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Western Esotericism


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SUNY series in Western Esoteric Traditions

David Appelbaum, editor


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Western Esotericism

A Concise History

Antoine Faivre

translated by

Christine Rhone


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Published by State University of New York Press, Albany

2010 State University of New York

All rights reserved

Printed in the United States of America

No part of this book may be used or reproduced in any manner whatsoeverwithout written permission. No part of this book may be stored in aretrieval system or transmitted in any form or by any means includingelectronic, electrostatic, magnetic tape, mechanical, photocopying, recording,or otherwise without the prior permission in writing of the publisher.

For information, contact State University of New York Press, Albany, NYwww.sunypress.edu

Production by Eileen MeehanMarketing by Anne M. Valentine

Library of Congress Cataloging-in-Publication Data

Faivre, Antoine, 1934 [Accs de lsotrisme occidental. English] Western esotericism : a concise history / Antoine Faivre ; ChristineRhone, translator. p. cm. (Suny series in Western esoteric traditions) Includes bibliographical references and indexes. ISBN 978-1-4384-3377-6 (hardcover : alk. paper) ISBN 978-1-4384-3378-3 (pbk. : alk. paper) 1. Occultism--History. I. Rhone, Christine. II. Title.

BF1412.F313 2010 135'.4dc22 2010015998

10 9 8 7 6 5 4 3 2 1

Originally published in French as Lsotrisme. Presses Universitaires deFrance, 1992. 6. avenue Reille. 75014 Paris

Cover art: A picture by Dionysius Andreas Freher, in The Works of JacobBehmen, The Teutonic Philosopher, edited by William Law, vol. 3, 1764.Private collection of the author.


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vi C O N T E N T S

Chapter 2Esotericism in the Heart of the Renaissance and the

Flames of the Baroque 35 I. A Discovery of Humanism: Philosophia perennis 35 1. Re-emergence and Success of theCorpus Hermeticum 35 2. Christian Kabbalah 37 3. Homo Universalis: Activity, Dignity, and Synthesis 38 II. The Germanic contribution: Nature Philosophy and Theosophy 39 1. Paracelsism 39

2. Jacob Boehme and the Theosophical Current 41 3. The First Rosy-Cross 43 III. Readings of the World and of Myths 46 1. Philosophia Occulta 46 2. Alchemy: Science of Humanity, Nature, and Myths 49 3. A Hermetico-Emblematic Art 50

Chapter 3Esotericism in the Shadow of the Enlightenment 53 I. Sunburst of Theosophy 53 1. At the Dawn of Illuminism 53 2. The Great Theosophers 54 3. Faces of Illuminism 57 II. From the Arts of Reading to the Art of Subtle Fluids 58 1. Continuity of the Occult Sciences 58 2. Alchemy, Shadow Side of the Enlightenment, and Light of Mythology 60 3. Animal Magnetism 61 III. A Century of Initiations 63 1. Strict Observance and Rectied Scottish Rite 63 2. Other Masonic and Paramasonic Systems 65 3. Initiation in Art 66


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viii C O N T E N T S

III. Arts and Humanities 104 1. Arts and Literature 104

2. Psychology and the Humanities 106 3. Historiography of Western Esotericism 108

Bibliography 111

Index of Names 119


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Introduction

In 2010, historian Monika Neugebauer-Wlk showed that the nounesotericism occurs as early as 1792. In that year, it appeared inGerman: Esoterik,1 in the context of debates concerning the secretteachings of Pythagoras against a background of Freemasonry. In acontext with afnities to Romanticism, it rst appeared in French in1828 in Histoire critique du Gnosticisme et de son inuence by JacquesMatter (as Jean-Pierre Laurant pointed out in 1992). The term hassince revealed itself, in English and in other languages, as semanti-cally expandable and permeable as one likes.

To question its etymology (eso refers to the idea of interiority,and terevokes an opposition) is hardly productive and often stems froma need to discover what esotericism in itself would be (its truenature). In fact, there is no such thing, although those who claim thecontrary are manythese individuals approaching it according to theirown denitions, in function of their own interests or ideological presup-positions. It seems more productive to us to begin by inventorying thevarious meanings that it takes according to the speakers.

I. Five Meanings of the WordEsotericism

1. Meaning 1: A Disparate Grouping

In this meaning, which is the most current, esotericism appears, forexample, as the title of sections in bookshops and in much media

1. About that rst know occurrence, see Monika Neugebauer-Wlks ground-breakingarticle (in Aries 10:1, 2010). As she explains, that term Esoterik was from the penof Johann Philipp Gabler, who used it in his edition of Johann Gottfried EichhornsUrgeschichte (1792).

1


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2 W E S T E R N E S O T E R I C I S M

discourse to refer to almost everything that exudes a scent of mystery.Oriental wisdom traditions, yoga, mysterious Egypt, ufology, astrology

and all sorts of divinatory arts, parapsychology, various Kabbalahs,alchemy, practical magic, Freemasonry, Tarot, New Age, New ReligiousMovements, and channeling are found thus placed side by side (inEnglish, the label used in the bookshops is often Occultor Metaphysics).This nebula often includes all sorts of images, themes, and motifs, suchas ontological androgyny, the Philosophers Stone, the lost Word, theSoul of the World, sacred geography, the magic book, and so on.

2. Meaning 2: Teachings or Facts That Are Secret Because

They Are Deliberately Hidden

This is for example the discipline of the arcane, the strict distinc-tion between the initiated and the profane. Thus, esoteric often isemployed as a synonym of initiatic, including by certain historianstreating doctrines that would have been kept secret, for example,among the rst Christians. For the wider public, it also refers tothe idea that secrets would have been jealously guarded during thecourse of centuries by the church magisterium, such as the secret life

of Christ, his close relationship with Mary Magdaleneor that impor-tant messages would have been surreptitiously slipped into a work bytheir author. Novels like the parodical Il Pendolo di Foucault (1988)by Umberto Eco and the mystery-mongering The Da Vinci Code (2003)by Dan Brown skillfully take advantage of the taste of a broad audiencefor what belongs to the so-called conspiracy theories.

3. Meaning 3: A Mystery Is Inherent in Things Themselves

Nature would be full of occult signatures; there would exist invisiblerelationships between stars, metals, and plants; human History wouldalso be secret, not because people would have wanted to hide certainevents, but because it would contain meanings to which the profanehistorian would not have access. Occult philosophy, a term widely usedin the Renaissance, is in its diverse forms an endeavor to deciphersuch mysteries. Similarly, some call the hidden God the esotericGod (the one not entirely revealed.)


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I N T R O D U C T I O N 3

4. Meaning 4: Gnosis, Understood as a Mode of KnowledgeEmphasizing the Experiential, the Mythical, the Symbolic, Rather

Than Forms of Expression of a Dogmatic and Discursive Order

The ways enabling one to gain this way of knowledge vary accord-ing to the schools; it is the subject of initiatic teachings given forthin groups claiming to possess it, but sometimes it is also consideredas accessible without them. Understood in this way, esotericism oftenis associated with the notion of religious marginality for those whointend to make a distinction between the various forms of gnosis, andthe established traditions or the constituted religions.

5. Meaning 5: The Quest for the Primordial Tradition

The existence of a primordial Tradition is posited, of which thevarious traditions and religions spread throughout the world would beonly fragmented and more or less authentic pieces. Here, esotericismis the teaching of the ways that would permit attaining knowledge ofthis Tradition or contributing to restore it. Nowadays, this teaching isprincipally that of the Traditionalist School, also known as perenni-alism (chapter 5, section II), whose English-speaking representatives

readily use the word esoterism to distinguish themselves from most ofthe other meanings of esotericism.

Despite certain relationships of proximity, these ve meaningsevidently differ from one another. It is a matter of knowing whichone we are dealing with when someone employs this portmanteauword (the same goes for other words, such as religion, sacred,magic, spirituality, mysticism, etc.). Taken in the rst sense, itcan refer to almost anything. Let us take the example of mysteri-ous Egypt; still today, many authors take pleasure in uncovering an

esotericism in ancient Egypt present in the form of initiations andsublime knowledge. Yet these practices scarcely existed in AncientEgypt, except in their own modern imaginaire2; and even supposing

2. In this context, imaginaire does not mean belief in things that are false or unrealbut refers to the representations that consciously or unconsciously underlie and/orpermeate a discourse, a conversation, a literary or artistic work, a current of thought, apolitical or philosophical trend, and so forth. Thus understood, this term is sometimestranslated as the imaginary or the imaginary world (German: Weltbild), but in thepresent book we keep the original French [Translators note].


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that they are partly right (which it is permitted to doubt), it wouldnever be a matter there of more than a form of religiosity present

in many religious systems, which it would be sufcient to call, forexample, sacred mysteries. It is no less legitimate and interesting,for the historian, to study the various forms of egyptomania properto the Western esoteric currents because they are often part of theirthematic repertory. Furthermore, through intellectual laziness, peopleoften use the term esoteric to qualify particular images, themes, ormotifs that they readily lump together under the heading esoteric(cf. infra, section I on the unicorn and similar notions).

