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External Product Release Plan Open Access Same-Time Information System (OASIS) Version 1.32 07/31/2014

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Page 1: External Product Release Plan - California ISO1.27 • Added QC#30684 Publications and Revisions Log under the Software Reference Details section ... System Load and Resource Schedules

External Product Release Plan

Open Access Same-Time Information System (OASIS)

Version 1.32

07/31/2014

Page 2: External Product Release Plan - California ISO1.27 • Added QC#30684 Publications and Revisions Log under the Software Reference Details section ... System Load and Resource Schedules

COPYRIGHT © 2013 CAISO PUBLIC Page 2 of 24

External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

Revision History Date Version Description

10/18/2011 1.0 Created initial version for external posting

12/07/2011 1.1 Updated to include the resolved CRR Inventory report data issue under Section 5 of this document

01/26/2012 1.2

• Updated to add Software Reference QC#25428 and QC#25523 relating to the CRR Inventory and Transmission Interface Usage/Market Available Transmission Capacity report respectively.

• Moved the contingency-dispatch related issues QC#18808,QC#20101,QC#20895 to the “Resolved Issues Archive” section, as its release was deployed into production already.

02/29/2012 1.3 Updated QC#25523 under Section 4 of this document

03/28/2012 1.4 • Added Software Reference QC#25764 relating to the CAISO Demand Forecast

report • Updated Software Reference QC#25523

04/26/2012 1.5 • Added resolved issue QC#25985 • Updated QC#22523 • Added QC#25274 relating to the Transmission Outages report

05/30/2012 1.6 • Updated QC#22523

06/26/2012 1.7 • Added QC#26266

07/30/2012 1.8 • No document content updates since the last posting

08/31/2012 1.9 • No document content updates since the last posting

09/27/2012 1.10 • No document content updates since the last posting

10/30/2012 1.11 • Added comment under QC# 25764 - CAISO Demand Forecast report

11/27/2012 1.12 • Added comment under QC# 25764 - CAISO Demand Forecast report

12/28/2012 1.13 • Added the Fall Release 2012 reports onto the list

01/30/2013 1.14 • Added QC#27648 for the Transmission Outages report • Added comment under QC#25428 – CRR Inventory report

02/28/2013 1.15

• Added comment under QC#25764 • Added reports under the “Prices” category • Added QC#28047 under the Resolved Section - Greenhouse Gas Allowance Index

Prices report

03/29/2013 1.16 • Placed QC#25764 (CAISO Demand Forecast) & QC#27648 Transmission Outages

under the Resolved Issues Archive section • Added QC#28173 (CRR Public Bid) under the Software Reference Details section

04/29/2013 1.17 • Placed QC#26266 (Pnode Listing) & QC#25428 (CRR Inventory) under the Resolved Issues Archive section

05/31/2013 1.18 • Added QC#28463 under the Atlas/Publication & Revision Log report

06/28/2013 1.19

• Added the report names for the MPM-related reports that were deployed in the Spring 2013 release

• Added QC#28504 Public Bid & QC#28497 MPM Nomogram/Branch Competitive Paths under the Software Reference Details section

Page 3: External Product Release Plan - California ISO1.27 • Added QC#30684 Publications and Revisions Log under the Software Reference Details section ... System Load and Resource Schedules

COPYRIGHT © 2013 CAISO PUBLIC Page 3 of 24

External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

07/31/2013 1.20 • Added QC#28504 Public Bid under the Resolved section

08/30/2013 1.21 • Added QC#29019 Atlas LDF report under the Software Reference Details section

09/30/2013 1.22 • Added QC#24893 Ancillary Services / Actual Operating Reserves report under the Software Reference Details section

10/31/2013 1.23 • No document content updates since the last posting

11/30/2013 1.24

• Added QC#29954 Wind/Solar Forecast report & QC#29955 OASIS History UI application under the Software Reference Details section

• Placed QC#28173, QC#28497, QC#25274 under the Resolved Issues Archive appendix section

12/31/2013 1.25 • No document content updates since the last posting

02/05/2014 1.26 • Added QC#30419 Nodal Group Constraints under the Resolved Issues Archive appendix section

03/05/2014 1.27 • Added QC#30684 Publications and Revisions Log under the Software Reference Details section

04/08/2014 1.28 • Added QC#30977 Atlas PNode Listing and APNode Listing reports under the Software Reference Details section

05/07/2014 1.29

Added QC#31086 for the following affected reports: • Nomogram/Branch Shadow Prices • Interval Nomogram/Branch Shadow Prices • MPM Nomogram/Branch Shadow Prices • MPM Nomogram/Branch Competitive Paths

06/09/2014 1.30

Added the following variances: • QC#31176 - Intertie Constraint Shadow Prices,Interval Intertie Constrainth Shadow

Prices, MPM Intertie Constrainth Shadow Prices,MPM Intertie Constraint Competitive Paths

• QC#31169 - Wind and Solar Forecast • QC#31168 - CAISO Demand Forecast • QC#31162 - System Load and Resource Schedules • QC#31266 - Market Available Transmission Capacity • QC#31313 - Transmission Outages Added new reports per Spring 2014 release.

