TONGCONGTYco pHAN xAY LAP DAu KHI VIETNAM

CONG TY co pHANKET cAu KIM LO~ vA LAPMAy DAuKHi

stsjSz. .IKCKL- TCKTV/v: Bao cao quem tri nam 2014

CQNG HoA xA nor cHiJNGHIA VI:t::TNAMDQc l~p - TV do - H;mh phuc

Vi1ngtau, ngay J..·.f.thcing 01 ndm 2015

Kinh giri: - Uy ban Chirng khoan Nha mroc;- So Giao dich chirng khoan Tp. HeM.

I. HO~T DONG eVA HOI DONG QuAN TRJ1. Cac cUQchop ciia HQi dAng Quan tr]:

Stt Thanh vien HDQT ChucvQSo budi hop Ty I~

Ly do khdngtham dtr tham dir

1 D6 Van Quang cso tich HDQT 13 100%

2 ThaiDean Thuy~t Ph6 Chu tich HDQT 13 100%

2 Nguyen Dinh Th~ Uy vien HDQT 13 100%

4 Nguy8nVan Huang UyvienHDQT 13 100%

6 Lim Hau Guan Uy vien HDQT 2/13 15,38% Uy quyen choChu tich HDQT

2. Hoat dQng giam sat ciia HQi dAng Quan' tr] dBi VOl Ban Giam dBc:

Kiem tra chat che hoat dQng cua Ban Giam d6c trong cac cong tac sau:

- HQi d6ng quan tri da dAymanh cong tac giam sat hoat dQng cua Ban Giam d6c va cacbQphan quan 1y khac nh&m dam bao ho~t dQng.eua Cong ty dUQ'chi~u qua, an toan, tuan thudling Phap Iu~t, tri€n khai thvc hi~n thea dling eac Nghi quy~t eua D~i hQi e6 dong va HQi .d6ng qufm tri·· .

- Giam sat tong tac chi d~o va di€u hanh ho~t dQng san xufit kinh doanh. HQi d6ng quantq da dua ra djnh huang dung d~n, cae giai phap phil hqp va kip thai nhfit d€ chi d~o thl!Chi~n ho~t dQng san xufit kinh doanh, dam bao cae chi tieu k~ ho~eh cua 6 thang d~u nam 2014d~t k~t qua cao nhfit. .

- H9i d6ng quan tri Iuon dam bao tinh minh b~ch va t~o di€u ki~n thu~n lQ'id€ c6 dong,cae Nha dAutu cling nhu cac cO'quan quan lY· th\lc hi~n t6t duQ'c chirc nang giam sat, thanhtra ki€m soat.· .

. II.' cAe NGHj QUYET, QUYET DINH eUAHOI DONG QuAN TRJ

Stt Ngay ban sA Quy~t djnh Nqidunghanh

QUYEtDINH .

1 10101/2014 04/QD-KCKL-HDQT'Phe duy~t va ban hanh Quy eM dQi di~n tv dQngh6a

2 24/01/2014 iOIQD-KCKL-HDQTSat nh~p Ban quan ly Tea nha VaGVan pheng Congty.

3 12/02/2014 12/QD-KCKL-Hf)QT Phe duy~tva ban hanh Quy eh€ d6i tho~i

4 13/02/2014 13/QD-KCKL-HDQTPhe duy~t Thiet ke BVTC va dv to~ xay dvngHMCT hang dlO bao quanh khung sat lum. B40

, ,

cong trinh Bai cang che tao Ket diu kim loai vaThiBt bi Dau khi giai dean 2.

5 17/02/2014 16/QD-KCKL-HDQTPhan cong nhiem vu cho cac thanh vien HDQTCong ty.

,< 6 2010212014 19/QD:;,KeK.l:-HDQT" Cit can bQdi cong tac mroc ngoai. ., -.,

7 21102/2014 20/QD-KCKL-HDQTPM duyet va ban hanh Quy che lam viec cuaHDQTPM duyet KHDT cac g6i thau mua sam v~t tu ehinh

.. 8 24/02/2014 22/QD-KCKL-HDQThang muc "KBt du thep Nha Tuabin, nha dieukhi€ri Trung tam" du an Nha may Nhiet di~n ThaiHinh2.

9 03/3/2014 26/QD-KCKL-HDQTThanh l~p Ban chi dao cac hoat dQngVHVN, thethao nam 2014

10 06/3/2014 321Qf>-KCKL-HE>QTThanh lap To cong tac tiep thi va dau thau cac du anmroc ngoai.Phe duyet dieu ehinh KHI>! e~e goi thau mua sam

11 10/3/2014 33/QD-KCKL-HDQTv~t ttr chinh hang muc "Ket cau thep Nha Tuabin,nha dieu khien Trung tam" du an Nha may Nhietdi~nThai Hinh 2.PM duyet va ban hanh HSMT g6i thau so 1 "Cung

12 10/3/2014 34/QD-KCKL- HDQT cfipthep tb < 40 mm" du an Nha may Nhiet di~nThai Binh2. .PM duy~t va ban hanh HSMT g6i thau so 2 "Cung

13 10/3/2014 35/QD-KCKL-HDQT efipth6p tb ~ 40 mm" dv an Nha may Nhi~t di~nThai Binh 2.fM duy~t va ban himh HSMT g6i thau so 3 "Cung

14 10/3/2014 36/QD-KCKL-HDQT cdp thep hinh H < 500 mm SM490YA" dv an Nhamay Nhi~t di~nThai Binh 2.PhS duy~t'va ban hanh HSMT g6i thau so 4 "Cung

15 10/3/2014 37/QD-KCKL-HDQT cdp thep hinhH ~ SOO mm SM490YA" dv an Nhamay Nhi~t di~nThai Binh 2.Phe duy~t va ban hanh HSMT g6i thau so 5 "Cung

16 .10/3/2014 . 37/QD-KCKL-HDQT cdp thep hinh H ~ 500 mmSM490YA" dv an NhamayNhi~t di~nThai Binh 2.PM duy~t va ban hanh HSMT g6i thau so 5 "Cung

. 17 10/3/2014 38/QD-KCKL-HDQT cdp thep'hinh U, V, 6ng ASTM A572gr50, ASTMA36" dv an Nha may Nhi~t di~nThai Binh 2.

