for personal use only · sydney nsw 2001. 15 september 2016 andrew weaver asx warrants level 6, 20...
TRANSCRIPT
BONUS CERTIFICATES
CitiFirst Bonus Certificates
Series Term Sheet – Series 01-2016 (No Primary Offer)
Publication date: 28/11/2016
Important information
This Series Term Sheet must be read in conjunction with the Product Disclosure Statement for CitiFirst
Bonus Certificates with a preparation date of 09/03/2016 issued by Citigroup Global Markets Australia Pty
Limited (ABN 64 003 114 832; AFSL 240992) (Citi). This Series Term Sheet is also issued by Citi.
Terms defined in the PDS have the same meaning in this Series Term Sheet unless the contrary intention
appears.
The net asset position of Citi, as stated in its most recent audited financial statements available when the
original version of this Series Term Sheet was first published, was AU$198.5million as at 31 December
2014
Series 01-2016 Details
Initial Issue Date 28/11/2016
Term 4 months
Termination Date 13/04/2017
Call Option Share Commonwealth Bank Shares (CBA.AX)
Warrant ASX Code Underlying Asset
Underlying ASX Code
Initial Issue Price
Bonus Percentage
Bonus Level
Barrier Percentage
Barrier level Issue Size
AMCBOA Amcor Limited AMC $14.39 111.19% $16.00 91.73% $13.20 10 million
ANZBOA Australia and New Zealand Banking Group Limited
ANZ $27.91 107.49% $30.00 91.37% $25.50 10 million
BHPBOA BHP Billiton Limited
BHP $25.81 104.61% $27.00 85.24% $22.00 10 million
CBABOA Commonwealth Bank of Australia
CBA $77.29 107.39% $83.00 91.86% $71.00 10 million
CSLBOA CSL Limited CSL $98.46 101.06% $99.50 94.45% $93.00 10 million
FMGBOA Fortescue Metals Group
FMG $6.25 102.40% $6.40 83.20% $5.20 10 million
MQGBOA Macquarie Group Limited
MQG $83.36 101.97% $85.00 92.37% $77.00 10 million
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Warrant ASX Code Underlying Asset
Underlying ASX Code
Initial Issue Price
Bonus Percentage
Bonus Level
Barrier Percentage
Barrier level Issue Size
NCMBOA Newcrest Mining Limited
NCM $19.57 109.86% $21.50 84.31% $16.50 10 million
ORIBOA Orica Limited ORI $17.61 107.89% $19.00 88.02% $15.50 10 million
RIOBOA Rio Tinto Limited RIO $61.05 104.83% $64.00 86.81% $53.00 10 million
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BONUS CERTIFICATES
CitiFirst Bonus Certificates
Series Term Sheet – Series 01-2016 (No Primary Offer)
Publication date: 17/10/2016
Important information
This Series Term Sheet must be read in conjunction with the Product Disclosure Statement for CitiFirst
Bonus Certificates with a preparation date of 09/03/2016 issued by Citigroup Global Markets Australia Pty
Limited (ABN 64 003 114 832; AFSL 240992) (Citi). This Series Term Sheet is also issued by Citi.
Terms defined in the PDS have the same meaning in this Series Term Sheet unless the contrary intention
appears.
