etymology and lexicalization in cognitive grammar · 2017-12-01 · etymology itself, the operating...

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県立広島大学人間文化学部紀要 10,45-51(2015) Etymology and Lexicalization in Cognitive Grammar CHUNG, Wootaek (Prep. Univ. of Hiroshima) 1. Introduction The goals and subjects of linguistics in the last century had been focused on the works that was analyzing the data based upon natural language or spoken languages and finding out the regularities of language phenomena. At the last decades of last century, along with the broad understanding of structures and functions of brain, interdisciplinary researches of human intelligence and real substance and mechanism of human communication ability were activated. Consequently it became inevitable to cooperate with other disciplines and to extend its territory. The efforts to understand the substance of human communication ability which supports intellectual competence are strongly demanded, as well as practical and traditional territories of linguistics as the humanities, such as school-grammar education, language education. It is necessary to investigate the mechanisms of communication ability based upon intellect and cognitive competence. Furthermore it is necessary to reconsider, on the basis of actual experiences and language performances, which one is more empirical and positive approach; module-based theory that linguistic ability is composed of separated categories, and network theory working as a complex of intellectual faculties. In this paper, among some controversial issues in relation to the territory of linguistics, archetype notion of lexicalization-grammaticalization in cognitive grammar and etymological method would be discussed as examples of comparison. In fact, the notion of archetype (or prototype) has no empirical ground to be treated as basic notion at the categories of lexicon and grammar. More fundamental categories of concepts could be admitted in cognitive science, but it is inapplicable to the level of lexicon-grammar. It is more empirical to suppose that the schematization of conceptualization and the process of lexicalization-grammaticalization belong to different levels. The notion of archetype in the process of conceptualization is repeated at the level of lexicalization-grammaticalization: from source domain of a concept to target domain. It is applicable to polysemy and homonymy. The archetype (prototype) is considered to be conceptualized without teaching or acquisition. On the contrary the source domain of concept is not cognized by the language users, it is usually acquired by learning afterwards. The reason why to compare etymological works with the archetype-notion and source concept of CG (cognitive grammar) is that they are useful for instrumental concept to understand the processes concerned. Etymological works have derived from the question of seeking the history of word changes and it also got to make up a part of basic works investigating historical changes of language. While on the other any linguist who takes analytic methods is unwilling to mention it, because the word‘etymology (meaning from Greek: studying the true sense)’ contains a sense of value or genuineness. It is impossible to clear up the ultimate origin of a word, but also the methods of many etymologists seem lack of understandings of the mechanism of language learning 45

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Page 1: Etymology and Lexicalization in Cognitive Grammar · 2017-12-01 · etymology itself, the operating mechanism of making up folk-etymology provides suggestive ideas. The re-constructed

県立広島大学人間文化学部紀要 10,45-51(2015)

Etymology and Lexicalization in Cognitive Grammar

CHUNG,Wootaek(Prep.Univ.ofHiroshima)

1. Introduction

Thegoals and subjects of linguistics in the last centuryhadbeen focused on theworksthatwas analyzing thedatabaseduponnatural languageor spoken languages and findingout the regularities of languagephenomena.At the lastdecades of last century, alongwiththebroadunderstandingof structuresand functionsofbrain, interdisciplinaryresearchesofhuman intelligenceandreal substanceandmechanismofhumancommunicationabilitywereactivated.Consequently itbecame inevitable tocooperatewithotherdisciplinesandtoextendits territory.Theefforts tounderstand thesubstanceofhumancommunicationabilitywhichsupports intellectual competenceare stronglydemanded, aswell aspractical and traditionalterritoriesoflinguisticsasthehumanities,suchasschool-grammareducation,languageeducation.It isnecessaryto investigatethemechanismsofcommunicationabilitybasedupon intellectandcognitivecompetence.Furthermoreitisnecessarytoreconsider,onthebasisofactualexperiencesand languageperformances,whichone ismoreempiricalandpositiveapproach;module-basedtheorythatlinguisticabilityiscomposedofseparatedcategories,andnetworktheoryworkingasacomplexofintellectualfaculties.Inthispaper,amongsomecontroversialissuesinrelationtotheterritoryoflinguistics,archetypenotionoflexicalization-grammaticalizationincognitivegrammarandetymologicalmethodwouldbediscussedasexamplesofcomparison. In fact, thenotionofarchetype (orprototype)hasnoempiricalgroundtobetreatedasbasicnotionatthecategoriesoflexiconandgrammar.Morefundamentalcategoriesofconceptscouldbeadmittedincognitivescience,but it is inapplicable to the levelof lexicon-grammar. It ismoreempirical to supposethat theschematizationofconceptualizationandtheprocessof lexicalization-grammaticalizationbelongtodifferentlevels.Thenotionofarchetypeintheprocessofconceptualizationisrepeatedattheleveloflexicalization-grammaticalization:fromsourcedomainofaconcepttotargetdomain.It is applicable topolysemyandhomonymy.Thearchetype (prototype) is considered tobeconceptualizedwithoutteachingoracquisition.Onthecontrarythesourcedomainofconceptisnotcognizedbythelanguageusers,itisusuallyacquiredbylearningafterwards.Thereasonwhytocompareetymologicalworkswiththearchetype-notionandsourceconceptofCG (cognitivegrammar) is that theyareuseful for instrumentalconcept tounderstandtheprocessesconcerned.Etymologicalworkshavederivedfromthequestionofseekingthehistoryofwordchangesanditalsogottomakeupapartofbasicworksinvestigatinghistoricalchangesof language.Whileontheotheranylinguistwhotakesanalyticmethodsisunwillingtomentionit,becausetheword‘etymology(meaningfromGreek:studyingthetruesense)’containsasenseofvalueorgenuineness. It is impossible toclearuptheultimateoriginofaword,butalso themethodsofmanyetymologistsseemlackofunderstandingsofthemechanismoflanguagelearning

