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  • 8/3/2019 Ex parte Lee Opinion

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    UNITED STATES PATENT AND TRADEMARK OFFICE__________

    BEFORE THE BOARD OF PATENT APPEALS

    AND INTERFERENCES

    __________

    Ex parte FRANCIS Y.F. LEE

    __________

    Appeal 2011-002616

    Application 10/850,072

    Technology Center 1600

    __________

    Before DEMETRA J. MILLS, ERIC GRIMES, and MELANIE L.

    McCOLLUM,Administrative Patent Judges.

    Opinion for the Board filed byAdministrative Patent Judge GRIMES.

    Opinion Dissenting filed byAdministrative Patent Judge MILLS.

    GRIMES,Administrative Patent Judge.

    DECISION ON APPEAL

    This is an appeal under 35 U.S.C. 134 involving claims to a method

    of treating cancer. The Examiner has rejected the claims for obviousness

    and obviousness-type double patenting. We have jurisdiction under 35

    U.S.C. 6(b). We reverse the obviousness rejections but affirm the double

    patenting rejection.

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    STATEMENT OF THE CASE

    Claims 121-127 and 141-143 are on appeal. Claim 121 is

    representative and is directed to a method of treating pancreatic or lung

    cancer by administering, in combination, two compounds:

    (a) Compound (1), which is also known as ixabepilone (Lee

    Declaration,1

    3), C-15-Aza-EpoB (Appeal Br. 7), 15-Aza-EpoB (id. at 8),

    or BMS 247550 (id.), and

    (b) antibody C225, which is also known as cetuximab (Appeal Br. 7).

    The full text of claim 121 is reproduced in Appellants Claims Appendix(Appeal Brief 17).

    Claims 121-127 and 141-143 stand rejected under 35 U.S.C. 103(a)

    as obvious based on Danishefsky2

    and Chen3

    (Answer 3) or based on Vite4

    and Chen (Answer 5). Claims 121-127 and 141-143 also stand rejected for

    obviousness-type double patenting based on the claims of Lee5

    in view of

    Chen (Office Action mailed July 8, 2009, pp. 2-36).

    1Declaration under 37 C.F.R. 1.132 of Francis Y.F. Lee, executed Feb. 19,

    2009.2 Danishefsky et al., US 6,867,305 B2, Mar. 15, 2005.3

    Chen et al., US 2002/0147198 A1, Oct. 10, 2002.4

    Vite et al., WO 99/02514, Jan. 21, 1999.5

    Lee, U.S. RE41,393 E, reissued June 22, 2010.6

    The double-patenting rejection is not set out in the Answer but the record

    shows that Examiner intended to maintain the rejection, as discussed in more

    detail infra.

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    I.

    Issue

    The Examiner has rejected all of the claims on appeal as obvious

    based on either Danishefsky or Vite, combined with Chen (Answer 3, 5).

    The Examiner finds that Danishefsky and Vite teach Compound (1) for

    treating cancer (id. at 3-4, 6) and Chen teaches treatment of cancer using

    cetuximab (id. at 5, 6). The Examiner concludes that it would have been

    obvious to treat cancer, including lung or pancreatic cancer, using a

    combination of Compound (1) and cetuximab because Danishefsky and Viteteach that Compound (1) is useful for treating cancer in combination with

    other cancer-treating agents (id. at 4, 6).

    Appellant contends that the references would not have made obvious

    the specific combination of agents required by the claims (Appeal Br. 7-10).

    Appellant also contends that he has provided evidence of synergism that

    rebuts any prima facie case of obviousness (id. at 10-14).

    The issues with respect to this rejection are:

    Do the cited references support the Examiners conclusion that

    treating pancreatic cancer or lung cancer with a combination of

    Compound (1) and cetuximab would have been prima facie obvious?

    If so, has Appellant presented evidence of unexpected results that

    outweighs the evidence supporting the prima facie case of obviousness?

    Findings of Fact Prima facie obviousness

    1. The Examiner finds that Danishefsky discloses Compound (1)

    recited in the claims (Answer 3). Appellant does not dispute this finding

    (see Appeal Br. 7-8).

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    2. Danishefsky teaches treatment of tumors in mice using Compound

    (1) (aka C-15-Aza-EpoB) (Danishefsky, Fig. 33).

    3. Danishefsky teaches that Compound (1) (aka BMS 247550) is

    currently under clinical investigations (id. at col. 109, ll. 45-46).

