hargreaves ch. 11 bankruptcy filing

7/25/2019 Hargreaves Ch. 11 Bankruptcy Filing

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}bk1{Form1.VoluntaryPetition}bk{

B1 (Official Form 1)(04/13)

United States Bankruptcy CourtVoluntary Petition

Name of Debtor (if individual, enter Last, First, Middle):

All Other Names used by the Debtor in the last 8 years(include married, maiden, and trade names):

Last four digits of Soc. Sec. or Individual-Taxpayer I.D. (ITIN)/Complete EIN(if more than one, state all)

Street Address of Debtor (No. and Street, City, and State):

County of Residence or of the Principal Place of Business:

Mailing Address of Debtor (if different from street address):

Location of Principal Assets of Business Debtor(if different from street address above):

Name of Joint Debtor (Spouse) (Last, First, Middle):

All Other Names used by the Joint Debtor in the last 8 years(include married, maiden, and trade names):

Last four digits of Soc. Sec. or Individual-Taxpayer I.D. (ITIN) No./Complete EIN(if more than one, state all)

Street Address of Joint Debtor (No. and Street, City, and State):

County of Residence or of the Principal Place of Business:

Mailing Address of Joint Debtor (if different from street address):

ZIP Code ZIP Code

ZIP Code ZIP Code

Type of Debtor

(Form of Organization) (Check one box)

Individual (includes Joint Debtors)See Exhibit D on page 2 of this form.

Corporation (includes LLC and LLP)

Partnership

Other (If debtor is not one of the above entities,check this box and state type of entity below.)

Chapter 15 Debtors

Country of debtor's center of main interests:

Each country in which a foreign proceedingby, regarding, o r against debto r is pending:

Filing Fee (Check one box)

Full Filing Fee attached

Filing Fee to be paid in installments (applicable to individuals only). Mustattach signed application for the court's consideration certifying that thedebtor is unable to pay fee except in installments. Rule 1006(b). See OfficialForm 3A.

Filing Fee waiver requested (applicable to chapter 7 individuals only). Mustattach signed application for the court's consideration. See Official Form 3B.

Nature of Business

(Check one box)

Health Care BusinessSingle Asset Real Estate as definedin 11 U.S.C. 101 (51B)RailroadStockbrokerCommodity BrokerClearing Bank

OtherTax-Exempt Entity

(Check box, if applicable)

Debtor is a tax-exempt organization

under Title 26 of the United States

Code (the Internal Revenue Code).

Chapter of Bankruptcy Code Under Which

the Petition is Filed (Check one box)

Chapter 7

Chapter 9

Chapter 11

Chapter 12

Chapter 13

Chapter 15 Petition for Recognitionof a Foreign Main Proceeding

Chapter 15 Petition for Recognitionof a Foreign Nonmain Proceeding

Nature of Debts(Check one box)

Debts are primarily consumer debts, Debts are primarily

defined in 11 U.S.C. 101(8) as business debts.

"incurred by an individual primarily for

a personal, family, or household purpose."

Chapter 11 DebtorsCheck one box:

Debtor is a small business debtor as defined in 11 U.S.C. 101(51D).

Debtor is not a small business debtor as defined in 11 U.S.C. 101(51D).

Check if:

Debtors aggregate noncontingent liquidated debts (excluding debts owed to insiders or affiliates)are less than $2,490,925 (amount subject to adjustment on 4/01/16 and every three years thereafter).

Check all applicable boxes:

A plan is being filed with this petition.

Acceptances of the plan were solicited prepetition from one or more classes of creditors,in accordance with 11 U.S.C. 1126(b).

THIS SPACE IS FOR COURT USE ONLYStatistical/Administrative InformationDebtor estimates that funds will be available for distribution to unsecured creditors.

Debtor estimates that, after any exempt property is excluded and administrative expenses paid,there will be no funds available for distribution to unsecured creditors.

