 nhu 5au:

5TT Ngan hang K6 hO\lch ThlfC t6 tra Chenhl,ch

1 2 4 5 6 = 5-4

Chi tra goc va lai vay Nganhang TMCP D~u tLl' va Phattrien Viet Nam - Chi nhanh Sa

1 Dinh, theo HOOpdong tin dl,lng 44.000.000.000 21.947.079.180 (22.052.920.820)< 01.2014.16807ITDH ngay50

26/12/2014, tLl' thang 10/2018den thang 7/2019

Chi theo hoopdong thi c6ng xay2 dl,l'ng 50 10/2018/HDXD ngay 17.500.000.000 18.167.607.412 667.607.412

18/04/2018

Chi theo hOOpdong xay I~p3 5033/2017/HDXL ngay 10.000.000.000 5.857.724.402 (4.142.275.598)

30108/2017

Chi theo hOOpdong xay dl,l'ngso4 -23/2017/HDXD ngay 4.435.910.000 2.405.509.200 (2.030.400.800)

26/05/2017

CQng 75.935.910.000 48.377.920.199 (27.557.989.806)

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]

7

II

CONG TY co PHAN TAP DoAN HADODja chi: s6 8 Lang H~, phlJ'cYngTMnh COng,quan SaDlnh, Thanh pho Ha N¢i

BAo cAo TiNH HiNH su DVNG VONThu dLPQ'ctw eae dQ't phat hanh cO phi6u tang v6n di6u It trong nam 2018

- Doi vot so tiemthu tCrdot phat hanh chua SLl'dl,lng h~t d~n ngay 05/04/2019, COngty cam k~t se tiep tucthanh toan trong narn 2019 theo dung ke hoach SLl'dl,lng v6n theo Nghj quyet s6 62/NQ-HDQT ngay15/05/2018 va se c6 bao cao d~y du tlnh hinh SLl'dl,lngv6n gLl'iUSCK nha nuoc khi SLl'dl,lnghet s6 ti~n contal tCrdot phat hanh.

II K6 toan trLPang ~

Ha N¢i, ngay 05 thang 04 nam 2019

~

II

PH~M HONGHI~U

II

,,~

8

I

CONG TY co PHAN TAP £)OAN HA £)0Dia chi: So 8 Lang H~, phuonq Thanh Cong, quan Ba Dlnh, Thanh pho Ha NOi

THUYET MINH BAo cAo TiNH HiNH sCI'DVNG VONThu dllQ'c tLPcac dQ't phat hanh c6 phi~u tang v6n dil!u I~ trong nam 2018

I

I> fl,c di~m hoat dQng

1. Hinh thCPcSc7hli'u v6nCong ty Co phan Tap doan Ha DO (qoi tat la "COng ty") dU'O'cchuyen oOi tli doanh nghiep nha nooctheo Quyet oinh so 163/2004/Q£)-BQP ngay 9/12/2004 cua BO trU'O'ngBOQuoc phonq. Conq ty heatoong kinh theo Giay chunq nhan oang k9 kinh doanh. so 0100283802 ngay 11 thanq 04 narn 2005do SO' Ke hoach va £)€!utu TP Ha Noi cap. Trang qua trinh heat oong, COng ty oa c6 21 I€!nthay doioang k9 kinh doanh, thay doi I~n th(l' 21 VaGngay 18/10/2016 do SO' ke hoach va £)au tU' Thanh phoHa Noi cap.

Tru sO'chfnh: So 8 Lang Ha, phU'cYngThanh Cong, quan Ba Dlnh, thanf pho Ha NOi.

Von dieu h~cua Cong ty la: 949.520.360.000 dOng (B~ng chli: Chin tram bon chin ty, nam tram haimU'O'itrieu, ba tram sau mU'O'inghin dOng).

II>

Nganh ngh6 klnh doanh va ho~t ClQngchinh:Cong ty hOi;!t dong trong linh VI.,I'Ckinh doanh bat dong san, xay lap, thLlY dien, khach Si;!n, thU'O'ngmi;!i va du lich,oo.

CO'Sc7I~p Bao cao tinh hinh Slr d",ng v6n thu dU'Q'etLPcae dQ1phat hanh e6 phi~u tang V6hdil!u I~ trong nam 2018

1. CO'Sc7IfP Bao cao tinh hinh Slr d\,mg v6nBao cao tinh hlnh SLfdl,mg von thu dU'O'ctli cac dO't pMt hanh cll phieu tang von dieu Ie trang nam2018 dU'O'ctrlnh bay b~ng dOng Viet Nam (VND), theo nguyen t~c gia goc, phu hO'Pv&i cac Chuanml.,l'Cke toan Viet Nam, Che do ke toan doanh nghiep Viet Nam hien hanh va cac quy dinh phap 19c6 lien quan den viec I$p va trlnh bay bao cao tinh hinh SLfdl,mg von.

2.

I2. Ky bao cao

Bao cao tlnh hlnh SLfdl,mg von dU'Q'cI$p sau khi ket thuc dO'tchao ban co phieu de tang von dieu Ietrong nam 2018 cLla Cong ty. Ngay ket thuc dO't chao ban la 14/09/2018.

3. M",c dich Slr d",ng bao caoBao cao tlnh hlnh SLfdl,lng von dU'O'cnay dU'O'cI$p de COng ty cll phan T$p doan Ha £)0 dap (l'ngcac yeu dw cLla cO'quan quan 19nha nU'oc.

III> Cac SI}' ki~n phat sinh sau ngay IfP bao cao tinh hinh Slr d",ng v6nKhOng c6 SI.,I'kien quan trong nao xay ra sau ngay I$p Bao cao tinh hinh SLfdl,lng von c€!n thiet phaic6 cac dieu chinh so lieu ho~c cOng bo trong Bao cao tinh hinh SLfdl,lng von.

IuTuAN ANH

K~ toan trU'c7ng~

PH~M HONG HII:U

9