form sd version-2018 - umc · 2 section 1- conflict minerals disclosures item 1.01 conflict...

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FORM SD

Specialized Disclosure Report

United Microelectronics Corporation (“UMC”)

(Exact name of registrant as specified in its charter)

State or other jurisdiction of incorporation or organization: Taiwan, R.O.C.

Address of principal executive offices & Zip Code: No.3, Li-Hsin Road. II,

Hsinchu Science Park, Hsinchu City, Taiwan 30077, R.O.C.

Commission File Number: 001-15128

Name and telephone number, including area code, of the person to contact in

connection with this report: Michael Chaing, telephone number: +886-3-

5782258 Ext.37318 or 8637318

Check the appropriate box to indicate the rule pursuant to which this form is

being filed, and provide the period to which the information in this form applies:

・・ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for

the reporting period from January 1 to December 31, 2017.

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Section 1- Conflict Minerals Disclosures

Item 1.01 Conflict Minerals Disclosure and Report

The Specialized Disclosure Report and Conflict Minerals Report for United

Microelectronics Corporation (“UMC”) filed as Exhibit 1.01.

Available internet website link for this Conflict Minerals Disclosures:

This Form SD is posted on UMC’s publicly available internet website at:

English version: http://www.umc.com/English/CSR/c_3.asp

Chinese version: http://www.umc.com/chinese/CSR/c_3.asp

Item 1.02 Exhibit

The Conflict Minerals Report required by Item 1.01 is filed as Exhibit 1.01 of

this Form SD.

Section 2- Exhibits

Item 2.01 Exhibits

Exhibit 1.01 – The Conflict Minerals Report as required by Items 1.01 and

1.02 of this Form SD.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, UMC

has duly caused this Form SD to be signed on its behalf by the duly

authorized undersigned.

United Microelectronics Corporation

By:

S C Chien

President

Date: May 31, 2018

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Exhibit 1.01 Conflict Minerals Disclosure and Report

In accordance with the execution of this SD Form, UMC has concluded in

good faith that during 2017:

(a) UMC is a manufacturer and seller of patterned semiconductor wafers

and/or die cut from such wafers. Various materials, inclusive of but not

limited to tantalum, tin, gold and tungsten (“Conflict Minerals”) are

necessary to the functionality or production of such semiconductor

wafers manufactured by UMC or contracted by UMC to be

manufactured.

(b) In addition to a supply chain control system supervising all new and

existing material suppliers’ and contractors’ Conflict Minerals usage,

UMC has adopted an “EICC-GeSI Conflict Minerals Reporting

Template” created by the Electronic Industry Citizenship Coalition

(EICC) and the Global e-Sustainability Initiative (GeSI), which is

consistent with EICC’s and GeSI's Conflict Free Smelter (CFS)

Program and other similar activities, when conducting a country of

origin inquiry regarding those Conflict Minerals utilized by UMC and

UMC’s contractors. UMC has been the member of CFSI (Conflict-Free

Sourcing Initiative founded by members of the EICC and the GeSI) and

conducted on-site auditing activities of supply chain companies to

check the suppliers’ and contractors’ relevant data. All the

aforementioned membership and implemented mechanisms enhance

UMC’s supply chain management with information reasonably

necessary for the compliance with the rules and regulations in relation

to the Conflict Minerals. After the reasonable country of origin inquiry

and auditing activities, UMC is of the opinion that Conflict Minerals

utilized by UMC and UMC’s contractors did not originate in the

“Covered Countries”. Responses from these consolidated suppliers are

summarized as exhibit (a):

(c) UMC also consolidated its subsidiary companies to perform a country

of origin inquiry similar to that described in above paragraph (b). All

these consolidated subsidiary companies determine that Conflict

Minerals utilized by them and their contractors did not originate in the

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“Covered Countries”. Responses from these consolidated subsidiary

companies are summarized as exhibit (b):

(d) To disclosure UMC related material suppliers ;out-sourcing

companies ;subsidiary companies for recent 3 years trend chart ,and

all suppliers and companies are Conflict Free.

(e) Summary smelter come from country list as exhibit (c):

(f) Total smelter list as exhibit (d):

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About UMC

UMC’s Business

UMC (the “Company”) is a leading global semiconductor foundry that provides

advanced IC production for applications spanning every major sector of the

electronics industry. UMC's 11 wafer fabs are strategically located throughout

Asia and are able to produce over 600,000 wafers per month. The Company

employs over 19,000 people worldwide, with offices in Taiwan, China, Europe,

Japan, Korea, Singapore, and the United States. UMC can be found on the

web at http://www.umc.com.

UMC’s Products Covered by this Report

UMC is a manufacturer and seller of patterned semiconductor wafers

(“product” or “products”) and/or die cut from such wafers. Various materials,

inclusive of but not limited to tantalum, tin, gold and tungsten (“Conflict

Minerals”) are necessary to the functionality or production of such

semiconductor wafers manufactured by UMC or contracted by UMC to be

manufactured.

This report relates to products: (i) for which Conflict Minerals are necessary to

the functionality or production of that product; (ii) that were manufactured, or

contracted to be manufactured by UMC.

On the basis of a reasonable country of origin inquiry and investigation

measures described herein, UMC does not have Conflict Minerals material

originating from the Democratic Republic of the Congo, the Republic of the

Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi,

Tanzania, Zambia and Angola (the “Covered Countries”).

We have approximately 3,000 suppliers. As a “downstream” company with

many tiers in our supply chain, we generally do not have a direct relationship

with Conflict Minerals smelters and refiners. It is difficult for us to identify

actors upstream from our direct material suppliers, and we rely on our direct

material suppliers to provide information on the smelters and refiners as well

as the origin of Conflict Minerals contained in parts, products or services

supplied to us, including sources of Conflict Minerals that are supplied to them

from their upstream suppliers. These direct material suppliers similarly rely on

information provided by their suppliers.

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We are a member of the Conflict Free Sourcing Initiative (CFSI). The CFSI is

a broad-based initiative to develop control systems regarding smelters and

refiners through independently validated audits under the CFSI’s Conflict-Free

Smelter Program.

Reasonable Country of Origin Inquiry

UMC conducted efforts in good faith to determine whether the Conflict

Minerals found in our products may have originated in the Covered Countries

or are from recycled or scrap sources.

The head technician of our MTD (Manufacture Technical Developer) dept.

supported the effort to filter out material suppliers and outsourcing suppliers

that were most likely to provide material, products or services containing

Conflict Minerals, and we sent over 150 surveys to relevant suppliers and

subsidiaries (total 37 suppliers & subsidiaries) in 2017.

All related suppliers & subsidiaries were notified through a defined process via

both email and personalized contact, which included offers of assistance and

further information to the supplier & subsidiaries about the requirements of the

U.S. SEC Rule (the “Rule”) and the compliance program.

The Conflict Minerals compliance program includes automated data validation

on all submitted Questionnaires. The goal of data validation is to increase the

accuracy of submissions and identify any contradictory answers in the

Questionnaire. All submitted forms are accepted and classified as valid or

invalid such that all data is retained.

Based on the suppliers and subsidiaries responses received regarding the

Company’s Conflict Minerals, which included thousands of alleged smelter or

refiner names, we compiled a list of unique smelters or refiners, including

information regarding associated countries of origin. UMC performed the

check on the smelters or refiners on the unique list that were known,

reasonably believed, or that had unknown sources from the “Covered

Countries” or that had unknown sourcing in general.

UMC Conflict Minerals Management

UMC Conflict Minerals Management Workflow

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UMC Conflict Minerals Management Steps

Step 1: Establish Strong Company Management Systems

UMC has established a management system to determine the source and

chain of custody of Conflict Minerals in our supply chain.

a. Mission Statement. We have adopted a Conflict Minerals mission

statement that outlines to suppliers and customers our commitment to

responsible sourcing of Conflict Minerals throughout our global supply chain

and to comply with the Rule. The Mission Statement is publicly available on

our website at: http://www.umc.com/chinese/CSR/c_3.asp

b. Internal Team. Our management system includes oversight of our Conflict

Minerals and investigation processes by a team made up of representatives

from UMC such as:

MTD & Product manufactory Dept.: to filter out the material suppliers and

outsourcing suppliers that were most likely to provide material, products

or services containing Conflict Minerals.

Procurement Dept.: sourcing Conflict-Free material suppliers and review

supply chain Conflict-Minerals status.

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Quality Insurance Dept.: to design a mechanism to ask for suppliers’

Conflict-Minerals statement announcement rules in the New Material

Evaluation Form.

Information Technology (IT) Dept.: Coding Conflict Minerals statement

announcement in New Material Evaluation Form.

c. Control Systems. We utilize the Questionnaire sent to our suppliers &

subsidiaries to gather information on the chain of custody of the Conflict

Minerals included in our products & material. In addition, we are a member of

the Conflict-Free Sourcing Initiative, an industry-wide initiative working to

develop conflict-free supply chains.

d. Supplier Engagement. We have communicated to the suppliers &

subsidiaries obligations under the Rule by distributing to them background

information on the Rule along with the Questionnaire. In addition, through our

Vendor, we provide training materials on Conflict Minerals compliance to

suppliers & subsidiaries. We are integrating a Conflict Minerals compliance

provision into our purchasing SOP with material suppliers that sets forth

UMC’s expectations that such material suppliers will cooperate with UMC’s

Conflict Minerals and due diligence measures as required by the Rule.

e. Grievance Mechanism. We have a company level Helpline that provides

employees and suppliers with a mechanism to report violations of our policies

or other concerns.

Step 2: Identify and Assess Risk in the Supply Chain

a. Distribution of Questionnaires to suppliers & subsidiaries.

In 2017, we distributed the Questionnaire to suppliers & subsidiaries in order

to gather information on our supply chain, including (i) whether any of the

minerals which could potentially be classified as Conflict Minerals are

contained in materials they supplied to UMC (Conflict Minerals declaration) ,

(ii) whether those minerals are necessary to the functionality or production in

which they are used (Process information), and (iii) the smelter and refiners

and whether those minerals originated from the Covered Countries (the

newest EICC CMRT report).

b. Assessment of suppliers & subsidiaries responses.

We reviewed each response from suppliers & subsidiaries to assess the

adequacy of such response. If supplier responses indicate that Conflict

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Minerals contained in products provided to UMC may have originated from the

Covered Countries, then such responses are sent to the Conflict Minerals

team for further review and determination of follow-up steps.

Step 3: Design and Implement a Strategy to Respond to Identified Risks

We have a risk management plan to address concerns that a supplier may be

providing to UMC products that contain Conflict Minerals sourced from the

Covered Countries. If a supplier indicates that its products may contain

Conflict Minerals sourced from the Covered Countries, we will follow up with

the supplier to gather more information, including the basis for the information

provided and other information regarding the sourcing country and smelter.

Identified risks will be reported to the Conflict Minerals Team, which will

determine appropriate follow-up actions, if any, to mitigate risks. There have

been no known instances of high risk issues in the supply chain that require

follow-up actions to be considered.