Estimated Number of Creditors

1- 50- 100- 200- 1,000- 5,001- 10,001- 25,001- 50,001- OVER 49 99 199 999 5,000 10,000 25,000 50,000 100,000 100,000

Estimated Assets

$0 to $50,001 to $100,001 to $500,001 $1,000,001 $10,000,001 $50,000,001 $100,000,001 $500,000,001 More than$50,000 $100,000 $500,000 to $1 to $10 to $50 to $100 to $500 to $1 billion $1 billion

million million million million million

Estimated Liabilities

$0 to $50,001 to $100,001 to $500,001 $1,000,001 $10,000,001 $50,000,001 $100,000,001 $500,000,001 More than$50,000 $100,000 $500,000 to $1 to $10 to $50 to $100 to $500 to $1 billion $1 billion

million million million million million

Northern District of California

Hargreaves Associates Incorporated

94-2957334

970 Tennessee Street

San Francisco, CA

San Francisco

94107

Case: 15-31441 Doc# 1 Filed: 11/18/15 Entered: 11/18/15 15:05:39 Page 1 of 24


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B1 (Official Form 1)(04/13) Page

Voluntary Petition

(This page must be completed and filed in every case)

Name of Debtor(s):

All Prior Bankruptcy Cases Filed Within Last 8 Years (If more than two, attach additional sheet)

Location Case Number: Date Filed:Where Filed:

Location Case Number: Date Filed:Where Filed:

Pending Bankruptcy Case Filed by any Spouse, Partner, or Affiliate of this Debtor (If more than one, attach additional sheet)Name of Debtor: Case Number: Date Filed:

District: Relationship: Judge:

Exhibit A

(To be completed if debtor is required to file periodic reports (e.g.,forms 10K and 10Q) with the Securities and Exchange Commission

pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934and is requesting relief under chapter 11.)

Exhibit A is attached and made a part of this petition.

Exhibit C

Does the debtor own or have possession of any property that poses or is alleged to pose a threat of imminent and identifiable harm to public health or safety?

Yes, and Exhibit C is attached and made a part of this petition.

No.

Exhibit D

(To be completed by every individual debtor. If a joint petition is filed, each spouse must complete and attach a separate Exhibit D.)

Exhibit D completed and signed by the debtor is attached and made a part of this petition.

If this is a joint petition:

Exhibit D also completed and signed by the joint debtor is attached and made a part of this petition.

Information Regarding the Debtor - Venue(Check any applicable box)

Debtor has been domiciled or has had a residence, principal place of business, or principal assets in this District for 180days immediately preceding the date of this petition or for a longer part of such 180 days than in any other District.

There is a bankruptcy case concerning debtor's affiliate, general partner, or partnership pending in this District.

Debtor is a debtor in a foreign proceeding and has its principal place of business or principal assets in the United States inthis District, or has no principal place of business or assets in the United States but is a defendant in an action or

proceeding [in a federal or state court] in this District, or the interests of the parties will be served in regard to the reliefsought in this District.

Certification by a Debtor Who Resides as a Tenant of Residential Property(Check all applicable boxes)

Landlord has a judgment against the debtor for possession of debtor's residence. (If box checked, complete the following.)

(Name of landlord that obtained judgment)

(Address of landlord)

Debtor claims that under applicable nonbankruptcy law, there are circumstances under which the debtor would be permitted to curethe entire monetary default that gave rise to the judgment for possession, after the judgment for possession was entered, and

Debtor has included with this petition the deposit with the court of any rent that would become due during the 30-day periodafter the filing of the petition.

Debtor certifies that he/she has served the Landlord with this certification. (11 U.S.C. 362(l)).

Exhibit B(To be completed if debtor is an individual whose debts are primarily consumer debts.)

I, the attorney for the petitioner named in the foregoing petition, declare that Ihave informed the petitioner that [he or she] may proceed under chapter 7, 11,12, or 13 of title 11, United States Code, and have explained the relief availableunder each such chapter. I further certify that I delivered to the debtor the noticerequired by 11 U.S.C. 342(b).

