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    Stakeholder Consultation and Participation Plan

    PPTA INO 47084: Community!ocused In"estment toAddress #e$orestation and !orest #e%radation

    Prepared &y the 'inistry o$ (n"ironment and !orestry $or the Asian #e"elopment )ank

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    CURRENCY EQUIVALENTS

    *As o$ +, 'arch -0+,.Currency /nit rupiah *1p.

    1p+200 3 02000084+200 3 1p +-56

    ABBREVIATIONS

    A#) Asian #e"elopment )ank

    A'AN Aliansi Masyarakat Adat Nusantara *Indi%enous Peoples9 Alliance o$ theArchipela%o.

    A'#A Analisis Dampak Lingkungan *en"ironmental impact analysis.

    )appeda Badan Perencanaan Daerah *1e%ional #e"elopment Plannin% A%ency.

    )appenas Badan Perencanaan Pembangunan Nasional *National #e"elopmentPlannin% A%ency.

    )P#AS Badan Pengelola Daerah Aliran Sungai *;atershed 'ana%ement A%ency.)P< Badan Pemeriksa Keuangan *State !inancial Auditor.

    )Pa??etment.

    CI!O1 Center $or International !orestry 1esearch

    CSO ci"il society or%ani?ation

    CS1 corporate social responsi&ility

    C/ credit union

    ## $ocus %roup discussion

    !IP !orest In"estment Pro%ram

    !'/ !orest 'ana%ement /nit@Kesatuan Pengelolaan Hutan *O non%o"ernment or%ani?ation

    -

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    NT!P nontim&er $orest product

    P1C! People9s 1esource Conser"ation !oundation

    Pusdal Pusat Pengendalian Pengembangan Kehutanan *Center $or !orestry#e"elopment Control.

    S!C Sintan% !ishin% Clu&

    T!CA Tropical !orest Conser"ation Action TN)Os and %o"ernment o$$icials inthe discussions pointed out these ille%al operations as one o$ the key dri"ers o$ $orest anden"ironmental de%radation5 in addition to the de"elopment o$ oil palm plantations2

    $. St!"eholder An!lsis

    02 The a&o"e mentioned stakeholders each ha"e uniFue perceptions5 epectations andinterests in the !IP pro%ram desi%n and implementation2

    Primary stakeholders

    +2 The proBect inter"entions are meant to increase income and enhance li"elihood o$ thecommunity in the tar%eted "illa%es2 As a community$ocused proBect5 the communities arethe primary stakeholder and ha"e hi%h importance on the proBect2 ProBect inter"entions Dilldirectly in$luence the eistin% mode o$ production o$ the "illa%ers2 As a community $ocusedproBect5 community plays important roles in the success or $ailure o$ the proBect2 To $acilitatea sta%e that the proBect is a community$ocused5 a process to &uild oDnership o$ the proBectis important2 A continuous communication and dialo%ue &etDeen proBect mana%ement andcommunity that has &een started durin% the preparation need to &e ensured2-2 Community interests relatin% to neD opportunities $rom the proBect $ocus onepectations that their li"elihoods Dill impro"e as a result o$ the in"estments pro%ram2Lilla%ers ha"e openly descri&ed their &asic needs and li"elihood reFuirements e2%2 Dater

    and sanitation5 ener%y supply *house li%htin% and electricity.5 $ood production5 cash cropsproduction $rom their lands5 NT!P5 and enterprise de"elopment2 A list o$ communitysu%%estions $or !IP Das deli"ered durin% the $ield "isits5 and appears in Appendi 45Summary o$ the Community Proposals $or !IP in Lisited Lilla%es2 At the same time5communities Dorry a&out potential restrictions on access to the $orest and land once thepro%ram starts2 Communities in SDadaya5 TanBun% Sari and Senan%an aya "illa%es in thedistrict o$ Sintan% clearly epressed e"idence o$ the conseFuences o$ such restrictions5Dhich a$$ect their source o$ li"in%2 There5 e$$orts $rom "illa%ers to certi$y their claimed landsha"e &een suspended5 since the land $alls under

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    implementin% a%encies2 The eecutin% a%ency Dithin the neD structure o$ 'o(! in"ol"esse"eral directorates5 includin% the #irectorate o$ )usiness #e"elopment $or Social !orestryand Customary !orests5 the #irectorate o$ (n"ironmental Ser"ices 'ana%ement andConser"ation !orests5 and the #irectorate o$ Production o$ !orest 'ana%ement /nit2 Othercentral %o"ernment stakeholders in"ol"ed are )appenas5 the 'inistries o$ A%rarian andSpatial Plannin%5 !inance and =ome A$$airs5 Other &ilateral donors related to !IP arein$luential stakeholders2

    ,2 At the eecutin% and implementin% a%ency le"el5 stron% epectations come $rom thetDo

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    miti%ation and adaptation is %roDin%5 Dhereas on the other hand5 de$orestation andde%radation o$ Indonesian $orest continues at alarmin% rates2

    402 The epansion o$ de$orestation has &een causin% con$licts &etDeen the concessionoDners and en"ironmental N>Os2 !asda *!asilitator #aerah. SaDit5 an or%ani?ation set up&y the district %o"ernment o$ Sintan%5 is acti"ely promotin% palm oil plantation de"elopmenton community land2 !asda SaDit has &een supportin% palm oil small holders throu%h thesupply o$ seedlin%s5 $ertili?er and support $or land2 #espite stron% N>O opposition5 !asdaSaDit and indi"idual companies are continuin% their &usiness and e"en more are tryin% toepand the plantation areas2

