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Electro-acupuncture versus Sham Electro-acupuncture versus Standard Care for Acute and Delayed Chemotherapy-Induced Nausea and Vomiting—A Feasibility Pilot Study and Acupuncture Service Evaluation in the Day Oncology Unit Christopher Graham McKeon A thesis submitted in fulfilment of the requirements for the degree of Master of Science (Honours) Health Science National Institute for Complementary Medicine, School of Science and Health, University of Western Sydney June, 2014

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Page 1: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

Electro-acupuncture versus Sham Electro-acupuncture

versus Standard Care for Acute and Delayed

Chemotherapy-Induced Nausea and Vomiting—A

Feasibility Pilot Study and Acupuncture Service Evaluation

in the Day Oncology Unit

Christopher Graham McKeon

A thesis submitted in fulfilment of the requirements for the

degree of Master of Science (Honours) Health Science

National Institute for Complementary Medicine,

School of Science and Health, University of Western Sydney

June, 2014

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Declaration

I, Christopher Graham McKeon declare that this thesis, submitted in fulfilment of the

requirements of the award of Master of Science (Honours), in the National Institute

for Complementary Medicine, School of Science and Health, University of Western

Sydney, is wholly my work unless otherwise referenced or acknowledged. This

document has not been submitted, either wholly or in part, to any other educational

institution.

Signature: Date: 15th June 2014

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Acknowledgments

I wish to give my love and thanks to my lovely wife Danielle and two beautiful boys

Hamish and Callum, who have given me great support and tolerance as I have strived

to complete this research and particular to the boys and their lost afternoons playing

cricket and rugby because Dad was too busy writing. This thesis is dedicated to my

family who has been with me throughout this long journey.

To my supervisors, Professor Caroline Smith, Professor Esther Chang and Professor

Janet Hardy I thank you for your help, encouragement, patience and support during

this project. Particular thanks go to Caroline for her extreme patience, as I was

developing my academic writing skills. You collectively have helped me grow as a

person and a researcher, so I thank you. I would like to acknowledge and thank Elite

Editing, who edited my thesis, and editorial intervention was restricted to Standards

D and E of the Australian Standards for Editing Practice.

My thanks go to the Australian Acupuncture and Chinese Medicine Association and

the Mater Foundation for the funding to conduct the trial. My gratitude also goes to

the Mater Foundation and the Smiling for Smiddy Foundation for the funds to set up

the acupuncture service in the day oncology unit in the Mater Adult Hospital, being

the first one in Australia where the patients do not pay was an honour and pleasure.

To all my colleagues in the Mater day oncology unit, doctors, nurses, allied health

and administration staff thank you for the support and help to conduct this trial and

service evaluation I could not done it without your help.

And finally but definitely thank you to the wonderful patients who agreed to

participate and utilise the service.

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Contents

Declaration .................................................................................................................. ii Acknowledgments ..................................................................................................... iii Contents ..................................................................................................................... iv List of Figures .......................................................................................................... viii List of Tables ............................................................................................................. ix List of Abbreviations ................................................................................................. x Abstract ...................................................................................................................... xi Chapter 1: Cancer Treatment Side Effects and Complementary Medicines ....... 1

1.1 Introduction ........................................................................................................ 1 1.2 Background ........................................................................................................ 2 1.3 Cancer ................................................................................................................ 2 1.4 Management of Cancer ...................................................................................... 3

1.4.1 Surgery ........................................................................................................ 3 1.4.2 Radiotherapy ............................................................................................... 4 1.4.3 Chemotherapy ............................................................................................. 4

1.5 Chemotherapy Adverse Effects .......................................................................... 6 1.6 Chemotherapy-Induced Nausea and Vomiting .................................................. 7

1.6.1 Mechanism of Chemotherapy-Induced Nausea and Vomiting ................... 9 1.6.2 Evidence-Based Research and Practice in Relation to Chemotherapy-

Induced Nausea and Vomiting ................................................................... 9 1.6.3 Use of Anti-Emetics in the Treatment of Chemotherapy-Induced

Nausea and Vomiting ............................................................................... 10 1.6.4 Treatment of Chemotherapy-Induced Nausea and Vomiting Using

Non-Pharmacological Interventions ......................................................... 11 1.7 Use of Complementary Medicine (Including Acupuncture) in Cancer Care ... 15 1.8 History and Definition of Acupuncture ............................................................ 16 1.9 The Practice of Acupuncture ............................................................................ 16 1.10 Rationales and Style of Acupuncture ............................................................. 17 1.11 Integrative Medicine ...................................................................................... 17 1.12 History of Integrative Oncology .................................................................... 18 1.13 Conclusion...................................................................................................... 21

Chapter 2: A Systematic Review of Acupuncture and/or Acupressure for Chemotherapy-Induced Nausea and Vomiting ..................................................... 22

2.1 Introduction ...................................................................................................... 22 2.2 Background ...................................................................................................... 22 2.3 Methods ............................................................................................................ 23

2.3.1 Type of Studies ......................................................................................... 23 2.3.2 Participants ................................................................................................ 23 2.3.3 Type of Intervention to be Included .......................................................... 24 2.3.4 Types of Outcome Measures ..................................................................... 24 2.3.5 Search Strategy ......................................................................................... 24

2.4 Methods of the Review .................................................................................... 25 2.4.1 Study Selection ......................................................................................... 25 2.4.2 Data Extraction ......................................................................................... 25

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2.4.3 Assessment of Risk of Bias ....................................................................... 25 2.4.4 Measures of Treatment Effect ................................................................... 26

2.5 Systematic Review ........................................................................................... 26 2.6 Randomised Controlled Trials ......................................................................... 27

2.6.1 Excluded Studies ....................................................................................... 29 2.6.2 Excluded Reviews ..................................................................................... 29

2.7 Characteristics of the Studies ........................................................................... 29 2.8 Description of the Interventions ....................................................................... 30 2.9 Outcome Measures ........................................................................................... 31 2.10 Assessment of Risk of Bias in Acupuncture Trials ........................................ 31

2.10.1 Selection Bias .......................................................................................... 35 2.10.2 Attrition Bias ........................................................................................... 35 2.10.3 Performance Bias .................................................................................... 36 2.10.4 Measurement Bias ................................................................................... 36

2.11 Assessment of the Risk of Bias Acupressure Trials ....................................... 36 2.11.1 Selection Bias .......................................................................................... 36 2.11.2 Attrition Bias ........................................................................................... 37 2.11.3 Performance Bias .................................................................................... 37 2.11.4 Measurement Bias ................................................................................... 37

2.12 Meta-Analysis ................................................................................................ 37 2.12.1 Acupuncture plus Medication v. Medication Only ................................. 37

2.12.1.1 Frequency of Vomiting ..................................................................... 37 2.12.1.2 Dose of Rescue Medication .............................................................. 38

2.12.2 Acupuncture plus Medications v. Sham Acupuncture plus Medications .............................................................................................. 38

2.12.2.1 Frequency of Vomiting ..................................................................... 38 2.12.2.2 Frequency of Nausea........................................................................ 38 2.12.2.3 Dose of Rescue Medication .............................................................. 38 2.12.2.4 Helpfulness of Acupuncture ............................................................. 38

2.12.3 Acupressure plus Medication v. Medication Only .................................. 38 2.12.3.1 Frequency of Vomiting ..................................................................... 38 2.12.3.2 Frequency of Nausea........................................................................ 39

2.12.4 Acupressure plus Medication v. Sham Acupressure plus Medication .... 39 2.12.4.1 Frequency of Vomiting ..................................................................... 39 2.12.4.2 Frequency of Nausea........................................................................ 39 2.12.4.3 Use of Rescue Medication ................................................................ 39

2.13 Discussion ...................................................................................................... 40 2.14 Agreements and Disagreements with Other Studies or Reviews ................... 43 2.15 Clinical Commentary ..................................................................................... 43 2.16 Conclusion...................................................................................................... 43

Chapter 3: Methodology .......................................................................................... 45 3.1 Methods ............................................................................................................ 45

3.1.1 Research Questions ................................................................................... 45 3.2 Study Design .................................................................................................... 46

3.2.1 Study Design Rationale ............................................................................. 46 3.3 Methodological Issues to Consider for Acupuncture Research ....................... 47 3.4 Study Participants............................................................................................. 48 3.5 Recruitment Strategy ........................................................................................ 48 3.6 Randomisation.................................................................................................. 49 3.7 Blinding ............................................................................................................ 50

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3.8 Treatments and Study Schedule and Intervention ............................................ 50 3.8.1 Treatment as Usual .................................................................................... 50 3.8.2 Electro-Acupuncture ................................................................................. 50 3.8.3 Control Arm: Sham Electro-Acupuncture ................................................ 52

3.9 Outcome Measures and Data Collection .......................................................... 53 3.9.1 Feasibility Endpoints ................................................................................. 53 3.9.2 Secondary Endpoints ................................................................................. 53 3.9.3 Data Collection ......................................................................................... 53

3.10 Data Collection Instruments ........................................................................... 54 3.10.1 Functional Living Index Emesis (FLIE) ................................................. 54 3.10.2 Patient Diary ........................................................................................... 55 3.10.3 Toxicity ................................................................................................... 55 3.10.4 Practitioner Therapeutic Interaction ........................................................ 57 3.10.5 Expectations ............................................................................................ 57

3.11 Sample Size .................................................................................................... 58 3.12 Data Analysis ................................................................................................. 58 3.13 Acupuncture Service Evaluation .................................................................... 59 3.14 Research Questions ........................................................................................ 60 3.15 Study Design .................................................................................................. 60 3.16 Study Participants........................................................................................... 60

3.16.1 Inclusion Criteria ..................................................................................... 61 3.16.2 Exclusion Criteria ................................................................................... 61

3.17 Ethics .............................................................................................................. 61 3.18 Study Administration ..................................................................................... 62 3.19 Acupuncture Service ...................................................................................... 62 3.20 Sampling ........................................................................................................ 63 3.21 Study Endpoints ............................................................................................. 63 3.22 Data Collection ............................................................................................... 63 3.23 Data Collection Instruments ........................................................................... 64 3.24 Safety.............................................................................................................. 64 3.25 Quality of Life and Wellbeing ....................................................................... 66 3.26 Data Analysis ................................................................................................. 67

Chapter 4: Pilot Study and Service Evaluation Results ....................................... 68 4.1 Results from the Pilot Randomised Controlled Trial of Electro-

Acupuncture for Chemotherapy-Induced Nausea And Vomiting .................... 68 4.2 Recruitment to the Trial ................................................................................... 69

4.2.1 Consort Statement ..................................................................................... 69 4.3 Demographics .................................................................................................. 71

4.3.1 Age ............................................................................................................ 71 4.3.2 Sex ............................................................................................................. 71 4.3.3 Diagnosis ................................................................................................... 71 4.3.4 Emetogenic Rating .................................................................................... 71 4.3.5 Compliance with Treatment Schedule Day 3 ........................................... 73 4.3.6 Loss and Drop Out From the Trial ............................................................ 73 4.3.7 Completion Rates of Outcome Measures .................................................. 73 4.3.8 Integrity of Blinding in the Study ............................................................. 75

4.4 Secondary Study Endpoints ............................................................................. 76 4.4.1 Functional Living Index Emesis Changes over Time and between

Groups ...................................................................................................... 76 4.4.2 Symptom: Vomiting Changes over Time and Between Groups ............... 78

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4.4.3 Symptoms of Nausea Changes over Time and Between Groups .............. 79 4.4.4 Use of Rescue Anti-Emetics ..................................................................... 79 4.4.5 Toxicity of Intervention ............................................................................ 80 4.4.6 Identification of a Washout Period During a Second Cycle of

Chemotherapy ........................................................................................... 82 4.4.7 The Influence of Participant Expectations of Benefit on Treatment

Outcomes .................................................................................................. 82 4.4.8 Effect of the Practitioner Therapeutic Encounter ..................................... 85

4.5 Results from the Acupuncture Service Evaluation .......................................... 86 4.6 Demographics of Participants .......................................................................... 86

4.6.1 Sex ............................................................................................................. 86 4.6.2 Age ............................................................................................................ 87 4.6.3 Diagnosis ................................................................................................... 87

4.7 Participant’s Feedback on Service and Complementary and Alternative Medicine Use .................................................................................................... 87

4.8 Participants’ Perception of Benefit from the Service ....................................... 88 4.9 Adverse Events ................................................................................................. 89 4.10 Measure Yourself Concern and Wellness Concerns and Problems ............... 90 4.11 Measure Yourself Concern and Wellness Pre- and Post-Test Results ........... 91 4.12 Measure Yourself Concern and Wellness Concerns Qualitative Analysis .... 92 4.13 Measure Yourself Concern and Wellness: Other Concerns Affecting

Your Health ...................................................................................................... 94 4.14 Measure Yourself Concern and Wellness: Important Aspects of the

Service as Identified by Participants ................................................................ 94 4.15 How We Might Improve the Service ............................................................. 95 4.16 Other Feedback Provided by Respondent Comments .................................... 96 4.17 Discussion of Results ..................................................................................... 96 4.18 Discussion of Results Acupuncture Service Evaluation .............................. 102 4.19 Concluding Comments ................................................................................. 104

Chapter 5: Discussion ............................................................................................ 105 5.1 Systematic Review of Acupuncture to Reduce Chemotherapy-Induced

Nausea and Vomiting Key Findings............................................................... 105 5.2 Key Findings from the Feasibility Study ....................................................... 106 5.3 Key Findings from Acupuncture Service Evaluation. ................................... 108 5.4 Methodological Discussion ............................................................................ 108 5.5 Strengths of the Trial ...................................................................................... 109 5.6 Study Limitations ........................................................................................... 111 5.7 Future Research .............................................................................................. 113 5.8 Clinical Implications ...................................................................................... 115 5.9 Implications for Education ............................................................................. 116 5.10 Conclusion.................................................................................................... 117

References ............................................................................................................... 118 Appendices .............................................................................................................. 134

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List of Figures Figure 2.1: Results from Search Strategy .................................................................. 28

Figure 4.1: Consort Diagram...................................................................................... 70

Figure 3.1 Sham Points Location ............................................................................. 209

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List of Tables Table 1.1: Cancers Treated by Chemotherapy ............................................................. 5

Table 1.2: Emetogenicity of Chemotherapy Agents .................................................... 8

Table 1.3: Summary of Non-Pharmacological Intervention Trials ............................ 12

Table 2.1: Assessment of Bias ................................................................................... 32

Table 4.1: Demographics of Trial Participants .......................................................... 72

Table 4.2: Outcome Measures Completion Rates ...................................................... 74

Table 4.3: Blinding Integrity of Allocation................................................................ 75

Table 4.4: FLIE Outcomes by Study Group .............................................................. 77

Table 4.5: Vomiting by Study Group over Cycle 1 and 2 ......................................... 78

Table 4.6: Nausea by Study Group over Cycle 1 and 2 ............................................. 79

Table 4.7: Adverse Events over the Trial Period ....................................................... 80

Table 4.8: Expectations of Study Participants by Group ........................................... 84

Table 4.9: Therapeutic Encounter by Treatment Group ............................................ 85

Table 4.10: Demographics of Study Participants ....................................................... 87

Table 4.11: Participants’ Feedback about the Service ............................................... 88

Table 4.12: Participant’s Expectations of Benefit from Acupuncture ....................... 89

Table 4.13: AEs Of Patients Using the Acupuncture Service .................................... 90

Table 4.14: Symptoms/Concerns Identified by Participants in MYCaW .................. 91

Table 4.15: Participant Symptoms Concerns Measured at Baseline and at the End

of Acupuncture .......................................................................................... 92

Table 4.16: Qualitative Analysis of Concerns into Super Categories ........................ 93

Table 4.17: Other Concerns Affecting Health Categorised into Super Categories.... 94

Table 4.18: Qualitative Analysis of Important Aspects of the Service ...................... 95

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List of Abbreviations

ADL Activities Of Daily Living

AE Adverse Events

ANZCTR Australian New Zealand Clinical Trials Registry

CAM Complementary And Alternative Medicine

CI Confidence Interval

CINV Chemotherapy-Induced Nausea And Vomiting

CMF Cyclophosphamide, Methotrexate And Fluorouracil

CNS Central Nervous System

EA Electro-Acupuncture

EBP Evidence-Based Practice

EERW Enriched Enrolment With Randomised Withdrawal

FLIE Functional Living Index Emesis

HRQOL Health-Related Quality-Of-Life

INVR Index Of Nausea, Vomiting And Retching

IQR Interquartile Range

JBI Joanna Briggs Institute

MD Mean Difference

MYCaW Measure Yourself Concern And Wellness

MYMOP Measure Yourself Medical Outcome Profile

NIDL No Or Minimal Impact On Daily Life

NRS Number Rating Scale

QoL Quality Of Life

RCT Randomised Controlled Trial

STRICTA Standards For Reporting Interventions In Controlled Trials Of

Acupuncture

TCM Traditional Chinese Medicine

TNM Tumour, Nodes And Metastasis

UK United Kingdom

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Abstract

The purpose of this study was to examine: the feasibility of conducting an efficacy

trial of electro-acupuncture (EA) for chemotherapy-induced nausea and vomiting

(CINV); the role of an acupuncture service in the day oncology unit on patients’

wellbeing; and evaluate participants’ perceptions of the service. CINV is managed by

new state-of-the-art anti-emetics; however, 30 per cent of patients continue to

experience CINV. These symptoms have a significant impact on their quality of life.