To ensure that supplier & subsidiaries understand our expectations with

respect to compliance with the Rule, we distribute background information on

the Rule, along with our Mission Statement on Conflict Minerals compliance to

the suppliers & subsidiaries in addition to the Questionnaire on our website at:

http://www.umc.com/chinese/CSR/c_3.asp.

Step 4: Tracing lot traceability & Audit for Suppliers’ Supply Chain

investigated to identify Points in the Supply Chain

UMC relies on the CFSI’s Conflict-Free Smelter Program to perform lot

traceability audits of smelters and refiners. We validate whether any Conflict

Minerals sourced from the Covered Countries is conflict-free based on the

information provided by our Supplier Group and on the information available

from CFSI.

Following up with an onsite audit to make sure our suppliers complied with

CFSI’s Conflict-Free rules, we use lot traceability mechanism to investigate 3

suppliers’ materials to verify that they were Conflict-Free in 2017. The onsite

audit results met our Conflict-Free policy.

Here are our supply chain Conflict minerals assessment and on site audit

performance:

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Step 5: Report on Supply Chain Status

This Conflict Minerals Report shall be filed with the SEC and is publicly

available at http://www.umc.com/english/CSR/C_3.asp

UMC Policy of Conflict Minerals

Ensure that the purchased materials and the supply chain are free from

Conflict Minerals supplied from the “Covered Countries”.

(a) Commitment of Conflict Minerals

UMC is a party to the global consensus for supporting supply chain and

source management and uses certified sources of minerals from non-

conflict areas. UMC also requires suppliers to ensure that their supplied

materials to UMC and the supply chain are free from Conflict Minerals.

When selecting new suppliers or assessing existing suppliers, UMC shall

exercise Conflict Minerals Investigation in supply chain audits to exclude

the use of Conflict Minerals from the “Covered Countries”.

(b) Management of Conflict Minerals

At UMC, we enforce Conflict Minerals management according to the

Disclosures Relating to Conflict Minerals prescribed in Rule 13p-1 of the

U.S. Securities and Exchange Act of 1934 of the US Securities and

Exchange Commission (SEC). During new supplier selection, UMC

requires new suppliers to introduce assessment systems and to present

sourcing of minerals from conflict regions. Existing suppliers are also

required to actively investigate and verify specified materials (gold,

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tantalum, tin, and tungsten), sign agreements prohibiting the use of

Conflict Minerals, or provide a declaration thereof. UMC also exercises

Conflict Minerals Investigation when implementing our investigations, and

annual supplier audits were carried out to check whether upstream

smelters / refiners of the suppliers utilize Conflict Minerals. Lot traceability

for the supply chain is in place to ensure that no Conflict Minerals have

been used. UMC is also an active participant of global advocacy groups

such as the Conflict-free Sourcing Initiative (CFSI) of EICC-GeSI.

Information on suppliers that meet conflict mineral requirements was

acquired from the Conflict-free Smelter Program (CFSP) as a basis for

supply chain and source management. Suppliers were also required to

refer to the latest Conflict Minerals Reporting Template of EICC to provide

information related to Conflict Minerals. Dedicated UMC personnel were

assigned to verify a supplier’s compliance to EICC standards for ensuring

the total exclusion of Conflict Minerals usage.

In addition to implementing Conflict Minerals management according to

corporate policy and commitment, UMC also submits Specialized

Disclosure (SD) forms to the U.S. SEC while publishing the completed

forms on its official website to declare the outcomes of Conflict Minerals

management efforts and demonstrate our commitment to corporate social

responsibilities.

EXHIBIT

(a) Summary for suppliers smelter list:

Supplier Metal Site

Is the country of

origin “Covered

Countries” ?

A Gold UMC Taiwan No

C Tantalum

UMC Taiwan,UMC SG Branch,United Semiconductor (Xiamen) Co., Ltd

No

D Tantalum


No

E Tantalum UMC Taiwan,UMC SG Branch,United Semiconductor (Xiamen)

No

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Co., Ltd

F Tantalum


No

J Tantalum UMC Taiwan,United Semiconductor (Xiamen) Co., Ltd

No

M Tantalum UMC SG Branch No

B Tungsten UMC Taiwan No

G Tungsten UMC Taiwan,United Semiconductor (Xiamen) Co., Ltd

No

H Tungsten UMC Taiwan No

I Tungsten UMC Taiwan,He Jian Technology (Suzhou) Co.,Ltd

No

K Tungsten UMC SG Branch No

L Tungsten UMC SG Branch,He Jian Technology (Suzhou) Co.,Ltd

No

N Tin,Gold UMC Taiwan,UMC SG Branch

No

O Tantalum,Gold UMC Taiwan,UMC SG Branch

No

P Tantalum,Tin,Tungsten,GoldUMC Taiwan,UMC SG Branch

No

Q Tin UMC SG Branch No

R Tin,Gold UMC Taiwan No

S Tin,Gold UMC Taiwan,UMC SG Branch

No

T Gold UMC Taiwan No

V Tungsten,Gold UMC Taiwan No

(b) Summary for subsidiary smelter list:

Supplier Metal Site Is the country of origin “Covered

Countries” ?

C Tantalum United Semiconductor (Xiamen) Co., Ltd

No

D Tantalum United Semiconductor (Xiamen) Co., Ltd

No

E Tantalum United Semiconductor (Xiamen) No

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Co., Ltd

F Tantalum United Semiconductor (Xiamen) Co., Ltd

No

G Tungsten United Semiconductor (Xiamen) Co., Ltd,Wavetek Microelectronics Corporation

No

H Tungsten Wavetek Microelectronics Corporation,He Jian Technology (Suzhou) Co.,Ltd

No

J Tantalum United Semiconductor (Xiamen) Co., Ltd

No

L Tungsten He Jian Technology (Suzhou) Co.,Ltd

No

M Tantalum Wavetek Microelectronics Corporation

No

N Gold United Semiconductor (Xiamen) Co., Ltd

No

S Gold,Tin United Semiconductor (Xiamen) Co., Ltd

No

W Tin NexPower Technology CORP No

X Tin NexPower Technology CORP No

Y Tungsten Wavetek Microelectronics Corporation No

Z Gold Wavetek Microelectronics Corporation

No

AA Tungsten Wavetek Microelectronics Corporation No

AB Gold Wavetek Microelectronics Corporation No

AC Tungsten He Jian Technology (Suzhou) Co.,Ltd

No

AD Tungsten,Gold He Jian Technology (Suzhou) Co.,Ltd No

AE Tantalum,Tin,Tungsten,Gold

United Semiconductor (Xiamen) Co., Ltd No

AF Tin,Gold United Semiconductor (Xiamen) Co., Ltd

No

AG Tungsten,Tin,Gold Unistars Corporation NO

AH Tungsten,Tin,Gold Unistars Corporation NO

AI Tungsten,Tin,Gold Unistars Corporation NO

AJ Gold Unistars Corporation NO

AK Tin Unistars Corporation NO

(c) Summary for smelter country list:

Country Gold Tantalum Tin Tungsten

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AUSTRALIA v v

AUSTRIA v v

BELGIUM v v

BOLIVIA (PLURINATIONAL STATE OF) v

BRAZIL v v v

CANADA v

CHINA v v v v

ESTONIA v

GERMANY v v v

INDIA v v

INDONESIA v v

ITALY v

JAPAN v v v v

KAZAKHSTAN v v

KOREA, REPUBLIC OF v

KYRGYZSTAN v MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF v

MALAYSIA v

MEXICO v v

NETHERLANDS v

PERU v

PHILIPPINES v v

POLAND v

RUSSIAN FEDERATION v v v

SINGAPORE v

SOUTH AFRICA v

SPAIN v v

SWEDEN v

SWITZERLAND v

TAIWAN, PROVINCE OF CHINA v v

THAILAND v v v

TURKEY v

UNITED STATES OF AMERICA v v v v

UZBEKISTAN v

VIET NAM v v

(d) Total Smelter list:

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Supplier code

Metal

Source of Smelter Identification Number

Smelter ID Smelter Reference List

Smelter Name Smelter Country

A Gold CFSI CID001875 Tanaka Kikinzoku Kogyo K.K

Tanaka Kikinzoku Kogyo K.K.

JAPAN

B Tungsten CFSI CID002082 Xiamen Tungsten Co., Ltd.

Xiamen Tungsten Co., Ltd.

CHINA

C Tantalum CFSI CID002545 H.C. Starck Tantalum and Niobium GmbH

H.C. Starck Tantalum and Niobium GmbH

GERMANY

C Tantalum CFSI CID002544 H.C. Starck Co., Ltd.

H.C. Starck Co., Ltd.

THAILAND

C Tantalum CFSI CID002558 Global Advanced Metals Aizu

Global Advanced Metals Aizu

JAPAN



THAILAND



GERMANY



JAPAN



THAILAND



GERMANY


Global Advanced Metals Aizu JAPAN

D Tantalum CFSI CID002548 H.C. Starck Inc. H.C. Starck Inc.

UNITED STATES OF AMERICA

D Tantalum CFSI CID002557 Global Advanced Metals Boyertown

Global Advanced Metals Boyertown


D Tantalum CFSI CID001969 Ulba Metallurgical Plant JSC

Ulba Metallurgical Plant JSC

KAZAKHSTAN



KAZAKHSTAN



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KAZAKHSTAN






E Tantalum CFSI CID002544 H.C. Starck Co., Ltd.


THAILAND

E Tantalum CFSI CID002545 H.C. Starck Tantalum and Niobium GmbH


GERMANY

E Tantalum CFSI CID002550 H.C. Starck Smelting GmbH & Co. KG

H.C. Starck Smelting GmbH & Co. KG

GERMANY

E Tantalum CFSI CID002548 H.C. Starck Inc. H.C. Starck Inc.


E Tantalum CFSI CID002549 H.C. Starck Ltd. H.C. Starck Ltd. JAPAN

E Tantalum CFSI CID001969 Ulba Metallurgical Plant JSC


KAZAKHSTAN

E Tantalum CFSI CID002557 Global Advanced Metals Boyertown



E Tantalum CFSI CID002558 Global Advanced Metals Aizu


JAPAN

E Gold CFSI CID000937 JX Nippon Mining & Metals Co., Ltd.

JX Nippon Mining & Metals Co., Ltd.

JAPAN

E Gold CFSI CID001875 Tanaka Kikinzoku Kogyo K.K

Tanaka Kikinzoku Kogyo K.K

JAPAN



KAZAKHSTAN



THAILAND

E Tantalum CFSI CID002545 H.C. Starck Tantalum and

H.C. Starck Tantalum and

GERMANY

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Niobium GmbH Niobium GmbH






GERMANY






JAPAN



KAZAKHSTAN



THAILAND

E Tantalum CFSI CID002545 H.C. Starck Tantalum and Niobium GmbH


GERMANY






GERMANY





Global Advanced Metals Aizu JAPAN

F Tantalum CFSI CID001277 Ningxia Orient Tantalum Industry Co., Ltd.