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andtheprocessofdiachronicchanges.Butusingetymologicalanalysis ispracticallyaneffectivewaytolearnandenlargevocabulary.Weknowthatadictionaryofestablishedreputationwouldnotmissetymologicalanalysisout.

2. Method of etymology

2 . 1 . Contents of etymology are only handled as diachronic changes of lexical items.Aproblematic issuewasconcernedwiththeviewpointofvalueandtheattitudetowardhistoryoflinguisticchanges.Controversialpointsofetymologyareasfollows.Thefirst, theaimortaskofetymologywasto trackvocabularyto theultimateorigins.Thisattitudeassumesateleologicalviewpointthatlanguagehasultimateelementsandlanguageitselfhasthereasonforbeing.Thesecond,etymologysometimes leadsto irrationalunderstandingof linguistic factsandmysticismabout language.Likea taboooranamulet,knowledgeabout languagecausesan illusionasasubstitute forrealworld.Etymologicalstage itselfrepresentsaphaseofdiachronicchanges,notunchangeable.Itisdifficulttoadmitetymologywithoutconsiderationaboutacontextofchanges.Neverthelessthereasonofincludingetymologicalexplanationsinalarge-scalelinguisticdictionaryisdue to theeffectiveness forvocabulary learning.The first, itprovidesananalyticview forvocabulary.Thesecond, itenrichesvocabulary-aneologism,anarchaismetc.Thethird,relatedwordgroupof a language-learner canbeeasilymadeup. It is consideredasevenespeciallymoreeffective toolwhen learningnon-native languages.Etymologicalorhistoricalapproachatvocabularyacquisitioncouldbeadmitted insubstancealthoughthe term‘etymology’ isbeingshunned.

2. 2. Example: folk-etymology

Atypicalexampleofpseudo-etymologyisfolk-etymology.Thesomeexamplesofitisasfollows.

(1a)bridegroom:OE.guma(man)>>groom(<<attendant)(fromobsoletism)(1b)cockroach:Sp.cucaracha>>cock+roach(incorrectanalysisfromforeignlanguage)

(2a)ulge>ul-γe>ure>> urwe[울게>울에>우레>>우뢰(雨雷)](2b)chilssam>>kilssam(weavingcloth) [질쌈>>길쌈](hyper-correction)

(3a)akagire(あかぎれ):aka+kire[<<a(足)+kakaru(皸)] (3b)namida(涙) 1 [<<?na(生る)+mi(水)+deru(出)]

1Itseemsmorereasonablethat‘namida(<namita)’andThai‘náamtaa(tears)’makecognatesinaviewpointofhistorical-comparativelinguisticmethod.Thai‘náamtaa’iscompoundof‘náam’(water)and‘taa(eye)’.

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県立広島大学人間文化学部紀要 10,45-51(2015)

Even though it isundoubtedlydifficult andunnecessarywork toverifyopinionsabout folk-etymologyitself,theoperatingmechanismofmakingupfolk-etymologyprovidessuggestiveideas.There-constructed frameworkofetymology in theprocessofsuchawork isapplicable to thereverseflowofderivingfromprototypeorsourcedomainatthecognitivegrammar.Thecognitivemechanismwithwhich language-user re-constructanetymology is similar insubstance to thelexicalizationincognitivegrammaraboutthediffusion-transitionprocessofmeaning.Itisamatterof‘time’and‘cognitivemechanism’.Thediachronicchangewhich language-usercannotgraspthewholeprocessonlyby intuitionrepeatsthesamemechanismintheprocessof lexicalizationinCG.Becauseauser’s linguisticability inwhich linksofcognitiverelationsareseveredhavetoestablishnewrelations(orsematicnetwork).Forexample,inthecaseoftaking‘centralpark’asanexamplewecanassumetwocases: theonewhosemind‘apark locatedat thecenterofatown’comes into,andtheothersomespecificparksuchas‘CentralPark inNewYork’.Themeaningsandconceptsofeachotheraremadeupindifferentways.