10/3/2014 ~9/QD-KCKLt:HDQTP~e duy~t va ban hailh HSMT g6i thau so 7 "Cung

18 cap Grating" dl,Ian Nha may Nhi~t di~n Thai Binh2..

10/3/2014 .P~e duy~t,va ban hanh~.J$$MTg6i thau so 8 "Cung

19 40/QD-KCKL-HDQT cap thep tam 1,2 mmm~'kemASTM A653gr80" dv, anNha may Nhi~t di~IiThai Binh 2.PhS duy~tva ban hanh HSMT g6i thau so 10"Cung

20 10/3/2014 411QD-KCKL-HDQT c~p Bulong. cae IO(;li"dl,I an Nha may Nhi~t di~nThai Binh 2.

21 12/3/2014 45/QD-KCKL-HDQT B6 nhi~mPho Gic:imd6c Cong ty.

22 12/3/2014 46/QD-KCKL-HDQT B6 nhi~mPh6 Gic:imd6c Cong ty.Lam fO HSMT va thay doi dia di~m nQPthau, rtla

23 . 17/3/2014 52/QD-KCKL-HDQT thau cac goi thau 86 1,2,3,4,5, 7, 8, 10 dl! an NhamayNhi~t di~nThai Binh 2.

24 17/3/2014 511QD-KCKL-HDQT P~e duy~t va ban hanh ,HSMTg6i thau so 12"Cungcap san hai thanh phan Epoxy" dV an Nha may

. i . ~.,

_.~

.. '"J

Nhi~t dien Thai Binh 2.Gia han thai gian nQP, dong va rna thau cac g6i

25 20/3/2014 54/Qfl-KCKL- HflQT thAu s6 "1, 2, 3, 4, 5, 7,8, 10" du an Nha may Nhi~tdi~n Thai Binh 2.

26 2113/2014 -. 561Qfl-KCKL-HDQT Lam ro ho so moi thau g6i thau so 12 - Du an Nhamay Nhi~t di~n Thai Binh 2.Lam ro va thay d6i HSMT Ian 2 cac g6i than mua

27 3113/2014 58/Qfl-KCKL-HDQT sfun s6 "1, 2, 3,4,5, 7, 8, 10" du an Nha may Nhi~tdi~n Thai Binh 2.Gia han thai gian nQP, d6ng, rna thau g6i thau so 12

" ,28 1/4/2014 60IQfl-KCKL-HDQT "Cung cap san hai thanh phan Epoxy" du an Nha

may Nhiet dien Thai Binh 2.

29 11/4/2014 64/Qfl- KCKL-HDQT B6 nhiem Thtr ky Cong ty.Thong qua cac nQi dung cua hop dong "Mua sam,

30 11/412014 65IQfl-KCKL- HDQT che tao va l~p dung k~t du thep nha Tuabin, nhadiSu khien Trung tam" du an nha may Nhiet dienThai Binh 2.Gia .han thai gian nQP, dong, rna thau Ian 2 goi thau

31 15/4/2014 68/Qfl- KCKL- HDQT s6 12 "Cung c~p san 2 thanh phan Epoxy" du anNha may Nhi~t dien Thai Binh 2.PM duyet Thiet kS BVTC va du toan xay dung

32 16/4/2014 71/Qfl-KCKL- HflQTHMCT Choi canh bao v~ cong trinh Bai cang ch~t~o K~t du kim lo~i va Thi~t bi DAu khi giai do~

--

'T· . 2.

33 17/4/2014 72/Qfl-KCKL-HDQT PM duy~t dS an cai cach tiSn luang cua PVC-MS. -,~_

J4 28/4/2014 86/Qfl- KCKL-HflQTTach va s~p x~p l~i Phong Quan ly Ch~t IUQ'Ilgva

'-:'i:~_ An toan cua Cong ty.,~ Gia h~ thm gian nQP, d6ng, rna thau Ian 3 g6i thau35 91512014 93/Qfl- KCKL- HDQT s6 12 "Cung c~p san 2 thanh phArr Epoxy" d\I an

Nha may Nhi~t di~n Thai Binh 2.

36 1915/2014 98/QD-XCKL-HDQT PM duy~t va ban hanh Quy ch~ v~ _hanh khai thacbaicang

37 1915/2014 99IQD-KCKL-HDQT PhS duy~t va bail hanh Quy chS sir' d\1llg mayphotocopy mau

38 1915/2014 .100/QD-KCKL-HDQT PM duy~t va ban hanh Quy ch~ tnt luang, tnithuang'PhS duy~t Ho sa thiSt kS BVTC va dlJ toan thi cong

39 21105/2014 103/QD-KCKL-HDQT· . ch~ 4to _G6i thAu s6 4 chS t~o may ch~ ton thuQcDlJ an DAu tu nang cao nang l\Ic TBTC nam 2013.

40 2115/2014 104/QD- KCKL-HDQT LlJa chQn dan vi kiSm toan va soat xet Bao cao taichinh nam 2014.

41 26/5/2014 106/QD-KCKL-HDQT Cir can bQdi c6ng mc nuac ngoai.

42 28/5/2014 l11/QD-KCKL-HDQT Thanh l~p Ban diSu hanh dv an Thai Binh.

Gia h~ thm gian nQP, d6ng, rna thau Ian 4 g6i thau43 27/5/2014 108/QD-KCKL-HDQT s6 12 "Cung c~p san 2 thanh phfrn Epoxy" dlJ an

Nha:may Nhi~t di~n Thai Binh 2.