    4. Danishefsky teaches that its compounds and pharmaceutical

    compositions . . . can be employed in combination therapies (id. at col. 59,

    ll. 45-47), including in combination with other cancer-treatment agents (id.

    at col. 60, ll. 2-14).

    5. Appellant acknowledges that Vite teaches Compound (1) as anExample (Appeal Br. 9).

    6. Vite teaches that its compounds are useful in the treatment of a

    variety of cancers (Vite 8: 21).

    7. Vite teaches that its compounds are also useful in combination

    with known anti-cancer and cytotoxic agents (id. at 10: 10-11).

    8. Chen teaches that anti-neoplastic agents include cetuximab

    (Chen 19, 291).

    Analysis Prima Facie Obviousness

    We agree with the Examiner that the teachings of Danishefsky or

    Vite, viewed in combination with Chen, would have made obvious the

    method of the claims on appeal. Danishefsky and Vite disclose that

    Compound (1) is useful in treating cancer, and both suggest combiningdifferent cancer-treatment agents. Chen discloses that cetuximab was also a

    known anti-neoplastic agent. Therefore, it would have been obvious to

    combine Compound (1) with cetuximab with a reasonable expectation that

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    the combination would provide more effective cancer treatment than either

    Compound (1) or cetuximab alone.

    Appellant argues that Danishefsky discloses that Compound (1) was a

    known compound, but Danishefskys invention was directed to different

    epithilone derivatives (Appeal Br. 7-8); therefore [a]t best, what

    Danishefsky teaches is the combination of the 12,13 desoxy epithilones and

    other cytotoxic agents (id. at 8). Appellant also argues that Vites general

    teaching of combining its compounds with other anti-cancer agents does

    not teach or suggest the specific combination of Compound (1) withcetuximab (id. at 10), and that Chen gives a 3-page laundry list of the anti-

    cancer agents, one of which happens to be cetuximab (id. at 8). Appellant

    argues that these teachings would not have made obvious the instantly

    claimed method.

    We are not persuaded. Danishefsky and Vite provide evidence that it

    was known in the art to treat cancer using combinations of known cancer-

    treatment agents. The cited references also disclose that the two compounds

    recited in the claims on appeal were known cancer-treatment agents, and

    therefore would have made it obvious to treat cancers including lung

    cancer and pancreatic cancer using the combination.

    Findings of Fact Secondary Considerations

    9. Appellant has provided a declaration under 37 C.F.R. 1.132(Declaration of Francis Y. F. Lee, signed Feb. 19, 2009).

    10. The Lee Declaration presents data showing the effect of

    Compound (1) (aka ixabepilone) in combination with cetuximab in treating

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    human lung carcinoma L2987 xenografts in nude mice (Lee Declaration,

    5).

    11. The Lee Declaration compares the results of treating human lung

    carcinoma with a combination of ixabepilone and cetuximab to the results of

    treating lung carcinoma with either ixabepilone or cetuximab alone (id. at

    6).

    12. The Lee Declaration states that the combination therapy produced

    an LCK (gross log 10 cell kills) of >3.8 and 75% cures, compared with an

    LCK of 3.2 and 13% cures for ixabepilone alone and an LCK of 3 and 13%cures with cetuximab alone (id. (Table A-B)).

    13. The Lee Declaration states that a second study of lung carcinoma

    L2987 resulted in an LCK of >6.5 and 38% cures for the combination of

    ixabepilone and cetuximab, compared to an LCK of 3.1 and 0% cures for

    ixabepilone alone and an LCK of 2.4 and 0% cures for cetuximab alone

    (id.).

    14. The Lee Declaration states that the combination of the two

    agents surprisingly yielded synergistic anti-tumor efficacy results for the

    combination which were significantly superior to either of the single agent

    ixabepilone alone, or, the single agent cetuximab alone (id. at 5).

    15. The Lee Declaration presents data showing the treatment of lung

    carcinoma A549 xenografts in nude mice with ixabepilone alone, cetuximab

    alone, or ixabepilone in combination with cetuximab (Lee Declaration, 8,

    9).

    16. The Lee Declaration states that the combination therapy produced

    an LCK of 2.7 and a growth delay of 55 days, compared with an LCK of 1.2

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    and a growth delay of 25 days for ixabepilone alone and an LCK of 0.7 and

    a growth delay of 14.8 days with cetuximab alone (id. at 8 (Table C)).

    17. The Lee Declaration states that treatment with the combination

    was substantially more effective than each drug alone in tumor growth.