The net asset position of Citi, as stated in its most recent audited financial statements available when the
original version of this Series Term Sheet was first published, was AU$198.5million as at 31 December
2014
Series 01-2016 Details
Initial Issue Date 17/10/2016
Term 6 months
Termination Date 13/04/2017
Call Option Share Commonwealth Bank Shares (CBA.AX)
Warrant ASX Code Underlying Asset
Underlying ASX Code
Initial Issue Price
Bonus Percentage
Bonus Level
Barrier Percentage Barrier Issue Size
ASXBOA ASX Limited ASX $47.53 106.25% $50.50 92.57% $44.00 10million
BHPBOA BHP Billiton Limited BHP $22.39 107.19% $24.00 88.66% $19.85 10million
CWNBOA Crown Resorts Limited CWN $11.15 118.83% $13.25 91.93% $10.25 10million
GPTBOA GPT Group GPT $4.72 116.53% $5.50 90.04% $4.25 10million
NCMBOA Newcrest Mining
Limited NCM $20.78 108.28% $22.50 93.84% $19.50 10million
SCGBOA Scentre Group SCG $4.35 110.34% $4.80 88.51% $3.85 10million
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Citigroup Global Markets Australia Pty Limited ABN 64 003 114 832 and AFSL 240992 GPO Box 557, Sydney NSW 2001 Tel 02 8225 4000 Fax 02 8225 5275
Participant of the ASX Group
15 September 2016 Andrew Weaver ASX Warrants Level 6, 20 Bridge Street Sydney NSW 2000 Dear Andrew For dissemination to the market Important information Notice in relation to Citi Bonus Certificates Warrants Series 01-2016, change in Termination Date
The Termination Date of certain Series 01-2016 Bonus Certificates issued by Citigroup Global Markets Australia Pty Limited (AFSL 240992, ABN 64 003 114 832) (“CitiFirst”) is currently 17 April 2017. As this is a public
holiday and ASX non-trading day CitiFirst is invoking clause 3.4 of Section 7 of the PDS to amend the terms of such warrants by inserting a new sub-clause (e) into Section 7, Clause 3.1 as follows: (e) the Termination Date shall or is likely to fall on a non-Trading Day The existing sub-clause (e) shall be renumbered as sub-clause (f). Pursuant to the new clause 3.1(e) CitiFirst has declared that an Early Termination Event shall occur with the new Termination Date being reset to 13 April 2017. The amendment referred to above affects the CitiFirst Bonus Certificates warrants specified below. For a copy of the relevant Product Disclosure Statement (PDS), please refer to www.citifirst.com.au. The affected codes are:
XJOBOA NCMBOA
AMCBOA ORIBOA
AMPBOA QBEBOA
ANZBOA RHCBOA
ASXBOA RIOBOA
BHPBOA S32BOA
BXBBOA SCGBOA
CBABOA SEKBOA
CCLBOA STOBOA
CSLBOA SUNBOA
CWNBOA SYDBOA
FMGBOA TCLBOA
GPTBOA TLSBOA
2 Park Street Sydney NSW 2000 GPO Box 557 Sydney NSW 2001 Australia
T 61 2 8225 4000 F 61 2 8225 5275
INSTALMENTS | SFIs | TRADING WARRANTS | TURBOS | MINIs
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Citigroup Global Markets Australia Pty Limited ABN 64 003 114 832 and AFSL 240992 GPO Box 557, Sydney NSW 2001 Tel 02 8225 4000 Fax 02 8225 5275
Participant of the ASX Group
JHXBOA WBCBOA
MGRBOA WESBOA
MPLBOA WFDBOA
MQGBOA WOWBOA
NABBOA WPLBOA What action do you need to take?
You do not need to do anything. The Redemption Amount in respect of a Bonus Certificate that is held by a Holder at the Close of Trading on the Termination date will remain as per the terms of the PDS. Should you have any queries regarding this process, please contact your Stockbroker, Financial Adviser or CitiFirst on 1300 30 70 70. Yours sincerely, Signed on behalf of Citigroup Global Markets Australia Pty Limited
Brendan Wills
Director
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BONUS CERTIFICATES
CitiFirst Bonus Certificates
Series Term Sheet – Series 01-2016 (No Primary Offer)
Publication date: 26/08/2016
Important information
This Series Term Sheet must be read in conjunction with the Product Disclosure Statement for CitiFirst Bonus Certificates with a preparation date of 09/03/2016 issued by Citigroup Global Markets Australia Pty Limited (ABN 64 003 114 832; AFSL 240992) (Citi). This Series Term Sheet is also issued by Citi. Terms defined in the PDS have the same meaning in this Series Term Sheet unless the contrary intention appears.