44 2/6/2014 113/QD-KCKL-HDQT Cir can bQdi cong tac nuac ngoro.Chap thu~ cho phep mm nha thau c6 gia danh gia

45 3/6/2014 115/QD-KCKL-HDQT' th~p-rih~t vao dam phan vS gia g6i thau s6 i "Cung'c~p thep tk < 40mm" dlJ an Nha m~y Nhi~t di~nThai Binh 2.

Chap thuan cho phep moi nha thau C? gi~ danh gia

46 3/6/2014 116/QD-KCKL-HDQTthApnhAt vao dam phan vS gia goi thau so 2 "CungcAp thep tb ~ 40mm" du an Nha may Nhiet di~nThai Binh 2.

~_".:. . Chap thuan cho phep moi nha thau c6 gia danh gia

47 3/6/2014 117/QD-KCKL-HDQTthAp nhAt·vao dam phan vS gia goi th~u s6 3 "CungcAp thep hinh H < 500mm" du an Nha may Nhietdi~n Thai Binh 2.Chap thuan cho phep moi nha thau co gia danh gia

48 3/6/2014 118/QD-KCKL-HDQTthAp nhAt vao dam phan vS gia goi th~u s6 4 "CungcAp thep hlnh H ~ 500mm" du an Nha may Nhietdi~n Thai Binh 2.PM duyet ket qua danh gia Ho sa du thau cac goi

49 3/6/2014 119/QD-KCKL-HDQT th~u mua s6 s6 5, 8 hang muc "K~t cAuthep NhaTuabin, nha diSu khiSn Trung Tam" du anNha mayNhi~t di~n Thai Binh 2.PM duyet dieu chlnh KHDT cac goi thau mua sam

50 5/6/2014 120/QD-KCKL-HDQT v~t tu chinh h?l1g m\lC "K~t cAu thep Nha Tuabin,.nha diSu khiSn Trung tam" dt;r an Nha may Nhi~tdi~n Thai Binh 2.PM duy~t k~t qua· danh gia Ho sa dt;r thau cac goi

51 5/6/2014 1211QD-KCKL-HDQTth~u mua 56 s6 1,2:3,4 h~g m\lc "K~t cAu thepNha Tuabin, nha di€u khiSn Trung Tam" dt;ranNha

. may Nhi~t di~n Thai Hinh 2.

52 13/6/2014 125/QD-KCKL-HDQT . PMduy~t quy ti€n luong nam 2014 cua PVC-MS.

53 13/6/2014 126/QD-KCKL-'HDQT Ap d\lllg muc luong hi~u qua toi thieu MLHgmin doi. . .v&ivien cpuc quan ly va khoi van phong Cong ty.PM duy~t va ban hanh· HSMT goi thau so.7 "Cung

54 '13/6/2014 128/QD-KCKL-HDQT cApGrating" dt;ran Nha may Nhi~t di~n Thai Binh2.Phe duy~t va ban hanh HSYC goi thau so lOA

55 13/6/2014 129/QD-KCKL-HDQT "Cung cAp Bulong mong" d\! an Nha may Nhi~tdi~n Thai Binh 2'.PM duy~t va ban hanh HSMT goi thau so lOB

56 ,13/6/2014 130/QD-KCKL-HDQT "Cung dp B~ong cuang dQ cao, Bulong thuang vaBulong han" dt;ran Nha may Nhi~t di~n Thai Binh2.Gia h?l1 thm gian nQp, dong, Ina thau Ian 5 goi thau

57 , 20/6/2014 137/QD-KCKL-HDQT· s6 12 "Clll1g cAp son 2 thanh phk Epoxy" d\! anNha mAyNhi~t di~n Thai Binh 2.PM duy~t KlIDT goi thau cung cap h~ thong thliy

58 26/6/2014 . 142/QD-KCKL-HDQT l\!c may chAn ton thuQc D\! an d~u illnang cao nang'It;rcTBTC nam 2013.Phe duy~t D\! toan dau ill xay dt;rngCong trinh Bai

59 30/6/2014 146/QD-KCKL-HDQT cang ch~ t~o K8t du kim loe;riva Thi8t bi D~u khfGiai dO?l1II -,Phan ky 2.

60 30/6/2014· 147/QD-KCKL-HDQT Phe duy~t Bao cao dau tu nang cao nang It;rcTBTCnilln2014.

61 3/712014 152/QD-KCKL-HDQT· PM duy~t KHDT trien khai BCDT nang cao nangIt;rcTBTC nam 2014

62 3/7/2014 153/QD-KCKL-HDQT Phe duy~t KlIDT trien khai DA bai cang che t~ogiai dO?l1II - Phan ky 2

63 3/712014 156/QD-KCKL-HDQT Phe duy~t va ban hanh HSMT goi th~u cung cAph~

-. '

thong thuy lire may chan ton thuoc DlJ an dan tunang cao nang lire TBTC nam 2013

64 8/7/2014 162/QD-KCKL-HDQT Cir can bQdi cong tac mroc ngoai

65 .11/7/2014 166/QD- KCKL-HDQTPM duyet va ban hanh Quy che quan ly, sir dung vacung cApthong tin len Website Cong ty PVC-MSPM duyet KHDT goi tha? so 3 Cung cap tram han

66 17/7/2014 171/QD-KCKL-HDQT tv dQng thuoc DlJ an dau nr nang cao nang hrcTBTC nam 2014PhS duyet KHDT goi thau so 4 Cung cap may han

67 17/7/2014 ' 172/QD-KCKL-HDQT thuoc Du an :dAunrnang cao -nang-hre TBTC- nam -2014Phe duyet KHDT goi thau so 9 Cung cap Rulo quay

68 17/7/2014 173/QD-KCKL-HDQT bng thuoc Du an dAu tu nang cao nang hrc TBTCnam 2014PM duyet KHDT goi thau so 8 Cung cap may nan

69 17/7/2014 174/QD-KCKL-HDQT dAm thuoc Dir an dAu tu nang cao nang 19c TBTCnam2014PhS duyet KHDT goi thau so 5 Cung cap may cat

70 17/7/2014 175/QD-KCKL-HDQT CNC 6 mo thuoc Dir an dAu nr nang cao nang hrcTBTC nam 2014

71 22/7/2014 187/QD-KCKL-HDQTPM duyet quyet toan hoan thanh du an dau tu nangcao nang 19c TBTC nam 2013

7~ 22/7/2014 186/QD- KCKL-HDQT eir can bQ ill cong tac mroc ngoai

.a ~.