Ningxia Orient Tantalum Industry Co., Ltd.

CHINA

F Tantalum CFSI CID002548 H.C. Starck Inc. H.C. Starck Inc.




CHINA



CHINA

19





CHINA



G Tungsten CFSI CID002082 Xiamen Tungsten Co., Ltd.

Xiamen Tungsten Co., Ltd. CHINA

G Tungsten CFSI CID002494 Ganzhou Seadragon W & Mo Co., Ltd.

Ganzhou Seadragon W & Mo Co., Ltd.

CHINA

G Tungsten CFSI CID000769

Hunan Chunchang Nonferrous Metals Co., Ltd.


CHINA



CHINA

G Tungsten CFSI CID000825 Japan New Metals Co., Ltd.

Japan New Metals Co., Ltd.

JAPAN




CHINA



CHINA



CHINA




CHINA



CHINA



CHINA

H Tungsten CFSI CID002082 Xiamen Tungsten Co., Ltd.


H Tungsten CFSI CID000568 Global Tungsten & Powders Corp.

Global Tungsten & Powders Corp.


H Tungsten CFSI CID000769 Hunan Hunan CHINA

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Chunchang Nonferrous Metals Co., Ltd.

Chunchang Nonferrous Metals Co., Ltd.

H Tantalum CFSI CID002557 Global Advanced Metals Boyertown



H Tungsten CFSI CID000105 Kennametal Huntsville

Kennametal Huntsville





H Tungsten CFSI CID002082 Xiamen Tungsten Co., Ltd.


CHINA




I Tungsten CFSI CID002494 Ganzhou Seadragon W & Mo Co., Ltd.


CHINA

I Tungsten CFSI CID002082 Xiamen Tungsten Co., Ltd.


CHINA

J Tantalum CFSI CID002545 H.C. Starck Tantalum and Niobium GmbH


GERMANY

J Tantalum CFSI CID002547 H.C. Starck Hermsdorf GmbH

H.C. Starck Hermsdorf GmbH

GERMANY

J Tantalum CFSI CID002550 H.C. Starck Smelting GmbH & Co. KG


GERMANY

J Tantalum CFSI CID002544 H.C. Starck Co., Ltd.


THAILAND

J Tantalum CFSI CID002548 H.C. Starck Inc. H.C. Starck Inc.


J Tantalum CFSI CID002549 H.C. Starck Ltd. H.C. Starck Ltd. JAPAN



THAILAND



GERMANY



GERMANY

J Tantalum CFSI CID002548 H.C. Starck Inc. H.C. Starck Inc. UNITED STATES

21

OF AMERICA




GERMANY



THAILAND



GERMANY



GERMANY

J Tantalum CFSI CID002548 H.C. Starck Inc. H.C. Starck Inc.





GERMANY

K Tungsten CFSI CID002082 Xiamen Tungsten Co., Ltd.


CHINA

K Tungsten CFSI CID002494 Ganzhou Seadragon W & Mo Co., Ltd.


CHINA

K Tungsten CFSI CID000769



CHINA

L Tungsten CFSI CID002494 Ganzhou Seadragon W & Mo Co., Ltd.


CHINA

L Tungsten CFSI CID002082 Xiamen Tungsten Co., Ltd.


CHINA

L Tungsten CFSI CID002494 Ganzhou Seadragon W & Mo Co., Ltd.


CHINA

L Tungsten CFSI CID002082 Xiamen Tungsten Co., Ltd.


CHINA

M Tantalum CFSI CID002548 H.C. Starck Inc. H.C. Starck Inc.


M Tantalum CFSI CID002557 Global Advanced Metals Boyertown



M Tantalum CFSI CID001969 Ulba Metallurgical Ulba KAZAKH

22

Plant JSC Metallurgical Plant JSC

STAN

M Tantalum CFSI CID002548 H.C. Starck Inc. H.C. Starck Inc.


M Tantalum CFSI CID002545 H.C. Starck Goslar


GERMANY

M Tantalum CFSI CID000460 F&X Electro-Materials Ltd.

F&X Electro-Materials Ltd.

CHINA

M Tantalum CFSI CID001969 Ulba Metallurgical Plant JSC


KAZAKHSTAN

M Tantalum CFSI CID001277 Ningxia Orient Tantalum Industry Co., Ltd.


CHINA

N Tin CFSI CID000438 EM Vinto EM Vinto

BOLIVIA (PLURINATIONAL STATE OF)

N Tin CFSI CID001105 Malaysia Smelting Corporation (MSC)

Malaysia Smelting Corporation (MSC)

MALAYSIA

N Tin CFSI CID001173 Mineracao Taboca S.A.

Mineracao Taboca S.A.

BRAZIL

N Tin CFSI CID001182 Minsur Minsur PERU

N Tin CFSI CID001453 PT Mitra Stania Prima

PT Mitra Stania Prima

INDONESIA

N Tin CFSI CID001477 PT Timah (Persero) Tbk Kundur

PT Timah (Persero) Tbk Kundur

INDONESIA

N Tin CFSI CID001482 PT Timah (Persero) Tbk Mentok

PT Timah (Persero) Tbk Mentok

INDONESIA

N Tin CFSI CID001490 PT Tinindo Inter Nusa

PT Tinindo Inter Nusa

INDONESIA

N Tin CFSI CID001898 Thaisarco Thaisarco THAILAND

N Tin CFSI CID002036 White Solder Metalurgia e Mineracao Ltda.

White Solder Metalurgia e Mineracao Ltda.

BRAZIL

N Tin CFSI CID002593 CV Tiga Sekawan CV Tiga Sekawan INDONESIA

N Tin CFSI CID002773 Metallo-Chimique N.V.

Metallo-Chimique N.V.

BELGIUM

N Gold CFSI CID000707 Heraeus Metals Heraeus Metals CHINA

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Hong Kong Ltd. Hong Kong Ltd.

N Gold CFSI CID001149 Metalor Technologies (Hong Kong) Ltd.

Metalor Technologies (Hong Kong) Ltd.

CHINA

N Gold CFSI CID001152

Metalor Technologies (Singapore) Pte., Ltd.


SINGAPORE

N Gold CFSI CID001622 Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

CHINA

N Tin CFSI CID000315 CV United Smelting

CV United Smelting

INDONESIA

N Tin CFSI CID000438 EM Vinto EM Vinto


N Tin CFSI CID001105 Malaysia Smelting Corporation (MSC)


MALAYSIA

N Tin CFSI CID001173 Mineracao Taboca S.A.


BRAZIL

N Tin CFSI CID001182 Minsur Minsur PERU

N Tin CFSI CID001337 Operaciones Metalurgical S.A.

Operaciones Metalurgical S.A.


N Tin CFSI CID001428 PT Bukit Timah PT Bukit Timah INDONESIA

N Tin CFSI CID001453 PT Mitra Stania Prima


INDONESIA

N Tin CFSI CID001468 PT Stanindo Inti Perkasa

PT Stanindo Inti Perkasa

INDONESIA

N Tin CFSI CID001477 PT Timah (Persero) Tbk Kundur


INDONESIA

N Tin CFSI CID001482 PT Timah (Persero) Tbk Mentok


INDONESIA

N Tin CFSI CID001490 PT Tinindo Inter Nusa


INDONESIA

N Tin CFSI CID001898 Thaisarco Thaisarco THAILAND

N Tin CFSI CID002593 CV Tiga Sekawan CV Tiga Sekawan INDONESIA

24

N Tin CFSI CID002773 Metallo-Chimique N.V.


BELGIUM

O Gold CFSI CID001761 Solar Applied Materials Technology Corp.

Solar Applied Materials Technology Corp.

TAIWAN, PROVINCE OF CHINA

O Gold CFSI CID001153 Metalor Technologies S.A.

Metalor Technologies S.A.

SWITZERLAND

O Tungsten CFSI CID002082 Xiamen Tungsten Co., Ltd.


CHINA

O Tungsten CFSI CID002320 Xiamen Tungsten (H.C.) Co., Ltd.

Xiamen Tungsten (H.C.) Co., Ltd.

CHINA

O Tungsten CFSI CID000875 Ganzhou Huaxing Tungsten Products Co., Ltd.

Ganzhou Huaxing Tungsten Products Co., Ltd.

CHINA

O Tungsten CFSI CID000258

Chongyi Zhangyuan Tungsten Co., Ltd.


CHINA

P Gold CFSI CID000019 Aida Chemical Industries Co., Ltd.

Aida Chemical Industries Co., Ltd.

JAPAN

P Gold CFSI CID000035

Allgemeine Gold-und Silberscheideanstalt A.G.


GERMANY

P Gold CFSI CID000041 Almalyk Mining and Metallurgical Complex (AMMC)

Almalyk Mining and Metallurgical Complex (AMMC)

UZBEKISTAN


AngloGold Ashanti Corrego do Sitio Mineracao


BRAZIL

P Gold CFSI CID000077 Argor-Heraeus S.A.

Argor-Heraeus S.A.

SWITZERLAND

P Gold CFSI CID000082 Asahi Pretec Corp.

Asahi Pretec Corp.

JAPAN

P Gold CFSI CID000924 Asahi Refining Canada Ltd.

Asahi Refining Canada Ltd.

CANADA

P Gold CFSI CID000920 Asahi Refining USA Inc.

Asahi Refining USA Inc.


P Gold CFSI CID000090 Asaka Riken Co., Ltd.

Asaka Riken Co., Ltd.

JAPAN

P Gold CFSI CID000113 Aurubis AG Aurubis AG GERMANY

25


Bangko Sentral ng Pilipinas (Central Bank of the Philippines)


PHILIPPINES

P Gold CFSI CID000157 Boliden AB Boliden AB SWEDEN

P Gold CFSI CID000176 C. Hafner GmbH + Co. KG

C. Hafner GmbH + Co. KG

GERMANY

P Gold CFSI CID000185 CCR Refinery - Glencore Canada Corporation

CCR Refinery - Glencore Canada Corporation

CANADA

P Gold CFSI CID000233 Chimet S.p.A. Chimet S.p.A. ITALY

P Gold CFSI CID000362 DODUCO GmbH DODUCO GmbH GERMANY

P Gold CFSI CID000401 Dowa Dowa JAPAN

P Gold CFSI CID000359 DSC (Do Sung Corporation)

DSC (Do Sung Corporation)

KOREA, REPUBLIC OF

P Gold CFSI CID000425 Eco-System Recycling Co., Ltd.

Eco-System Recycling Co., Ltd.

JAPAN

P Gold CFSI CID002243 Gold Refinery of Zijin Mining Group Co., Ltd.

Gold Refinery of Zijin Mining Group Co., Ltd.

CHINA

P Gold CFSI CID000694 Heimerle + Meule GmbH

Heimerle + Meule GmbH

GERMANY

P Gold CFSI CID000707 Heraeus Metals Hong Kong Ltd.

