ex parte lee opinion
TRANSCRIPT
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UNITED STATES PATENT AND TRADEMARK OFFICE__________
BEFORE THE BOARD OF PATENT APPEALS
AND INTERFERENCES
__________
Ex parte FRANCIS Y.F. LEE
__________
Appeal 2011-002616
Application 10/850,072
Technology Center 1600
__________
Before DEMETRA J. MILLS, ERIC GRIMES, and MELANIE L.
McCOLLUM,Administrative Patent Judges.
Opinion for the Board filed byAdministrative Patent Judge GRIMES.
Opinion Dissenting filed byAdministrative Patent Judge MILLS.
GRIMES,Administrative Patent Judge.
DECISION ON APPEAL
This is an appeal under 35 U.S.C. 134 involving claims to a method
of treating cancer. The Examiner has rejected the claims for obviousness
and obviousness-type double patenting. We have jurisdiction under 35
U.S.C. 6(b). We reverse the obviousness rejections but affirm the double
patenting rejection.
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STATEMENT OF THE CASE
Claims 121-127 and 141-143 are on appeal. Claim 121 is
representative and is directed to a method of treating pancreatic or lung
cancer by administering, in combination, two compounds:
(a) Compound (1), which is also known as ixabepilone (Lee
Declaration,1
3), C-15-Aza-EpoB (Appeal Br. 7), 15-Aza-EpoB (id. at 8),
or BMS 247550 (id.), and
(b) antibody C225, which is also known as cetuximab (Appeal Br. 7).
The full text of claim 121 is reproduced in Appellants Claims Appendix(Appeal Brief 17).
Claims 121-127 and 141-143 stand rejected under 35 U.S.C. 103(a)
as obvious based on Danishefsky2
and Chen3
(Answer 3) or based on Vite4
and Chen (Answer 5). Claims 121-127 and 141-143 also stand rejected for
obviousness-type double patenting based on the claims of Lee5
in view of
Chen (Office Action mailed July 8, 2009, pp. 2-36).
1Declaration under 37 C.F.R. 1.132 of Francis Y.F. Lee, executed Feb. 19,
2009.2 Danishefsky et al., US 6,867,305 B2, Mar. 15, 2005.3
Chen et al., US 2002/0147198 A1, Oct. 10, 2002.4
Vite et al., WO 99/02514, Jan. 21, 1999.5
Lee, U.S. RE41,393 E, reissued June 22, 2010.6
The double-patenting rejection is not set out in the Answer but the record
shows that Examiner intended to maintain the rejection, as discussed in more
detail infra.
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I.
Issue
The Examiner has rejected all of the claims on appeal as obvious
based on either Danishefsky or Vite, combined with Chen (Answer 3, 5).
The Examiner finds that Danishefsky and Vite teach Compound (1) for
treating cancer (id. at 3-4, 6) and Chen teaches treatment of cancer using
cetuximab (id. at 5, 6). The Examiner concludes that it would have been
obvious to treat cancer, including lung or pancreatic cancer, using a
combination of Compound (1) and cetuximab because Danishefsky and Viteteach that Compound (1) is useful for treating cancer in combination with
other cancer-treating agents (id. at 4, 6).
Appellant contends that the references would not have made obvious
the specific combination of agents required by the claims (Appeal Br. 7-10).
Appellant also contends that he has provided evidence of synergism that
rebuts any prima facie case of obviousness (id. at 10-14).
The issues with respect to this rejection are:
Do the cited references support the Examiners conclusion that
treating pancreatic cancer or lung cancer with a combination of
Compound (1) and cetuximab would have been prima facie obvious?
If so, has Appellant presented evidence of unexpected results that
outweighs the evidence supporting the prima facie case of obviousness?
Findings of Fact Prima facie obviousness
1. The Examiner finds that Danishefsky discloses Compound (1)
recited in the claims (Answer 3). Appellant does not dispute this finding
(see Appeal Br. 7-8).
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2. Danishefsky teaches treatment of tumors in mice using Compound
(1) (aka C-15-Aza-EpoB) (Danishefsky, Fig. 33).