PM duyet va ban hanh HSMT goi thau so .4 Cung73 . 25/7/2014 189/QD-KCKL-HDQT cApmay han thuoc Du an dAu tu nang cao nang lire,_.'.- TBTC nam 2014.-

tt PM duyet va ban hanh HSMT goi thau so 3 Cling74 -:;-25/7/2014 193/QD-KCkL-HDQT ' cAp tr<;ml han tV dQng thuQc Dg an dAu tU nang cao

.... nang 19c TBTC nam 2014

- ,Chi dinh thau don vi tu van goi thau so 2 tham tra

75 30/7/2014 195/QD-KCKL-HDQTthi~t k~ BVTC va t5ng dg toan XDCt Bill cang ch~4to K~t cAukim lo~ va Thi~t bi Dftu khi giai do~ 2..Pharr k)r2PM duy~t va ban hanh HSMT goi thau so 8 Cung

76 31/7/2014 198/QD-KCKL-HDQT cAp may niin dAm thuQc Dg an dAu tu n§.ng caonang luc TBTC nam 2014Phe duy~t gia he:mthm gian phat Mnh HSMT goi

'77 5/8/2014 204/QD- KCKL- HDQT thAu s6 9 Cung CApRulo quay 6ng thuQc Dg an dAtitu nang cao nang 19c TBTC nam 2014

78 1118/2014 209/QD- KCKL- HDQT eir can bQ di cong mc nuac ngoai

79, 11/8/2014 , 216/QD- KCKL- HDQT Thanh l~p Ban DHDA LQchoa dAu

80 22/8/2014 221/QD-KCKL-HDQT Cir can bQdi cong tac nuac ngoaiPhe duy~t gia h~ thm gian phat hanh HSMT goi

81 26/8/2014 230/QD- KCKL- HDQT thAu s6 4 Cung cAp may han thuQc Dl,I an dAu tunang.cao nang hJc TBTC nam 2014

82 03/9/2014 234/QD-KCKL-HDQT Cir can,bQ di cong tac nuac ngoruHuy thau va cho phep dau thau l~ goi thau Cung

83 05/9/2014 239/QD-KCKL-HDQT dp h~ th6ng thuy l\!'c may chfu1 ton thuQc Dg an 'dAutu nang cao nang 19c TBTC nam 2013

'84 1019/2014 241/QD-K~KL-HDQTPM duy~t va ban hanh Quy c~e to chuc va, hOl;ltdQng cua Ban BHDA LQc hoa dau

, .....r.

85 15/9/2014 247/QD-KCKL-HDQTChap thuan dieu chinh kS hoach SXKD nam 2014cho cac XN true thuocPM duyet KHDT va HSYC goi than so 2 Cung cap

86 17/9/2014 249/QD-KCKL-HDQT xe 0 to 46-80 ch6 thuoc Du an d~u illnang cao nang.,~~ " -" " l\lc.TBTC nam2014 -::,,",,> '-, - -,'

PM duyet va ban hanh HSYC goi thau so 2 Cung87 23/9/2014 255/QD-KCKL-HDQT cApxe ~ to 46-80 ch6 thuoc Du an d~u illnang cao

nang I\lCTBTC nam 201488 24/9/2014 256/QD-KCKL-HDQT Cir can bQdi cong tac mroc ngoai

Chap thuan cho phep dau tu san lap toan be>m~t

89 26/9/2014 260/QD-KCKL-HDQTbfuIg con lai cua Bill cang - Du an Bai cang ch~ taoK~t cAu kim loai va thi~t bi D~u khi Giai dOC;UlII -Phan ky 2

90 30/912014 268/QD-KCKL- HDQTPhS duyet va ban hanh Quy che thuong an toan laodQngThay doi muc tieu dau ill va phe duyet ban hanh

91 7/1012014 273/QD-KCKL-HDQTHSMT goi th~u s6 5 Cung c~p may c~t CNC 4 rnathuoc Du an d~u nr nang cao nang I\lCTBTC nam,2014PM duyet dau illxay dung bo sung XUOngsira chua

92 7110/201.4 279/QD-KCKL- HDQT bao dirong thi~t bi - D\l an Bai cang ch~ tao K~t c~ukim lo~i va thi~t bi D~u khiGiai dOC;UlII - Phan ky 2PM duy~t KHDT goi thau cung cap h~ thong thuy

93 13/10/2014 281/QD-KCKL-HDQT l\lc,may chk ton thuQc D\l an d~u illnang cao nangI\lCTBTC nam 2013 'PM duy~t huy thau va ban hanh HSMT goi thau so

94 14/10/2014 283/QD-KCKL,.HDQT' . , '\ '\

8 Cung cap may ,nan dam thuQc D\l an dau tu nangcao nangl\lc TBTC nam 2014

95 15/10/2014 284/QD-KCKL-HDQT Cir can bQdi cong tac nu6c ngoaiPhS duy~t Ho sa thiSt kS BVTC va DTXD h~g

96 15/10/2014 285/QD-KCKL-HDQT m\lc' cong trinh bai ch~ t~o k~t c~u h~g nhy - sanl~p khu ph\l trg 3,7 haPhS duy~t Ho sa thiSt kS BVTe va DTXD h~g

97 17/10/2014 286/QD-KCKL- HDQTm\lc cong trinh nha kho chua VTTBD\l an Bill cang chS t~o Ksi c~u kim lo~i va thi~t biD~u khi ,Giai'do~ II - Phan ky 2 .