XSignature of Attorney for Debtor(s) (Date)


- None -

- None -



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B1 (Official Form 1)(04/13) Page

Voluntary Petition

(This page must be completed and filed in every case)

Name of Debtor(s):

Signatures

Signature(s) of Debtor(s) (Individual/Joint)

I declare under penalty of perjury that the information provided in thispetition is true and correct.[If petitioner is an individual whose debts are primarily consumer debts andhas chosen to file under chapter 7] I am aware that I may proceed underchapter 7, 11, 12, or 13 of title 11, United States Code, understand the relief

available under each such chapter, and choose to proceed under chapter 7.[If no attorney represents me and no bankruptcy petition preparer signs thepetition] I have obtained and read the notice required by 11 U.S.C. 342(b).

I request relief in accordance with the chapter of title 11, United States Code,specified in this petition.

XSignature of Debtor

XSignature of Joint Debtor

Telephone Number (If not represented by attorney)

Date

Signature of Attorney*

XSignature of Attorney for Debtor(s)

Printed Name of Attorney for Debtor(s)

Firm Name

Address

Telephone Number

Date

*In a case in which 707(b)(4)(D) applies, this signature also constitutes acertification that the attorney has no knowledge after an inquiry that theinformation in the schedules is incorrect.

Signature of Debtor (Corporation/Partnership)

I declare under penalty of perjury that the information provided in thispetition is true and correct, and that I have been authorized to file this petitionon behalf of the debtor.

The debtor requests relief in accordance with the chapter of title 11, UnitedStates Code, specified in this petition.

XSignature of Authorized Individual

Printed Name of Authorized Individual

Title of Authorized Individual

Date

Signature of a Foreign Representative

I declare under penalty of perjury that the information provided in this petitionis true and correct, that I am the foreign representative of a debtor in a foreign

proceeding, and that I am author ized to file this petition.

(Check only one box.)

I request relief in accordance with chapter 15 of title 11. United States Code.Certified copies of the documents required by 11 U.S.C. 1515 are attached.

Pursuant to 11 U.S.C. 1511, I request relief in accordance with the chapterof title 11 specified in this petition. A certified copy of the order grantingrecognition of the foreign main proceeding is attached.

XSignature of Foreign Representative

Printed Name of Foreign Representative

Date

Signature of Non-Attorney Bankruptcy Petition Preparer

I declare under penalty of perjury that: (1) I am a bankruptcy petitionpreparer as defined in 11 U.S.C. 110; (2) I prepared this document forcompensation and have provided the debtor with a copy of this documentand the notices and information required under 11 U.S.C. 110(b),110(h), and 342(b); and, (3) if rules or guidelines have been promulgated

pursuant to 11 U.S.C. 110(h) setting a maximum fee for serviceschargeable by bankruptcy petition preparers, I have given the debtor noticeof the maximum amount before preparing any document for filing for adebtor or accepting any fee from the debtor, as required in that section.Official Form 19 is attached.

Printed Name and title, if any, of Bankruptcy Petition Preparer

Social-Security number (If the bankrutpcy petition preparer is notan individual, state the Social Security number of the officer,

principal, responsible person or partner of the bankruptcy petitionpreparer.)(Required by 11 U.S.C. 110.)

Address

X

Date

Signature of bankruptcy petition preparer or officer, principal, responsibleperson,or partner whose Social Security number is provided above.

Names and Social-Security numbers of a ll other individuals who prepared orassisted in preparing this document unless the bankruptcy petition preparer isnot an individual:

If more than one person prepared this document, attach additional sheetsconforming to the appropriate official form for each person.

A bankruptcy petition preparers failure to comply with the provisions oftitle 11 and the Federal Rules of Bankruptcy Procedure may result in

fines or imprisonment or both. 11 U.S.C. 110; 18 U.S.C. 156.


