evaluating digital libraries dea (not the drug enforcement agency) paul kantor lida 2007

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Evaluating Digital Libraries DEA (not the Drug Enforcement Agency) Paul Kantor LIDA 2007

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Evaluating Digital LibrariesDEA

(not the Drug Enforcement Agency)Paul Kantor

LIDA

2007

Prof. Saracevic showed evaluation as a magician, pulling a rabbit out of a hat.

Qualitative versusQuantitative?

Economics of Digital Libraries

The baseball player with 2 hits last season; 5 hits this week.

The difference is ...Not 3

Quantitative studies are subtle

Informed by, and

informing

qualitative studies

Baseball player ..

• Outputs– Hits– Bases– Runs scored– Hit safely– Runs batted in– Attendance/fans– Earnings

• Inputs– Games played– At bats– Salary

• 1. Which players are “economically better”

You can’t learn ...– to hit a baseball– to kick a football– to dance the kolo– to play the gaida– to run a library

• by reading about it– you need to

• see it• feel it• ask questions about it

( , , )type type type typehigh medium lows s s s

• Outputs– quantity– quality– impact

• We cannot have impact without quantity– quality is an aspect of quantity

Evaluation compares output to inputs

For comparison we’d like to see a single number

• But there are many kinds of service– lending materials– reference assistance– providing copies– obtaining remote materials

• and many kinds of input– staff expenses– materials– licenses/contracts.

• Can form too many ratios:

• Sometimes called “ratio analysis”

• not very useful

( , ) /i jratio i j Output Input

With many kinds of Inputs and Outputs

The better approach

• Assess each output by its importance to the organization

• Assess each input by its cost to the organization

1 1 N NInput I I

1 1 N NOutput O O

Depends on L

Depends on L

The “small print”-- details

• Each parameter, is constrained to be “reasonable” by requiring that it relate to what is known about costs.

• Or we can use 4 instead of 2.

( ) ( )(1/ 2) / 2

( ) ( )A BaverageUnitCost A averageUnitCost A

averageUnitCost B averageUnitCost B

Sets allowable range

Then divide

• Get the performance ratio that really matters– to this organization

• How to compare with others?– Charnes and Cooper found a way– let each organization select its own weights– let it choose them to make it look as good as

possible

How to compare

• If I choose weights to make my library look as good as possible

• we can use the same weights to see how efficient every other library is– if I am the most efficient– I get a “gold star”– if not– I can compare my efficiency to the best

So DEA has two steps

• 1. For each library– make it look as efficient as possible– compare it to the others– compute

• 2. Compare the efficiencies of all the libraries in a sensible “peer group”

/tomakemelook good BestMyLibraryeff e e

Input

Output

L

C

B

A

Using the alpha and beta for library L. A, B are other libraries. They use fewer resources. They are part of the Pareto frontier,

The frontier

Slope of this line is e

Output

C

B

A

Input

Output

L

C

B

A

H

ILIH

Output

L

C

B

A

Input

Output

L

C

B

A

H

ILIH

The “hypothetical library” H could give the same outputs, with lower inputs. A, B are real libraries

( )

( )

Inputs Hefficiency

Inputs L

How to do it

• Use DEA software

• Hire a bright Operational Researcher– it can be coded into Excel– but it takes some work to do it

• Assemble a group of peer libraries

• Gather the statistics

• “Crunch the numbers”

Then what?• Either a library is Pareto optimal

– no changes required

• Or it is not, because there is some set of libraries which define a more efficient way of doing precisely what this library wants to do– arrange for visits by line managers– groups supervisors– see how they do it

L

C

B

A

Input

Output

L

C

B

A

H’

OL

OH

The “hypothetical library” could give more outputs, with the same inputs. C, B are real libraries

These libraries are doing

things better

( )

( ')

Outputs Lefficiency

Outputs H

Because the library L is “inside the envelope” made by better libraries:

DATA ENVELOPMENT ANALYSIS

Visiting is necessary

• The paper description of policies and procedures can conceal 4-fold efficiency or 4-fold waste. A ratio of 16 has been observed between best and worst efficiencies

Extension to digital libraries

• Need solid, measurable definitions of services– human interaction– web-based interactions

• is it the page or the book? (King: kiloword page)• is it the page or the site• is the service in the link• or in the annotation• or in the pages retrieved [!! We cannot see them!!]

Your suggestions needed• Outputs must be

– measurable• with a reasonable effort

– comparable• meaning should be the same at other libraries

– sensible • makes sense to key “Stakeholders”• library managers• funding sources• patrons

Extension to digital libaries

• Link versus Lease

• Links– with links to other open services– partners, public sites, consortia– no direct expense to the using library per use

• Leases– direct expense– recurring -- no need to amortize :)

The kinds of inputs

• Staff

• Equipment

• Software

• Training

• Licenses

• ….. Defining these is the next step

• Input measures must be available, comparable, sensible.

[email protected]

• references are in the paper

Hvala