3. Danishefsky teaches that Compound (1) (aka BMS 247550) is
currently under clinical investigations (id. at col. 109, ll. 45-46).
4. Danishefsky teaches that its compounds and pharmaceutical
compositions . . . can be employed in combination therapies (id. at col. 59,
ll. 45-47), including in combination with other cancer-treatment agents (id.
at col. 60, ll. 2-14).
5. Appellant acknowledges that Vite teaches Compound (1) as anExample (Appeal Br. 9).
6. Vite teaches that its compounds are useful in the treatment of a
variety of cancers (Vite 8: 21).
7. Vite teaches that its compounds are also useful in combination
with known anti-cancer and cytotoxic agents (id. at 10: 10-11).
8. Chen teaches that anti-neoplastic agents include cetuximab
(Chen 19, 291).
Analysis Prima Facie Obviousness
We agree with the Examiner that the teachings of Danishefsky or
Vite, viewed in combination with Chen, would have made obvious the
method of the claims on appeal. Danishefsky and Vite disclose that
Compound (1) is useful in treating cancer, and both suggest combiningdifferent cancer-treatment agents. Chen discloses that cetuximab was also a
known anti-neoplastic agent. Therefore, it would have been obvious to
combine Compound (1) with cetuximab with a reasonable expectation that
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the combination would provide more effective cancer treatment than either
Compound (1) or cetuximab alone.
Appellant argues that Danishefsky discloses that Compound (1) was a
known compound, but Danishefskys invention was directed to different
epithilone derivatives (Appeal Br. 7-8); therefore [a]t best, what
Danishefsky teaches is the combination of the 12,13 desoxy epithilones and
other cytotoxic agents (id. at 8). Appellant also argues that Vites general
teaching of combining its compounds with other anti-cancer agents does
not teach or suggest the specific combination of Compound (1) withcetuximab (id. at 10), and that Chen gives a 3-page laundry list of the anti-
cancer agents, one of which happens to be cetuximab (id. at 8). Appellant
argues that these teachings would not have made obvious the instantly
claimed method.
We are not persuaded. Danishefsky and Vite provide evidence that it
was known in the art to treat cancer using combinations of known cancer-
treatment agents. The cited references also disclose that the two compounds
recited in the claims on appeal were known cancer-treatment agents, and
therefore would have made it obvious to treat cancers including lung
cancer and pancreatic cancer using the combination.
Findings of Fact Secondary Considerations
9. Appellant has provided a declaration under 37 C.F.R. 1.132(Declaration of Francis Y. F. Lee, signed Feb. 19, 2009).
10. The Lee Declaration presents data showing the effect of
Compound (1) (aka ixabepilone) in combination with cetuximab in treating
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human lung carcinoma L2987 xenografts in nude mice (Lee Declaration,
5).
11. The Lee Declaration compares the results of treating human lung
carcinoma with a combination of ixabepilone and cetuximab to the results of
treating lung carcinoma with either ixabepilone or cetuximab alone (id. at
6).
12. The Lee Declaration states that the combination therapy produced
an LCK (gross log 10 cell kills) of >3.8 and 75% cures, compared with an
LCK of 3.2 and 13% cures for ixabepilone alone and an LCK of 3 and 13%cures with cetuximab alone (id. (Table A-B)).
13. The Lee Declaration states that a second study of lung carcinoma
L2987 resulted in an LCK of >6.5 and 38% cures for the combination of
ixabepilone and cetuximab, compared to an LCK of 3.1 and 0% cures for
ixabepilone alone and an LCK of 2.4 and 0% cures for cetuximab alone
(id.).
14. The Lee Declaration states that the combination of the two
agents surprisingly yielded synergistic anti-tumor efficacy results for the
combination which were significantly superior to either of the single agent
ixabepilone alone, or, the single agent cetuximab alone (id. at 5).
15. The Lee Declaration presents data showing the treatment of lung
carcinoma A549 xenografts in nude mice with ixabepilone alone, cetuximab
alone, or ixabepilone in combination with cetuximab (Lee Declaration, 8,
9).