/s/ Mark J. Romeo

Mark J. Romeo

Law Offices of Mark J. Romeo

235 Montgomery Street, Suite 400San Francisco, CA 94104

Email: [email protected] 395 9315 Fax: 415 288 9755

November 18, 2015

George Hargreaves

/s/ George Hargreaves

CEO

November 18, 2015



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B4 (Official Form 4) (12/07)

United States Bankruptcy CourtNorthern District of California

In re Hargreaves Associates Incorporated Case No.

Debtor(s) Chapter 11

LIST OF CREDITORS HOLDING 20 LARGEST UNSECURED CLAIMS

Following is the list of the debtor's creditors holding the 20 largest unsecured claims. The list is prepared inaccordance with Fed. R. Bankr. P. 1007(d) for filing in this chapter 11 [orchapter 9] case. The list does not include (1)

persons who come within the definition of "insider" set forth in 11 U.S.C. 101, or (2) secured creditors unless the value ofthe collateral is such that the unsecured deficiency places the creditor among the holders of the 20 largest unsecured claims.If a minor child is one of the creditors holding the 20 largest unsecured claims, state the child's initials and the name andaddress of the child's parent or guardian, such as "A.B., a minor child, by John Doe, guardian." Do not disclose the child'sname. See 11 U.S.C. 112; Fed. R. Bankr. P. 1007(m).

(1)

Name of creditor and complete

mailing address including zip

code

(2)

Name, telephone number and complete

mailing address, including zip code, of

employee, agent, or department of creditor

familiar with claim who may be contacted

(3)

Nature of claim (trade

debt, bank loan,

government contract,

etc.)

(4)

Indicate if claim is

contingent,

unliquidated,

disputed, or

subject to setoff

(5)

Amount of claim

[if secured, also

state value of

security]

180 Varick LLCc/o Olmstead Properties Inc.575 Eighth Ave Suite 2400New York , NY 10018

180 Varick LLCc/o Olmstead Properties Inc.575 Eighth Ave Suite 2400New York , NY 10018

Lease of OfficeSpace at 180Varick Street, Suite204, New York, NY

Subject toSetoff

20,201.00

BKBM Engineers5930 Brooklynn Blvd.Minneapolis, MN 55429


Subcontract 27,233.00

City of Miami Beach, Floridac/o Lydecker Diaz, LLC1221 Brickell Avenue, 19thFloorMiami, FL 33131

City of Miami Beach, Floridac/o Lydecker Diaz, LLC1221 Brickell Avenue, 19th FloorMiami, FL 33131

Judgement InConstructionDefect case MaimiDade County CiruitCourt, Floriida No.

10-61979

ContingentDisputedSubject toSetoff

1,348,610.00

Commercial AquaticEngineering, Inc.6500 Carlson DriveEden Prairie, MN 55346-1729

Commercial Aquatic Engineering, Inc.6500 Carlson DriveEden Prairie, MN 55346-1729


ETM Assocates, LLC1202 Raritan AvenueHighland Park, NJ08904-3463

ETM Assocates, LLC1202 Raritan AvenueHighland Park, NJ 08904-3463


Great Ecology &Environments1020 Prospect StreetLa Jolla, CA 92037

Great Ecology & Environments1020 Prospect StreetLa Jo lla, CA 92037

Subcontractor 18,810.00

Hargreaves, George2 Leslie Creek RoadSanta Rosa, CA 95404


EmploymentAccruals

39,422.00

Henningsen, Durham,Richardson, ArchPOB 3480Omaha, NE 68103-0480

Henningsen, Durham, Richardson,ArchPOB 3480Omaha, NE 68103-0480

ServicesSubcontract

37,707.00

Illumination Arts LLC650 Bloomfield AvenueBloomfield, NJ 07003



Software Copyright (c) 1996-2014 Best Case, LLC - www.bestcase.com Best Case Bankruptc



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B4 (Official Form 4) (12/07) - Cont.


