gloial aziet managemant for personal use only · lklidaly al pn-1 €ub**p.ent und-mi sub,kh,yof-=1...
TRANSCRIPT
03/10 2014 14:32 F X Wool/013
LEGG MASONGLOIAL AZIET MANAGEMANT
To: ASX Company AnnouncementsPlatform
Fax: 1300 135 638
Phone:
Pages (Includng cover): 13
0/47,11000/1/////Meba,TIVD IlmPO al 34011
T•61SYVIvF•1*18 /017 //Pt/=*1 679561
u. ..../....A.-I.M..me ...4/1.49.U
From: Legg Mason Asset ManagementAu*alla Limited
Fax: 0390178665
Phono: 03 9017 8600
Dite: 1 October 2014
Re: Submission of Fonn 603 re GUD Holdings Ltd
0 Urgent 0 For Review £ Please Comment 0 Plemo Reply ¤ Please Roc,de0 Wu d natiodw •1 p 00•, plil •di4,(,10 an 011 0017 810 ·Th Imi li =Id=il Ind *, bl *Alig/ W I not ll IM# iidligi Dilli Ili mlmat dickiLS• qyl# all**lain orI of ml =II,W d IWI b *1 * MolIl4 Mii• M* bi •inflor liwnizlilly by WI*=i
Nol,I.:
Please find fofo#Ing Form 603 (Notice of Substar,Oal Shareholder) by Legg Mmon AssetManagement AL„111118 Uml d.
For
per
sona
l use
onl
y
03/10 2014 14:32 F X 002/013
Notice of illitial abstin¢ 1 .k'.6*aa-
O: G.U.D. Holdings Ild29 Taras AvezrueALTONA NORTH VIC 3025
1. Dmih of/1,1„*1• '0* 'de
irs,= 603Coqoritioi IdiwSec.0.6718
Legg Mason Aud Manal®n It Limited (ABN76004838 849) and =:h of thebodiaco,porate listed in AnNXUIS A
nio holder beonme a SI]b*Rntial holder on 1M October 2014
D n <v*im: ws
The total mimber ofv *es stmched to all the voing thares in the oomp,my or voll»* AMM inthe =*es™5 thst the m,ht: rrtial haFr or an amocitte had a mlevant inte t in on the dic th©substmidd hddsboca= a mzbmniial hold are = followi:
Cla=ofiec=ritim Namber of
OUD Fully Paid 3,744,501Ordinmy
3, Dchik Of relevint int,rem
Holdsd rele,utimirrt
141 Mason AgictM=g==11 Aunrilia
Cl=1 dge ln,citar,14,LLC
P.nom" valte
3,744.501
Vating Power
5275%
Na*Ire of rdevi=t 11*Erelt al.d=.b/*...'111.
3,271,731 were acquired 3.271,731GUD Fully Paidp rmiant to cantram emised OM naryinto in the or knary oolne of1-ona atock mar et Ofa stock exchanp oonla T gno terms Ind conditicmis otherthan Indatd tsms widCandilcus472,770 wse acquired 472,770 GUD Fully Paidpurmmt to contracts cmered Oranatyink, in the udinmy coune ofbudnal on istook market ofa gtock exchmlge - • 1 1; ,·,„Lno tams=t conditions ott¤din *,40 tmms EdWildtiOnS
4 De 4--*mdhok
The pencm. res[@te:ld as holders ofthe securitia refsmd to in p«ragmph 3 above *ro asR llows:
Hold=ofriliwinthi ,W *211*tered hold= of aams.d.,nther of
T
For
per
sona
l use
onl
y
03/10 2014 14:32 F X 0003/013
Lqght.OnAutMana0= m Aus:ratia
L'ZA<wonAll'Manale,nom AuilifiaIinam.dLcgg Maton AMEManagemeut AntaliaLimitedL Maeo AnctMm=,cment AutaliaLimitedL€= Mason AmtMana nent AnstraliaLimitedL.g Ma AlaMana,om Au,tratialimitedClearbridge lm,cs#nedlLLCClctbridge irmatew<LLC
LLC
S. Coilairm'§on
I.C'/dill. ....12/*.Stxte Stred AuBtrNlia Limit=t 357,824 GUI) Fully Paid
Oriamy
Nuional Custoditn Services 420,583 GUI) Fully PaidOrdinmy
BEIMI[le Nati 10 86* 0 - 691,649 GUD Pully PaidOoinary
JP Mor*In 35,492 GUD Fully PaidQuinary
Citi 1325,830 GUD Fully PlidOrdinmy
BNY Mellcm 440,353 GUD Fully PidOIdinSry
Northcm Truit Colporalion 205,900 GUI) Fully Paid0[dinary
BNY Melion 14,090 GUI) Fully PaidOdinary
Stale Stroot Corp 252.780 GUD Pully Paid0 inary
The consideration paid fbr esch relevant intereal mfc=red to in paragraph 3 abovq and acquiredhi ttio four months prior to the day t die substintlil holda beemne a =11<Ii.n,iml holder B ufbllowl:
Hoidu of rein'mit1/bU7//
Logs Man AndMana@cmemi Alls#Blialimited
4 k.,4..