    These results are indeed surprising, unexpected and synergistic (id. at 9).

    18. The Lee Declaration presents data showing the treatment of

    human pancreatic carcinoma Bx-PC3 xenografts in nude mice with

    ixabepilone alone, cetuximab alone, or ixabepilone in combination with

    cetuximab (Lee Declaration, 12).19. The Lee Declaration states that the combination therapy produced

    a delay in tumor growth of 31.2 days, compared with 21.5 days with

    ixabepilone alone and 5 days with cetuximab alone (id. (Table E)).

    20. The Lee Declaration states that these results are surprising,

    unexpected and synergistic given that the combination of ixabepilone and

    cetuximab produced a significant delay in tumor increase over the

    ixabepilone alone and the cetuximab alone (id.).

    Principles of Law Secondary Considerations

    One way for a patent applicant to rebut aprima facie case of

    obviousness is to make a showing of unexpected results, i.e., to show that

    the claimed invention exhibits some superior property or advantage that a

    person of ordinary skill in the relevant art would have found surprising orunexpected. In re Soni, 54 F.3d 746, 750 (Fed. Cir. 1995).

    Mere improvement in properties does not always suffice to show

    unexpected results. In our view, however, when an applicant demonstrates

    substantially improved results . . . and states that the results were

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    unexpected, this should suffice to establish unexpected results in the absence

    ofevidence to the contrary. Id. at 751.

    If an applicant demonstrates that an embodiment has an unexpected

    result and provides an adequate basis to support the conclusion that other

    embodiments falling within the claim will behave in the same manner, this

    will generally establish that the evidence is commensurate with [the] scope

    of the claims. In re Kao, 639 F.3d 1057, 1068 (Fed. Cir. 2011).

    Analysis Secondary Considerations

    The Lee Declaration presents evidence showing the results of treating

    human lung carcinoma and human pancreatic carcinoma in an animal model

    with a combination of Compound (1) and cetuximab. The evidence

    provided shows that treatment with the combination is more effective than

    treatment with either agent alone (FFs 12, 13, 16, 19), and Dr. Lee has stated

    that the results observed showed synergism and were unexpectedly superior

    (FFs 14, 17, 20). Thus, Appellant has demonstrated substantially improved

    results and stated that the results were unexpected; this should suffice to

    establish unexpected results in the absence ofevidence to the contrary. In

    re Soni, 54 F.3d at 751.

    The Examiner responds that although the data can be considered

    synergistic, they are based on a single dosage for each active agent. . . .

    Examiner submits that a showing of a few data points regarding dosages willnot support the entire claimed range, which is any dosage amount.

    (Answer 8-9.)

    The Examiner, however, has not provided any evidence or technical

    reasoning to support a conclusion that the results shown in the Lee

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    Declaration would not be representative of other dosages. The Examiner

    therefore has not provided an adequate basis for concluding that the data are

    not commensurate with the scope of the claims. Cf. In re Kao, 639 F.3d at

    1068.

    The Examiner also argues that

    it is not certain what conclusions can be gathered from Table A-

    B. For example, the LCK and Tumor Growth Delay variables

    for L2987 (Lung) No. 140 seem to show mere additive effects,

    while the % cures seem to show synergism. In Table C, there

    seems to be additive effects for LCK and synergism for Tumor

    Growth Delay, while no data is given for % cures. The samegoes for Tables D-E. Taking all the data as a whole, it appears

    that there are some synergistic results along with some additive

    effects.

    (Answer 9.)

    This argument is also unpersuasive, because the Examiner has

    provided no analysis of the data to show that they would have been expected

    or do not show synergism. Dr. Lee has testified that the data showsynergistic results for the combination of ixabepilone and cetuximab,

    compared to the results for either agent alone (FFs 14, 17, 20). If the

    Examiners position is that Dr. Lees conclusion is not supported by the

    evidence presented in the Lee Declaration, the Examiner must provide

    adequate evidence or technical reasoning to show that the evidence does not

    support the declarants conclusion. The Examiner, however, has provided

    only conclusory statements of disagreement with Dr. Lees view of the

    evidence, which is not adequate to cast doubt on the accuracy of the

    evidence provided by the Lee Declaration.

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    Conclusions of Law

    The cited references support the Examiners conclusion that treating

    pancreatic cancer or lung cancer with a combination of Compound (1) and

    cetuximab would have been prima facie obvious, but Appellant has

    presented evidence of unexpected results that outweighs the evidence

    supporting the prima facie case of obviousness.

