howell w melton financial disclosure report for 2009

8/3/2019 Howell W Melton Financial Disclosure Report for 2009

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FINANCIAL DISCLOSURE R E P O R T R v p o r t R e q u i r e d b y t h e E t h i c si n Government Ac t o f 1978FOR CALENDAR YEAR 2009 (5 V.S .C. app. 1o1-111)I . P e r s t m Report ing ( last name, f i rst , middle ini t ial) 2 . C our t or Or gani zat i on [ 3 . D a t e o f R e p o r tM EL TON , H o w e l l W . U .S .D .C ., M id d le F lo r id a 0 5 1 5 / 2 0 1 0

4 . T i t l e ( A r t i c l e 1 1 1 . j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ; 5 a . R e p o r t T y p e ( c h e e k a p p r o p r i a t e t y p e ) 6 . Repor t i ng P e r i o dm a g i s t r a t e j u d g e s i n d i c a t e f u l l - o r p a r t - t i m e ) [ ] N o m i n a t i o n , D a t e 0l /01/2 009U . S . D i s t . Ju d g e S e n i o r S t a t u s [] Initial [] A n n u a l [] Final to12/31/20095 b . [] A m e n d e d R e p o r ~

7 . C h a m b e r s o r O f f ic e A d d r e s s 8 . O n t h e b a s i s o f t h e i n f or m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c at i o n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c eS u i t e l 1 -300 w i t h a p p l i c a b l e l a w s a n d r e g u l a t io n s .J o h n M i l t o n B r y a n S i m p s o n U . S . C o u r t h o u s e3 0 0 N o r t h H o g a n S t r e e tJ a c k s o n v i ll e , F l o r i d a 3 2 2 0 2 - 4 2 4 3 Revi ewi ng Of f i cer D a t e

I M P O R T A N T N O T E S : T he in s truc t io n s a cco m p a n yin g th is fo rm m ua ~ be fo l io we~ Co m p le te u l l p a r ts ,checking the NON E box for each pa rt where you have no reportable informat ion, Sign on las t page.

I . P O S I T I O N S . (Repor t ing indiv idual only; see p p . 9 - 1 3 of f i l iug instruct io t t~ . )[---] NONE (No reportable positions.)

POSITION NAME OFORGANIZATION/ENTITYI. Tr u s te e Fla g le r C o lle g e , S t . Au g u s t in e , F lo r id a2. M e m b e r A d v i s o r y Q - B o a r d , F l a g l e r H e a l t h C a r e F o u n d a t i o n , n o n - p r o f i t c o r p . ( F l a g l e rHosp i t a l , non-p ro f i t co rp . ) * 13. D i re c t o r Histor ical Society of the Uni ted States Dist r ic t Court for the Middle Dist r ic t ofF l o r i da ( non- pr of i t c o r p . )

I 1 . A G R E E M E N T S . e R , p o , a ,, ~ i ,d i ~ l d ~ t , , .t ~ . ; ,, e ~ t , . 1 4 - 1 6 o y N l i n g i n s t r u e t i o n . ~ ) ~ ~?..~ ~ ~~~ N O N E (No reportable agreement.,.)

~ PARTIES AND TE~S~ ..1.


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F I NANCI AL DI SCL OSURE RE P ORT Same of Person ReportingPage 2 of 9 M E L ~ O N ,

H I . N O N - I N V E S T M E N T I N C O M E , ~ R e p o , n .g i o ~ v td ~ a o ~ ~ o ~ s e ~ ~ e ~ ~ ~ ~ - ~ 4 o ~ i o M r tt n o n s OA. F l i ers Non -I n vestmen t I n c om e

NONE (No reportable non-investment income,)D A T E SO U R C E A N D TY P E I N C O M E~ y o u t s , n o t s p o u s e s )

1 . 2 0 0 9 State of Florida, Dept. of Management Services. Division of Retirement $29.507.70

2.

3.

4.

B . S p o u s e s N o n - In v e s t m e n t I n c o m e - if you were married during any portion of the reporting.year, complete this section.(Dollar araount nor required except, for honoraria~)

N O N E (N o reportable non-investment income.)D A T E S O U R C E A N D T Y P E

I.

2.

3.

4.

I V . RE IM BU RSE M E NT S -(Includes those to spouse trod dependen t children: see pp . , 5-~ 7 of f i ling instmtct ions.)