Dite Of .,,i ':i'- Con** GIN and numb=. .
Reler lo Annenm B
The rem,Ion, rhe pgnons named li paragraph 3 abobe Ere amociatal ofthe gub#=tint hold. arem fbilowl:
Name aidACN/ABN Of almlical:*)As per Am=nrc A
Nature ofasio'Ill,1Each of88 bodiem ca,pocate retkned to inAm,cxure Alla related body colp(**le ofIngS Maa= AstMmig=ne Au,MliaLimited.
7. AddreNeI
rk s¥*eme* of80 peflons named in thiR linn are u fbllows:
For
per
sona
l use
onl
y
03/10 2014 14:32 F X 004/013
Name N=redamdinanLCSS Mason ABset Manalcmetrt Anstraa, Invel 47,120 Collins Street Melbo<,ixicLimited VIC 3000
Dated 4is 34 day ofOctober 2014
Rim LupoLegg Ma=t Asset V.,„ rr, - A Anstrnll* T.;mit,¥1
For
per
sona
l use
onl
y
Annallm AL.gg 'b..014 Ine.Sillid""All
Nimdistli,lildq3040092 Noa ScoN Corap ¥
Arr Seco, k
..Bahoge Canpmy
B..HFU/d#Fhalill.ma"In/'7"j
Bimil,Ir-ch R=I# Mma,m mt M a) Pla Lid.
Bat*rr rd F ancial -*Um/d
Bat=,n=ch GP, LLC
BMWIL, lin
Bn *8*18 00bal 1„,8-ent &10, amert LLC
1*0 8 Glow l-.* Mn.msmt F.)P.
BREGroup, Inc
Cl-,Br ge Achisors UC
callic.flu)"pl.kn
Cl FuibAid M==gicil Llds
C Itl Flmd MI,Mai,„,118,i Inc.
Awl,0 0/CRISS Lht
mi'*Al„y of Wint
mi)'11'yofp=en[
'ub//aryof "id
=*•M=yofF-Iund-
iub,klaer iFIK
mlidleiy of F.n[unds,taki,g18'.4 of p.i.nt
**4 P.,nlUn.*Idi,
sub laryofp ent
//1//d//yof pe/1/1/undim Ig
subilairy dpar,nt
"1'lim,1 04 F=Iundi aulg#*40
***dp=entundit,k ig
Iublkhm ofp,rmt
COIN*Yd
Nova Scol<Csed,
C #011114 USA
Mi*n[ USA
Mutlind.USA
UK
C)*#argUSA
W#End. LISA
Di„, ,Ir USA
Singapore
Ohio, UBA
Dele,mn, USA
Flodda, USA
ROB Na
01947803
000922817
003970813
2000079€2R
05134773
3681145
03350188
2091943
842978
4013788
104363
CNPJ No.0/A"24'1 0001-413341278
1959 l*per W-r St Ste 800Halk Non Scdia 811 2X2C=iida117 E-t Color,[10 BoulevidPe,ationa, CA 91105USA100 LIA StndBaltlinors. MD 21202USA200 CQ."lidin 8/MI.Boato,4 &§402116USA1 Gaorge 8:eit #2301, SN,pore0«1146
London E14 SJX200 Ch"/meon Sh,tBo/&on, MA 02116USA1001*malonal DiligBa-ore. MD 21202USA2929 Arch Breat 811 FloorPriUadelphla, Pem,3#v= s 19104LISA38 Roili,on Houis, #18Cly Houie
38 E t Fourth BhetChich„,4 OH 45QC)2820 8*1 Avanue, NINY*NY 10018
189 Palcan Bay Bld'hn rNapl,sr FL 34108USAMIll* Bllm<lato Ld, Cl ol *14716, 411 and elh 00[i,peit04571-000, Sao Pau U SP, Brazl100 FD* hmford PI,ce, 8/rnib,d, CT08902-6729
Dal"Ii'" E0001
0
03/102014
14:33FAX
For
per
sona
l use
onl
y
Ann reA
Clcop lm,-Balle,1.ge,!Imt(anin#.g SA
C.MO""161
Fahlekl Group, hc.
