[ _ _ R__

v._H

_21_M_1

___ __.

,

____________ _ _

POSITION ORGANIZATION/ENTITY

PARTIES ANO TERMS

NJ DIVISION OF PENSIONS-JUDICIAL(RETIREMENl)

l._ ;

A0-10 .FINANCIAL DISCLOSURE REPORT

I. Pc:rson Reporting (Last name. First name. Middle initiall

Wolin, Alfred M

4. Title (Articlt: Ill Judges indicate acti ve or senior status;

magistr.ite judges indicate Full- or part-rime)

Senior Judge, U.S.D.C.

Calendar Year 2003

2. Court or Organization

U.S. District Court

5. Repoi1Ty pe (check approp1iate type)

Q Nomination, Date

Q Initial (!) Annual Q Final

Rcpor! Rct1uircd by the Ethksin Go..crmncnt Act of 1978(5 U.S.C. app. §§ 10.1-111 l

J. Dare or Report

411612004

6. Reprn1ing Pt=riod

1/1/2003

to

1213112003

7.' Chambers or Orticc Address

50 Walnut Street

Newark. NJ 07101

8. On th.: basis of the information con rained in this Rept11t and imymodifications pertainin g thereto, it is. in my opinion, in compliance with '.lpplicable laws and regulations.

Reviewing Officer Date______

IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box. for each pa1t

where you have no reportable infonnation. Sign on last page.

I. POSITIONS. (Reporting individual only; sec pp. 9··13 of filing instrucrions)

NONE - {No reportable positions.)

NAME OF

I.

II. AGREEMENTS. (Reporting individual only; se«: pp. 14-16 of tiling instructions)

[J NONE - (No reportable agreements.)

I. 2003

SOURCE INCOME

SOURCE AND

FINANCIAL DISCLOSURE REPORT Namt> t1f Person Repo11ing.

Wolin. Alfred M

III. NON-INVESTMENT INCOME. \Reporting individual and spouse: s pp. 17-24 ofliling inslructionsl

A. Filer's Non-Investment lncom

0 NONE - (No reportable non-investment income.)

AND TYPE

I. 2003 NJ DIVISION OF PENSIONS

Date of lkpol1

4/16/2004

GROSS

(yours, not spouse's)

32. 156

B. Spouse's Non-Investment Income -not required except for honoraria)

NONE -

(If you were married during any portion ohhe reporting year, please complete this section. (dollar amount

D (No reportable non-investment income.)

I. 2003

2. 2003 AT&T CORP

TYPE

NJ DIVISION OF PENSIONS

IV. REIMBURSEMENTS -- tmnsponatiun. lodging. food.entenainm.::n1.

(Includes those to spouse and dependent children. See pp. 2.5-27 of instructions.)

0 NONE. - (No such reportable reimbursements.)

SOURCE

I. CLLE CONFERENCE, OCTOBER SAN DIEGO

DESCRIPTION

TRANSPORTATION. LODGING. FOOD

SOURCE DESCRIPTION

COD

Date of lit:pt•n

4/16/2004

FINANCIAL DISCLOSURE REPORT NanJt: l•f Per:mn Reprn1ing

Wolin. Alfred M

V. GrFrS. (Includes 1111.,se to spouse and dependent children. Sec pp. 28-31 of instructions.)

NONE - (No such rcpo11able gifts.}

I.

VI. LIABILITIES. (Includes those of spouse unJ dependent children. See pp. 3:!-34 of instructions.)

NONE (Noreport:ibleliabilities.)··

DESCRIPTION

I.

VALUE

t:!l 0) (41 (5)

--

-

lrh •.