Heraeus Metals Hong Kong Ltd.

CHINA

P Gold CFSI CID000711 Heraeus Precious Metals GmbH & Co. KG

Heraeus Precious Metals GmbH & Co. KG

GERMANY


Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.


CHINA

P Gold CFSI CID000807 Ishifuku Metal Industry Co., Ltd.

Ishifuku Metal Industry Co., Ltd. JAPAN

P Gold CFSI CID000814 Istanbul Gold Refinery

Istanbul Gold Refinery

TURKEY

P Gold CFSI CID000823 Japan Mint Japan Mint JAPAN

P Gold CFSI CID000855 Jiangxi Copper Co., Ltd.

Jiangxi Copper Co., Ltd.

CHINA


JSC Ekaterinburg Non-Ferrous Metal Processing Plant


RUSSIAN FEDERATION

P Gold CFSI CID000929 JSC Uralelectromed

JSC Uralelectromed

RUSSIAN FEDERAT

26

ION

P Gold CFSI CID000937 JX Nippon Mining & Metals Co., Ltd.


JAPAN

P Gold CFSI CID000957 Kazzinc Kazzinc KAZAKHSTAN

P Gold CFSI CID000969 Kennecott Utah Copper LLC

Kennecott Utah Copper LLC


P Gold CFSI CID000981 Kojima Chemicals Co., Ltd.

Kojima Chemicals Co., Ltd.

JAPAN

P Gold CFSI CID001029 Kyrgyzaltyn JSC Kyrgyzaltyn JSC KYRGYZSTAN

P Gold CFSI CID001078 LS-NIKKO Copper Inc.

LS-NIKKO Copper Inc.

KOREA, REPUBLIC OF

P Gold CFSI CID001113 Materion Materion


P Gold CFSI CID001119 Matsuda Sangyo Co., Ltd.

Matsuda Sangyo Co., Ltd. JAPAN

P Gold CFSI CID001149 Metalor Technologies (Hong Kong) Ltd.


CHINA




SINGAPORE

P Gold CFSI CID001147 Metalor Technologies (Suzhou) Ltd.

Metalor Technologies (Suzhou) Ltd.

CHINA

P Gold CFSI CID001153 Metalor Technologies S.A.


SWITZERLAND

P Gold CFSI CID001157 Metalor USA Refining Corporation

Metalor USA Refining Corporation


P Gold CFSI CID001161 Metalurgica Met-Mex Penoles S.A. De C.V.

Metalurgica Met-Mex Penoles S.A. De C.V.

MEXICO

P Gold CFSI CID001188 Mitsubishi Materials Corporation

Mitsubishi Materials Corporation

JAPAN

P Gold CFSI CID001193 Mitsui Mining and Smelting Co., Ltd.

Mitsui Mining and Smelting Co., Ltd.

JAPAN

27

P Gold CFSI CID002509 MMTC-PAMP India Pvt., Ltd.

MMTC-PAMP India Pvt., Ltd.

INDIA

P Gold CFSI CID001204 Moscow Special Alloys Processing Plant

Moscow Special Alloys Processing Plant

RUSSIAN FEDERATION

P Gold CFSI CID001220 Nadir Metal Rafineri San. Ve Tic. A.S.

Nadir Metal Rafineri San. Ve Tic. A.S.

TURKEY

P Gold CFSI CID001259 Nihon Material Co., Ltd.

Nihon Material Co., Ltd.

JAPAN


Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH


AUSTRIA

P Gold CFSI CID001325 Ohura Precious Metal Industry Co., Ltd.

Ohura Precious Metal Industry Co., Ltd.

JAPAN


OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)


RUSSIAN FEDERATION

P Gold CFSI CID000493 OJSC Novosibirsk Refinery

OJSC Novosibirsk Refinery

RUSSIAN FEDERATION

P Gold CFSI CID001352 PAMP S.A. PAMP S.A. SWITZERLAND

P Gold CFSI CID001386 Prioksky Plant of Non-Ferrous Metals

Prioksky Plant of Non-Ferrous Metals

RUSSIAN FEDERATION

P Gold CFSI CID001397 PT Aneka Tambang (Persero) Tbk

PT Aneka Tambang (Persero) Tbk

INDONESIA

P Gold CFSI CID001498 PX Precinox S.A. PX Precinox S.A. SWITZERLAND

P Gold CFSI CID001512 Rand Refinery (Pty) Ltd.

Rand Refinery (Pty) Ltd.

SOUTH AFRICA

P Gold CFSI CID002510 Republic Metals Corporation

Republic Metals Corporation


P Gold CFSI CID001534 Royal Canadian Mint

Royal Canadian Mint CANADA

P Gold CFSI CID001555 Samduck Precious Metals

Samduck Precious Metals

KOREA, REPUBLIC OF

P Gold CFSI CID001573 Schone Schone NETHERL

28

Edelmetaal B.V. Edelmetaal B.V. ANDS

P Gold CFSI CID001585 SEMPSA Joyeria Plateria S.A.

SEMPSA Joyeria Plateria S.A.

SPAIN

P Gold CFSI CID001622 Shandong Zhaojin Gold & Silver Refinery Co., Ltd.


CHINA

P Gold CFSI CID001736 Sichuan Tianze Precious Metals Co., Ltd.

Sichuan Tianze Precious Metals Co., Ltd.

CHINA

P Gold CFSI CID002516 Singway Technology Co., Ltd.

Singway Technology Co., Ltd.



SOE Shyolkovsky Factory of Secondary Precious Metals


RUSSIAN FEDERATION

P Gold CFSI CID001761 Solar Applied Materials Technology Corp.



P Gold CFSI CID001798 Sumitomo Metal Mining Co., Ltd.

Sumitomo Metal Mining Co., Ltd.

JAPAN

P Gold CFSI CID002580 T.C.A S.p.A T.C.A S.p.A ITALY

P Gold CFSI CID001875 Tanaka Kikinzoku Kogyo K.K.


JAPAN

P Gold CFSI CID001916 The Refinery of Shandong Gold Mining Co., Ltd.

The Refinery of Shandong Gold Mining Co., Ltd.

CHINA

P Gold CFSI CID001938 Tokuriki Honten Co., Ltd.

Tokuriki Honten Co., Ltd.

JAPAN

P Gold CFSI CID001955 Torecom Torecom KOREA, REPUBLIC OF

P Gold CFSI CID001977 Umicore Brasil Ltda.

Umicore Brasil Ltda.

BRAZIL

P Gold CFSI CID002314 Umicore Precious Metals Thailand

Umicore Precious Metals Thailand

THAILAND


Umicore S.A. Business Unit Precious Metals Refining


BELGIUM

P Gold CFSI CID001993 United Precious Metal Refining, Inc.

United Precious Metal Refining, Inc.


29

P Gold CFSI CID002003 Valcambi S.A. Valcambi S.A. SWITZERLAND


Western Australian Mint (T/a The Perth Mint)


AUSTRALIA

P Gold CFSI CID002100 Yamamoto Precious Metal Co., Ltd.

Yamamoto Precious Metal Co., Ltd.

JAPAN

P Gold CFSI CID002129 Yokohama Metal Co., Ltd.

Yokohama Metal Co., Ltd.

JAPAN


Zhongyuan Gold Smelter of Zhongjin Gold Corporation


CHINA

P Tantalum CFSI CID000211 Changsha South Tantalum Niobium Co., Ltd.

Changsha South Tantalum Niobium Co., Ltd.

CHINA

P Tantalum CFSI CID000291 Conghua Tantalum and Niobium Smeltry

Conghua Tantalum and Niobium Smeltry

CHINA

P Tantalum CFSI CID002504 D Block Metals, LLC

D Block Metals, LLC


P Tantalum CFSI CID000456 Exotech Inc. Exotech Inc.


P Tantalum CFSI CID000460 F&X Electro-Materials Ltd.


CHINA

P Tantalum CFSI CID002505 FIR Metals & Resource Ltd.

FIR Metals & Resource Ltd.

CHINA

P Tantalum CFSI CID002558 Global Advanced Metals Aizu


JAPAN

P Tantalum CFSI CID002557 Global Advanced Metals Boyertown



P Tantalum CFSI CID000616 Guangdong Zhiyuan New Material Co., Ltd.

Guangdong Zhiyuan New Material Co., Ltd.

CHINA

P Tantalum CFSI CID002544 H.C. Starck Co., Ltd.


THAILAND

P Tantalum CFSI CID002547 H.C. Starck Hermsdorf GmbH


GERMANY

P Tantalum CFSI CID002548 H.C. Starck Inc. H.C. Starck Inc.


30

P Tantalum CFSI CID002549 H.C. Starck Ltd. H.C. Starck Ltd. JAPAN

P Tantalum CFSI CID002550 H.C. Starck Smelting GmbH & Co. KG


GERMANY

P Tantalum CFSI CID002545 H.C. Starck Tantalum and Niobium GmbH


GERMANY

P Tantalum CFSI CID002492 Hengyang King Xing Lifeng New Materials Co., Ltd.

Hengyang King Xing Lifeng New Materials Co., Ltd.

CHINA

P Tantalum CFSI CID000914 JiuJiang JinXin Nonferrous Metals Co., Ltd.

JiuJiang JinXin Nonferrous Metals Co., Ltd.

CHINA

P Tantalum CFSI CID000917

Jiujiang Nonferrous Metals Smelting Company Limited


CHINA

P Tantalum CFSI CID002539 KEMET Blue Metals

KEMET Blue Metals MEXICO

P Tantalum CFSI CID002568 KEMET Blue Powder

KEMET Blue Powder


P Tantalum CFSI CID001076 LSM Brasil S.A. LSM Brasil S.A. BRAZIL

P Tantalum CFSI CID001163 Metallurgical Products India Pvt., Ltd.

Metallurgical Products India Pvt., Ltd.

INDIA

P Tantalum CFSI CID001175 Mineracao Taboca S.A.

Mineracao Taboca S.A. BRAZIL

P Tantalum CFSI CID001192 Mitsui Mining & Smelting

Mitsui Mining & Smelting

JAPAN

P Tantalum CFSI CID001277 Ningxia Orient Tantalum Industry Co., Ltd.


CHINA

P Tantalum CFSI CID001200 NPM Silmet AS NPM Silmet AS ESTONIA

P Tantalum CFSI CID002847 Power Resources Ltd.

Power Resources Ltd.

MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF

P Tantalum CFSI CID001769 Solikamsk Magnesium Works OAO

Solikamsk Magnesium Works OAO

RUSSIAN FEDERATION

P Tantalum CFSI CID001869 Taki Chemical Co., Ltd.

Taki Chemical Co., Ltd.

JAPAN

P Tantalum CFSI CID001891 Telex Metals Telex Metals UNITED

31

STATES OF AMERICA

P Tantalum CFSI CID001969 Ulba Metallurgical Plant JSC


KAZAKHSTAN

P Tantalum CFSI CID002307 Yichun Jin Yang Rare Metal Co., Ltd.

