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CONG TV CO PHA.N CHUNG KHOA.N FPT CQNG HOA XA HQI CHU NGHiA VI~T NAM DQc I~p - Tu do - Hanh phuc Ha N6i, ngay 30 thang 07 nam 2020 BAo cAo TINH HINH QUA.NTRJ CONG TY (6 thang dau nam 2020) Kinh gui: Uy ban Chung khoan Nhit mnrc SiYGiao djch Chung khoan TP. HA Chi Minh So' Giao djch Chung khoan Hit NQi - Ten cong ty dai chung: Cong ty C6 phan Chirng khoan FPT - Dia chi tru sa chinh: S6 52 Duong Lac Long Quan, Phuong Buoi, Quan Tay H6, Thanh pho Ha NQi - Dien thoai: 024.3773 7070 Fax: 024.3773 9058 Email: [email protected] - V6n di~u l~: 1.322.673.490.000 dong - Mil chirng khoan: FTS I. Hoat dQng ella f)~i hQi dAng eB dong Thong tin v~ cac cuoc hop va Nghi quyet/ Quyet dinh cua Dai hQi d6I1g c6 dong (bao gom eft cac Nghi quyet cua Dai hoi dong c6 dong diroc thong qua diroi hinh thirc lfry y ki~n bang van ban) , STT S6 Nghi quyet/ Quyet dinh Ngay NQi dung 1 o 1-2020INQIDHDCDIFPTS 07/0412020 Nghi quyet Dai hQi d6ng c6 dong thuong nien nam 2020 II. HQi dAng quan tr] (Bao cao 6 thang d~u narn 2020) 1. Thong tin v~ thanh vien HQi d6ng qWln trj (HDQT)

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Page 1: HaN6i, ngay 30 thang 07 nam 2020 BAocAostatic2.vietstock.vn/data/HOSE/2020/BCTHQT/VN/QUY 2... · 5,9 Nguy~n Due Anh Con Thanh vien HDQT kiem 6 Nguy~n Thj Thai Anh 058COO0643 tmiYng

CONG TV CO PHA.N CHUNG KHOA.N FPT CQNG HOA XA HQI CHU NGHiA VI~T NAMDQc I~p - Tu do - Hanh phuc

Ha N6i, ngay 30 thang 07 nam 2020

BAo cAo TINH HINH QUA.NTRJ CONG TY(6 thang dau nam 2020)

Kinh gui: Uy ban Chung khoan Nhit mnrc

SiYGiao djch Chung khoan TP. HA Chi Minh

So' Giao djch Chung khoan Hit NQi

- Ten cong ty dai chung: Cong ty C6 phan Chirng khoan FPT

- Dia chi tru sa chinh: S6 52 Duong Lac Long Quan, Phuong Buoi, Quan Tay H6, Thanh pho Ha NQi

- Dien thoai: 024.3773 7070 Fax: 024.3773 9058 Email: [email protected]

- V6n di~u l~: 1.322.673.490.000 dong

- Mil chirng khoan: FTS

I. Hoat dQng ella f)~i hQi dAng eB dong

Thong tin v~ cac cuoc hop va Nghi quyet/ Quyet dinh cua Dai hQi d6I1g c6 dong (bao gom eft cac Nghi quyet cua Dai hoi dong c6

dong diroc thong qua diroi hinh thirc lfryy ki~n bang van ban),

STT S6 Nghi quyet/ Quyet dinh Ngay NQi dung

1 o 1-2020INQIDHDCDIFPTS 07/0412020 Nghi quyet Dai hQi d6ng c6 dong thuong nien nam 2020

II. HQi dAng quan tr] (Bao cao 6 thang d~u narn 2020)

1. Thong tin v~ thanh vien HQi d6ng qWln trj (HDQT)

Page 2: HaN6i, ngay 30 thang 07 nam 2020 BAocAostatic2.vietstock.vn/data/HOSE/2020/BCTHQT/VN/QUY 2... · 5,9 Nguy~n Due Anh Con Thanh vien HDQT kiem 6 Nguy~n Thj Thai Anh 058COO0643 tmiYng