16. The Lee Declaration states that the combination therapy produced
an LCK of 2.7 and a growth delay of 55 days, compared with an LCK of 1.2
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and a growth delay of 25 days for ixabepilone alone and an LCK of 0.7 and
a growth delay of 14.8 days with cetuximab alone (id. at 8 (Table C)).
17. The Lee Declaration states that treatment with the combination
was substantially more effective than each drug alone in tumor growth.
These results are indeed surprising, unexpected and synergistic (id. at 9).
18. The Lee Declaration presents data showing the treatment of
human pancreatic carcinoma Bx-PC3 xenografts in nude mice with
ixabepilone alone, cetuximab alone, or ixabepilone in combination with
cetuximab (Lee Declaration, 12).19. The Lee Declaration states that the combination therapy produced
a delay in tumor growth of 31.2 days, compared with 21.5 days with
ixabepilone alone and 5 days with cetuximab alone (id. (Table E)).
20. The Lee Declaration states that these results are surprising,
unexpected and synergistic given that the combination of ixabepilone and
cetuximab produced a significant delay in tumor increase over the
ixabepilone alone and the cetuximab alone (id.).
Principles of Law Secondary Considerations
One way for a patent applicant to rebut aprima facie case of
obviousness is to make a showing of unexpected results, i.e., to show that
the claimed invention exhibits some superior property or advantage that a
person of ordinary skill in the relevant art would have found surprising orunexpected. In re Soni, 54 F.3d 746, 750 (Fed. Cir. 1995).
Mere improvement in properties does not always suffice to show
unexpected results. In our view, however, when an applicant demonstrates
substantially improved results . . . and states that the results were
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unexpected, this should suffice to establish unexpected results in the absence
ofevidence to the contrary. Id. at 751.
If an applicant demonstrates that an embodiment has an unexpected
result and provides an adequate basis to support the conclusion that other
embodiments falling within the claim will behave in the same manner, this
will generally establish that the evidence is commensurate with [the] scope
of the claims. In re Kao, 639 F.3d 1057, 1068 (Fed. Cir. 2011).
Analysis Secondary Considerations
The Lee Declaration presents evidence showing the results of treating
human lung carcinoma and human pancreatic carcinoma in an animal model
with a combination of Compound (1) and cetuximab. The evidence
provided shows that treatment with the combination is more effective than
treatment with either agent alone (FFs 12, 13, 16, 19), and Dr. Lee has stated
that the results observed showed synergism and were unexpectedly superior
(FFs 14, 17, 20). Thus, Appellant has demonstrated substantially improved
results and stated that the results were unexpected; this should suffice to
establish unexpected results in the absence ofevidence to the contrary. In
re Soni, 54 F.3d at 751.
The Examiner responds that although the data can be considered
synergistic, they are based on a single dosage for each active agent. . . .
Examiner submits that a showing of a few data points regarding dosages willnot support the entire claimed range, which is any dosage amount.
(Answer 8-9.)
The Examiner, however, has not provided any evidence or technical
reasoning to support a conclusion that the results shown in the Lee
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Declaration would not be representative of other dosages. The Examiner
therefore has not provided an adequate basis for concluding that the data are
not commensurate with the scope of the claims. Cf. In re Kao, 639 F.3d at
1068.
The Examiner also argues that
it is not certain what conclusions can be gathered from Table A-
B. For example, the LCK and Tumor Growth Delay variables
for L2987 (Lung) No. 140 seem to show mere additive effects,
while the % cures seem to show synergism. In Table C, there
seems to be additive effects for LCK and synergism for Tumor
Growth Delay, while no data is given for % cures. The samegoes for Tables D-E. Taking all the data as a whole, it appears
that there are some synergistic results along with some additive
effects.
(Answer 9.)
