form n px report...1a elect director john e. caldwell for for management 1b elect director nora m....
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******************************* FORM N‐Px REPORT *******************************
ICA File Number: 811‐04603 Reporting Period: 07/01/2018 ‐ 06/30/2019 Thrivent Series Fund, Inc.
============== Thrivent Moderately Conservative Allocation Portfo ==============
3M COMPANY
Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas "Tony" K. Brown For For Management 1b Elect Director Pamela J. Craig For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Michael L. Eskew For For Management 1e Elect Director Herbert L. Henkel For For Management 1f Elect Director Amy E. Hood For For Management 1g Elect Director Muhtar Kent For For Management 1h Elect Director Edward M. Liddy For For Management 1i Elect Director Dambisa F. Moyo For For Management 1j Elect Director Gregory R. Page For For Management 1k Elect Director Michael F. Roman For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees
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ABIOMED, INC.
Ticker: ABMD Security ID: 003654100 Meeting Date: AUG 08, 2018 Meeting Type: Annual Record Date: JUN 11, 2018
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# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eric A. Rose For Withhold Management 1.2 Elect Director Jeannine M. Rivet For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors
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ABRAXAS PETROLEUM CORPORATION
Ticker: AXAS Security ID: 003830106 Meeting Date: MAY 07, 2019 Meeting Type: Annual Record Date: MAR 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harold D. Carter For For Management 1.2 Elect Director Jerry J. Langdon For For Management 1.3 Elect Director Brian L. Melton For For Management 1.4 Elect Director Angela A. Meyer For For Management 2 Ratify BDO USA, LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation
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ACADIA REALTY TRUST
Ticker: AKR Security ID: 004239109 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth F. Bernstein For For Management 1b Elect Director Douglas Crocker, II For Against Management 1c Elect Director Lorrence T. Kellar For For Management 1d Elect Director Wendy Luscombe For Against Management 1e Elect Director William T. Spitz For For Management 1f Elect Director Lynn C. Thurber For For Management 1g Elect Director Lee S. Wielansky For For Management 1h Elect Director C. David Zoba For Against Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation
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ACCO BRANDS CORPORATION
Ticker: ACCO Security ID: 00081T108 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director James A. Buzzard For For Management 1B Elect Director Kathleen S. Dvorak For For Management 1C Elect Director Boris Elisman For For Management 1D Elect Director Pradeep Jotwani For For Management 1E Elect Director Robert J. Keller For For Management 1F Elect Director Thomas Kroeger For For Management 1G Elect Director Ron Lombardi For For Management 1H Elect Director Graciela Monteagudo For For Management 1I Elect Director Hans Michael Norkus For For Management 1J Elect Director E. Mark Rajkowski For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Affirm the Majority Voting Standard For For Management for Uncontested Election of Directors 5 Approve Omnibus Stock Plan For For Management
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ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109 Meeting Date: JUN 20, 2019 Meeting Type: Annual Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Reveta Bowers For For Management 1.2 Elect Director Robert Corti For For Management 1.3 Elect Director Hendrik Hartong, III For For Management 1.4 Elect Director Brian Kelly For For Management 1.5 Elect Director Robert A. Kotick For For Management 1.6 Elect Director Barry Meyer For For Management 1.7 Elect Director Robert Morgado For For Management 1.8 Elect Director Peter Nolan For For Management 1.9 Elect Director Casey Wasserman For For Management 1.10 Elect Director Elaine Wynn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation
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3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors
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ACUITY BRANDS, INC.
Ticker: AYI Security ID: 00508Y102 Meeting Date: JAN 04, 2019 Meeting Type: Annual Record Date: NOV 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter C. Browning For For Management 1b Elect Director G. Douglas Dillard, Jr. For For Management 1c Elect Director James H. Hance, Jr. For For Management 1d Elect Director Vernon J. Nagel For For Management 1e Elect Director Julia B. North For For Management 1f Elect Director Ray M. Robinson For For Management 1g Elect Director Mary A. Winston For For Management 2 Ratify EY as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation
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ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John E. Caldwell For For Management 1b Elect Director Nora M. Denzel For For Management 1c Elect Director Mark Durcan For For Management 1d Elect Director Joseph A. Householder For For Management 1e Elect Director John W. Marren For For Management 1f Elect Director Lisa T. Su For For Management 1g Elect Director Abhi Y. Talwalkar For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation
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AEGION CORP.