Debtor(s)

LIST OF CREDITORS HOLDING 20 LARGEST UNSECURED CLAIMS(Continuation Sheet)

(1)

Name of creditor and complete

mailing address including zip

code

(2)

Name, telephone number and complete

mailing address, including zip code, of

employee, agent, or department of creditor

familiar with claim who may be contacted

(3)

Nature of claim (trade

debt, bank loan,

government contract,

etc.)

(4)

Indicate if claim is

contingent,

unliquidated,

disputed, or

subject to setoff

(5)

Amount of claim

[if secured, also

state value of

security]

Ionna Carydi6 Al Soutsou Street

Athens, Greece 10671

Ionna Carydi6 Al Soutsou Street

Athens, Greece 10671


JMT - Johnson Mirmiran &Thompson72 Loveton CircleSparks Glencoe, MD 21152

JMT - Johnson Mirmiran & Thompson72 Loveton CircleSparks Glencoe, MD 21152


Jones, Mary Margaret

89 Greene Street Unit # 5New York , NY 10012

Jones, Mary Margaret

89 Greene Street Unit # 5New York , NY 10012

Employment

Accruals

59,872.00

Kieran Timberlake841 N. American StreetPhiladelph ia, PA 19123

Kieran Timberlake841 N. American StreetPhiladelph ia, PA 19123


Mary Margaret Jones89 Greene St # 5New York , NY 10012

Mary Margaret Jones89 Greene St # 5New York , NY 10012

EmployeeExpensea AMEX

23,674.00

McMillan, Gavin45 Bartlett Street No. 404San Francisco , CA 94110

McMillan, Gavin45 Bartlett Street No. 404San Francisco , CA 94110

EmploymentAccruals

29,458.00

Pierce Pini & Associates,Inc.9298 Central Avenue NEBlaine, MN 55434

Pierce Pini & Associates, Inc.9298 Central Avenue NEBlaine, MN 55434

Subcontract-Services

17,682.00

Saiful-Bouquet155 N. Lake AvenuePasadena, CA 91101


Subcontract-Servcies

25,122.00

Tennessee Roundhouse,LLCC/O Shooting StarsProductions310 Florida StreetSan Francisco , CA 94110

Tennessee Roundhouse, LLCC/O Shooting Stars Productions310 Florida StreetSan Francisco , CA 94110

Lease for Office970 Tennessee St.San Francisco

Subject toSetoff

19,943.00

VJ Associates of NewJersey, Inc.30 S. 17th St., Sute 1300Philadelph ia, PA 19103

VJ Associates of New Jersey, Inc.30 S. 17th St., Sute 1300Philadelph ia, PA 19103

Subcontractorservices

35,200.00

VJAA Inc.

431 First Avenue NorthMinneapolis, MN 55401

VJAA Inc.

431 First Avenue NorthMinneapolis, MN 55401

Services-subconta

ct

34,000.00




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B4 (Official Form 4) (12/07) - Cont.


Debtor(s)

LIST OF CREDITORS HOLDING 20 LARGEST UNSECURED CLAIMS(Continuation Sheet)

DECLARATION UNDER PENALTY OF PERJURY

ON BEHALF OF A CORPORATION OR PARTNERSHIP

I, the CEO of the corporation named as the debtor in this case, declare under penalty of perjury that I haveread the foregoing list and that it is true and correct to the best of my information and belief.

Date November 18, 2015 Signature /s/ George HargreavesGeorge Hargreaves

CEO

Penalty for making a false statement or concealing property: Fine of up to $500,000 or imprisonment for up to 5 years or both.18 U.S.C. 152 and 3571.