The net asset position of Citi, as stated in its most recent audited financial statements available when the original version of this Series Term Sheet was first published, was AU$198.5million as at 31 December 2014
Series 01-2016 Details
Initial Issue Date 26/08/2016
Term 8 months
Termination Date 17/04/2017
Call Option Share Commonwealth Bank Shares (CBA.AX)
Warrant ASX Code
Underlying Asset
Underlying ASX Code
Initial Issue Price
Bonus Percentage
Bonus Level
Barrier Percentage
Barrier level
Issue Size
AMCBOA Amcor Limited AMC $16.38 109.9% $18.00 87.9% $14.40 10
million
AMPBOA AMP Limited AMP $5.47 118.8% $6.50 87.8% $4.80 10
million
ASXBOA ASX Limited ASX $51.32 109.1% $56.00 87.7% $45.00 10
million
ANZBOA
Australia and New Zealand
Banking Group Limited
ANZ $26.67 108.7% $29.00 84.4% $22.50 10
million
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BXBBOA Brambles Limited BXB $12.54 107.7% $13.50 83.7% $10.50
10 million
CCLBOA Coca-Cola Amatil Limited CCL $9.17 114.5% $10.50 87.2% $8.00
10 million
CBABOA Commonwealth
Bank of Australia
CBA $73.26 109.2% $80.00 90.1% $66.00 10
million
CWNBOA Crown Resorts Limited CWN $13.52 118.3% $16.00 85.1% $11.50
10 million
CSLBOA CSL Limited CSL $109.05 105.5% $115.00 89.9% $98.00 10
million
MQGBOA Macquarie Group Limited MQG $79.75 104.1% $83.00 85.3% $68.00
10 million
NABBOA National
Australia Bank Limited
NAB $27.46 111.1% $30.50 87.4% $24.00 10
million
NCMBOA Newcrest Mining Limited NCM $23.34 111.4% $26.00 83.5% $19.50
10 million
RHCBOA Ramsay Health Care Limited RHC $75.98 104.0% $79.00 90.2% $68.50
10 million
RIOBOA Rio Tinto Limited RIO $48.82 106.5% $52.00 86.0% $42.00
10 million
SCGBOA Scentre Group SCG $5.06 108.7% $5.50 88.9% $4.50 10
million
SEKBOA Seek Limited SEK $15.99 109.4% $17.50 87.6% $14.00 10
million
TCLBOA Transurban Group TCL $11.72 108.8% $12.75 91.7% $10.75
10 million
WESBOA Wesfarmers Limited WES $44.33 106.0% $47.00 89.1% $39.50
10 million
WPLBOA Woodside Petroleum
Limited WPL $29.68 107.8% $32.00 84.2% $25.00
10 million
WOWBOA Woolworths Limited WOW $24.90 108.4% $27.00 84.3% $21.00
10 million
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BONUS CERTIFICATES
CitiFirst Bonus Certificates
Series Term Sheet – Series 01-2016 (No Primary Offer)
Publication date: 17/06/2016
Important information
This Series Term Sheet must be read in conjunction with the Product Disclosure Statement for CitiFirst Bonus Certificates with a preparation date of 09/03/2016 issued by Citigroup Global Markets Australia Pty Limited (ABN 64 003 114 832; AFSL 240992) (Citi). This Series Term Sheet is also issued by Citi. Terms defined in the PDS have the same meaning in this Series Term Sheet unless the contrary intention appears.