Ticker: AEGN Security ID: 00770F104 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: MAR 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen P. Cortinovis For For Management 1b Elect Director Stephanie A. Cuskley For For Management 1c Elect Director Walter J. Galvin For For Management 1d Elect Director Rhonda Germany Ballintyn For For Management 1e Elect Director Charles R. Gordon For For Management 1f Elect Director Juanita H. Hinshaw For For Management 1g Elect Director M. Richard Smith For For Management 1h Elect Director Phillip D. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Non‐Employee Director Restricted For For Management Stock Plan 4 Ratify PricewaterhouseCoopers LLC as For For Management Auditor
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AERIE PHARMACEUTICALS, INC.
Ticker: AERI Security ID: 00771V108 Meeting Date: MAY 23, 2019 Meeting Type: Annual Record Date: MAR 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerald D. Cagle For For Management 1.2 Elect Director Richard Croarkin For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation
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AEROJET ROCKETDYNE HOLDINGS, INC.
Ticker: AJRD Security ID: 007800105 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
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1.1 Elect Director Kevin P. Chilton For For Management 1.2 Elect Director Thomas A. Corcoran For For Management 1.3 Elect Director Eileen P. Drake For For Management 1.4 Elect Director James R. Henderson For For Management 1.5 Elect Director Warren G. Lichtenstein For For Management 1.6 Elect Director Lance W. Lord For For Management 1.7 Elect Director Martin Turchin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management
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AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102 Meeting Date: MAY 06, 2019 Meeting Type: Annual Record Date: FEB 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel P. Amos For For Management 1b Elect Director W. Paul Bowers For For Management 1c Elect Director Toshihiko Fukuzawa For For Management 1d Elect Director Robert B. Johnson For For Management 1e Elect Director Thomas J. Kenny For For Management 1f Elect Director Georgette D. Kiser For For Management 1g Elect Director Karole F. Lloyd For For Management 1h Elect Director Joseph L. Moskowitz For For Management 1i Elect Director Barbara K. Rimer For For Management 1j Elect Director Katherine T. Rohrer For For Management 1k Elect Director Melvin T. Stith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management
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AG MORTGAGE INVESTMENT TRUST, INC.
Ticker: MITT Security ID: 001228105 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arthur Ainsberg For For Management
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1.2 Elect Director Andrew L. Berger For For Management 1.3 Elect Director T.J. Durkin For For Management 1.4 Elect Director Debra Hess For For Management 1.5 Elect Director Joseph LaManna For For Management 1.6 Elect Director Peter Linneman For For Management 1.7 Elect Director David N. Roberts For For Management 1.8 Elect Director Brian C. Sigman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation
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AGCO CORP.
Ticker: AGCO Security ID: 001084102 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: MAR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roy V. Armes For For Management 1.2 Elect Director Michael C. Arnold For For Management 1.3 Elect Director P. George Benson For For Management 1.4 Elect Director Suzanne P. Clark For For Management 1.5 Elect Director Wolfgang Deml For For Management 1.6 Elect Director George E. Minnich For For Management 1.7 Elect Director Martin H. Richenhagen For For Management 1.8 Elect Director Gerald L. Shaheen For For Management 1.9 Elect Director Mallika Srinivasan For For Management 1.10 Elect Director Hendrikus Visser For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management
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AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101 Meeting Date: MAR 20, 2019 Meeting Type: Annual Record Date: JAN 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hans E. Bishop For For Management 1.2 Elect Director Paul N. Clark For For Management 1.3 Elect Director Tadataka Yamada For For Management
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2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors
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AGREE REALTY CORP.
Ticker: ADC Security ID: 008492100 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: FEB 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joel N. Agree For For Management 1.2 Elect Director Craig Erlich For For Management 1.3 Elect Director Gregory Lehmkuhl For For Management 1.4 Elect Director William S. Rubenfaer For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management
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AKAMAI TECHNOLOGIES, INC.