Yichun Jin Yang Rare Metal Co., Ltd.

CHINA

P Tantalum CFSI CID002232

Zhuzhou Cemented Carbide Group Co., Ltd.


CHINA

P Tin CFSI CID000292 Alpha Alpha


P Tin CFSI CID001070 China Tin Group Co., Ltd.

China Tin Group Co., Ltd. CHINA

P Tin CFSI CID002570 CV Ayi Jaya CV Ayi Jaya INDONESIA

P Tin CFSI CID000306 CV Gita Pesona CV Gita Pesona INDONESIA

P Tin CFSI CID000313 CV Serumpun Sebalai

CV Serumpun Sebalai

INDONESIA

P Tin CFSI CID002593 CV Tiga Sekawan CV Tiga Sekawan INDONESIA

P Tin CFSI CID000315 CV United Smelting

CV United Smelting

INDONESIA

P Tin CFSI CID002455 CV Venus Inti Perkasa

CV Venus Inti Perkasa

INDONESIA

P Tin CFSI CID000402 Dowa Dowa JAPAN P Tin CFSI CID002774 Elmet S.L.U. Elmet S.L.U. SPAIN

P Tin CFSI CID000438 EM Vinto EM Vinto


P Tin CFSI CID000468 Fenix Metals Fenix Metals POLAND

P Tin CFSI CID002859 Gejiu Jinye Mineral Company

Gejiu Jinye Mineral Company

CHINA

P Tin CFSI CID000538

Gejiu Non-Ferrous Metal Processing Co., Ltd.


CHINA

P Tin CFSI CID000244 Jiangxi Ketai Advanced Material Co., Ltd.

Jiangxi Ketai Advanced Material Co., Ltd.

CHINA

P Tin CFSI CID002468 Magnu's Minerais Magnu's Minerais BRAZIL

32

Metais e Ligas Ltda.

Metais e Ligas Ltda.

P Tin CFSI CID001105 Malaysia Smelting Corporation (MSC)


MALAYSIA

P Tin CFSI CID002500 Melt Metais e Ligas S.A.

Melt Metais e Ligas S.A.

BRAZIL

P Tin CFSI CID001142 Metallic Resources, Inc.

Metallic Resources, Inc.


P Tin CFSI CID002773 Metallo-Chimique N.V.


BELGIUM

P Tin CFSI CID001173 Mineracao Taboca S.A.


BRAZIL

P Tin CFSI CID001182 Minsur Minsur PERU

P Tin CFSI CID001191 Mitsubishi Materials Corporation


JAPAN


O.M. Manufacturing (Thailand) Co., Ltd.


THAILAND

P Tin CFSI CID002517 O.M. Manufacturing Philippines, Inc.

O.M. Manufacturing Philippines, Inc.

PHILIPPINES

P Tin CFSI CID001337 Operaciones Metalurgical S.A.



P Tin CFSI CID000309 PT Aries Kencana Sejahtera

PT Aries Kencana Sejahtera

INDONESIA

P Tin CFSI CID001399 PT Artha Cipta Langgeng

PT Artha Cipta Langgeng

INDONESIA

P Tin CFSI CID002503 PT ATD Makmur Mandiri Jaya

PT ATD Makmur Mandiri Jaya

INDONESIA

P Tin CFSI CID001402 PT Babel Inti Perkasa

PT Babel Inti Perkasa

INDONESIA

P Tin CFSI CID002776 PT Bangka Prima Tin

PT Bangka Prima Tin

INDONESIA

P Tin CFSI CID001419 PT Bangka Tin Industry

PT Bangka Tin Industry

INDONESIA

P Tin CFSI CID001421 PT Belitung Industri Sejahtera

PT Belitung Industri Sejahtera

INDONESIA

P Tin CFSI CID001428 PT Bukit Timah PT Bukit Timah INDONES

33

IA

P Tin CFSI CID001434 PT DS Jaya Abadi PT DS Jaya Abadi

INDONESIA

P Tin CFSI CID001438 PT Eunindo Usaha Mandiri

PT Eunindo Usaha Mandiri

INDONESIA

P Tin CFSI CID002530 PT Inti Stania Prima

PT Inti Stania Prima

INDONESIA

P Tin CFSI CID002835 PT Menara Cipta Mulia

PT Menara Cipta Mulia

INDONESIA

P Tin CFSI CID001453 PT Mitra Stania Prima


INDONESIA

P Tin CFSI CID001457 PT Panca Mega Persada

PT Panca Mega Persada

INDONESIA

P Tin CFSI CID001458 PT Prima Timah Utama

PT Prima Timah Utama

INDONESIA

P Tin CFSI CID001460 PT Refined Bangka Tin

PT Refined Bangka Tin

INDONESIA

P Tin CFSI CID001463 PT Sariwiguna Binasentosa

PT Sariwiguna Binasentosa

INDONESIA

P Tin CFSI CID001468 PT Stanindo Inti Perkasa


INDONESIA

P Tin CFSI CID002816 PT Sukses Inti Makmur

PT Sukses Inti Makmur

INDONESIA

P Tin CFSI CID001471 PT Sumber Jaya Indah

PT Sumber Jaya Indah

INDONESIA

P Tin CFSI CID001477 PT Timah (Persero) Tbk Kundur


INDONESIA

P Tin CFSI CID001482 PT Timah (Persero) Tbk Mentok


INDONESIA

P Tin CFSI CID001490 PT Tinindo Inter Nusa


INDONESIA

P Tin CFSI CID001493 PT Tommy Utama PT Tommy Utama

INDONESIA

P Tin CFSI CID002706 Resind Industria e Comercio Ltda.

Resind Industria e Comercio Ltda.

BRAZIL

P Tin CFSI CID001539 Rui Da Hung Rui Da Hung


P Tin CFSI CID001758 Soft Metais Ltda. Soft Metais Ltda. BRAZIL

P Tin CFSI CID001898 Thaisarco Thaisarco THAILAND

P Tin CFSI CID002015 VQB Mineral and Trading Group JSC

VQB Mineral and Trading Group JSC

VIET NAM

P Tin CFSI CID002036 White Solder Metalurgia e

White Solder Metalurgia e

BRAZIL

34

Mineracao Ltda. Mineracao Ltda.


Yunnan Chengfeng Non-ferrous Metals Co., Ltd.


CHINA

P Tin CFSI CID002180 Yunnan Tin Company Limited

Yunnan Tin Company Limited

CHINA

P Tungsten CFSI CID000004 A.L.M.T. TUNGSTEN Corp.

A.L.M.T. TUNGSTEN Corp.

JAPAN

P Tungsten CFSI CID002513

Chenzhou Diamond Tungsten Products Co., Ltd.


CHINA




CHINA

P Tungsten CFSI CID000499 Fujian Jinxin Tungsten Co., Ltd.

Fujian Jinxin Tungsten Co., Ltd.

CHINA

P Tungsten CFSI CID000875 Ganzhou Huaxing Tungsten Products Co., Ltd.


CHINA

P Tungsten CFSI CID002315 Ganzhou Jiangwu Ferrotungsten Co., Ltd.

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

CHINA

P Tungsten CFSI CID002494 Ganzhou Seadragon W & Mo Co., Ltd.


CHINA

P Tungsten CFSI CID000568 Global Tungsten & Powders Corp.



P Tungsten CFSI CID000218 Guangdong Xianglu Tungsten Co., Ltd.

Guangdong Xianglu Tungsten Co., Ltd.

CHINA

P Tungsten CFSI CID002542 H.C. Starck Smelting GmbH & Co. KG


GERMANY

P Tungsten CFSI CID002541 H.C. Starck Tungsten GmbH

H.C. Starck Tungsten GmbH

GERMANY

P Tungsten CFSI CID000766 Hunan Chenzhou Mining Co., Ltd.

Hunan Chenzhou Mining Co., Ltd.

CHINA

35


Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji


CHINA




CHINA

P Tungsten CFSI CID002649 Hydrometallurg, JSC

Hydrometallurg, JSC

RUSSIAN FEDERATION

P Tungsten CFSI CID000825 Japan New Metals Co., Ltd.

Japan New Metals Co., Ltd. JAPAN

P Tungsten CFSI CID002551 Jiangwu H.C. Starck Tungsten Products Co., Ltd.

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

CHINA

P Tungsten CFSI CID002321 Jiangxi Gan Bei Tungsten Co., Ltd.

Jiangxi Gan Bei Tungsten Co., Ltd.

CHINA


Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

CHINA

P Tungsten CFSI CID002317 Jiangxi Xinsheng Tungsten Industry Co., Ltd.

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

CHINA

P Tungsten CFSI CID002316 Jiangxi Yaosheng Tungsten Co., Ltd.

Jiangxi Yaosheng Tungsten Co., Ltd.

CHINA

P Tungsten CFSI CID000966 Kennametal Fallon

Kennametal Fallon


P Tungsten CFSI CID000105 Kennametal Huntsville



P Tungsten CFSI CID002319 Malipo Haiyu Tungsten Co., Ltd.

Malipo Haiyu Tungsten Co., Ltd.

CHINA

P Tungsten CFSI CID002589 Niagara Refining LLC

Niagara Refining LLC


P Tungsten CFSI CID002543 Nui Phao H.C. Starck Tungsten Chemicals

Nui Phao H.C. Starck Tungsten Chemicals

VIET NAM

36

Manufacturing LLC

Manufacturing LLC

P Tungsten CFSI CID001889 Tejing (Vietnam) Tungsten Co., Ltd.

Tejing (Vietnam) Tungsten Co., Ltd.

VIET NAM


Vietnam Youngsun Tungsten Industry Co., Ltd.


VIET NAM

P Tungsten CFSI CID002044 Wolfram Bergbau und Hutten AG

Wolfram Bergbau und Hutten AG

AUSTRIA

P Tungsten CFSI CID002320 Xiamen Tungsten (H.C.) Co., Ltd.


CHINA

P Tungsten CFSI CID002082 Xiamen Tungsten Co., Ltd.


CHINA


Xinhai Rendan Shaoguan Tungsten Co., Ltd.


CHINA

Q Tin CFSI CID001482 PT Timah (Persero) Tbk Mentok


INDONESIA

Q Tin CFSI CID001191 Mitsubishi Materials Corporation


JAPAN

Q Tin CFSI CID000538



CHINA

R Gold CFSI CID000077 Argor-Heraeus S.A.

Argor-Heraeus S.A.

SWITZERLAND

R Gold CFSI CID001875 Tanaka Kikinzoku Kogyo K.K.


JAPAN

R Gold CFSI CID002030



AUSTRALIA

R Tin CFSI CID002593 CV Tiga Sekawan CV Tiga Sekawan INDONESIA

R Tin CFSI CID000438 EM Vinto EM Vinto


R Tin CFSI CID001105 Malaysia Smelting Corporation (MSC)


MALAYSIA

R Tin CFSI CID002773 Metallo-Chimique Metallo-Chimique BELGIUM

37

N.V. N.V.