    4+2 Cases o$ "illa%ers9 lands &ein% trans$erred to companies ha"e occurred in'ar%ahayu5 'un%%ak >elom&an%5 Purin% o"ernment stakeholders at national and su&national le"el ha"e hi%h importance

    and in$luence5 as they are key players2 They ha"e authority to issue pro%ram policies and atonce eecute the policies2 Similar Dith that are &ilateral donors5 ha"in% a%reements andresources Dith the %o"ernment to eecute de"elopment inter"entions2

    442 Community %roups as primary stakeholders ha"e hi%h importance &ut loD in$luence2The community %roups ha"e less poDer5 as they do not ha"e the capacity to in$luence policy$or e"en thin%s that are related to their oDn li"elihood2 Similarly5 de"elopment andconser"ation N>Os5 Dhich usually Dork closely Dith communities5 ha"e hi%h importance &utloD in$luence2 Ad"ocacy N>Os $unction as pressure %roups5 Dith their capacity to in$luencepu&lic opinion and lo&&y poDer$ul players2

    4,2 This analysis %uides the de%ree and depth o$ participation to create &alance and

    maimi?e desired pro%ram outcomes2 (mpoDerin% the important stakeholders andpoDerless5 especially the community %roups as the primary stakeholder5 is the maino&Becti"e o$ this participation plan2 Pri"ate sector companies5 althou%h o$ less importance5are in$luential throu%h their economic poDer and political lo&&ies2 Palm oil companies and!asda SaDit ha"e a loD importance &ut hi%h in$luence to !IP5 as their acti"ities may directlylead to increased $orest de%radation or de$orestation and impede !IP9s capacity to achie"eits o&Becti"es2 Their acti"ities reFuire close o&ser"ation to assess the ne%ati"e impacts o$their &usiness epansion2 Oil palm plantations de"eloped &y "illa%ers can also potentiallyreach $orest lands Dith $ast cash $rom land transactions as the dri"in% $orce2 I$ this is occurs5e$$orts to reduce de$orestation and reha&ilitate the de%raded $orest Dill meet &i% challen%es2

    ++See $urther: DDD2apmasnetDork2or%@node@802

    +

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    %igure & St!"eholder An!lsis

    'rotect

    Community %roups*'=A5 Os*!!I5 ;;!5 Permadas5

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    Dhat they Dill do5 and Dhat the eact roles o$ each resident Dill &e2 Perhaps that Dill easilyclari$y itsel$ once the community inter"entions are $inali?ed2

    Potential 1ole and In"ol"ement o$ ocal N>Os in the ProBect482 )ased on meetin%s and discussions5 the N>OS in ;est Osare currently implementin% in the proBect area and "icinity include installation o$ solar panels5microhydro5 or%anic $armin%5 oran%utan conser"ation5 and li"elihoods2

    462 '' $ocuses on income %eneratin% acti"ities $or Domen $rom Dea"in%s2 ;omencooperati"es ha"e esta&lished market links Dith outlets in places outside Sintan%2 !AS#ASaDit has also encoura%ed local people to &ecome independent $armers2 This N>O can alsopro"ide technical assistance to $armers in nursery de"elopment5 ru&&er plantationmana%ement5 "e%etati"e plant propa%ation5 and neD hy&rid o$ coconut in home %ardens2 In

    response to $ast palm oil de"elopment &y independent $armers and smallholders5 there is aneed $or a re%ulation to limit the epansion especially at protected areas2 Such re%ulationsreFuire laD en$orcements2

    ,02 Othat $ocuses on oran%utan conser"ation2 antin% )orneo is an N>O acti"e in ad"ocatin% theland ri%hts o$ indi%enous community throu%h participatory mappin%2

    ,+2 #urin% meetin%s Dith N>Os5 participants con$irmed that: It Dill not &e an issue to reFuire N>Os to &e re%istered to &id $or and Din a

    contract2 N>Os are Dillin% to si%n contracts Dith the %o"ernment5 assumin% that the

    contracts are "ery clear and that all details are clearly articulated in ad"ance o$contract commencement2

    N>Os are not likely to $ind out a&out contractin% opportunities that are posted

    online2 The proBect sta$$ must acti"ely reach out to N>Os to in$orm them o$ any&usiness opportunities *this should &e incorporated into the stakeholdercommunications strate%y.2

    ,-2 ;orkin% %roups Dith N>O participants already eist at the district le"el $or tourismde"elopment5 honey&ee production5 =eart o$ )orneo5 and spatial plannin%5 amon% others2These Dorkin% %roups Dould &e %ood entry points $or ad"ertisin% opportunities and $orlearnin% a&out current acti"ities and Dhat models are currently Dorkin% Dell2 The Dorkin%%roups may also lead to opportunities $or esta&lishin% consortia o$ N>Os5 should that &e anappropriate Day $or N>Os to pro"ide the ser"ices needed2 The !O1CI'( proBect teamad"ised A#) that re%ular coordination meetin%s &etDeen proBect sta$$ and N>Os in thearea are important durin% &oth proBect preparation and implementation2

    1ole o$ the

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    ,2 The

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    %igure *. %I' Org!ni+!tion!l Structure

    ,72 The Implementin% A%encies Dill include three directorates in the 'o(!5 namely the#irectorate o$ )usiness #e"elopment $or Social !orestry and Customary !orest *)/PS=A.5the #irectorate o$ (n"ironmental Ser"ices 'ana%ement o$ Conser"ation !orest *P'. Steerin%Committee5 and includes multilateral de"elopment &anks *A#)5 ;) and I!C. as o&ser"ers2The PSC Dill pro"ide o"ersi%ht $or the proBect and coordinate 1(##E policy priorities across"arious ministries5 and pro"ide coordination amon% the !IP supported en%a%ements &y theA#)5 ;) and I!C2