This argument is also unpersuasive, because the Examiner has
provided no analysis of the data to show that they would have been expected
or do not show synergism. Dr. Lee has testified that the data showsynergistic results for the combination of ixabepilone and cetuximab,
compared to the results for either agent alone (FFs 14, 17, 20). If the
Examiners position is that Dr. Lees conclusion is not supported by the
evidence presented in the Lee Declaration, the Examiner must provide
adequate evidence or technical reasoning to show that the evidence does not
support the declarants conclusion. The Examiner, however, has provided
only conclusory statements of disagreement with Dr. Lees view of the
evidence, which is not adequate to cast doubt on the accuracy of the
evidence provided by the Lee Declaration.
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Conclusions of Law
The cited references support the Examiners conclusion that treating
pancreatic cancer or lung cancer with a combination of Compound (1) and
cetuximab would have been prima facie obvious, but Appellant has
presented evidence of unexpected results that outweighs the evidence
supporting the prima facie case of obviousness.
II.
In the Final Rejection, the Examiner rejected claims 121-127 and 141-
143 for obviousness-type double patenting based on the claims of either U.S.
Patent 6,686,380 B2 or U.S. Patent 7,312,237 B2, combined with Chen
(Office Action mailed July 8, 2009, pp. 2-3). The Examiner also
provisionally rejected claims 121-127 and 141-143 for obviousness-type
double patenting based on the claims of either co-pending application
11/009,579 or application 11/346,579, combined with Chen (id. at 3).
In the Appeal Brief, as a ground of rejection to be reviewed on appeal,
Appellant included [w]hether claims 121-127 and 141-143 are unpatentable
under the judicially created doctrine of obviousness-type double patenting
over claims 1-15 of US Patent 6,686,380 or claims 38-50 of US application
No. 11/346,579 (reissue application of US Patent 6,686,380) in view of
Chen (Appeal Br. 6). Appellant addressed these rejections on the merits
(id
. at 14-15).In the Answer, the Examiner did not repeat any of the double-
patenting rejections from the Final Rejection but stated that the appellants
statement of the grounds of rejection to be reviewed on appeal is correct
(Answer 2). The Examiner also responded to Appellants argument
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concerning the double patenting rejections, and concluded that it did not
overcome the rejection (id. at 10-11).
In the Reply Brief, Appellant noted that application 11/346,579 issued
as RE41,393 on June 22, 2010, effecting the surrender of the 380 patent and
thus the rejection based on claims 1-15 of US Patent 6,686,380 in view of
Chen is moot (Reply Br. 2, n.1). Appellant also noted that the rejections
outstanding after the Appeal Brief was filed were discussed by telephone on
May 11, 2010, and that Appellant was still of the opinion that the
obviousness-type double patenting rejection was improper and thus declinedto file a TD (id. at 3). Appellant again presented arguments addressing the
Examiners position on double patenting (id. at 6).
Based on the record, we understand the Examiner to maintain the
rejection of claims 121-127 and 141-143 for obviousness-type double
patenting based on application 11/346,5797
(now RE41,393) in view of
Chen. We understand the Examiners failure to reproduce this rejection in
the Answer to be an oversight rather than a decision to withdraw the
rejection. We note that Appellant apparently shared this understanding, as
indicated by the comments and argument in the Reply Brief regarding the
rejection.
The Examiner concludes that the claims of RE41,393, read in view of
Chen, are unpatentable for obviousness-type double patenting based on the
same reasoning as set forth in the 103(a) rejection (Office Action mailed
7The Examiner apparently also meant to maintain the double patenting
rejection based on the 380 patent but, as noted by Appellant, this rejection
is moot now that the 380 patent has been reissued as RE41,393.
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July 8, 1009, p. 3). That is, the reissued claims are directed to a method of
using Compound (1) to treat cancer and Chen teaches cetuximab to treat
cancer, in combination with other cancer-treating compounds, so the
combination therapy method of the instant claims is an obvious variation of
the method defined by the reissue claims (seeid. at 4-6 (reasoning of the
rejection based on 35 U.S.C. 103(a)).
We agree with the Examiners reasoning and conclusion.