R Tin CFSI CID001173 Mineracao Taboca S.A.


BRAZIL

R Tin CFSI CID001182 Minsur Minsur PERU

R Tin CFSI CID001453 PT Mitra Stania Prima


INDONESIA

R Tin CFSI CID001477 PT Timah (Persero) Tbk Kundur


INDONESIA

R Tin CFSI CID001482 PT Timah (Persero) Tbk Mentok


INDONESIA

R Tin CFSI CID001490 PT Tinindo Inter Nusa


INDONESIA

R Tin CFSI CID002036 White Solder Metalurgia e Mineracao Ltda.


BRAZIL

S Tin CFSI CID000315 CV United Smelting

CV United Smelting

INDONESIA

S Tin CFSI CID001105 Malaysia Smelting Corporation (MSC)


MALAYSIA

S Tin CFSI CID002773 Metallo-Chimique N.V.


BELGIUM

S Tin CFSI CID001173 Mineracao Taboca S.A.


BRAZIL

S Tin CFSI CID001182 Minsur Minsur PERU

S Tin CFSI CID001337 Operaciones Metalurgical S.A.



S Tin CFSI CID001428 PT Bukit Timah PT Bukit Timah INDONESIA

S Tin CFSI CID001468 PT Stanindo Inti Perkasa


INDONESIA

S Tin CFSI CID001477 PT Timah (Persero) Tbk Kundur


INDONESIA

S Tin CFSI CID001482 PT Timah (Persero) Tbk Mentok


INDONESIA

S Tin CFSI CID001898 Thaisarco Thaisarco THAILAND

S Tin CFSI CID000538



CHINA

38

S Gold CFSI CID000707 Heraeus Metals Hong Kong Ltd.


CHINA

S Gold CFSI CID000707 Heraeus Metals Hong Kong Ltd.


CHINA

S Tin CFSI CID000315 CV United Smelting

CV United Smelting

INDONESIA

S Tin CFSI CID000538



CHINA

S Tin CFSI CID001105 Malaysia Smelting Corporation (MSC)


MALAYSIA

S Tin CFSI CID001173 Mineracao Taboca S.A.


BRAZIL

S Tin CFSI CID001182 Minsur Minsur PERU

S Tin CFSI CID001337 Operaciones Metalurgical S.A.



S Tin CFSI CID001428 PT Bukit Timah PT Bukit Timah INDONESIA

S Tin CFSI CID001468 PT Stanindo Inti Perkasa


INDONESIA

S Tin CFSI CID001477 PT Timah (Persero) Tbk Kundur


INDONESIA

S Tin CFSI CID001482 PT Timah (Persero) Tbk Mentok


INDONESIA

S Tin CFSI CID001898 Thaisarco Thaisarco THAILAND

S Tin CFSI CID002773 Metallo-Chimique N.V.

Metallo-Chimique N.V. BELGIUM

V Tungsten CFSI CID002082 Xiamen Tungsten Co., Ltd.


V Gold CFSI CID001761 Solar Applied Materials Technology Corp.



W Tin CFSI CID001482 PT Timah (Persero) Tbk Mentok


INDONESIA

W Tin CFSI CID001477 PT Timah (Persero) Tbk Kundur


INDONESIA

W Tin CFSI CID001898 Thaisarco Thaisarco THAILAN

39

D

W Tin CFSI CID002180 Yunnan Tin Company Limited

Yunnan Tin Company Limited

CHINA

W Tin CFSI CID001182 Minsur Minsur PERU

W Tin CFSI CID001105 Malaysia Smelting Corporation (MSC)


MALAYSIA

X Tin CFSI CID001105 Malaysia Smelting Corporation (MSC)


MALAYSIA

Y Tungsten CFSI CID000966 Kennametal Fallon

Kennametal Fallon


Z Gold CFSI CID001761 Solar Applied Materials Technology Corp.



AA Tungsten CFSI CID002082 Xiamen Tungsten Co., Ltd.


CHINA

AB Gold CFSI CID001119 Matsuda Sangyo Co., Ltd.


AC Tungsten CFSI CID002494 Ganzhou Seadragon W & Mo Co., Ltd.


CHINA

AC Tungsten CFSI CID002082 Xiamen Tungsten Co., Ltd.


AD Tungsten CFSI CID000875 Ganzhou Huaxing Tungsten Products Co., Ltd.


CHINA

AD Gold CFSI CID001153 Metalor Technologies S.A.


SWITZERLAND

AE Tantalum CFSI CID001277 Ningxia Orient Tantalum Industry Co., Ltd.


CHINA

AE Gold CFSI CID000019 Aida Chemical Industries Co., Ltd.

Aida Chemical Industries Co., Ltd.

JAPAN

AE Gold CFSI CID000035



GERMANY

AE Gold CFSI CID000041 Almalyk Mining and Metallurgical

Almalyk Mining and Metallurgical

UZBEKISTAN

40

Complex (AMMC) Complex (AMMC)




BRAZIL

AE Gold CFSI CID000077 Argor-Heraeus S.A.

Argor-Heraeus S.A.

SWITZERLAND

AE Gold CFSI CID000082 Asahi Pretec Corp.

Asahi Pretec Corp.

JAPAN

AE Gold CFSI CID000090 Asaka Riken Co., Ltd.

Asaka Riken Co., Ltd. JAPAN

AE Gold CFSI CID000113 Aurubis AG Aurubis AG GERMANY




PHILIPPINES

AE Gold CFSI CID000157 Boliden AB Boliden AB SWEDEN

AE Gold CFSI CID000176 C. Hafner GmbH + Co. KG

C. Hafner GmbH + Co. KG

GERMANY

AE Gold CFSI CID000185 CCR Refinery - Glencore Canada Corporation

CCR Refinery - Glencore Canada Corporation

CANADA

AE Gold CFSI CID000233 Chimet S.p.A. Chimet S.p.A. ITALY

AE Gold CFSI CID000359 DSC (Do Sung Corporation)

DSC (Do Sung Corporation)

KOREA, REPUBLIC OF

AE Gold CFSI CID000362 DODUCO GmbH DODUCO GmbH GERMANY

AE Gold CFSI CID000401 Dowa Dowa JAPAN

AE Gold CFSI CID000425 Eco-System Recycling Co., Ltd.

Eco-System Recycling Co., Ltd.

JAPAN

AE Gold CFSI CID000493 OJSC Novosibirsk Refinery

OJSC Novosibirsk Refinery

RUSSIAN FEDERATION

AE Gold CFSI CID000694 Heimerle + Meule GmbH

Heimerle + Meule GmbH

GERMANY

AE Gold CFSI CID000707 Heraeus Metals Hong Kong Ltd.


CHINA

AE Gold CFSI CID000711 Heraeus Precious Metals GmbH & Co. KG


GERMANY




CHINA

AE Gold CFSI CID000807 Ishifuku Metal Ishifuku Metal JAPAN

41

Industry Co., Ltd. Industry Co., Ltd.

AE Gold CFSI CID000814 Istanbul Gold Refinery

Istanbul Gold Refinery

TURKEY

AE Gold CFSI CID000823 Japan Mint Japan Mint JAPAN

AE Gold CFSI CID000855 Jiangxi Copper Co., Ltd.

Jiangxi Copper Co., Ltd. CHINA

AE Gold CFSI CID000920 Asahi Refining USA Inc.



AE Gold CFSI CID000924 Asahi Refining Canada Ltd.

Asahi Refining Canada Ltd. CANADA




RUSSIAN FEDERATION

AE Gold CFSI CID000929 JSC Uralelectromed

JSC Uralelectromed

RUSSIAN FEDERATION

AE Gold CFSI CID000937 JX Nippon Mining & Metals Co., Ltd.


JAPAN

AE Gold CFSI CID000957 Kazzinc Kazzinc KAZAKHSTAN

AE Gold CFSI CID000969 Kennecott Utah Copper LLC

Kennecott Utah Copper LLC


AE Gold CFSI CID000981 Kojima Chemicals Co., Ltd.

Kojima Chemicals Co., Ltd.

JAPAN

AE Gold CFSI CID001029 Kyrgyzaltyn JSC Kyrgyzaltyn JSC KYRGYZSTAN

AE Gold CFSI CID001078 LS-NIKKO Copper Inc.

LS-NIKKO Copper Inc.

KOREA, REPUBLIC OF

AE Gold CFSI CID001113 Materion Materion


AE Gold CFSI CID001119 Matsuda Sangyo Co., Ltd.


AE Gold CFSI CID001147 Metalor Technologies (Suzhou) Ltd.

Metalor Technologies (Suzhou) Ltd.

CHINA

AE Gold CFSI CID001149 Metalor Technologies (Hong Kong) Ltd.


CHINA

42




SINGAPORE

AE Gold CFSI CID001153 Metalor Technologies S.A.


SWITZERLAND

AE Gold CFSI CID001157 Metalor USA Refining Corporation

Metalor USA Refining Corporation


AE Gold CFSI CID001161 Metalurgica Met-Mex Penoles S.A. De C.V.

Metalurgica Met-Mex Penoles S.A. De C.V.

MEXICO

AE Gold CFSI CID001188 Mitsubishi Materials Corporation


JAPAN

AE Gold CFSI CID001193 Mitsui Mining and Smelting Co., Ltd.


JAPAN

AE Gold CFSI CID001204 Moscow Special Alloys Processing Plant

Moscow Special Alloys Processing Plant

RUSSIAN FEDERATION

AE Gold CFSI CID001220 Nadir Metal Rafineri San. Ve Tic. A.S.

Nadir Metal Rafineri San. Ve Tic. A.S.

TURKEY

AE Gold CFSI CID001259 Nihon Material Co., Ltd.


JAPAN

AE Gold CFSI CID001325 Ohura Precious Metal Industry Co., Ltd.

Ohura Precious Metal Industry Co., Ltd.

JAPAN




RUSSIAN FEDERATION

AE Gold CFSI CID001352 PAMP S.A. PAMP S.A. SWITZERLAND

AE Gold CFSI CID001386 Prioksky Plant of Non-Ferrous Metals

Prioksky Plant of Non-Ferrous Metals

RUSSIAN FEDERATION

AE Gold CFSI CID001397 PT Aneka Tambang (Persero) Tbk

PT Aneka Tambang (Persero) Tbk

INDONESIA

AE Gold CFSI CID001498 PX Precinox S.A. PX Precinox S.A. SWITZERLAND

AE Gold CFSI CID001512 Rand Refinery (Pty) Ltd.

Rand Refinery (Pty) Ltd.

SOUTH AFRICA

43

AE Gold CFSI CID001534 Royal Canadian Mint

Royal Canadian Mint

CANADA

AE Gold CFSI CID001555 Samduck Precious Metals

Samduck Precious Metals

KOREA, REPUBLIC OF

AE Gold CFSI CID001573 Schone Edelmetaal B.V.