The second sense encompasses both too much and too little

(besides the fact that, when there are secrets, they are generally openones). It includes too much, because the idea of deliberately hiddenthings is universal. It includes too little, because it would be false tocall secrets a number of currents or traditions, as for exampletolimit ourselves to the period from the fteenth to the seventeenthcenturyalchemy, neo-Alexandrian Hermetism, theosophy, Rosicru-cianism. In fact, for its greater part, alchemy (both material and spiri-tual) is not secret because it has never ceased to make itself knownthrough abundant publications supplied to a wide public. Renaissance

Hermetism (see infra, section II) is never more than one of the mani-festations of the humanist current, which addressed all the literate.The theosophical writings have always circulated in the most variedmilieux, Christian and other. Rosicrucianism of the seventeenth cen-tury is mostly a sort of politico-religious program.

The idea according to which the real would be in great parthidden by its very naturethird meaningis present in all cultures,and, as it assumes various connotations in them, it is preferable to nda more precise term to dene each one of them. Similarly, concerning

the fourth meaningesotericism as a synonym of gnosisit canseem pointless to complicate matters by not remaining content with thissecond word. Certainly, a number of those who intend to speak of eso-tericism in itself attempt to nd equivalent terms in cultures distinctfrom ours (in India, in the Far East, etc.); but the point is not convinc-ing because the terms thus employed do not possess the same semanticcharge and refer to very different meanings. The fth meaning, nally,also designates something relatively precise (a rather specic current of


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thought); at that point, it would be enough for the exterior observerto employ the termperennialismrather than esotericism (although those

connected with this current have, of course, the right to use the secondterm). Notwithstanding, and as we have seen, they themselves prefer,in English, to speak of esoterism rather than esotericism.

For these various reasons, esotericism is understood (especiallysince about the beginning of the 1990s; cf. infra, sections II, IV, andV) in a sixth meaning for the majority of historians.

II. Sixth Meaning:

A Group of Specific Historical Currents

Indeed, these historians, as we did in our rst works on the notionof esotericism at the beginning of the 1990s (infra, section IV), havepreserved the word through sheer convenience (it had the merit ofalready existing) to refer to the history of Western esoteric currents.These currents, as we shall see, present strong similarities and arefound to have historical interconnections.

Westernhere refers to a Westa West permeated by Christian

culture and visited by Jewish or Muslim religious traditions, or evenFar Eastern ones, with which it cohabited but that are not identicalwith it; in this understanding, Jewish Kabbalah does not belong tothis Western esotericism, whereas the so-called Christian Kabbalahdoes. Of course, this choice, which is purely methodological, does notimply any judgmental position whatsoever.

Among the currents that illustrate this Western esotericism(in the sixth meaning) appear notably, for late Antiquity and theMiddle Ages, the following ones: Alexandrian Hermetism (the Greek

writings attributed to the legendary Hermes Trismegistus, second andthird centuries of our era); Christian Gnosticism, various forms ofneo-Pythagoreanism, speculative astrology, and alchemy. And for theso-called modern period, let us cite especially, in the Renaissance, neo-Alexandrian Hermetism, Christian Kabbalah (corpus of interpretationsof Jewish Kabbalah intending to harmonize it with Christianity), the

philosophia occulta, the so-called Paracelsian current (from the nameof the philosopher Paracelsus), and some of its derivatives. After the


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Renaissance, we have Rosicrucianism and its variants, as well as Chris-tian theosophy, the Illuminism of the eighteenth century, a part of

romantic Naturphilosophie, the so-called occultist current (from themid-nineteenth century to the beginning of the twentieth). Accordingto some representatives of this specialty, Western esotericism extendsover this vast eld, from late Antiquity to the present (broad meaning).According to other representatives of this same specialty, it is preferableto understand it in a more restricted sense by limiting it to the so-calledmodern period (from the Renaissance until today); they then speakof a modern Western esotericism (restricted meaning).

This short book follows the second approach (restricted mean-

ing), although the rst chapter deals with the ancient and medievalsources of the modern Western esoteric currents, that is to say, the rstfteen centuries of our era. The reason for this choice is that startingfrom the end of the fteenth century new currents appeared, in a veryinnovative fashion in the sense that they found themselves intrinsi-cally connected with nascent modernity, to the point of constitutinga specic product. They in fact reappropriated, in a Christian lightbut in original ways, elements having belonged to late Antiquity andto the Middle Ages (such as Stoicism, Gnosticism, Hermetism, neo-

Pythagoreanism). Indeed, only at the beginning of the Renaissancedid people begin to want to collect a variety of antique and medievalmaterials of the type that concerns us, in the belief that they couldconstitute a homogenous group. Marsilio Ficino, Pico della Miran-dola, and others (chapter 2, section I) undertook to consider themas mutually complementary, to seek their common denominators, asfar as postulating the existence of a philosophia perennis (a perennialphilosophy). Real or mythical, the representatives of the latter wereconsidered the links in a chain illustrated by Moses, Zoroaster, Hermes

Trismegistus, Plato, Orpheus, the Sibyls, and sometimes also by othercharacters. Thus, for example, after the expulsion of the Jews fromSpain in 1492, Jewish Kabbalah penetrated into the Christian milieuto nd itself interpreted in the light of traditions (Alexandrian Her-metism, alchemy, Pythagoreanism, etc.) that were not Jewish.

Reasons of a theological order account, largely, for such a need tohave recourse to ancient traditions. For a long time, indeed, Christian-


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ity had preserved within it certain forms of knowledge that enteredinto the eld of theology (or theologies) and related to the connec-

tion between metaphysical principles and cosmology (the Aristoteliansecond causes). But after theology had, little by little, discarded cos-mology, that is to say, part of itself, then this vast eld found itselfappropriated, reinterpreted from the outside (outside the theologicaleld) by an extra-theological attempt to connect the universal to theparticularto occupy the interface between metaphysics and cosmol-ogy. Many thinkers of the Renaissance tried to justify such an attemptby resorting to certain traditions of the past.

To that attempt is added, as a corollary, the idea of revela-

tions possible from within Revelation itself (to employ the felicitousexpression suggested by the historian Jean-Pierre Brach). In otherterms, believers who adhered to the teaching of their Church couldnevertheless benet from a revelation not dispensed by the ofcialcatechism (Revelation as it is taught), but which by its very naturewould be consistent with deepening the meaning and the contentof this catechism. Those who exploited the certitude of this innerrevelation tended rather to impersonal discourse, either by exhibit-ing a tradition to which they would have had access, a transmission

of which they would be the repositories, or by afrming themselvesgraced with an inspiration come directly from on high. This idea isvery present, certainly, in the three great religions of the Book (whereit often nds itself challenged by the existing orthodoxies), but in theRenaissance era it is also a means of enriching an ofcial teaching feltas impoverishedand it would remain very present in the history ofmodern esoteric currents.

Finally, these three areas of discourse (the search for a peren-nial philosophy, the autonomization of an extra-theological discourse

in the subject of cosmology, and the idea of possible revelation fromwithin Revelation) constitute, particularly the rst two, an essentialaspect of nascent modernity. For the latter, which then nds itselfconfronted with itself, it is a matter of answering questions posed byits own adventand not, as is too often believed, the response of asort of counter-culture directed against modernity. This remark is justas applicable, as we shall see, to the subsequent esoteric currents.


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III. From the Religionist and Universalist Approachto the Historico-Critical Approach

To treat esotericism understood in this sixth sense (supra, section II)comes within a historico-critical mode of approach. We will return(infra, sections IV, V) to the ways in which it is declined; but, beforethat, it seems necessary to introduce another one, followed by manyauthors who also intend to treat the history of esotericism. Thisintroduction will permit us, at the same time, to bring out some ofthe implications with which meanings one to ve are charged.

This second mode of approach rests either on a religionist

position, or on a universalist position, or again on both at the sametime. The rst consists in positing that, to validly study a religion, atradition, a spiritual trend, and so onand, consequently, esoteri-cismit is necessary to be a member of it oneself on pain of notunderstanding very much about ithence the proselytizing tendencyfrequently evinced by the supporters of this position. The second con-sists in postulating the existence of a universal esotericism of whichit would be a matter of discovering, of explicating the true nature;we can remark that, in this type of discourse, esotericism is most of

the time synonymous with sacred in general, indeed of religionunderstood sub specie aeternitatis.