Ticker: AKAM Security ID: 00971T101 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Thomas "Tom" For For Management Killalea 1.2 Elect Director F. Thomson "Tom" For For Management Leighton 1.3 Elect Director Jonathan Miller For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors
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ALAMO GROUP, INC.
Ticker: ALG Security ID: 011311107 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roderick R. Baty For For Management 1.2 Elect Director Robert P. Bauer For For Management 1.3 Elect Director Eric P. Etchart For For Management 1.4 Elect Director David W. Grzelak For For Management 1.5 Elect Director Tracy C. Jokinen For For Management 1.6 Elect Director Richard W. Parod For For Management 1.7 Elect Director Ronald A. Robinson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify KPMG LLP as Auditor For For Management
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ALCOA CORP.
Ticker: AA Security ID: 013872106 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Morris For For Management 1.2 Elect Director Mary Anne Citrino For For Management 1.3 Elect Director Timothy P. Flynn For For Management 1.4 Elect Director Kathryn S. Fuller For For Management 1.5 Elect Director Roy C. Harvey For For Management 1.6 Elect Director James A. Hughes For For Management 1.7 Elect Director James E. Nevels For For Management 1.8 Elect Director James W. Owens For For Management 1.9 Elect Director Carol L. Roberts For For Management 1.10 Elect Director Suzanne Sitherwood For For Management 1.11 Elect Director Steven W. Williams For For Management 1.12 Elect Director Ernesto Zedillo For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder
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ALEXANDER & BALDWIN, INC.
Ticker: ALEX Security ID: 014491104 Meeting Date: APR 26, 2019 Meeting Type: Annual Record Date: FEB 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher J. Benjamin For For Management 1.2 Elect Director W. Allen Doane For For Management 1.3 Elect Director Robert S. Harrison For For Management 1.4 Elect Director David C. Hulihee For For Management 1.5 Elect Director Stanley M. Kuriyama For For Management 1.6 Elect Director Diana M. Laing For For Management 1.7 Elect Director Thomas A. Lewis, Jr. For For Management 1.8 Elect Director Douglas M. Pasquale For For Management 1.9 Elect Director Michele K. Saito For For Management 1.10 Elect Director Eric K. Yeaman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as Auditor For For Management
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ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joel S. Marcus For For Management 1.2 Elect Director Steven R. Hash For For Management 1.3 Elect Director John L. Atkins, III For Against Management 1.4 Elect Director James P. Cain For Against Management 1.5 Elect Director Maria C. Freire For Against Management 1.6 Elect Director Richard H. Klein For For Management 1.7 Elect Director James H. Richardson For For Management 1.8 Elect Director Michael A. Woronoff For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management
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ALLIANCE DATA SYSTEMS CORPORATION
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Ticker: ADS Security ID: 018581108 Meeting Date: JUN 04, 2019 Meeting Type: Annual Record Date: APR 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce K. Anderson For For Management 1.2 Elect Director Roger H. Ballou For For Management 1.3 Elect Director Kelly J. Barlow For For Management 1.4 Elect Director Edward J. Heffernan For For Management 1.5 Elect Director Kenneth R. Jensen For For Management 1.6 Elect Director Robert A. Minicucci For For Management 1.7 Elect Director Timothy J. Theriault For For Management 1.8 Elect Director Laurie A. Tucker For For Management 1.9 Elect Director Sharen J. Turney For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors
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ALLIANT ENERGY CORP.
Ticker: LNT Security ID: 018802108 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger K. Newport For For Management 1.2 Elect Director Jillian C. Evanko For For Management 1.3 Elect Director John O. Larsen For For Management 1.4 Elect Director Thomas F. O'Toole For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Political Contributions Against Against Shareholder
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ALLY FINANCIAL, INC.
Ticker: ALLY Security ID: 02005N100 Meeting Date: MAY 07, 2019 Meeting Type: Annual Record Date: MAR 12, 2019
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# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Franklin W. Hobbs For For Management 1.2 Elect Director Kenneth J. Bacon For For Management 1.3 Elect Director Katryn "Trynka" For For Management Shineman Blake 1.4 Elect Director Maureen A. For For Management Breakiron‐Evans 1.5 Elect Director William H. Cary For For Management 1.6 Elect Director Mayree C. Clark For For Management 1.7 Elect Director Kim S. Fennebresque For For Management 1.8 Elect Director Marjorie Magner For For Management 1.9 Elect Director Brian H. Sharples For For Management 1.10 Elect Director John J. Stack For For Management 1.11 Elect Director Michael F. Steib For For Management 1.12 Elect Director Jeffrey J. Brown For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management
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ALPHA NATURAL RESOURCES HOLDINGS, INC.