A Cochrane Systematic Review 2006, identified the need for further study with

acupuncture for CINV, particularly EA. Offering complementary medicine as

supportive care for cancer patients who are undergoing conventional treatment is an

emerging field; there is a need to establish a research basis for the benefits and risks,

particularly from a patient-centred perspective.1-4

Patients attending for their first cycle of chemotherapy were randomised to one of

three arms: EA plus standard care; sham EA plus standard care; or standard care

alone. Treatment arms received acupuncture on the first day of chemotherapy, ten

minutes prior to chemotherapy, and for total 30 minutes, returning in two days for

another treatment. Acupuncture points used ST36, PC6, LV3 and LI4 bilaterally. The

primary outcome was feasibility, time to recruit, percentage of follow up treatment,

blinding effectiveness, and secondary endpoints with change in ‘Functional Living

Index Emesis’ (FLIE) scores between Day one, four and seven, and nausea and

vomiting scores. The sample size was 60 participants. An intention to treat analysis

using the Kruskal-Wallis test (for non-parametric data) was done on the FLIE,

nausea and vomiting scores.

Patients using the acupuncture service were asked to participate in the evaluation.

The evaluation was a pre- and post-test observational study, using the tool, MYCaW

(Measure Yourself Concern and Wellness); a researcher developed the questionnaire.

Questionnaires and MYCaW were completed prior to, and redone in four to six

weeks after, at least two treatments.

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Sixty patients were recruited from 153, screened from April 2009 to May 2011.

Feasibility was shown with some changes to recruitment timeframes, inclusion

criteria and outcome measures for objectivity. The incidence of CINV was low in the

first cycle chemotherapy and the number recruited was not large enough to show

significant benefit. The change in the Functional Living Index Emesis (FLIE) score

Day 1 to 7: standard care -1.02 (19.4), sham acupuncture -1.05 (21.6) and true

acupuncture -3.36 (20.8) (median (interquartile range) p= 0.589), with no significant

difference between groups.

One-hundred-and-twelve patients were recruited from October 2011 to October

2012. Evaluation of the acupuncture service identified a positive response from

patients in relation to the benefit, helpfulness and usefulness of the service. The

majority of patients (73%) found the service worthwhile and would have liked the

service to continue. The pre- and post-test observational tool, Measure Yourself

Concerns and Wellness (MYCaW) showed a clinical and statistical significant

improvement of patients’ symptoms or concerns scores, 1.75 (p= <.0001) and 1.46

(p= <.0001) for concern one and two.

This thesis will show it is possible to conduct a randomised controlled trial (RCT)

and identify the sample size needed to conduct a fully powered trial, to examine if

EA has a greater benefit than standard treatment. Overall, patients’ perspectives of

the integrated service were positive, and they reported benefits from receiving

acupuncture.

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Chapter 1: Cancer Treatment Side Effects and

Complementary Medicines

1.1 Introduction

Cancer is the leading cause of death in Australia. One in two males and one-in-four

females will be diagnosed with cancer by the age of 85.5 The vast majority of people

are touched by cancer in some way: through having a loved one, close relative or

perhaps a friend diagnosed with cancer. Cancer treatments involving chemotherapy,

radiotherapy or surgery all have side effects that impact on a patient’s quality of life

(QoL) and sense of wellbeing. Side effects can occur during treatment, but some

continue after active treatment has ceased, sometimes for months or even

permanently. While some side effects are easily treated through pharmacological

methods, others have no treatment and patients are turning to complementary

therapies for symptom relief and a sense of hope, improved wellbeing and control.6

Patients want to use treatments they perceive as ‘more natural’, ‘less toxic’ and ‘not

more medication’.

One of chemotherapy’s most feared side effects is nausea and vomiting. Control of

this symptom has dramatically improved with new anti-emetics, but some patients

still experience chemotherapy-induced nausea and vomiting (CINV), and there is a

need for non-pharmacological approaches and for further research into these

approaches.7 Acupuncture is one non-pharmacological approach, into which some

research has been done; in fact, a systematic review8 identified areas for further

research. This thesis looks at the use of acupuncture for CINV, and addresses some

issues surrounding its use; for example, using more than one acupuncture point and

modern anti-emetics. The thesis will also look at acupuncture in an integrative

oncology setting, and patients’ perceived benefit in relation to side effects and

symptoms of treatment for cancer.

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1.2 Background

The first section of this chapter covers an introduction to cancer, its epidemiology,

and management through surgery, radiation and chemotherapy; an introduction to

chemotherapy adverse events, the mechanism of CINV, evidence-based practice

(EBP) and systematic reviews; it finishes with current pharmacological and non-

pharmacological treatment of CINV. This is followed by a definition of acupuncture,

its practice, treatment styles and rationales. In the second part of this chapter,

integrative medicine and integrative oncology will be defined, and the application of

acupuncture in this setting and an overview of research presented.

1.3 Cancer

Cancer is a major cause of death worldwide. The global burden of cancer has more

than doubled in the past 30 years. Estimates from the year 2002 reported 10.9 million

new cancer cases per year, 6.7 million deaths and 24.6 million people living with

cancer.9 Recent data from 2008 indicates an increasing incidence, with more than 12

million new cancer diagnoses, seven million deaths from cancer, and 25 million

individuals living with a cancer diagnosis.10

A report from the Australian Institute of Health and Welfare (AIHW)5 indicates that

114, 137 people were diagnosed with cancer in 2009. The report estimates that, for

2012, the age-standardised rate will be 474 (per 100, 000 of population). Incidence

rates for men will be 557 per 100, 000, while for females the rate is predicted to be

404 per 100,000. Cancer deaths were 39, 000, or a rate of 182 per 100, 000 people.

Incident rates were 234 per 100, 000 for men and 144 per 100,000 for women.5

Deaths in 2010 were expected to be greater than 43, 000. It is estimated the incidence

of new cancer diagnoses will rise to 120, 700 in 2012.5

With current treatments, the survival rates for cancer in the Western world have

greatly improved over the past 20 years; more people are now living with a cancer

diagnosis than ever before. Despite increased survival, there can be a significant

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impact on QoL, a cost to individuals and their families, and to society more widely.

Survival rates may disregard the person’s quality of life, which can be affected by

treatment or the cancer—or a combination of both—anywhere along a continuum

ranging from minimal to severe. Adverse effects can include respiratory problems,

peripheral neuropathy, pain, diarrhoea, anorexia, fatigue and poor mobility. The

burden of cancer on society includes the drain on health budgets and resources, and

the years of what could otherwise be a productive life lost to cancer, as well as the

personal stress and suffering endured by the person and their family. In 1990, it was

estimated the costs associated with cancer were $US 96 billion.11 In 2000, Australian

costs associated with cancer—both directly and indirectly—were estimated at $AUS

61 billion.5

1.4 Management of Cancer

The main modalities of cancer treatments are surgery, radiotherapy and

chemotherapy. Modern treatments for cancer are delivered through a

multidisciplinary team and involve treatment and input from one or more of the

above modalities, as well as involvement of other allied health professionals.

1.4.1 Surgery

Surgery is used for screening and prevention, diagnosis, staging, treatment,

rehabilitation, cancer emergencies and palliative care.10 Surgery’s role in screening

and prevention relates to its use in conditions treatable by removing the malignancy;

it is also used for the removal of precancerous lesions or normal organs that have an

elevated risk of developing into cancers. The primary aim of the surgeon is to obtain

tissue samples for diagnosis and staging, an important process that identifies the

extent of the disease and helps to define treatment and outcomes. The most common

staging system is the tumour, nodes and metastasis (TNM) staging system; this is

used for nearly all tumours.12 Surgical palliation is designed to relieve symptoms and

improve quality of life for patients beyond cure.10

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1.4.2 Radiotherapy

Radiotherapy has become an integral part of the management of many tumours. This

treatment approach has been developed since the late nineteenth century, with the

discovery of a method to generate X-rays. Progress since that time has resulted in

high-energy radiation, causing less skin reaction and more accurate delivery of

radiation dose to the cancer. This has led to less viable tissue being radiated during

treatment.10 Radiotherapy is used in 50 per cent of new cases. It is used for both

curative and palliative treatments.13

Cancers of the nasopharynx, paranasal sinuses, hypopharynx, oropharynx, larynx,

unknown primary of head and neck, and central nervous system have recommended

radiotherapy utilisation rates from 90 to 100 per cent. Breast, lung, oesophageal,

salivary gland and oral cavity cancers have optimal utilisation rates of greater than

74 per cent.13

Side effects from radiotherapy can be divided into two categories: acute and chronic

or delayed. Acute side effects include: skin reactions, such as erythema and

desquamation of the exposed skin and mucosa; fatigue; and pain at the radiation site.

Chronic or delayed side effects can include: ulceration, fistulas, severe fibrosis and

strictures, xerostomia (dry mouth), osteonecrosis and secondary malignancies.

1.4.3 Chemotherapy

Chemotherapy is an important treatment when the cancer has metastasized from the

initial site to distant sites in the body, through the blood or lymphatic systems. The

effectiveness of radiotherapy and surgery is limited when this occurs. The aim of

chemotherapy is to stop the cell cycle in one or more of the phases of cell division,

causing cell death. Normal cells, which can replicate, do so by a process called

‘mitosis’.10 Mitosis occurs in five distinct phases: these are called the G0, G1, G2, S

and M phases.14

Some chemotherapy agents target the DNA or DNA replication to induce cell death

or slow progression. Most standard types of chemotherapy kill both normal and

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malignant cells, the theory being that normal tissue has a better ability to repair

minor damage than malignant cells. Two major classes of chemotherapy agents can

be defined as either ‘cell cycle phase-specific’ or ‘cell cycle phase-nonspecific’

agents.

Currently, many cancers are treated primarily by chemotherapy; it is also used as

adjuvant therapy (see Table 1.1). Although combined therapy is not always a cure for

advanced cancer, it does improve progression-free survival, with reduced incidence

of local and systemic recurrence and overall length of survival.15

Table 1.1: Cancers Treated by Chemotherapy

Advanced cancers treated primarily by

chemotherapy

Cancers treated as adjuvant by

chemotherapy after surgery

Bladder cancer Anaplastic astrocytoma

Cervical cancer Breast cancer

Colorectal cancer Colorectal cancer

Oesophageal cancer Cervical cancer

Gastric cancer Gastric cancer

Head and neck cancer Head and neck cancer

Nasopharyngeal Pancreatic cancer

Non-small cell lung cancer Melanoma

Ovarian cancer Non-small cell lung cancer

Pancreatic cancer Osteogenic sarcoma

Prostate cancer Ovarian cancer

Adapted from Devita and Chu.15

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Treatment advances in chemotherapy continue to look for novel ways of treating

cancer. A recent development is the use of monoclonal antibodies that enhance the

effects of chemotherapy. The adverse effect profiles of these agents are markedly

less than traditional chemotherapy agents. These agents are presently not used as a

single agent; they are instead used in combination with standard chemotherapy

regimes, with their attendant inherent adverse effects. Chemotherapy is in transition,

however, as treatment approaches increasingly embody the age of ‘targeted

therapy’.15 Further development will look at targeting specific biological functions of

the tumour cell and blocking these to induce cell death, as the tumour reaches a

critical size it proactively produces hormones and chemicals to block cell apoptosis

or cell death. Other methods will involve targeting the cancer cells so that the body’s

natural defences can identify and kill the cancer cells.

1.5 Chemotherapy Adverse Effects

Drugs or interventions may have adverse effects (AEs) or unwanted side effects,16

and are therefore used only when the benefits of treatment outweigh the risk of

adverse effects. The range of chemotherapy adverse effects is extensive, and these

often result in a period of poor quality of life. Some adverse or unwanted side effects

can be acute coinciding with the administration of chemotherapy, while other

adverse effects such as fatigue may last beyond completion of treatment.17 The

particular adverse effects experienced by the patient may depend on the individual

treatment protocol and the agents administered in the regime. Taking into

consideration all the chemotherapy agents used, the 13 most common adverse effects

arising from treatment are peripheral neuropathy, anaemia, alopecia, nausea and

vomiting, constipation, diarrhoea, fatigue, neutropenia, thrombocytopenia, mucositis

and stomatitis, myalgia and arthralgia, and rash.17-20

A survey of 814 patients receiving chemotherapy and/or radiotherapy reported that

84 per cent experienced at least one AE from treatment.21 The most commonly

reported AE during treatment was fatigue (88%), followed by pain (48%), nausea

and vomiting (48%), anxiety (46%) and insomnia (45%).21

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1.6 Chemotherapy-Induced Nausea and Vomiting

Nausea and vomiting is one of the most distressing and debilitating AEs identified by

patients receiving chemotherapy treatment,22, 23 and continues to be a major concern

for patients, despite new and improved anti-emetic therapy.24-26 Patients have also

identified it as the most fearful aspect of chemotherapy.27, 28 Nausea is defined as an

unpleasant feeling in the throat or stomach, which may or may not lead to expulsion

of stomach contents; vomiting is motor reflex resulting in the expulsion of stomach

contents.29 CINV can be defined as either ‘acute’ (occurring within the 24 hours

immediately post-treatment) or ‘delayed’ (occurring from 24–120 hours post-

treatment). This delineation in definition is due to the identification of these as two

different clinical syndromes, with acute CINV being mostly serotonin-related and

delayed CINV being in part substance p-related.30 The other type of CINV is

classified as ‘anticipatory’, and is believed to be a conditioned reflex resulting from

poor prior control of emesis.30

The prevalence of acute and delayed CINV is approximately 40 to 60 per cent and 40

to 80 per cent, respectively.22 The incidence of CINV is influenced by several

factors, including age and sex, with women and younger people having a higher risk

of developing CINV. Previous history of motion sickness or morning sickness, or a

patient belief that nausea and vomiting will be severe, has been associated with a

higher incidence of CINV. A history of high alcohol intake, by contrast, has been

shown to decrease the risk of CINV.31 The dose of chemotherapy and individual

emetogenic rating of the agent can increase the risk of CINV.31 Chemotherapy agents

are divided into high, moderate, low and minimal, according to their emetogenicity;

this categorisation was decided by an expert panel conference32 (see Table 1.2.).