    %igure ,. %I' Org!ni+!tion!l Ch!rt

    +7

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    02 The ProBect Support /nit *PS/. Dill &e a %roup o$ consultants responsi&le $or thedaytoday implementation o$ the proBect at national5 pro"incial and district le"els5 includin%

    the o"erseein% o$ the proBect sa$e%uards5 monitorin% and reportin%2 The PS/ shall assist the(A and IAs to prepare detailed proBect Dork and $inancial plansK prepare and appraise thereports o$ the su&proBectsK de"elop implementation approaches5 procedures5 and %uidelines$or key proBect acti"ities and $or coordinatin% implementation &y the concerned a%encies atthe national and re%ional le"elK de"elop selection criteria $or N>Os and other ser"icecontractorsK desi%n and de"elop the proBect mana%ement in$ormation system5 includin% themonitorin% plan $or proBect pro%ressK procure %oods and ser"ices5 includin% preparation o$&id documents5 e"aluation criteria5 e"aluation o$ &ids5 selection o$ Dinnin% &idders and aDardo$ contracts to Dinnin% &iddersK monitor proBect pro%ress and the per$ormance o$ "ariousser"ice consultantsK prepare re%ular pro%ress reports $or su&mission to 'o(! and A#)K andassist A#) re"ieD missions2

    +8

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    Anne- &. Consult!tion !nd '!rtici!tion 'l!n #or 'ro/ect Outut &0

    Community $ocused and %ender responsi"e 1(##E pilots in

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    re%eneration o$ $orestK esta&lish a $und $loD mechanism

    at community le"el as &asis o$result&ased payments $or"eri$ied per$ormance in S!' andemission reductionK and

    $acilitate coordination and

    in$ormation dissemination on S!'and 1(##E &etDeen !'/ andpro"incial o$$ices Dith impro"ed

    communication in$rastructure2

    ocal $irms5 Dhichmay include N>Os5as proBect su&contractors

    To implement proBectcomponents aDardedthrou%h open &iddin%

    Partnership5#epth: hi%h2

    In"ol"ement in proBect acti"ities in line Dithdescriptions as $ound in other proBectdocuments5 includin%:

    delineate $orest and "illa%e areasin !'/5

    desi%n community&ased $orestmana%ement initiati"es in +0"illa%es *in !'/ impact areas.5

    o"ersee land&ased and nonland&ased li"elihoodde"elopment5

    implement small %rants $orDomen and rural de"elopmentacti"ities5 and

    pro"ide eFuipment and trainin%

    $or community&ased $orestmana%ement2

    1esponsi&le persons Dithinany contracted $irm or

    N>O*s.-0+ -0-0

    National N>Os to actas an independentmonitor and Datchdo%

    To independentlymonitor proBectimplementation

    Consultation5#epth: hi%h2

    To conduct close monitorin% o$ acti"ities: delineation o$ $orest and "illa%e

    areas in !'/5 desi%n community&ased $orest

    mana%ement initiati"es in +0"illa%es *in !'/ impact areas.5

    !ocal persons $or ad"ocacyand monitorin% $unctions

    -0

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    land&ased and nonland&asedli"elihood de"elopment5

    implementation o$ small %rants$or Domen and ruralde"elopment acti"ities5

    pro"ide eFuipment and trainin%$or community&ased $orestmana%ement

    '=A5 localcommunities5 andDomen as ri%ht holderand proBect oDners

    To %et prior in$ormed5consent and in"ol"ed tothe proBect acti"itiesand outputs

    To de"elop oDnershipand %et eFuita&le&ene$its $rom theproBect results

    Partnership5#epth: hi%h

    In"ol"ement in proBect acti"ities: #elineation o$ $orest and "illa%e

    areas in !'/5 desi%n o$ community&ased $orest

    mana%ement in +0 "illa%e *in!'/ impact areas.5

    land&ased li"elihoodde"elopment5

    nonland&ased li"elihoodde"elopment5

    small %rant $or Domen5 rural de"elopment acti"ities5 pro"ide eFuipment and trainin%

    $or community&ased $orestmana%ement2

    Lilla%e !acilitator*s.5 =eado$ "illa%es and communityrepresentati"es

    -0+ -0-0

    Pri"ate sectorcompanies *palm oilcompanies andassociation. asde"elopment partners

    To %enerate and sharein$ormation andresources $or economicde"elopment andreduce emissions

    In$ormation%eneration#epth: loD2

    Share proBect communication andin$ormation materials5 printed andelectronic throu%h proBect De&site

    Communication@P1Specialist -0+, -0-0

    Anne -: Consultation and Participation Plan $or ProBect Output -:

    Pro"incial 1(##E strate%y in ;est

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    St!"eholdersO2/ecti3es o# their

    inter3ention

    Aro!ch to!rtici!tion

    !nd deth

    '!rtici!tion Method Ti4e Line

    Method 1ho is Resonsi2le St!rt End

    #irectorate >eneral o$Social !orestry and(n"ironmentalPartnership as(ecutin% A%ency

    To pro"ide policy5%uidelines5 plan andcoordinate theimplementation o$proBect acti"ities

    Consultation5depth: hi%h

    Steerin% Committee and TechnicalConsultati"e >roup 'eetin%s

    ProBect implementin%/nits

    -0+ -0-0

    /PT *)P#AS5 )P-=P5)P

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    '=A5 ocalCommunities andDomen as primarystakeholder and mosta$$ected &y 1(##Epolicies and strate%iesin the proBect area2