    II.

    In the Final Rejection, the Examiner rejected claims 121-127 and 141-

    143 for obviousness-type double patenting based on the claims of either U.S.

    Patent 6,686,380 B2 or U.S. Patent 7,312,237 B2, combined with Chen

    (Office Action mailed July 8, 2009, pp. 2-3). The Examiner also

    provisionally rejected claims 121-127 and 141-143 for obviousness-type

    double patenting based on the claims of either co-pending application

    11/009,579 or application 11/346,579, combined with Chen (id. at 3).

    In the Appeal Brief, as a ground of rejection to be reviewed on appeal,

    Appellant included [w]hether claims 121-127 and 141-143 are unpatentable

    under the judicially created doctrine of obviousness-type double patenting

    over claims 1-15 of US Patent 6,686,380 or claims 38-50 of US application

    No. 11/346,579 (reissue application of US Patent 6,686,380) in view of

    Chen (Appeal Br. 6). Appellant addressed these rejections on the merits

    (id

    . at 14-15).In the Answer, the Examiner did not repeat any of the double-

    patenting rejections from the Final Rejection but stated that the appellants

    statement of the grounds of rejection to be reviewed on appeal is correct

    (Answer 2). The Examiner also responded to Appellants argument

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    concerning the double patenting rejections, and concluded that it did not

    overcome the rejection (id. at 10-11).

    In the Reply Brief, Appellant noted that application 11/346,579 issued

    as RE41,393 on June 22, 2010, effecting the surrender of the 380 patent and

    thus the rejection based on claims 1-15 of US Patent 6,686,380 in view of

    Chen is moot (Reply Br. 2, n.1). Appellant also noted that the rejections

    outstanding after the Appeal Brief was filed were discussed by telephone on

    May 11, 2010, and that Appellant was still of the opinion that the

    obviousness-type double patenting rejection was improper and thus declinedto file a TD (id. at 3). Appellant again presented arguments addressing the

    Examiners position on double patenting (id. at 6).

    Based on the record, we understand the Examiner to maintain the

    rejection of claims 121-127 and 141-143 for obviousness-type double

    patenting based on application 11/346,5797

    (now RE41,393) in view of

    Chen. We understand the Examiners failure to reproduce this rejection in

    the Answer to be an oversight rather than a decision to withdraw the

    rejection. We note that Appellant apparently shared this understanding, as

    indicated by the comments and argument in the Reply Brief regarding the

    rejection.

    The Examiner concludes that the claims of RE41,393, read in view of

    Chen, are unpatentable for obviousness-type double patenting based on the

    same reasoning as set forth in the 103(a) rejection (Office Action mailed

    7The Examiner apparently also meant to maintain the double patenting

    rejection based on the 380 patent but, as noted by Appellant, this rejection

    is moot now that the 380 patent has been reissued as RE41,393.

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    July 8, 1009, p. 3). That is, the reissued claims are directed to a method of

    using Compound (1) to treat cancer and Chen teaches cetuximab to treat

    cancer, in combination with other cancer-treating compounds, so the

    combination therapy method of the instant claims is an obvious variation of

    the method defined by the reissue claims (seeid. at 4-6 (reasoning of the

    rejection based on 35 U.S.C. 103(a)).

    We agree with the Examiners reasoning and conclusion.

    Appellant argues that the showing of unexpected results in the Lee

    Declaration rebuts the obviousness-type double patenting rejection for thesame reason that it rebuts the rejections based on 35 U.S.C. 103 (Appeal

    Br. 14-15).

    We agree, however, with the Examiner that while a Declaration

    showing unexpected results can overcome a 103(a) obviousness rejection,

    the same Declaration cannot overcome an obviousness double patenting

    rejection (Answer 11). The Examiners position is supported by the case

    law. SeeGeneva Pharms., Inc. v. GlaxoSmithKline PLC, 349 F.3d 1373,

    1378 n.1 (Fed. Cir. 2003) (The distinctions between obviousness under 35

    U.S.C. 103 and nonstatutory double patenting include: . . . Obviousness

    requires inquiry into objective criteria suggesting non-obviousness;

    nonstatutory double patenting does not.); Procter & Gamble Co. v. Teva

    Pharms. USA, Inc., 566 F.3d 989, 999 (Fed. Cir. 2009) (In general, the

    obviousness analysis applies to double patenting, except for three

    distinctions. . . . Finally, double patenting does not require inquiry into

    objective criteria suggesting non-obviousness.).