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}bk1{CreditorAddressMatrix}bk{

118 Magazine St. LLC970 Tennessee StSan Francisco, CA 94107

118 Magazine St. LLC970 Tennessee StSan Francisco, CA 94107

180 Varick LLCc/o Olmstead Properties Inc.575 Eighth Ave Suite 2400New York, NY 10018

180 Varick LLCc/o Olmstead Properties Inc.575 Eight Ave Suite 2400New York, NY 10018

89/5 Greene Street, LLC89 Greene Street, 5th FlNew York, NY 10012

89/5 Greene Street, LLC89 Greene Street, 5th FloorNew York, NY 10012

8X8, Inc.Dept 848080Los Angeles, CA 90084-8080

Action Carting300 Frank W. Burr Blvd.Teaneck, NJ 07666



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ADPPOB 31001-1874Pasadena, CA 91110-1874

Amador, Michael342 Manhattan Avenue Apt. 1NNew York, NY 10026

Andrea Fiorante Dos Santos150 Warren St. No.2Revere, MA 02151

ARC-San Francisco

POB 192224San Francisco, CA 94119-2224

Arcadis G&M, Inc.Dept 547Denver, CO 80291-0547

ARCOMPOB 271398Salt Lake City, UT 84127-1398

ARINPOB 759477Baltimore, MD 21275-9477

AT ConferencePOB 2939

Southampton, NY 11969



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AT&TPOB 5025Carol Stream, IL 60197-5025

AT&T MobilityPOB 6463Carol Stream, IL 60197-6463


Blue Shield of California

Cash ReceivingLos Angeles, CA 90074-9415

BOORA Architects, Inc.720 SW WashingtonPortland, OR 97205-3510

BRAL16 Great Queen StreetLondon, UK WC2B8 5AHLondon

California EDDBankruptcy Group MIC 92EPOB 826880El Sobrante, CA 94820

Canon Financial Services, Inc.14904 Collections CenterChicago, IL 60693-0149



10/24

CeridianPOB 10989Newark, NJ 07193

CITIBANK CBO SERVICES451 Montgomery StreetSan Francisco, CA 94104

City of Miami Beach, Floridac/o Lydecker Diaz, LLC1221 Brickell Avenue, 19th FloorMiami, FL 33131

Commercial Aquatic Engineering, Inc.6500 Carlson DriveEden Prairie, MN 55346-1729

Control Point Associates35 Technology DriveWarren, NJ 07059

Cooper, White & Cooper201 California StreetSan Francisco, CA 94111

Corodata Records Management Inc.POB 842638Los Angeles, CA 90084-2638

Damon Farber Associates

401 Second Avenue NorthMinneapolis, MN 55401



11/24

Dell Financial ServicesPayment Processing CenterCarol Stream, IL 60197-6547

Epstein Englert Staley & Coffey425 California Street, 17th FloorSan Francisco, CA 94104

Esopenko, Megan555 Mission Rock Street Apt 326San Francisco, CA 94158-8000

ETM Assocates, LLC

1202 Raritan AvenueHighland Park, NJ 08904-3463

EverBank Commercial Finance Inc.10 Waterview Blvd.Parsippany, NJ 07054

Excello Electrical Construction & Maint.525 Broadway, 6th FloorNew York, NY 10012

