format of holding of specified securities · 2019. 10. 17. · by listed entity in above table the...
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1. Name of Listed Entity:MAHINDRA & MAHINDRA FINANCIAL SERVICES LTD
2. Scrip Code/Name of Scrip/Class of Security:532720,M&MFIN,EQUITY SHARES
3. Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg.31(1)(b)/Reg.31(1)(c)
a. if under 31(1)(b) then indicate the report for quarter ending 31/03/2019
b. if under 31(1)(c) then indicate date of allotment/extinguishment
4. Declaration : The Listed entity is required to submit the following declaration to the extent of submission of information:
Particulars YES* NO*
a Whether the Listed Entity has issued any partly paid up shares NO
b Whether the Listed Entity has issued any Convertible Securities or Warrants? NO
c Whether the Listed Entity has any shares against which depository receipts are issued? NO
d Whether the Listed Entity has any shares in locked-in? YES
e Whether any shares held by promoters are pledge or otherwise encumbered? NO
*if the Listed Entity selectes the option 'NO' for the questions above, the columns for the partly paid up shares, Outstanding Convertible
Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as
applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is 'No' declared
by Listed entity in above table the values will be considered as 'Zero' by default on submission of the format of holding of specified
securities.
5 The tabular format for disclosure of holding of specified securities is as follows:
Format of Holding of Specified securities
Table I - Summary Statement holding of specified securities
Category Category of Shareholder No of
Sharehold
ers
No of fully paid up equity
shares held
No of
Partly
paid-up
equity
shares
held
No of
Shares
Underlyi
ng
Deposit
ory
Receipts
Total No of
Shares Held
(VII) =
(IV)+(V)+(VI)
Shareholdi
ng as a %
of total no
of shares
(As a % of
(A+B+C2))
No of
Shares
Underlying
Outstandin
g
converttibl
e securities
(Including
Warrants)
Shareholding
as a %
assuming full
conversion of
convertible
Securities (as
a percentage
of diluted
share capital)
Number of equity
shares held in
dematerialized form
Total as a %
of (A+B+C)
No. As a % of
total Shares
held
No. As a % of
total
Shares
held
Class X Class Y Total
(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (X) (XI) (XIV)
(A) Promoter & Promoter Group 1 316207660 0 0 316207660 51.19 316207660 0 316207660 51.19 0 51.19 25000000 7.91 0 0.00 316207660
(B) Public 66187 298669055 0 0 298669055 48.35 298669055 0 298669055 48.35 0 48.35 0 0.00 NA NA 298335520
(C) Non Promoter-Non Public
(C1) Shares underlying DRs 0 0 0 0 0 NA 0 0 0 0.00 0 NA 0 0.00 NA NA 0
(C2) Shares held by Employes Trusts 1 2888245 0 0 2888245 0.47 2888245 0 2888245 0.47 0 0.47 0 0.00 NA NA 2888245
Total: 66189 617764960 0 0 617764960 100.00 617764960 0 617764960 100.00 0 100.00 25000000 4.05 0 0.00 617431425
(IX) (XII) (XIII)
Number of Voting Rights held in each class of
securities
Number of Locked in Shares Number of Shares
pledged or
otherwise
encumbered
No of Voting Rights
Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Category Category & Name of the Shareholder No of
Sharehold
ers
No of fully paid up
equity shares held
No of Partly
paid-up
equity shares
held
No of Shares
Underlying
Depository
Receipts
Total No of Shares
Held (IV+V+VI)
Shareholding
as a % of total
no of shares
(calculated as
per SCRR,
1957 (VIII) As
a % of
(A+B+C2
No of Shares
Underlying
Outstanding
converttible
securities
(Including
Warrants)
Shareholding as a
% assuming full
conversion of
convertible
Securities (as a
percentage of
diluted share
capital) (VII)+(X) As
a % of (A+B+C2)
Number of equity
shares held in
dematerialized
form
Total as a %
of (A+B+C)
No. As a % of
total
Shares
held
No. As a % of
total
Shares held
Class X Class Y Total
(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (X) (XI) (XIV)