FINANCIAL DISCLOSURE REPORT NJmc of Person Repo1ting Date of Rc:pP1t

Page 1of4 Wolin, Alfred M 4/16/2004

VII. INVESTMENTS and TRUSTS -- incnmc. "aluc. trans;:ations 1 im:ludcs tho of 1 sp<•u•c and depcnd.:nt children. Sec pp. 74-57 ,,f filin)l. in lrunions.J

n.A. c. ().· lnconx: Juring Gross value at nd of Trarnmdions Juring reporting period

De criptit>n t>f Assets reporting. tiod reporting period ( induding lrllSI aSSCIS)

ll > {:!) Ill (2) (I J If 1101 e•empt frum Jisdosure

Place "(X )" afrcr e:11:h asset c cmp1 from prior disclosure

1\m01ml Code I

TyJ>I! \e.g. div. rem. or

Value Code2

Value Method

Type rc.g. buy. 11.

Dmc: Month-

Value Code2

G.Un Code

ldcmit)' of uycr/sclkr

(A-Hl inL) (J-Pl Code l (Q-Wl

rrrrg..r. reJcmplionl

D-..y (J-P) I CA-I-I\

fifprivale trnnsac1ion)

DNONE (No rep(•1inblc incom.:. assets. or lr;msactions)

UNION COUNTY SAVINGS BANK A Interest J Tft.

2. AT&T CORP A Dividend J T

3. COMCAST Nolie J T

LEGG MASON RESERVE CASH A Inrerest J T4.

CIENA CORP None J T5.

AT&T CORP A Dividend K T6.

7. COMCAST None J T

8. LEGG MASON VALUE TRUST B Dividend N T

9. SUPER WIRE.COM None J T

IO. CISCO SYSTEMS None K T

11. ING FUND A -INT A TRUST None J T

12.

13.

14.

GLOBAL CROSSING

ASCENTIAL SOFtWARE CORP

OVERLAND DATA

None

None

l'jone

J

J

J

T

T

T

BANKRU PT

J TOTAL LOSS

15.

16.

17.

RIBOZYME PHARM.- (now SIRNA

THERAPEUTICS)

PUMATECH INC (formerly PUMA TECHNOLOGY INC.) NOW INTELLISYNC

-AT&T WIRELESS

None

None

None

J

J

J

T

T

T

18. J.D.S. UNIPHASE None J T

I. \)O).;/( ;;-1in ( \1llt! . ... =SI .lll l ,•r k" B = l.(lll t-S2.5(lll c = 52501-55.1 0 fl = 1-5.fKll-l!:'.flllO L =ti ).! 11-t'll.< K)

Slv Col11nu1· Bl 1nd D-ll I· = '-5ll.1Kll ·)I l l.\ WI <; -= -;1rK1.00l - i .tflO.mo HI = Uk!fl.1M11-$51 ·.mn fl2 = '\1• ·r th;i11 \.)J)f)(t.f JO

V:ihl\.' C1;Jc:,: = ';) J )J)f)(J l/f 11.::-.:, " - 1'.l ll- 50.I ) = 55rl.f.l\Jl-SltJIUJIK! M = S:IC.Ml.f-11- 2'.'IJ.fl! J

<.)<;c l\•h"""' Cl ,,nJ p:;, N : 5_:)Cll)ilil·} ll(J.f K) () = \; l l.!X.ll · I .l J!HKKl l'I = :>UltJll.\ ll-$5.lllJO.l Mt P'.'! = 5.!J00J1\l-. ).Of1U.Oncl

p:; = >25.IJiXJ.llOl ·b'IJ rx"U• l 1'-l = 5Mnr 1h"11 i>50.l)(JO.ll\. l

: V 1lm: \.h.:111,,J C:;,lk:" IJ = :\ppr.li:,iil H :: (.';h1 d�\_·:11 1-,..1:1h..· tlul . l s = A \\i.:\ \111:nt = C.1,hi ·l.11" _;

IS;,.\." (q{Ullf'1 t"2> t: = Br·· ·k V:ih.1,· \' = Oth.-r w = bri1n:11.:d

n

\I) ('.!"> (J) (4l

14, ir • .msaction 1

-

c

i

= S'\ll.IJOI- l!Jl.tH) = .'d(lll.IKll.$2'\•J.(IUl.l

FINANCIAL DISCLOSURE REPORT

Page 2 of 4 Name or P.:r;,un Reporting

Wolin. Alfred M

Date or Report

4/1612004

VII. INVESTMENTS and TRUSTS ·· income. valuc. trunscutions r includt's those of th<: spouse and depe dent children. Sce pp. 4-57 of filing instrm:tions.)