2 . 3 .Asemanticnetworkofanindividualisalwaysboundtodevelopitselffrominitialstage:inafigurativesenseitcouldbecalled‘initialization’.Itissimilartothephenomenonthatphylogenyrepeatsontogenyinbiology.Theaccumulationofevolutionofphysiologicalbrain-functionsdoesnotguaranteethedevelopmentofcontentinthebrain.DevelopmentofIntellecthasnotaccompaniedaccumulationofknowledge.Asapplicationshavetobeinstalledagainatanewcomputersystem,asemanticnetworkornetworkofmeaningsandconceptsofaspecificuserhastobeestablishednewly.There-constructionofetymologycorresponds to suchaprocess.Sometimeserrorsofanalysishappentooccur: that is folketymology.Themechanismofprocess isapplicable to inthe lexicalization inCG, too.Thesamecognitivemechanism isworking in theprocesses.Asetymologicalinformationisnotsetupinthebrainoflanguageuser,informationaboutprototypeandprocessoflexicalizationisso.

3. Lexicalization in CG and prototype

3 . 1 .Developmentofcognitivescienceowetoneuroscienceandbrainphysiology,andcognitivegrammarcouldmakeuseofsuchresultsofneighboringdisciplinesfurthermore.Aftertheconcept

‘prototype’isshapedfromtheacademictraditionsofphilosophyandpsychology,itisstillusefulconcept in the field of cognitive science.Concerning the concept‘prototype (archetype)’ofcognitivegrammaranissuecouldbediscussed.Itwouldbeadiscussionaboutaninterpretationofmechanismofmeaningchangeintheprocessoflexicalization.Thefirstissueisthatprototypehasarealexistenceinthebrainoflanguageuser,andthesecondishowchangesoriginatedfromthesourceconceptcouldspreadintootherusers.

Thereisnoevidenceorproofofthefirstquestion.Inempiricaljudgmentlanguageuserratherre-constructsprototypebyanalogy forhimselfandre-formprototypebyacquisition.Atypicalexample isanerror inananalysis (‘meta-analysis’ inoldterms)at folketymology.Eventhoughtheconceptofprototype (archetype) isanavailablemeansexplaining lexical-semanticnetwork

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and lexicalizationas ifan imaginarynumber isavailableatmathematics, there isnoempiricalandpositivegroundtobelieve thatprototypeexistreallyor languageusercognize itapriori.Concerninglexicalization,theflowofaprocessbetweensourcedomain(ofaconcept)andderiveddomain(ofaconcept)isexplainedasprogressivedirection.Practicallytheprocessofcognitionisconsideredtoshowreversedirection.Thisisapplicabletothecaseofprototype,too.

Howare theconceptofprototypeand thesourceconceptat lexicalizationmadeup in thecognitionofuser?The first, it comes fromthesensoryexperiences. In thecase thatasourceof experience is changed, the conceptofprototype itself changes, too.Theprototype isnotunchangeable, but variable according to environmentbeing cognizedby languageuser. Itresemblesthe formationprocessofdialectareas.As ifdialectarea isdividedandre-formedbylanguagecontacts,prototypeconceptisre-formedbyinfluencesofenvironments.Thesecondisare-constructionofprototypebyacquisition.Itismadeuporre-formedbyetymologicalanalysisasmentionedbeforeorlanguagelearningwithininfluencesofschoolandmassmedia.

3.2. How the changes spreadWiththeassumption that linguisticchangeoccursandtheresult isre-formedat the levelof

user individual, it isevident fromempiricalexperiencesthatgeneticheredityoroutside factorcannotinterveneintheprocessoflanguageacquisitionandtheformationoflinguisticability.Newchangesofasourceuserspreadby languagecontacts. Incontemporary timessocial factoroflanguagecontactsismoreinfluentialthangeographicalfactor.Inthecaseofyounggenerationnon-face-to-facecontactssuchasSNSareremarkablefactors.

3.3. Structure of lexical item (lexeme)Thediscussionaboveaboutprototype intends tounderstand lexical itemandmechanismof

lexicalization.Astructureoflexicalitemcouldbeschematized.