(1) Indian
(a) Individuals/Hindu undivided Family 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(b) Central Government/State Government(s) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(c) Financial Institutions/Banks 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(d) Any Other 1 316207660 0 0 316207660 51.19 316207660 0 316207660 51.19 0 51.19 25000000 7.91 0 0.00 316207660
MAHINDRA & MAHINDRA LIMITED 1 316207660 0 0 316207660 51.19 316207660 0 316207660 51.19 0 51.19 25000000 7.91 0 0.00 316207660
Sub-Total (A)(1) 1 316207660 0 0 316207660 51.19 316207660 0 316207660 51.19 0 51.19 25000000 7.91 0 0.00 316207660
(2) Foreign
(a)
Individuals (Non-Resident
Individuals/Foreign Individuals 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(b) Government 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(c) Institutions 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(d) Foreign Portfolio Investor 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(e) Any Other 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
Sub-Total (A)(2) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
Total Shareholding of Promoter and
Promoter Group (A)=(A)(1)+(A)(2) 1 316207660 0 0 316207660 51.19 316207660 0 316207660 51.19 0 51.19 25000000 7.91 0 0.00 316207660
Number of Voting Rights held in each class of securities Number of Locked in
Shares
Number of Shares
pledged or otherwise
encumbered
No of Voting Rights
(IX) (XII) (XIII)
Table III - Statement showing shareholding pattern of the Public shareholder
Categor
y
Category & Name of the Shareholder P
A
N
No of
Shareholder
s
No of fully paid up
equity shares held
No of Partly
paid-up
equity shares
held
No of Shares
Underlying
Depository
Receipts
Total No of
Shares Held
(IV+V+VI)
Shareholding
as a % of total
no of shares
(A+B+C2)
No of Shares
Underlying
Outstanding
converttible
securities
(Including
Warrants)
Shareholding as a
% assuming full
conversion of
convertible
Securities (as a
percentage of
diluted share
capital)
Number of equity
shares held in
dematerialized
form
Total as a % of
(A+B+C)
No. As a % of total
Shares held
No. As a % of
total
Shares held
Class X Class Y Total
(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (X) (XI) (XIV)
(1) Institutions
(a) Mutual Funds 27 79445778 0 0 79445778 12.86 79445778 0 79445778 12.86 0 12.86 0 0.00 NA NA 79445778
ICICI MUTUAL FUND AAAAI0038F 1 6570352 0 0 6570352 1.06 6570352 0 6570352 1.06 0 1.06 0 0.00 NA NA 6570352
ADITYA BIRLA MUTUAL FUND AAATB0102C 1 6695150 0 0 6695150 1.08 6695150 0 6695150 1.08 0 1.08 0 0.00 NA NA 6695150
UTI MUTUAL FUND AAATU1088L 1 14725496 0 0 14725496 2.38 14725496 0 14725496 2.38 0 2.38 0 0.00 NA NA 14725496
SBI MUTUAL FUND AABTS6407Q 1 15440165 0 0 15440165 2.50 15440165 0 15440165 2.50 0 2.50 0 0.00 NA NA 15440165
AXIS MUTUAL FUND AACTA5925A 1 7230945 0 0 7230945 1.17 7230945 0 7230945 1.17 0 1.17 0 0.00 NA NA 7230945
(b) Venture Capital Funds 1 682743 0 0 682743 0.11 682743 0 682743 0.11 0 0.11 0 0.00 NA NA 682743
(c) Alternate Investment Funds 3 68791 0 0 68791 0.01 68791 0 68791 0.01 0 0.01 0 0.00 NA NA 68791
(d) Foreign Venture Capital Investors 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
(e) Foreign Portfolio Investors 407 165349917 0 0 165349917 26.77 165349917 0 165349917 26.77 0 26.77 0 0.00 NA NA 165349917
BLACKROCK GLOBAL FUNDS ASIAN DRAGON FUND AACCM3443L 1 8849593 0 0 8849593 1.43 8849593 0 8849593 1.43 0 1.43 0 0.00 NA NA 8849593
VALIANT MAURITIUS PARTNERS OFFSHORE LIMITED AACCV8509Q 1 6258692 0 0 6258692 1.01 6258692 0 6258692 1.01 0 1.01 0 0.00 NA NA 6258692
BLACKROCK GLOBAL FUNDS - ASIAN GROWTH LEADERS
FUND AAFCB1957K 1 9305670 0 0 9305670 1.51 9305670 0 9305670 1.51 0 1.51 0 0.00 NA NA 9305670
KOTAK FUNDS - INDIA MIDCAP FUND AAGCK4148L 1 8683116 0 0 8683116 1.41 8683116 0 8683116 1.41 0 1.41 0 0.00 NA NA 8683116
