TEN ONG TY/CA NHAN COMPANY'S NAME/ FULL NAME

GONG Hem XA HOI CM) NGHIA VIETNAM I30c !bp - ty do - Hgnh phtic

THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom — Happiness

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TP.HCM, ngay 16 thang 11 nam 2021 ...., month.., day ...year...

NGUYEN TH(Y Lv

56: ..../BC-.... No: ..../BC-....

sAo cdo Ve ngay trey thanh/ kh6ng con lb cO thing lern nhet, nha du Ur nem gier Er 5% trey ten cO phieu/cherng chi qu9

demg

REPORT ON THE DA YBECOMING/CEASING TO BE MAJOR SHAREHOLDERS, INVESTORS OWNING 5% OR MORE OF SHARES/ CLOSED-END FUND CERTIFICATES

$ei GIA 0 mai an:TNG 7.2.H0 CHI MINH

S4-0 4-4 D-gr4 Ngay: - 4314114Cr a: chuyen: N1). um he so s6:

- Oy ban Chirng khoan Nha nut; - SO, Giao dich Ching khoan TP.HCM - Gong ty c6 phan Kim khi TP.HCM

- The State Securities Commission; - The Stock Exchange;

- Name of The public company/The fund management company.

Th6ng tin ye cá nhan/t6 chirc deu tutInformation on individual/organization: - va ten ca nhanfTen t6 chirc dau ti.r /Name of individual/ organisation: NGUYEN THCIY LY - QuOc fich/Nationality: Viet Nam

- Se CMND, HO chieu, The can cute (d6i yeti cá nhan) hoc s6 Giay chimg nhen clang k9 doanh nghiep, Gay phep

hopt Ong hoc gray ter phap 19 tying docmg (d6i voi 0 ch&c), ngay cap, nal cap/1D card No./Passport No. (as for

individuals) or Business Registration Certificate No., License on Operations or relevant legal documents (as for organizations), date of issue, place of issue.

- Dia chi lien he/Dia chi try so' chinh/ Contact Address/ address of head office: - Dien thofd Telephone: Fax: Email: Website•

Nguti cO lien quan cQa cá nhan/t6 chcly dau tu, (clang nam gift cung loai c6 phiautchipng chi qu9)/Affiliated persons/ organisation (currently owning the same types of shares/fund certificates): KhOng có

- Hp va ten ca nhan/Ten 0 chat co lien quan/Full name of affiliated persons: - Qt.& tich/Nationality:

- S6 CMND, HO chieu, The can cutc (d61 \di ca nhan) hoc sO Giay chCmg nhen dang k9 doanh nghiep, Giay prier) hopt Ong hoc giay t& phap 19 tvang &rang (d6i t6 chin), ngay cap, ncti C4p/ID card No./Passport No. (as for

individuals) or Business Registration Certificate No. or License on Operations or relevant legal documents (as for organizations), date of issue, place of issue.

- Chin vy hien nay tpi cong ty del chang/cOng ty quan 9 qu9 (neu cO)/ Current position at the public company/fund management company (if any):

- MOi quan h vdri ca nhan/t6 chirc dau hi/Relationship with individuals/ organisations: -'19 10 se. hiiiu chuing khoan/ Ownership percentage of shares:

Ten c6 phieu/cherng chi quji/rna chirng khoan se' him/Name & code of shares/fund certificates owned: HMC

Cac tai khoan giao did, c6 chiding khoan neu tat mix 3/Trading accounts with securities mentioned in the paragraph 3 above: Ti c6ng ty chUng khoan/At

the securities company: Se Itypng,

1110 c6 phieu/chimg chi qu9 nem OD tuitc khi thnt hien giao dich/Number, ownership percentage of shares or fund certificates owned before the transaction:

1,150,000 c6 phieu; tk la 5.48%

SO luvng c6 phieu/chumg chi qu9 dâ mua/ban/chuyen nhuvng/nhen chuyen nhvong/hoan 861 tei ngay lam thay clOi t910sU halt va tr& thanh/hoac khOng con la c6 dang lan/nha dau s6 hOu ter 5% c6 phiew chieng chi qu9 cue guy' Ong/Number of shares or fund certificates purchased, sold, transferred or swapped at the date that changed the ownership percentage and became or ceased to be a major shareholder or investor owning 5% or more of closed-end fund's certificates:

Ngay 16/11/2021: Ban 280,000 a phieu Sd !typing, t9 I c6 phigu/chimg chi qui, nem gait sau khi thut hien giao dich (hoc thut him n hoan Oi/Number, ownership percentage of shares or fund certificates owned after the transaction (or the swap):

870,000 c6 phieu; t9 la 4.14%

Ngay thvc hien giao dich (hoc thvc hien hoar' ddi) lam they 86119 le ser h&u va trai thenh c6 clang lon/khOng con la c6 d6ng (on/nha dau tu, nem 910 ter 5% chirng chi qu9 cOa qu9 dong/The trading date (or swap date) that changed the ownership percentage and became /ceased to be a major shareholder or investor owning 5% or more of closed-endfund certificates: Ngay 16/11/2021

56 'trots t9 l c6 phieu/chang chi qu9 Nut' c6 lien quan dang nem giO/Number, onwership percentage of shares or fund certificates currently owned by the affiliated persons: Khong ce

10. Sd ti le c6 phieu/chOmg chi qu9 ding nguti c6 lien quan nem giCr sau khi giao dich/Number,

ownership percentage of shares or fund certificates owned by individuals/organizations together with affiliated persons after the transaction: 870,000 c6 phieu; ti la 4.14%

Nai nhOn: CA NHANn-6 cFarc BA° cAoiNcutel OUVC COY GUYEN cONG 86 Recipients: THONG TIN

ORGANIZATION/INDIVIDUAL AUTHORIZED TO REPORT AND - Ltru: VT, ... DISCLOSE INFORMATION - Archived: ...

(Ky, ghi it hp ten, Ong dgu — ngu (Signature, full name and seal - if any)