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Table 1.2: Emetogenicity of Chemotherapy Agents

Emetic risk (estimated incidence without prophylaxis)

High (>90%) Moderate (30–90%) Low (10–20%) Minimal (<10%)

Cisplatin

Mechlorethamine

Strptozotocin

Cyclophosphamide

>1500 mg/m2

Carmustine

Dacarbazine

Oxaliplatin

Cytarabine >1

gm/m2

Carboplatin

Ifosfamide

Cyclophosphamide

<1500mg/m2

Doxorubicin

Danorubicin

Epirubicin

Idarubicin

Irinotecan

Paclitaxel

Docetaxel

Mitoxantrone

Topotecan

Etoposide

Pemetrexed

Methotrexate

Mitomycin

Gemcitabine

Cytarabine <100

mg/m2

5-Fluorouracil

Bortezomib

Cetuximab

Trastuzum

Bleomycin

Busulfan

2-Chloro-

deoxyadenosine

Fludarabine

Vinblastine

Vincristine

Vinorelbine

Bevacizumab

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1.6.1 Mechanism of Chemotherapy-Induced Nausea and Vomiting

Vomiting is the body’s defence mechanism to eliminate ingested toxins. It may or

may not be preceded by an unpleasant sensation: nausea. Although the exact

mechanisms are not yet fully understood, the central nervous system plays an

important role in the physiology of nausea and vomiting, receiving the emetic stimuli

from various areas and sending signals to induce vomiting. The mechanism of CINV

is considered to arise from three main areas: two central to the brain (the area

postrema and the nucleus tractus solitarius), and the abdominal vagal afferents (in the

small intestine). CINV is mainly thought to come from the abdominal vagal afferents

located in the intestinal mucosa of the small intestine.

Chemotherapy elicits a damage or inflammatory response in the intestinal mucosa,

which then sends input to the dorsal vagal complex, comprising the nucleus tractus

solitarius (which is the main area) and the area postrema. The chemotherapy agent

may also directly stimulate the area postrema; at this site: the blood–brain barrier is

relatively permeable. Neurotransmitter receptors play an important role in the emetic

response and are present in the dorsal vagal complex. These include neurokinin-1, 5-

HT3 and dopamine-2 receptors, which bind respectively to substance P, 5-HT3 and

dopamine.31 Understanding this process led to the development of a class of 5-HT3

receptor antagonists, containing ondansetron in the early 1990s. This led to greater

control of CINV than previously achievable. These 5-HT3 antagonists are more

effective against acute CINV, and are minimally to moderately effective in treating

delayed CINV. Their effect is increased when combined with a corticosteroid,

normally dexamethasone.32

1.6.2 Evidence-Based Research and Practice in Relation to Chemotherapy-

Induced Nausea and Vomiting

The emphasis on Evidenced-Based Practice (EBP) has grown over the past decade.

EBP uses the latest research to guide how a particular intervention or treatment is

implemented. This trend has occurred in human services generally, and in specific

professions, such as medicine, psychiatry, psychology, social work, chiropractic and

nursing, along with others.33, 34 Sackett et al. state 35: ‘Evidence-based medicine

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involves integrating clinical expertise with the best available clinical evidence

derived from systematic research’. The authors emphasise patient values as an

equally important element. Treatment is a combination of best external evidence with

individual clinical expertise and patients’ choice.35, 36

1.6.3 Use of Anti-Emetics in the Treatment of Chemotherapy-Induced Nausea

and Vomiting

A number of professional oncology groups have developed evidence-based treatment

guidelines that have involved comprehensive literature reviews, examining: the

validity, reliability and reproducibility of studies; clinical applicability and

flexibility; and clarity.31, 37 However, these guidelines are underutilised and

consequently, control of CINV remains less than optimal for many patients.37

The latest anti-emetic used in chemotherapy is aprepitant. Aprepitant is a neurokinin-

1-receptor antagonist, which has increased efficacy in acute and delayed CINV than

previously seen with the standard treatment of a 5-HT3 antagonist and a

corticosteroid (usually dexamethasone). In a recent systematic review of 17 trials of

aprepitant for moderate and highly emetogenic chemotherapy, the meta-analysis

showed complete response rates (i.e., no vomiting and no rescue medication) for 72

per cent of participants, compared with 54 per cent in control arms of ondansetron

and dexamethasone alone.38 Nevertheless, despite advances in anti-emetic therapy,

there still remain those who experience some form of CINV. The newer anti-emetics

have resulted in better control of acute symptoms and vomiting overall, but the most

common adverse effect experienced by patients is delayed nausea. Both nurses and

doctors underestimate CINV when gauged against patient responses about the

adverse effects they experience.39

Uncontrolled nausea and vomiting has a detrimental effect on a patient’s QoL and

functional ability, many are unable to carry out normal daily activities. CINV can

also lead to increased use of hospital resources 40 through emergency admissions for

rehydration and doctor reviews. In extreme cases, another consequence of

uncontrolled CINV can be possible early cessation of treatment by the patient, due to

the severity of symptoms.

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1.6.4 Treatment of Chemotherapy-Induced Nausea and Vomiting Using Non-

Pharmacological Interventions

Non-pharmacological interventions for treating CINV are designed as adjuvant

treatments, not replacements for standard treatment. They aim to assist with

symptom management and to improve quality of life.37 Non-pharmacological

interventions in general are under-researched and lack sufficient evidence to make

recommendations for clinical practice.7, 37 Yet, despite the limitations of research,

some interventions have been evaluated as likely to be effective. These interventions

are supported by evidence at a lower level than is required to recommend for EBP.7

The interventions identified as likely to be effective are: guided imagery, music

therapy, progressive muscle relaxation, psycho-educational support and information,

and acupuncture and acupressure (Table 1.3).

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Tab

le 1

.3: S

umm

ary

of N

on-P

harm

acol

ogic

al In

terv

entio

n T

rial

s

Mod

ality

St

udie

s N

umbe

r of

parti

cipa

nts

Stud

y de

sign

Fi

ndin

gs

Cog

nitiv

e di

stra

ctio

n V

aste

rling

41

60

Thre

e in

divi

dual

sess

ions

with

ther

apis

t bef

ore

each

chem

othe

rapy

sess

ion,

follo

wed

by p

atie

nt se

lf-di

rect

ed

dist

ract

ion

on c

ompu

ter

Seve

rity

of n

ause

a w

as

sign

ifica

ntly

low

er a

t firs

t and

four

th tr

eatm

ent

Zelte

r42

54

One

pre

-inte

rven

tion

with

ther

apis

t and

afte

r

chem

othe

rapy

Inci

denc

e of

ant

icip

ator

y na

usea

and

vom

iting

was

sign

ifica

ntly

redu

ced

Exer

cise

M

ock43

14

W

alki

ng e

xerc

ise,

incr

emen

tal

four

or f

ive

times

per

wee

k an

d

supp

ort g

roup

fortn

ight

ly. O

ver

4–6

mon

ths o

f che

mot

hera

py

Seve

rity

of n

ause

a w

as

sign

ifica

ntly

low

er a

t mid

poin

t

in tr

eatm

ent p

roto

col

Win

ning

ham

44

42

Ten-

wee

k ex

erci

se p

rogr

amm

e

with

exe

rcis

e su

perv

isor

, thr

ee

times

per

wee

k

Seve

rity

of n

ause

a w

as

sign

ifica

ntly

low

er a

t 10-

wee

k

post

-test

follo

w u

p

Hyp

nosi

s Ze

lter42

54

One

pre

-inte

rven

tion

sess

ion

with

ther

apis

t and

afte

r

chem

othe

rapy

sess

ion

Inci

denc

e of

ant

icip

ator

y na

usea

and

vom

iting

was

sign

ifica

ntly

redu

ced

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Jack

now

45

20

Two

or th

ree

sess

ions

with

ther

apis

t in

first

cou

rse

of

chem

othe

rapy

, to

lear

n se

lf-

hypn

osis

tech

niqu

es

Inci

denc

e of

ant

icip

ator

y na

usea

was

sign

ifica

ntly

redu

ced

at 1

–2

mon

ths a

fter d

iagn

osis

Cot

anch

46

12

One

sess

ion

with

nur

se th

erap

ist

prio

r to

chem

othe

rapy

sess

ion,

to le

arn

indi

vidu

alis

ed se

lf-

hypn

osis

Seve

rity

and

inci

denc

e of

naus

ea a

nd v

omiti

ng

sign

ifica

ntly

dec

reas

ed a

t fol

low

up (2

4 ho

urs)

Mus

ic

Ezzo

ne47

33

Li

sten

ing

to 4

5-m

inut

e pa

tient

-

sele

cted

mus

ic o

n po

rtabl

e C

D

play

er a

t 6, 9

and

12

hour

s pos

t-

chem

othe

rapy

star

ting,

ove

r tw

o

cons

ecut

ive

days

Seve

rity

and

inci

denc

e of

naus

ea a

nd v

omiti

ng

sign

ifica

ntly

dec

reas

ed fo

r

inte

rven

tion

patie

nts a

t 8 a

nd 1

6

hour

s fol

low

up

Rel

axat

ion

Lueb

bert48

74

2 M

eta-

anal

ysis

of 1

5 st

udie

s St

atis

tical

ly si

gnifi

cant

redu

ctio

n in

nau

sea,

but

not

in

vom

iting

Syst

emat

ic

dese

nsiti

satio

n

Mor

row

49

72

1. T

wo

1-ho

ur se

ssio

ns w

ith

clin

ical

psy

chol

ogis

t bet

wee

n

third

and

four

th c

ycle

s. Le

arne

d

syst

emat

ic d

esen

sitis

atio

n

Seve

rity

and

inci

denc

e of

antic

ipat

ory

and

post

-trea

tmen

t

naus

ea a

nd v

omiti

ng

sign

ifica

ntly

dec

reas

ed a

t fou

rth

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tech

niqu

es

2. T

wo

1-ho

ur se

ssio

ns w

ith

clin

ical

onc

olog

ist o

r nur

se–

sam

e te

chni

que

and

fifth

cyc

le fo

llow

-ups

for

both

inte

rven

tion

grou

ps

com

pare

d w

ith c

ontro

l; no

diff

eren

ce b

etw

een

psyc

holo

gist

and

clin

ical

staf

f

Mor

row

50

92

Two

1-ho

ur se

ssio

ns w

ith

ther

apis

t bet

wee

n fo

urth

and

fifth

cyc

les.

Lear

ned

syst

emat

ic

dese

nsiti

satio

n te

chni

ques

Seve

rity

of a

ntic

ipat

ory

naus

ea

and

post

-trea

tmen

t nau

sea

sign

ifica

ntly

low

er a

t tw

o- to

four

--w

eek

follo

w u

p

Psyc

ho-e

duca

tiona

l

supp

ort a

nd

info

rmat

ion

Dev

ine51

53

26

Met

a-an

alys

is o

f 98

stud

ies

Show

ed a

sign

ifica

nt re

duct

ion

in n

ause

a, a

lthou

gh in

thei

r

revi

ew L

otfi-

Jam

et a

l ide

ntifi

ed

only

two

stud

ies,

whi

ch w

as

desc

ribed

as i

ncon

clus

ive

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1.7 Use of Complementary Medicine (Including Acupuncture) in

Cancer Care

Interest in and use of complementary and alternative medicine (CAM) has increased

in the general population, and this trend has also been reflected among patient groups

living with cancer. In Australia, the general population’s use of CAM grew from

48.5% to 52.5% in from 1996 to 2002.52-54 A more recent study in 2005, examining

use of acupuncture, chiropractic and osteopathy in Australia, showed that, in the

preceding 12 months, one-in-four people had used at least one of these three

therapies.55

Use of CAM in cancer patients is high, due in part to the nature of the disease and

patients’ desire to use anything that may help prolong their lives. Other reasons for

use include boosting the immune system and alleviating the side effects of cancer

treatment.6 Studies have shown that usage rates vary from 50 to 75 per cent.56 A

systematic review of 21 studies showed that 31.4% of adult cancer patients used

CAM.57 Australian studies have shown similar results, with one recent study of

patients suffering cancer identifying that 30 per cent of patients had used CAM

during their treatment. With this increased use comes the need for research to help

benefit both clinicians and patients in making informed decisions about using

CAM.58

Cancer patients have used acupuncture to treat both various symptoms relating to

their cancer, and side effects arising from the treatment of that cancer. Surveys

conducted in respective clinical populations and numerous studies researching its

effectiveness have examined the use of acupuncture.17, 52, 58-65 Symptoms researched

include pain, xerostomia (dry mouth), peripheral neuropathy, fatigue, vasomotor

symptoms (hot flushes), post-operation recovery, insomnia, anxiety, and nausea and

vomiting.66-75

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1.8 History and Definition of Acupuncture

Acupuncture, as defined by a Traditional Chinese medicine (TCM) rationale, literally

means ‘to puncture with a needle’.76 Acupuncture involves the insertion of thin, solid

needles into specific anatomical points in the body, called ‘acupuncture points’ or

‘acu-points’. Stimulation of these acupoints by needling has an effect on the patient’s

clinical condition or health status.77 TCM is a system based on observing the natural

world and its forces, and how these interact and manifest within the human body in

wellness and illness; acupuncture is one modality. Acupuncture, in its broad sense,

includes traditional body needling, moxibustion, EA, laser acupuncture, microsystem

acupuncture (such as ear (auricular), face, hand and scalp acupuncture), and

acupressure.76

Many scholars believe that acupuncture originally developed in China over the last

few centuries (BCE), although the exact historical origin of acupuncture continues to

be debated. It is commonly accepted that the first evidence of an organised and

documented system was in the Huang Di Nei Jing, or Inner Classic of the Yellow

Emperor.77 This work, dated as originating in the Han Dynasty, around 200 to

100BCE, its first part consists of Su Wen (Simple Questions), while the second part is

Ling Shu (The Spiritual Pivot). The Huang Di Nei Jing is a discussion between the

legendary ‘Yellow Emperor’ and his chief physician. Several key texts were

produced in the following centuries. These include the Nan Jing (Classic of Difficult

Issues, first or second century CE), Zhen Jiu Jia Yi Jing (A Classic of Acupuncture

and Moxibustion, third century CE) and Zhen Jiu Da Cheng (Great Compendium of

Acupuncture and Moxibustion, 1601CE), among many others.77, 78

1.9 The Practice of Acupuncture

Acupuncture was originally practised in China. Over the centuries, patterns of

Chinese migration and foreign trade with countries including Japan, Korea, France

and Britain have helped spread the practice, to the point that styles named after

regions have developed. Acupuncture is now practised throughout the world,

especially since the 1970s.77

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Acupuncture is usually practised in dedicated stand-alone clinics, with one or more

practitioners, or as part of a multidisciplinary complementary therapy clinic that

includes practitioners experienced in naturopathy, homeopathy, remedial massage

and other modalities, depending on the practice. Acupuncture can also be practised

as part of an integrative medicine clinic; one where general practitioners or medical

doctors work as a team with complementary therapists to treat patients. This can be

established as a separate clinic or attached to a hospital.1, 79-81 Many practitioners use

acupuncture as part of their repertoire in treating patients, including medical doctors

and physiotherapists.