(f) Financial Institutions/Banks 5 4090130 0 0 4090130 0.66 4090130 0 4090130 0.66 0 0.66 0 0.00 NA NA 4090130
(g) Insurance Companies 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
(h) Provident Funds/Pension Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
(i) Any Other
Sub Total (B)(1) 443 249637359 0 0 249637359 40.41 249637359 0 249637359 40.41 0 40.41 0 0.00 NA NA 249637359
(2)
Central Government/State Government(s)/President of
India 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
Sub Total (B)(2) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
(3) Non-Institutions
(a)
i.Individual shareholders holding nominal share capital
up to Rs.2 lakhs 62944 15780978 0 0 15780978 2.55 15780978 0 15780978 2.55 0 2.55 0.00 NA NA 15588683
ii.Individual shareholders holding nominal share capital
in excess of Rs. 2 Lakhs 14 4416691 0 0 4416691 0.71 4416691 0 4416691 0.71 0 0.71 0.00 NA NA 4416691
(b) NBFCs Registered with RBI 7 3684 0 0 3684 0.00 3684 0 3684 0.00 0 0.00 0 0.00 NA NA 3684
(c) Employee Trusts 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
(d) Overseas Depositories (Holding DRs)(Balancing figure) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
(e) Any Other
TRUSTS 6 1613512 0 0 1613512 0.26 1613512 0 1613512 0.26 0 0.26 0 0.00 NA NA 1613512
NON RESIDENT INDIANS 1399 634801 0 0 634801 0.10 634801 0 634801 0.10 0 0.10 0 0.00 NA NA 634801
CLEARING MEMBERS 108 1055019 0 0 1055019 0.17 1055019 0 1055019 0.17 0 0.17 0 0.00 NA NA 1055019
NON RESIDENT INDIAN NON REPATRIABLE 591 324409 0 0 324409 0.05 324409 0 324409 0.05 0 0.05 0 0.00 NA NA 324409
BODIES CORPORATES 674 25134025 0 0 25134025 4.07 25134025 0 25134025 4.07 0 4.07 0 0.00 NA NA 24992785
HDFC LIFE INSURANCE COMPANY LIMITED AAACH8755L 1 14954693 0 0 14954693 2.42 14954693 0 14954693 2.42 0 2.42 0 0.00 NA NA 14954693
I E P F 1 68577 0 0 68577 0.01 68577 0 68577 0.01 0 0.01 0 0.00 NA NA 68577
Sub Total (B)(3) 65744 49031696 0 0 49031696 7.94 49031696 0 49031696 7.94 0 7.94 0 0.00 48698161
Total Public Shareholding (B) = (B)(1)+(B)(2)+(B)(3) 66187 298669055 0 0 298669055 48.35 298669055 0 298669055 48.35 0 48.35 0 0.00 298335520
Number of Voting Rights held in each class of securities Number of Locked in
Shares
Number of Shares
pledged or otherwise
encumbered
No of Voting Rights
(IX) (XII) (XIII)
Table IV - Statement showing shareholding pattern of the Non Promoter - Non Public Shareholder
Category Category & Name of the Shareholder PAN No of
Shareholders
No of fully
paid up
equity shares
held
No of
Partly paid-
up equity
shares held
No of
Shares
Underlyi
ng
Deposit
ory
Total No of
Shares Held
(IV+V+VI)
Shareholding
as a % of total
no of shares
(A+B+C2)
No of Shares
Underlying Outstanding
converttible securities
(Including Warrants)
Shareholding as a %
assuming full
conversion of
convertible Securities
(as a percentage of
diluted share capital)
Number of equity
shares held in
dematerialized
form
Total as a %
of (A+B+C)
No. As a % of total
Shares held
No. As a % of total
Shares held
Class X Class Y Total
(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (X) (XI) (XIV)
(1) Custodian/DR Holder 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
(2)
Employee Benefit Trust (under SEBI(Share based
Employee Benefit) Regulations 2014) 1 2888245 0 0 2888245 0.47 2888245 0 2888245 0.47 0 0.47 0 0.00 NA NA 2888245
Total Non-Promoter-Non Public Shareholding (C) =
(C)(1)+(C)(2) 1 2888245 0 0 2888245 0.47 2888245 0 2888245 0.47 0 0.47 0 0.00 2888245
Number of Voting Rights held in each class of securities Number of Locked in Shares Number of Shares pledged or
otherwise encumbered
No of Voting Rights
(IX) (XII) (XIII)
Details of the shareholders acting as persons in Concert including their Shareholding:Name of Shareholder Name of PAC No of shares Holding%
Total: 0 0
No of Shareholders No of shares
13 2350
Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders,
outstanding shares held in demat/unclaimed suspense account