The simultaneously religionist and universalist position is rep-resented principally by the perennialist current evoked in section I,which spread in most of the Western countries especially from themid-twentieth century. It will be (chapter 5, section II) the subjectof a specic discussion. The following are two examples of scholarlyreligionists. In France, Robert Amadou, whose work is abundant; hisrst signicant work is entitled Loccultisme. Esquisse dun monde vivant

(1950). Occultism is here synonymous with esotericism understoodin the second, third, and fourth meanings at once; despite his some-what universalizing bent, Amadou distinguishes himself strongly, let usnote, from perennialism (fth meaning). In Germany, Gerhard Wehr,who limits his eld to the Western world and attempts, throughouta series of high-quality monographs, to nd concordances betweenRudolf Steiner, Carl Gustav Jung, Novalis, Jacob Boehme, and thelike, and who occasionally paints a picture of what is according to


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him Christian esotericism (Esoterisches Christentum, 1975 and 1995).An example of a universalist is the academic Pierre Riffard, who

has posited (in Lsotrisme: Quest-ce que lsotrisme? Anthologie delsotrisme, 1990) the existence of a universal esotericism composed,according to him, of eight invariables:

1. The impersonality of the authors;2. The opposition between the profane and the initiates;3. The subtle;4. Correspondences;5. Numbers;

6. The occult sciences;7. The occult arts; and8. Initiation.

Although admitting that this construction could lend itself toan inquiry of an anthropological and/or philosophical type, it wouldnot be of much use to the historian.

In the intellectual climate of the 1960s and 1970s, scholarlyphilosophers and historians tended to see in the esoteric currents (as

well as in various forms of spirituality) of the past a sort of coun-ter-culture that would have been generally benecial to humanityand from which it would be in the best interests of our disenchantedera to learn. Belonging to this movement are a certain number ofpersonalities connected with the Eranos group, such as Carl Gustav

Jung, Mircea Eliade, Henry Corbin, Ernst Benz, Gilbert Durand, orJoseph Campbell. Certainly, the Eranos Conferences held at Anscona(Switzerland) from 1933 to 1984, of which all the Proceedings havebeen published, have contributed to stimulate the interest of a good

part of the academic world, as much for comparativism in the historyof religions as for various forms of esotericism. However, because oftheir mainly apologetic orientation, they have not failed to give riseto reservations on the part of researchers of a more strictly historicalorientation, notably of those whose works bear on esotericism under-stood in the sixth sense of the term. This is also the period whenFrances A. Yates (infra) described the Renaissance magus as a rebelopposed to the dogmas of the established Churches and, later, to the


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pretentions of mechanistic science (although Yates purpose was notapologetic in character).

Among the historians of esotericism understood in the sixthsense, it is appropriate to distinguish two categories. On the one hand,those who, very numerous, work on currents (movements, societies)or particular authors; their aim is not (which is certainly their right)to question the existence or the nature of the considered specialtyas such; this is discussed in chapter 5, section II. And, on the otherhand, the generalists, who intend to study esotericism as a whole(of course, universalists like Riffard are in their manner general-ists, but here we consider only those who adopt a historico-critical

approach). They study it considering it either lato sensu, or strictosensu(the twenty centuries of our era, or only the so-called modernperiod, which begins at the Renaissance; cf. section II). Most of thegeneralists adopt (following the example of the nongeneralists)an empirical approach of a historico-critical type; at that point, it isnot surprising that they prove to have a real methodological concern.In any event, they intend to distinguish themselves from the manyworks of a religionist character, including those whose importancethey nevertheless recognize at least with regard to the origins of

their specialtythus, it is undeniable that the Eranos Conferences(cf. supra), for example, have contributed to stimulate the interest ofthe academic world in this same specialty.

The book (of a nonreligionist and nonuniversalist orientation)of Frances Yates, Giordano Bruno and the Hermetic Tradition, publishedin 1964, prepared the way for the academic recognition of this eld ofstudy understood in the sixth sense. With respect to this work, it hasbeen possible to speak of a Yates paradigm, which rests on two ideas:a) there would have existed from the fteenth to the seventeenth

century a Hermetic tradition opposing the dominant traditions ofChristianity and rationality; b) it would have paradoxically constitutedan important positive factor in the development of the scientic revo-lution. These two propositions are debatable, but the Giordano Brunohas nonetheless stimulated the lively interest of many researchers inthis notion of the Hermetic tradition applied not only to the periodof the Renaissance (studied by Yates), but also to those that followedit and that preceded it. In fact, her paradigm found itself supplanted


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by another, introduced by the author of these lines (in 1992 notably,in the rst edition of this little book; cf. infra, section IV).

IV. A New Manner of Constructing the Object

In examining the possibility of founding a new paradigm, we decidedfrom the outset to differentiate ourselves from what esotericists ortheir adversaries, and even from what historians however not ideologi-cally engaged, could have understood by esotericism (or, like Yates,Hermetic tradition). In fact, most of them have the tendency thus to

refer to an ideal type (other examples of ideal types: reason, faith,sacred, magic, gnosis, mysticism, etc.), which they adopt at rstas an a priori and to which they strive, in a second phase, to makeparticular phenomena correspond. Therefore, it was not a matter ofconstructing or reconstructing a hypothetical esoteric doctrine, forexample, but of beginning by observing empirically (without an essen-tialist or apologetic presupposition) a dense series of varied materi-als taken in a historical period and a geographical area (the modernperiod in the West). It was then a matter of asking ourselves if some of

these materials would have sufcient common characteristics (hence,in the plural) so that, as a whole, they could be considered a spe-cic eld. For this to have been, it seemed essential to us that thereshould be several characteristicsa single one would have ineluctablyconferred a universal scope on the constructed object, which it wasprecisely a matter of avoiding.

In fact, a certain number of characteristics emerged from thisobservation. Taken as a whole, they constitute a construct (a workingmodel)that of the object Modern Western Esotericism (as it has

been called at our suggestion). This object would be identiable by thesimultaneous presence of a certain number of components distributedaccording to variable proportions (in a text, in an author, in a trend,even though obviously a discourse is never only esoteric). Four areintrinsic (fundamental), in the sense that their simultaneous presencesufces to identify the object. Two others are secondary, in the sensethat they appear only frequently, but they nonetheless confer a greaterexibility on this construct.


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The four fundamental characteristics are as follows:1. The idea of universal correspondences.Non-causal correspon-

dences operate between all the levels of reality of the universe, whichis a sort of theater of mirrors inhabited and animated by invisibleforces. For example, there would exist relationships between the heav-ens (macrocosm) and the human being (microcosm), between theplanets and the parts of the human body, between the revealed textsof religions (the Bible, principally) and what Nature shows us, betweenthese texts and the History of humanity.

2. The idea of living Nature. The cosmos is not only a series ofcorrespondences. Permeated with invisible but active forces, the whole

of Nature, considered as a living organism, as a person, has a history,connected with that of the human being and of the divine world. Tothat are often added interpretations, heavy with implications, of thepassage from Romans 7:1922 according to which suffering Nature,subject to the exile and to vanity, also awaits its deliverance.

3. The role of mediations and of the imagination.These two notionsare mutually complementary. Rituals, symbols charged with multiplemeanings (mandala, Tarot cards, biblical verse, etc.), and intermediaryspirits (hence, angels) appear as so many mediations. These have the

capacity to provide passages between different levels of reality, whenthe active imagination (the creative or magical imaginationaspecic, but generally dormant faculty of the human mind), exercisedon these mediations, makes them a tool of knowledge (gnosis), indeed,of magical action on the real.

4. The experience of transmutation. This characteristic comes tocomplete the three preceding ones by conferring an experientialcharacter on them. It is the transformation of oneself, which can bea second birth; and as a corollary that of a part of Nature (e.g., in

a number of alchemical texts).As far as the two so-called secondary characteristics are con-

cerned, they are, on the one hand, a practice of concordance: It is amatter of positing a priorithat common denominators can exist amongseveral different traditions, indeed among all of them, and then ofundertaking to compare them with a view to nding a higher truth thatoverhangs them. And it is, on the other hand, the emphasis put onthe idea of transmission: Widespread in these esoteric currents especially


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since the eighteenth century, it consists in insisting on the importanceof channels of transmission; for example, transmission from master

to disciple, from the initiator to the initiable (self-initiation is notpossible). To be valuable or valid, this transmission is often considerednecessarily to belong to an afliation whose authenticity (regularity)is considered genuine. This aspect concerns the Western esoteric cur-rents especially starting at the time when they began to give birth toinitiatic societies (i.e., starting from the mid-eighteenth century).

This model amounted, in fact, to constructing the very object ofa specialty for which no theoretical construct (at least, of an empirico-critical character) had yet been proposed. It often has been employed

by other researchers, even though, like any working model, it has beenthe object of some criticism relative to some of its implications. AsWouter J. Hanegraaff, for example, has remarked, it would not suf-ciently account for the importance of movements like the pietism ofthe seventeenth century, or for the process of secularization undergoneby the esoteric currents of the nineteenth and the twentieth. Anyhow,it is an acknowledged fact that no construct should be considered asa truth by its proponent; actually, it is nothing but a provisionalheuristic tool meant to revive fresh methodological thinking. To wit,

a number of scholars have contributed, subsequently, to rene ourworking tool (infra, section V).