A. 8. c. . D.· . Income during Gross value at end oi Tra11sa"·tions Juri11g reporting period

Description of 1\s!'l!ts ,..,porting pc!riod reporting: period (indmling trust assets l

(I) Cl \ I) (2) If not e•empl from disdosure

(!iiPlace "CXJ" aft<.'"!" em:h :1ssel t:xt!mpl Amnunt Type 1e.g. Value Value: Type re.g. Da1e: Value Gain ldemityoffrom prior di closure Code I div. rent. or Code·2 Method buy. sell, Month- c,ide 2 Code buyer/seller

!A-HJ int.J \J-Pl Code .l merger. Day (J-P) I IA- <if private lQ-Wl redemption)

19. NORTEL NETWORKS INC None . J T

20. LEGG MASON OPPTY TRUST A · Dividend K T

21. GENERAL ELECTRIC A Dividend J T

22. FIRST EAGLE OVERSEAS FUND CL C A Dividelid J T BUY 9123 J

23. LEGG MASON SPEC INV TRUST B_ Distribution K T BUY 9123 K

24. OVERLAND STORAGE CORP None J T BUY 9\23 J

25. NORTEL NETWORKS None· J T BUY 11/19 J

26. DOMINION RESOURCES A Dividend J T

27. A..EET BOSTON A Dividend K T

28. MIRANT CORP None J T CHAPTER 11

29. SOUTHERN CO A Dividend J T

30. WACHOVIA CORP A Dividend J T

31. PUTNAM NEW JERSEY TAX EXEMPT CLASS B Dividend L T SELL 9/23 L

A INCOME FUND

32. ZWEIG TOTAL RETURN FUND A Dividend J T

33. BLACKROCK INCOME TRUST A · Dividend J T

34. HANCOCK JOHN PATRIOT PFD A Dividend J T

35. HIGHY INCOME OPPTY FUND A Dividend J T

-

36. VAN KAMPEN AMER. CAP SR. INC TRUST A Dividend J T

= s 1.101 or k>' [; = '.-i.(Kl).'.\ .5(K) c = 1.501-$5 .t)(M) [I = <, _(M}l. i .(K)(l r: : i15.•.i(>l-$'0.o);M) I. Jn ... onk:i( :i.in Cl1<l · A

1 Sc.: \nhmrn' 111 ..... 1 (). )

= '\l .onu,.r k".;:-.

r'i :: .?50tti)lt.\5tJU,(JOO

P: : j. ).t ltl.iltll ·· 5U.ll\ i.f l

F : '-51!.fk! 1- l (Kl.l)fK) ,, ·. ), Hll.1.! Xii -i>l.l MJ.l MlO Ml = s 1.fl!J(l.un 1-$5.0tfl.Ooo H'.? = !1.-1 .. n: thall i.5.i M.)/HHI

Mi; = !S.001 '\IJ.Clt IV 1h"-.. Code':

(J = :C,)fl\J.IXll - I .IJiM.l.I Klll l'I = 1.llufl.Otll-$5.f•J<l.\.MKI P: -= )5.tK. l.1Kll-'>25.mu.1 .r1

I'.+ = '>1\l rc than "\.5(1.(Jl)U.ll\.Kl

Valuc- \·h:tlt<1J C:.,k"'· IJ = :\pprai.sal H : C\1·.f < 1 .: 11 l-- ... 1a c 0111_> ·' = .:h· l·\i,lllt'nl r = C:a,hi\brkcl

\S,.,; ("t•lumr"' Cl ,,,._11) 1

\' = w = l ;till l[c•rJ•S< (.'.,!u11111 C l L = ll<.x• · Value Orlwr

'

(I)

'

--

(2) If not x n1pt from dis\.·lo ure

IJ)