.,

STT Thanh vien HDQT Chirc vu Ngay bat d~ul S6 buoi hop T5' 1~tham Ly do khong thamKhong con la HDQT dir hQP du hQP

thanh vien HDQT tham dir

1 Ong Nguyen Diep Tung Chu tich HDQT 19/712007 2/2 100%

2 Ong D6 Son Giang Thanh vien HDQT 19/3/2010 212 100%

3 Ong Nguycn Kh~c Thanh Thanh vien HDQT 10/3/2011 2/2 100%

La thanh vien4 Ong Taro Ueno Thanh vien HDQT 07/04/2020 112 50% HDQT kS tir ngay

07/04/2020

5 OngNguyen Van Dung Thanh vien HDQT 10104/2018 212 100%

6 Ba Nguyen Thi Thai Anh Thanh vien HDQT 21/03/2019 212 100%

22/03/2016- Mi~n nhiem thanh7 Ong Shuzo Shikata Thanh vien HDQT 112 50% vien HDQT kS nr07/04/2020

ngay 07/04/2020

2. Hoat dong giam sat cua HDQT d6i voi Ban Giam d6c (T6ng Giarn d6c):

Can cir Di~u 1~cong ty, HDQT thuc hien giam sat Tong Giam d6c va cac can bQ quan ly khac trong di~u hanh cong viec hangngay cua cong ty. Dinh ky hang quy HDQT yeu du Giam d6c l~p bao cao k€t qua SXKD, tien dQthuc hien cac nghi quyet cuaHDQT, nhUng kh6 khan, thu~n lqi nay sinh trong cong tac di~u hanh. Qua d6 yeu du BKS th~m dinh bao cao quy~t toan, giamsat tinh hinh tai chinh, tinh hqp phap trong cac ho~t dQng Clla cac thanh vien BOD, cac can bQquan ly cong ty, S\I ph6i hqp ho~tdQng v6i HDQT, BKS cong ty, nh~m dam bao thvc hi~n thea quy dinh cua phap lu~t, cua Di~u l~ cong ty. Tren cO'sa cac baocao va tinh hinh n~m duqc, HDQT t6 chuc hQPxem xet, danh gia k~t qua di~u hanh, c6 nghi quy~t kh~c p1wc tbn t1;liva triSn khaicong vi~c m6i thea nghi quy€t DHDCD d~ ra.

Do th\fC hi~n dung quy trinh, thu tvc ph6i hqp ho~t dQng gifra HDQT, BGD va BKS, cong vi~c di~u hanh SXKD CLlaBGD khongbi tra ng?i, vi~c giam sat cLlaHDQT va cua BKS duqc duy tri tlmcmg xuyen, cMt che, Gam bao ho~t dQng cLlacong ty thV'chi~n

2

Page 3: HaN6i, ngay 30 thang 07 nam 2020 BAocAostatic2.vietstock.vn/data/HOSE/2020/BCTHQT/VN/QUY 2... · 5,9 Nguy~n Due Anh Con Thanh vien HDQT kiem 6 Nguy~n Thj Thai Anh 058COO0643 tmiYng

dung nghj quyet DHDCD va nghi quyet HDQT, thuc hien quan tri cong ty theo chuan rmrc hanh vi, dao dire nghe nghiep ellathanh vi en HDQT, BGD, BKS vi quyen loi cua e6 dong cong ty.

3. Ho?t dong cua cac tieu ban thuoc HQi d6ng quan tri:

Cong ty co bQ phan Ki~m toan nQi bQ tnrc thuoc HQi dong quan trio

4. Cac Nghi quyet/ Quyet dinh cua HQi dong quan tri (Bao cao 6 thang d~u nam 2020)

STT s6 Nghi quyet/ Quyet dinh Ngay NQi dung

1 o I-2020IQD/HDQT IFPTS 3010112020 Ban hanh chinh sach quan tri rui ro nam 2020

2 OI-2020INQ/HDQT/FPTS 06/02/2020 1. Thong qua Bao cao KQHDKD nam 2019 va K~ hoach kinh doanhnam 2020

2. B6 nhiern ong Nguyen Van Trung gift chirc vu Ph6 T6ng giamd6c CTCP Chung khoan FPT phu trach khu VVC phia Nam

3. Thong qua NQi dung chuong trinh h9P DHDCD thuong nien nam .2020

4. Mien nhiem eng Nguyen Van Trung thoi gift chirc vu Giam d6eQuan tri rui ro va b6 nhi~m va Nguyen Phuong Thao - TruOngphong Quan tri rui ro gift chuc V\l Giam d6c Quan tIi rui ro

,., 02-20201QD/HDQT IFPTS 25/02/2020 Thong qua ngay ch6t danh sach c6 dong c6 quy~n tham dV, ngay.)