Appellant argues that the showing of unexpected results in the Lee
Declaration rebuts the obviousness-type double patenting rejection for thesame reason that it rebuts the rejections based on 35 U.S.C. 103 (Appeal
Br. 14-15).
We agree, however, with the Examiner that while a Declaration
showing unexpected results can overcome a 103(a) obviousness rejection,
the same Declaration cannot overcome an obviousness double patenting
rejection (Answer 11). The Examiners position is supported by the case
law. SeeGeneva Pharms., Inc. v. GlaxoSmithKline PLC, 349 F.3d 1373,
1378 n.1 (Fed. Cir. 2003) (The distinctions between obviousness under 35
U.S.C. 103 and nonstatutory double patenting include: . . . Obviousness
requires inquiry into objective criteria suggesting non-obviousness;
nonstatutory double patenting does not.); Procter & Gamble Co. v. Teva
Pharms. USA, Inc., 566 F.3d 989, 999 (Fed. Cir. 2009) (In general, the
obviousness analysis applies to double patenting, except for three
distinctions. . . . Finally, double patenting does not require inquiry into
objective criteria suggesting non-obviousness.).
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Thus, unexpected results cannot be relied on to rebut a rejection for
nonstatutory, obviousness-type double patenting. Since the claims were not
argued separately, we affirm the rejection of claims 121-127 and 141-143.
37 C.F.R. 41.37(c)(1)(vii).
SUMMARY
We reverse the rejection of claims 121-127 and 141-143 under 35
U.S.C. 103(a) based on either Danishefsky and Chen or Vite and Chen.
We affirm the rejection of claims 121-127 and 141-143 for obviousness-type
double patenting based on the claims of RE41,393 in view of Chen.
TIME PERIOD FOR RESPONSE
No time period for taking any subsequent action in connection with
this appeal may be extended under 37 C.F.R. 1.136(a).
AFFIRMED
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s variatio
mbH, 97
F.2d 100
n that the
is double
ween two
lude pateether such
nary skill i
ious vari
he claims
in the art i
580 (Fed.
g analysis
.S.C. 10
[A] doubl
619
leopinion
aimed
asked:
variation
double
ouble
rejectio
patenting
, it is
F.2d
9, 148
patenting
sets of
ntably
n the art.
nt,
of the
n light of
ir. 1986)
is
. See In r
patentin
.
.
e
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8/3/2019 Ex parte Lee Opinion
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App
App
Am
pate
Spe
a cland
cov
349
Gen
cour
t
Sun
138
eal 2011-
lication 1
of the o
the non-
patent p
conside
en Inc. v.
There a
nt may be
ifically, t
im merellaimed,
rage of [a
F.3d 1373
In Pfize
va Phar
t
fou
atenting
tility in t
he compo
atent. Se
eld that a
istinct fr
isclosing
t 1385-86
Pharmac
(Fed. Ci
02616
/850,072
viousness
obviousne
rincipally
ed prior a
F. Hoffm
e certain
used in th
e specific
y define[sto learn t
claim.
(Fed. Cir.
,Inc. v. T
s., Inc. v.
nd claims
here an e
e specific
nd for a
Pfizer, 5
claim to
m an earli
the identic
.
utical Ind
r. 2010).
type reje
ss require
nderlyin
t. (quota
nn-La Ro
instances
obviousn
tion's dis
an obvioe meanin
ee Genev
2003).
va Phar
GlaxoSmi
f a later
arlier pate
tion, and
se describ
8 F.3d at
a method
er claim t
al use. P
ustries Lt
17
tion is an
ent of 35
the doubl
ion marks
he Ltd., 5
where th
ess-type d
losure m
s variatioof [clai
Pharm.,
s. USA, I
hKline P
atent inva
nt claimed
a later pat
ed in the s
1363; Ge
f using a
the identi
izer, 518
. v. Eli Li
logous to
U.S.C. 1
e patentin
omitted))
80 F.3d 1
specifica
ouble pat
y be used
n of what] terms,
Inc. v. Gl
c. 518 F.3
C, 349 F.
id for obv
a compo
nt claime
pecificati
eva, 349
compositi
cal comp
.3d at 13
ly and Co
[a failure
03, excep
g rejection
.