Gray 8-rt& Comp,ny, UC
Hiwloq Zi,idmi* ady,Ioil 8A
Ho- W,8 Mor ag, ,poralon
lr IhitIo=l C,01* Ali,1,9„nail, Ine.
Ale-PA/Um"d
Jol.1.01 FB Coa,o,ile Id General l„,17„ Con....1/LI./.dJohnson F) Rmn 4 Lfiled
John,on Fy Fhm,ce 5 PLC
Jolm orl Fly#*9#**LWN
Joli,on Flyalastam L-,ilit
Lqg Mimn, In
Le. Maeon & Co.. LLC
Lel Il=onAiit Mi»gl=tBIW Pli Ud
L•gg Malan kled ilii,a,1.,1mil Aulla Unll=l
Ligg Main A,4 -=9=11=1 Ualian) Ca, UL
*-4.-ul
//b//dary d WalLmdmiall
Iubsks=yoftwi
=11*d14 of Fwiundertal¢ng
Id./1/0 d p =1
=*ek yofFrert
.u",1.4 d p.=i
aub*I,yorp.Int
mihi'./4alp.lud
Ii),laa,y O Pitund=ktk aub,ki=y of I=,nt
lklidaly al pn-1
ub**p.entund-MIsub,kh,yof -=1
plm.iuM.Whlkg
=ib kl y ofp nt
Ilildhy olp-mtUnd--sub*lgy of pinint
a*dp=WMun-kh
CouVryd
L=IN/mag
P-Myli fl Un
Delav,En. USA
B 38 087
823113
778199
3503192
pekild
LouisIEnt, USA 341361300
New York, USA
UX
U.K.
U.K
UK
U.K
U.k
N.0./ILUSA
1**Appicali
OEU/"rime
02[I22621
02834196
02140148
02135760
DO 122802
M=14=1< USA W10780775
Aus a 004835819
01501-C)48652
68 801*I,-0 Gm nde-illich,-eCh on.L-1330 L=Imhoip58 80-,a# Grmds-C cl •mm
L-1330 Lt=nbaurg200 GinlarRoadHomhim. PA 1 44UBA1001,1 11/10/ DiliB,mnon. MD 21202USAul. T auG la 7/900-087Ws8zm POLAND1100 Poy*as Shet 8- 3600N-Chle na. LA70163USA445 PARK AVE STH FlNEW YORIC PIEW YORIC 1002221-22 e raivenor 8118*London WlK Cl21-22 0,08=,or StritLondon Wl K *CU21-22 Gro enorShetLon on WIK «1121 -22 Grom,enor StresELondon WlK «112142 Gic,a= Shi#Laxion Wl K 40;21-22 Gro-enor StmetLondon Wl K 4CJ1100 rnal[=1 0,laBmnnorB, MD 21202USA100 1/Milm' Da'A-,10,8, a«) 21202USA1 Gm,ge StrmE #2301, SU pors049146Lm,147.120 CoD» StreaEMilia„14 VOIia 3)0 ki1=kOts Center Bullmig, 008,1,8hi 1-1-3,Chi=,0 i Tok¥o, .1 n
03/102014
14:33FAX
008/0
13
For
per
sona
l use
onl
y
Ammuum ANin, ce in,di,takli
U. Malomol. Ina
Legg Maion Cm,ack, Holdligs Ltd.
LIng Mimil Cap I Miiga„Int k
Logg U./m (C -)' 4 - . 0 40 General de For-1.8ALegg blion Cornardal Real Est- S ervicas. k
Legg M-on Flmdhia Colp.