    To enhance theircapacity related Dith1(##E policy andprocess and take $air&ene$it $rom it at theimplementation2

    Consultation5depth: hi%h2

    Participate in trainin%@Dorkshop: sa$e%uard5 car&on accountin%5

    participatory plannin%5 desi%n strate%y o$ %rie"ance

    mechanism5 tenure con$lict resolution2 Acti"e

    participation on consultati"eprocess o$ policy on monitorin% o$1(##E acti"ities2

    ProBect Implementin%/nits

    -0+ -0-0

    Pri"ate sector *palm oiland tim&er companiesand association. asde"elopment partners

    To in$orm to theproBect and %eneratesupport2

    In$ormationsharin%5 depth:

    loD2

    Share proBect communication andin$ormation materials5 printed and electronicthrou%h proBect De&site

    ProBect Implementin%/nits

    -0+ -0-0

    Anne Consultation and Participation Plan $or Output 2Su&national $iscal policies on 1(##E harmoni?ed Dith national policies

    -

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    St!"eholdersO2/ecti3es o# their

    inter3ention

    Aro!ch to!rtici!tion

    !nd deth

    '!rtici!tion Method Ti4e Line

    Method 1ho is Resonsi2le St!rt End

    #irectorate >eneralo$ Social !orestry and(n"ironmentalPartnership as(ecutin% A%ency

    To pro"ide policy5%uidelines5 plan andcoordinate theimplementation o$proBect acti"ities

    Consultation5depth: hi%h

    Steerin% Committee and Technical Consultati"e>roup 'eetin%s

    ProBect implementin%/nits

    -0+ -0-0

    /PT *)P#AS5)P-=P5 )P

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    trainin% to prepare proposal to etentscope5 area and@or time $rame o$ thecurrent proBect2

    '=A5 localcommunities andDomen as primarystakeholder and mosta$$ected &y 1(##Epolicies andstrate%ies in theproBect area2

    To enhance theircapacity related Dith1(##E policy andprocess and take $air&ene$it $rom it at theimplementation2

    Consultation5depth: hi%h2

    Participate in trainin%@Dorkshop: sa$e%uard5car&on accountin%5 participatory plannin%5desi%n strate%y o$ %rie"ance mechanism5 tenurecon$lict resolution2

    Acti"e participation on consultati"e process o$policy on monitorin% o$ 1(##E acti"ities2

    ProBect Implementin%/nits

    -0+ -0-0

    Pri"ate sector *palmoil and tim&ercompanies andassociation. asde"elopment partners

    To in$orm to theproBect and %eneratesupport2

    In$ormationsharin%5 depth:

    loD2

    Share proBect communication and in$ormationmaterials5 printed and electronic throu%h proBectDe&site

    ProBect Implementin%/nits

    -0+ -0-0

    -,

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    Anne 4: Summary o$ Lisited Lilla%e and Community9s Proposal to !IP

    -

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    $istrict0 Sint!ng

    Vill!ge Vill!ge Tolog (ener!l In#r!structure 'oul!tion !nd Ethnicit Sources o# Li3elihood Co44unit5s 'roos!l to %I'

    1adi n aya oD land5 dr y l and ri ce $i el d5 su rroundedDith %ood $orests5 Dater a"aila&le at theDhole year $rom small ri"ers and sprin%s

    Lilla%e macadam roads5 Dater and sanitationpipin% are installed5 no electricity5 onlyindi"idual %ensets

    Total population o$ +54-6 Dith #ayakI&an and

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    $istrict0 6!u!s 7ulu

    #esa 'ensiau oDland5 Di th %ood $orest surroundin%5small ri"ers and Dater sprin%s

    Lilla%e macadam and cemented roads5 Dater5sanitation and solar ener%y installed in 1umah)etan%2

    Total 4+4 communi ty mem&ers o$ #ayak I&an2 SDidden a%r icul ture5d ry l and paddy5"e%eta&les5 pandanand rattan Dea"in%and pi% raisin%2 #ailyincome I#14,5000@==

    Ca%e pi% raisin% and neD irri%ated rice $ieldde"elopment2

    #esa e&oyan SDampy land5 close to r i"ers or #anauSentarum

    Lilla%e macadam roads5 no electricity eceptindi"idual %ensets5 Dater and sanitationinstalled2

    Total ,0 population o$ 'alay community2 Capture $ishin%5collection o$ naturalhoney5 sDampy riceculture and ru&&er2#ai ly income I#1,,5000@==

    Trainin% $or $ish $ood pellet processin% andmarketin% o$ natural honey and $ish products2

    #esa 'elem&ah SDampy land5 upper r i"er o$ Sentarum%ood $orest surroundin%s2

    Poor "il la%e roadsK transportat ion isdominantly throu%h ri"er@&oatK electricity5Dater and sanitation installed in 1umah)etan%2

    Total population 45 #ayak I&an maBority Dith 'alayminority2

    Capture $ ishin%5honey col lection5ru&&er andpandan@rattan

    Dea"in%s2 #ai lyincome ,5000@==

    A%riculture etension $or more producti"e land $or$ood and ru&&er5 &etter marketin% and practice o$aFuaculture2

    #esa Si&au =ulu oDland5 Dith %ood condition $orest inthe surroundin%5 small ri"ers and Datersprin%s2

    'ost o$ the "illa%e roads are pa"ed %ra"el5hard to use as transportation durin% rainyseasons2 No electricity a"aila&le eceptindi"idual %ensets2 No Dater $acilities installed$or "illa%ers2