40 (Fed.
tion of an
nting anal
to determi
is earlier dand to int
xoSmithK
d 1353, 1
d 1373,1
iousness-t
nd, disclo
a metho
n of the e
.3d at 13
n is not p
sition in a
3; Genev
., 611 F.3
o meet]
that the
is not
Cir. 2009)
earlier
ysis.
ne whethe
isclosederpret[] th
line PLC,
63 and In
85-86, th
ype doubl
sing its
of using
rlier
5-86. We
atentably
patent
, 349 F.3
1381,
.
r
e
e
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8/3/2019 Ex parte Lee Opinion
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App
App
une
impl
that
Bair
sear
limifund
Cir.
a fin
clai
349
thelater
det
Id.
over
dou
eal 2011-
lication 1
In re Lo
pected re
ied they
Disclo
fall within
d, 16 F.3d
The us
hing com
ationsamental c
1995).
I am not
ding of o
1. Whet
Lee 38
patenta
It is wel
An ob
s in an e
F.3d at 13
ourt conpatent an
ermines w
A later cl
[] or antic
le patenti
02616
/850,072
ngi, 759 F
ults to ov
ay be con
sure of ch
it. In re
380, 382
ofper se
parison of
ith the tease law ap
persuade
viousness
er the pe
, now RE
ly distinct
settled th
iousness-
rlier paten
78 n.1, co
trues thedetermin
hether tho
im that is
ipated by,
ng.
2d 887, 8
rcome ob
sidered, b
mical ge
Jones, 95
Fed. Cir.
rules, whi
the claim
chings oflying it.
that the f
type (non
ding clai
41,393, an
from the
at
ype doubl
t to claim
sists of t
laim[s] ines the diff
e differen
not patent
an earlier
18
4 (Fed. Ci
iousness-
t found th
us does n
F.2d 347
1994).
le undoub
d inventi
he prior aIn re Oc
ANALY
acts and l
-statutory)
s are enc
d whether
ee RE41,
e patentin
in a later
o steps, P
the earlieerences.
ces render
bly distin
claim is i
r. 1985),
type doub
em uncon
t render
, 350 (Fed
tedly less
ninclud
rt, flouts siai, 71 F.
IS
gal prece
double p
mpassed
the pendi
393 paten
g analysis
patent or
izer, 518
patent and. Second
the claim
ct from, i
nvalid for
onsidered
e patentin
vincing.
bvious all
. Cir. 199
aborious t
ing all its
ction 103d 1565, 1
ent befor
tenting.
by the clai
ng claims
in view o
, which c
pplicatio
F.3d at 13
d the clai, the court
s patentab
.e., is ob
obviousne
g rejectio
species
);In re
han a
and the72 (Fed.
us suppo
ms of the
re
f Chen.
ompares
, Genev
63. First,
[s] in the
y distinct.
ious
ss-type
,
t
,
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Application 10/850,072
19
Eli Lilly & Co. v. Barr Labs., Inc., 251 F.3d 955, 968 (Fed. Cir. 2001).
Comparing the claims
The RE41,393 patented claims are to a method of treating a tumor
resistant to oncology therapy with taxane with a compound of the formula of
compound 1 (RE41,393 claim 16) which encompasses pending claim
compound 1 but does not encompass a method of treating cancer with a
combination therapy of compound 1 with antibody C225. Thus, the prior
patent claims and the pending claims are not to the same invention. Thedifference between the patented subject matter and the pending claimed
subject matter is the C225 antibody.
We then must determine whether this difference in the pending claims
renders the claim patentably distinct from the RE41,393 patent claims in
view of Chen. One way of determining this is inquiring whether the pending
claims are an obvious variant of the RE41,393 patent claims. This inquiry
follows.
The obviousness-type double patenting rejections are set forth in the
Final Rejection at pages 2-3.
In addition to the RE41,393 patent claims the Examiner relies on
Chen in the obviousness-type double patenting rejection for the disclosure of
the C225 antibody (cetuximab) for the treatment of cancer.