Fan, Jing86 Ridge DriveLivingston, NJ 07039

Federal ExpressPOB 7221

Pasadena, CA 91109-7321



12/24

Franchise Tax BoardBankruptcy SectionPOB 2952 MSA-340Sacarmento, CA 95182

George Hargreaves2 Leslie Creek RoadSanta Rosa, CA 95404

Give Something BackPOB 89-4135Los Angeles, CA 90189-4135

Godspeed Courier Services, Inc.POB 423293San Francisco, CA 94142

Golden Gate Burglar AlarmPOB 882974San Francisco, CA 94188-2974

Great Ecology & Environments1020 Prospect StreetLa Jolla, CA 92037

Haddox, Greg1390 Park Avenue, No. 5San Jose, CA 95126

Haines, Ken

474 3d Street Apt 4LBrooklyn, NY 11215



13/24

Hallberg Engineering1750 Commerce CourtSaint Paul, MN 55110


Henningsen, Durham, Richardson, ArchPOB 3480Omaha, NE 68103-0480

Hernandez-Fontanez, Annabelle

536 Leavenworth Street, No. 53San Francisco, CA 94109

HR&A Advisors, Inc.99 Hudson St. Third FloorNew York, NY 10013


Instantek30 Vesey St 19th FloorNew York, NY 10007

Intelletrace, Inc.1602 Grant Avenue

Novato, CA 94945-3120



14/24

Ionna Carydi6 Al Soutsou StreetAthens, Greece 10671

IRSCentralized Insolvency OperationPOB 7346Philadelphia, PA 19101-7346

ISC Group, Inc.6111 Southfront RoadLivermore, CA 94551

JMT - Johnson Mirmiran & Thompson72 Loveton CircleSparks Glencoe, MD 21152

Jones, Mary Margaret89 Greene Street Unit # 5New York, NY 10012

Kieran Timberlake841 N. American StreetPhiladelphia, PA 19123

Lam Partners, Inc.84 Sherman StreetCambridge, MA 02140-3294

Lenovo Financial Services

POB 100706Pasadena, CA 91189-0706



15/24

Liang, Andrew1861 Stuart StreetBrooklyn, NY 11229

Linne, Amy8 Traymore StreetCambridge, MA 02140

Loquidis-Martinez, Lulu392 St Johns, # 11Brooklyn, NY 11238

Lu, Wenwen

1306 Divisadero St.San Francisco, CA 94115-3913

Lydecker, Mary35 Cameron AvenueCambridge, MA 02140

March, Misty474 3d Street No. 4LBrooklyn, NY 11215

Marsengil, Brett738 Mandana BlvdOakland, CA 94610

Mary Margaret Jones89 Greene St # 5

New York, NY 10012



16/24

Mary Margaret Jones89 Greene St # 5New York, NY 10012

Mary Margaret Jones89 Greene St # 5New York, NY 10012

Mary Margaret Jones89 Greene StreetNew York, NY 10012

Massachusetts Department of Revenue

POB 2010Boston, MA 02204

McMillan, Gavin45 Bartlett Street No. 404San Francisco, CA 94110

Mihelich, Maureen668 Estate CourtDaly City, CA 94015

Miller, Catherine15 Warren Street Unit 404San Francisco, CA 94110

Murray Engineering PC307 7th Avenue

New York, NY 10001



17/24

New Jersey Division of TaxationPOB 193Trenton, NJ 08646-0193

New York City Dept of FinancePOB 5564Binghamton, NY 13902-5564

New York Dept of Revenue and FinanceAttn Office of Legal CounselBuilding 9, W A Harriman CampusAlbany, NY 12227