    Total population +5-+85 Dith dominantly #ayak Tamanresides in the "illa%e2

    SDidden a%ricultureDith ru&&er5 dry landpaddy5 "e%eta&les5pandan and rattanDea"in% and pi%raisin%2 #aily incomeI#1 4,5000@==2

    Installation o$ "illa%e electricity throu%h microhydro5 enhance ru&&er a%ro $orest5 impro"emento$ "illa%e roads $or &etter transportation2

    #esa Sun%ai /lukPalin

    oDland Dith %ood $orest in thesurroundin%5 small ri"er /luk Palin andsprin%s2

    Lilla%e roads are pa"ed %ra"el and macadam5ri"er Dith &oat transportation still playimportant roles2 No pipin% Dater in the houses&ut collection Dater $rom ri"er2

    Total population o$ 7,5 Dith mostly #ayak Am&alohethnic resides in the "illa%e2

    SDiden a%ricultureDith ru&&er5 %aharu orten%kaDan%5 paddyand "e%eta&les2Pepper are alsocommodi ty thatplanted &y the ha"es2

    A"era%e daily incomeI#1 +005000@==2

    Intensi$ication and processin% o$ ru&&er5 %aharua%ro $orest and "illa%e Dater installation2

    #esa )anua Ten%ah SDampy land Dith %ood $orest co"er5ri"er Apalin is one o$ the Dater sources$or "illa%e consumption2

    Lilla%e roads are pa"ed %ra"el and macadam5ri"er Dith &oat transportation still playimportant roles2 No pipin% Dater in the houses&ut collection Dater $rom ri"er2

    Total o$ 0- population o$ #ayak Tamam&aloh Apalinare dominantly resides in the "illa%e2

    SDidden a%ricultureDith dominantlyru&&er trees5 paddy5cassa"a and"e%eta&les2 )am&oois plenti$ul and has&een used as sourceso$ Dea"in% aside $rom

    rattan2 A"era%e dailyincome I#17,5000@==2

    Lilla%e electricity throu%h micro hydro5 enhanceru&&er a%ro $orest5 processin% o$ su%ar cane5&etter desi%n and marketin% o$ rattan and &am&oocra$t2

    -8

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    -6

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    Anne ,2 Stakeholder Consultation e"ents

    (o3ern4ent Institutions

    #ate@("ent Lenue ParticipantsIssues #iscussed@

    1emarks

    -4 Octo&er -0+4@Consultation

    )appeda O$$ice5Pontianak

    + *Secretary o$)appeda.

    (n"ironmentalthreats5 proBectacti"ities5mana%ement and$inancin%

    -7 Octo&er -0+4@Consultation

    )appeda o$$ice o$Sintan%

    - *Secretary andsta$$ o$ )appeda.

    Current issues o$!'/ de"elopmentand land uses

    -7 Octo&er -0+4@Consultation

    #inas I ProBect o$$ice5

    I !O1CI'(

    scope o$ acti"ities

    0

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    -8 Octo&er -0+4@!ocus >roup#iscussion

    ;;! o$$ice inOs &asedin roup#iscussion

    ;;! O$$ice5Os&ased in O acti"itiesmappin%

    'arch=ousehold Sur"ey

    Lilla%es: 4 /ni"ersitystudents o$ /NTAN2

    =ousehold sur"ey

    +

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    Anne :

    Stakeholder Consultation and Participation: Process andImplementation

    Author ani Saloh and ose$ Arihadi

    Introduction+2 Stakeholder participation is an important element in desi%nin% and implementin%proBects that in"ol"e a ran%e o$ actors and stakeholders Dho are a$$ected &y the proBect2 The4 main %roups o$ stakeholders identi$ied in this proBect include the %o"ernmentK ci"il societyor%ani?ations *N>Os5 a$$ected people5 research institutions5 and academia.K pri"ate sectorcompaniesK and !IP Indonesia5 '#)s5 and &ilateral donor institutions Dho ha"e &eenconsulted and ha"e contri&uted to the proBect desi%n2 !urthermore5 they epect to &ein"ol"ed in proBect implementation Day5 includin% throu%h the monitorin% o$ proBect acti"ities2

    -2 Participation aims to impro"e de"elopment results &y ensurin% that the ran%e o$stakeholders understand and participate in the decisions5 resource allocations5 and acti"itieso$ the proBect that Dill a$$ect them and ensure the en%a%ement9s &ene$its2

    2 As part o$ the proBect desi%n process5 the PPTA team5 in cooperation Dith 'o(! andA#)5 conducted a series o$ stakeholder consultations includin% a kicko$$ meetin%5 inceptionand interim Dorkshops5 a multi stakeholder consultation5 the A#) $act $indin% mission5 $ocus%roup discussions and $ormal and in$ormal meetin%s2 These e"ents alloDed the team toshare in$ormationK collect dataK seek inputs and $eed&ack $rom di$$erent stakeholders atnational5 pro"incial5 district@eneral issued letter

    No2S2,@ II

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    proBect preparation to prepare documents o$ the ProBect Prepatory and Technical Assistance*PPTA. !orest In"estment Pro%ram ProBect I2 Throu%h a &iddin% process A#) then selectedSouth Pole Car&on Asset 'ana%ement as a Dinnin% &idder $or PPTA document2

    82 The proBect kicko$$ meetin% Das held at the 'inistry o$ !orestry9s o$$ice in akarta on Octo&er -0+42 The kicko$$ meetin% presented the !IP9s pro%ress5 plans5 and $olloD upactions2 That meetin% Das $olloDed &y se"eral others amon% the 'inistry o$ !orestry5 A#)and the PPTA team2

    Ta&le +: Consultation and meetin%s durin% the PPTA process

    No

    Name ofEvent

    Venue Date

    National

    Proince District!KP"

    # Kic$ o% meetin&

    'a$arta () *ct (#

    -illa&e sure. Pontiana$

    Sintan&, Ka/uas "ulu *ct 0 No(#

    1 Ince/tion2or$s3o/

    Pontiana$

    (4 No (#

    -illa&e sure.5socialsa6e&uard7

    Pontiana$

    Sintan&, Ka/uas "ulu 0 # No (#

    4 Interim2or$s3o/

    'a$arta 1 9ar (#4

    ) Sta$e3olderdiscussion 6or

    /roject actiit.