07/14/2014 1.31 Placed QC#31176, QC#31169, QC#31168, QC#31162, QC#31266, QC#31313 under the Resolved Issues Archive appendix section

08/18/2014 1.32 Added variances QC#32141 & QC#32460 for the Transmission Interface Usage report

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External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

Table of Contents 1. INTRODUCTION ........................................................................................................................................................................... 5

1.1 PURPOSE ................................................................................................................................................................................ 5 1.2 REFERENCES .......................................................................................................................................................................... 5 1.3 ACRONYMS ............................................................................................................................................................................. 5

2. COMMUNICATION ....................................................................................................................................................................... 6

3. REPORT SUMMARY .................................................................................................................................................................... 7

3.1 PRICES CATEGORY ................................................................................................................................................................. 7 3.2 TRANSMISSION CATEGORY .................................................................................................................................................... 9 3.3 SYSTEM DEMAND CATEGORY ................................................................................................................................................ 9 3.4 ENERGY CATEGORY ............................................................................................................................................................... 9 3.5 ANCILLARY CATEGORY ......................................................................................................................................................... 10 3.6 CONGESTION REVENUE RIGHTS (CRR) CATEGORY ........................................................................................................... 10 3.7 PUBLIC BIDS CATEGORY ...................................................................................................................................................... 10 3.8 ATLAS CATEGORY ................................................................................................................................................................ 11 3.9 OASIS LINKS CATEGORY .................................................................................................................................................... 11 3.10 GLOBAL FUNCTIONALITY CATEGORY ................................................................................................................................... 11

4. SOFTWARE REFERENCE DETAILS ..................................................................................................................................... 12

5. APPENDIX – RESOLVED ISSUES ARCHIVE ....................................................................................................................... 15

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External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

1. Introduction 1.1 Purpose

The purpose of this document is to capture all open issues affecting market data provided by the OASIS application. These issues may relate to a system variance, invalid upstream source data, or a necessary software enhancement for resolution.

1.2 References

• CAISO Business Practice Manuals (BPM) Located in http://www.caiso.com/rules/Pages/BusinessPracticeManuals/Default.aspx

1.3 Acronyms

The following defines additional acronyms used within this document.

Acronym Full Text

MRTU Market ReDesign and Technology Upgrade OASIS Open Access Same-Time Information System

IFM Integrated Forward Market DAM Day-Ahead Market RTM Real-Time Market RTPD Real-Time Pre-Dispatch (15-minute market) RTD Real-Time Dispatch (5-minute market)

RTCD Real-Time Contingency Dispatch GUI Graphical User-Interface API Application Programming Interface XML Extensible Markup Language CSV Comma separated values

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External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

2. Communication Any type of information relating to the issues enlisted in this document would be communicated externally, through these various channels: • Referring to this document “Product Release Plan”, posted at the OASIS page of the public caiso.com

website. Located at http://www.caiso.com/Documents/Open%20Access%20Same-Time%20Information%20System%20(OASIS). This page is likewise accessible via the “OASIS Help” link on the OASIS Home Page – footer area section.

• Joining the Release User Group (RUG) meeting held every other Tuesday. Call-in information is located in

the agenda documents posted at http://www.caiso.com/informed/Pages/MeetingsEvents/UserGroupsRecurringMeetings/Default.aspx

• Subscribing to CAISO Market Notices with a System Status/Technical Update category. Subscription

information is posted at http://www.caiso.com/informed/Pages/Notifications/MarketNotices/Default.aspx. In addition to the option of receiving notices via email, the CAISO maintains a list of recently posted notices at the same location above. Market notices would need to be filtered down to reference items only applicable to the “OASIS” application.

• Referring to OASIS Release Notes, posted at the OASIS page of the public caiso.com website at

http://www.caiso.com/Documents/Open%20Access%20Same-Time%20Information%20System%20(OASIS)

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External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

3. Report Summary This section outlines the various reports made available from the OASIS application, with the following attributes:

Report Corresponds to the name of report accessible from the system Market Denotes from which market, the report has results available for viewing or downloading GUI API Corrections

Per functionality, specifies its overall status: GUI Ad-hoc graphical user-interface reporting capability exists API System-to-system interface reporting download capability exists (XML/CSV) Corrections Post-market corrections are applicable per report

Op Functionality is fully operational, no related software/data issues exists NOp Not Operational; Functionality is not enabled or has not been built into the system yet SOp Semi-Operational; Functionality exists, yet results are impacted with minor data issues and/or

software variances

Software Reference #

Corresponds to the software reference identifier created/opened by the CAISO to track the issue. Refer to the Software Details Reference document section for further information.