Legg Mion Fund A,Mier. lic.
Legg Ms,on Fuidi law!,emeni, Iric
Lel Miaal (LK) HoldlaB PLC
Le. Mason In=*MR..(Ho K ng)LIm d
Lagg Maion WIFI,lod Exldllss Lknttad
Le2 Mason Holdiigs (Au,hah) Pty Ud
Lagg Ma,on klemilon,1 Hold,igi. UC
Legg Maion IrrlarnsISorml Hol( gs (Chile), LLC
Lal Mason In„r, imiil Hoicm,gs I, LLC
Logn limin Ii-,Ii,7190 Ho lig Unllicli
RIMMon hnhIUmM
8*/da-UN
=Udliy ip==Ttunds, 14
'Lk*Imyofpment
**4-*
.b"*dp=#u#*
.Lib 1[ of pafent
au//*dp m[unditakhg
lub,1-9 of palIMit
Bub//d*cip==tund#subil-y ol p.wil
lublkh,y of*
al,Ildhy d=.1und=Imlhigaub,Rli, al pmn[
iiiddlail of pi,Imitund=W*,gsubilagiyof F=*//ide//alaN
*,1[lary Of Bant
a#*41*undert-
Col,*yol
C.9/*LUSA
N...89"...04CNII
May'IiLISA
Ma, arK USA
0*mn, USA
MI laMd. USA
M.Z. USA
UK
Hong KNE
UK
Al-*
Del=g USA
Chle
0*NIZ USA
4 Na
3882034
61137
001471242
95813.58[)-8
DC}3167484
3417797
D01370147
005837141
08847917
33778
03762343
116607791
3902416
69.116.780-8
3073488
76,400200-8
70j0133[M}
Aill'-
8- 140 , 320 Bay StridToronlo, 0"*bC= cli440*mihigl(Sl FloorSLJohn, N- Brur-lok E21 488
100 h-mat on,1.eBafanors, /0 21202USAAv=!Ida Andrili Bolo N 2087, allcIna301, Le' Condes. 8/"I//101001*=Fitional DrheBilmors. al) 21202USA100 smat malN.Balmnore. MD 21202USA100 Intanzion# D,h'8-,=e, a«)21202USA100h-N.Bajtknorn, MD 21202UBA32 H=iiar Eninga 8 axLondon E14 91X20., Thr,e E},cliei ge Sq„,19,8ConImiall Phoe, Cerr , HorU KoNf Roor, 10 E«,10,1/ Sq=eptknm..9 87../LondonEnglek ECZA ZENLeb,11.224 Quesm aredM-oumZ Vldnm ,1,11/n100 irrker,Iltional [*a82"knore„ &.1 21202USAEl Rag klor N' 84 plic) 10, La• Concla Santligo10011!ts,11,110,111 0,1,88-mom, &/121202USAAvenlda kidrai Belo 2807, 086= 301,Las Condes, 8=ltioo ChiaAverlcim ArS68 Belo 2687, *ch= 301.Las Cond* 8,milego a*
CMe
03/102014
14:33FAX
For
per
sona
l use
onl
y
Ammixitre AN.,18 1 1.1.,taill
w- M=,1 lingillisilt C- rmi, un
tr• d Gbse LHZ
-*dp,Fent
b<glion biligao„lanutampIK NA Rlidilydp=ent
4.-b...An.Ulli,d(FRN 172814)Lagg Masc i Iciveol,IienEs {Eisope) Lhnitzd(FRN 121831}Llig Ma,on 111../11=nh Findl Unlli
4.M--1-alBgg Mii livell=7ll MIE KIU) U,118,1Lagg Ma•on 111,•linifi* Mia•d
Lagg Idimn 11, Imanta (14=2 U,Id
Legg Ma,on b,e,hen' 0_u=nbourg) SA
Ligg Mimn Ir,1,10111,<Iti (Tal-I) Lti
Lagg Mason lin limenb gihin) Holdligs LkL
Lagg Maim IM -entsMailiggi:wit Se,vic= Llidlid
Lagg R#Ilin Ir,Wdlnent, Non*Illl Lhlid
WnU mn Se M.-
Lqg *Asion hwail= 8, ces, U.C
Lagg Ilifin Im,stomAI*RigicaU,pliiii
Lagg..n.#4/44.#Un
did# d Fwi
"11*dq d pirm [unds-4sublkl=yof parent
Iuh,ldliydpsent
/1/Id///y of Iwiui-4E..44/.ntUnd.4.MIgsub,Id yofpi'vil
aub, , ips-und= 14
lu..9.parea
=,1.'emiy Qi pailitund :*m*.klan, 4-4
eub,Mary of pe,nt
Iibild'.1of -iltindiit lem01.Id.,7 0 P =1und 14
.ub kl=yo -errt
-*40unditakhg
Col/*Ye!