    Sintan&, Ka/uas "ulu # 0 # Dec (#

    9ulti0sta$e3olderconsultations

    Sintan& () :/r (#4

    8 9ulti0sta$e3olderconsultations

    Ka/uas "ulu ( :/r (#4

    ; 9ulti0sta$e3olderconsultations

    Pontiana$

    (; :/r (#4

    #( : /re0FactFindin& 9ission

    Pontiana$

    Ka/uas "ulu #40#8 :/r (#4

    ## Fact Findin&9ission

    'a$arta Pontiana$

    Ka/uas "ulu #0 :/ril (#4

    #

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    internal consolidation process took lon%er than epected5 and as a result5 it delayed keydecisions that a$$ected the proBect9s or%ani?ational structure2

    +02 Pustanlin% conducted and $acilitated se"eral meetin%s internally to identi$y Dhatdirectorate Fuali$ied as proBect implementer and had capacity *in terms o$ skills and humanresources. and Das Dillin% to &e the eecutin% a%ency *(A.2 Initially )iro Perencanaan Dasconsidered to &e the proBect (AK hoDe"er they reBected the o$$er &ecause o$ other Dorkimplementin% the >I$inanced !O1CI'( proBect in ;est and (ast I$inanced !O1CI'( proBect has the same $und $loD mechanism as !IP I2 That is5 it has aplanned %rant Dhere the %rant $loDs into the national &ud%et and #IPA2

    ++2 A$ter se"eral internal meetin%s *mostly throu%h &reak$ast meetin%s held in theSecretary >eneral9s o$$ice.5 $inally on 7 'ay5 -0+,5 the Secretary >eneral issued letter NoS2-68@IIeneral o$ Social !orestry and (n"ironmentalPartnerships as (A $or the proBect2 Three directorates Dould &e in"ol"ed and Dill &eaccounta&le $or proBect implementation and the pro"ision o$ technical ad"ice throu%h /PTs*-nit Pelaksana %eknis@Technical Implementin% /nit. at the pro"incial le"el2

    !i%ure +: !IP Or%ani?ational Chart

    A.*. 'rocess !nd !ro!ch in su29n!tion!l le3el+-2 As a%reed5 directorates Dill &e accounta&le $or proBect implementation and Dillpro"ide technical ad"ice throu%h /PTs2 /PTs Dill &e &ased in the pro"ince and Dill pro"idetechnical ad"ice to the ProBect Supportin% /nits *PS/.5 Dhich Dill &e created at the pro"incialand district le"el2 In the pro"inces5 the /PT Dill compromise )P#AS: ;atershed'ana%ement O$$iceK )P-=P *Production !orest /tili?ation Control O$$ice.K )Pa??etment O$$ice.K TN)< *)etun%

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    +2 The proBect reFuires stron% coordination and syner%y &etDeen the proBect and 'o(!at national5 su&national5 and district@

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    +72 The Os5 academic5 a$$ectedpeople. is di"ided into le"els5 national5 pro"ince and districts5 Dhich ha"e capacity tomo&ili?e $unds5 allocate resources5 and de"elop methodolo%ies to support proBect plannin%5implementation and monitorin% o$ proBect acti"ities2

    B.&. N!tion!l Le3el+62 In national le"el5 the process &e%an in -0+4 Dith the A#) consultant and sta$$ andDas continued &y the PPTA team5 throu%h a series o$ $ormal and in$ormal dialo%ues5 kicko$$meetin%5 the inception Dorkshop5 an interim Dorkshop5 the A#) $act $indin% mission meetin%and emails *sharin% in$ormation.2 The results are di"erse5 and resistance to the proBectcomes $rom se"eral N>Os &ased in akarta that Don9t ha"e direct in"ol"ement in the proBect5&ut Das Dell accepted &y local N>Os Dorkin% in the proBect area2

    -02 The early sta%e included in$ormation sharin% a&out the proBect and the A#)accounta&ility mechanism2 The N>Os in"ol"ed in the early proBect desi%n at the nationalle"el include

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    B.*. Su29N!tion!l Le3el !nd $istrict86'7-+2 N>O consultations and en%a%ement at the pro"ince le"el included in$ormal dialo%ue5inception and multistakeholder meetin%s2 In Sintan%5 se"eral N>Os such as Permadas*Persatuan Masyarakat Adat Dayak Seberuang.5 (>

    7

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    -62 As a main &ene$iciary to the proBect5 it is "ery important $or MHA to attain oDnershipo$ the proBect $rom the desi%n phase5 &ut still &y takin% into account loD capacities toarticulate and represent themsel"es2