Northern Designs, LLC2089 Hartford TurnpikeNorth Haven, CT 06473

NSTAR/EverSourcePOB 660369Dallas, TX 75266-0369

Oklahoma Tax CommissionPOB 26920Oklahoma City, OK 73126-0920

Pacific Retirement Plans, Inc.POB 280458San Francisco, CA 94128-0458

Perotto, Matthew

555 Mission Rock Street No. 326San Francisco, CA 94158



18/24

Phaosawasdi, Anchalee28 Bedford Street Apt 22New York, NY 10014

Pierce Pini & Associates, Inc.9298 Central Avenue NEBlaine, MN 55434

Pine & Swallow Environmental867 Boston RoadGroton, MA 01450

Pitney Bowes Purchase Power

POB 371874Pittsburgh, PA 15250-7874

Ready RefreshPOB 856192Louisville, KY 40285-6192

Recology Sunset ScavengerPOB 60846Los Angeles, CA 90060-0846

Retrievex/AccessPOB 415938Boston, MA 02241-5938

Rieder, Kirt15 Warren Street

Salem, MA 01970



19/24


Save That Stuff Inc.200 Terminal St.Charlestown, MA 02129

Seamans, Brett201 16th Street Apt. 9ANew York, NY 10011

Sherwood Design Engineers

58 Maiden Lane, Third FloorSan Francisco, CA 94108

Sorensen, Kari6 Terrace PlacePort Washington, NY 11050

Sprint TelecommunicationsPOB 219100Kansas City, MO 64121-9100

Staples Business AdvantageDept LAChicago, IL 60696-3689

State Board of EqualizationPOB 942879

Sacramento, CA 94279-4001



20/24

State Insurance FundNYSIF DisabilityPOB 5239New York, NY 10008-5239

Strachan, Julie3101 La CrestaAlameda, CA 94502

Strategic Equity Group6 Hutton Centre DriveSouth Coast Metro, CA 92707

Sun Life FinancialPOB 7247-3081Philadelphia, PA 19127-0381

Tennesse Roundhouse LLCc/o Shooting Stars Productions310 Florida StreetSan Francisco, CA 94110

Tennessee Roundhouse, LLCC/O Shooting Stars Productions310 Florida StreetSan Francisco, CA 94110

The Lighting Practice, Inc.Public Ledger BuildingPhiladelphia, PA 19106

Townsend & Styer Maintenance, Co.POB 5625Berkeley, CA 94705



21/24

Travelers CL Remittance CenterPOB 660317Dallas, TX 75266-0317

Triangle/A&E, Inc.POB 306Oklahoma City, OK 73101-0306

United Parcel ServicePOB 894820Los Angeles, CA 90189-4820

Van, Vin

967 Bergen Street Apt 3DBrooklyn, NY 11216

Vanasse Hangen Brustlin, Inc.101 Walnut StreetWatertown, MA 02471

Veal, Isaiah975 Elgin Street Unit ESan Lorenzo, CA 94580

Verizon, Inc.POB 1100Albany, NY 12250-0001

Virginia Department of TaxationPOB 1500

Richmond, VA 23218-1500



22/24

Vista Broadband Networks3020 Santa Rosa AvenueSanta Rosa, CA 95407

VJ Associates of New Jersey, Inc.30 S. 17th St., Sute 1300Philadelphia, PA 19103

VJAA Inc.431 First Avenue NorthMinneapolis, MN 55401

Volz, Evelyn

4 Avon Street Apt # 4Cambridge, MA 02138

Walsh Tecs, Inc.29 Grove StreetWestwood, MA 02090

WILLIAM J. LANE ARCHITECT, INC.C/O Richard Stone, PATwo Datran Center, Penthouse 1-A9130 S. Dadeland Blvd.Miami, FL 33156

XO Communications818 W. 7th Street #980Los Angeles, CA 90017

XPO Logistics/Urban ExpressPOB 2693New York, NY 10108



23/24

Yue Shi2 Peabody TerraceCambridge, MA 02138

Zetlin & DeChiara801 Second AvenueNew York, NY 10017



24/24

United States Bankruptcy CourtNorthern District of California


Debtor(s) Chapter 11

CORPORATE OWNERSHIP STATEMENT (RULE 7007.1)

Pursuant to Federal Rule of Bankruptcy Procedure 7007.1 and to enable the Judges to evaluate possible disqualificationor recusal, the undersigned counsel for Hargreaves Associates Incorporated in the above captioned action, certifies thathe following is a (are) corporation(s), other than the debtor or a governmental unit, that directly or indirectly own(s) 10%or more of any class of the corporation's(s') equity interests, or states that there are no entities to report under FRBP7007.1:

None [Check if applicable]

November 18, 2015 /s/ Mark J. Romeo

Date Mark J. Romeo

Signature of Attorney or LitigantCounsel for Hargreaves Associates IncorporatedLaw Offices of Mark J. Romeo

235 Montgomery Street, Suite 400San Francisco, CA 94104415 395 9315 Fax:415 288 [email protected]

hargreaves ch. 11 bankruptcy filing

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