�FINANCIAL DISCLOSURE REPORT Na111c or Person Reporting Date or Rept111

Page 3 of 4 Wolin. Alfred M 4116/2004

VII. INVESTMENTS and TRUSTS -· inrome. value. 1rnnsca1ions tincludes those of1he . pouse and depcnd"nr children. St.-e pp. :;4.57 nf liling instruclions.}

A. H. c. . J); :

Description of ;\s ets lncnnx: during

rept>rting pt>riod Gross vulue at end of reporting peri<id

Tmnsadion during repor1 ing pcrfod

(induding trust asse1sl

(I) m Ii)

!'.!) (4) 151 Place "(X( aftL'T ea,·h <L,SCI exempt from prior disclosure

Amount Code I (A·Hl

Typ.: (e.g. div. rent. or int.)

37. BLACKROCK FLORIDA INSD. MUN. TR!JST A Dividend

38. NUVEEN PREMIUM INCOME FUND A Distribution

39. AT&T CAPITAL CORP A Interest

40. AIM HIGH YIELD FUND A · Dividend

Value Code2

Value Method

Type !e.g. buy. sell.

Dale: Month-

Vak1e Code2

Gain Code

kk>mily of uyer/seller

(J-Pl Codd (Q-W)

merger. redemption)

Day (J-P) I IA-1-ll

fif private tr:mraction 1

J T

J . T

J T

J . T

ALLIANCE AMER. GVT. INCOME CLASS A A Di1ddend J . T41.

FEDERATED HIGH INCOME BOND FUND A Dividend J T42.

SELIGMAN HIGH YIELD BOND FUND A Dividend J• T43.

VAN KAMPEN HIGH YIELD MUNI rUND A Dividend J T44.

ALLIANCE N. AMERICAN GVT INC. CL. B A Dividend . J T45.

CITIBANK BANK DEPOSIT PROGRAM A Interest J T46.

47. UTS EQU ITY SECURITY TR 22 A Distribution J T

48. UTS FIRST TR. SPL. SITUATIONS A Distribu ti on J . T

49. BANKAMERICA SUB NOTES A lnteres1 J T.

SO. MERRILL LYNCH CO. NOTES A Interest J T

51. FORD MOTOR CREDIT NOTES A Interest J T

52. DADE CNTY FLA SCH BD A Interest J T

53. ROCHESTER PA AREA SCH AUTH A Interest J T

.

54. ALLIANCE ARPT AU TEX A Interest J T

I. lncom:i(:ain C;1<le : B = <,J.(Mll-:-. .)(M)

C; ·= $11 1.!X)I 1.l-Ml.IOJ Hi = Si.IXJll.ll(>l ·$.'.f'itl(l.!MMI H J .. n;-1h<1n ).l!OU.IY.11)

::? V:1lu" Code': =)I ).ono ,.r k:o.:i. ;; = 15.l Jl - 50.l JI I. ))tJ.1 11-SllJl.UOO M =SllK•.t"Mll-'.>c)U.1"1(.MI

!S<=c Col11;nn' Cl'""! P. 1 N = '50.l.Jl J. ;,<IXJ.!W)J 0 = \>llO.IHll-:'.!.l.JllO.OOU l'I = $1Jil.Jll.UOl ·$5.f Jll.OOO 1'2 "' ·;, .!Jlll>JJlll . Z:Ul( J.illJO

r:: "'<; 5.t MJ.iXJI i5u.r 1.1 111 l'·I = J\.1,,r, rt m !>:'IJ.!OJ.• 1.)

l) = :\f "r;1i="ai

L· "' llr.· Value

\I) U)

I

-

'

A.

55.

58.

If"''' exen1pt fro111 disdo un:

n-rrger.

FINANCIAL DISCLOSURE REPORT Narnc of Pasou Reporting Date of Report

Page 4 of 4 Wolin. Alfred M 4116/2004

VII. INVESTMENTS and TRUSTS -- income. value. 1ra11scation' 1 includes tho><: <>f rhc spouse and depcndcnr hildn:n. Sec pp. )4-.'\7 uf filing irrstnictions.)