1.10 Rationales and Style of Acupuncture

Numerous styles of acupuncture have developed over time. These include: Japanese;

Korean; French (also known as auricular); British (or five elements); and Western

(more commonly known as medical acupuncture).77 Each style is characterised by

differences in theory and rationale for its particular use, but all include the common

principles of yin–yang balance, and regulation of the qi within a meridian network.77

Medical acupuncture has developed on an understanding of anatomy and physiology,

and an increasing body of clinical trial data. Other systems formed in relation to

treating the whole body through a specific area, such as the scalp, ear or hand.77

1.11 Integrative Medicine

Integrative medicine is the use of complementary therapies, with the best practice of

conventional treatment, for treating patients with chronic health conditions. Rakel

and Weil describe the term ‘integrative medicine’ as follows:

Integrative medicine involves using the best possible treatments from both CAM and allopathic medicine based on the patient’s individual needs and condition. This selection should be based on good science and neither rejects conventional medicine nor uncritically accepts alternative practices. It integrates successes from both worlds and is tailored to the patient’s needs, by using the safest, least invasive, most cost-effective approach while incorporating a holistic understanding of the individual.82

CAM can be categorised into five groups: biological-based (herbal remedies,

vitamins, dietary supplements); mind–body techniques (meditation, guided imagery,

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expressive arts (such as music, art, dance therapy)); manipulative and body-based

(massage, reflexology, exercise); energy therapies (magnetic field therapy, reiki,

healing touch, qigong); and ancient medical systems (TCM, Ayurvedic medicine,

acupuncture).70

An extension of the integrative medicine movement is the evolving speciality of

‘integrative oncology’, the term for the specificity of integrative medicine for

patients receiving cancer treatment, rather than for other general or specific

conditions.

1.12 History of Integrative Oncology

Studies highlight several drivers that may have influenced the development of

integrative medicine. First, CAM provides patients with control, a sense of hope,

symptom control and improved quality of life; second, there has been an increase in

scientific evidence supporting the benefit of different modalities concerning patient

treatment management.83, 84 The use of CAM may also be influenced by an

individual’s desire for a more holistic approach to their care and journey through

diagnosis, treatment and survivorship. There has also been a societal shift in the way

in which complementary therapies are perceived; this has resulted in greater

acceptance of CAM. As stated previously, up to 75 per cent of cancer patients use

complementary therapies alongside conventional cancer treatment.56

Patients experience many physical and emotional symptoms as a result of

undergoing treatment for cancer. Seely et al. (2012) state:

The goals of the integrative oncology are to reduce the side effects of conventional treatment, to improve cancer symptoms, to enhance emotional health, to improve quality of life and sometimes to enhance the effect of conventional treatments.”4 Core principles of integrative oncology are individualised treatment and care; treating the whole patient and not just the cancer; being dynamic by changing directions over time depending on the individual patient’s journey; and developing a respectful patient–practitioner therapeutic alliance.2

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Integrative cancer centres in Germany, the United Kingdom (UK) and the United

States of America (USA) were established in the late 1990s. Centres include MD

Anderson Cancer Center, Memorial Sloan-Kettering Cancer Center, Johns Hopkins

University, Dana-Farber Cancer Institute, Penny Brohn Cancer Care and Germany’s

Tumor Biology Center. Common integrative services provided include: massage;

mindfulness; meditation and relaxation techniques; music, art and/or dance therapy;

acupuncture; yoga; reiki; diet and supplements.

A recent review of integrative oncology programmes4 identified 29 integrative

oncology programmes, supported by 53 articles. This review included only

programmes that had published articles, and the authors reported that the number of

integrative services was much greater than those reported in the review. The

programmes included in the review were unique with regard to structure and

operational model. The majority of the articles were descriptive (n=44, 83%),

reporting on the integrative service itself, such as the funding, history, location and

population. A small number described research (17%), with five evaluating the

service; three were qualitative studies and two were observational studies. Almost

half (n=24) of the articles were published in the past five years, suggesting this is a

new and emerging area. Twelve of these programmes were located in the USA, ten

in the UK, three in Canada and two in Germany. Twelve programmes offered

complementary and conventional treatment in the same location, with eight of the

remaining programmes offering CAM services in collaboration with a conventional

oncology centre. A number of complementary therapies was usually offered, with

mind–body medicine (meditation, visualisation, relaxation), massage, nutritional

education and acupuncture being identified as the most common.4 The two most

common reasons for offering a particular therapy were that it was based on clinical

evidence (n=12) and in response to patient demand (n=10). The goals of all

programmes were quite similar, offering ‘whole person’, ‘patient-centred’,

‘collaborative’, ‘empowerment’, and ‘evidence-based’ treatment. The varied models

of care and therapies suggest there is no gold standard when it comes to an

integrative oncology model of care.

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The review4 identified that 20 of the 29 programmes maintained an active research or

evaluation programme, and 16 conducted both forms of research and evaluation.

Sixteen programs used patient outcomes to evaluate the programme, and some

qualitative research was conducted. Outcomes assessed include quality of life, cancer

and cancer treatment–related symptoms, wellbeing, survival, and patient-identified

concerns and benefits. The evaluation of integrative services is important to ensure

benefit from the patients’ perspective, ensuring they have good outcomes in the

movement towards patient-centred care, with funding bodies for ensuring value or

cost-effectiveness, and informed policy makers who are aware of potential future

changes.85-87

As integrative oncology is an emerging model of care, there is also a need for further

research to evaluate both individual complementary therapies and integrative cancer

care as a whole. A recent article identifying future research directions for integrative

medicine proposes that determining the efficacy of individual modalities is not a

preferred research question, but that instead, future questions need to assess the

effectiveness of CAM modalities in a way that reflects the individualistic, synergistic

and holistic approach of complementary medicines,2 and that they also need to focus

on measurements that assess patients’ quality of life (QoL).87, 88

A recent evaluation of an integrated support programme highlights this approach.88 A

service based at three privately funded community settings in the UK was evaluated

by use of Measure Yourself Concerns and Wellness (MYCaW). This individualised

outcome measure has been designed for evaluating complementary therapies in

cancer support care89, and was included as part of the evaluation. Patients completed

MYCaW following their first CAM session and after receiving six hours of

individual therapies. Patients nominated psychological and emotional concerns

(48%), with physical being (23%), wellbeing (17%) and hospital cancer treatment

concerns (11%); the post-evaluation found highly statistically significant

improvement in the mean scores of concerns one and two.

This approach highlights the benefit of using a patient-centred tool. Doing this aligns

with complementary therapy treatments being individualised to the patient, and with

the premise behind integrative oncology clinics. The approach assessed change in the

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patients’ concerns after treatment, and qualitative data provided answers to questions

about what symptoms were important to the patients, what benefits they perceived

from the service and what was important about the service. This method has been

supported as an effective way to expand the research knowledge base.2, 90 There is a

need to replicate the study in an Australian population, using a similar design and

methodology.

1.13 Conclusion

CINV continues to be a common symptom experienced by patients, one that is not

well managed. The current research highlights important clinical effectiveness gaps,

and there is a need to use modalities other than pharmaceuticals to improve CINV

control. Acupuncture is one modality currently and increasingly used in ‘integrative

oncology’. It is important to continue examining the evidence base for this emerging

therapy. An important part of any new programme or service is the evaluation of its

benefits and patient perspectives. The following chapter will describe a systematic

review examining the effect of acupuncture and acupressure on CINV.

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Chapter 2: A Systematic Review of Acupuncture and/or

Acupressure for Chemotherapy-Induced Nausea and

Vomiting

2.1 Introduction

The aim of this chapter is to review the clinical evidence for the effectiveness and

efficacy of acupuncture and acupressure, in the treatment of CINV. The systematic

review in the first section presents background information about CINV, and control

with current anti-emetics and the effect on a patient’s QoL. The use of non-

pharmacological treatment is discussed. The second section details the search

methodology for identifying RCTs and systematic reviews, with meta-analysis for

acupuncture and/or acupressure for CINV. The third section reports the results of the

search, and the subsequent meta-analysis of the trials identified for inclusion. The

final section examines the results and discusses the implications for clinical practice

and further research directions.

2.2 Background

Nausea and vomiting rate highly as feared, distressing and debilitating adverse

effects identified by patients receiving chemotherapy, 22, 23 and continue to be a

major concern for patients, despite new and improved anti-emetic therapy.24-26

Overall, the prevalence of acute and delayed CINV is 40 to 60 per cent (range, 12%–

82%) and 40 to 80 per cent (range, 19%–84%) respectively.22 CINV is influenced by

several factors, including age, sex, history of motion or morning sickness, alcohol

intake and the emetogenic rating of chemotherapy agents.31

Current medical management involves the use of 5-HT3 receptor antagonists

combined with dexamethasone, a corticosteroid. Newly developed anti-emetics, such

as aprepitant, a neurokinin-1-receptor antagonist, have increased the efficacy in acute

and delayed CINV, compared to standard treatment with 5-HT3 antagonists and a

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corticosteroid (usually dexamethasone). In a recent systematic review of 17 trials of

aprepitant for moderate and highly emetogenic chemotherapy, the meta-analysis

showed complete response rates (no vomiting and no rescue medication) for 72 per

cent of participants, compared with 54 per cent in control arms of ondansetron and

dexamethasone alone.38

Reviews on the control of CINV identified that non-pharmacological methods are a

useful addition to standard treatment with anti-emetics. 17 A growing number of

studies have shown benefits from EA for CINV. Although acupuncture for CINV has

been investigated previously, there remains a need for further high quality research. 91-100 Since the publication of a systematic review in 2006, 8 evaluating acupoint

stimulation for CINV, several clinical trials have been published. These trials have

been updated in a published systematic review summarising the findings in this

chapter101(Appendix One).

The aim of this review is to update the evidence examining the role of acupuncture

and acupressure for the management of CINV.

2.3 Methods 2.3.1 Type of Studies

Systematic reviews and RCTs, including parallel and crossover designs, were

included. In the crossover trials, data from the first phase only was analysed as the

sufficiency of the washout period was unknown. Quasi-experimental trials were

excluded.

2.3.2 Participants

Adults and children (aged 6–18 years old), receiving chemotherapy for any cancer,

were included.

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2.3.3 Type of Intervention to be Included

Acupuncture involving stimulation using manual acupuncture, EA and acupressure

(pressure applied to acupuncture points) were included. Styles of acupuncture

practiced included TCM, medical, auricular and Japanese. Stimulations using laser

acupuncture and point injection, transcutaneous electric nerve stimulation were

excluded.

Control groups included: placebo acupuncture, defined as non-penetrating needles at

the same acupuncture points or non-acupuncture points, minimal invasive needling

or sham acupuncture with no or little stimulation with a non-acupuncture point; EA

inert position and no electrical stimulation; and placebo acupressure defined as

acupressure at non-acupuncture points or an acupressure band with no button. Other

control groups included standard care, including pharmacological interventions or

other active intervention.

2.3.4 Types of Outcome Measures

Frequency/severity of acute or delayed CINV, as measured by numbered rating

scales, visual analogue scales, Rhodes Nausea scale, vomiting, retching tool and

Morrow assessment of nausea and emesis tool. Other measures included QoL, use of

rescue medications and/or breakthrough anti-emetics.

2.3.5 Search Strategy

The following databases were searched: AMED, MEDLINE, CINAHL, PUBMED,

Cochrane Controlled Trials Registry, and Science Direct. The search was undertaken

from inception of database to December 2012. Reference lists were reviewed for any

possible missed trials.

The search strategy was limited to RCTs, reviews and systematic reviews only.

Terms used included: acupuncture, acup*, electroacup*, electro-acup*, acupuncture

therapy, TCM, nausea, vomiting, cytotoxic, antineoplastic, chemotherapy, sham

acupuncture and MESH headings.

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Only English language texts were considered. Unpublished data was included in the

analysis if obtainable.

2.4 Methods of the Review 2.4.1 Study Selection

Chris McKeon performed the literature search and reviewed the citation list. Two

reviewers (Chris McKeon and Caroline Smith) independently reviewed all articles

for study inclusion or exclusion and any disagreement not resolved by discussion

was referred to the third reviewer (Janet Hardy) for resolution.

2.4.2 Data Extraction

Following an assessment of study eligibility, two reviewers extracted the data.

For each trial, data were extracted on the treatment, including the number of

treatments, the number of needles used, the style of point selection and the time of

needle retention. For the acupressure studies, data were collated on the duration of

acupressure stimulation, type of stimulation and the number of times points were

stimulated. The following characteristics of the trial were documented: the number of

participants, details of control arms, study setting and the country of the trial.

The authors were contacted to obtain additional information for unclear reporting or

for primary data.

2.4.3 Assessment of Risk of Bias

To assess the risk of bias for clinical trials, a modified ten-point scale developed by

Joanna Briggs Institute (JBI)102 was used. The scale assessed bias in relation to:

1. randomisation

2. control

3. blinding

4. attrition: dropouts and withdrawals.

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The quality of systematic reviews were assessed using the Critical Appraisal Skills

Programme103 (CASP) tool, adapted from Oxman.104 The researcher undertook an

assessment of the quality of acupuncture or acupressure in each included study. The

acupuncture assessment reviewed the following components: a description of the

dose of acupuncture, the duration of stimulation, any rationalisation behind point

selection, number of needles used, number of treatments and if any needle sensation

was reported, such as ‘de qi’.

2.4.4 Measures of Treatment Effect

Data entry and statistical analysis was performed using Review Manager105 software.

A statistical summary of the data was undertaken, with continuous data expressed as

mean difference (MD) with 95 per cent confidence intervals (CIs), with no missing

scores being input.

2.5 Systematic Review

The results from the literature search showed only one systematic review was

identified. This was the Cochrane systematic review, published in 2006.8

The Cochrane systematic review8 was of a high methodological quality:

• The review asked a clearly focused question in relation to the population;

interventions and outcomes considered and included RCTs only.

• The method of the review clearly stated the databases used, follow up of

references and the limitations of not looking for unpublished studies or non-

English language studies.

• A clearly defined strategy was used for assessing the quality of the included

studies, looking at anti-emetic regimes, acupuncture point stimulation

procedures and assessing the methodological quality of the studies.

• The meta-analysis of the data was displayed clearly as relative risks (RR) and

standardised mean difference (MD) and 95 per cent confidence intervals

(CIs), for each study.

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• The authors identified heterogeneity in some trials in their analysis.

• The population treated was varied, enabling generalisation of study findings.

• The review clearly identified the implications for practice, concluding the

practice was safe, with minimal side effects, and identifying a need for

further research.

The Cochrane review identified a total of 1,247 participants from a total of 11 RCTs.

Four were acupuncture or EA trials, three used a form of acupressure and the

remaining four trials used non-invasive electro-stimulation. The review identified

some benefit from acupuncture point stimulation (manual and EA, acupressure and

non-invasive electro-stimulation) on acute vomiting (RR = 0.82; 95% CI 0.69 to

0.99; P = 0.04), but not acute or delayed nausea severity. Acupressure appeared to

have a protective effect on acute nausea, reducing mean and worst acute nausea

scores (MD = -0.19; 95% CI -0.37 to -0.01; P = 0.04), when used in conjunction with

state-of-the-art anti-emetic therapy. Acupuncture reduced the proportion of patients

experiencing acute vomiting, but the EA trials did not use state-of-the-art anti-

emetics (RR = 0.74%; 95% CI 0.58 to 0.94; P = 0.01).

2.6 Randomised Controlled Trials

The results of the search identified trials included in the Cochrane systematic review

(total of seven), along with new trials published since 2005 (see Figure 2.1). In total,

there were 19 trials identified for eligibility in this review; this included the seven

trials from the Cochrane review. Twelve trials were included and seven trials were

excluded.

Included trials were: Dibble106, Dibble107, Dundee93; Dundee92, Gottschling94,

Jones108, Melchart97, Molassiotis73, Reindl98, Roscoe109, Shen99 and Streitberger100.

Seven trials were included in the acupuncture group,92-94, 97-100 and six for the

acupressure group.73, 97, 106-109 One trial97 was included in both the acupuncture and

acupressure interventions, compared to standard treatment. A description of the trials

is presented in Appendix Two.