3.1 Prices Category

# Report Market GUI API Corrections Software Reference #

1 Locational Marginal Prices (LMP) DAM Op Op Op RUC Op Op Op

2 Interval Locational Marginal Prices (LMP) RTM Op Op Op 3 HASP Locational Marginal Prices (LMP) HASP Op Op Op

4 AS Clearing Prices DAM Op Op Op HASP Op Op Op

5 Interval AS Clearing Prices RTPD Op Op SOp QC#20858

6 Intertie Constraint Shadow Prices DAM Op Op NOp QC#21809 HASP Op Op NOp QC#21809 RTPD Op Op NOp QC#21809

7 Interval Intertie Constraint Shadow Prices 5-Minute RTM Op Op NOp QC#21809

8 Nomogram/Branch Shadow Prices DAM Op Op NOp QC#21809 HASP Op Op NOp QC#21809 RTPD Op Op NOp QC#21809

9 Interval Nomogram/Branch Shadow Prices 5-Minute RTM Op Op NOp QC#21809 10 Fuel Prices Op Op 11 Reference Prices Op Op 12 Nodal Group Constraints Op Op

13 Flexible Ramping Constraint Results DAM Op Op RTPD Op Op RTD Op Op

14 Contingency Dispatch Locational Marginal Prices (LMP) RTCD Op Op

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External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

15 Contingency Dispatch Intertie Constraint Shadow Prices RTCD Op Op

16 Contingency Dispatch Nomogram/Branch Shadow Prices RTCD Op Op

17 MPM DA Locational Marginal Prices (LMP) DAM Op Op

18 MPM RT Locational Marginal Prices (LMP) HASP Op Op RTPD Op Op

19 MPM Nomogram/Branch Shadow Prices DAM Op Op HASP Op Op RTPD Op Op

20 MPM Nomogram/Branch Competitive Paths DAM Op Op HASP Op SOp QC#28497 RTPD Op SOp QC#28497

21 MPM Intertie Constraint Shadow Prices DAM Op Op HASP Op Op RTPD Op Op

22 MPM Intertie Constraint Competitive Paths DAM Op Op HASP Op Op RTPD Op Op

23 MPM Reference Bus DAM Op Op HASP Op Op RTPD Op Op

24 Greenhouse Gas Allowance Index Prices Op Op

25 MPM Default Competitive Path Assessment List

DAM Op n/a RTM Op n/a

26 FMM Locational Marginal Prices RTPD Op Op Op

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External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

3.2 Transmission Category

# Report Market GUI API Corrections Software Reference #

1 Current Transmission Usage SOp SOp QC#22630 QC#24464

2 Transmission Interface Usage

DAM SOp SOp

QC#22630 QC#24464 QC#25523

HASP SOp SOp QC#22630 QC#24464

RTPD Op Op QC#32141 QC#32460

3 Market Available Transmission Capacity

DAM SOp SOp QC#22630 HASP

SOp SOp QC#22630

QC#24464 QC#25523

RTPD Op Op 4 Transmission Outages SOp Op QC#25274

3.3 System Demand Category

# Report Market GUI API Corrections Software Reference #

1 CAISO Peak Demand Forecast Op Op

2 CAISO Demand Forecast

2DA Forecast Op Op DAM Op Op ACTUAL Op Op 5-Minute Op Op QC#23791 15-Minute Op Op

3 Wind and Solar Forecast

DAM Op Op HASP Op Op ACTUAL Op Op QC#29954 5-Minute (RTD) Op Op 15-Minute (RTPD)

Op Op

3.4 Energy Category

# Report Market GUI API Corrections Software Reference #

1 System Load and Resource Schedules

DAM Op Op RUC Op Op HASP Op Op RTM Op Op

2 Expected Energy Op Op

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External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

3 Exceptional Dispatch Op Op

4 Market Power Mitigation Status DAM SOp SOp QC#19443 RTM SOp SOp QC#19443

5 RMR DAM Op Op RTM Op Op

6 Marginal Losses DAM Op Op HASP Op Op

7 Resource Adequacy and Minimum Load DAM Op Op RUC Op Op RTM Op Op

8 Day-Ahead Market Summary Report DAM Op Op 9 Convergence Bidding Aggregate Awards DAM Op Op

10 Contingency Dispatch Resource Schedules Op Op 11 Aggregated Generation Outages Op Op

3.5 Ancillary Services Category

# Report Market GUI API Corrections Software Reference #

1 AS Requirements 2DA Forecast Op Op DAM Op Op HASP Op Op

2 AS Results DAM Op Op HASP Op Op RTM Op Op

3 Actual Operating Reserves SOp SOp QC#24893 4 Mileage Calculation Components Op n/a

3.6 Congestion Revenue Rights (CRR) Category

# Report Market GUI API Corrections Software Reference #

1 CRR Clearing Prices Op Op 2 CRR Inventory Op Op

3.7 Public Bids Category

# Report Market GUI API Corrections Software Reference #

1 Public Bids DAM Op Op RTM Op Op

2 Convergence Bidding Public Bids DAM Op Op

3 CRR Public Bids Monthly SOp Op QC#28173 Seasonal Op Op

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External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

