Global Finance Centers 2020

Participants: Annual Boston-China Financial Services ForumInnovation, Partnerships and Policy

September 25-27, 2013

Fostering New Business & Talent Partnerships

Featuring Special Presentation by:

Hank Paulson

18 Tremont Street, Suite 1010 | Boston, MA 02108 | Telephone 617-778-1500 | Fax 617-778-1505 | massinsight.com

Forum Charter Sponsors:

This Fall, senior financial services executives

from Boston and China joined U.S. academics

for the First-Annual Boston-China Financial

Services Forum held at the Harvard Faculty

Club on September 25-27, 2013.

This unique convening of thought leaders,

government officials, and industry experts

succeeded in deepening industry, academic

and government networks. The first in a

series, the Forum laid the foundation for

future events focused on partnerships

between Boston and China.

Through an agenda of special presentations and

facilitated discussions, participants from both

continents explored model partnerships for

investments in the U.S. and in China. The

Chinese firms at the Forum represented over

$150 billion (U.S.) assets under management.

Discussions also focused on lessons learned

from Boston’s asset management leadership

in developing the retirement savings markets

in the U.S. and the opportunities for market-

based pension and savings initiatives in China.

Full participants list on page 2.

Forum China Co-Chair : Dr. Fred Hu, Chairman, Primavera Capital, Beijing/Hong Kong; Former Chairman of Greater China and Partner, Goldman Sachs

Robert P. Brown, Fidelity Investments Zhang Yujun, China Securities Regulatory Commission

William Guenther, Mass Insight; Zhang Yujun; Hank Paulson; Fred Hu, Primavera Capital Group

Henry Paulson, The Paulson Institute; Former U.S. Secretary of the Treasury

Special PresentationsCan China Lead? Innovation in Business and Higher Education Professor William KirbyHarvard Business School, T. M. Chang Professor of China Studies

The US-China Economic Relationship: Challenges and Opportunities Henry M. Paulson, Jr.Chairman, The Paulson Institute at the University of Chicago

Tackling the Chinese Pension System Robert C. PozenFormer President, Fidelity Investments; Senior Lecturer, Harvard Business School

A. Jerry CristoforoExecutive Vice President, State Street; Chairman and General Manager, State Street Hangzhou

Roger ServisonPresident, Strategic New Business Development, Fidelity Investments

Federico PapaManaging Director and Head of US Global Banking & Markets, Santander

Regina SullivanExecutive Vice President, Head of Global Business Services, Fidelity Investments

Leon KumpeSenior Vice President, Global Business Development, Fidelity Investments

Robert P. BrownPresident of Bonds, Fidelity Investments

Ren ChengSenior Research Consultant, Fidelity Investments

Gary BlankSenior Vice President, Policy, Planning and Strategy, Fidelity Investments

Lisa Emsbo-MattinglyDirector of Research, Fidelity Investments

Al TararPartner, Financial Services Management Consulting, PwC

Jake XiaChief Risk Officer, Harvard Management Company

Sandy SalgadoManaging Director, U.S. Corporate and Investment Banking, Santander

Jeffrey RosenbergManaging Director, Zebra China Investments

Rick SwartzExecutive Managing Director, Cushman & Wakefield

Steve PagliucaManaging Director, Bain Capital

Anthony SaichDaewoo Professor of International Affairs, Harvard Kennedy School

Robert PozenFormer President, Fidelity Investments; Senior Lecturer, Harvard Business School

William KirbyT. M. Chang Professor of China Studies, Harvard Business School

John QuelchCharles Edward Wilson Professor of Business Administration, Harvard Business School; Former Dean, China Europe International Business School

Patrick SchenaSenior Fellow, Center for Emerging Market Enterprises Co-Head Sovereign Wealth Fund Initiative, The Fletcher School Tufts University

Dr. Fred HuChairman, Primavera Capital, Beijing/Hong Kong;Former Chairman of Greater China, Goldman Sachs

Mr. Zhang YujunAssistant Chairman,China Securities Regulatory Commission;Former President,Shanghai and Shenzhen Stock Exchanges

Dr. Hu ChangshengPresident,China Investment Securities

Mr. Zhang XiaodongGeneral Manager Prop Trading & Derivatives,China Investment Securities

Mr. Wu XiaohuiChairman,An Bang Insurance

Mr. Zheng FangManaging Director,Keywise Capital Management

Mr. Xu Yi YiSenior Fund ManagerHua an Asset Management Co.,Ltd.

Mr. Lin LijunCEO,China Universal Management Co.

Mr. Xiao FengPresident of the Board,Min sheng Tong HuiInsurance Asset Management Co.,LtdPresident of the board, Wan Xiang Trust Co.,Ltd.

Ms. Yan YanqingDeputy Chief Editor,CBN

Ms. Zhang LanlanChief Representative, CICC U.S. Securities

Dr. Gao JianChairman, China Development Bank Securities

Jeff WilliamsIndependent Director, China Universal Asset Management

Mr. Qingshan LiuCEOManulife TEDA Fund Management

Dr. Guo DajiangCEO, CITIC Securities U.S.

Facilitated DiscussionsThe U.S. Markets: Outlook, Competitive Advantage and Partnerships

Systemic Risk: Where Does It Come From, How Do We Mitigate It

Chinese Capital Markets Reform and Opening Up

The China Markets: Outlook, Competitive Advantage and Partnerships

China Retirement Policy and Capital Markets: Evolution, Lessons Learned, and Challenges

Boston’s Role in the Development of the Asset Management Industry and Retirement Products

Forum Participants - Boston Forum Participants - China Forum Participants - Academia