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From: Moher D, Liberati A, Tetzlaff J, Altman DG, The PRISMA Group (2009). Preferred Reporting Items for Systematic Reviews and Meta-Analyses: The PRISMA Statement. PLoS Med 6(6): e1000097. doi:10.1371/journal.pmed1000097 For more information, visit www.prisma-statement.org

Figure 2.1: Results from Search Strategy

Records identified through database searching

(n = 73)

Scre

enin

g In

clud

ed

Elig

ibili

ty

Iden

tific

atio

n

Additional records identified through other sources

(n = 0)

Records after duplicates removed (n = 57)

Records screened (n = 57)

Records excluded ( )

Full-text articles assessed for eligibility

(n = 19)

Full-text articles excluded, (n = 7)

1 not RCT 1 transcutaneous stimulation band 1 herbal formula

2 exploratory analysis of previous

trials 2 insufficient data

Studies included in quantitative synthesis

(meta-analysis) (n = 12)

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2.6.1 Excluded Studies

Eight trials were excluded (see Appendix Three). Three were excluded due to

insufficient data availability or inability to contact the author.110-112 One trial was not

a RCT.91 One trial used transcutaneous stimulation bands,113 one trial was not

acupressure or acupuncture, but used a herbal formula.114 Two trials reported on

exploratory analysis of data from previous trial.115, 116

2.6.2 Excluded Reviews

Six reviews were excluded (see Appendix Four). Two reviews83, 117 were excluded as

they encompassed all symptoms of cancer treatment and were descriptive reviews.

One systematic review addressed only breast cancer patients,68 with no meta-

analysis; another examined all types of nausea and vomiting.118 One publication was

excluded because it was a narrative review of acupressure only.119 One review was

excluded due to a focus on moxibustion for symptom control in cancer patients.120

2.7 Characteristics of the Studies

Four acupuncture trials were conducted in Germany, two in Northern Ireland and one

in the USA (see Appendix Two). Four trials were single centre only, and three were

conducted in a multicentre format. Five trials were undertaken in an inpatient setting,

one in an outpatient setting and one in an inpatient and outpatient setting.

Four acupressure studies were conducted in the USA, one in Germany and one in the

UK. Two trials were single centre only and four trials were conducted in multi-

centres. Three trials were conducted in an inpatient setting and three in an outpatient

and inpatient setting.

Sample sizes ranged from 10 to 739 participants, with five trials73, 99, 100, 107, 109 using

samples greater than 50 participants; the majority had less than 30. Acupuncture trial

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sample sizes ranged from 10 to 104, and acupressure trials from 18 to 739

participants, three trials97, 106, 108 had less than 30 participants.

2.8 Description of the Interventions

The acupuncture intervention varied between trials. There was significant variation

in the point selection, frequency of treatments and total number of treatments. The

majority of trials (five of seven) used a formula approach to point selection, and

point selection using only one or two points, (Pericardium 6 Neiguan and/or Stomach

36 Zusanli).

In the acupressure trials, only one trial106 used two points, they were Pericardium 6

and Stomach 36; all other trials stimulated one point only, Pericardium 6.

In the acupressure trials, only one trial106 used two points they were Pericardium 6

Neiguan and Stomach 36 Zusanli; all other trials stimulated one point only,

Pericardium 6 Neiguan.

The duration of needling varied from 20 to 40 minutes in one trial,94 with four trials 97-100 reporting a needling duration of 20 minutes. Two trials92, 93 did not report on the

duration of stimulation. The number of treatment sessions varied from one to ten,

with three trials93, 94, 99 having five to six treatments. One trial98 reported

administering eight to ten sessions, one trial100 reported two sessions and two trials92,

97 reported one session only.

Acupressure stimulation method was either by digital pressure106, 107 or acupressure

bands 73, 97, 108, 109. Acupressure stimulation varied from three minutes106, 107, to 72

hours97 to five days,109 with one trial108 not clearly stating the duration. The number

of sessions varied greatly from one session,73, 97, 109 to a minimum of 28 sessions;106,

107 one trial108 did not clearly state the number.

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2.9 Outcome Measures

In the acupuncture trials, the inclusion of primary outcome measures varied between

trials. Two trials92, 93 measured acute vomiting on a four-point scale (‘very good’ (no

sickness), ‘some benefit’ (marked reduction in sickness), ‘no change’ (no benefit)

and ‘worse’ (worse than before)); two trials measured rescue anti-emetic use,94, 98

two assessed the number of vomits99, 100 and one measured nausea only.97 Inclusion

of secondary outcome measures also varied between trials. Three trials94, 98, 100

measured number of vomits, two trials98, 100 measured nausea intensity, two trials97, 99

measured rescue anti-emetic use, one trial99 measured vomiting free days, one trial97

frequency and duration of nausea and vomiting and one trial100 perception of benefit.

Acupressure primary outcomes varied between the trials. Two trials measured nausea

scores,97, 106 two assessed nausea and vomiting scores,107, 109 one used the Morrow

scale108 and one the Rhodes Nausea, Vomiting and Retching scale.73 Secondary

outcomes measured included nausea intensity (three trials),73, 106, 107 expectations of

benefit (two trials),108, 109 and anxiety states (two trials).73, 107.One trial each measured

satisfaction with treatment,108 QoL109 and a chemotherapy problem checklist.106

2.10 Assessment of Risk of Bias in Acupuncture Trials

Five trials were assessed at a low-to-moderate risk of bias.97-100 Only one trial was at

a low risk of bias on all domains,100 four trials94, 97-99 were at moderate risk of bias,

and the remaining two trials93, 94 were at a high risk of bias. (Table 2.1). The three

trials published after the Cochrane review8 scored seven-to-eight out-of-ten using the

JBI assessment tool,102 indicating a low-to-moderate risk of bias.

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T

able

2.1

: Ass

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33

Wer

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34

Wer

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2.10.1 Selection Bias

Three trials94, 97, 99 reported the method of generating a randomisation sequence to the

treatment or control arms, and were assessed as low risk. Two trials94, 97 used a

computer program and one trial 99 used a table to generate randomisation. Four

trials92, 93, 98, 100 did not state how the randomisation sequence was generated, and

were assessed as risk unclear. Two trials92, 93 were published prior to the CONSORT

statement outlining the reporting of RCTs.

Five trials94, 97-100 identified the randomisation allocation as concealed from the

allocator, ensuring a low risk of bias. Three trials94, 98, 100 also concealed the

allocation by using phone randomisation, while two trials97, 99 used sealed opaque

envelopes. Again the two older trials92, 93 did not identify if this occurred, and were

rated as unclear risk of bias.

Three trials92, 98, 100 reported the control and treatment groups as comparable at entry,

and were assessed with a low risk of selection bias. One trial did not report patient

characteristics, and it was unclear if there was bias.93 Two trials94, 97 used crossover

designs; the risk of bias was assessed as low. One trial99 was assessed at a low risk of

bias, as there was no difference in groups at entry in relation to ethnicity, emesis with

prior chemotherapy and alcohol use.

2.10.2 Attrition Bias

Four trials94, 98-100 had no withdrawals and were assessed as a low risk of bias. Two

early trials92, 93 did not detail reasons for withdrawal and were assessed as having an

unclear risk of bias. The remaining trial97 reported a 25 per cent loss due to

withdrawals, but did not include them in the analysis, and was assessed at a low-to-

moderate risk of attrition bias.

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2.10.3 Performance Bias

Four trials addressed performance bias in relation to blinding of outcome assessors.93,

97, 99, 100 Two trials92, 98 did not conceal the allocation from the assessors, and were

identified as moderate-to-high risk of bias. The remaining trial94 was unclear.

2.10.4 Measurement Bias

Six trials93, 94, 97-100 used the same outcome measure for both groups and used reliable

measures, ensuring a low risk of bias. The remaining trial92 did not clearly state how

the outcome measurements were reliably assessed.

2.11 Assessment of the Risk of Bias Acupressure Trials

Five trials73, 97, 106-108 were assessed at a low risk of bias, and the remaining trial109

was assessed at a high risk of bias. The four trials published after the Cochrane

review8 only scored seven-to-eight out-of-ten in the assessment tool of JBI,102 giving

them a low-to-moderate risk of bias.

2.11.1 Selection Bias

Two trials were assessed at a low risk of bias. One trial97 was assessed as a low risk

of bias because of a stated randomisation sequence generation by computer. Another

trial,73 using computer generation, had simple random selection and was at low risk

of bias. The remaining trials106-109 were categorised as unclear risk of bias.

Four trials73, 106-108 reported that control and treatment groups were comparable at

entry and were assessed as low risk. One trial97 used a crossover design trial and was

assessed as an unclear risk of bias. The other trial109 was assessed as unclear.

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2.11.2 Attrition Bias

Only one trial106 reported withdrawals and was assessed at a low risk of bias. The

remaining trials73, 97, 107-109 identified the withdrawals. However, they did not include

withdrawals in the analysis and were assessed at a low-to-moderate risk of bias.

Levels of withdrawal were: Dibble106 eight per cent; Jones108 14 per cent; Melchart97

25 per cent; Molassiotis73 34 per cent and Roscoe109 34 per cent.

2.11.3 Performance Bias

Three trials97, 107, 108 reported that outcome assessment was blind to group allocation.

Three trials73, 106, 109 were assessed as unclear.

Two trials73, 97 ensured the allocation of treatment was concealed from the allocator,

with staff collecting the information blind to group allocation; these were assessed at

a low risk of bias. The remaining trials106-109 were assessed as unclear.

2.11.4 Measurement Bias

All six trials73, 97, 106-109 measured outcomes the same way for both groups, and used

reliable measures. They were assessed at low risk of bias.

2.12 Meta-Analysis 2.12.1 Acupuncture plus Medication v. Medication Only

2.12.1.1 Frequency of Vomiting

The frequency of vomits was reported in two trials (see Appendix Five).94, 99A

reduction in vomiting frequency was shown in the acupuncture plus medication

group, (MD -7.40, 95% CI -9.07 to - 5.72, 94 participants).

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2.12.1.2 Dose of Rescue Medication

The dose of rescue medication was reported in one trial,94 and showed a reduction in

the dose of rescue medication in the acupuncture plus medication group (MD -5.52,

95% CI -7.45 to -3.58, 23 participants).

2.12.2 Acupuncture plus Medications v. Sham Acupuncture plus Medications

2.12.2.1 Frequency of Vomiting

The frequency of vomits was reported in three trials,93, 97, 100 showing no difference

between groups (MD 0.70, 95% CI 0.38 to 1.29, 138 participants).

2.12.2.2 Frequency of Nausea

The frequency of nausea was reported in two trials,97, 100 and showed no difference

between groups (MD 1.01, 95% CI 0.67 to 1.50, 128 participants).

2.12.2.3 Dose of Rescue Medication

The dose of rescue medication was reported in two trials. 97, 100 There was no

difference between groups (MD 1.03, 95% CI 0.64 and 1.67, 128 participants).

2.12.2.4 Helpfulness of Acupuncture

The helpfulness of acupuncture was reported in one trial.100 There was no difference

between groups (MD 1.11, 95% CI 0.71 and 1.74, 80 participants).

2.12.3 Acupressure plus Medication v. Medication Only

2.12.3.1 Frequency of Vomiting

Frequency of vomiting was reported in one trial.73 No difference was found between

groups (MD 0.13, 95% CI -1.46 and 1.20, 94 participants).

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2.12.3.2 Frequency of Nausea

Frequency of nausea was reported in three trials.73, 106, 109 There was a decrease in the

frequency of nausea in the acupressure plus medication group (MD -0.32, 95% CI -

0.59 to 0.06, 510 participants).

2.12.4 Acupressure plus Medication v. Sham Acupressure plus Medication

2.12.4.1 Frequency of Vomiting

Frequency of vomits was reported in one trial.97 There was no difference between

groups (MD 1.24, 95% CI 0.34 and 4.43, 48 participants).

2.12.4.2 Frequency of Nausea

Frequency of nausea was reported in one trial.97 There was no difference between

groups (MD -0.10, 95% CI -5.52 to 5.02, 48 participants).

2.12.4.3 Use of Rescue Medication

The dose of rescue medication was reported in one trial.97 There was no difference

between groups (MD 1.03, 95% CI 0.64 and 1.67, 48 participants).

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2.13 Discussion

Twelve trials were included in the review: seven acupuncture and six acupressure

trials. The trials included a total of 1,381 participants: 1,133 in acupressure studies

and 275 in acupuncture studies. One trial97 was included in both acupuncture and

acupressure analysis.

The meta-analysis showed a reduction in the frequency of acute chemotherapy-

induced nausea in the acupressure plus medication group, compared with the

medication only group (MD -0.10, 95% CI 0.34 to 4.43). In addition, there was a

reduction in frequency of vomiting (MD -7.40, 95% CI -9.07 to -3.58), and a

reduction in the dose of rescue medication (MD -5.52, 95% CI -7.45 to -3.58) in the

acupuncture plus medication group versus medication only. Overall, the number of

trials included in the meta-analysis was quite small due to unavailability of data from

articles and/or the authors, limiting the conclusions drawn.

The limitations of the primary studies relate to whether an adequate dose of

acupuncture or acupressure was administered. Treatment frequency also varied

between studies; some trials treated daily and others weekly or once only. The actual

dose of acupuncture required is an area of research that has not been fully evaluated.

It has been suggested that a minimum of six treatments is needed to constitute

adequate treatment.121 Only two acupuncture trials94, 98 had greater than six

treatments, though one trial99 had five treatments. Of the acupressure trials, three97,

106, 107 had six or more treatments, with one trial108 unclear. Five from seven

acupuncture trials used a formula for point selection using just one or two points.

Two points may not give an adequate dosing of acupuncture for symptoms. As with

TCM and conventional medicine, a majority of conditions are multi-factorial and not

caused by one imbalance or factor, leading to inadequate treatment with only one or

two points. Two acupuncture trials used a flexible point selection process, with TCM

practitioners selecting points based on TCM principles and investigating the

acupuncture treatment, rather than acupuncture stimulation of a particular point or set

of points. In these instances, researchers reported the most common points that were

used in the intervention; this treatment may help guide further research and guide

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practitioners in clinical practice. The use of sham controls within acupuncture

remains controversial, as some studies indicate physiological activity with many of

the techniques of sham acupuncture.122-124 In addition, ethical concerns have been

raised about the use of a sham control in the evaluations of acupuncture in cancer

care.125, 126

The most recent acupuncture trials are beginning to reflect modern practice by using

more than one or two points, and in the use of individualised treatments, rather than a

formula of points. Research is moving away from investigating the effects of a

specific acupuncture point to investigating acupuncture as a ‘whole person’

intervention, including the specific and non-specific effects of acupuncture treatment

and the acupuncturist.127-129 In these instances, researchers reported the most

common points used in the intervention. This may help guide both further research

and practitioners in their clinical practice, but heterogeneity will make it difficult to

compare studies.

The methodology of recently published acupuncture studies has not greatly improved

from the trials identified in the Cochrane review;8 with the trials only scoring seven-

to-eight out-of-ten for the JBI assessment tool.102 In addition, the reporting of trials

has not progressed, despite the publishing of the Standards for Reporting

Interventions in Controlled Trials of Acupuncture (STRICTA)130 guidelines: with

improved reporting, a more accurate assessment of bias risk can be obtained. The

studies remain small, with most being pilot studies. This is common and a major

weakness. There has been a tendency to use crossover designs for the most recent

trials. The issue raised by this design is that the washout period for acupuncture or

acupressure treatment has not been clearly identified through research. However,

using this design may ensure better recruitment and retention of participants. Overall,

few studies remain at a low risk of bias.

The quality of the trials in relation to risk of bias was only fair: this could and should

be improved. Four of the seven acupuncture trials94, 97-99 had a low-to-moderate risk

of bias; only one100 had a low risk of bias. Five of the six73, 97, 106-108 acupressure trials

had a low-to-moderate risk of bias. Bias in the other trial98 was assessed as moderate-

to-high, as it did not clearly state many criteria. There was a slight improvement in

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addressing bias in the acupuncture and acupressure trials following the Cochrane

review.