98 17/10/2014 2871QD-KCKL-HDQT Cir can bQdi cong tac nu6c ngoai

99 20110/2014. 288/QD-KCKL-HDQT Giai the Ban DHDA P31P4 va thanh l~p Ban DHDADKPhS duy~t ban hanh HSMT goi thau cung cap h~

100 22/10/2014 .2911QD-KCKL-HDQT th6ng thuy l\lc may chk ton thuQc D\l an ch~ t~omaychkton ..

101 22110/2014Ch~p thu~. chu truang dau tl! xay d\lllg khu lien

293fQD-KCKL-HDQT hgp VHT'! cho CBCNV va de cong doan cong tylam chu dau ill 'Chap th~ cho phep mua xe 0 to 16 ch6, xe may,

102 -22/10/2014 . 295/QD-KCKL-HDQT. ph\lc V\l cong vi~c, cho'Ban DHDA phia B~c va BanDHDA LQc hoa dau

103 2411012014 296/QD-KCKL-HDQT' Phe duy~t quyh toan hoan thanh hang rilO' baoquanh khung s~t IU61.s~t B40

104 24/10/2014 298/QD-KCKL-lIDQTPM duy~i quyet toan hoan thanh bai che t~o kSt cAuh~g nhy 1,5 ha

105 27110/2014Phe duyet ya ban hanh Quy che quan ly an toan, sire

300IQD-KCKL-HDQT khoe, nghe nghiep, bao v~ moi tnrong va phongchong chay n6

106 28110/2014 302/QD-KCKL-HDQT PM duyet va ban hanh Quy ch~ t6 chirc va heatdQng cua Ban DHDA Phia b~c

107 31/10/2014 303/QD-KCKL-HDQT Phe duyet va ban hanh Quy ch~ quan ly VTTB

108 31110/2014 304/QD-KCKL-HDQT Phe duyet va ban hanh Quy che t6 clnrc va heatdQng cua TTTK & TKDA

109 05/1112014 306/QD-KCKL-HDQT Thanh l?p Doan cong tac kiem tra cong tac muasfun V?tnr phu tai cac don vi tnrc thUQC

110 05/1112014 308/QD-KCKL-HDQT CUcan bQdi cong tac mroc ngoai

111 0611112014 309/QD-KCKL-HDQT CUcan bQdi cong tac mroc ngoaiHuy thau va chuyen illhinh tlnrc dau thau rQng raisang. chao hang canh tranh d6i voi hang muc Cung

112 1411112014 315/QD-KCKL-HDQT dp may han Tig xach tay thuoc goi thAu s6 4 CungcAp may han - Du an dAu tu nang cao nang hrcTBTC nam 2014

113 17i11/2014 316/QD-KCKL-HDQT ChAp thu?n chu truong cho phep. su dl)ng·nha thAuphl) thi cong t~ D\l' an P51P6Phe duy~t ket qua danh gia HSDT g6i thau so 4 .

114 18/1112014 318/QD- KCKL- HDQT Cung c~P may han h<;lllgml)c O~ bQmay him ban tl)'dQng ho quang chim - D\l' an dau tu nang cao nang

,;~ l\l'c TBTC nam 2014~ Dieu chinh hinh thuc l\l'a ch9n nha thall va phe

115 ·;';·18/1112014 319/QD-KCKL-HDQT. duy~t KHDT g6i thAu thi cong san lAp bai ch~ t<;l.o.:lJ ' , /.. .-t"'" . ket cau h<;lllgnhy - san hip khu phl) tr<;y3,7ha ..

116 :1;" 04/12/2014 323/QD-KCKL-HDQT . Mi~n nhi~m Ph6 giam d6c Cong ty..,.. Chap thU?n nQi dUng thoa thu?n dau tu xay dl)'llg.h~

117 -;~8/12/2014 324/QD-KCKL-HDQT~,- th6ng cApdi~n b6 sung cho PVC-MS ~ bai cang.

118 8/12/2014 325/QD-KCKL:-HDQT Phe duy~t mua 02 xe 0 to 29 ch6

Phe duy~t dieu chinh gia d\l' toan g6i thau s6 9 Cung119 16/12/2014 330IQD-KCKL-HDQT cAp Rulo quay 6ng. _.D\l' an dAu tu nang. cao riang

l\l'cTBTC nam 2014

120 16/12/2014 331/QD-KCKL-HDQT B6 nhi~m ~ thM Giam d6c Cong ty

121 16/12/2014 332/QD':KCKL-HDQT B6 nhi~~ t<;lffithai K~ toan truOng Cong ty

122 16/12/2014 . 333/QD-KCKL-HDQT B6 nhi~m ~ thai Ph6 Giain d6c Cong ty

123 16/12/2014 334/QD-KCKL- HDQT B6 nhi~m ~ thai Ph6 Giam d6c Cong .ty

Phe .duy~t huy thau g6i thau so 3 cung cap tr<;lffihan

124 17/12/2014 336/QD-KCKL-HDQT tv. dQng va phe duy~t KHDT g6i thAu cung cApthi~tbi han cua tr<;lffihan t\l' dQng - D\l' an dAu tu nangcao nang l\l'c TBTC nam 2014Phe duy~t .ket qua danh gia HSDT g6i thau so 4

125 23/12/2014 338/QD-KCKL-HDQT Cung cApmay han h<;lllgml)c 30 bQmay han day leithu6c -:D\l' an d~u tu nang cao nang l\l'CTBTC nam2014.Phe duy~t ket qua l\l'a ch9n nha thau .g6i thau thi.