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    Thus, unexpected results cannot be relied on to rebut a rejection for

    nonstatutory, obviousness-type double patenting. Since the claims were not

    argued separately, we affirm the rejection of claims 121-127 and 141-143.

    37 C.F.R. 41.37(c)(1)(vii).

    SUMMARY

    We reverse the rejection of claims 121-127 and 141-143 under 35

    U.S.C. 103(a) based on either Danishefsky and Chen or Vite and Chen.

    We affirm the rejection of claims 121-127 and 141-143 for obviousness-type

    double patenting based on the claims of RE41,393 in view of Chen.

    TIME PERIOD FOR RESPONSE

    No time period for taking any subsequent action in connection with

    this appeal may be extended under 37 C.F.R. 1.136(a).

    AFFIRMED

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    , 1278 (F

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    laims. Thistinguish

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    1279 .

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    we ask

    patents

    the prio

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    Longi, 7

    02616

    /850,072

    , 11 F.3d

    he opinio

    1970), ung as enunc

    the first

    the answ

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    ention cl

    g? If the a

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    ected claily distinct

    oods Cor

    ed. Cir. 1

    he extens

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    g factor in

    ence vel n

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    would ha

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    hether th

    on-obvio

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    t of the ob

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    59 F.2d 8

    1046, 105

    n inIn re

    ertook a iated by t

    uestion is

    er to that i

    the applic

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    rt was spe

    t applicati

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    p. v. Studi

    92).

    ive opinio

    66), s

    deciding

    on ofpate

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    ve been o

    nt.

    tentable di

    identifie

    s to a per

    n re Kapl

    viousness

    viousness

    7, 892 n.

    16

    (Fed. Ci

    Vogel, 42

    restatemeis court.

    : Is the sa

    s no, a sec

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    e patent a

    at questio

    aking, of

    on intende

    ore than

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    n inIn re

    ows beyo

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    vious to

    stinctiven

    differenc

    on of ordi

    n, 789 F.

    type doub

    analysis u

    (Fed. Ci

    . 1993).

    F.2d 438

    t of the laTo summ

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    serted as

    n is no, th

    ourse, ab

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    orah, 35

    nd questio

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    erence bet

    pinion inc and wh

    ne of ordi

    ess or ob

    e renders

    inary skill

    d 1574, 1

    le patenti

    nder 35 U

    . 1985) (

    164 USP

    w of doubrize it, th

    n being c

    on must b

    n obviou

    upporting

    ere is no d

    ut the PT

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    s variatio

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    F.2d 100

    n that the

    is double

    ween two

    lude pateether such

    nary skill i

    ious vari

    he claims

    in the art i

    580 (Fed.

    g analysis

    .S.C. 10

    [A] doubl

    619

    leopinion

    aimed

    asked:

    variation

    double

    ouble

    rejectio

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    , it is

    F.2d

    9, 148

    patenting

    sets of

    ntably

    n the art.

    nt,

    of the

    n light of

    ir. 1986)

    is

    . See In r

    patentin

    .

    .

    e

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    App

    App

    Am

    pate

    Spe

    a cland

    cov

    349

    Gen

    cour

    t

    Sun

    138

    eal 2011-

    lication 1

    of the o

    the non-

    patent p

    conside

    en Inc. v.

    There a

    nt may be

    ifically, t

    im merellaimed,

    rage of [a

    F.3d 1373

    In Pfize

    va Phar

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    he compo

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    eld that a

    istinct fr

    isclosing

    t 1385-86

    Pharmac

    (Fed. Ci

    02616

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    viousness

    obviousne

    rincipally

    ed prior a

    F. Hoffm

    e certain

    used in th

    e specific

    y define[sto learn t

    claim.

    (Fed. Cir.

    ,Inc. v. T

    s., Inc. v.

    nd claims

    here an e

    e specific

    nd for a

    Pfizer, 5

    claim to

    m an earli

    the identic

    .

    utical Ind

    r. 2010).

    type reje

    ss require

    nderlyin

    t. (quota

    nn-La Ro

    instances

    obviousn

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    an obvioe meanin

    ee Genev

    2003).

    va Phar

    GlaxoSmi

    f a later

    arlier pate

    tion, and

    se describ

    8 F.3d at

    a method

    er claim t

    al use. P

    ustries Lt

    17

    tion is an

    ent of 35

    the doubl

    ion marks

    he Ltd., 5

    where th

    ess-type d

    losure m

    s variatioof [clai

    Pharm.,

    s. USA, I

    hKline P

    atent inva

    nt claimed

    a later pat

    ed in the s

    1363; Ge

    f using a

    the identi

    izer, 518

    . v. Eli Li

    logous to

    U.S.C. 1

    e patentin

    omitted))

    80 F.3d 1

    specifica

    ouble pat

    y be used

    n of what] terms,

    Inc. v. Gl

    c. 518 F.3

    C, 349 F.

    id for obv

    a compo

    nt claime

    pecificati

    eva, 349

    compositi

    cal comp

    .3d at 13

    ly and Co

    [a failure

    03, excep

    g rejection

    .