h9P, dia di~m h9P D?i hQi d6ng e6 dong thu6ng nien nam 2020

4 03-2020lQD/HDQT IFPTS 11/03/2020 B6 nhi~m ong Nguyen Van Trung gift chuc V\l Ph6 T6ng giam d6cCong ty C6 ph~n Chung khoan FPT

5 04- 2020lQD/HDQT IFPTS 18/03/2020 Thay d6i dia di~m Chi nhanh Da N~ng -Cong ty C6 ph~n ChungkhoanFPTS

6 05-2020IQD/HDQT/FPTS 01104/2020 . Mien nhi~m ba D6 Thi Huong ehtfe danh TruOng bQph~n Ki~mtoan nQibQ

~<?/.(

t'Hl

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7 06-2020lQ8/H8QT IFPTS 01104/2020 B6 nhiem ba Nguyen Thi Thai Anh gift chirc vu Truong bQphanKi~m toan noi bQ

8 07-2020IQD/H8QT/FPTS 16/04/2020 Tri~n khai phuong an phat hanh c6 phieu tang v6n tir nguon von chusa hiru cho c6 dong hien htru

9 02-2020INQ/H8QT/FPTS 23/04/2020 Thong qua Bao cao ket qua hoat dong kinh doanh Quy 1 nam 2020va Ke hoach kinh doanh Quy 2 nam 2020

10 08-2020/QD/HDQT/FPTS 04/05/2020 Ngay dang ky cuoi cling d~ thirc hien quyen nhan c6 nrc nam 2019bang ti~n mat va c6 phieu phat hanh tang von tir nguon v6n chu sahfru

11 09-2020/QD/HDQT/FPTS 03/06/2020 Uy quyen cho ong Le Minh Viet - Giam d6c hru ky va quan 1yc6dong Cong ty C6 phan Chung khoan FPT duoc dai dien Chu tichHDQT ky giay xac nhan sa hfru c6 phan FTS

12 10-20201QD/H8QT IFPTS 03/0612020 Uy quyen cho ba Nguyen Thi H6ng - Giam d6c 1uu kyva quan 1yc6 dong Cong ty C6 ph~n ChUng khoan FPT - Chi nhanh Thanh ph6H6 Chi Minh ky gi~y xac nh?n sa hfru c6 ph~n FTS

.::::o.-:0:0fNF

III. BaD ki~m soat (Bao cao 6 thaDg d§u Dam 2020)

1. Thong tin v~ thanh vien Ban Ki~m soM (BKS)

STT Thanh vien BKS Chilc Vl). Ngay bit d~ul S6 bu6i h9P Ty l~ tham dv Ly do khongKhong con 1a BKS tham dV h9P tham dV h9P

thanh vien BKS

1 86 Thj HUO'l1g Truang ban 19/7/2007- III 100%07/04/2020

4

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2 Nguyen Thi Phuong Thanh vien 19/7/2007-III 100%07/04/2020

3 Eiichiro So Thanh vien 10/04/2018- 111 100%07/04/2020

2. Hoat dong giam sat cua BKS d6i voi HDQT, Ban Giani d6c di~u hanh va c6 dong:

Ban Ki~m scat khong phat hien tnrong hop b~t thuong nao trong hoat dong cua cac thanh vien HQi dong Quan tri, thanh vien Ban

T6ng giam d6c va cac can bQquan ly khac cua Cong ty ce phan Chung khoan FPT.

Ban Ki~m soat cho rang cac can bQ quan ly cua Cong ty c6 phan Chirng khoan FPT da th~ hien trach nhiem cao trong viec dieu

hanh, da chu dong cac phuong an thirc hien vi vay ket qua hoat dong kinh doanh, 19i nhuan 6 thang d~u narn kha t6t trong khoi

cac cong ty chirng khoan,

Ban Lanh dao Cong ty chirng khoan FPT trong nam qua da tiep t"\}cchi d~o thvc hi~n xfiy dlJ11gva hoan thi~n cac san ph~m dich

v"\}ti~n ich cho cac nha d~u tu, cung dp cho khach hang mQtM th6ng giao dich thu~n ti~n va an toan, nhanh ch6ng va chinh xac,

cong b~ng va minh b~ch.

:D~unam 2020 HQi d6ng quan tri cong ty da thong qua Chinh sach quan tri rui ro nam 2020.