126 24/12/2014 339/QD-KCKL-HDQT . cong san lApBai ch~ t<;l.Ok~t cAu h<;lllgnhy - San lApkhli phl) tr<;y3,7ha -D\l' an Bai cang ch~ t<;loK~t du .kim 10<;l.iva thi~t bi DAukhi Giai do~ II - Phfui ky 2

127 27/12/2014 342/QD-KCKL-HDQT CUcan -bQdi cong mc nu6c ngom

=:iOOl!NGPH,!)KIIs~p.~)10

=

Phe duyet ket qua danh gia HSDT goi thau so 5128 29/1212014 343/QD-KCKL-HDQT Cung cApmay c~t CNC 4 mo - Du an d~u tu nang

cao nang hrc TBTC nam 2014Phe duyet ket qua danh gia HSDT g6i thau so 8

129 29/12/2014 344/QD-KCKL-HDQT Cung .cAp may n~ d~ - Du an d~u tu nang caonang lire TBTC nam 2014

130 29/12/2014 346IQD-KCKL-HDQT B5 nhiem Giam d5c Cong ty

131 29/12/2014 347/QD-KCKL-HDQT B5 nhiem Pho Giam d5c Cong ty

132 29/12/2014 348/QD-KCKL-HDQT B5 nhiem Pho Giam d5c Cong ty

133 29/12/2014 349/QD-KCKL-HDQT B5 nhiem K~ toan wang Cong ty

134 31112/2014 352/QD-KCKL-HDQTPM duyet quyet toan hoan thanh bill ch~ tao k~t duhang nhe Zha

135 31112/2014 353/QD-KCKL-HDQTPhe duyet quy~t toan hoan thanh xirong chong anmon

136 31112/2014 354/QD-KCKL-HDQT PM duyet quyet toan hoan thanh choi canh bao v~

PM duyetmo thau goi thau so 3f>.Cung thiet bi han137 31112/2014 356/QD-KCKL-HDQT cua T~ han tv dQng - DV an dau tu nang cao nang

luc TBTCnam 2014,PM duyet ket qua dau thau goi thsu so 9 Cung cap

138 31/12/2014 ' 357/QD-KCKL-HDQT Rulo quay 5ng - Du an d~u tu nang cao nang hrcTBTC nam 2014

NGHlQUYET

1 03/01/2014 05INQLT -KCKL V~ cong tac can bQ.Dieu chinh h~ muc Hnh d\lllg t~i Ngan hang

2 6101/2014· 03INQ-KCKL-HDQT Thuang m~i C5 phk £)~ chUng Vi~t Nam - ChinhanliBa Ria-,Viing Tau.

3 ' 23/0112014 19INQLT-KCKL .Ve doi m&i doanh nghi~p va cong mc nhan svtrong nQibQCong ty.

4, 27/0112014 , IIINQ-KCKL~HDQTTrien khai mQt so nhi~m V\l cUa HQi dong qulin triPVC-MS trong l).am 2014.Thong qua leY ket hqp ,dong ,h~g m\lc "Ket cau

5 . 12/02/2014 15INQ-KCKL-HDQT thep nha Tuabin, nha dieu l?llen Trung tam" dV anNha may Nhi~t di~n Thai Blnh 2.

6 19/02/2014 22INQLT-KCKL . V6 cong tac can'bQ va d5i inm doanh ~ghi~p.

7 7/4/2014 ,42INQLT·KCKL V6 cong tac can bQva,d6i mm doanh nghi~p.

8 8/4/2014 62INQ-KCKL-HDQTM6 h~ muc bao lanh ~i Ngan hang TMCP Ngo~ithucmg Vi~t Nam (VCB) ..:.Chi nhanh Viing Tau. 'Ve quy ho~ch can bQ cap uy, cap lanh d~o thuQC

9 28/4/2014 ,56INQLT-KCKL di~Ii'PVC~MS qulin ly, cong tac can bQ va d5i mmdoanh nghi~p va mQt s5 nQi dung khac.

10 . 515/2014 89INQ-KCKL-HDQT Thanh toan c5 ruc con 1~ cuanam 2013 .Tni ng tru&c h~ kholin vay, dau tu dV an Biii cling

11 8/5/2014 91INQ-KCKL-HDQT ch~ ~o K~t cAu kim lo~ va Thi~t bi D~u khi t~iNgan hang TMCP D~ ducmg (OJB).

12 ' 1016/2014 122INQ-KCKL-HDQTDieu chinb lo~i ~hUng khoan h!;in eM chuyennhugng sang chUng khoan tv do chuy~n nhugng. '

13 2616/2014 1401NQ~KCKL-HDQTBo sung h~ muc tin d\lllg ngan h~ t~ Ngan hangTMCP Buu di~il Lien Vi~t - Chi nhanh Viing Tau.

14 27/6/2014 84INQLT -KCKL Ve cong tac dieu d(mg va bo nhiem nhan sir trongnQibQcong ty.

15 16/7/2014 101INQLT-KCKL Tlnrc hien nhiem V1l6 thang cu6i nam 2014

16 23/7/2014 105INQLT -KCKL y~cong tac can bQva de,i m61 doanh nghiep-

17 8/8/2014 110/NQLT-KCKL Ve cong tac doi m61 doanh nghiep va phirong annhan su Cong ty

18 1118/2014 211INQ-KCKL-HDQT Bo sung han m,uc tin dung ngan han tai Ngan hangTMCP Phat trien TP. HCM

19 -- 14/3/2014' . 215fNQ-KCKL-HDQT Thongqua phuong an thu xep von cho DV an dauillnang cao nang hrc TBTC nam 2014

20 5/9/2014 236INQLT -KCKL V~ cong tac be, nhiem can bQ Cong ty

21 17/912014 252INQ-KCKL-HDQT Bo sung han mire tin dung ngan han tai Ngan hangTMCP D~ chung Vi~t Nam

22 25/9/2014 139INQLT-KCKL V~ cong tac nhan sv Cong ty

23 28/10/2014 301INQ-KCKL-HDQT Bo sung han mire tin dung ngan han tai Ngan hangTMCP Cong thtrong Vi~t Nam

24 . 12/1112014 312/.NQ-KCKL-HDQT T~ irng ce, nrc dot 1 nam 2014 .