*4=0, USA
USA
UK.
U.K.
UK
UK
Hong K=10
U.K.
IMiid
L mboug
Tahin
Hong Kom
U.K.
UX
U.K.
D.Ii#ali. USA
UK-
M=*ni USA
Rge Na
W10285[106
16377
00970167
01732037
01439307
00211613
504061
01294885
271887
828121
Uad--No. 97173421
0909310
02149882
02003730
02281128
3323Bel
W10070881
jk.....
100 Illeillatigli I D,h,Ball norB. MD 21202
100h l Dik,Bemion, ID 21202USA32 Harbc*/ E, znge Sqi,ImLon[Ion E14 9JK32 H=bou EEP=,8 8*IMLondon E 14 91X32 Ha,bo atig- SC BLondon E14 9JX32 Hirbas Edup SquenLonclon El 4 96<20/F.. Tine Eidip Squse, 8Con,1,imIt Plam Cialil. Haig Ko, 12 *barE=* , Sc*IMLondon E14 EJX30 Herbed 8*®81Du Uln 2
68 Bou 191*Bid Gmd,[kches,ealedal*L- 13301 , cril}0448-8 E. 66F, T®el 101 ToM,r,7, Xlr, YI Road. Sictlon 6,Talid, 110. TI)=1, R.01120/F T me E=ii=igi Sm,are, 8Corinacight Place, Cenli Hong KoN32 Habaw E iiige 8419Loixion E14 a[X21 -22 Gromenor SlmstLondon Wl K 40121-22 Grom,norS#etLondon WlK«1J100 MI,nallonal DillBaWinorB. MD 21202USA32 Hailvi/EiIN=Ii/ Sqii iLondon E14 911100 rnatio DrilBelth,ore. MD 21202USA
03/102014
14:33FAX
0008/013
For
per
sona
l use
onl
y
Annix,1. AWarnsd imdItali1
Lim Ii-<in Aol,Iles, lic
d. son.i m--*ha
Legg Ma,0,1 ReGI E mla Secuiltas Ad,4,ora, k
Leggk.lon R.*BIC.oltml, Ini
4.-=IR=1 r-k
Ligg Maip Ritty Pa Imig ha
Legg Ma,0,18,01=lbi {Japon) Co. Lid.
Lel Mmion Ticluidogy tler c=, lig
LeQ Wason To#Ir. Inc
L M Fimd alirileimmt, UC
LAI F[ cl Ser,4cea, k
Ul Holdhgi Uiiaid
LM Hole.4, (Cawn ) Lhn ,d
Uil snzt!0,1,1 H©RiN LP
LM I,0011!Ilic,Id Hold*0(UK) LhnIM
pa .o,Q-ul.u.Nq d p.renl
a*40
=*»ki=yofF=*under 14
Iubildlf, al /rint
-4*0
=**1=yof p,nn[under *
Iuidlii, d ggiint
mi *00undm-4
sub*1=yofp.rent
Iubildleqd pe:1 t
**00Unde,-#.*.Willy 4 -en[unds-4
'ub,ld y of Bent
undella
Nor»i C=ch,USA
M./.ni USA
M=,larld. USA
Ily./LUSA
Mila,114, USA
Mi) n< USA
Jap/1
M.0*id. USA
Milland, USA
M=*nd, USA
*11,71=,[1.LISA
UK
Cam,111*lands
0488417
005 02144
0064 MB
00 61664
001006667
019801-096821
005027942
002404890
W[)4310280
005988221
03847974
162919
C"min W.. NotA00.8
Adises
5865 C,ned, Boul,YETI. Sulle 200Chirloth. NC 20209USA100 I! maional [h-Baltknori, MD 21202
10011#a,I=tion,1 [)11 B..."O"4/D 21202USA100 ! smatiog•1 [*eBallgore, MD21202USA100 I,Igmalor,1 DibBal nom MD 212MUSA1001 rts,mtioml Dil-Billi,no,e. IID 21202USAOte Cenisr Bull,18 01=11/0 1-1-3.Chhod.*A ToB Jas}Em100 r r W.80]t norn. MD 21202U8A100 Wirdonal ChBalth·nore. MD 21202
100 interriadoml DrlinB-norg i") 21202USA100 smalon•1 [kh,BaliDnorn„ MD 21202UBA32 H=baw Ezh=,88*=ILon[Ion E 14 OJXWilir *1,9.VeatPO Box 908(3TGrandc"71.nCalmwl leimcilWaar HagiMary StridPO Bac 908GTen.UCIF.nCalll=,1,lantls2 89402,* InnLondon ECYY 1 LT
U.IC 6624262
03/102014
14:33FAX
0008/013
For
per
sona
l use
onl
y
Annexure A
LMM LLC
US*C 4 k
LMRC Pmpe,H=, h,c.