Selection bias in the acupuncture trials was addressed well by three trials,94, 97, 99

ensuring effective randomisation. An allocator was blinded to the treatment group

and control and treatment group were comparable, ensuring a low risk of bias. The

remaining trials were assessed as being at risk of bias unclear, due to incomplete

reporting of the randomisation method. Only both Dundee trials92, 93 failed to identify

clearly if allocators were blinded to treatment group allocation. In the acupressure

trials, two trials73, 97 were assessed at a low risk of bias due to effective

randomisation, with the allocator blinded and comparable groups at entry. The

remaining trials stated they randomised patients but not how, and did not clearly state

if the allocator was blinded.

Five of the 13 trials94, 98-100, 106 had a low risk of bias, with six trials having low-to-

moderate bias due to withdrawals being identified but not included in the analysis.

Two trials92, 93 had a high level of bias; both were early work done by Dundee, prior

to the established criteria for reporting bias.

The sample sizes for the majority of studies remain small, with most being pilot

studies. No power analysis or sample size calculations were undertaken to examine

statistical significant benefit.

Characteristics of the participants in these trials varied. Some recent acupuncture

trials included children with cancer. This is a patient group not often seen by

practitioners, but it is relevant to the growing number of practitioners who work in

integrative oncology clinics. There were also trials that included patients with more

than one cancer type. This mixed patient group is more representative of what

acupuncture practitioners would treat in their clinics. Therefore, the findings relating

to the patients seen in trials99,73,107 only treating women with breast cancer are less

relevant to practitioners in their clinic.

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2.14 Agreements and Disagreements with Other Studies or Reviews

One other systematic review of acupuncture has been published in the literature.8

This review included 11 trials, and one other form of acupoint stimulation, non-

invasive electro-stimulation, which was excluded from this review. This review

found some benefit with respect to acute nausea for acupressure (MD -0.32, 95% CI

-0.59 to -0.06, 510 participants) and there was evidence of a decrease in frequency of

vomiting (MD -7.40, 95% CI -9.07 to - 5.72, 94 participants) and dosage of rescue

medication (MD -5.52, 95% CI -7.45 to -3.58, 23 participants) in those receiving

acupuncture. This review concurs with previous findings,8 suggesting a clinical

effect from acupuncture point stimulation on CINV.

2.15 Clinical Commentary

There is some evidence to support the use of the two major points Pericardium 6

Neiguan and/ or Stomach 36 Zusanli, for acute CINV, although there is less evidence

for delayed CINV. These points are commonly used in clinical practice and are also

used often in treating nausea and vomiting arising from other causes, including post-

operative and pregnancy-induced nausea and vomiting.131, 132 There is less evidence

for the use of other points, such as Conception Vessel 12 Zhongwan and Large

Intestine 4 Hegu, which needs more high quality research before recommended for

use. Acupressure on Pericardium 6 Neiguan and Stomach 36 Zusanli, has shown

some benefit for acute chemotherapy-induced nausea. The research is not conclusive,

but as the intervention is inexpensive, low risk and easy for patients to learn and

perform, this could be included for patients experiencing CINV.119

2.16 Conclusion

Overall, the methodological quality of trials has not improved greatly since the

Cochrane review, although there has been no worsening of quality. There remains a

need for further research with a fully powered study examining the effect of

acupuncture on delayed and acute nausea. Acupuncture appears to reduce

chemotherapy-induced vomiting and decrease use of rescue medications.

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Acupressure appears to have a benefit for reduction in severity of acute

chemotherapy-induced nausea.

There is a need to conduct further research with trials using appropriate sample sizes

and adequate power. Future research needs to ensure that when designing trials,

outcome measures are both clinically relevant and patient centred to reflect what is

important for the patient.133-135 Further trials should also allow the treating

acupuncturist to have the flexibility to decide the appropriate acupuncture treatment,

thus ensuring trials have clinical relevance and help to direct practice.127, 128 There is

support for moving the focus from efficacy to effectiveness studies, where the design

more closely reflects practice. The adoption of broad trial inclusion and exclusion

criteria will also ensure the findings of the study are able to be generalised and

representative of the usual care situation.129, 136 This will ensure research is more

reflective of what occurs in clinical practice.

The following chapter describes the methodology for a pilot RCT, and the

implementation and evaluation of an integrative acupuncture oncology service at the

Mater Hospital in Brisbane.

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Chapter 3: Methodology

The overall aim of this study was to examine the role of acupuncture in an integrated

cancer care setting of a public hospital day oncology unit. The research objectives

examined: the (i) feasibility of conducting an efficacy trial of acupuncture for CINV,

and (ii) the role of an acupuncture service in the day oncology unit on patient’s

wellbeing. This chapter describes the methodology used for: (i) the pilot feasibility

RCT of EA versus sham EA versus no acupuncture for acute and delayed CINV; and

(ii) an evaluation of the acupuncture service for cancer patients using a validated

patient-reported outcome measure.

3.1 Methods 3.1.1 Research Questions

The primary research question examined if it was feasible to conduct a RCT of EA

versus sham EA versus no acupuncture for CINV at a day oncology unit.

Feasibility questions examined:

1. Timeframe to recruit 60 participants for the trial.

2. Number of participants willing to return for further intervention on Day 3.

3. Number of dropouts from the trial to be expected and the reasons for drop

out.

4. Suitability of the outcome measures used for the trial.

5. If integrity of blinding was maintained at the end of intervention.

Secondary questions:

1. Were there group differences between Functional Living Index Emesis FLIE

scores and changes of scores between groups at Day 1, 4 and 7?

2. Were there differences between nausea scores on Day 1, 2 and 4?

3. What number of breakthrough anti-emetics was used?

4. What number of participants reported side effects from treatment?

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5. Was the presence of any washout period during the second cycle detected?

6. What influence do participants’ expectations of benefit have on

effectiveness?

7. Did the practitioner therapeutic encounter introduce bias?

3.2 Study Design

A pilot randomised, controlled, three-arm single-blinded trial of EA or sham EA

versus treatment as usual.

3.2.1 Study Design Rationale

The main reasons for conducting a pilot or feasibility study can be categorised into

several broad classifications, which are process, resources, management and

scientific.137-140 The rationale behind this study was to identify if it was possible to

conduct a trial in a busy day oncology unit environment; what resources and

management systems would be required and if the scientific process was sound and

obtained the necessary data to help obtain funding for a definitive trial.

The other rationale of this study drew on the findings from the Cochrane review by

Ezzo et al.8 The review recommended that further research consider: (i) the use of

more than one acupuncture point; (ii) the use of EA as an adjunct to modern anti-

emetics; and (iii) examination of the role of EA on delayed nausea and vomiting.

The study also evaluated the duration of any treatment or sham effect on symptoms

of CINV to identify the potential washout period from the study interventions. To do

this, further data was collected from the EA and sham group during the participants’

second cycle of chemotherapy.

The inclusion of three study groups allowed examination of the adjunctive effect

from EA, compared with treatment as usual in controlling CINV, and secondly

would determine if the effects of EA were greater than sham EA. This design may

allow some methodological concerns of previous acupuncture research to be

addressed.

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3.3 Methodological Issues to Consider for Acupuncture Research

Acupuncture has been described as a complex, multi-component intervention. The

effects of acupuncture can be attributed to the specific effects from needling, specific

non-needling components based in acupuncture theory, such as palpation, and non-

specific effects including the therapeutic relationship and other contextual factors.

The specific effects of acupuncture include needling components, needle depth, point

stimulation, location of acupuncture point. Non-specific components that are generic

and not specific to acupuncture (include the therapeutic interaction with the

practitioner, therapeutic setting diagnosis and belief and expectations of the

practitioner and patient) are common to all interventions, such as belief and

expectancy, therapeutic setting, time and attention.128, 136, 141

The placebo non-specific effects are variables that researchers frequently try to

control when using sham acupuncture in efficacy studies of acupuncture. Sham

acupuncture may involve the use of needles inserted at non-acupuncture points,

superficially with no needle stimulation (no de qi), or non-penetrating needles.142-145

A sham treatment may also include attempts to control for the therapeutic

relationship, active listening and touch. Concentrating on one element of the

complex intervention, for instance, looking at the specific effects of acupuncture

points and needling using sham controlled trials, not the whole intervention,

minimises the effect size from the specific non-needling aspects of acupuncture.128,

136, 141

Some studies comparing sham with true acupuncture demonstrate no difference in

effect. One explanation of this may be that sham acupuncture is not an inert placebo,

but instead has a physiological effect.123, 135, 146, 147 The non-specific effect from

placebo and sham controls can vary widely between individual patients; in sham

controls the non-specific effects may be larger than for inert placebo

interventions.128, 148-150 To account for these effects, a control arm usual has been

included in this trial.

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3.4 Study Participants

The inclusion criteria were:

• Patients with cancer admitted to the haematology/oncology day unit for their

first cycle of moderate-to-highly emetogenic chemotherapy (see Appendix

Six), aged 18 years and older, receiving moderate-to-highly emetogenic

chemotherapy, not on consecutive days.

• Chemotherapy naïve.

• Diagnosis of solid tumours (non-haematological malignant disease).

• A good understanding of English and cognitive ability, allowing for fully

informed written consent and to complete all trial questionnaires.

Exclusion criteria were:

• A history of acute, chronic or sub-acute ileus.

• Thrombocytopenia (defined as platelet count <100 x 109/l).

• Previous use of acupuncture for nausea and vomiting.

• Pre-existing nausea or vomiting from another medical condition.

• Participation in any other trial, including those of new chemotherapy

regimens.

• Concurrent treatment of chemotherapy and radiotherapy.

• Uncontrolled central nervous system (CNS) involvement by tumour.

• Needle phobias.

• Insufficient understanding of the trial and its requirements.

3.5 Recruitment Strategy

The setting for the study was the day oncology outpatients unit, at a public hospital

in Brisbane, Queensland. The unit had two part-time oncology and two full-time

consultant/s; they referred patients to the trial. The unit at the time of the trial treated

approximately 550 new patients per year, with 7, 000 occasions of service per year.

No promotion or information was disseminated directly to the patients or the

community for recruitment. Presentations to the cancer services divisional research

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meeting were given on a monthly basis, prior to commencement of the trial and

regular reports were given during the course of recruitment to the study. Information

regarding the trial was given to nursing staff as an in-service, prior to

commencement of the study. Referral of potential study participants was from the

oncology consultants, or from a hospital research officer, who identified patients

attending the oncology day unit for their first cycle of moderate or highly emetogenic

chemotherapy.

Following consent by the treating oncologist, potential participants were given the

trial information sheet while waiting in the chemotherapy waiting room or prior to

attending the unit (if possible) by the research nurse. A screening log was

maintained. This was used to confirm patient eligibility, to collect data relating to

whether or not the patient consented to the trial, the reason for declining the trial if

this information was volunteered, and reasons for exclusion.

Those patients who met the eligibility criteria and were willing to consent to the trial

(Appendix Seven) were randomised to one of the three arms following written

informed consent had been obtained.

Mater Health Services Human Research Ethics Committee approved the study,

approval number 1276A. Trial registered with ANZCTR (Australian New Zealand

Clinical Trials Registry) number ACTRN12609001054202. Funding was generously

supplied by the Mater Foundation, South Brisbane and the Smiling for Smiddy

Foundation.

3.6 Randomisation

Randomisation was conducted through the Mater Research Support Centre, within

the Mater Research Institute adjacent to the hospital. A computer randomisation

program generated the randomisation sequence. Randomisation was stratified

according to the emetogenic rating of the chemotherapy. Sealed envelopes,

numbered consecutively according to patient entry number, containing the

randomised treatment allocations were kept on the day unit. The study investigator

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(CM) opened the envelopes in numbered sequence and delivered the treatment as

specified (i.e., EA, sham EA, treatment as usual). Each arm of the study had an equal

number of participants.

3.7 Blinding

A research assistant, who was blind to the treatment allocation, collected the data

from the patient. An independent data manager, who was blind to treatment

allocation, entered information from the trial diaries into a database. The study

statistician was blind to treatment allocation. Patients were blind to treatment

allocation for the EA and sham groups only.

3.8 Treatments and Study Schedule and Intervention 3.8.1 Treatment as Usual

All patients received standard anti-emetic therapy, as appropriate for the particular

chemotherapy they received, according to CHARM, TM 151 the computerised

chemotherapy/anti-emetic protocol system used at Mater Health Services. This

system has been developed and updated according to best international practice. 152

All patients received rescue anti-emetics according to protocol if required. Standard

anti-emetic therapy at the time was ondansetron 8mg intravenously (IV) on Day 1,

8mg orally twice a day for Days 2 and 3, dexamethasone 8mg IV Day 1 and 8mg

orally daily for Days 2 and 3 for moderate emetogenic chemotherapy. Highly

emetogenic chemotherapy used the same regime plus aprepitant 125mg orally Day 1

and 80mg orally on Day 2 and 3. Rescue antiemetics were metoclopramide 10mg

orally four times a day when necessary.

3.8.2 Electro-Acupuncture

All acupuncture was given by the researcher, who is a trained acupuncturist with an

Advanced Diploma of Acupuncture, a member of Australian Acupuncture and

Chinese Medicine Association and has six years of clinical practice.

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EA was selected as the method of stimulating acupuncture points, following review

of evidence from earlier trials, 92, 93 suggested marked benefits for reducing CINV.

Mayor 153 suggests that the continuous stimulation offered by EA provides greater

benefit over time following a treatment, compared to manual acupuncture, and that

this mode of stimulation is less labour intensive for the acupuncturist 153 and less of a

burden on the patient. It allows the nurse to focus on the administration of

chemotherapy and to answer any questions the patients may have.

EA was applied using a newly purchased SDZ-III Electronic Acupuncture Treatment

Instrument 6 channel, which was safety tested by Mater Health Services Biomedical

Department.

EA has the same risks of adverse events as acupuncture relating to needling pain,

bruising, fainting, local skin irritation, pain, exacerbation of symptoms and

pneumothorax, which are negligible when delivered by a qualified practitioner.154, 155

Specific AEs to EA include spasm, peripheral nerve irritation, cardiac conduction

block and electrical burn. The specific adverse events were reported in a review that

identified that the risks of these are very low with EA, when used by a qualified

practitioner. 156

Four acupuncture points were used: ST36 Zusanli, PC6 Neiguan, LR3 Taichong and

LI4 Hegu. The points were chosen based on evidence from previous trials and TCM

textbooks,157, 158used as a standardised protocol. PC6 has been widely investigated as

the major point for nausea and vomiting from different causes, such as pregnancy,

post-operative and chemotherapy-induced.118, 131, 159, 160 ST36 is the other point

commonly used for CINV.91, 94, 98 ST36 is one of the main points in treating any

stomach disorder or pattern.157 Li 157 has identified LR3 and LI4 as useful for nausea;

these two points in combination treat spasms within the whole body and have a

calming effect.158 LI4 is a point that ‘quiets the spirit’ and promotes down-bearing of

qi and is used to harmonise rebellious qi. 158, 161 LR3 influences the liver. According

to TCM, it reduces the effect chemotherapy has on the liver and its interaction with

digestion.157

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Standard EA, using the points at ST36, PC6, LR3 and LI4, were applied using sterile

surgical stainless steel 0.20mm x 30mm acupuncture needles (Sensei brand made in

China, for Acuneeds Australia) to ST36, PC6, LV3, LI4 bilaterally, a total of eight

needles. Once inserted, the needle was manipulated using a thrusting, twirling

movement until a de qi sensation was achieved and the patient felt soreness, fullness,

heaviness or local area dissention. The depth of needle insertion varied between

patient and points, and was inserted to a depth of 0.2 to 1.5 cm. The negative pole

was attached to PC6 and the positive pole to ST36, to form one circuit; the negative

to LI4 and positive to LR3, and the procedure was undertaken bilaterally. The

frequency of stimulation was 10Hz and intensity of stimulation was adjusted

according to patient’s tolerance (maximum 10 mA). Stimulation commenced ten

minutes prior to chemotherapy and continued for total of 30 minutes on the first

cycle (Day 1). Patients were invited to return to the day unit for a second course of

EA on Day 3, when treatment was repeated as per Day 1.