3.8 Atlas Category

# Report Market GUI API Corrections Software Reference #

1 PNode Listing SOp SOp QC#30977 2 APNode Listing SOp SOp QC#30977 3 Load Distribution Factors (LDFs) SOp SOp QC#29019 4 Load Aggregation Point Listing Op Op 5 Market Resource Listing Op Op 6 Trading Hub Listing Op Op 7 Trading Hub - PNode Mapping SOp SOp QC#24880 8 Ancillary Service Region - PNode Mapping Op Op 9 TAC Area - PNode Mapping Op Op

10 Intertie Constraint Mapping Op Op 11 Transmission Interface Listing Op Op

12 Publications and Revisions SOp SOp QC#28463 QC#30684

13 OASIS Publication Schedule Op Op

3.9 OASIS Links Category

# Link Market GUI API Corrections Software Reference #

1 System Operating Messages Op Op 2 OASIS Coordinator Op Op 3 OASIS Help Op Op 4 OASIS History TD 09/01/2000 – 03/31/2009 SOp SOp QC#29955 5 OASIS History TD 03/31/1998 – 08/31/2000 Op Op

3.10 Global Functionality Category

# Item Market GUI API Corrections Software Reference #

1 Caching Mechanism Op 2 Query Performance Op Op

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External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

4. Software Reference Details This section provides further information regarding the outstanding/open Software Reference issues relating to the reports outlined in the previous document section:

QC#19443

Affected Reports: Market Power Mitigation Status Affected Markets: DAM, RTM Target Release: TBD Description:

By design, a “Y” indicates that bids were replaced by Reference Curves for that interval. This function is not working properly. The defect results in the posting of "Y" values for hours where there are no bids replaced by Reference Curves as opposed to posting an "N" value.

QC#20858

Affected Reports: Interval AS Clearing Prices Affected Markets: RTPD Target Release: TBD Description:

Currently, post-market data corrections for RTPD (15-minute) AS clearing prices are manually uploaded into the system.

QC#21809

Affected Reports: Interval Intertie Constraint Shadow Prices Interval Nomogram/Branch Shadow Prices

Affected Markets: 5-Minute RTM Target Release: TBD Description:

Currently, shadow prices are not updated in OASIS when such are subject to post-market price corrections. The Shadow Price Correction reports are posted on the public caiso.com website and located at: http://www.caiso.com/Documents/Shadow%20price%20correction%20reports

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External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

QC#22630

Affected Reports: Current Transmission Usage Transmission Interface Usage Market Available Transmission Capacity Transmission Outages

Affected Markets: DAM, HASP, RTPD, 5-Minute RTM Target Release: TBD Description:

The following enhancements are in progress to improve limitations in OASIS functionality. Note these enhancements only affect reporting in OASIS; they do not affect the correct operation of the markets. 1) If ETC/TOR schedules are cut in the DAM or HASP, the “Unused TR Capacity” value will not reflect those cuts. Instead the Unused TR Capacity value consists of the requested ETC/TOR self schedules. That value is an input into calculating the ATC value. 2) Some ETC/TOR contracts are associated with multiple MSL’s, and are not properly reflected in the calculation of the “Unused TR Capacity” value. Instead the ETC/TOR contract is only associated with one “parent” MSL. That value is in input into calculating the ATC value. 3) The “AS from Imports” value includes regulation down schedules, which reduce the ATC value in the import direction in OASIS. Instead regulation down should reduce the ATC value in the export direction. 4) Some ETC/TOR capacity is considered “New Firm Use” after the HASP and the rights associated with that capacity do not extend beyond the HASP timeline. OASIS does not differentiate New Firm Use from other types of ETC/TOR capacity, which impacts the ATC value after the HASP run. 5) Treatment of Dynamic Transfers. There are resource-specific system resources that have the capability to be scheduled on multiple ITC’s. Currently there is no mechanism for OASIS to detect when a resource-specific system resource is scheduled on its alternate path, as opposed to the default/primary path. This condition impacts the “Scheduled Net Energy from Imports/Exports” value and ATC calculation. 6) The market optimization process is a result of an iterative process that calculates an AC power flow that passes linearized values such as shift-factors to be used in the dispatch optimization. For BG’s and MSL’s that are not associated with an ITC, OASIS currently utilizes a final calculated flow from the AC power flow iteration and not the linearized calculated flow from the market optimization iteration. As a result, the final market cleared flow for posting the “Scheduled Net Energy from Imports/Exports” value may differ some from the final market optimization result. .

QC#23791

Affected Reports: CAISO Demand Forecast Affected Markets: 5-Minute RTM Target Release: TBD Description:

The 2DA, DAM and Actual values posted are all calculated including forecasts of pumping load; however the 5-minute forecast is not. The 5-minute forecast report will be enhanced to include pumping load.