LM To#ir, LLC
In»41"Iia'ta""g
The[mclgn Ifiwi,Iliter,t™,ILhiled
Pe,ImIA••et Me,iigiinnt Irn
pen„Il Capl Wd#
Permal CAph! M„, geiinnt LLC
Permal Fr ce SAS
Penll GM,up Ltd
pgimi nwung Kong) LA/Med
Pe,mil,1mi,Iliii.Ii *1199.ment S=,4900 LI
Pe,mal(1* aill„) Unltad
Pe,mal (U10 Ltd.
PCM Hollig, 1, Inc.
PC M Hol[Rigs I, LLC
Ph./CIA.M./.2/*,LP
Ir• ofa-L,*
al.04 4-ell
milk-,40
aub,Idlaiyof psent
•il'll"4 4 pelluytunEler Ehliubild yof pirent
m.*94..4
sub,kian, d,entUnde-*iublidl=yof #=1
-*41= 1Ilillary al F nt
=*.cs=y al=alundef*
sub,1/41 parerllim nikhigmibild ry *pm ltUn..#,uidamyof Fulund -4Iub,kh al psint'mdi///Ill
lilli*lyOf p.'91und= 4
Colmly d
0./.ingUSA
Mi*nd. USA
M=*,Id. USA
0..19//L LISA
Ass Na
3034278
02190973
002164267
3048412
U.K. 00108951
Delaw=g USA 3535732
D-Awer USA 2268672
D-#mrs. USA 2178/78
Fmrce 461 0537890 7
USA 90011800NO
UK 06294329
B. 10 358512060OB06-01.Crl3635219
Shg'E""id
1818 of 'm
UJC
Dil=ig USA
D01 Awe, USA
003 2294
3781370
34[mel
Adless
100 Intelmlonal 0, -Bmili,ogi. ID 21202USA100 =mUo .-Balthnore, MD 21202
100 milion,1 Drt.Bailoig DE) 21202LISA100 hm"/ImeD/'Ball nore, MD 21202USA32 Hmboi, Ei,chi nga SlmiLondon E14 UC900 T!*d Aven„828Ii Floor New YANY 10022900 ™rd Avernle,2801 Floor New YofNY 10022111 H,/0,igloil Ave Silin 2#HO Bn,tril,MA0219925 A%,nus Fimlill,1 D R,xo,e,El, Pidi75004 Frs,ce900 Third Averrl,828St Floor N- York,NY 1002225 81 Jams,1 hi< London, EP„1 A1HA1903 Ho,!u Ko'u One IFC, 18F 1Harbols VIM¥ Stmet GerrD,1 Hong Kor 25 St Jam'Es Sm,el-Londbn, SWTA1HA
60C-84 *a I,Es d MmIM118A261/Jimi/"8///CLail"/SNU1HAME Pelkin Blwd. Sh Floci/Nlles, FL 34108
%80 P,Mc Bh.5*,RorNaphi, FL 8410eLISA1:99 Peltifi Bey BlvemhmorNapiss. FL 34108USA
D-me, USA 3249339
03/102014
14:33FAX
For
per
sona
l use
onl
y
AnmEKI,Re AAI,He of,Blutal*W
Rea & Axioililas, LLC
Ro}cs Fwd Sent=, In[.