N O N E OV o reportable reimbursements.)S O U R C E D A T E S ~ P U R P O S E I T E M S P A I D O R P R O V I D E D

I.

3 .4.5.


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F I N A N C I A L D I S C L O S U R E R E P O R T Na. e of Pe r son Re por ting Date of ReportI

Page 3 of 9 M E L T O N , H o w e ll W . 0 5 / 5 / 2 0 1 0

V . G I F T S . (lneludestho~e to spoase and depe~dent chtldren; see pp. 28-3 I of f!ling instruction~)[~] N O N E (No reportable gifts.)

S O U R C E D E S C R I P T I O N VALUE1 .2.3.4.5.

V 1 . L I A B I L I T I E S . a . a ~ d e ~ t h o ~ e o f ~ p o ~ a n d d ~ p ~ n Z ~ n ~ children; see p p . 3 2 - 3 3 of filing instruction~.)N O N E (No reportable liabilities.)

C R E D I T O R DE SCRIP T ION VALUE CODEI.2.3.4.5,


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F I N A N C IA L D I S C L O S U R E R E P O R T N a ~ . e o f P e r s o n R e p o r t in g D a t e o f R e p o r tPage 4 of 9 MELTON, H o w e ll W . 0 5 1 5 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , trensuc41ons (Includes those of spou~e and dependent cldldren; see pp. 34-60 of f l llng instruc t ions. )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o u s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

P l a c e " ( X ) " a ~ e r e a c h a ~ s e t A m o u n t ! T y p e ( e . g ., Val ue V a l u e T y p e ( e . g . , l Date i Value Gai n I d e n t i t y o fe x e m p t f r o n t p r i o r d i s c l o s u r e C o d e 1 d i e . , r e n t , C o d e 2 M e t h o d b u y , s e l l , m m i d d / y y C o d e 2 C o d e I b u y e r / s e l l e r( A - I t ) o r i n t . ) (JP) i C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a l e.................. : ................ ! .. { Q - W ) t r a n s a c t i o n )

l, Wachovia Corp . IRA Acct . (CD) A I n t er es t J T2. Wachovia Corp . IRA Acct . (CD) A I n t er es t 2 T3. A ll i a n c e B e m s t e i n B a l a n c e d S H S I n c . A D i v i d e n d K T

( M u t u a l F u n d )4~ A l l i a n c e B e m s t e i n G r o w t h & I n c o m e F u n d A D i v i d e n d K T( M u t u a l F u n d ) * 25. N u v e e n I n s . M u n . O p p o r t u n i t y F d . , In c . B I n t er es t K T6. N u v e e n I n s . M u n . O p p o r t u n i t y F d . I n c . "3 B I n t er es t K T7. W a l t D i s n e y C o . c o m m o n s t o c k A D i v i d e n d K T8. E v e rg r e e n M u n . B o n d F u n d C L A B Int . iDiv. K T "9, V a n g u a r d I n d e x T r u s t - 5 0 0 P o r tf o l i o ( M u t u a l A D i v i d e n d K TF u n d )

10 . V a n g u a r d E q u i t y In c o m e F u n d ( M u t u a l B D i v i d e n d L TF u n d )ll. V a n g u a r d T o t a l S t o c k M a r k e l P o r t f o l i o A D i v i d e n d K T( M u t u a l F u l t d )12 . N u v e e n I n s . M u m O p p o r t u n i t y F d . , I n c . * 3 B l n t e re s | K T13 . W e l l s F a r g o & C o . ( f / k/ a W a c h o v i a C o r p . ) B I n t er es t K Ta c c o u n t14 . W a c h o v i a C o r p . a c c o u n t A I n t er es t J T15 . F o r d M o t o r C o . c o m m o n s t o c k N o n e J T

16 . AT&T Inc. com m bn s tock B D i v i d e n d K T17 . V o d a p h o n e G r p P L C c o m . s t k . A D i v i d e n d J T

P3 =$25,090.091 - $50,000.0~ P 4 = Mor e tha n $ 50. 000,01~4"~


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N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tF I NANCI AL DI SCL OSURE RE P ORTMELTON, Howel l W . 05/5/2010a g e 5 o f 9