In determining patentable distinctiveness or obvious variant,
we ask whether the identified difference renders the claims of
the patents non-obvious to a person of ordinary skill in the art in
light of the prior art. See In re Kaplan, 789 F.2d 1574, 1580 (Fed.
Cir. 1986). This part of the obviousness-type double patenting
analysis is analogous to an obviousness analysis under 35 U.S.C.
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20
103. See In re Longi, 759 F.2d 887, 892 n.4 (Fed. Cir. 1985) ([A]
double patenting of the obviousness type rejection is analogous to [a
failure to meet] the non-obviousness requirement of 35 U.S.C. 103,
except that the patent principally underlying the double patentingrejection is not considered prior art. (quotation marks omitted)).
Amgen Inc. v. F. Hoffmann-La Roche Ltd., 580 F.3d 1340 (Fed. Cir.
2009).
Since the double patenting of the obviousness-type rejection is
analogous to a failure to meet the non-obviousness requirement of 35 U.S.C.
103, we look to relevant obviousness analysis. The question of
obviousness is resolved on the basis of underlying factual determinations
including: (1) the scope and content of the prior art; (2) the level of ordinary
skill in the art; (3) the differences between the claimed invention and the
prior art; and (4) secondary considerations of nonobviousness, if any.
Graham v. John Deere Co., 383 U.S. 1, 17 (1966).
This analysis was not performed by the Examiner and is error. TheExaminer merely determined that Appellants evidence of non-obviousness
in the Lee Declaration was not relevant to the obviousness-type double
patenting rejection. The majority agrees citing Geneva, fn1.
I respectfully disagree.
When the appropriate 103 analysis is performed, patentable
distinctiveness is found and the obviousness-type double patenting rejection
should be reversed.
In reviewing the obviousness rejections over Danishefsky or Vite and
Chen, the majority performed the 103 analysis ofGraham and concluded
that the Declaration of Lee provided convincing evidence of unexpected and
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21
synergistic results when compound 1 is combined with cetuximab. The
majority reversed the obviousness rejections based on secondary
considerations of non-obviousness.
I agree with the majoritys conclusion that the Declaration of Lee
overcomes the obviousness rejections. For the same reasons, I find that the
Declaration also overcomes the obviousness-type double patenting rejection
and shows patentable distinctiveness of the claimed invention. See also,In
re Procter and Gamble Co. v. Teva Pharms USA, Inc. 566 F.3d 989, 999
(Fed. Circ.2009) wherein the Federal Circuit determined that risedronate wasnot obvious under 103, considering a showing of long-felt need, and thus for
the same reason the obviousness-type double patenting rejection was not
affirmed.
Distinguishing Geneva and Pfizer
The Examiner assumes per se that a Declaration and secondary
considerations cannot overcome an obviousness-type double patenting
rejection. The majority cites Geneva and Procter & Gamble for this
proposition of law. I do not find this case law persuasive or relevant to the
pending facts. Moreover, [t]he use ofper se rules, while undoubtedly less
laborious than a searching comparison of the claimed inventionincluding
all its limitationswith the teachings of the prior art, flouts section 103 and
the fundamental case law applying it.In re Ochiai, 71 F.3d 1565, 1572
(Fed. Cir. 1995).
The facts before us are distinct from those ofGeneva cited by the
majority. The facts before us are not a claim to a method of using a
composition [which] is not patentably distinct from an earlier claim to the
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8/3/2019 Ex parte Lee Opinion
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App
App
iden
Gen
its s
met
for
pate
pan
antil. 14
cons
Circ
the
sho
type
sug
obvi
reas
pate
lega
10In
earli
eal 2011-
lication 1
tical com
eva, 349
ecific fac
To the c
od of trea
ula 1 (clai
nt does no
reatic and
ody C225-16)
10as
A caref
istent wit
uit determ
ederal Ci
ing of lo
double pa
In the p
est a pate
ousness-t
ns as the
Moreov
nting does
ly unsupp
Pfizer, th
er patent.