Rogme MI,Iigement Con¥ nv, LLC
SLJ=ns,Banklnd TniConv,my[ ile
1£0-*rnan i
T¢ma *Au FUndu= lidnh* BH SAWAICAI Ltd.
We-m AIMM1 * orm de R (<Ini Lfda
Wd=n A-st Holclh, (Aulhla) PR, Ltd
".Im k./.1.ment (1*41
Weet,rn Ams[ MIEQI,=I 00,iN]sM, Ply Lid
VA".inil/*Nal/91.*C/m'.11
W em AI# Manilialiwit Comp,i Uni d
WI#In Asiat Miliigin,ent 8*) HolangsUrdled
Wilern kiee[Man,ementComp=¥Lid
WU' Rd Ser,Io= Ud
Veladly 8PV LLC
/Manofclbes Lk*
Iulle of p,rent
*44*undmt=
,ub,lili, dp,r,nt
ald*undillaig= 11 Yof lia„Mit
sub,lialy od plill!1
d),kli,yofp==W
I.#Vd ..4
•4*/djq of ButlsMI-Iilli-yofpli tund-
sublkle,y of F=*
•ilidle,yof p=,2
m**dary al p.situnds/10/*W
sub,kN=y Of p=m[
..1/11 ry 4 p entundmW-Rjbildiiy ofPinitimcinklog#*dp *
U.K.
UK
CO yof
A.vi, USA
Now York. USA
08/7.miuaA
*Na
No/Ippacabb
3440111
4MliB
Comedai USA 0048850
Poilnci
Migapale 20000770BZ
ar=Zi
Cimorn USA
CNPJ Na07. 72511000187118222343
176740
117757923
CO638770
0247@672
06323402
019801-091202
453008
kill'-
1414 Avamle d[he Ame,le-NM,Yo,k.NY 10019USA1414A lue oFAeAmelic sNmv York NY 10019
1414 ANenue dlhe AN,ImisNew Yo,k. NY 10019USADod=i dale Houis, 4th Fioor WM BaySt,mtp.a Box NeleN-,a,48811-1-100 Fht s-tilbid Pig w maii#ord, CT06@02ul. Tri„918 7/B004087 Wm=me POLAND1 George S E #23-01, Shigaporn040146A„-1, Emenhelro Luis Cadoi Berli716, 40: and &h loorsi 04571-000„Sio Palk SP, BraaLe- 44 120 Collos ShtMilmurg Vclodi 3000 Aulal,30 Herber[StimtDiibll, 2
L,4 48,120 Colins SEritMe bol re, viloda 3000 A9..1/"385 E=t Colorado ehtPailads,14 Cam,m 91101
10 8.1=,1/ Squir,pil".11.9 8,=dLondon EC2A 2EN10 E=1 ge 8*seRimose aaELondm EC2A ZENOte Ceni= Bulcrk# 0*smadi 1-1 -3,Chi#-b< Tok#L JepanCumbelimd House 27 Cumberimci StP.O. Box N. 3918NsaIu. Bal,Nn=
0
0
03/102014
14:34F X
For
per
sona
l use
onl
y
03/10 2014 14:34 F X 012/013
BSBSSSSSS8SB
8B
BBB
8B
Ann 0 B
Lagg Ilion AId Ili„Igili»rt At=*11• UmIW - GUD Tlloction, hm $0111,2014to 30 Sept,mber 2014
A 01
09/30/1409/28/201408/26/201409/n/201409/18/140(V1 1409/15/201408 03/1409/02/1409/01/1408/29/1408/27/1408/21/1408/19/1408/19/1408/19/140&119/1408/Oul407/m/14071 811407/22/1407/22/1407/22/1407/22/1407/17/1407/17/1407/17/1407/17/1407/14/1407/11/1407/09/1407/ON1407/08/1407/08 1407/08 1407/08/1407/08/1407/07/14571 7M407/07/14SPK37;1407/0 1406/23/201408/17/1406/1*1406/13/14
40855 8.714 FURY Paid C* tery11,480 6.6834 Fi,Ny P• id 0,4„lly