    02 The PPTA team conducted se"eral $ield "isit to the communities5 $or in$ormationsharin%5 data collection5 inter"ieDs5 $ocus %roup discussions and consultations2 e"els o$education5 concerns5 and needs di$$ered &etDeen males and $emales2 !emales mostly ha"eloDer educations5 tended to &e more concerned a&out $amily $ood security5 health andeducation5 Dhile the men Dere more concerned Dith ha"in% road access *in$rastructure.5income5 and Bo&s2+2 There$ore5 to make sure that all a$$ected people Dill &e Dell represented5 thediscussion Das split &etDeen $emales and males2 Another session took place Dith theseniors and respected people5 such as teachers5 reli%ious leaders5 Domen9s %roups *P

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    42 To support the proBect implementation 'o(! a%reed to dedicate its sta$$ at "ariousle"els national5 pro"incial and district@!'/ le"el to the proBect2 This commitment is alsore$lected in the Aide 'emoire2 Ten people Dill &e in"ol"ed at the national le"el5 8 people inpro"ince5 in districts and + in

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    Role o# CSOs2 CSOs *N>Os5 academia5 and a$$ected people. can contri&ute to desi%n5 technicalaspects5 implementation5 or monitorin% and e"aluation2 At the national le"el5 N>Os Dereconcerned a&out the accounta&ility o$ the proBect as a %rant &ecause the $undin% Dill $loDdirectly into the national &ud%et5 Dhereas at the local le"el5 N>Os Dant to knoD hoD theycan access $unds2 et there are many roles that &oth national and N>Os can play in theproBect2

    72 !or eample5 N>Os Dho Dork in anticorruption can &e an independent %roup tomonitor the &iddin% process o$ proBect implementation5 or monitor proBect implementation2 Indistrict le"el5 N>Os Dith eperience in the proBect area can &id on packa%es to helpimplement the proBect2 The PPTA team encoura%ed N>Os to &id on parts o$ the proBectimplementation2 There are also lots o$ areas $or syner%y &etDeen the proBect and N>Os5especially those Dho ha"e &een Dorkin% in community ri%ht in land tenure or participatorymappin%5 Dhich supports communities to ha"e clearer &oundaries &etDeen their "illa%e and$orest area2

    82 /ni"ersities can contri&ute to technical aspects o$ proBect desi%n and &e anindependent team $or monitorin% and e"aluatin% the proBect implementation2 Othersinternational research institution such as CI!O1 *Centre $or International !orestry 1esearch.and IC1A! *International Center $or 1esearch in A%ro$orestry. ha"e presented their researcha%endas Dhich illustrate hoD they can support proBect inter"ention throu%h scienti$ic5con"entional research or applied and participatory action research2

    62 In the roup5 roups5 and roups can

    &e in"ol"ed &ased on their eperience on the %round to Boin proBect implementation2

    Caption: PPTA team mem&er meetin% Dith local N>Os at ;;! o$$ice in Sintan%5 tocollect data5 consultation and discuss a&out the proBect2

    Roles o# 'ri3!te Sector

    402 The last &ut not least is pri"ate sector %roup2 They are o$ten reluctant to &e in"ol"ed

    e"en Dhen in"ited2 There are many pri"ate sector companies in &oth

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    area2 There are palm oil companies operatin% near the &order o$

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    Anne- od2 Theten%kaDan% is easily %roDn and has &een planted $or %enerations2 To protect the species5the %o"ernment has set the ten%kaDan% as protected tree species throu%h %o"ernmentre%ulation No27@+6662 The ten%kaDan% or red meranti *Shorea leprosula and many otherspecies. can &e %roDn in a%ro$orest and the seed can processed as %reen &utter2 Currentprice is I#1 +005000 per liter5 Dhere +

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    Anne- =0 Minutes o# Meeting)appeda Consultation -4 Octo&er -0+4

    1esource person: I&u 1uslinda

    Secretary o$ )appeda Pro"incial O$$ice in Pontianak5 ;est

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    Anne- >0 Minutes o# Meeting)appeda Consultation -7Octo&er -0+4

    1esource person: ;aDan Aliyunan Secretary o$ )appeda #istrict O$$ice in Sintan%5 ;est

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    Any de"elopment inter"ention5 includin% this A#) %rant supported acti"ities should &ecommunicated clearly to district5 su&district and "illa%e2 Plannin% and implementin%mechanism should in"ol"e local %o"ernment Dhich lead the de"elopment acti"ities $it to the1P'@P2 Throu%h 1akor&an%des *1apat

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    Anne- ?0 Minutes o# Meeting )ith CSO St!"eholderTuesd!@ * $ece42er *&Venue0 11% O##ice !t Sint!ng

    Participants:

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    #irect impact o$ &ein% '' mem&ers are the $amily income has increase ,05 and theyha"e proper house a$ter recei"ed loan $or reno"ation o$ their houses $rom ''2

    MM c!n 2e ! good !rtner to conduct Dco44unit 2!se econo4ic de3elo4ent #orNT%' in the !re! o# 6'7 Mer!"!i@ Sint!ng@

    1est 6!li4!nt!n.