Ban Ki~m soM cho r~ng, 6 tMng d~u nam 2020 thi truemg chung khoan c6 th~ v~n di~n bien kh6 luang vi v~y HQi d6ng Quan tri

tiep t"\}cdn c6 cM nhin th?n trQng, khong chu quan, dn danh gia ky cac tac dQng cua cac chinh sach vI mo den thi truemg chUng

khoan, luemg tm6c cac rui ro d~ xfiy dlJ11g,hoan thi~n M th6ng quan tri rui ro va c6 cac hanh dQng phong ngira phil hgp, kip thai,

tranh cac t6n th~t c6 th~ xay ra trong tucmg lai.

3. Sv ph6i hgp ho~t dQng gifra BKS d6i v6i ho~t dQng cua HDQT, Ban giam d6c di~u hanh va cac bQquan ly khac

6 thang d~u nam 2020, Ban lanh d~o Cong ty c6 ph~n Chung khoan FPT da thvc hi~n nghiem tuc cac yeu du v~ vi~c cung dp

cac thong tin dn thiet cho Ban Ki~m soM. Cac thanh vien Ban Ki~m soat dugc mai tham gia d~y dll cac cUQchQp cua HQi d6ng

Quan tri va dugc cung dp d~y dli va kip tho'i cac thong tin dn thiet.5

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4, Hoat QQngkhac cua BKS: kh6ng co

IV. Dao tao v~ quan tr] cong ty

Kh6ng co

V. Danh sach cB dong nQi bQ va ngu'O'ico lien quan

I, Danh sach ngiroi nQibo va ngiroi co lien quan cua nguoi noi bQ

TKCK S6CMND Tho'i ThO'i

Clnrc VI}di~m di~mbAt khong

STT Ten t6 chuc/ca nhan tl,li congDja chi dAu la con la Ly do

(n~u co) ty (n~u S6CMND Ngay dp NO'idp ngum ngU'o'ico)co lien co lien_quan _quan

Chi) tjch

1 Nguy~n DifP Tung 058C402442 HDQT,2007T6ng

Clam d6c

1,1 Nguyen Thi Lan M~

1,2 Nguyen Quoc Vng Anh

1,3 Nguyen H6ng Nhung Chi

1,4 Nguyen Thi Chung Em

1,5 Nguy€n Ki~u Nga Em

1,6 Nguysn Van Bach 058C635565 Em

1,7 Nguysn Thi Thorn v«1,8 Nguy€n Tu~n Anh Con1,9 Nguy€n Dire Anh Con1.10 Nguy€n Hung Anh Con

6

Page 7: HaN6i, ngay 30 thang 07 nam 2020 BAocAostatic2.vietstock.vn/data/HOSE/2020/BCTHQT/VN/QUY 2... · 5,9 Nguy~n Due Anh Con Thanh vien HDQT kiem 6 Nguy~n Thj Thai Anh 058COO0643 tmiYng

Thanh2 D6 SO'nGiang 058COl6846 vien 2007

HDQT2,1 Truong Thi Quy M~2,2 Pham Tuy~t Mai 058C260975 Vq2,3 D6 Nh~tMinh Can2,4 D6 Nguyet Minh Can

Thanh3 Nguy~n Kh~c Thanh 058COO0423 vien 2007

HDQT

3,1 Nguyen Thi Nhien Chi

3,2 Nguy~n Thi Tan Chi........ Nguyen Kh~c Thuat Anh.),.)

3,4 Nguyen Thi Vi~t Nga 058COOO575 Vq3,5 Nguyen Lam Khue Can

Thanh07/0414 Taro Ueno vien

HDQT 2020

4,1 Hatsue Ueno M~

4,2 Noriko Ueno Vq

Thanhvien

10/0415 Nguy~n Van Dung 058C569569 HDQT,Ph6 TAng 2018

giam d6c5,1 Nguyen Van Ruyen 865,2 Nguy~n Van Duyen Anh

5,3 Nguyen Van Kien Anh

5,4 Nguy~n Van Kiern Anh5,5 Nguyen Van Quyen 058C261976 Anh5,6 Nguyen Thi Chi~n Chi

5,7 Dao Phuong Mai 058C210378 Vq

.~

N10

/'.,

7

Page 8: HaN6i, ngay 30 thang 07 nam 2020 BAocAostatic2.vietstock.vn/data/HOSE/2020/BCTHQT/VN/QUY 2... · 5,9 Nguy~n Due Anh Con Thanh vien HDQT kiem 6 Nguy~n Thj Thai Anh 058COO0643 tmiYng

5,8 Nguyen Due Long Con

5,9 Nguy~n Due Anh Con

ThanhvienHDQTkiem

2110316 Nguy~n Thj Thai Anh 058COO0643 tmiYng2019BQ ph~n

Ki~mtoan nQihi)

6,1 Nguy~n Thai Chau B6

6,2 Nguyen Thi Minh Mv

6,3 Nguyen Thi Thuy 058COO4038 Chi gai

6,4 Nguyen Thai Dung Em trai

6,5 Pham Thanh Hao 058C126969 Chong

6,6 Pham Nguyen Ha An Con

6,7 Pham TiSn Thjnh Con

6,8 Pham Nguyen Ha Linh Con

Ph6 TAng

7 Nguy~n Thj Thu058C006226 giam dac,

2007Hurrng K~ toantnriYO!!