The net asset position of Citi, as stated in its most recent audited financial statements available when the original version of this Series Term Sheet was first published, was AU$198.5million as at 31 December 2014
Series 01-2016 Details
Initial Issue Date 17/06/2016
Term 10 months
Termination Date 17/04/2017
Call Option Share Commonwealth Bank Shares (CBA.AX)
Warrant ASX Code
Underlying Asset
Underlying ASX Code
Initial Issue Price
BonusPercentage
BonusLevel
BarrierPercentage
Barrierlevel Issue Size
CSLBOA CSL Limited CSL $108.79 0.20% $109.00 13.59% $94.00 10 million
MQGBOA Macquarie Group Limited
MQG $72.72 7.26% $78.00 14.74% $62.00 10 million
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BONUS CERTIFICATES
CitiFirst Bonus Certificates
Series Term Sheet – Series 01-2016 (No Primary Offer)
Publication date: 10/06/2016
Important information
This Series Term Sheet must be read in conjunction with the Product Disclosure Statement for CitiFirst Bonus Certificates with a preparation date of 09/03/2016 issued by Citigroup Global Markets Australia Pty Limited (ABN 64 003 114 832; AFSL 240992) (Citi). This Series Term Sheet is also issued by Citi. Terms defined in the PDS have the same meaning in this Series Term Sheet unless the contrary intention appears.
The net asset position of Citi, as stated in its most recent audited financial statements available when the original version of this Series Term Sheet was first published, was AU$198.5million as at 31 December 2014
Series 01-2016 Details
Initial Issue Date 10/06/2016
Term 10 months
Termination Date 17/04/2017
Call Option Share Commonwealth Bank Shares (CBA.AX)
Warrant ASX Code
Underlying Asset
Underlying ASX Code
Initial Issue Price
Bonus Percentage
Bonus Level
Barrier Percentage
Barrier level Issue Size
AMCBOA Amcor Limited AMC $14.50 14.35% $16.58 21.11% $11.44 10 million
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BONUS CERTIFICATES
CitiFirst Bonus Certificates
Series Term Sheet – Series 01-2016 (No Primary Offer)
Publication date: 06/06/2016
Important information
This Series Term Sheet must be read in conjunction with the Product Disclosure Statement for CitiFirst Bonus Certificates with a preparation date of 09/03/2016 issued by Citigroup Global Markets Australia Pty Limited (ABN 64 003 114 832; AFSL 240992) (Citi). This Series Term Sheet is also issued by Citi. Terms defined in the PDS have the same meaning in this Series Term Sheet unless the contrary intention appears.
The net asset position of Citi, as stated in its most recent audited financial statements available when the original version of this Series Term Sheet was first published, was AU$198.5million as at 31 December 2014
Series 01-2016 Details
Initial Issue Date 06/06/2016
Term 10 months
Termination Date 17/04/2017
Call Option Share Commonwealth Bank Shares (CBA.AX)
Warrant ASX Code
Underlying Asset Underlying ASX Code
Initial Issue Price
Bonus Percentage
Bonus Level
Barrier Percentage
Barrier level
Issue Size
AMCBOA Amcor Limited AMC $16.13 14.69% $18.50 16.31% $13.50 10 million
ASXBOA ASX Limited ASX $45.52 9.84% $50 14.32% $39.00 10 million
CSLBOA CSL Limited CSL $117.26 10.86% $130 7.90% $108.00 10 million
FMGBOA Fortescue Metals Group Ltd
FMG $3.21 5.92% $3.40 19.00% $2.60 10 million
GPTBOA GPT Group GPT $5.45 11.93% $6.10 14.68% $4.65 10 million
JHXBOA James Hardie Industries
JHX $21.35 10.07% $23.50 20.37% $17.00 10 million
MGRBOA Mirvac Group MGR $2.02 16.34% $2.35 18.32% $1.65 10 million
NCMBOA Newcrest Mining Limited
NCM $22.06 6.53% $23.50 20.67% $17.50 10 million
RHCBOA Ramsay Health Care Limited
RHC $73.26 3.74% $76.00 14.00% $63.00 10 million
SCGBOA Scentre Group SCG $4.67 15.63% $5.40 18.63% $3.80 10 million
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STOBOA Santos Limited STO $4.44 17.12% $5.20 23.42% $3.40 10 million
SUNBOA Suncorp Group Limited
SUN $12.56 19.43% $15.00 16.40% $10.50 10 million
SYDBOA Sydney Airport SYD $7.22 17.73% $8.50 14.13% $6.20 10 million
TCLBOA Transurban Group TCL $11.93 2.26% $12.20 22.88% $9.20 10 million
TLSBOA Telstra Corporation Limited
TLS $5.58 18.28% $6.60 12.19% $4.90 10 million
WFDBOA Westfield Corporation
WFD $10.78 11.32% $12.00 11.87% $9.50 10 million