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External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

QC#24464

Affected Reports: Transmission Interface Usage Affected Markets: DAM, HASP Target Release: TBD Description:

For ties that are fully encumbered by transmission rights, the ATC calculation shall be changed to always show ATC=0 no matter what rights have been scheduled. On fully encumbered ties, only the rights holders have the ability to schedule on these ties. The CAISO should always post ATC=0 on these ties, thus indicating that there is no market capacity available.

QC#24880

Affected Reports: Trading Hub - PNode Mapping Affected Markets: N/A Target Release: TBD Description:

Duplicate trading hub entries appear for the same PNode in some cases. Example: "CHWCHLA2_7_N001" is mapped to both NP15 and SP15.

QC# 25523

Affected Reports: Transmission Interface Usage Market Available Transmission Capacity

Affected Markets: DAM Target Release: May 2012 Description:

Incorrect values posted for Hourly Unscheduled TR Capacity starting from day-ahead market trading day 08/24/2011. These values are supposed to represent the amount of unscheduled transmission reservations being held to the next market and are subtracted along with other values from the operating transfer capability (OTC) to derive the available transmission capacity (ATC). The posted Hourly Unscheduled TR Capacity values starting 08/24/2011 are not correct and result in incorrect ATC values. Note the ATC calculation used in OASIS is a separate calculation from that used in the market systems and is based on different inputs. The market systems are correctly calculating the ATC.

Comments: 02/29/2012: Software changes are currently being validated. Truing-up the data will be published thru March 2012. 03/28/2012: Production deployment and backfilling of the data is moved to April 2012. 04/27/2012: Production deployment is scheduled in May 2012 for effective dates going forward; Backfilling schedule - TBD 05/30/2012: Software patch to resolve data issue had been deployed to production on calendar date 05/29/2012, this covers data starting with DA TD 05/31/2012 onwards. Data backfilling schedule - TBD

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External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

QC# 28463

Affected Reports: Atlas / Publication & Revision Log Affected Markets: DAM, HASP Target Release: Description:

The version of the publication entries for the Wind and Solar report “SLD_REN_FCST” must show as “New” as opposed to “Revised”; as the report data postings have not been updated.

QC# 29019

Affected Reports: Atlas / Load Distribution Factors (LDF) Affected Markets: Target Release: Description:

The report generates duplicate records for this set of nodes as of the time of ths writing: CLAP_LAPLMA-APND, CLAP_SOBAY-APND, CLAP_BLYTHE-APND.

QC# 24893

Affected Reports: Ancillary Services / Actual Operating Reserves Affected Markets: Target Release: Description:

The report is missing the HE25 DST repeating hour entry on the Long Day trading days starting with the trading year 2009; and incorrectly posting HE25 values on an invalid day (which is a week after the actual Long Day).

QC# 29954

Affected Reports: System Demand / Wind and Solar Forecast Affected Markets: Actual Target Release: TBD Description:

The report is missing the HE25 DST repeating hour entry on the Long Day Trade Date 11/03/2013; also has invalid values posted under HE02.

QC# 29955

Affected Reports: OASIS History Trade Date 09/01/2000 to 03/31/2009 Affected Markets: Target Release: TBD Description:

Reports both on the user-interface and application programming interface (APIs) are not functioning.

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External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

QC# 30684

Affected Reports: Atlas / Publications and Revisions Affected Markets: DAM Target Release: TBD Description:

Report is showing incorrect day-ahead price LMP (PRC_LMP) publication datetime’s. QC# 30977

Affected Reports: Atlas / Pnode Listing and Atlas / APnode Listing Affected Markets: n/a Target Release: TBD Description:

Reports will be enhanced to include the effective date periods on when nodes become CB eligible. QC# 32141

Affected Reports: Transmission / Transmission Interface Usage Affected Markets: RTPD Target Release: TBD Description:

Missing data results for SYLMAR_SIM_MSL for the RTPD market.

QC# 32460

Affected Reports: Transmission / Transmission Interface Usage Affected Markets: RTPD Target Release: TBD Description:

Missing data results for VICTVL_BG for the RTPD market.

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External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

5. Appendix – Resolved Issues Archive This section contains Software Reference issues that have been resolved. These items previously existed in the previous document section, yet transferred in this section for traceability reference purposes.

QC#18808

Affected Reports: Publications and Revisions - Interval Locational Marginal Prices (LMP) Affected Markets: 5-Minute RTM Resolution Deployment: OASIS 6.0.4 – December 27, 2011 Description:

Invalid data postings with “Interval=0” (zero) records on the RTD Locational Marginal Prices LMP publication & revision log entries. This occurs when the real-time market is run under Real-Time Contingency Dispatch (RTCD). OASIS 6.0.4 release will create separate reports for RTCD runs.

Comments: 10/20/2011: Please refer to the posted OASIS 6.0.4 Release Notes at: http://www.caiso.com/Documents/OASIS%206-0-4%20contingency%20dispatch%20reports

01/26/2012: Production deployment market notice at: http://www.caiso.com/Documents/OASISRelease6_0_4DeploymentDec27_2011.htm

Production application release notes OASIS 6.0.4 v1.1 at http://www.caiso.com/Documents/ReleaseNotesOASIS_6_0_4v1_1.pdf.