V I I. I N V E S T M E N T S a n d T R U S T S - ~ n ~ m e ~ w d u e ~ t r a n s a c K ~ n s ( ~ n e ~ u d e s t ~ s e ~ f s p ~ u s e a n d d e p e n d e n t c h ~ l d r e n ; s e e p p ~ 3 4 ~ 6 ~ f ~ i n g i n s ~ u ~ i ~ n s . )[--] N O N E ( N o repor tabl e income , asse ts , or t ransac t ions . )

D e s c r i p t io n o f A s s e ts I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o dP l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , Value V a l u e T y p e ( e . g ., I Date : Value I (~aln ~ I d e n t t t y o fexempt f r ompf i or di sc lnsu r e : C o d e 1 div, , rent , C o d e 2 ~ Met hod b u y , s e l l , I m m / d d / y y [ C o d e 2 ; t C o d e l ] b u y e r / s e l l e ri (A-H) o r i n t . ) ( J - P ) C o d e 3 r ~ e d e m p t i o n I ! (J-P) ! (A-H) i ( i f p r i v a t e

( Q - W ) i t r a n s a c t i o n )18 , V e r i zo n C o m m n s C o m . c o m , s t o ck A D i v i d e n d J T19 . D u P o n t E .I . D e N e m o u r s & C o . p f d . s t o c k A D i v i d e n d J T$4.502 0 . E x x o n M o b i l C o r p . c o m m o n s t o c k B D i v i d e n d L T

2 1 , M a c y s ln c c o m m o n s t o c k A D i v i d e n d J T2 2 . W e l l s F a r g o & C o . ( f / k/ a W a c h o v i a C o r p . ) A D i v i d e n d K Tc o m m o n s l e e k * 42 3 . E v e r g r e e n M m t i c . B o n d F u n d C L A A D i v i d e n d K T2 4 . M a s s . l a y s . T R C L A F u n d * 5 A D i v i d e n d J T2 5 . Q u e s t C o m m . I n t e r n a t i o n a l I n c . c o m m o h A D i v i d e n d J Ts t o c k ( X )2 6 . V a n K a m p e n U . S . M o r t g a g e F u n d A D i v i d e n d K T2 7 . H o m e D e p o t , I n c . c o m m o n s t o c k A D i v i d e n d K T

~ i 2 8 . F u n d , I n c . ( M u t u a l F u n d ) N o n e J Tu t n a m V i s t a2 9 , P e n E v e r g l a d e s A u t h . F l a . R e v e n u e Z e r o B I n t er es t J T R e d e e m e d 09/01/09 JB o n d s ( p a r t )3 0 . M e r c k & C o . I n c . ( " N e w M e r c k " ) co m m o n A D i v i d e n d J Ts t o c k * 63t . B a n k o f A m e r i c a C o r p . co m m o n s t o c k A D i v i d e n d K T3Z P f iz e r C o r p . c o m m o n s t o c k A D i v i d e n d J T

3 3 . O r a c le C o r p . c o m m o n s t o c k A D i v i d e n d K T3 4 . B o n d s F l r i d a S t . B d . E d . C a p . O u t l a y S e r . A B I n t er es t R e d e e m e d 09/24/09 K A


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FINANCIAL DISCLOSURE REPORT n a m e o fP a g e 6 o f 9 M I L T O N , h o w e l l W .[

05/5/2010

~I. IN~S T~ N T S a n d T R U S T S - i ~ o ~ , ~ # ~ , ~ , , ,~ a ~ c ~ , h o ~ o ~ , ~ o . ~ ~ ~, ~,.~.~.~ ~ pr. ~4-~o o/ ~i~# instruction&)NONE (No reportable income ~sets, or transactions.)

A. B. ~--- : ....... D.~cr ip t ion of As~ts ~. I n c o m e d u r i n g G ~ s s v a l u e a t e n d T ~ n s ~ f i o n s d u r i n g ~ a i a g ~ r i ~(including t~st assets) .... ~po~i~g p~i~ ....P l a c e " ( X ) " a f l ~ e a c h a s s e t , Am~nt Ty~ (e.g. , V a l u e V a l u e T~ ( e .g . , Da~ V a l u e . G a i n l dent i w ofe x e m p t ~ o m p r i o r d is c l o s u r e C ~ e 1 d i v . , r e n t , C o ~ 2 . Me~ b u y , ~ 1 1 , m m/d @ ~ ~ C o d e 2 ~ C o ~ I buye r/se lhr( A - H ) o r i n t . ) O - P ) C ~ e 3 r e d e m p t i o n ) [ (J-P) (A-H) ( f f p r i v a t