3.8.3 Control Arm: Sham Electro-Acupuncture

The acupuncturist used points adjacent to the true acupuncture point and off-channel,

but considered far enough away to negate any anti-emetic effect. Each point was

defined by the corresponding acupuncture points and measurements, for instance, 1

cun lateral to PC6, midpoint between ST36 and GB34, 1 cun medial to LI4, 1cun

lateral to LR3. 1 cun is equal to the width of the patients’ knuckle of their thumb, and

is a standard acupuncture measurement (see Figure 3.1).

Sham EA was applied using sterile surgical stainless steel 0.20mm x 30mm

acupuncture needles (Sensei brand, made in China) to points bilaterally. The needles

were inserted superficially 0.2 to 0.5cm depth, the needle was not manipulated, nor

the de qi sensation obtained. The circuit was set up the same as in the treatment arm.

A non-functioning EA machine was used. The machine was made non-functioning

by turning the amplitude up on an unconnected channel, giving the appearance and

noise when completed of the actual machine giving a treatment. Sham stimulation

was given in a similar manner as the real EA treatment (Day 1). Patients were invited

to return to the day unit for a second course of sham EA on Day 3, treatment was

repeated as per day 1.

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Patients in the ‘treatment as usual group’ received standard anti-emetic medication

treatment without acupuncture (Day 1). Patients allocated to this group were offered

acupuncture on their second cycle if they requested it, as an incentive to participate.

3.9 Outcome Measures and Data Collection 3.9.1 Feasibility Endpoints

1) Time to recruit sufficient numbers for the trial.

2) Number of patients returning for further intervention on Day 3.

3) Number of dropouts from the trial.

4) Outcome measures sensitive to change.

5) 80% of participants blind to their group allocation at the end of the trial

intervention.

3.9.2 Secondary Endpoints

1. FLIE at days 7, 4 and 1. (See 3.10.1)

2. Number of vomits at days 1 to 6.

3. Nausea score at days 1 to 6.

4. Proportion using anti-emetics over seven days.

5. Proportion of patients reporting side effects.

6. Performance bias assessed from the therapeutic encounter.

7. Patient expectations.

8. FLIE, nausea and vomiting scores in Cycle 2.

3.9.3 Data Collection

To maintain integrity of blinding the research, a nurse was responsible for co-

ordinating data collection or interviewing patients to collect data on entering the trial:

• Baseline demographic characteristics were collected on Day 1.This included

employment status, occupation, education level, race, marital status, date of

birth, age, gender, height, weight, chemotherapy protocol, emetogenic rating,

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diagnosis, anti-emetic regime, concurrent medication and patient expectation

of benefit. (Appendix Eight).

• FLIE was collected on day 1 prior to chemotherapy starting and on day 4 and

day 7. The research nurse helped the patients complete the form on day 1; the

patient completed it independently thereafter. (Appendix Nine). All patients

in the treatment arms completed the daily diary and FLIE scores in Cycle 2 of

their chemotherapy in the same manner as Cycle 1.

• A daily diary between days 1 to 7 was completed by study participants

assessing symptoms of nausea and vomiting over the previous 24 hours.

Participants were advised to complete the diary at approximately the same

time each night. (Appendix Ten).

An adverse event form was completed on Days 1, 3 and 7 (Appendix 11). Any

adverse event was reported according to standard procedure for research in the Mater

Adult Hospital. The patient’s consultant was contacted and informed, an entry was

made in the patient’s medical record, including any subsequent treatment and follow

up. The Mater Health Services Ethics Committee was contacted and supplied with

the necessary information on the appropriate adverse event notification form if

greater than a grade three in severity. A questionnaire was given to participants to

obtain their views on expectancy and perception of their group allocation on Day 3

(Appendix 12). Patient perception of acupuncture effectiveness was completed by

the research nurse on Day 7 (Appendix 13). See Appendix 14 for the outcome

assessment diagram.

3.10 Data Collection Instruments 3.10.1 Functional Living Index Emesis (FLIE)

The FLIE is a validated nausea- and vomiting-specific patient reported outcome

instrument that rates nausea and number of vomits and the impact of CINV on QoL).

QoL and the effects of CINV have been identified as directly affecting the health

care decisions and continuation of treatment by patients.23, 24, 162, 163 FLIE is

composed of two domains (vomiting and nausea), with nine identical items in each

domain.162 Participants rate the severity of their nausea and vomiting over the

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preceding three days on a seven-point scale anchored by 1 (‘a great deal’) and 7 (‘not

at all’). It is self-completed by the patient, with instruction from the research nurse

when completing for the first time. The first item in each domain asks the participant

to rate how much nausea and vomiting has been experienced during the previous

three days. The remaining eight items cover different sections influencing the

patient’s quality of daily life (i.e., ‘recreation or leisure activities’, ‘make meal/do

tasks’, ‘ability to enjoy meal’, ‘enjoy drinking fluids’, ‘see family/ friends’, ‘daily

functioning’, ‘personal hardship’, ‘hardship on others’).

The FLIE score is determined by summing the responses to the 18 questions on a

seven-point analogue scale. Therefore, the range of total scores possible is between

seven (worst response on each scale) and 126 (best responses on each scale).

Therefore, a higher score corresponds to a higher QoL, or less impact of CINV on

daily life. No or minimal impact on daily life (NIDL) was defined as an average

FLIE item score of more than six on the seven-point continuous visual analogue

scale, or a total FLIE score of more than 108.24, 162, 163 This indicates the patient may

be experiencing a small amount of nausea or vomiting, but that there is no or

minimal impact on their QoL.

3.10.2 Patient Diary

Patients were given a diary to record their symptoms of CINV daily. Nausea was

assessed according to a numerical rating scale (NRS). Participants recorded the

number of vomits, and use of rescue emetic medications for six days post-

chemotherapy, including the day of chemotherapy. Patients in the EA and sham EA

arms completed the diary on their second cycle of chemotherapy, without the

interventions, to assess any lasting effects.

3.10.3 Toxicity

At the time of designing this study, there were no validated tools for assessing the

side effects of acupuncture. Although Witt et al.155 recently published a observational

study of 229, 230 patients and reported adverse events, categorising them in relation

to the severity: ‘common’, ‘uncommon’, ‘rare’ and ‘very rare’, with relevant

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occurrence ratios and categories: ‘pain’, ‘bleeding/haematoma’, ‘inflammation’,

‘vegetative symptoms’, ‘nerve irritation/injuries’ and ‘other’. However, for this study

the side effects reported by Melchart et al.164 and White154 were used to identify

adverse events occurring in the trial:

• needling pain

• bleeding

• haematoma

• fainting

• local skin irritation

• exacerbation of symptoms

• pneumothorax (this side effect will not be assessed, even though it can be

very severe, as no needling is done in the thoracic region).

These side effects were assessed using modified questions adapted from the National

Cancer Institute Toxicity Scale,165 ranging from ‘none’ to ‘severe’, with a grading

number of 0 to 5. It is widely accepted throughout the oncology research community

as the standard grading scale for adverse events.166 Grades 1 to 5 refer to the severity,

with a unique clinical description for each adverse event based on the general

guideline of:

Grade 1: mild, asymptomatic or mild symptoms; clinical or diagnostic

observations only; interventions not indicated.

Grade 2: moderate; minimal, local or non-invasive intervention indicated;

limiting age-appropriate activities of daily living (ADL).

Grade 3: severe or medically significant but not immediately life-threatening;

hospitalisation or prolongation of hospitalisation indicated; disabling; limiting

ADL.

Grade 4: life-threatening consequences; urgent intervention indicated.

Grade 5: death related to adverse event.

(Not all grades are appropriate for all AEs measured.)

All patients were asked to complete at baseline and on exit (Day 7), and post-

treatment on Day 1 and 3 for treatment arms.

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3.10.4 Practitioner Therapeutic Interaction

Some practitioners may give extra or less attention to sham acupuncture patients,

knowing they are not getting true acupuncture. If the two groups were treated

differently this might introduce performance bias. Observation of the interaction, and

scoring against a checklist designed to measure the therapeutic interaction between

the practitioner and patient, was used to examine evidence of performance bias. The

checklist was developed using the Therapists Features Scale.167, 168 This scale

includes statements and observations on the timing of the interaction, explanation of

treatment, side effects and adherence to a script (Appendix 15). Other statements

include ‘building rapport’, ‘develops sense of trust and confidence’, ‘amount of

talking’, ‘body language’, ‘tone of voice’, ‘empathetic, warm and friendly’,

‘confident’, ‘use of humour’, ‘sincere’, ‘respectful’, ‘rewarding/encouraging’.

To examine performance bias, the research nurse observed the interaction between

the study acupuncturist and participants in both the EA and sham EA group.

Observations occurred for approximately 20 minutes, from when CM first

approached the patient to explain what the intervention was, until he left. The five

patients from each group were selected randomly by a computer randomisation

program, generating the randomisation sequence. Sealed envelopes, numbered

consecutively according to patient entry number, were kept on the day unit and

contained the randomised treatment allocations, and if they were to have the

therapeutic interaction observed or not.

3.10.5 Expectations

Participant expectations of benefit, generally and personally from acupuncture

treatment, were assessed from responses to two questions:

I. How effective do you consider acupuncture in general? With the patient

responding to one of the following answers: ‘Very effective’, ‘Effective’,

‘Slightly effective’, ‘Not effective’ or ‘Don’t know’.

II. What do you personally expect from the acupuncture treatment? With the

patient responding to one of the following answers: ‘Complete’, ‘Clear

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improvement’, ‘Slight improvement’, ‘No improvement’ or ‘Don’t know’

(see Appendix Eight).

3.11 Sample Size

A sample size calculation was performed, based on the primary outcome of the FLIE

score at Day 7. Assuming that the score for the control, sham EA and EA arms

would be 100, 105 and 110 respectively, with a standard deviation of 14, type I error

of 0.05 and power of 80 per cent, after including 20 per cent attrition, a total of 141

participants was required.

Funding for this study allowed for recruitment of 60 patients (20 to each arm of the

trial). It was anticipated that this study size would not be powered to detect

differences between study groups, but would allow assessment of feasibility and data

to confirm the treatment effect and power for the design of future research.

3.12 Data Analysis

Sample characteristics and baseline data were summarised using means and standard

deviations (MD & SD) for continuous data and frequencies for nominal data. The

FLIE score over different days was investigated graphically to determine if there

were any trends on the nausea and vomiting scores. Analyses were undertaken

separately for the FLIE scores on three days (Days 1, 3 and 7), and then an analysis

of the change in FLIE score between Days 1 and 4, 1 and 7 was also calculated. The

number of vomits over the course of the study was explored using bivariate analysis

with cross-tabulation. Sub-group analyses by the emetogenic rating of the

chemotherapy agent were also conducted on FLIE scores on the three days (Days 1,

3 and 7), and then an analysis of the change in FLIE score between Days 1 and 4, 1

and 7.

The analysis of the FLIE score for the three different arms was completed using a

Kruskal-Wallis test (for non-parametric data). This was determined if there was a

difference between at least two of the three groups, and if a difference existed, post-

hoc tests determined which groups were significantly different from each other. The

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NRS scale for nausea was analysed using a Kruskal-Wallis test, comparing the

change between scores on Day 1 and Day 2 and Day 1 and Day 4 for the groups. The

number of vomits was analysed using a Kruskal-Wallis test, comparing the change

between scores on Day 1 and Day 2 and Day 1 and Day 4 for the groups.

3.13 Acupuncture Service Evaluation

Funding to provide a complementary therapies service was obtained from the

Smiling for Smiddy Foundation in 2009. The service offered complementary

therapies to patients undergoing chemotherapy at the day oncology unit, Mater

Adults Hospital, South Brisbane. The composition of services was influenced by a

review of what was offered in other integrative clinics, predominately in the USA

and UK. The author undertook a review of the integrative medicine literature. The

results and recommendations were presented at a cancer services departmental

meeting with the results from a survey of 100 patients regarding what services they

would use if available and for finalisation of the decision. Services identified were

massage, acupuncture, information on herbs and supplements, art therapy and music

therapy. Trained volunteers offered hand and feet massage, a computer with access

to a subscription natural therapies database was situated in the waiting room, the

acupuncture service and art therapy services were commenced.

As part of the funding agreement, an evaluation of the acupuncture service was

undertaken. The service commenced in October 2010, and the evaluation covered the

period from the 1 October 2011 to 31 October 2012. Evaluation of the service was

the primary objective of the second study.

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3.14 Research Questions

The following questions were examined:

a) Do patients using the acupuncture service find it beneficial, helpful and

useful?

b) What symptoms do patients present for treatment by the acupuncture service?

c) Are there any unacceptable risks of harm from the service?

d) Are there clinically significant improvements in patient concerns/symptoms?

3.15 Study Design

A pre and post-test observational study was undertaken to examine participants’

perspectives and experiences on the acupuncture service. To evaluate this service and

to ensure the total patient experience was captured, both qualitative and quantitative

outcomes were assessed.

The methodological approach used in this study included a questionnaire collecting

data on participants’ perceived benefits of treatment, their views on the service and

areas for improvement, and an assessment of QoL and wellbeing.

3.16 Study Participants

Participants were patients receiving chemotherapy for malignant disease (oncological

or haematological) at the day oncology unit at the Mater Adult Hospital Brisbane and

who requested access to, or were referred to the acupuncture service for treatment of

their symptoms including pain, nausea and vomiting, fatigue, peripheral neuropathy,

insomnia, hot flushes, diarrhoea, constipation, anxiety, stress and sense of wellbeing.

The oncology/haematology outpatients unit is located in a public hospital in

Brisbane, Queensland. The unit had two full-time and two part-time oncology

consultants and two full-time haematologists, who referred patients to the service and

trial. At the time the unit treated approximately 1, 000 new patients per year, with

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11, 000 occasions of service per year. The unit consisted of five rooms with four

chairs and one bed in each room.

3.16.1 Inclusion Criteria

The inclusion criterion was as follows:

• patients receiving chemotherapy or chemotherapy and radiotherapy at the day

oncology unit

• patients having a malignant disease

• a good understanding of English

• cognitive ability allowing for fully informed written consent and to complete

all trial questionnaires

• clearance required if participating in any other trial, including those of new

chemotherapy regimens.

3.16.2 Exclusion Criteria

Exclusion criterion was as follows:

• thrombocytopenia (defined as platelet count less than 100 x 109/l)

• neutropenia (defined as neutrophil count less than 1 x 109/l)

• participation in any other trial, including those of new chemotherapy

regimens with no clearance

• treatment of radiotherapy only

• chemotherapy for medical conditions other than oncology or haematology

• insufficient understanding of the service and its requirements.

3.17 Ethics

Patients interested in using the acupuncture service were required to give written

consent. The information and consent form provided detailed information on

contraindications to acupuncture; these included platelet count less than 100 x 109/l,

neutrophil count less than 1 x 109/l, no needling of affected limb following lymph

node resection and active infection. Documented cautions included areas of reduced

sensation, diabetes, heart disease and anti-coagulant therapy. These patients that

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were not excluded, but extra precaution was taken with needling techniques and

point selection (Appendix 16). The Mater Human Ethics Committee and Health

Information Service at Mater Health Services gave approval for the evaluation of the

service, (reference number 1276A).

3.18 Study Administration

Patients accessing the service for the first time were informed that the service would

be evaluated. Posters in the day oncology unit and the consultant clinics advertised

the service. Education sessions were given to staff via in-service on the unit and the

divisional research meeting. The patient information and research consent form for

the evaluation was given to patients by the research nurse or the acupuncturist

(Appendix 17). After consent was obtained, the patient was also required to read and

sign a consent form for the acupuncture (Appendix 16). Additional information about

the commencement of treatment, and what to expect from treatment was also

provided to the patient.