QC#20101

Affected Reports: System Load and Resource Schedules Affected Markets: RTM Resolution Deployment: OASIS 6.0.4 – December 27, 2011 Description:

Missing or abnormally high values of the export, import, and/or generation schedule totals. These data occurrences exist when the real-time market is ran under Real-Time Contingency Dispatch (RTCD). OASIS 6.0.4 release will create separate reports for RTCD runs.

Comments: 10/20/2011: Please refer to the posted OASIS 6.0.4 Release Notes at: http://www.caiso.com/Documents/OASIS%206-0-4%20contingency%20dispatch%20reports

01/26/2012: Production deployment market notice at: http://www.caiso.com/Documents/OASISRelease6_0_4DeploymentDec27_2011.htm

Production application release notes OASIS 6.0.4 v1.1 at http://www.caiso.com/Documents/ReleaseNotesOASIS_6_0_4v1_1.pdf.

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External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

QC#20895

Affected Reports: Interval Intertie Constraint Shadow Prices Interval Nomogram/Branch Shadow Prices

Affected Markets: 5-Minute RTM Resolution Deployment: OASIS 6.0.4 – December 27, 2011 Description:

For both reports, there are occurrences of invalid data postings with “Interval=0” (zero) records. This occurs when the real-time market is run under Real-Time Contingency Dispatch (RTCD). OASIS 6.0.4 release will create separate reports for RTCD runs.

Comments: 10/20/2011: Please refer to the posted OASIS 6.0.4 Release Notes at: http://www.caiso.com/Documents/OASIS%206-0-4%20contingency%20dispatch%20reports

01/26/2012: Production deployment market notice at: http://www.caiso.com/Documents/OASISRelease6_0_4DeploymentDec27_2011.htm

Production application release notes OASIS 6.0.4 v1.1 at http://www.caiso.com/Documents/ReleaseNotesOASIS_6_0_4v1_1.pdf.

QC#25356

Affected Reports: CRR Inventory Affected Markets: N/A Resolution Deployment: 11/22/2011 Description: An issue existed on the CRR Inventory report where the START_DATE and/or END_DATE were off by an hour for the following markets that had an effective date within the “2021” year. • ALLOC_LT_2013_S01_TL • ALLOC_LT_2013_S02_TL • ALLOC_LT_2013_S03_TL • ALLOC_LT_2013_S04_TL • LM_LT_2013_2021_201111 • LM_LT_2013_2021_201112 For more details, please refer to the Release Notes pertaining to the completed software deployment at http://www.caiso.com/Documents/Open%20Access%20Same-Time%20Information%20System%20(OASIS)%7CRelease%20notes/ReleaseNotes-OASIS_CRR_InventoryReport.pdf Note: This variance was not cited in the previous document section “Software Reference Details” per “External Product Release Plan version 1.0.

QC#25985

Affected Reports: Interval Nomogram/Branch Shadow Prices Affected Markets: RTD Resolution Deployment: OASIS 6.2.1.0 - April 10. 2012 Description: An issue existed on the Interval Nomogram/Branch Shadow Prices report where it had invalid real-time nomogram or branch group shadow price interval numbers generated on the XML (extensible markup language) file output format.

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External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

For more details, please refer to the Release Notes pertaining to the completed software deployment at http://www.caiso.com/Documents/ReleaseNotes_OASIS6-2-1-0.pdf

QC#28047

Affected Reports: Greenhouse Gas Allowance Index Prices Affected Markets: n/a Resolution Deployment: January 2013 Description: There were some implementation issues during the first 8 days of January, which resulted in a GHG Allowance Index price that was not calculated per the Market Instruments BPM. Those issues have since been resolved. The ISO is developing a technical bulletin that will explain the issue in more detail.

QC# 25764

Affected Reports: CAISO Demand Forecast Affected Markets: Actual Target Release: Refer to comments section Description:

Incorrect actual load postings under the PG&E and SCE TAC areas starting in May 2011 and continuing to the present. The process of generating the OASIS report involves aggregating data points from several sub-regions into three TAC areas. Some of the sub-regions located the SCE TAC area have been mistakenly assigned to the PG&E TAC area in the reporting software. The consequence of this error is an over-reporting of load in the PG&E TAC area, and under-reporting of load in the SCE TAC area. The reporting of the system load and SDG&E TAC load was not affected by this error. This issue affects the reporting of actual load in OASIS only. The raw data used in the reporting of actual load and the peak load values reported in other CAISO publications are correct.