7,1 Nguyen Quang Ttr B6

7,2 Nguyen Thi Mai Mv

7,3 Nguyen Huy Binh Em

7,4 Hoang Trung Nghia Ch6ng

8

Page 9: HaN6i, ngay 30 thang 07 nam 2020 BAocAostatic2.vietstock.vn/data/HOSE/2020/BCTHQT/VN/QUY 2... · 5,9 Nguy~n Due Anh Con Thanh vien HDQT kiem 6 Nguy~n Thj Thai Anh 058COO0643 tmiYng

7,5 Hoang Th, Thu Ha Con

7,6 Hoang NMt Minh Con

8 Dolin Trung Kien Pho TAng 23/041giam d6c 2019

8,1 Vii Thi Kuu M!;f

8,2 Doan Dinh Truong .. Em trai

8,3 Doan Thi Thanh Huyen Ern gai

8,4 8ui Thanh Hi~n 058C053781 Vq

8,5 Doan Due Minh Con

8,6 Doan Minh Quang Con

9 Nguy~n Van Trung 058C061313 Pho TAng 11/03/giam d6c 2020

9,1 Nguyen Van Vi~t 869,2 Nguyen Thi V<;lt M!;f9,3 Nguyen Van Nam Anh

9,4 Nguyen Van 89 Anh

9,5 Nguyen Thi Hj~n Chi

9,6 T<;lThi Phuong Ha Vq

9,7 Nguyen Minh NghTa Con

9,8 Nguyen Nh~t Minh Con

9,9 Nguyen Hit Linh Con

9,10 Nguyen Hit Anh Con

Truong07/04110 D6 Thi Hurrng 058C283118 Ban ki~m 20072020soat

9

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10,1 £)6 Viet Hoa 8610,2 Nguyen Thi xa M~10,3 £)6 Vi~t Hung Anh10,4 £)6 Thi Dung Chi10,5 £)6 Vi~t Dung 058C170975 Em10,6 £)6 Kim Hoa 058COO0227 Em

10,7 Nguyen QU6c Tu§n Chong

10,8 Nguyen £)6 Hoang Ha Con

10,9 Nguyen £)6 Hong Ha Con

Thanh

11 Nguy~n Th] Phurrng 058C600537 vien Ban2007 07/041

Ki~m 2020soat

11,1 Ha Thi Nhe M~

11,2 Trinh Hfru Vien Ch6ng

11,3 Trinh Hlru Thing 058C757968 Con

11,4 Trinh Thj Thuy Con

Thanh

12 Eiichiro So vien Ban 10/041 07/041Ki~m 2018 2020soat

12,1 Tadashi So Cha

12,2 Fumiko So M~

12,3 Mamiko So Em

12,4 Mami So Vq

12,5 Shunsuke So Con

12,6 Manami So Con

10

Page 11: HaN6i, ngay 30 thang 07 nam 2020 BAocAostatic2.vietstock.vn/data/HOSE/2020/BCTHQT/VN/QUY 2... · 5,9 Nguy~n Due Anh Con Thanh vien HDQT kiem 6 Nguy~n Thj Thai Anh 058COO0643 tmiYng

Ngm'ri

Trinh Thanh H~ngdu'Q'~ uy

01104113 058C566983 quyen2018Cong b6

thOng tin

13,1 Tr~nh Hfru Them 86

13,2 Nguyen Thanh Huyen 058C191168 My

13,3 Nguyen Viet CU'Ong Chong

13,4 Nguyen Vi~t Bach Con

13,5 Nguyen Kim Cat Tien Con

2. Giao dich gifra cong ty V01 ngiroi co lien quan cua cong ty; hoac giira cong ty V01 c6 dong Ion, ngiroi ni)i bi), ngiroi co lien quan cuangiroi ni)i bi)