It seemed to us that the expression form of thought (howeverdebatable the choice of this expression may be) could be applied tothis modern Western esotericism thus dened. Perhaps it could beclaimedwhich is not our purposethat it appears in other culturesor periods as well. Still it would be appropriate to conne ourselves tothe empirical observation of the facts; that is, not to hypostatize thisexpression with a view to legitimating the idea according to which

there would exist a sort of universal esotericism. Just as there is aform of thought of an esoteric type, so there exist forms of thought ofa scientic, mystical, theological, and utopian type, for example (withthe proviso that each of them be understood within its specic histori-cal, cultural context, and not sub specie aeternitatis). The specicity ofeach consists of the simultaneous presence of a certain number of fun-damental characteristics or components, a same component obviouslybeing able to belong to several forms of thought. Each brings its own


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approaches and procedures into play, its various manners of arrangingits components, of connecting them. In doing so, it constitutes for

itself a corpus of references, a culture.Certain components can be common to several forms of thought;

for example, both to mysticism and to esotericism. With the lat-ter, the scientic maintains complex and ambiguous relationshipsof which certain Nature philosophies are the stake. It is especiallyinteresting to observe the oppositions, the rejections; they not onlyare due to incompatible components between two forms of thought,but also can result from an epistemological break within one of them.Thus, before theology discarded (section II) its symbolic richness still

present in the Middle Ages, for example in the School of Chartres,in that of Oxford, or in the case of a Saint Bonaventure (chapter 1,section II), it was still close to what we here call modern Westernesotericism.

The rst ve of the six characteristics or components enumeratedabove are not, let it be noted, of a doctrinal order. They appear muchrather as receptacles where various forms of the imaginaire can nd aplace. For example, in the matter of correspondences we are dealingas much with hierarchies of a Neoplatonic type (the above is placed

hierarchically higher than the below) as with more democratic views(God is found as much in a seed as anywhere else; heliocentrismchanges nothing essential, etc.); in the matter of transmutation, asmuch with that of Nature as with that of only humanity; in the mat-ter of cosmogony, with schemes as much emanationist (God createsthe universe by emanation of Himself) as creationist (the universewas created ex nihilo); in the matter of reincarnation, as much with adefense as with a rejection of this idea; in the matter of attitude tomodernity, some easily integrate it, others reject all its values, and so

forth. In fact, for most of the representatives of this form of thought, itis less a question of believing than of knowing (gnosis) and of seeing(by the exercise of active, creative imaginationthird component).Thus, to approach the studied eld as a series of receptacles for theimaginaire appears to us more in accordance with its very nature thanto attempt to dene it starting from what would be a matter of par-ticular explicit beliefs, professions of faith, doctrinesan attempt that,according to us, could only lead to a dead end. This procedure has,


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moreover, the advantage of favoring the methodological approachesof the pluri- and transdisciplinary type that permit situating our eld

within the context of the humanities in general and the history ofreligions in particular.

V. State of Research and Institutionalization

On this methodological plane, precisely, a number of generalists (sec-tion III), whose major contributions are quoted in the bibliographyappended to this book, have greatly contributed to establish the spe-

cialty on solid bases. In the rst place, Wouter J. Hanegraaff, as muchby his major work, New Age Religion and Western Culture: Esotericismin the Mirror of Secular Thought (1996), as by an impressive seriesof articles subsequently published, all of fundamental importance.He currently stands out as the main scholar among the generalistsof our specialtybesides the fact that he has also authored variouscogent studies on specic authors and currents. Comparable in hisapproach is Marco Pasi; his scholarly works have hitherto focusedprincipally on the so-called occultist current, but he has completed

them with very pertinent working models to treat notions such asoccultism and magic in the context of modern Western esotericism(cf. especially his thesis, La notion de magie dans le courant occultisteen Angleterre [18751947], 2004). Let us also cite Jean-Pierre Brachfor his survey examinations of the historical characteristics proper toesoteric currents, as they manifest themselves in the European culturalarena from the end of the fteenth century; Andreas Kilcher, who,in studying the various usages of the polysemous term Kabbalah inthe modern West, has shed new light on the migrations and deriva-

tions of modern esoteric currents (Die Sprachtheorie der Kabbala alssthetisches Paradigma, 1998); Olav Hammer, one of whose works hasthe title, evocative for our purpose: Claiming Knowledge: Strategies ofEpistemology from Theosophy to the New Age (2001). Noteworthy toois Nicholas Goodrick-Clarkes excellent introduction to our eld (TheWestern Esoteric Traditions. A Historical Introduction; 2008).

Still other generalists are situated within this body of theo-retical thoughts that all rest on a solid work of texts. Among them


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are Arthur Versluis, by his articles published in his review Esotericaand by a number of his works; and Monika Neugebauer-Wlk, who

attempts, in particular, to elucidate conceptually and historically thenature of the relationships between esotericism and Christianity. Therecent works of Kocku von Stuckrad, notably his book Was ist Esoterik?(2005), introduce a model of orientation that is just as historian,rather different nevertheless from the preceding ones; its applicationcan, in our view, appear problematic as to the specicity of our eldbut it is no less stimulating.

This list of generalists concerned with methodology is notexhaustive, but rather suggests that the specialty, understood as

much lato sensu as stricto sensu(twenty centuries, or only ve), couldalready have been a subject of academic institutionalization. The pro-cess began in 1964. We owe to the Religious Sciences section of thecole Pratique des Hautes tudes (Paris, Sorbonne) the merit of hav-ing, that year, been the rst university institution to create withinitself a position entitled Directeur dtudes[Professor] (that of FranoisSecret) of the History of Christian Esotericism. The name changedin 1979 (with Antoine Faivre) to the History of Esoteric and Mysti-cal Currents in Modern and Contemporary Europe (when Jean-Pierre

Brach took over, in 2002, the term mystical was deleted from thatchair title). At the University of Amsterdam, a Center for History ofHermetic Philosophy and Related Currents (actually, for the Historyof Western Esotericism as we understand it here) was created in 1999.It has a specic chair (held by Wouter J. Hanegraaff), anked by twoAssistant Professorships [Br: Senior lecturers], a secretary and two PhDlecturers; it thus offers its students a complete academic trajectory. Atthe University of Lampeter (United Kingdom), a Centre for WesternEsotericism saw the light of day in 2002; and in 2006, at that of Exeter

(United Kingdom), a chair entitled Western Esotericism, occupied byNicholas Goodrick-Clarke, forms the basis of the Exeter Center forthe Study of Esotericism (EXECESO). It too, like the Center inAmsterdam, offers its students a complete academic trajectory. Theclose collaboration established between Exeter, Amsterdam, and Paris,and of these three with other institutions, is part of a developmentwith considerable impact on scholarship internationally.


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Besides these creations properly speaking, several initiatives weretaken. For example, at the University of Lausanne (Dpartement inter-

facultaire dHistoire et Sciences des Religions), a biannual programwas established in 2003 (by Silvia Mancini), dedicated to an introduc-tion to the eld of this specialty. In Germany, at the University MartinLuther of Halle-Wittenberg, research programs were created (notablyby Monika Neugebauer-Wlk), dedicated to the esoteric currents ofthe period of the Enlightenment as well as to the hermetico-esotericmovements of the beginning of Modern Times. At Ludwig-Maximil-ian University of Munich, Hereward Tilton led from 2004 to 2006 aseminar called Introduction to the History of Western Esotericism.

We could give many more examples.To these initiatives, we may add various symposia, colloquia,

and associations.In the United States, the American Academy of Religionthe

largest association of religious sciences in the worlda program unitModern Western Esotericism was instituted for the annual congressof 1980. Several others followed it, among which was Esotericism in1986. It ceased to function in 1993 because of the perennialist orienta-tion of its organizers, strongly criticized by several of the participants.

It then made way, starting in 1994, for programs of a historico-criticaltype directed by James Santucci; rst, under the title Theosophy andTheosophic Thought, then in 1999 under that of Western Esoteri-cism since the Early Modern Period. Since 2004 this program unithas become Western Esotericism; under the direction of AllisonCoudert, Wouter J. Hanegraaff, and Cathy Guttierez. It also followsa strictly historian orientation. Let us note that these last reformula-tions (from 1994 to 2004) coincided with the revival of the processof institutionalization and professionalization in several countries (cf.

supra), begun in the wake of the creation of the Parisian chair in1964. Still in the United States, new associations of an internationalcharacter saw the light of day, which work in this same spirit. Thus,the Association for the Study of Esotericism created in 2002, directedby Arthur Versluis and Allison Coudert; among the conferences thatit has organized appears notably Esotericism, Art and Imagination(University of Davis, California, 2006).


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Besides these properly American initiatives, in the context ofthe International Association for the History of Religion (which holds

its congress every ve years), a workshop Western Esotericism and theScience of Religion (Proceedings published, cf. bibliography) was cre-ated in 1995 in Mexico City. Two other workshops followed it: West-ern Esotericism and Jewish Mysticism (Durban, 2000) and WesternEsotericism and Polemics (Tokyo, 2005). The Association for Interna-tional Research on Esotericism and of the Religious Sciences sectionof the cole Pratique des Hautes tudes held the conference Autourde loeuvre de Frances A. Yates (18991981): Du rveil de la tradi-tion hermtique la naissance de la science moderne (Paris, 2001).