Comments: 10/30/2012: Completed production software patch deployment to the OASIS application that corrected the actual demand postings under the Pacific Gas and Electric (PG&E) and Southern California Edison (SCE) Transmission Access Charge (TAC) areas starting with trading date October 17, 2012 forward. Related market notice at: http://www.caiso.com/Documents/SoftwarePatchDeployment-OASISDemandForecastReport.htm The ISO will communicate the schedule for correcting data points between trading dates in May 2011 and October 17, 2012 in a future market notice. 11/27/2012: As to date, completed posting actual demand data corrections for the following periods:

03/14/2012 – 03/31; 04/01/2012 – 04/30; 05/01/2012 – 05/31; 06/01/2012 – 06/30 07/01/2012 – 07/31 except 07/13; 08/01/2012 – 08/31; 09/01/2012 – 09/30; 10/01/2012 – 10/15

The remainder of the trading days (starting from May 2011) will still be corrected and upon completion will be commununicated via market notice. 02/28/2013: Backfilled trade dates May 1, 2011 up to October 17, 2012 except 07/13/2012 and 10/16/2012. Market notice to be released. 03/29/2013: Completed backfill data process. For details, refer to posted 3/7/13 market notice at http://www.caiso.com/Documents/OASIS-DemandForecastReportDataCorrectionMar7_2013.htm

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External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

QC# 27648

Affected Reports: Transmission Outages Affected Markets: n/a Target Release: March 2013 Description:

Data output on the user-interface reports may either show an incomplete or empty data set based on the input date filters supplied. Users must either use the XML or CSV Download functionality or use the report API “TRNS_OUTAGES” to retrieve transmission outages until the patch is put into place. Please refer to the market notice posted last 01/25/2013 at: http://www.caiso.com/Documents/OASIS_TransmissionOutagesReportJan25_2013.htm

Comments: 03/29/2013: Production software patch deployed, 03/28/13 market notice at http://www.caiso.com/Documents/SoftwarePatchDeployment-OASIS_TransmissionOutagesReport.htm

QC# 26266

Affected Reports: Pnode Listing Affected Markets: n/a Target Release: Spring 2013 Release Description:

Data elements MAX_CB_MW_EFF_START_DT and MAX_CB_MW_EFF_END_DT incorrectly contains a "T" character for NULL date values on the report’s XML output file.

Comments:

04/30/2013: Deployed fix as part of the Spring 2013 production release.

QC#25428

Affected Reports: CRR Inventory Affected Markets: N/A Target Release: TBD Description:

Incomplete data on some of the CRR Monthly Auctions for the year 2010.

Comments: 01/30/2013: Data backfilling process is currently in progress, please refer to this list for the affected markets: http://www.caiso.com/Documents/CRRList-MissingMarketResultsFromOASIS.xls, located under the “Application Access, OASIS, Business user documentation, CRR report information” heading.

04/30/2013: Backfilling process completed as of this time, http://www.caiso.com/Documents/CRRList-MissingMarketResultsFromOASIS.xls

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External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

QC# 28504

Affected Reports: Public Bids / Public Bids Affected Markets: DAM Target Release: 07/29/2013 Description:

There are sporadic mIssing market bids in the Public Bid report for day-ahead trading days between December 2011 up to 2012); only self-schedules are in the downloads.

Comments: 07/31/2013: Data correction patch has been deployed,details at: http://www.caiso.com/Documents/DataCorrectionOASISDay-AheadPublicBid_MarketSummaryReports.htm

QC# 28173

Affected Reports: CRR Public Bid Affected Markets: Monthly Target Release: Spring 2013 Release Description:

The default date on the graphical user-interface (GUI) is incorrectly set preventing users to download datafiles from the screen. Example at this time, the Jan 2013 monthly auction is available for download, yet the GUI default date is set to 12/01/2012. Users must use the alternate API query to download results as follows: Returns the XML format: http://oasis.caiso.com/mrtu-oasis/GroupZip?groupid=PUB_CRR_BID_MONTHLY_GRP&startdate=20130101 Returns the CSV format: http://oasis.caiso.com/mrtu-oasis/GroupZip?groupid=PUB_CRR_BID_MONTHLY_GRP&startdate=20130101&resultformat=6

Comments: 11/30/2013: Production deployment completed.

QC# 28497

Affected Reports: Prices / MPM Nomogram/Branch Competitive Paths Affected Markets: HASP / RTPD Target Release: Description:

The XML downloads contain NULL entries for the hours without any data value ( Y or N); in general XML reports will only output a record if the data value is "not null" for a particular interval.

Comments: 11/30/2013: Production deployment completed.

QC# 25274

Affected Reports: Transmission Outages Affected Markets: N/A Target Release: Fall 2013 Description:

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External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

This report captures all historical data changes per transmission interface identifier, where updates to existing outages appear as new records, in effect outputs duplicate or repeating outages. To identify the outages with the most current/recent details, a user must refer to the entries that has the most latest “Updated-Date” per SLIC card number # in the outage notes section. An enhancement is planned to either only show the most current/recent records in this report or show the outage updates per the SLIC card number.