    40 (Fed.

    tion of an

    nting anal

    to determi

    is earlier dand to int

    xoSmithK

    d 1353, 1

    d 1373,1

    iousness-t

    nd, disclo

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    .3d at 13

    n is not p

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    o meet]

    that the

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    Cir. 2009)

    earlier

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    ne whethe

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    atentably

    patent

    , 349 F.3

    1381,

    .

    r

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    e

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    App

    App

    une

    impl

    that

    Bair

    sear

    limifund

    Cir.

    a fin

    clai

    349

    thelater

    det

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    eal 2011-

    lication 1

    In re Lo

    pected re

    ied they

    Disclo

    fall within

    d, 16 F.3d

    The us

    hing com

    ationsamental c

    1995).

    I am not

    ding of o

    1. Whet

    Lee 38

    patenta

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    An ob

    s in an e

    F.3d at 13

    ourt conpatent an

    ermines w

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    [] or antic

    le patenti

    02616

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    ngi, 759 F

    ults to ov

    ay be con

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    it. In re

    380, 382

    ofper se

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    ith the tease law ap

    persuade

    viousness

    er the pe

    , now RE

    ly distinct

    settled th

    iousness-

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    78 n.1, co

    trues thedetermin

    hether tho

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    ipated by,

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    2d 887, 8

    rcome ob

    sidered, b

    mical ge

    Jones, 95

    Fed. Cir.

    rules, whi

    the claim

    chings oflying it.

    that the f

    type (non

    ding clai

    41,393, an

    from the

    at

    ype doubl

    t to claim

    sists of t

    laim[s] ines the diff

    e differen

    not patent

    an earlier

    18

    4 (Fed. Ci

    iousness-

    t found th

    us does n

    F.2d 347

    1994).

    le undoub

    d inventi

    he prior aIn re Oc

    ANALY

    acts and l

    -statutory)

    s are enc

    d whether

    ee RE41,

    e patentin

    in a later

    o steps, P

    the earlieerences.

    ces render

    bly distin

    claim is i

    r. 1985),

    type doub

    em uncon

    t render

    , 350 (Fed

    tedly less

    ninclud

    rt, flouts siai, 71 F.

    IS

    gal prece

    double p

    mpassed

    the pendi

    393 paten

    g analysis

    patent or

    izer, 518

    patent and. Second

    the claim

    ct from, i

    nvalid for

    onsidered

    e patentin

    vincing.

    bvious all

    . Cir. 199

    aborious t

    ing all its

    ction 103d 1565, 1

    ent befor

    tenting.

    by the clai

    ng claims

    in view o

    , which c

    pplicatio

    F.3d at 13

    d the clai, the court

    s patentab

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    obviousne

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    );In re

    han a

    and the72 (Fed.

    us suppo

    ms of the

    re

    f Chen.

    ompares

    , Genev

    63. First,

    [s] in the

    y distinct.

    ious

    ss-type

    ,

    t

    ,

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    Application 10/850,072

    19

    Eli Lilly & Co. v. Barr Labs., Inc., 251 F.3d 955, 968 (Fed. Cir. 2001).

    Comparing the claims

    The RE41,393 patented claims are to a method of treating a tumor

    resistant to oncology therapy with taxane with a compound of the formula of

    compound 1 (RE41,393 claim 16) which encompasses pending claim

    compound 1 but does not encompass a method of treating cancer with a

    combination therapy of compound 1 with antibody C225. Thus, the prior

    patent claims and the pending claims are not to the same invention. Thedifference between the patented subject matter and the pending claimed

    subject matter is the C225 antibody.

    We then must determine whether this difference in the pending claims

    renders the claim patentably distinct from the RE41,393 patent claims in

    view of Chen. One way of determining this is inquiring whether the pending

    claims are an obvious variant of the RE41,393 patent claims. This inquiry

    follows.