3 5 . W a l - M ~ S t o r ~ I n c . c o m m o n s t ~ k A D i v i d e n d J T3 6 . P t . Or a n g e F L W t r & S w r R e v . R f d g B I n t er es t R e d e e m e d 1 0 1 0 1 / 0 9 K AA M B A C B E b o n d s I,3 7 . N u v e e n S e n i o r I n c o m e F u n d A D i v i d e n d J T3 8 . P u t n a m N e w O p p o r l u n i t i e s F d C I A s h s A D i v i d e n d J Tm u t u a l3 9 . C o m c a s t C o r p . C l a s s A c o m m o n s t o c k A D i v i d e n d J T40 . F I . S t . B d . o f E d . S e r , H G ! O U n l t d . . . C p n A I n t er es t R e d e e m e d 0 6 1 0 1 / 0 9 K3 .2 5% Du e 6 /1/094 1 . V y s t a r C r e d i t U n i o n C D B I n t er es t K T42 , V y s t a r C r e d i t U n i o n C D A In te re s t K T43 . W a e h o v i a C o r p . C D B I n t er es t R e d e e m e d 0 9 1 0 8 1 0 9 K4 4 . W a c h o v ia C o r p C D A I n t er es t K T

4 5 . M o n s a n t o C o . c o m m o n s t o c k A D i v i d e n d J T46 . M e d o H e a l t h So l u t i o n s I n c . c o m m o n s t o c k N o n e J T47 . W a c h o v i a C o r p . C D B I n t er es t K T48 . W a o h o v i a C o r p . C D B I n t e r e s t K T49, P u t n a m S t a le B a n k C D B I n t e r e s t K T5 0 . P u t n a m S t a t e B a n k C D B I n t er es t K T

5 1 . V y s t a r C r e d i t U n i o n C D D I n t er es t N T


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FINANCIAL DISCLOSURE REPORT N~me of Person Reporting I Date of ReportPage 7 of 9 MELTON, Howell W.I

05/5/2 010

V I I . I N V E S T M E N T S a n d T R U S T S - ~.co~e, v~t~e, t , ~ . , ~ , ~ o , , a . c t ~ d ~ s t h o ~ o [ s p o . ~ e ~ ~., ~ t d , ~ . ; ~ ~ ~ * ~ o o / ~ t i .s instr.~on~)N O N E ( N o r e p o r t a b le i n c o m e , a s s e t s, o r t r a n s a c t i o n . )A . ~ . C . ~~ .........~ s ~ r i p t i o n o f A s s e t s ~ I n c o m e d u r i n g G r o s s v a l u e a t e n d Tmnsafion~ ~fiug re~rfiug ~r~d( i n c l u d i n g t r u s t ~ t s ) [ re~ing ~fi~ of~po~g ~riod~ .................. . .................. ~ ...............O) (2) 0) (~) : O) ....(2) (3) 7-~ .....................P l a c e " ( X ) " a f t e r e a c h a s ~ t A m o u n t T~e (e.g., V a h t e V a l u e ~ Ty~ (e.g., D a t e Value ~ Gain I d c m t i ~ o fexert from prior dim!osure C~e 1 d }v , , r*n t , C~e 2 M e t h o d bny, ~11, ~m~d~~ ~ Code 2 ] Code I bu yer /~ l~ ( A - H ) ~ o r i n t . ) (J-P) C o d e 3 red.priori) [ " (I-P) (A-H) (ifpri~t

52 . Wachovia Co~ CD B Inter~t K T5 3 . W a c h o v ia C o r p C D A I n t er es t R e d e e m e d 06/24/09 K5 4 , W a c h o v i a C o r p C D A I n t er es t R e d e e m e d 09/16/09 K5 5 . W a c h o v i a C a r p C D B I n t er es t R e d e e m e d t0/20/09 L56 . Wachovia Carp CD C I n t e r e s t Redeemed I 0 /2 7/09 M57 . Wachovia Carp CD B I n t e r e s t Redeemed 11/10/09 K58 . Haven Trust Bank CD B Interest M T B u y 0 6 /1 8 /0 9 N59 . Pumam State Bank CD N o n e L T B u y 0 9 /1 1 /0 9 L6 0. Putnam State Bank CD None L T B u y 10/2 9/09 L