02616
/850,072
osition in
.3d at 138
s.
ontrary, th
ting a tum
m16. ) U
disclose
lung canc
(Imcloneresently cl
l review
the legal
ined that r
cuit, in ad
g-felt nee
tenting rej
esent case
tably disti
pe double
obviousne
r, footnot
not requir
orted and
newly cl
a patent di
5-86. The
e facts be
or which i
like Gen
a method
ers by ad
antibody iaimed.
fIn re Pr
precedent
isedronate
dition to 1
, and thu
ection wa
, as in Pro
nct invent
patenting
ss rejectio
e 1 in Gen
e objectiv
is simplex
imed use
22
sclosing t
holding i
ore us are
taxane r
va, the Sp
of treating
inistratio
mmunosp
cter and
cited here
was not o
03 consid
for the sa
not affir
cter, the s
ion is bein
rejection
ns.
eva, espo
criteria s
or obiter
was descri
e identic
Geneva
, RE41,39
sistant wi
ecificatio
cancer se
of the cl
ecific for t
amble su
in. In Pro
bvious un
rations, a
me reason
ed. 566
econdary
g claimed
hould be
sing that
uggesting
ictum to t
ibed in the
l use as s
hould be l
patented
h a comp
of the R
ected fro
imed com
he EGFR,
ggests a h
cterthe F
er 103. I
so consid
the obvio
.3d at 99
onsiderati
and that t
eversed f
on-statut
non-obvio
he Genev
specificat
et forth in
imited to
claims to
und of
41,393
pound wit
Spec. 24,
lding
deral
that case
red a
usness-
.
ons
e
r the sam
ry double
usness is
ion of the
a
h
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23
decision.11
To the contrary,In re Longi,759 F.2d 887, 897 (Fed. Cir. 1985)
considered whether unexpected results can overcome obviousness-type
double patenting rejection, implied that they could, but found them
unconvincing on the facts of that case. Moreover, the holding in Geneva
addresses the situation in which an earlier patent claims a compound,
disclosing the utility of that compound in the specification, and a later patent
claims a method of using that compound for a particular use described in the
specification of the earlier patent. Sun Pharmaceutical Industries Ltd. v.
Eli Lilly and Co., 611 F.3d 1381, 1384 (Fed. Cir. 2010). Those are not thefacts in the present case.
Therefore, in view of secondary considerations, the pending claims
define a patentably distinct invention from those of Lee RE41,393, and the
holding and dicta in Geneva is not germane to the facts in the present case.
2. Whether the secondary considerations such as unexpectedresults provide the patentee with a timewise extension of apatent for the same invention or an obvious modification
thereof.
It has long been recognized in the law that unobvious improvement
patents do not result in a timewise extension of a patent for the same
11
As the United States Supreme Court has put it: "dicta may befollowed if sufficiently persuasive but are not binding." Central Green
Co. v. United States, 531 U.S. 425 (2001), quotingHumphrey's
Executor v. United States, 295 U. S. 602, 627 (1935).
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invention or an obvious modification thereof. As there has been a showing
of patentable distinctiveness on the facts in the present case in the
Declaration of Lee, there is no timewise extension of a patent for the same
invention or an obvious modification thereof. The modification of
coadministering compound one with antibody C225 for the treatment of
specific cancers is an unobvious modification of the Lee Rexamined 380
claims. Further, when the patent term on the Lee Reexamined 380 patent
expires, the use of compound 1 for the treatment of taxane resistant cancers
by the public is no longer controlled by the patent, and thereafter, only thepatentably distinct use of the compound 1 in combination with antibody
C225 would be covered by a distinct patent term. Thus, no extension of
patent term would result.
CONCLUSION
The pending claims are partially encompassed by the Lee RE41,393
patent, however the pending claims are patentably distinct from the claims
of the Lee RE41,393 patent in view of Chen.
No timewise extension of patent protection results from patentability
of the pending claims.
For these reasons, the obviousness-type double patenting rejection
should be reversed.
lp