gyandeep stocks pvt. ltd
TRANSCRIPT
GYANDEEP STOCKS PVT. LTD.
SEBI Registration No. INZ 000001230
Member : National Stock Exchange of India Ltd. (Member Code : 13016)
Member : Bombay Stock Exchange (Member Code : 6574)
Registered office: E-164, Neelkanth Apartment. 2
nd Floor, Ramesh Marg, C-Scheme, Jaipur - 302001
Ph: 0141-4036666, 2226211 FAX: 0141-5105841 Email: [email protected]
Correspondence office:
E-164, Neelkanth Apartment. 2nd
Floor, Ramesh Marg, C-Scheme, Jaipur - 302001
Ph: 0141-4036666, 2226211 FAX: 0141-5105841 Email: [email protected]
Compliance Officer Details:
Name: B. P. Sharma
Phone No. 0141-4036666
Email id: [email protected]
CEO Details:
Name: Gyandeep Khemka
Phone No. 0141-4036666
Email id: [email protected]
For any grievance/dispute please contact Gyandeep Stocks Pvt. Ltd. At the above address or
email id – [email protected] and phone No. 0141- 4036666. In case not satisfied with
the response, please contact concerned exchanges
NSE at [email protected] and Phone no. 022-26598190
BSE at [email protected] and Phone no. 022-22728097
Annexure – 1
ACCOUNT OPENING KIT
INDEX
S.
No.
Name of
the
Document
Brief Significance of the Document Page
No
1 Account
Opening
Form
A. KYC Form – Document captures the basic information about
the constituent and an instruction/check list. .
B. Document captures the additional information about the
constituent relevant to trading account and an instruction/check
list
1 to 9
2 Rights and
Obligations
Document stating the rights & obligations of stock brokers/trading
member, sub-broker and client for trading on exchanges
(including additional rights & obligations in case of
internet/wireless technology based trading).
10 to 13
3 Risk
Discloser
Document
(RDD)
Document detailing risks associated with dealing in the securities
market.
14 to 16
4 Guidance
note
Document detailing do’s and don’t for trading on exchange, for
the education of the investors.
17 to 18
5 Policies
and
Procedures
Document describing significant policies and procedures of the
stock broker (to be added by the stock broker).
19 to 22
6 Tariff sheet Document detailing the rate/amount of brokerage and other
charges levied on the client for trading on the stock exchange(s)
(to be added by the stock broker).
22
VOLUNTARY DOCUMENTS AS PROVIDED BY THE STOCK
BROKER
7 Acknowledgement
23
8 Declaration by HUF
24
9 Running Account Authorization
25