    %!sd! S!)it Lest!ri@ Sint!ng=ead o$ !asda: Su&arBo

    Or%ani?ation pro$ile!asilitator #aerah SaDit estari

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    !AS#A did &aseline $or palm oil $armer in su& district Sun%ai Te&elian and )inBai =ulu5 $ortheir pilot proBects2 !asda can &e a potensial partner to identi$y independent palm oil %roDersDithin ?3ere are lots o6

    oil /alm /lanted =.communit. in t3e

    /rotected 6orest areaand t3ere is demand6or t3at and

    2e are willin& to/icturin& /otenc. o6

    Sintan&, suc3 asecotourismin6ormation,

    a&riculture in t3econteAt o6 KP"P and

    FIP /roject, anddeelo/ =usiness,

    adocac. wit3

    48

    http://www.kompasborneo.org/http://www.kompasborneo.org/http://www.kompasborneo.org/
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    There are lost o$ ri"er in 'erakai that part o$ Sintan% !ishin% Clu& pro%ram2 They said theynot a%ainst palm oil plantation2 Their acti"ities are: !ish restockin% and sociali?ation $or economy de"elopment in the area2

    To esta&lish security %uard system *pos pengawas. $or Datchin% o"er $ish pond2 At themoment they ha"e 8 %roup o$ %uardian2

    'ain pro&lem:

    ack o$ human resources that understand $isheries le%al issues2

    Ille%al $ishin%5 minin% and saDit Daste in the lake2

    Ecotouris4 otenc !round 6'7 Mer!"!iAccordin% to #uanto o$ Os demand $or sociali?ation and sittin% to%ether $or

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    Anne- &0 Minutes o# Meeting'ultistakeholder Consultation 7 April -0+,KLenue: aharu is on the list o$ the plan that Dill &e epanded more in the $orest land2 Althou%h atthe moment5 the success o$ %aharu production is loD due to technolo%y that reFuires moreunderstandin% and skill in micro&acteria in %aharu production process2 At present;ana&hakti "illa%e has &een partnerin% Dith

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    $easi&ility study2 'any other Indonesia areas are Dorse in terms o$ telephone si%nal2 In in aremote area like Papua5 $unny &ut creati"e eample can &e $ound2 People ha"e to use pileand put cellphone on a $la% pole and mo"e it up to the top $or Bust to send and recei"e shortmessa%e2

    (ducation issue Das also raised2 The lack o$ teacher and in$rastructure com&ine Dith po"ertyhas made education attainment in the areas are loD2 PPTA team eplain that in term o$education5 a >reen School Dill &e introduced2 Addressin% elementary school pro%ram tode"elop en"ironmental aDareness since early childhood2 /nder the capacity &uildin% $orcommunity inter"ention5 trainin% on &etter desi%n and marketin% o$ cra$t Pro%ram Dill alsoconducted to increase income2

    Sintan%5 7 April -0+,2 Arihadi

    ,+

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    Anne- &&0 Minutes o# Meeting'ultistakeholder Consultation April -0+,K

    Lenue: 1esidence o$ )upati Sintan%5 time 0620 ++20 am2

    Openin% the a%enda5 the Assistant o$ (conomic #e"elopment o$ Sintan%5 indra A?Darrepresentin% )upati o$ Sintan%5 descri&ed %eneral condition o$ the district2 The PPTAAssistant Team eader then presented summary o$ the #esi%n and 'onitorin% !rameDork o$the proBect2

    The $olloDin% are Fuestions5 discussion5 su%%estions that the audience raised durin% theconsultation2

    Ir2 Nelson Tam&unan5 #inas

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    Need to ha"e &aseline to see accurately the pro%ram pro%ress2 To monitor >=> there is

    only a&le to do at pro"ince and not district

    =oD is the proBect mechanismR Is the implementor only %o"ernmentR

    Space $or discussion must &e a"aila&le at di$$erent le"el N>O5 >o"ernment and

    Communities2

    #eder5 ;;! also raised some Fuestions: =oD the pro%ram Dill &e e$$ecti"eR

    Other supports $rom $or Sintan% is not a"aila&le5 only

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    1elated Dith rie"ance mechanism is eist at kampon% le"el5 it can also throu%h otherkampon% i$ there already cooperation amon% kampon%2

    =aryantoTo a"oid pro%ram o"erlappin%5 there should &e "illa%e $acilitator to handle proBect2In$ormation disclosure o$ e"ery pro%rams in the proBect area is also reFuires to a"oido"erlappin%2 This is easily can &e said &ut complicated in reality2

    aniIn term o$ communication5 there are tDo set o$ in$ormation should &e de"eloped internal andeternal to de"elop cooperation at pro"ince5 district and proBect sites2

    =ead o$ #inas

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    Anne- &*0 Minutes o# Meeting'ultistakeholder Consultation 8 April -0+,K time: +0200 +,20Lenue: Auditorium o$ )ank 'andiri5

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    2 Commentin% on the %ender action plan to tar%et 0 Domen in"ol"e in the capacity&uildin%5 it is easy2 There also Domen

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    !rom small %roup discussion Dith community mem&ers it Das reported that in TanBun%okan5 people are resistant to TN )< Dith the delineation o$ national park &oundaries2;ithout any participation and consent $rom communities5 TN )< set up the &oundaries2Accordin% theMasyarakat HukumAdatre%ulation i$ there is any dispute5 musyawarah adator deli&eration to seek consensus is reFuired2

    Resonse #ro4 ''TA Te!4

    +2 1elated Dith su%%estion to add more "illa%es5 this proBect is not meant to cure all &utonly certain disease2 The proBect can only co"er limited areas2 Other proBects such as>I !O1CI'( and T!CA- are epected to co"er2

    -2 1elated Dith ru&&er5 %lo&al demand $or ru&&er is sloDin% doDn due to the decreasin%demand o$ tire industry2 ;e can de"elop processin% $actory $or ru&&er in the proBectarea &ut it is not necessarily sol"in% price2

    2 !or !O1CI'( there are much money that Dere not dis&ursed2 =ope$ully De can learn$rom this eperience2

    42 1e%ardin% data accuracy5 it can &e di$$erence &etDeen records $rom statistical &ureauDith data $rom "illa%e2 The ri%ht data on the tar%eted households is +880 household2

    ,2 1elated Dith lacks o$ human resources in