At Esalen (California), a program of four symposia was established:The Varieties of Esoteric Experience(2004), Hidden Intercourse: Erosand Sexuality in Western Esotericism (Proceedings published in 2008),Hidden Truths, Novel Truths (2006), Western Esotericism and AlteredStates of Consciousness (2007). In such a context are situated one ofthe nine sessions of the international conference Religious History ofEurope and Asia of September 2006 at Bucharest, whose theme wasHermetic and Esoteric Currents, and the international conferenceForms and Currents of Western Esotericism of October 2007 at Venice

(Proceedings published in 2008).Let us mention nally the European Society for the Study of

Western Esotericism (http://www.esswe.org/), created in 2002. Thisplace of exchange and information brings together many researchersfrom the whole world and has already organized two international con-ferences: Constructing Tradition, Means and Myths of Transmissionin Western Esotericism (University of Tbingen, 2007, Proceedingsforthcoming), and Capitals of European Esotericism and TransculturalDialogue (University of Strasbourg, 2009, Proceedings forthcoming).

The list would be long of all the collective works, articles of amethodological and philological nature, and so on, which are of inter-est to the generalist and which have seen the light of day in variouscountries for about fteen years. To some of the publications alreadymentioned, it is appropriate especially to mention the Dictionary ofGnosis and Western Esotericism, published in 2005. Its two volumescomprise some four hundred articles written by about one hundredand eighty collaborators and cover the eld of Western esotericism


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from Late Antiquity until today; cf. in caudathe bibliography, whichalso includes a list of specialized libraries and journals (not least the

biannual Aries. Journal for the Study of Western Esotericism, publishedsince 2002). And because the bibliography does not include the titlesof articles but only of books, it seems appropriate to mention here thecopious annual rubric entitled Bulletin dhistoire des sotrismes,held by the generalist Jerme Rousse-Lacordaire since 1996 in theRevue des Sciences philologiques et thologiques (his book reviews gath-ered in this Bulletin already constitute a wealth of information).

VI. Past and Present Obstacles to theRecognition of This Specific Field

Hence, after a long period of marginalization, this specic eld isincreasingly the subject of ofcial recognition. However, four obstacleshave delayed this recognition, more or less continuing to slow itsdevelopment.

The rst obstacle is the existence of approaches of a religionist/universalist character. This has been sufciently discussed in section

III for it to be superuous to insist on the necessity, for historians,to distinguish themselves clearly from such approacheswhich, obvi-ously, does not imply for as much that they should refrain from makinga statement about their philosophical pertinence.

The second obstacle is the confusionism favored by the rstof the meanings discussed in section I. We often see even seriouspeople, specialists of particular disciplines, employ esotericism as aportmanteau (or blanket) word for lack of anything better, withthe complicity of their readers and publishers, to refer to some of

the areas they treat (such as imaginaire, initiatic or fantasy literature,religious symbolism, artistic works associated with some aura of mys-tery, etc.) This tendency is due to the more or less implicit adoptionof a received idea that spread little by little in the West, especiallysince the nineteenth century. It consists in positing the existence ofa sort of counter-culture, vaguely understood as the whole of what iscovered by the rst of the six meanings of esotericism. And by theeffect of a curious reversal, it happens that this word no longer refers


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to that whole, but is found summoned to refer strangely to a singleaspect of magic and/or occult sciences. For example, in the Diction-

naire historique de la magie et des sciences occultes (2006), directed byJean-Michel Sallmann, appears the entry Western esotericism. Thus,for Sallmann, Western esotericism is one of the aspects of what heunderstands by magic and occult sciences, on the same level asMiracles, Cult of saints, Unicorn, Fairies, and so onentries,among so many others of the same type, presented in this dictionary.In addition, just as we fail to understand why an image, a theme or amotif would be esoteric (cf. supra, section I, the remarks concern-ing the rst meaning), so it appears to us at least strange to posit

that miracles, the cult of saints, the unicorn, fairies (so many images,themes or motifs) come under magic and occult knowledge.

The third obstacle is due to the residual inuence of theologicalmodels or presuppositions in the study of religions in general and thatof Christianity in particular. Even though the History of Religionshad begun, since the nineteenth century, to emancipate itself fromChristian theology, people had nonetheless long continued to adoptinsufciently critical (mainly crypto-Catholic) views. They saw theesoteric currents as no more than marginal heresies or more or less

condemnable superstitionsalthough in fact they generally appearto be much less marginal than transversal. To start from doctri-nal elements only perpetuates misunderstandings; with the aid of bitsand pieces of theology or metaphysics taken here and there, one canconstruct a heresy that does not exist and then have a good timecriticizing it. Now, even granted that the discourses we here qualifyas esoteric sometimes contain heretical propositions with regard toreligious institutions, this is in no way what denes these discoursesas esoteric. Indeed, a heresy, in order to be considered as such, must

be formulated in terms of concepts incompatible with other conceptsthat constitute a dogma. Now, esoteric discourses are generally muchless of the order of the concept than of the image, and more generallyof mythical thought.

Moreover, this form of thoughtas springs out from the follow-ing chaptersfrequently penetrates most of the established religions.Catholicism obviously does not escape it. Contrary to what many


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works on ecclesiological history would suggest (often only addressingoppositions of the Churches/sect or orthodoxy/heresy type), during

the rst three centuries of the so-called modern period and until theearly eighteenth century, these currents were still part, as in previ-ous centuries, of the general history of Christendom. They constitute,let us recall (supra, section II), a dimensionunfortunately too longneglected by historical researchof the Christian culture visited byIslam or Judaism. They did not then appear as a counter-culture or acounter-tradition that would, by its very nature, have opposed thereligious powers in place (it is obviously necessary, however, to studythe complex relationships that they maintained with established insti-

tutions); nor was this the case for a number of them in the course ofthe last three centuries. Hence, for the eighteenth century, a pivotalperiod, we cannot talk about an esoteric front opposing the defend-ers of reason, because, there again, examination of the facts comesto contradict overly simplistic schemes.

Let us add that this idea of counter-culture sometimes takes ona distinctly negative connotation, due to the appropriation, by move-ments of the far right, of certain themes present in the literature ofesoteric currents. Now, if Nazi or near-Nazi theoreticians, for example,

have made use of such themes, it was in a very limited manner andin distorting them; but this was sufcient to produce an amalgama-tion in many minds (cf. for example, the ne analysis by NicholasGoodrick-Clarke, The Occult Roots of Nazism, 1985). And if, on theother hand, it is true that thinkers of the extreme right, such as JuliusEvola, can feel afnities with perennialism (chapter 5, section II), thisdoes not necessarily mean (as the example of Ren Gunon is enoughto show) that, by its nature, this current would belong with similarforms of extremism. Finally, it bears repeating once again that in the

nineteenth century, for example, many representatives of the esotericcurrents were politically oriented in a very different direction, indeed,towards forms of socialism.

The fourth obstacle, nally, is connected with the very historyof the academic specialties of which the discipline History of Reli-gions is composed. In fact, if this discipline had long since alreadyaccepted specialties such as the Gnosticism of Late Antiquity, Jewish


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theosophies (Jewish Kabbalah, notably), and Muslim theosophies, oragain Christian mysticism, it is necessary to say in return that the

Western esoteric currents, in particular those of the modern period,have been greatly delayed in entering it fully. Two reasons have con-tributed this delay: on the one hand, many scholars preferred to con-centrate on non-Western religions, thus abandoning the history ofChristianity, even understood in a broad sense, to the historiographyof the Churches; on the other hand, many tended to identify this eldwith mysticism in general (a portmanteau word, as noted above). Inaddition, the existence of the aforementioned currents of the modernera found itself, under the inuence of theological discourse, eclipsed

by the debate initiated under rationalist thought and religion. Then,when new types of rationality emerged, these currents found them-selves despite everything relegated to the back shelves of historiog-raphy, because they came to disturb or complicate the idea that thehistory of scientic ideas is reducible to that of a science progressivelyemancipating itself from the religious. Hence, the esoteric currentslong failed to be approached from the angle of their specicity.

Similarly, we note that over the last three decades schol-arsmostly sociologistsworking on the New Age and the New

Religious Movements (of which many are, unfortunately, qualied assects by the media and the public authorities) are occasionally proneto call their vast domain esotericism. This gives rise to the idea thatno grounds exist to consider Western esotericism as a specic eld ofresearch, because it never does more than relate to objects with whichthese scholars are already preoccupied. In reality, it intersects theirsonly to the extent that the discourses of the New Age and the NewReligious Movements sometimes come to draw their inspiration fromthose of the Western esoteric currents of the past.