Schone Edelmetaal B.V.

NETHERLANDS

AE Gold CFSI CID001585 SEMPSA Joyeria Plateria S.A.

SEMPSA Joyeria Plateria S.A.

SPAIN

AE Gold CFSI CID001622 Shandong Zhaojin Gold & Silver Refinery Co., Ltd.


CHINA

AE Gold CFSI CID001736 Sichuan Tianze Precious Metals Co., Ltd.

Sichuan Tianze Precious Metals Co., Ltd.

CHINA




RUSSIAN FEDERATION

AE Gold CFSI CID001761 Solar Applied Materials Technology Corp.



AE Gold CFSI CID001798 Sumitomo Metal Mining Co., Ltd.


JAPAN

AE Gold CFSI CID001875 Tanaka Kikinzoku Kogyo K.K.


JAPAN

AE Gold CFSI CID001916 The Refinery of Shandong Gold Mining Co., Ltd.

The Refinery of Shandong Gold Mining Co., Ltd.

CHINA

AE Gold CFSI CID001938 Tokuriki Honten Co., Ltd.


JAPAN

AE Gold CFSI CID001955 Torecom Torecom KOREA, REPUBLIC OF

AE Gold CFSI CID001977 Umicore Brasil Ltda.

Umicore Brasil Ltda.

BRAZIL




BELGIUM

AE Gold CFSI CID001993 United Precious Metal Refining, Inc.

United Precious Metal Refining, Inc.


AE Gold CFSI CID002003 Valcambi S.A. Valcambi S.A. SWITZERLAND

44




AUSTRALIA

AE Gold CFSI CID002100 Yamamoto Precious Metal Co., Ltd.

Yamamoto Precious Metal Co., Ltd.

JAPAN

AE Gold CFSI CID002129 Yokohama Metal Co., Ltd.

Yokohama Metal Co., Ltd.

JAPAN




CHINA

AE Gold CFSI CID002243 Gold Refinery of Zijin Mining Group Co., Ltd.

Gold Refinery of Zijin Mining Group Co., Ltd.

CHINA

AE Gold CFSI CID002314 Umicore Precious Metals Thailand

Umicore Precious Metals Thailand

THAILAND

AE Gold CFSI CID002509 MMTC-PAMP India Pvt., Ltd.

MMTC-PAMP India Pvt., Ltd. INDIA

AE Gold CFSI CID002510 Republic Metals Corporation

Republic Metals Corporation


AE Gold CFSI CID002516 Singway Technology Co., Ltd.

Singway Technology Co., Ltd.


AE Gold CFSI CID002580 T.C.A S.p.A T.C.A S.p.A ITALY




AUSTRIA

AE Tantalum CFSI CID000211 Changsha South Tantalum Niobium Co., Ltd.

Changsha South Tantalum Niobium Co., Ltd.

CHINA

AE Tantalum CFSI CID000291 Conghua Tantalum and Niobium Smeltry

Conghua Tantalum and Niobium Smeltry

CHINA

AE Tantalum CFSI CID000456 Exotech Inc. Exotech Inc.


AE Tantalum CFSI CID000460 F&X Electro-Materials Ltd.


CHINA

AE Tantalum CFSI CID000616 Guangdong Zhiyuan New Material Co., Ltd.

Guangdong Zhiyuan New Material Co., Ltd.

CHINA

45

AE Tantalum CFSI CID000914 JiuJiang JinXin Nonferrous Metals Co., Ltd.

JiuJiang JinXin Nonferrous Metals Co., Ltd.

CHINA

AE Tantalum CFSI CID000917



CHINA

AE Tantalum CFSI CID001076 LSM Brasil S.A. LSM Brasil S.A. BRAZIL

AE Tantalum CFSI CID001163 Metallurgical Products India Pvt., Ltd.

Metallurgical Products India Pvt., Ltd.

INDIA

AE Tantalum CFSI CID001175 Mineracao Taboca S.A.


BRAZIL

AE Tantalum CFSI CID001192 Mitsui Mining and Smelting Co., Ltd.


JAPAN

AE Tantalum CFSI CID001200 NPM Silmet AS NPM Silmet AS ESTONIA



CHINA

AE Tantalum CFSI CID001769 Solikamsk Magnesium Works OAO

Solikamsk Magnesium Works OAO

RUSSIAN FEDERATION

AE Tantalum CFSI CID001869 Taki Chemical Co., Ltd.

Taki Chemical Co., Ltd. JAPAN

AE Tantalum CFSI CID001891 Telex Metals Telex Metals


AE Tantalum CFSI CID001969 Ulba Metallurgical Plant JSC


KAZAKHSTAN

AE Tantalum CFSI CID002232



CHINA

AE Tantalum CFSI CID002307 Yichun Jin Yang Rare Metal Co., Ltd.

Yichun Jin Yang Rare Metal Co., Ltd.

CHINA

AE Tantalum CFSI CID002492 Hengyang King Xing Lifeng New Materials Co., Ltd.

Hengyang King Xing Lifeng New Materials Co., Ltd.

CHINA

AE Tantalum CFSI CID002504 D Block Metals, LLC

D Block Metals, LLC


AE Tantalum CFSI CID002505 FIR Metals & Resource Ltd.

FIR Metals & Resource Ltd. CHINA

46

AE Tantalum CFSI CID002539 KEMET Blue Metals

KEMET Blue Metals

MEXICO

AE Tantalum CFSI CID002544 H.C. Starck Co., Ltd.


THAILAND

AE Tantalum CFSI CID002545 H.C. Starck Tantalum and Niobium GmbH


GERMANY

AE Tantalum CFSI CID002547 H.C. Starck Hermsdorf GmbH


GERMANY

AE Tantalum CFSI CID002548 H.C. Starck Inc. H.C. Starck Inc.


AE Tantalum CFSI CID002549 H.C. Starck Ltd. H.C. Starck Ltd. JAPAN

AE Tantalum CFSI CID002550 H.C. Starck Smelting GmbH & Co. KG


GERMANY

AE Tantalum CFSI CID002557 Global Advanced Metals Boyertown



AE Tantalum CFSI CID002558 Global Advanced Metals Aizu


JAPAN

AE Tantalum CFSI CID002568 KEMET Blue Powder

KEMET Blue Powder


AE Tantalum CFSI CID002847 Power Resources Ltd.

Power Resources Ltd.

MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF

AE Tin CFSI CID000244 Jiangxi Ketai Advanced Material Co., Ltd.

Jiangxi Ketai Advanced Material Co., Ltd.

CHINA

AE Tin CFSI CID000292 Alpha Alpha


AE Tin CFSI CID000306 CV Gita Pesona CV Gita Pesona INDONESIA

AE Tin CFSI CID000309 PT Aries Kencana Sejahtera

PT Aries Kencana Sejahtera

INDONESIA

AE Tin CFSI CID000313 CV Serumpun Sebalai

CV Serumpun Sebalai

INDONESIA

AE Tin CFSI CID000315 CV United Smelting

CV United Smelting

INDONESIA

47

AE Tin CFSI CID000402 Dowa Dowa JAPAN

AE Tin CFSI CID000438 EM Vinto EM Vinto


AE Tin CFSI CID000468 Fenix Metals Fenix Metals POLAND

AE Tin CFSI CID000538



CHINA

AE Tin CFSI CID001070 China Tin Group Co., Ltd.

China Tin Group Co., Ltd.

CHINA

AE Tin CFSI CID001105 Malaysia Smelting Corporation (MSC)


MALAYSIA

AE Tin CFSI CID001142 Metallic Resources, Inc.

Metallic Resources, Inc.


AE Tin CFSI CID001173 Mineracao Taboca S.A.


BRAZIL

AE Tin CFSI CID001182 Minsur Minsur PERU

AE Tin CFSI CID001191 Mitsubishi Materials Corporation


JAPAN

AE Tin CFSI CID001191 Mitsubishi Materials Corporation


JAPAN




THAILAND

AE Tin CFSI CID001337 Operaciones Metalurgical S.A.



AE Tin CFSI CID001399 PT Artha Cipta Langgeng


INDONESIA

AE Tin CFSI CID001402 PT Babel Inti Perkasa

PT Babel Inti Perkasa

INDONESIA

AE Tin CFSI CID001419 PT Bangka Tin Industry


INDONESIA

AE Tin CFSI CID001421 PT Belitung Industri Sejahtera

PT Belitung Industri Sejahtera

INDONESIA

AE Tin CFSI CID001428 PT Bukit Timah PT Bukit Timah INDONESIA

48

AE Tin CFSI CID001434 PT DS Jaya Abadi PT DS Jaya Abadi

INDONESIA

AE Tin CFSI CID001438 PT Eunindo Usaha Mandiri

PT Eunindo Usaha Mandiri

INDONESIA

AE Tin CFSI CID001453 PT Mitra Stania Prima


INDONESIA

AE Tin CFSI CID001457 PT Panca Mega Persada

PT Panca Mega Persada

INDONESIA

AE Tin CFSI CID001458 PT Prima Timah Utama

PT Prima Timah Utama

INDONESIA

AE Tin CFSI CID001460 PT Refined Bangka Tin


INDONESIA

AE Tin CFSI CID001463 PT Sariwiguna Binasentosa

PT Sariwiguna Binasentosa

INDONESIA

AE Tin CFSI CID001468 PT Stanindo Inti Perkasa


INDONESIA

AE Tin CFSI CID001471 PT Sumber Jaya Indah

PT Sumber Jaya Indah

INDONESIA

AE Tin CFSI CID001477 PT Timah (Persero) Tbk Kundur


INDONESIA

AE Tin CFSI CID001482 PT Timah (Persero) Tbk Mentok


INDONESIA

AE Tin CFSI CID001490 PT Tinindo Inter Nusa


INDONESIA

AE Tin CFSI CID001493 PT Tommy Utama PT Tommy Utama

INDONESIA

AE Tin CFSI CID001539 Rui Da Hung Rui Da Hung


AE Tin CFSI CID001758 Soft Metais Ltda. Soft Metais Ltda. BRAZIL

AE Tin CFSI CID001898 Thaisarco Thaisarco THAILAND

AE Tin CFSI CID002015 VQB Mineral and Trading Group JSC

VQB Mineral and Trading Group JSC

VIET NAM

AE Tin CFSI CID002036 White Solder Metalurgia e Mineracao Ltda.


BRAZIL

AE Tin CFSI CID002036 White Solder Metalurgia e Mineracao Ltda.


BRAZIL




CHINA

AE Tin CFSI CID002180 Yunnan Tin Yunnan Tin CHINA

49

Company Limited Company Limited

AE Tin CFSI CID002455 CV Venus Inti Perkasa


INDONESIA

AE Tin CFSI CID002468 Magnu's Minerais Metais e Ligas Ltda.

Magnu's Minerais Metais e Ligas Ltda.

BRAZIL

AE Tin CFSI CID002500 Melt Metais e Ligas S.A.