25 12/1112014 313INQ-KCKL-HDQT. Bo sung han mire tin dung ngan han tai Ngan hangTMCP D~ cluing Vi~t Nam

26 8/12/2014 205INQL T-KCKL V~ cong mc can bQva d6i moo doanh nghi~p-5 Bo sung h~ muc tin d\lIlg ngan h~ ~i Ngan hang27 -. -':"15112/2014 329INQ-KCKL-HDQT

TMCP Ngo~ thuang Vi~t Nam

III. :GIAO DICH CVA CO DONG NOI BOI CO BONG LON vA NGUOI co LIEN.~ "1:. • • ,.... •

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dich . t~i ta hfru diu kY cu6ikY ban,chuy~ncbli'c .d.Bi,

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Tyl~ S~ c6 . Ty I~h·,( h''(pi leu pi leu

1 D5 Van Quang . CT 111.670 0,220% 0 ·0% . Nhucau tillHDQT chinh ca nhan

2 D5 Thi Tuy~n ErilCT 1.070 0,002% 0 0% Nhu cau taiHDQT chinh ca nhan

3 Thai Dom Thuy~t Ph6CT 89.340 ·0,180% 20.000 0,040% Nhu cau tillHDQT chinh ca nhanEin Ph6 Nhu c~u till4 Thai Doan Chinh CT 3.000 0,006% 0 0%IIDQT chinh ca nhan

UV Nhudu till5 NguySn Dinh Th~ HDQT- 215.000 0,430% 165.000 0,330% chinh ca nhanCID

6 Vuang Thi Lan VgCID 10.000 0,02% 0 0% Nhu cau reichinh ccinhan

'7 Ng1,ly~nThi Ty . EmCID 400 0,D008% 0 0% Nhu cau till.chinh ca nhan

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PHV LVC DANH SACH C() DONG NOI BO vAxctror CO LIEN QUAN

Dinh kern Bao cao quan tr] nam 2014 .'p~. ''I·,'i~~r

,t"-.- ,.-.~....F 1i,.~. ~,~ .~l

STT Teo T6 chu-d cs ohao Chtfc vy t~i SaCMNDI Ngaycip Noidpsa CP SO' Tyl~sO'Coog ty DKKD .CMNDI CMNDI

hfru cuai Icy hiru cuai Icy Ghi chuDKKD DKKDTong Cong ty ce phfu1

1 Xay l~p DAukhi Vi~t .25.487.111 50,97%Nam .

2 MEPCOM Offshore andMarine PTE. LTD. 5.000.000 10,00%

3 f>8Van Quang Chti tich lIDQT - 0,00%. .

4 D8 Hthi Phong0,00% ae Chti tich-

HBQT5 Khuong Thi Hue- 0,00% M~ Chti rich

HBQT6 H6 Thj Nhung- 0.00% Vg Chu tich

HDQT7 D8 Van Minh- 0,00% Con Chu tich

HDQT8 D6 Trung Quan- 0,00% Con Chu tich

HDQT9 D6 Thi Huang- 0,00% Chi Chti tich

HDQT10 B8 Gia Lai- 0,00% Anh Chu tich

HBQT11 D6 Van Ljch- 0,00% Anh Chu tich

HDQTD6 Hfru Thi~n i Anh Chu tich

12- 0,00%

HDQT13 D8 Thi Tuy~n- 0,00% Ern Chti tich

HBQT14 D6 Htru Binh- 0,00% Ern Chti tich

lIDQT15 Thai Dolin Thuyet PhOChu tich

20.000 0,q4%lIDQTI

,

,.

16 Thai Doan Ban 0,00% B6 P;Chu tich- HBQT

I

17 Nguy~n ThiThimh - 0,00% Vg P.Chu tichHBQT

0,00% Con P.Chu18 Thai Phuong Thanh - tich HDQT

0,00%'Con P.Chu

19 Thai Phuong Dung - tichHDQT

0,00% Chi P.Chu tich20 Thai Thi Nguyet - . ,.

HDQT.

21. Thai Doan Minh 0,00% Em P.Chu tich- , HBQT

22 Thai Doan Quang 0,00%'Em P.Chu tich '- HBQT

23 Thai Doan Binh 0,00% Em P.Chli tich- HDQT, Em P.Chu tich

24 Thai Doan Chinh - 0,00% HBQT

25 Nguyen Binh Th€ UVlIDQT- 165.000 0,33%Giam d6c

26 Hoang Thi Tam - 0,00% M~Giam d6c

27 Vuong Thi Lan - 0,00% Vo Giam d6c

28 Nguy~n Vuong Huy - 0,00% Con giam d6c

29 Nguyen Binh Hoang - 0,00% Con 'giam d6c

30 Nguy~n Dlnh My - 0,00% Anh Giam d6c

31 NguySn Thi Quy - 0,00% Em Giam doc

32 Nguyen Bi:nh Vy - 0,00% Em Giam doc

33 NguySn Binh Ky 620 ' 0,0012% Em Giamdc3c'

34 Nguy~n Thi Ty ',0 0,00% Em Giam doc

35 NguySn Van Huong tJVHDQT : 103.310 '0,207%

36 Bili Thi Tam 0,00% MyUV- HBQT'

37 Nguyen Thi Thanh Thuy 760 0,00% VgUVHDQT

38 Nguyen Bao Hoa ~.. 0,00% ConUV'il' -

HDQT39 Nguyen Bao Chau 0,00% ConUV- HDQT40 Nguysn Thi Khuong 0,00% EmUV-

HDQT41 Nguyen Thj Nhu 0,00% EmUV-

HDQT42 Nguyen Dang Thach 6.000 0,01% EmUV

HDQT43 Nguyen Thj Vi~t O~OO% EmUV- HDQT44 Ngliy~n Dang Minh 0,00% EmUV- HDQT45 Lim Hau Guan UV"HDQT - 0,00%46 Pham Chu T(r Ph6 Giam d6c 0 0% '"