VII. Perspectives: Throwing New Light on Old Questions

From the account of these factors of delay, in particular the last two,it emerges that the study of this eld of research is of a nature tothrow new light on old questions, notably by revealing certain miss-ing links that the traditional boundaries established between various


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other specialties could have eclipsed. It incites us to revisit, accordingto new perspectives, important aspects of the history of religions in

the West, in the manner, for example, that Gershom Scholem, in hisworks on Jewish Kabbalah, could illuminate our perception of Jewishthought with a new day. A comment of Paul Oskar Kristeller seemspertinent here, who wrote, in 1976:

thanks to the work of Thorndike, of Miss Yates and others,we are no longer terried when we encounter strange sci-entic ideas or astrological, alchemical or magical concep-tions among the thinkers of past centuries. If we discover

ideas of this type in the work of Ficino, we do not reproachhim for it, but we simply place him in a vast intellectualtradition that had been too long neglected and avoided bythe historians, and which is represented by an extensiveand difcult literature, which still needs . . . a great effortof study and exploration. (Ltat prsent des tudes surMarsile Ficin, in Platon et Aristote la Renaissance, Paris,

J. Vrin, 1976)

Indeed, the History of Religions can now take advantage of theseupdates even better as the general decline in the belief in the grandnarratives of modernity goes hand in hand with interest in ways ofthought that a normative conception of historiography had long dis-counted. Moreover, a History of the Western Esoteric Currents is ofa nature to question a certain number of prejudices that are still verycurrent; here are two examples.

The rst is that of the relationships maintained, in the West,between religious phenomena and the processes of modernization/sec-

ularization. The incompatibility between the former and the latter,which modernist discourse stipulated, already appears contradicted,all concurring to show that the modern esoteric currents (Christianor not), in particular, have proved to have an astonishing capacityof survival by adapting and assimilating themselves. Bound as theywere to this general process of religious secularization, they representa dimensionstill often poorly understoodof this society becomepluralist. Their study, attentive to a constant interaction of various


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discourses and to historical discontinuities, thus indeed seems to be ofa nature to lie within the project of a revision of the history of the rela-

tionships between religion and secularization, which appear muchmore complex than current modernist views suggested still recently.

The second example is the interest presented by the histori-cization of the discourses of an anti-esoterical character. Indeed, aserious study of these currents properly speaking necessarily implies,by the same token, that of the discourses for and against them, foror against their representatives, as much in the Christian context asin the secular one (cf. e.g., the collective work Polemical Encounters,2008, infra, bibliography). This aspect of historiographical research can

only contribute to clarify the emergence and the transformations ofconcepts like magic, occult, and the like, which, for better and forworse, were founding elements as much for the History of Religionsas for Anthropology, to the point of becoming an integral part of ourways of thought. It is advisable never to forget, indeed, that Westernersapplied similar concepts, still often charged with negative implica-tions, to non-European cultures only after applying them to themselvesin a spirit directed, in fact, against their own inner demons.

Our task is always to re-interrogate these concepts by histo-

ricizing them; to question some of the great paradigms that oftencontinue to rule our understanding of history; and to make some ofthe ideological mechanisms still at work in the theoretical heritageof the History of religions subject to an ever-renewed problematiciza-tion. The latter has the responsibility to address, notably, the rhetoricof exclusions and the great taboos by which the object that weare studying, and others situated in its vicinity, could nd themselvesrelegated to the status of Other, of the religiously other.


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1

Ancient and Medieval Sourcesof the Modern Western

Esoteric Currents

I. The First Eleven Centuries

1. Alexandrian Hermetism

Scattered works, partly lost, written in Greek in the region of Alex-

andria, constitute a heterogeneous mass known as the Hermetica.Composed over several centuries at the dawn of our era, these treatisesdeal with astrology, alchemy, the philosophy of Nature, cosmology,and theurgy. A collection dating from the second and third centuriesstands out within this body of works, the Corpus Hermeticum (CH).It brings together seventeen short treatises. Also part of that bodyare the Asclepius and the Fragments attributed to Stobaeus. Theirauthor or legendary inspirer is Hermes Trismegistus, the thrice great,whom many mythical and contradictory genealogies associate withthe name Thoth and the Greek Hermes. He would have lived in thetime of Moses, and the Egyptians would have been indebted to himfor their laws and their knowledge. The Middle Ages did not knowthe CH, rediscovered at the Renaissance, but only the Asclepius (inits Latin translation).

Despite the speculative aspect of the CH, we should not seeka unied doctrine in it. As we move from one treatise to the next,we nd contradictions and discrepancies, because they are the work

25


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of different authors. The most famous treatise is the Poimandres, orPimander, always published as the rst in the series of those comprising

the CH. It develops a cosmogony and an anthropology on a mode ofillumination and revelation. Among the prominent themes are thoseof the fall and the reintegration, and of memory in its relationshipswith a form of magical imagination.

The CHitself does not treat alchemy strictly speaking. It seemsthat, unknown to Pharaonic Egypt, it developed as an extension ofHermeticist astrology, in particular starting from the notion of sym-pathy linking each planet to its corresponding metal (until about thesecond century .., alchemy remained a technique associated with

the practice of goldsmithing). With Bolos of Mendes, in the secondcentury .., it took a philosophical turn and sometimes presenteditself in a light of revelationas a revealed science. Zozimus ofPanapolis (third or early fourth century), of whom twenty-eight trea-tises have been preserved, developed a visionary alchemy, followed inthis by Synesius (fourth century), Olympiodorus (sixth century), andStephanos of Alexandria (seventh century) in whom alchemy is alsoconsidered a spiritual exercise.

2. Other Non-Christian Currents

To Alexandrian Hermetism, four other non-Christian currents areadded, important in the genesis of modern esotericism. These currentsare, to begin with, the neo-Pythagoreanism of the two rst centuriesof our era; it would never cease to reappear subsequently under differ-ent forms of arithmosophy. Then we have Stoicism, which extendedover nearly two centuries, one aspect of which bears on the universeunderstood as an organic totality guaranteeing harmony between ter-

restrial and celestial matters. Third, we have Neoplatonism that, fromPlotinus (205270) to the fth century, taught methods that permitgaining access to a supersensible reality, constructing or describingthis reality in its structure. Porphyry (273305), Iamblichus (On theEgyptian Mysteries, toward 300), and Proclus (412486) appear amongthe most visible Neoplatonists in later esoteric literature. In the fthor the sixth century, a cosmological text of a few pages was drawnup, Sepher Yetzirah (Book of Creation), a preguration of what would


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A N C I E N T A N D M E D I E V A L S O U R C E S 27

be the medieval Kabbalah proper (it contains notably the rst-knownintroduction of the famous so-called Tree of the Sephiroth).

Added to this was an intense intellectual activity in the Arabworld, connected with the rapid expansion of Islam. The ArabicEpistles of the Sincere Brethern (ninth century) contain manyspeculations of a cosmological nature. Starting in this same century,

Neoplatonic texts and the Hermeticaweretranslated into Arabic. Theygave rise to the appearance of original works (Theology of Aristotle,ninth century; Picatrix [tenth century], an encyclopedia of magicalknowledge partly of Greek origin; Turba Philosophorum [Assembly ofthe Philosophers], a compilation of discourses on alchemy; Book of the

Secrets of Creation, ca. 825, which contains the rst version of thefamous text of the Emerald Tablet).

3. In Christian Thought of the First Eleven Centuries

Was there a Christian esotericism understood as a more or less secretset of teachings delivered by Jesus to his disciples, and was this teach-ing of an essentially Jewish type: These are questions still debated.In his Stromateis (Miscellanies), Clement of Alexandria (160215),

whose Hellenistic Christianity is tinged with Jewish mysticism, empha-sized the importance ofgnosisunderstood as knowledge that supportsand transcends faith. Origen (185254) advocated a constant effort ofinterpretation, on several levels, of the texts of the Holy Scriptures inorder to pass from faith to this gnosis.

Marginal to the more or less ofcial Christianity that both rep-resent, Gnosticism is a vast current that takes different forms. Theircommon theme is deliverance from evil through the destruction of ouruniverse and the elevation of our soul toward the celestial spheres.

Unlike Basilides and Valentinus, other Gnostics of the second century,like Marcion, taught a dualist conception (Evil is ontologically equalto Good) of humankind and the world. We nd it again in anotherform in the so-called Manichaean current issued from Mani (secondcentury). A metaphysical pessimism marks the thinkingvery rich,all permeated with a luxuriant imaginaireof Gnosticism, which wasa source of Bulgarian Bogomilism in the tenth century and henceof Catharism. In the following period, three names stand out. First


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is Pseudo-Dionysius (Dionysius Aeropagita), whose three main works(Mystical Theology, Divine Names, and Celestial Hierarchy), written in

Greek in the sixth century and partly inspired by the ideas of Proclus,are devoted to angelology and would remain a standard reference onthe subject. Second is Maximus the Confessor who, one century later,explained the works of Pseudo-Dionysius. And third, in the ninthcentury, is the Irish monk Johannes Scottus Eriugena, author of thePeriphyseon (On the Division of Nature). The latter is one of the mostimportant intellectual constructions of the Middle Ages, which wouldensure the transmission of a sort of dynamized Platonism in manyways close to the Jewish Kabbalah soon to ourish in Spain (section

III, 1).