Melt Metais e Ligas S.A.

BRAZIL

AE Tin CFSI CID002503 PT ATD Makmur Mandiri Jaya

PT ATD Makmur Mandiri Jaya

INDONESIA

AE Tin CFSI CID002517 O.M. Manufacturing Philippines, Inc.

O.M. Manufacturing Philippines, Inc.

PHILIPPINES

AE Tin CFSI CID002530 PT Inti Stania Prima

PT Inti Stania Prima

INDONESIA

AE Tin CFSI CID002570 CV Ayi Jaya CV Ayi Jaya INDONESIA

AE Tin CFSI CID002593 CV Tiga Sekawan CV Tiga Sekawan INDONESIA

AE Tin CFSI CID002706 Resind Industria e Comercio Ltda.

Resind Industria e Comercio Ltda.

BRAZIL

AE Tin CFSI CID002773 Metallo-Chimique N.V.


BELGIUM

AE Tin CFSI CID002774 Elmet S.L.U. Elmet S.L.U. SPAIN

AE Tin CFSI CID002776 PT Bangka Prima Tin

PT Bangka Prima Tin

INDONESIA

AE Tin CFSI CID002816 PT Sukses Inti Makmur

PT Sukses Inti Makmur

INDONESIA

AE Tin CFSI CID002835 PT Menara Cipta Mulia

PT Menara Cipta Mulia

INDONESIA

AE Tin CFSI CID002859 Gejiu Jinye Mineral Company

Gejiu Jinye Mineral Company CHINA

AE Tungsten CFSI CID000004 A.L.M.T. TUNGSTEN Corp.

A.L.M.T. TUNGSTEN Corp.

JAPAN

AE Tungsten CFSI CID000105 Kennametal Huntsville



AE Tungsten CFSI CID000218 Guangdong Xianglu Tungsten Co., Ltd.

Guangdong Xianglu Tungsten Co., Ltd.

CHINA

AE Tungsten CFSI CID000258



CHINA

AE Tungsten CFSI CID000499 Fujian Jinxin Fujian Jinxin CHINA

50

Tungsten Co., Ltd.

Tungsten Co., Ltd.

AE Tungsten CFSI CID000568 Global Tungsten & Powders Corp.



AE Tungsten CFSI CID000766 Hunan Chenzhou Mining Co., Ltd.

Hunan Chenzhou Mining Co., Ltd.

CHINA




CHINA

AE Tungsten CFSI CID000825 Japan New Metals Co., Ltd.

Japan New Metals Co., Ltd.

JAPAN

AE Tungsten CFSI CID000875 Ganzhou Huaxing Tungsten Products Co., Ltd.


CHINA

AE Tungsten CFSI CID000966 Kennametal Fallon

Kennametal Fallon


AE Tungsten CFSI CID001889 Tejing (Vietnam) Tungsten Co., Ltd.

Tejing (Vietnam) Tungsten Co., Ltd.

VIET NAM




VIET NAM

AE Tungsten CFSI CID002044 Wolfram Bergbau und Hutten AG

Wolfram Bergbau und Hutten AG

AUSTRIA

AE Tungsten CFSI CID002082 Xiamen Tungsten Co., Ltd.


CHINA




CHINA

AE Tungsten CFSI CID002315 Ganzhou Jiangwu Ferrotungsten Co., Ltd.

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

CHINA

AE Tungsten CFSI CID002316 Jiangxi Yaosheng Tungsten Co., Ltd.


CHINA

AE Tungsten CFSI CID002317 Jiangxi Xinsheng Tungsten Industry Co., Ltd.

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

CHINA

AE Tungsten CFSI CID002318 Jiangxi Tonggu Jiangxi Tonggu CHINA

51

Non-ferrous Metallurgical & Chemical Co., Ltd.

Non-ferrous Metallurgical & Chemical Co., Ltd.

AE Tungsten CFSI CID002319 Malipo Haiyu Tungsten Co., Ltd.

Malipo Haiyu Tungsten Co., Ltd.

CHINA

AE Tungsten CFSI CID002320 Xiamen Tungsten (H.C.) Co., Ltd.


CHINA

AE Tungsten CFSI CID002321 Jiangxi Gan Bei Tungsten Co., Ltd.

Jiangxi Gan Bei Tungsten Co., Ltd.

CHINA

AE Tungsten CFSI CID002494 Ganzhou Seadragon W & Mo Co., Ltd.


CHINA




CHINA

AE Tungsten CFSI CID002541 H.C. Starck Tungsten GmbH

H.C. Starck Tungsten GmbH

GERMANY

AE Tungsten CFSI CID002542 H.C. Starck Smelting GmbH & Co. KG


GERMANY


Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC

Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC

VIET NAM

AE Tungsten CFSI CID002551 Jiangwu H.C. Starck Tungsten Products Co., Ltd.

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

CHINA




CHINA

AE Tungsten CFSI CID002589 Niagara Refining LLC

Niagara Refining LLC


AE Tungsten CFSI CID002649 Hydrometallurg, JSC

Hydrometallurg, JSC

RUSSIAN FEDERATION



CHINA

AE Tantalum CFSI CID001969 Ulba Metallurgical Plant JSC

Ulba Metallurgical

KAZAKHSTAN

52

Plant JSC

AE Tantalum CFSI CID002544 H.C. Starck Co., Ltd.


THAILAND

AE Tantalum CFSI CID002545 H.C. Starck Tantalum and Niobium GmbH


GERMANY

AE Tantalum CFSI CID002547 H.C. Starck Hermsdorf GmbH


GERMANY

AE Tantalum CFSI CID002548 H.C. Starck Inc. H.C. Starck Inc.


AE Tantalum CFSI CID002549 H.C. Starck Ltd. H.C. Starck Ltd. JAPAN

AE Tantalum CFSI CID002550 H.C. Starck Smelting GmbH & Co. KG


GERMANY

AE Tantalum CFSI CID002557 Global Advanced Metals Boyertown



AE Tantalum CFSI CID002558 Global Advanced Metals Aizu


JAPAN




CHINA

AE Tungsten CFSI CID002082 Xiamen Tungsten Co., Ltd.


CHINA

AE Tungsten CFSI CID002494 Ganzhou Seadragon W & Mo Co., Ltd.


CHINA

AF Gold CFSI CID000077 Argor-Heraeus S.A.

Argor-Heraeus S.A.

SWITZERLAND

AF Gold CFSI CID001875 Tanaka Kikinzoku Kogyo K.K.


JAPAN

AF Gold CFSI CID002030



AUSTRALIA

AF Tin CFSI CID000438 EM Vinto EM Vinto


AF Tin CFSI CID001105 Malaysia Smelting Corporation (MSC)


MALAYSIA

AF Tin CFSI CID001173 Mineracao Taboca Mineracao BRAZIL

53

S.A. Taboca S.A. AF Tin CFSI CID001182 Minsur Minsur PERU

AF Tin CFSI CID001453 PT Mitra Stania Prima


INDONESIA

AF Tin CFSI CID001477 PT Timah (Persero) Tbk Kundur


INDONESIA

AF Tin CFSI CID001482 PT Timah (Persero) Tbk Mentok


INDONESIA

AF Tin CFSI CID001490 PT Tinindo Inter Nusa


INDONESIA

AF Tin CFSI CID002036 White Solder Metalurgia e Mineracao Ltda.


BRAZIL

AF Tin CFSI CID002036 White Solder Metalurgia e Mineracao Ltda.


BRAZIL

AF Tin CFSI CID002593 CV Tiga Sekawan CV Tiga Sekawan INDONESIA

AF Tin CFSI CID002773 Metallo-Chimique N.V.


BELGIUM

AG Gold CFSI CID000082 Asahi Pretec Corp.

Asahi Pretec Corp.

JAPAN

AG Gold CFSI CID000807 Ishifuku Metal Industry Co., Ltd.

Ishifuku Metal Industry Co., Ltd.

JAPAN

AG Gold CFSI CID000937 JX Nippon Mining & Metals Co., Ltd.


JAPAN

AG Gold CFSI CID001188 Mitsubishi Materials Corporation


JAPAN

AG Gold CFSI CID001193 Mitsui Mining and Smelting Co., Ltd.


JAPAN

AG Gold CFSI CID001259 Nihon Material Co., Ltd.


JAPAN

AG Gold CFSI CID001798 Sumitomo Metal Mining Co., Ltd.


JAPAN

AG Gold CFSI CID001875 Tanaka Kikinzoku Kogyo K.K


JAPAN

AG Gold CFSI CID001938 Tokuriki Honten Co., Ltd.


JAPAN

AG Tin CFSI CID001898 Thaisarco Thaisarco THAILAND

AG Tin CFSI CID001191 Mitsubishi Materials Corporation


JAPAN

54

AG Tungsten CFSI CID002316 Jiangxi Yaosheng Tungsten Co., Ltd.


CHINA

AH Gold CFSI CID001875 Tanaka Kikinzoku Kogyo K.K


JAPAN

AH Tin CFSI CID001898 Thaisarco Thaisarco THAILAND

AH Tin CFSI CID001191 Mitsubishi Materials Corporation


JAPAN

AH Tungsten CFSI CID002316 Jiangxi Yaosheng Tungsten Co., Ltd.


CHINA

AH Gold CFSI CID002030



AUSTRALIA

AH Gold CFSI CID001761 Solar Applied Materials Technology Corp.



AH Tin CFSI CID002773 Metallo-Chimique N.V.


BELGIUM

AH Gold CFSI CID000707 Heraeus Metals Hong Kong Ltd.


CHINA

AH Gold CFSI CID000920 Asahi Refining USA Inc.



AH Gold CFSI CID000711 Heraeus Precious Metals GmbH & Co. KG


GERMANY

AH Tin CFSI CID001105 Malaysia Smelting Corporation (MSC)


MALAYSIA

AI Gold CFSI CID000707 Heraeus Metals Hong Kong Ltd.


CHINA

AI Tin CFSI CID001105 Malaysia Smelting Corporation (MSC)


MALAYSIA

AI Tin CFSI CID001419 PT Bangka Tin Industry


INDONESIA

AI Tungsten CFSI CID000568 Global Tungsten & Powders Corp.


UNITED STATES OF

55

AMERICA

AJ Gold CFSI CID000937 JX Nippon Mining & Metals Co., Ltd.


JAPAN

AJ Gold CFSI CID000707 Heraeus Metals Hong Kong Ltd.


CHINA

AK Tin CFSI CID001898 Thaisarco Thaisarco THAILAND

AK Tin CFSI CID001105 Malaysia Smelting Corporation (MSC)


MALAYSIA

AK Tin CFSI CID001460 PT Refined Bangka Tin


INDONESIA

AK Tin CFSI CID001399 PT Artha Cipta Langgeng


INDONESIA

AK Tin CFSI CID002455 CV Venus Inti Perkasa


INDONESIA

form sd version-2018 - umc · 2 section 1- conflict minerals disclosures item 1.01 conflict...

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