47 Pham Khai Hom" 0,00% Bc3Ph6 Giamd6c

48 ' , i.. VgPh6 Giam.Tran Thj Anh Tuyet 0,00%, d6c49 .Pham Hoang Phuc Huy 0,00% Con Ph6

, Giam d6c50 Pham Hoang Kim Trang 0,00% Con Ph6

Giam d6c51 Phl;lmThu HU<Jl1g 0,00% EmPh6Giam

d6c52 Tnln Vii Phuong Ph6 Giarn d6c " 30.000 0,06%53 Nguyen Thi ThuHa - 0,00% VgPh6 Giam

ct6c54 A - .c. Con Ph6Tran Nguyen Anh Tuan - 0,00%

Giam d6c55 TrfulNguyen Phuong

0,00% Con Ph6Anh -

Giamd6c56 T~n Thj Lan - 0,00% Chi Ph6 Giam

d6c

57 TrAnVii Long, Anh Ph6, - 0,00% Giam doc,

TrAnThi Di~p " I Em Ph6 Giam58 I 0,00%- d6e,

59 Tdn ThiBieh 0,00% ' EmPh6 Giam- d6e60 Nguyen TAnYen Ph6 Giam d6c 36.220 0,07% Dam§t

61 Ha Thj Thin - 0,00% My Pho Giarn ., d6e

62 Nguyen Thi Thuan - 0,00% VqPh6 Giam,d6e

63 Nguyen TAnHi~u 0,00% Con Ph6- Giam d6e

64 Nguyen Bleh ThflO 0,00% ' ConPh6- Giam d6e

65 Nguyen Ki1l1Duyen ' 0,00% Em Ph6Giam- d6c66 Nguyen Kim Hili 0,00% EmPh6 Giam- , d6c ',

Nguyen TAnThQ EmPh6 Giam67 0,00%- d6c68 Nguy~n Van Nam 0,00% EmPh6 Giarn- d6c69 Nguyen Van Sanh 0,00% Em Ph6 Giam- d6c70 Ph~m T§t Thanh Ph6 Giam d6c 25.000 0,05%

71 Pham TfrtDiing 0,00% 'B6Ph6 Giam- d6c',

72 Pham Thi Him 0,00% My Ph6 Giam- d6e73 Ngo Thi Tuyet Thu 0,00% VqPh6 Giam- d6e74 Ph<ilffiThi Huy€n Trang 0',00% ConPh6

, - 'Giamd6c75 Pharn Anh Tu§n 0~00% ConPh6

Ii- Giam d6e

76 Pham Thi Thanh Thuy 0,00% EmPh6 Giam- d6c

. ':

,77 Pham TfrtTrung 0,00% EmPh6 Giam- d6e

78 Pham Tfrt Thong 0,00% EmPh6Giam- d6e

79 Pham Trung Thuc 4.000 0,008% EmPh6 Giamd6e

80 Nguysn Tri Hoa Pho Giam d6e 22.000 0,044%

81 Nguyen Tri Chiem 0,00% B6 Ph6 Giam- d6e

82 Hoang Thi Tam - 0,00% MvPh6 Giamd6e

83 Vuong Thi Hi8n - 0,00% VqPh6 Giarnd6e

84 Nguyen Tri Phue 0,00% Con Pho- Giam doc

85 Nguy~n Tri ThQ 0,00% Con Pho- Giam d6c

86 Nguyen Tri Huy 0,00% Anh Pho- Giam d6c

87 Nguy€n Tri Hili 0,00% Anh Pho- Giam d6c

88 Nguyen Tri Hi~u 0,00% Anh Pho- Giam d6e

89 Nguy€n Tri Hilo 0,00% Anh Pho- Giam d6e

90 Nguysn Thi Bich Ha - 0,00% Chj Pho Giamd6e

91 Nguyen Thi Bieh H~ng 0,00% EmPhoGiam- d6e

92 Nguyen Van Than Truong Ban KS 20.520 0,041%

93 Nguyen Thi Minh - 0,00% Vo TnrongBKS

94 Nguyen Thi Phuong Lan - 0,00% Con TruongBKS

95 Nguyen Thi Bieh Ngoc - 0,00% Con TruongBKS

96 Nguyen Van Thuyet - 0,00% Em TruongBKS

'? 97 Vii Thi Thu Hii TVBanKS - 0,00%

98 vu Van Que - 0,00% B6TVBKS

99 TrAnThi Thuy Lien - 0,00% M~TVBKS

100 vu Quang - 0,00% Em TV BKS

101 Nguyen Van Thu011g - 0,00% Chong TVBKS

102 Hoang Van Hii TV Ban KS 5.000 0,01%

103 NguySn Thi Thu Hii - 0,00% VgTVBKS

104 Hoang TUOngVan - 0,00% Can TVBKS

105 Hoang Nguyen Quang - 0,00% ConTVBKS

106 Hoang Thi Cong - 0,00% Em TVBKS

107 Hoang Thi HiSn - 0,00% EmTVBKS

108 Hoang Van Hung - 0,00% Em TYBKS

109 Hoang Van Hoai - 0,00% Em TYBKS

K~ toan tnrong,110 Nguyen D(re D(,\t PhV Trach 50.000 0,1%

CBTT

III Nguyen Thi Loan - 0,00% M~ Ke toantnrong

112 Phan Thi HiSn Di~u - 0,00%YgK~ toantnrong

113 Nguy€n Phan Dieu Linh 0,00% Can K~ toan- tnrong

114 Nguyen Thi Thanh Xmln 0,00% Chi K~ toan- tnrong