II. In Medieval Thought

1. Aspects of Theology

The twelfth century discovered Nature in a light of analogy. Onlyrecently accessible to the West, Arabian knowledge favored this ori-

entation. In the School of Chartres, especially in Bernardus Silves-tris (De mundi universitate, 1147) and William of Conches (toward10801145), there was still no hiatus between metaphysical principlesand cosmology. The period saw the birth of the masterpiece of Alainde Lille (11281203), De planctu naturae; the dazzling and we couldsay proto-theosophical illustrated texts of Hildegard of Bingen (10981179), particularly her Scivias. Appearing also were the Clavis Physicaeand the Elucidariumof Honorius Augustodunensis (Honor dAutun),besides many other similar creations.

If, in this Romanesque period, correspondences, symbolicimagination, Nature and ways of spiritual transformation occupy animportant place, the Franciscan spirit that emerged in the thirteenthcentury came, by its love of Nature, to reinforce this tendency. TheSchool of Oxford contributed much to it (the theology of light inRobert Grosseteste, alchemy and astrology in Roger Bacon [see sec-tion II, 3], etc.), as well as the work of the Italian Saint Bonaventure(12171274) whose theological work develops a theory of the coin-


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cidence of opposites preguring that of Nicholas of Cusa (sectionII, 2).

When, toward 1300, the penetration of Arabic texts into Latin-ity was practically completed, we witness the triumph of Latin Averro-ism in Christian theologythat is to say, of the thought of the ArabAverroes (11261198), interpreter of Aristotleto the detriment ofthe inuence of the Persian Avicenna (9801037). Whence, a formof rationality appeared in theology, which would deeply mark Westernminds. Thus, the Christian and Islamic twelfth century increasinglytheologized the Aristotelian secondary causes (especially cosmol-ogy) in a metaphysical direction, which would render problematic the

relationship between metaphysical principles and Nature. This prob-lematization would favor, in the Renaissance, the emergence of theesoteric currents proper (cf. Introduction, section II).

2. Sums and Universal Syntheses

Many summae are compendia of marvels and observations about thepowers operant in the mineral, plant, and animal kingdoms. Theyadumbrate the philosophia occultaof the Renaissance (this is the case,

e.g., of the Speculum naturaleof Vincent of Beauvais, 1245, or the Deproprietatibus rerum of Bartholomaeus Anglicus, ca. 1230). However,there also are sums appearing as systems of thought, as grand philo-sophical syntheses. Not all of them are part of this tendency, as forexample, that of Thomas Aquinas.

The work of the Calabrian abbot Joachim da Fiore (ca. 11351202), who distinguishes three great periods of Universal History (thereign of the Father, that of the Son, and thatyet to comeof theHoly Spirit), would enjoy a considerable vogue in modern times, in

particular by the use that philosophers of History would make of it.Let us cite further the Ars Magnaof Raymundus Lullus (Ramon Llull,toward 1232/31310; section II, 3): a combinatory art with universalpretentions, marked by medieval Neoplatonism such as Johannes Scot-tus Eriugena had transmitted it (section I,3). At the end of the MiddleAges, Nicholas of Cusa heralded the Hermetism of the Renaissancethrough his idea of a fundamental unity of the religions (De pacedei,1453) and put forth a world system, a theory of opposites in which


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the innitely great coincides with the innitely smalla total sci-ence, encompassing astrology as well.

3. Hermetism, Astrology, and Alchemy

Many were the works of magic, like the Picatrix(of Arabian origin, aswe have seen [section II, 2], which became the object of Latin trans-lations and of adaptations) or those belonging to Ars notoria, the artof invoking angels. The CH was lost until the Renaissance, but the

Asclepiuswas available in a Latin version and other texts circulated inAlexandrian Hermetist milieux. One of the most widely known, the

Liber XXIV philosophorum, dates from the twelfth century, while thenames Roger of Hereford and John of Sevilla were prominent in astrol-ogy. However, this system of knowledge was not essential in a worldstill imbued with the divine: Dante placed two of the great astrologersof the thirteenth century in his hell: Michael Scot and Guido Bonatti.At the beginning of the fourteenth, Ramon Llull (section II, 2) madean important place for astrology in his Ars Magna, as did Peter ofAbano in his Conciliator (1303). Cecco dAscoli (12691327), anotherfamous astrologer, was burnt at the stake in Florence. Pierre dAilly

(13501420) wanted to elevate astrology to the level of a naturaltheology supposed to illustrate its complex relationships with Chris-tian knowledge and thought.

As for alchemy, it practically did not reappear in Europe beforethe twelfth century; Islam reintroduced it there through the intermedi-ary of Spain. The end of the thirteenth saw two alchemical texts cir-culating in Latin, from which much inspiration would subsequently bedrawn: the Turba Philosophorum, of Arabian origin, which has ancientalchemists in dialogue; the Summa, a body of writings attributed to the

Arabian Geber; and the speculations of Roger Bacon (Opus tertium,1267). TheAurora consurgensis attributed by legend to Thomas Aqui-nas. Let us cite further the works attributed to the Catalan Arnau deVilanova (ca. 12351311), in particular his Rosarium Philosophorum.

Alchemical literature then began to proliferate rapidly, remain-ing abundant until at least the seventeenth century. It was notablyrepresented by many treatises attributed to Ramon Llull starting in


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the fourteenth century, and which are not by him; by John Dastin,Petrus Bonus (Pretiosa inargarita novella, ca. 1330), and Nicolas Flamel

(13301417). With Flamel are associated legends that continue tocause much ink to ow. George Ripley then followed (The Compoundof Alchemy, 1470; Medulla alchimiae, 1476) and Bernardus Trevisanus(14061490). As in the late Hellenistic period, certain forms of alche-my, in the Middle Ages, already give the impression of unfolding ontwo planes: operative and spiritual.

III. Initiatic Quests and Arts

1. Jewish Kabbalah

The inuence of the Kabbalah in the Latin world would be con-siderable from the Renaissance onwards (chapter II, section I, 2).Succeeding the Sepher Yetsirah (section I, 2), a compilation of Kab-balistic materials made in Provence in the twelfth century comes toconstitute the rst exposition of the Kabbalah properly speaking, theBahir, which orientates the latter in the double direction of a gnosis of

Eastern origin and of a form of Neoplatonism. Numbers and letters ofthe Old Testament are there the object of a hermeneutics capable ofprocuring knowledge of the relationships between the world and God,according to an interpretative method that suggests seeing in eachword and letter of the Torah a meaning with multiple ramications.Kabbalistic literature was then enriched with what would remain itsfundamental book, the Sepher ha-Zohar(Book of Splendor), appear-ing in Spain shortly after 1275. Compilation probably due to Mosesof Leon, it represents the summit of Jewish Kabbalah, that is to say, of

a speculative mysticism applied to the knowledge and to the descrip-tion of the mysterious works of God. The Zoharconsiderably extendedthe Talmudic dimension relative to the tasks or rites for developinga divino-cosmic mythology from which Renaissance thought wouldprot. Finally, the great mystic Abraham Abulaa (12401291), bornin Saragossa, taught a meditation technique of an initiatic and sym-bolic nature that also included physical exercises.


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2. Chivalry and Initiatic Societies

The art of the church builders was transmitted in lodges to whichmodern Freemasonry would often claim to be the heir. Obligations,or duties, of the masons constitute the Old Charges, of which thetexts that have come down to us (the Regius, toward 1390, and theCooke, toward 1410) discuss geometry as a script of God that arosesimultaneously with the origins of the world.

Also initiatic is chivalry in some of its aspectsto whichTemplar sites, such as Tomar, in Portugal, seem to bear testimony.However, we must take care not to confuse history and ction; the

destruction of the Order of the Temple in 1312 gave rise to a Templarmyth that does not correspond to the facts, just as the Crusade ledagainst the Albigensians in 1207 gave rise to all sorts of legends con-cerning their allegedesotericism. In reality, the latter is found muchless in these Orders or these movements properly speaking than in theinspired discourses of which they were subsequently the subject, espe-cially starting in the Enlightenment. Thus, the symbols of the Orderof the Golden Fleece founded in 1429 by Philip the Good wouldserve to revive the myth of Jason in the Western imaginaire, notably

in alchemical literature and, from the second half of the eighteenthcentury onward, in certain Higher Grades of Freemasonry (chapterIII, section III, 1, 2). Let us cite nally the Brethren of the FreeSpirit (of Amalric of Bene, also called Amalric of Chartres), startingabout 1206; and especially the Friends of God gathered around thelayperson Rulman Merswin (13071382) in their Alsatian cloistercalled the Green Island.

3. The Arts

In the twelfth and the thirteenth centuries, churches and cathedralsdeploy a visionary theology full of theophanies and metamorphoses.Their symbolism rests on a subtle knowledge of the relationships unit-ing God, humankind, and the universe. However, let us not attributeto their architects and builders more intentions than they had, despitea few possible references to alchemy (thus, on the bas-reliefs of thecentral portal of Notre Dame de Paris) or to astrology (tower of the


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Sun and the Moon in the cathedral of Chartres, signs of the zodiacin that of Antwerp, etc.).