Comments: 11/30/2013: Deployment details at: http://www.caiso.com/Documents/ReleaseNotes-OASIS_6-4-0_V1_0.pdf

QC# 30419

Affected Reports: Nodal Group Constraints Affected Markets: N/A Resolution Deployment: 02/03/2014 Description:

Missing data for trade dates: 01/08/2014; 01/09/2014;01/19/2014;01/24/2014;01/25/2014;01/26/2014;02/03/2014

Comments: 02/03/2014: Data has been backfilled on the missing trade dates listed above on calendar date 02/05/2014.

QC# 31086

Affected Reports: Prices / Nomogram/Branch Shadow Prices Prices / Interval Nomogram/Branch Shadow Prices Prices / MPM Nomogram/Branch Shadow Prices Prices / MPM Nomogram/Branch Competitive Paths

Affected Markets: DAM, HASP, RTPD, RTD Resolution Deployment: 06/18/2014 Description:

Reports have erroneously included intertie constraints on the nomogram reports. Going forward fix relevant starting on trade date 05/01/2014. Deployment of the data correction patch to switch the records from appearing on the nomogram shadow price reports to the intertie constraint shadow price reports for affected trade dates 04/07/2014 to 4/30/2014 – TBD.

Comments: Deployment details at: http://www.caiso.com/Documents/ReleaseNotes-OASIS-7-1-0-26-V1_0.pdf; http://www.caiso.com/Documents/OASISProductionPatch71026Deployment-Outage.htm

QC# 31176

Affected Reports: Prices / Intertie Constraint Shadow Prices Prices / Interval Intertie Constraint Shadow Prices Prices / MPM Intertie Constraint Shadow Prices Prices / MPM Intertie Constraint Competitive Paths

Affected Markets: DAM, HASP, RTPD, RTD Resolution Deployment: 06/18/2014 Description:

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External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

Reports have erroneously included flowgates on the intertie constraint reports. Going forward fix relevant starting on trade date 05/05/2014. Deployment of the data correction patch to switch the records from appearing on the intertie constraint shadow price reports to the nomogram shadow price reports for affected trade dates 05/01/2014 to 5/05/2014 – TBD.

Comments: Deployment details at: http://www.caiso.com/Documents/ReleaseNotes-OASIS-7-1-0-26-V1_0.pdf; http://www.caiso.com/Documents/OASISProductionPatch71026Deployment-Outage.htm

QC# 31169

Affected Reports: System Demand / Wind and Solar Forecast Affected Markets: DAM, HASP, RTPD, RTD Resolution Deployment: 06/18/2014 Description:

Erroneous "NO 'Hub" data being shown, Renewable Type values must be in lower-case as Solar or Wind, as opposed to SOLAR or WIND. Trading Hub values must be NP15 or SP15 instead of the long names under the real-time market outputs.

Comments: Deployment details at: http://www.caiso.com/Documents/ReleaseNotes-OASIS-7-1-0-26-V1_0.pdf; http://www.caiso.com/Documents/OASISProductionPatch71026Deployment-Outage.htm

QC# 31168

Affected Reports: System Demand / CAISO Demand Forecast Affected Markets: RTM Resolution Deployment: 06/18/2014 Description:

Missing TAC Area Name “CAISO – Total” for real-time records before trade date 05/01/2014 on the user-interface report.

Comments: Deployment details at: http://www.caiso.com/Documents/ReleaseNotes-OASIS-7-1-0-26-V1_0.pdf; http://www.caiso.com/Documents/OASISProductionPatch71026Deployment-Outage.htm

QC# 31162

Affected Reports: Energy / System Load and Resource Schedules Affected Markets: HASP Resolution Deployment: 06/18/2014 Description:

Data for HASP results are erroneously reported with four intervals, must be rolled-up to an hourly interval. Also generation schedules mw erroneously reported under the HASP market, these will be removed.

Comments: Deployment details at: http://www.caiso.com/Documents/ReleaseNotes-OASIS-7-1-0-26-V1_0.pdf; http://www.caiso.com/Documents/OASISProductionPatch71026Deployment-Outage.htm

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External Product Release Plan

Open Access Same-Time Information System (OASIS) Version No.: <number> Effective Date <MM/DD/YYYY>

QC# 31266

Affected Reports: Transmission / Market Available Transmission Capacity Affected Markets: DAM, HASP, RTPD Resolution Deployment: 06/18/2014 Description:

The user-interface "Market/Process" drop-down is empty; must be populated with DAM, HASP, or RTPD values.

Comments: Deployment details at: http://www.caiso.com/Documents/ReleaseNotes-OASIS-7-1-0-26-V1_0.pdf; http://www.caiso.com/Documents/OASISProductionPatch71026Deployment-Outage.htm

QC# 31313

Affected Reports: Transmission / Transmission Outages Affected Markets: DAM, HASP, RTPD Resolution Deployment: 06/18/2014 Description:

The "Outage Equipment Description" column is missing the "Outage Note ID" numeric identifier which links updates done to outage records together.

Comments: Deployment details at: http://www.caiso.com/Documents/ReleaseNotes-OASIS-7-1-0-26-V1_0.pdf; http://www.caiso.com/Documents/OASISProductionPatch71026Deployment-Outage.htm