K. c. D . . lncon.: 1luriog Gmss value at end of Trans.a tions during reporting. pcrlc>J

'"r<ming p.:riod repo.>11ing peri<>d lkscription ot Assets 1induding.m1sl asscL')

(IJ ('.!) \!) (2) f2) (4) (5)

Place "(Xj" ;ifter ,,.,ch <i.se1 .: empt Type !e.g. Dau::Amount t.e.g Value Value ValueType Gain kkmityof!Tom prior di. closurc buy. sell, Month-Catie 2 MethodCodi." I div. n:nt. or Code2 Code buyer/seller

tJ-P) Code3(A·l l int.) Day (J-P) rA- !if private IQ-WI redemption) 1-11 transilctinn)

56.

MIAMI DADE CNTY FLA AVIATION A Interest. J T

NEW YORK CITY SF.R. H. A lmerest · J T

57. NEW YORK CITY IDA SPL FAC A Interest J ·. T

59.

MATAGORDA CNTY TEX NAV DIST A Interest· ·. J T

.JACKSONVD.LE FLA El.EC AllTH A Interest. J T

60. AFFINITY CREDIT JJNION SAVINGS A Interest J T

61. AFFINITY CREDIT UNION CHECKING None . · . J .

T

62. AT&T STOCK ACCOUNT A Dividend J T

63. AT&T STOCK PLAN None 1 T

64. BRISTOL MYERS SQUIBB A Dividend J.

T

165. 66.

CHEVRON TEXACO

GENERAL ELECTRIC

A

A

Dividend

Dividend

J

J.

T

T

67. KEYSPANCORP A Dividend J T

68. MEDTRONIC A Dividend J T

69.' SCHERING PLOUGH A Distribution J T

70 ROYCE FUNDS MICRO CAP None J T

71.

72.

ROYCE FUNDS PENNA -

AT&T A

None·

Dividend

J

J

T

T

I. )n(llrn.:/C;tjn (\,th: : A =.SI .t){-.) t1r k:-.' H = <.U >l · S .5<-l c = \2.'01 -S.'\.ll()l [) = S5.(Kll-i:15.fKX) E = '!,i <JV.!1-$ .{lJJ(Kj

!S"'' Colunm' Ill ;111d 041 I· = .'iO.tXJI. J•lll.t M> (i = 11 ).ii.!I 'j,J .llfl(1.(MKI Hi = s: .ru•.1MH- .non.n;111 H2 = i\l,.1-.: rhan )'i.l.lO.>_(MJll

-· ValtK:" (.°c}t.k'). =I\ 15.l)l(h•r li.:s:-. " =!'>I .flOl-55tJ.1Ml . )=.J.:.1 11.s111.l.lYIO M = SHXUJlll .-i,i)IJ_f)Ull

!Seo l:uho1111is Cl uod 11 , N =' <;250.!Jl >- .>r J.(M ! ( ) = :)5( ).110! · I .lJi .•.fhJ )"j . '-I .IMJll.Uiil-$5.llUIWJl.l P2 = \>5.!J!Ki.\Jfll-S 5H J.IXW.1

l'-1 = !l.11>1\: ll1a11 50.l>(lJ.IK l

<.• = :\ppr;11sal I< = l \1 1 ( ({l.·:.11 1- ... 1 1h" ( )1 11 } s : i\V·l'. '.>!19'."nl = C.dr''·h>.<:

= Bu11 Value· v = Otht•r w = fa11111:1t d

l "INANCIAL DISCLOSURE REPORT Name or Person Reporting

Wolin. Alfred M

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS (Indicate part of Report. 1

IJale of Report

4116/2004

N:11ne ""Person Repo11ing FINANCIAL DISCLOSURE REPORT

Wolin. Alfred M

IX. CERTlFICATION.

Date of Report

4116/2004

I certify that all infonnation given above (including information pertaining to my spouse and minor or-dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Si Date

NOTE: ANY INDIVIDUAL WHO OWlNGL Y AND WlLFULL Y FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § I 04)

RUNG INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-}01

One Columbus Circle, N.E.

Washington, D.C. 20544