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BONUS CERTIFICATES
CitiFirst Bonus Certificates
Series Term Sheet – Series 01-2016 (No Primary Offer)
Important information
Citi
Series 01-2016 Details
Initial Issue Date
Term
Termination Date
Call Option Share
Warrant ASX Code
Underlying Asset
Underlying ASX Code
InitialIssuePrice
BonusPercentage
BonusLevel
Barrier Percentage
Barrier Level
IssueSize
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Warrant ASX Code
Underlying Asset
Underlying ASX Code
InitialIssuePrice
BonusPercentage
BonusLevel
Barrier Percentage
Barrier Level
IssueSize
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Warrant ASX Code
Underlying Asset
Underlying ASX Code
InitialIssuePrice
BonusPercentage
BonusLevel
Barrier Percentage
Barrier Level
IssueSize
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INSTALMENTS MINIS TRADING WARRANTS | TURBOS
CitiFirstCiti
Issued by Citigroup Global Markets Australia Pty Limited (ABN 64 003 114 832 and AFSL 240992)
INVESTMENT PRODUCT: NOT A DEPOSIT | NOT INSURED | NO BANK GUARANTEE | MAY LOSE VALUE
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Citi
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ETF
ASX
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Scenario 1: 'Bullish' Scenario – Underlying Asset trades above the Barrier Level during the Term and is above the Bonus Level at the end of the Term
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Scenario 2: 'Moderate' Scenario – Underlying Asset trades above the Barrier Level during the Term but is below the Bonus Level at the end of the Term
Scenario 3: 'Volatile' Scenario – Underlying Asset trades below the Barrier Level during the Term but is above the Bonus Level at the end of the Term
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Scenario 4: 'Bearish' Scenario – Underlying Asset trades below the Barrier Level during the Term and is below the Bonus Level at the end of the Term
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Scenario 5: 'Adjustment Event' Scenario – Underlying Asset replaced
Scenario 6: 'Adjustment Event' Scenario – Underlying Asset not replaced
Scenario 7: 'Loss Crystallisation' Scenario – Underlying Asset trades below the Barrier Level during the Term and Bonus Certificates sold on-market F
or p
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Detailed Terms
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• Remaining Terms
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Hedging Disruption
Increased Cost of HedgingHedging EventF
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Change
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director headmanager
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Accretions
Adjustment Event
force majeure
Adviser
Adviser Service Fee Rate
Applicant
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Application
Application Amount
Application Form
Approved Adviser
ASX
Barrier Level
Barrier Percentage
Bonus Certificate
Bonus Level
Bonus Percentage
Business Day
Call Option Shares
Change
Citi
Close of Trading
Confirmation
Corporations Act Corporations Act 2001
Early Redemption Amount
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Early Termination
Early Termination Date
Early Termination Event
ETF
GST A New Tax System (Goods & Services Tax) Act 1999
Hedging Disruption
Hedging Event
Holder
Holder's Specified Index
Holder's Specified Share's or ETF's Quoted Price
Increased Cost of Hedging
Index Provider
Initial Issue Date
Initial Issue Price
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Investment Amount
Issuer
Level of the Holder's Specified Index
Level of the Holder's Specified Share's or ETF's Quoted Price
Primary Offer Closing Date
Postal Address
Product Disclosure Statement PDS
Redemption Amount
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Register
Relevant Exchange
Relevant Termination Date
Series
Series Term Sheet
Settlement Account
Settlement Date
Suspension
Tax Taxes
Termination Date
Total Adviser Service Fee
Trading Day
Underlying Asset
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* Insert a percentage between 0% and 4.4%.
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