Ticker: APNR Security ID: 02077Y406 Meeting Date: NOV 07, 2018 Meeting Type: Special Record Date: SEP 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management
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ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 19, 2019 Meeting Type: Annual Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For For Management 1.3 Elect Director John L. Hennessy For For Management 1.4 Elect Director L. John Doerr For Withhold Management 1.5 Elect Director Roger W. Ferguson, Jr. For For Management 1.6 Elect Director Ann Mather For Withhold Management 1.7 Elect Director Alan R. Mulally For For Management
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1.8 Elect Director Sundar Pichai For For Management 1.9 Elect Director K. Ram Shriram For Withhold Management 1.10 Elect Director Robin L. Washington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One‐vote per Share 5 Adopt a Policy Prohibiting Inequitable Against Against Shareholder Employment Practices 6 Establish Societal Risk Oversight Against For Shareholder Committee 7 Report on Sexual Harassment Policies Against Against Shareholder8 Require a Majority Vote for the Against For Shareholder Election of Directors 9 Report on Gender Pay Gap Against For Shareholder10 Employ Advisors to Explore Against Against Shareholder Alternatives to Maximize Value 11 Approve Nomination of Employee Against Against Shareholder Representative Director 12 Adopt Simple Majority Vote Against Against Shareholder13 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 14 Report on Human Rights Risk Assessment Against Abstain Shareholder15 Adopt Compensation Clawback Policy Against Against Shareholder16 Report on Policies and Risks Related Against Against Shareholder to Content Governance
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ALTISOURCE PORTFOLIO SOLUTIONS S.A.
Ticker: ASPS Security ID: L0175J104 Meeting Date: MAY 20, 2019 Meeting Type: Annual Record Date: MAR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott E. Burg For For Management 1b Elect Director Joseph L. Morettini For For Management 1c Elect Director Roland Muller‐Ineichen For For Management 1d Elect Director William B. Shepro For For Management 2 Ratify Mayer Hoffman McCann P.C. as For For Management Independent Registered Auditors and Atwell S.a r.l. as Certified Auditor for Statutory Accounts 3 Approve Financial Statements For For Management 4 Receive and Approve Directors' and For For Management
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Auditors' Special Reports 5 Approve Financial Statements and For For Management Allocation of Income 6 Approve Discharge of Directors and For For Management Auditors 7 Approve Remuneration of Directors For For Management 8 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation
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ALTRA INDUSTRIAL MOTION CORP.
Ticker: AIMC Security ID: 02208R106 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: MAR 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edmund M. Carpenter For For Management 1.2 Elect Director Carl R. Christenson For For Management 1.3 Elect Director Lyle G. Ganske For For Management 1.4 Elect Director Margot L. Hoffman For For Management 1.5 Elect Director Michael S. Lipscomb For For Management 1.6 Elect Director Larry P. McPherson For For Management 1.7 Elect Director Patrick K. Murphy For For Management 1.8 Elect Director Thomas W. Swidarski For For Management 1.9 Elect Director James H. Woodward, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation
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ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John T. Casteen, III For For Management 1.2 Elect Director Dinyar S. Devitre For For Management 1.3 Elect Director Thomas F. Farrell, II For For Management 1.4 Elect Director Debra J. Kelly‐Ennis For For Management 1.5 Elect Director W. Leo Kiely, III For For Management 1.6 Elect Director Kathryn B. McQuade For For Management
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1.7 Elect Director George Munoz For For Management 1.8 Elect Director Mark E. Newman For For Management 1.9 Elect Director Nabil Y. Sakkab For For Management 1.10 Elect Director Virginia E. Shanks For For Management 1.11 Elect Director Howard A. Willard, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Nicotine Levels in Tobacco Against Against Shareholder Products 5 Report on Lobbying Payments and Policy Against Against Shareholder
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AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Jamie S. Gorelick For For Management 1d Elect Director Daniel P. Huttenlocher For For Management 1e Elect Director Judith A. McGrath For For Management 1f Elect Director Indra K. Nooyi For For Management 1g Elect Director Jonathan J. Rubinstein For For Management 1h Elect Director Thomas O. Ryder For For Management 1i Elect Director Patricia Q. Stonesifer For For Management 1j Elect Director Wendell P. Weeks For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Management of Food Waste Against Against Shareholder5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Prohibit Sales of Facial Recognition Against Against Shareholder Technology to Government Agencies 7 Report on Impact of Government Use of Against Against Shareholder Facial Recognition Technologies 8 Report on Products Promoting Hate Against Against Shareholder Speech 9 Require Independent Board Chairman Against For Shareholder10 Report on Sexual Harassment Against Against Shareholder11 Report on Climate Change Against Against Shareholder12 Disclose a Board of Directors' Against Against Shareholder
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Qualification Matrix 13 Report on Gender Pay Gap Against For Shareholder14 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 15 Provide Vote Counting to Exclude Against Against Shareholder Abstentions
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AMERICAN ASSETS TRUST, INC.