Alchemy reappeared in the fourteenth century in the form ofbeautiful illuminated manuscripts, such as that of Constantinus andat the beginning of the fteenth the Aurora consurgens, the Book ofthe Holy Trinity, and so on. In architecture, some twentieth-centuryobservers wish to see a true philosophical dwelling (demeure phi-losophale; chapter V, section I, 1) in the palace of Jacques Coeur atBourges (rst half of the fteenth century). Astrology was present inart in the very widespread form of plates representing the children ofthe planets; and playing cards, which appeared toward 1375, began

from the early fteenth century to serve as symbolic systems in rela-tionship to gods and planets.

Initiation, secrecy, love, and illuminated knowledge blended in achivalrous imaginaireof which the rst great literary expression devel-oped around the legendary King Arthur; this is the Matter of Britain,whose heroes are Arthur, Perceval, Lancelot, and the Fisher King.Initiatic and symbolic scenarios are even more characteristic of Grailliterature properly speaking. Emerging somewhere around 1180 withthe book of Chrtien de Troyes and Robert de Boron, it associates

Western traditions of a chivalrous type with Celtic and Druidic ele-ments (thus, the Vita Merlini in the twelfth century), and a form ofChristianity, notably the virtues of Christs blood collected by Josephof Arimathea. Then, between 1200 and 1210, Wolfram von Eschen-bach devoted to the Grail and to Chivalry his Parzival, in whichcertain elements of alchemy and Hermetism are identiable.

If not always alchemical, at least initiatic, is the Grail quest toldin Der Junge Titurelby Albrecht von Scharfenberg, a long epic writtensoon after 1260. It contains a striking evocation of the image of the

Temple of Solomon and the Heavenly Jerusalem (let us note here thatthe Grail theme would be practically absent from the thematic rangeof modern Western esoteric currents until the late nineteenth cen-tury). Finally, alchemical connotations are not lacking in the Romande la Rose, begun by Guillaume de Lorris, continued by Jean de Meungand whose writing extends from 1230 to 1285; we see there displayeda rich symbolic universe, which miniatures and illuminations wouldcome to further embellish.


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2

Esotericism in the Heartof the Renaissance and the

Flames of the Baroque

I. A Discovery of Humanism: Philosophia Perennis

1. Re-emergence and Success of the Corpus Hermeticum

Toward 1450, in Florence, Cosimo de Medici entrusted Marsilio

Ficino (14331499; section I, 3) to create a Platonic Academy,and about a decade later he asked him to translate, even before anyof the works of Plato, the Corpus Hermeticum (CH, see chapter 1,section I, 1) of which a certain number of treatises had just been dis-covered in Macedonia. Published in 1471, this Latin translation wentthrough no less than twenty-ve editions until 1641, to which thoseof other translations may be added. Common to many commentatorsof the periodstarting with Ficino himselfwas the assumption thatthese treatises, and their author Hermes Trismegistus, belonged to avery remote period, that of Moses. Many considered the treatises anadumbration of Christianity and thought they detected in them thepresence of a teaching that would be an expression of a philosophia

perennis, or eternal philosophy, in which this Hermes would havebeen one of the links in a chain of prestigious names.

In the Renaissance, this characteristic represents one of theways in which several modern esoteric currents would orientate theirobsessive quest for origins. Hence, the rediscovery of Alexandrian

35


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Hermetism contributed to give rise to a form of religious universal-ism previously espoused by Nicholas of Cusa (chapter 1, section II, 2).

As a result, Hermetism would subsequently ourish best in periods oftolerance (it was to nd itself stied in England; for example, duringthe Puritan period, under Edward VI and under Mary Tudor).

Among the main exegetes and editors of the CH in the six-teenth century, we nd, besides the name of Ficino, those of LodovicoLazzarelli (14471500; Difnitiones Asclepii, 1482, Crater Hermetis,composed in 14921494; section III, 2); Franois Foix-Candale (15121594; Pimander, 1579), Hannibal Rossel (Pymander, 15851590),Symphorien Champier (14711538; Liber de quadruplici vita, 1507);

Francesco Giorgi (14661540; De Harmonia mundi, 1525; infra, 2, andsection III, 1), Heinrich Cornelius Agrippa (14861535; De occulta

philosophia, 1533; Oratio in praelectionem Trismesgisti, 1535; section I,2), Philippe du Plessis-Mornay (15491623; De la vrit de la religionchrtienne, 1582) and Francesco Patrizi (15291597). The purpose ofthe latter, like that of Giordano Bruno (15481600; section III, 1),was to restore true Christianity by incorporating the Hermetic writ-ings and the Zoroastrian oracles with it (Nova de universis philosophia,1591). This neo-Alexandrian Hermetism also tinges the work of John

Dee (15271609; Monas Hieroglyphica, 1554; section III, 1).In 1614, a famous Genevan philologist, Isaac Casaubon, dem-

onstrated that the texts of the CH date from no earlier than thevery rst centuries of our era (let us mention, however, that otherexegetes had noted this a few years before). Thus suspected of beingmuch more recent than formerly believed, they found fewer admirersand commentators. Some Hermetists became aware of this discoveryonly little by little, while others ignored it deliberately. An Englishtranslation by John Everard (16501657) of the CH was published

in 1650 and remained inuential (it was based on Ficinos Latintranslation). Robert Fludd (15741637) made the CH one of thefoundations of his theosophy (Utriusque cosmic historia, 16171621;section III, 1), and Ralph Cudworth (The True Intellectual System ofthe Universe, 1678) used it to support his metaphysics. AthanasiusKircher, who studied its relationship with ancient Egyptian traditions(Oedipus aegyptiacus16521654), contributed to reinforcing the waveof egyptophilia of modern times. Finally, this Hermetism also found


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E S O T E R I C I S M I N T H E H E A R T O F T H E R E N A I S S A N C E 37

its way into scientic discoursesthus, in Copernicus, who mentionsthe Trismegistus in his De Revolutionibusof 1543, in Johannes Kepler

(Harmonices Mundi, 1619, section III, 1, 2)and in the humanistRichard Burton (Anatomy of Melancholy, 1621).

2. Christian Kabbalah

The ancient Jewish Kabbalah had placed greater emphasis on theogonyand cosmogony than on the history of salvation and messianism. Thissecond aspect took precedence over the rst after the diaspora con-secutive to the decree of 1492 that expulsed the Jews from Spain and

entailed a cultural exodus especially directed toward Italy. Thus, IsaacLuria (15341572) orientated the reading of Kabbalah in this newdirection that would later gain widespread acceptance in the Jewishtradition. This diaspora greatly contributed to make Jewish Kabbalahknown and to stimulate the development of its reading in a Christiansensea reading that did not begin with the Florentine Giovanni Picodella Mirandola (14631494; section I, 3), but it really emerged withhim. Pico did not attempt a Christian interpretation of Jewish Kabbal-ah but instead developed a hermeneutics of Christianity by using meth-

ods that the Jews employed to discover hidden truths in the revealedtexts. In this, his theses (Conclusiones, introduced in 1486) mark thebeginning of this current; in them he asserted that the Judaism of theKabbalah is identiable with Christianity and that no science provesthe divinity of Christ better than Kabbalah and magic.

At this moment (14921494), Jacques Lefvre dtaples wroteDe magia naturali, in which he deals with magic and Kabbalah.

Johannes Reuchlin wrote De Verbo mirico (1494, followed by his Dearte cabbalisticain 1517), and the converted Jew Paulus Ricius submit-

ted his translations of Hebrew texts into Latin (Porta lucis, 1515) tothose curious about arithmosophy, theosophical exegesis, and divinenames. Kabbalah, magic, Hermetism, and alchemy are interwoven tosome extent in the daring and celebrated synthesis (in fact, a vastcompilation) of Heinrich Cornelius Agrippa (14861535; section I,1), De Occulta philosophia, written in 1510 and published in 1533,which would remain one of the great classics of modern Westernesotericism until today. Celebrated also in its period is the De arcanis


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catholicae veritatis (1518) of the Franciscan Pietro Galatino. OtherFranciscans practiced a Christian Kabbalah, such as Jehan Thenaud,

who wrote at the request of Franois I or especially Francesco Giorgio(or Zorzi; section I, 1), who dedicated his De Harmonia mundi(1525)to Clement VII. That book was translated into French (1578) underthe title De lHarmonie du Monde, by Guy Le Fvre de La Boderie(section I, 1), and was followed in 1536 by Giorgios Problemata.

The monumental work of Francesco Giorgio must not make usoverlook the writings of Cardinal Aegidius of Viterbo, a genius ofuniversal culture (Libellus, 1517; Scechinah, 1530). The most famousFrench representative of this current is Guillaume Postel (15101581),

excluded from the Company of Jesus in 1545. In 1553,

faivre a 2010 western esotericism a c

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