STT Cac ben lien quan MBi quan h~ Ni;lidung giao djch SB ti~n (VND)Phi IlJ"Uky, Phi to' van t6 chirc DOOCD thuong nien

1 Cong ty C6 phan FPT C6 dong Io-n(20% V6n di6u I~) 2020, in s6 CNSHCP 69,042,844

3. Giao dich gifra ngiroi ni)i bi) cong ty niem y~t, nguoi co lien quan cua ngiroi ni)i bi) V01 cong ty con, cong ty do cong ty niem y~t nfunquyen kiem soat(Khong co )

4. Giao dich gifra cong ty V01 cac d6i tuong khac

STT Cac ben lien quan M&i quan h~ NQi dung giao djch S&ti~n (VNB)

1 Cong ty C6 ph~n ViSn ThongBen co lien quan Phi nr v~n t6 chirc DHDCD thuong nien 95,700,000FPT 2020, Circe DV viSn thong

2 CT TNHH H~ thong thong tinBen co lien quan Ban quyen phan m6m 435,915,918FPT

II

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3 CN CT TNHH MTV Vi~n thong Ben co lien quan Cuoc DV vi~n thong 716,032,325Quoc t~ FPT

4 Cong ty TNHH MTV vi~n thong Ben co lien quan ClI'O'cDV vi~n thong 33,538,486quoc t~ FPT

5 Chi Nhanh Cong Ty C6 Phein Ben co lien quan ClI'O'cDV vi~n thong 21,120,000Vi~n Thong FPT

6 Chi nhanh Bit N~ng - Cong ty Ben co lien quan CU'O'cDV vi~n thong 165,000C6 pheinVi~n thong FPT

VI. Giao djch eBphi~u ella nguni nQibQva nguiri lien quan ella nguoi nQibQ(Bao tao 6 thang diu nam 2020)

1. Danh sach nguoi noi bQva ngiroi eo lien quan cua ngiroi noi bQ

TKCK Chirc VI} tai SbCMNDSb c6 phieu Ty I~ so'

hu'u c6STT Ten t6 chtrc/ca nhan(n~u co)

cong ty (n~uSbCMND Ngay cftp Not cap

Dja chi sO'hiru cUbiphi~u cubi Ly do

co) ky ky (%)Chu tjch

1 Nguy~n Di~p Tung 058C402442 HDQT10.279.831 7,77T6ng Giam

dbc

1,1 Nguyen Thi Lan My

1,2 Nguyen Quoc Vng Anh

1,3 Nguysn H6ng Nhung Chi

1,4 Nguy~n Thi Chung Em

1,5 Nguyen Kieu Nga Em

1,6 Nguyen Van Bach 058C635565 Em

1,7 Nguy~n Thi Thurn Vg

1,8 Nguyen TUiin Anh Con1,9 Nguyen DLI'C Anh Con

12

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1.10 Nguyen Hung Anh Can

2 D6 Son Giang 058C016846 Thanh vien331.892 0,25HDQT

2,1 Truong Th! Quy Mt';2,2 Pharn Tuy~t Mai 058C260975 Vq2,3 86 Nh~t Minh Can2,4 86 Nguyet Minh Can

3 Nguy~n Kh~c Thanh 058COO0423 Thanh vien192.397 0,15HDQT

3,1 Nguysn Th! Nhien Chi

3,2 Nguyen Th! Tan Chi

3,3 Nguyen Kh~c Thu~t Anh3,4 Nguyen Thj Viet Nga 058COO0575 6.729 0,01 Vq3,5 Nguyen Lam Khue Can

4 Taro Ueno Thanh vienHDQT

4,1 Hatsue Ueno Mt';

4,2 Noriko Vena Vq

Thanh vien

5 Nguy~n Viin Dung 058C569569 HDQT, Ph6389.716 0,29TBng giam

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5,5 Nguyen Van Quyen 058C261976 Anh5,6 Nguyen Th, Chi€n Chi

5,7 Dao Phuong Mai 058C210378 Vo

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9,4 Nguyen Van 80 Anh

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16

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11,4 Trinh Thi Thuy Con

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13,3 Nguyen Vi~t Cuong Ch6ng

13,4 Nguy€n Vi~t Bach Con

13,5 Nguyen Kim Cat Tien Con

2, Giao dich cua nguoi n<)ib<)va ngiroi co lien quan d6i voi c6 phieu cua cong ty niem y~t,Khong co

17

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VII. Cae v~o d~ do hru y khac: Khong

NGUYEN DI~P TUNG

18