    The obviousness-type double patenting rejections are set forth in the

    Final Rejection at pages 2-3.

    In addition to the RE41,393 patent claims the Examiner relies on

    Chen in the obviousness-type double patenting rejection for the disclosure of

    the C225 antibody (cetuximab) for the treatment of cancer.

    In determining patentable distinctiveness or obvious variant,

    we ask whether the identified difference renders the claims of

    the patents non-obvious to a person of ordinary skill in the art in

    light of the prior art. See In re Kaplan, 789 F.2d 1574, 1580 (Fed.

    Cir. 1986). This part of the obviousness-type double patenting

    analysis is analogous to an obviousness analysis under 35 U.S.C.

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    Application 10/850,072

    20

    103. See In re Longi, 759 F.2d 887, 892 n.4 (Fed. Cir. 1985) ([A]

    double patenting of the obviousness type rejection is analogous to [a

    failure to meet] the non-obviousness requirement of 35 U.S.C. 103,

    except that the patent principally underlying the double patentingrejection is not considered prior art. (quotation marks omitted)).

    Amgen Inc. v. F. Hoffmann-La Roche Ltd., 580 F.3d 1340 (Fed. Cir.

    2009).

    Since the double patenting of the obviousness-type rejection is

    analogous to a failure to meet the non-obviousness requirement of 35 U.S.C.

    103, we look to relevant obviousness analysis. The question of

    obviousness is resolved on the basis of underlying factual determinations

    including: (1) the scope and content of the prior art; (2) the level of ordinary

    skill in the art; (3) the differences between the claimed invention and the

    prior art; and (4) secondary considerations of nonobviousness, if any.

    Graham v. John Deere Co., 383 U.S. 1, 17 (1966).

    This analysis was not performed by the Examiner and is error. TheExaminer merely determined that Appellants evidence of non-obviousness

    in the Lee Declaration was not relevant to the obviousness-type double

    patenting rejection. The majority agrees citing Geneva, fn1.

    I respectfully disagree.

    When the appropriate 103 analysis is performed, patentable

    distinctiveness is found and the obviousness-type double patenting rejection

    should be reversed.

    In reviewing the obviousness rejections over Danishefsky or Vite and

    Chen, the majority performed the 103 analysis ofGraham and concluded

    that the Declaration of Lee provided convincing evidence of unexpected and

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    21

    synergistic results when compound 1 is combined with cetuximab. The

    majority reversed the obviousness rejections based on secondary

    considerations of non-obviousness.

    I agree with the majoritys conclusion that the Declaration of Lee

    overcomes the obviousness rejections. For the same reasons, I find that the

    Declaration also overcomes the obviousness-type double patenting rejection

    and shows patentable distinctiveness of the claimed invention. See also,In

    re Procter and Gamble Co. v. Teva Pharms USA, Inc. 566 F.3d 989, 999

    (Fed. Circ.2009) wherein the Federal Circuit determined that risedronate wasnot obvious under 103, considering a showing of long-felt need, and thus for

    the same reason the obviousness-type double patenting rejection was not

    affirmed.

    Distinguishing Geneva and Pfizer

    The Examiner assumes per se that a Declaration and secondary

    considerations cannot overcome an obviousness-type double patenting

    rejection. The majority cites Geneva and Procter & Gamble for this

    proposition of law. I do not find this case law persuasive or relevant to the

    pending facts. Moreover, [t]he use ofper se rules, while undoubtedly less

    laborious than a searching comparison of the claimed inventionincluding

    all its limitationswith the teachings of the prior art, flouts section 103 and

    the fundamental case law applying it.In re Ochiai, 71 F.3d 1565, 1572

    (Fed. Cir. 1995).

    The facts before us are distinct from those ofGeneva cited by the

    majority. The facts before us are not a claim to a method of using a

    composition [which] is not patentably distinct from an earlier claim to the

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    App

    App

    iden

    Gen

    its s

    met

    for

    pate

    pan

    antil. 14

    cons

    Circ

    the

    sho

    type

    sug

    obvi

    reas

    pate

    lega

    10In

    earli

    eal 2011-

    lication 1

    tical com

    eva, 349

    ecific fac

    To the c

    od of trea

    ula 1 (clai

    nt does no

    reatic and

    ody C225-16)

    10as

    A caref

    istent wit

    uit determ

    ederal Ci

    ing of lo

    double pa

    In the p

    est a pate

    ousness-t

    ns as the

    Moreov

    nting does

    ly unsupp

    Pfizer, th

    er patent.