Figure� 1 .�Structure�of�Lexical�item

conceptual meaning01conceptual meaning02

.........conceptual meaningN

grammatical information01grammatical information02

.........grammatical informationN

pragmatic information01pragmatic information02

.........pragmatic informationN

sound image01soundimage02

.......sound imageN

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In the case ofpolysemy (andhomophony), conceptualmeaning01andconceptualmeaning02are independent fromeachother,butpolysemydoesnotshare itsgrammaticalandpragmaticinformation.itfunctionsasaseparateitem.Itisthepracticalmechanismoflexicalizationthattherelationofpolysemyisre-constructedintheprocessoflanguageacquisitionofanindividual.Theinstancesatfirststageoflexicalizationareasbelow.

(4a)바가지[agourd.](4b)바가지를긁다[verb.yap.(scratchagourd)]

(5a)しも [下、下流](5b)しものせわをする

(6a)will[verb](6b)will[modal]

Thechange from (6a) to (6b)presentsaprocessof lexicalization (exactly,grammaticalization).Theprocessofgrammaticalizationisendedwhen(6a)becomeanobsoleteword.Examplesof(4a),(5a) is incurrentprocessof lexicalization.After theresultof lexicalization, it iscalledas fossilremainedatcompoundsoridioms.Therelationof(a)and(b)-afterwardetymologicalrelation-isnotrecognizedatfirststageoflanguagelearningbecausetheprocessoflanguagelearningstartsfromacleansheet.

4. Concluding remark

A linguistic theoryneeds tobe explanatorybecause it has to analyze and interpret thephenomena.Thecausesof linguisticchangescouldbeexplainedsuchawaythat thecognitivemechanismof languageacquisitionalways requires initializationor resetof linguisticability.Therefore thepresentaimof linguistic studyneeds to investigate themechanismof languageand toco-operatewithothersciences.Even if linguisticability itself is innate like intellectofhuman-beings,thecontentsare innovatedandrenewedallthetimes.Thechangesanddiversityof languagesare inevitable.Languageeducationand languageplanneedtotakesuchnatureoflanguagemechanismintoconsideration.

References

Langacker,Ronald.W., (2007), ‘Cognitive grammar’, in theOxfordHandbook ofCognitiveLinguistics(ed.ByGeeraertsandCuyckens),OxfordUniv.Press.

Langacker,Ronald.W., (2011),‘Grammaticalization andCognitivegrammar’, in theOxfordHandbookofGrammarticalization(ed.ByNarrogandHeine),OxfordUniv.Press.

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Chung,Woo-taek(2014),‘LexiconinCognitiveLinguisticsandDiachronicmethod’,inBulletinofthefacultyofhumancultureandsciencev.9,Pref.Univ.ofHiorshima.

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Abstract

Etymology and Lexicalization in Cognitive Grammar

CHUNG,Woo-taek(Pref.Univ.ofHiroshima)

Amongsomecontroversial issues inrelationtotheterritoryof linguistics,archetypenotionoflexicalization-grammaticalization incognitivegrammarandetymologicalmethodwerediscussedasexamplesofcomparison.Thenotionofarchetype(orprototype)hasnoempiricalgroundtobetreatedasbasicnotionatthecategoriesoflexiconandgrammar.Itismoreempiricaltosupposethat theschematizationofconceptualizationandtheprocessof lexicalization-grammaticalizationbelongtodifferentlevels.Thenotionofarchetypeintheprocessofconceptualizationisrepeatedattheleveloflexicalization-grammaticalization:fromsourcedomainofaconcepttotargetdomain.Asemanticnetworkofan individual isalwaysbound todevelop itself from initial stage: inafigurativesenseitcouldbecalled‘initialization’.

Theoriginoftheconceptofprototypeandthesourceconceptatlexicalizationareasbelow.Thefirst,itcomesfromthesensoryexperiences.Inthecasethatasourceofexperienceischanged,theconceptofprototypeitselfchanges,too.Theprototypeisnotunchangeable,butvariableaccordingtoenvironmentbeingcognizedby languageuser. Itresembles the formationprocessofdialectareas.As ifdialectarea isdividedandre-formedby languagecontacts,prototypeconcept isre-formedbyinfluencesofenvironments.Thesecondisare-constructionofprototypebyacquisition.It ismadeuporre-formedbyetymologicalanalysisasmentionedbeforeor language learningwithininfluencesofschoolandmassmedia.

Thecausesof linguisticchangescouldbeexplainedsuchawaythatthecognitivemechanismof languageacquisitionalwaysrequires initializationorresetof linguisticability.Therefore thepresentaimoflinguisticstudyneedstoinvestigatethemechanismoflanguageandtoco-operatewithothersciences.

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