940 6.5934 Flly Paid Ordhiwy6,030 6.8072 Fil4, Paki Or/1•y17609 6.8715 Fuly Paid Or(ily26582 6.8715 Fuly Paid Ordbluy9,130 7.0483 Fully Paid Ordll,ry
35029 7.6844 Fuly Paid OrNwy31320 7.8688 Fully Paid Ordbary98888 7.9282 Fuly P.W Ortly82819 7.8123 Fully Paid Ordhary13042 7.7806 Fuly Paid Orrl ly2450 7.742 Fully Pall 04killy
16308 7.6237 F:fly Paid *,ry30036 7.6237 Fuly P d Or* y10323 7.5237 Fully Paid Ordhary17746 7.6237 Fty Paid OrcD-y29872 7.3948 Fully Paid Ordhary48061 7-2545 Fuly Paid (clin
108193 7.2041 Fully Paid Ord ry12361 7.0556 Fuly Pmid Orcal=y27206 7.0566 FuNy Paid Ord-y12836 7.0555 Rilly Pald Ord ary7906 7.0556 Fuly Paid Orelily
28845 6.9202 Fully Pald Ordhiry62100 6.9202 Fuly Paid OrElwy18240 6.9202 Fl ly Paid (*mry31929 8.9202 Fuly Plid Ordkl=y14608 ORly Paid Oni,=ry29185 6.7347 Fuly Paid Or*=y62827 8.4097 Fully Paid Ordinary2476 8.4605 Fuly Pald Or**y
11388 8.4605 Fully Paid Ord)1=ry11601 8.4606 Fuly Paid Orti,aiy4084 6.4606 Fully Paid Orehary
15671 6.4505 Fuly Paid Ordz/ly12387 6.4606 Fully Paid Ordhary5796 6.47 Fuly Paki Ordilwy
47399 6 4661 Funy Paid Or11=y643 0.45 Fl•y P.W Ordilly
6796 6.47 Fully Pald Clrmnlly2557 0.37 Fuly Pud Oral-y
10,000 6.2046 Fi«y P•Id (tmry0671 6.9663 Fay Paid Or*»ry1063 5.96 Fdy Paid Ocdli=y1063 5.96 Fuly Paid OrS=y
Qty
BBB
BB8B
BB
8B
B
BB
BB
BB
B
For
per
sona
l use
onl
y
03/10 2014 14:34 F X 0013/013
06/12/1406/12/140 12/1406/11/148/08/201406/0 1406/Oll406/06/1406/06/1408 08/1408 08/1406 6/1406/0 1406/06/1408/06/140 0/1406 05/1408/06/1408/06/1406 06/1400/05 1406/05/1408/06/1406/06/1406/0 1400/06/1406/04/1408 04/1406/04/1406/04/14
Ann= e I
1480814608
148081723
17,2403880
457148824766744162480
2508541204994
48457
7789202623742379962013803621151441407843921106
O Fuly Paid Oid„//yOFully Paid Or*.y0 Fully Paid Oral=y
5.8374 Fuly P• id C*ciMry5.7781 Fuly Paid (clr5.7253 Fully Paid *10,75.7253 Ffy Paid OrdbaryS.7253 FURy Pud C)!*gy6.7263 Fully Paid Or*t=y5.7253 Fuly Peid Ordh,ory5.7903 Fuly Pald Or:lia,y5.7253 Fully Paid C**=Y5.7253 Rily Pald 0*Iy5.7253 Fdly Paid Ordinary6.7253 Fuly PaW Or* ry5.72 Fully Paid Orcm=y5.8178 Fi* Paid Ordhary5.6178 Fuly Paid *lwy5.6178 Fully Rld (Wl,ag5.6178 Fuly Paid (*d ary6.8178 Flly Paid Ord mry6.6948 Fuly Pid 0,1*Illy5.6846 Fully Paid Or(Dgy6.6846 Fu#y Pall Ordhry5546 Fully Paid Orlin8 8178 FUly Paid Orehary6.4069 Fully Paid 01145.4959 Ful ly Paid Ortin#5.4959 Ft* Pa bd Ord ary5.4069 R#ly Plid Ordblary
BB8BB8
B
BB
BBBB
B8BB
BBBBBB888
For
per
sona
l use
onl
y