    02616

    /850,072

    osition in

    .3d at 138

    s.

    ontrary, th

    ting a tum

    m16. ) U

    disclose

    lung canc

    (Imcloneresently cl

    l review

    the legal

    ined that r

    cuit, in ad

    g-felt nee

    tenting rej

    esent case

    tably disti

    pe double

    obviousne

    r, footnot

    not requir

    orted and

    newly cl

    a patent di

    5-86. The

    e facts be

    or which i

    like Gen

    a method

    ers by ad

    antibody iaimed.

    fIn re Pr

    precedent

    isedronate

    dition to 1

    , and thu

    ection wa

    , as in Pro

    nct invent

    patenting

    ss rejectio

    e 1 in Gen

    e objectiv

    is simplex

    imed use

    22

    sclosing t

    holding i

    ore us are

    taxane r

    va, the Sp

    of treating

    inistratio

    mmunosp

    cter and

    cited here

    was not o

    03 consid

    for the sa

    not affir

    cter, the s

    ion is bein

    rejection

    ns.

    eva, espo

    criteria s

    or obiter

    was descri

    e identic

    Geneva

    , RE41,39

    sistant wi

    ecificatio

    cancer se

    of the cl

    ecific for t

    amble su

    in. In Pro

    bvious un

    rations, a

    me reason

    ed. 566

    econdary

    g claimed

    hould be

    sing that

    uggesting

    ictum to t

    ibed in the

    l use as s

    hould be l

    patented

    h a comp

    of the R

    ected fro

    imed com

    he EGFR,

    ggests a h

    cterthe F

    er 103. I

    so consid

    the obvio

    .3d at 99

    onsiderati

    and that t

    eversed f

    on-statut

    non-obvio

    he Genev

    specificat

    et forth in

    imited to

    claims to

    und of

    41,393

    pound wit

    Spec. 24,

    lding

    deral

    that case

    red a

    usness-

    .

    ons

    e

    r the sam

    ry double

    usness is

    ion of the

    a

    h

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    23

    decision.11

    To the contrary,In re Longi,759 F.2d 887, 897 (Fed. Cir. 1985)

    considered whether unexpected results can overcome obviousness-type

    double patenting rejection, implied that they could, but found them

    unconvincing on the facts of that case. Moreover, the holding in Geneva

    addresses the situation in which an earlier patent claims a compound,

    disclosing the utility of that compound in the specification, and a later patent

    claims a method of using that compound for a particular use described in the

    specification of the earlier patent. Sun Pharmaceutical Industries Ltd. v.

    Eli Lilly and Co., 611 F.3d 1381, 1384 (Fed. Cir. 2010). Those are not thefacts in the present case.

    Therefore, in view of secondary considerations, the pending claims

    define a patentably distinct invention from those of Lee RE41,393, and the

    holding and dicta in Geneva is not germane to the facts in the present case.

    2. Whether the secondary considerations such as unexpectedresults provide the patentee with a timewise extension of apatent for the same invention or an obvious modification

    thereof.

    It has long been recognized in the law that unobvious improvement

    patents do not result in a timewise extension of a patent for the same

    11

    As the United States Supreme Court has put it: "dicta may befollowed if sufficiently persuasive but are not binding." Central Green

    Co. v. United States, 531 U.S. 425 (2001), quotingHumphrey's

    Executor v. United States, 295 U. S. 602, 627 (1935).

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    Application 10/850,072

    invention or an obvious modification thereof. As there has been a showing

    of patentable distinctiveness on the facts in the present case in the

    Declaration of Lee, there is no timewise extension of a patent for the same

    invention or an obvious modification thereof. The modification of

    coadministering compound one with antibody C225 for the treatment of

    specific cancers is an unobvious modification of the Lee Rexamined 380

    claims. Further, when the patent term on the Lee Reexamined 380 patent

    expires, the use of compound 1 for the treatment of taxane resistant cancers

    by the public is no longer controlled by the patent, and thereafter, only thepatentably distinct use of the compound 1 in combination with antibody

    C225 would be covered by a distinct patent term. Thus, no extension of

    patent term would result.

    CONCLUSION

    The pending claims are partially encompassed by the Lee RE41,393

    patent, however the pending claims are patentably distinct from the claims

    of the Lee RE41,393 patent in view of Chen.

    No timewise extension of patent protection results from patentability

    of the pending claims.

    For these reasons, the obviousness-type double patenting rejection

    should be reversed.

    lp