Ticker: AAT Security ID: 024013104 Meeting Date: JUN 11, 2019 Meeting Type: Annual Record Date: APR 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernest S. Rady For For Management 1.2 Elect Director Duane A. Nelles For Withhold Management 1.3 Elect Director Thomas S. Olinger For Withhold Management 1.4 Elect Director Joy L. Schaefer For For Management 1.5 Elect Director Robert S. Sullivan For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation
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AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
Ticker: AXL Security ID: 024061103 Meeting Date: MAY 02, 2019 Meeting Type: Annual Record Date: MAR 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth A. Chappell For For Management 1.2 Elect Director Herbert K. Parker For For Management 1.3 Elect Director John F. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management
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AMERICAN CAMPUS COMMUNITIES, INC.
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Ticker: ACC Security ID: 024835100 Meeting Date: MAY 01, 2019 Meeting Type: Annual Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Bayless, Jr. For For Management 1b Elect Director G. Steven Dawson For For Management 1c Elect Director Cydney C. Donnell For For Management 1d Elect Director Mary C. Egan For For Management 1e Elect Director Edward Lowenthal For For Management 1f Elect Director Oliver Luck For For Management 1g Elect Director C. Patrick Oles, Jr. For For Management 1h Elect Director John T. Rippel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation
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AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109 Meeting Date: MAY 07, 2019 Meeting Type: Annual Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director John J. Brennan For For Management 1c Elect Director Peter Chernin For For Management 1d Elect Director Ralph de la Vega For For Management 1e Elect Director Anne Lauvergeon For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Stephen J. Squeri For For Management 1i Elect Director Daniel L. Vasella For For Management 1j Elect Director Ronald A. Williams For For Management 1k Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder5 Adjust Executive Compensation Metrics Against Against Shareholder for Share Buybacks 6 Report on Gender Pay Gap Against For Shareholder
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AMERICAN FINANCIAL GROUP, INC.
Ticker: AFG Security ID: 025932104 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl H. Lindner, III For For Management 1.2 Elect Director S. Craig Lindner For For Management 1.3 Elect Director Kenneth C. Ambrecht For For Management 1.4 Elect Director John B. Berding For For Management 1.5 Elect Director Joseph E. "Jeff" For For Management Consolino 1.6 Elect Director Virginia C. "Gina" For For Management Drosos 1.7 Elect Director James E. Evans For For Management 1.8 Elect Director Terry S. Jacobs For For Management 1.9 Elect Director Gregory G. Joseph For For Management 1.10 Elect Director Mary Beth Martin For For Management 1.11 Elect Director William W. Verity For For Management 1.12 Elect Director John I. Von Lehman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation
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AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784 Meeting Date: MAY 21, 2019 Meeting Type: Annual Record Date: MAR 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Don Cornwell For For Management 1b Elect Director Brian Duperreault For For Management 1c Elect Director John H. Fitzpatrick For For Management 1d Elect Director William G. Jurgensen For �