I S e e C o l u m n s B I a n d D 4 ) I~ ~$ 50.001 - $ 100,000 G ~$t00 ,001 - $1 ,000.000 H I =51.000,001 - $ 5.000,000 H 2 =More than $5.0 t .g) .0002 , Va lue C~w l. .~ , I . ~ $ 1 5 . 0 0 0 o r ~ s K ~$ 15.001 - $ 50.000 L =$ 50,001 - $ l 0~ ,000 M = $ 1 0 0 ,0 0 1 - $ 2 5 0 . 0 0 0


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F I NANCI AL D ISC L OSU R E Ia m e o f P e r s o n R e p o r t in g I D a t e o f R e p o r tR E P O R TI MELTON, HoweIIW. I o5/~/20,oPage 8 of 9

V I H . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . a ~ d ~ , t ,p ~ , o y ~ o , o

* 1 P r e v i o u s B o a r d o f T r u s t e e M e m b e r s a n d E x e c u t i v e O ff i c e r s o f F l a g le r H o s p i t a l a r e i n v i t e d t o a n a n n u a l m e e t i n g f o r a n u p d a t e o n c u r r e n t h o s p i ta l p r o c e d u r e sand fu ture p lans . Ro le i s t o pa r t i c ipa te a s m uch o r a s l i t t l e a s p re tLm -ed in an advi~ry capaci ty . Bas ica l ly , an honora ry pos i t ion .* 2 I n c o m e r e p o r t e d i n s e c t i o n B i n c l u d e s f u n d s r e c e i v e d p u r s u a n t t o S E C s e t t l e m e n t s o n 3 / 2 3 / 0 9 a n d 4 / 2 4 / 0 9.* 3 N u v e e n I n s . F L P r e m i u m I n c o m e M u n i c i p a l F u n d a c c o u n t s s h o w n a t l i n e s 6 a n d 1 2 0 [ 2 00 8 F D R e a c h w e r e e x c h a n g e d i n t o N u v e e n I n s . M u n . O p p o r t u n i t y F d .l nc . accoun t s on October 19 , 2009 .* 4 Wel l s Fa rgo & Co . com m on s tock acqui red by vi r tue o f i t s m erge r wi th Waehovia Corp on 1/1/09. I n c o m e r e p o r t e d i n s e c t i o n B i n c l u d e s c a s h r e c e i v e d i n l ie uo f p a r t i a l s ha r e o f W e l l s F a r g o & C o . c o m m o n s t o c k .* 5 I n c o m e r e p o r t e d i n s e c t i o n B i n c l u d e s f u n d s r e c e i v e d p u r s u a n t t o S E C s e t t l e m e n t o n 1 2 / 1 5/ 0 9 .*6 Mer ck & C o. I nc . and S c h e r i n g - P lo u g h C o r p , m e r g e d o n 1 I / 3 / 0 9 a n d t h e r e u l ti n g c o r p o r t a t i o n i n w h i c h t r e c e i v e d s h a r e s w a s r e n a m e d M e r c k & C o . , I n c .( " N e w M e r c k " ) .


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Ia m e o f P e r s o n R e p o r t in g ] D a t e o f R e p o r tI N A N C I A L D I S C L O SU R E R E P O R T[ MELTON, Howel l W. ]

0 5 / 5 / : 2 0 1 0age 9 of 9I X . CE RT I F ICAT I ON .

I c e r t if y " t ha t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h he l d b e c a u s e i t m e t a p p l i c a bl e s t a t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c lo s u r e .I f u r t h e r c e rt i fy , t ha t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C ~ 7 3 5 3 , a n d Ju d i c i a l C o n f e r e n c e r e g u l a t i o n s .

N O T E : AN Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F AI L S T O F I L E T H I S R E PO R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

F I L I N G I N S T R U C T I O N SM a i l s i g n e d o r i g in a l a n d 3 a d d i ti o n a l c o p i e s t o :

C o m m i t te e o n F i n a n c i a l D is c l o s u r eA d m i n i s t r a t iv e O f f i c e o f t h e U n i t e d S t a te s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c le , N .E .W a s h i n g t o n , D . C . 2 0 5 4 4

howell w melton financial disclosure report for 2009

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