3.19 Acupuncture Service

Conditions for which acupuncture was offered were pain, nausea and vomiting,

fatigue, peripheral neuropathy, insomnia, hot flushes, diarrhoea, constipation,

anxiety, stress and sense of wellbeing. Patients could have up to two treatments per

week while undergoing chemotherapy. Patients received acupuncture while receiving

chemotherapy at the day oncology unit in the treatment chairs. As a result, the

majority of the treatments included the selection of acupuncture points on the arms,

legs and abdomen, with only a few patients having treatment on their back. Needles

were retained for 30 minutes, and then removed. The acupuncturists prescribed the

acupuncture points using a TCM framework. Patients could select to receive the

acupuncture while having their chemotherapy or after. Treatment times were co-

ordinated with the nurses caring for the patients and available chairs, space and time.

Some treatments were conducted after a patient’s chemotherapy, in a spare chair, due

to unit workflow pressures. Treatment and any adverse events were documented in

the hospital’s electronic ordering system, CHARMTM. 151

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The acupuncturist, a registered nurse with over 20 years experience, held an

Advanced Diploma of Acupuncture obtained in 2003, and had over six years clinical

experience, is a member of the Australian Acupuncture and Chinese Medicine

Association and has been a Registered Acupuncturist with the Chinese Medicine

Board of Australia since July 2012.

3.20 Sampling

Sampling was by non-probability or convenience sampling. All participants

attending the service during a 12-month period were invited to participate in the

acupuncture service. With historical data from the previous 12 months of service, the

expected numbers were predicted to be approximately 100. The actual number

sample size was 112 participants.

3.21 Study Endpoints

The primary endpoints of the study were the proportion of patients reporting a

benefit, help or perception of usefulness from the acupuncture service.

Other endpoints included: proportion of patients reporting adverse effects, changes in

wellbeing, and a description of the characteristic of patients using the service.

3.22 Data Collection

Baseline data collection was completed face-to-face with study participants. To help

with completion rates, a research nurse was available to assist with any questions or

issues.

The timing of the post-test was at four to eight weeks following the first acupuncture

treatment, (after receiving two to four treatments). This varied, depending on

patient’s appointments and availability of research staff, as the acupuncturist never

collected or administered the post-test.

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3.23 Data Collection Instruments

Data questionnaires included questions about previous acupuncture use for any

condition, symptoms to be treated, benefit expected from treatment, use of

medication to treat symptoms, referral source and the first part of MYCaW

(Appendix 18).

Assessing patients’ views on the service was undertaken by a self-completion of a

researcher-designed questionnaire, devised by the author in consultation with co-

supervisors. Patients noting ‘marked improvement’, ‘some improvement’, ‘slight

improvement’, ‘no improvement’, ‘slight worsening’, ‘some worsening’, ‘marked

worsening’ or ‘don’t know’, rated the benefit of the service. Helpfulness and

usefulness were assessed by the questions ‘do you think the acupuncture service is a

worthwhile addition?’ and ‘would you like the service to continue?’, and if yes, ‘how

might it be improved?’ (Appendix 19)

3.24 Safety

The adverse events form addressed the most common and severe side effects of

acupuncture;154, 155 the form was completed in four to six weeks, at the same time as

the questionnaire (Appendix 20). The side effects were assessed using modified

questions adapted from the National Cancer Institute Toxicity Scale,165 ranging from

‘none’ to ‘severe’, with a grading number of 0 to 5. It is widely accepted throughout

the oncology research community as the standard grading scale for adverse events.165

Grades 1 to 5 refer to the severity, with a unique clinical description for each adverse

event based on the general guideline of:

Grade 1: mild, asymptomatic or mild symptoms; clinical or diagnostic

observations only; interventions not indicated.

Grade 2: moderate, minimal, local or non-invasive intervention indicated,

limiting age-appropriate ADL.

Grade 3: severe or medically significant but not immediately life threatening;

hospitalisation or prolongation of hospitalisation indicated; disabling; limiting

ADL.

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Grade 4: life-threatening consequences; urgent intervention indicated.

Grade 5: death related to adverse event.

(Not all grades are appropriate for all adverse events measured. The AEs included

needling pain, pain, bruising/haematoma, fainting, local skin irritation,

dizziness/light-headedness and pneumothorax.)

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3.25 Quality of Life and Wellbeing

The MYCaW questionnaire was used to assess wellbeing. The MYCaW instrument

is an individualised questionnaire designed to evaluate complementary therapies in

cancer support care.89 MYCaW is adapted from the validated MYMOP (Measure

Yourself Medical Outcome Profile) questionnaire; it was developed with repeated

adaptation, piloting and monitoring, and has demonstrated good face validity and

content validity. However, formal validation of the construct and concurrent validity

of MYCaW is yet to be carried out.88, 89 This tool has recently been used in the

evaluation of complementary therapies to cancer patients in a UK centre,88 showing

the relevance, ease of use and suitability to the population targeted in this project.

The tool allows the patient to identify one or two major concerns or problems that

are affecting them the most and what they want to have treated. This makes the tool

patient centred, as they decide which symptoms or problems most affect them. After

identifying one or two problems, the patient then rates it on a seven-point Likert

scale, with 0 = ‘not bothering me at all’ and 6 = ‘bothers me greatly’. The third

question also asks the patient to rate their general feeling of wellbeing on the same

scale, with 0 = ‘as good as it could be’ and 6 = ‘as bad as it could be’. The scoring is

done by circling one number only, with no part or half scores allowed. The patient

completes a second score after four to six weeks, the timeframe being decided by the

researchers. This timeframe was chosen as most patients would have had at least two

cycles of chemotherapy, and at least two treatments. When completing the second

phase, the patient is aware of the concern/s they originally identified in the baseline

questionnaire, but not the original scores. Patients were asked to take the MYCaW

home to complete and return via a reply-paid envelope.

The second part of the instrument includes the same questions as the first phase,

relating to the patient’s identified concerns/symptoms and their sense of wellbeing.

Descriptive text data is obtained from open questions asked in the second part. This

includes questions about other things affecting health, what have been the most

important aspects of their time with the service, and also provides an opportunity for

patients to comment on any further items that have not been included.

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3.26 Data Analysis

Descriptive statistics were used to summarise patient demographics and MYCaW

results. MYCaW two concerns scores were presented as median and SD, the change

in scores as a mean and 95 per cent CI and p-value of ≤ 0.05. Analysis was

completed on the pre- and post- score from the participants’ one or two listed

concerns/symptoms, to see if it was statistically and clinically significant. All

statistical analysis was conducted using SPSS for Windows version 15.169

Responses to the open-ended questions and the two concerns patients listed were

categorised using super categories, as defined by Polley et al.,170 who developed

these categories after analysing 782 patients responses from three cancer services in

the UK that offered complementary therapies. The two concerns that patients

identified were allocated into super categories as defined by Polley:170 psychological

and emotional concerns, physical concerns, hospital cancer treatment concerns and

concerns about wellbeing. The super categories were further delineated (see

Appendix 21). The open-ended question relating to ‘Other things affecting your

health’ had the super categories of: awareness of wellbeing, receiving

complementary therapies, major life events, social support, work situation, health

issues and other. The final question had 11 categories: support and understanding

received, individual and group therapies, access to therapies, confidence in the

therapists, care and kindness, being with other visitors, relaxation and time for self,

the environment/atmosphere, appreciation of the centre and its resources, negative

feedback and non-specific. The responses were all coded by CM and discussed with

the principal supervisor.

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Chapter 4: Pilot Study and Service Evaluation Results

This chapter presents the results from: (i) the pilot feasibility RCT of EA versus

sham EA versus no acupuncture for acute and delayed CINV; and (ii) an evaluation

of the acupuncture service for cancer patients using a validated patient-reported

outcome measure.

4.1 Results from the Pilot Randomised Controlled Trial of Electro-

Acupuncture for Chemotherapy-Induced Nausea And Vomiting

The trial aimed to examine the feasibility of conducting this trial and examined the

following research questions to determine the following:

1. Timeframe to recruit 60 participants for the trial.

2. Number of participants willing to return for further intervention on Day 3.

3. Number of dropouts from the trial to be expected and the reasons for drop

out.

4. Suitability of the outcome measures used for the trial.

5. If the integrity of blinding was maintained at end of intervention.

Secondary questions examined:

1. Were there group differences between FLIE scores and changes of scores

between groups at Day 1, 4 and 7?

2. Were there differences between nausea scores on Day 1, 2 and 4?

3. What was the number of breakthrough anti-emetics used?

4. What number of participants reported side effects from treatment?

5. Was the presence of any washout period during the second cycle detected?

6. What influence do participant’s expectations of benefit have on

effectiveness?

7. Did the practitioner therapeutic encounter introduce bias?

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4.2 Recruitment to the Trial 4.2.1 Consort Statement

A total of 153 patients were approached and presented with information about the

study. (Figure 4.1). Sixty participants were recruited to the trial. Of the 93

participants not enrolled, 18 subjects were excluded. Nine subjects were needle

phobic or disliked needles, three subjects had previous chemotherapy, three subjects

had no or little English comprehension; three subjects each had CNS involvement,

previous acupuncture use and previous nausea from a medical condition. Thirty-

seven declined participation; ten were too busy, three reported feeling too anxious

about chemotherapy, and four did not want to receive sham EA. One person declined

for each of the following reasons: varicose veins in needle site, unable to return on

Day 3 if in a treatment group, severe bruising, poor previous acupuncture experience,

no nausea, previous trial experience with no benefit. Fourteen people gave no reason

for declining participation in the study. Thirty-eight subjects were not recruited due

to the acupuncturist being unavailable or unable to obtain consultant consent in time.

Sixty participants were randomised to the three groups: 21 to true EA, 19 to sham

EA and 20 to no acupuncture. The screening of participants was originally planned to

be undertaken by the cancer care coordinator, but due to workload this was

supplemented by the research nurse and acupuncturist scanning the treatment lists in

the hospital chemotherapy administration and booking system. These changes lead to

an increase in the number of participants approached. The referrals by consultants

were less than anticipated, possibly due to time constraints.

Recruitment of 60 participants required 25 months, April 2009 to May 2011. Initial

estimates of six to 12 months to recruit participants to the trial were overly

optimistic. Recruitment was hindered initially by the acupuncturist only being

available for two days per week; this was increased to four days per week at the latter

stage of the trial.

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Adapted from Consort Statement171

Figure 4.1: Consort Diagram

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4.3 Demographics 4.3.1 Age

The age range for the participants of the pilot study was 27 to 77 years old, with a

median age of 57.5 and interquartile range (IQR) of 15. Patient age was similar

across the three groups (Table 4.1).

4.3.2 Sex

The majority of participants were female (88%, n=53) reflecting predominance of

breast cancer. The proportion of females in the respective groups was: the no

acupuncture group 80 per cent (n=16), sham EA group 95 per cent (n=18), and in the

true EA group 90 per cent (n=19).

4.3.3 Diagnosis

Overall, breast cancer, 62 per cent (n=37), was most common diagnosis of study

participants, followed by colorectal cancer, 18 per cent (n=11), gynaecological

cancers (including ovary, cervix and uterus) 12 per cent (n=7), and other cancers

eight per cent (n=5). Cancer diagnosis was evenly spread across the three groups.

Given the low numbers of male participants, the high percentage of breast cancer

was not unexpected in this study population.

4.3.4 Emetogenic Rating

The chemotherapy emetogenic rating was evenly distributed between moderate and

high emetogenic chemotherapy. Overall, there were 47 per cent (n=28) participants

on moderate emetogenic and 53 per cent (n=32) on highly emetogenic chemotherapy

regimens. The emetogenic potential of the chemotherapy received was evenly spread

across the three groups. The ratio of high-to-moderate emetogenic being even was

not expected.

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Table 4.1: Demographics of Trial Participants

No

acupuncture

% n

Sham EA

% n

True EA

% n

Total

% n

Sex

Male

20.0 (4) 5.0 (1) 10.0 (2) 12.0 (7)

Female

80.0 (16) 95.0 (18) 90.0 (19) 88.0 (53)

Age

Median

(IQR)*

62 (15) 54 (19) 58 (10) 57.5 (15)

Range

35-73 27-77 35-70 27-77

Diagnosis

Breast

55.0 (11) 63.0 (12) 66.0 (14) 62.0 (37)

Colorectal

25.0 (5) 11.0 (2) 19.0 (4) 18.0 (11)

Gynae-

cological

10.0 (2) 11.0 (2) 15.0 (3) 12.0 (7)

Other

10.0 (2) 15.0 (3) 0.0 (0) 8.0 (5)

Emetogenic rating

Moderate

45.0 (9) 47.0 (9) 47.0 (10) 47.0 (28)

High

55.0 (11) 53.0 (10) 53.0 (11) 53.0 (32)

* IQR = interquartile range

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4.3.5 Compliance with Treatment Schedule Day 3

The 40 participants randomised to EA and sham EA agreed to return for follow up

treatment on Day 3 (Figure 4.1). Thirty-three returned for their second treatment.

Seventeen per cent declined treatment, one participant was hospitalised with sepsis

unrelated to the intervention and the remaining six participants refused due to

distance and/or difficulty getting into the hospital.

4.3.6 Loss and Drop Out From the Trial

Eleven participants (18%) dropped out of the trial (Figure 4.1). Eight participants in

the no acupuncture control group were lost, with one from the sham EA group and

two from true EA group excluded from analysis. One participant did not receive the

intervention due to hospitalisation after the first treatment (for neutropenic sepsis).

4.3.7 Completion Rates of Outcome Measures

When calculating the initial sample size of 165 prior to obtaining funding, the

attrition rate was estimated at 20 per cent. High completion rates for the FLIE,

nausea and vomiting scores for cycle one were achieved, with missing data and

dropouts less than 20 per cent (Table 4.2). However, missing data was problematic

for some study outcomes. Some outcome measures had close to 50 per cent missing

or incomplete data, particularly relating to the outcome measurement planned during

the second cycle. Only 21 participants were eligible for data collection in the second

cycle, of which only 11 completed the data for the FLIE, ten for nausea score change

on Day 2, nine for nausea score change on Day 4, nine for vomiting score change on

Day 2 and eight for vomiting score change on Day 4. Twenty-one participants were

given the FLIE tool to complete on Days 1, 4 and 7, along with a nausea and

vomiting diary to complete daily to Day 7. Of the 21 participants, ten participants

either did not return the forms or they were returned uncompleted.

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Table 4.2: Outcome Measures Completion Rates

Outcome measures

Valid Missing Not

collected

Acupuncture benefit 17 1 42

Pre-Treatment benefit 40 0 20

Personal experience 39 1 20

Cycle 1

Day 1 FLIE score 53 7 0

Day 4 FLIE score 51 9 0

Day 7 FLIE score 51 9 0

Day 4 change FLIE score 49 11 0

Day 7 change FLIE score 49 11 0

Day 1 nausea score 53 7 0

Day 2 nausea score 51 9 0

Day 4 nausea score 51 9 0

Day 2 change nausea

score

51 9 0

Day 4 change nausea

score

51 9 0

Day 1 vomiting score 53 7 0

Day 2 vomiting score 49 11 0

Day 4 vomiting score 49 11 0

Day 2 change vomiting

score

49 11 0

Day 4 change vomiting

score

49 11 0

Cycle 2

Day 1 FLIE score 11 10 39

Day 4 FLIE score 11 10 39

Day 7 FLIE score 11 10 39

Day 4 change FLIE score 10 11 39

Day 7 change FLIE score 10 11 39

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Day 1 nausea score 11 10 39

Day 2 nausea score 11 10 39

Day 4 nausea score 11 10 39

Day 2 change nausea

score

10 11 39

Day 4 change nausea

score

9 12 39

Day 1 vomiting score 10 11 39

Day 2 vomiting score 10 11 39

Day 4 vomiting score 10 11 39

Day 2 change vomiting

score

9 12 39

Day 4 change vomiting

score

8 13 39

4.3.8 Integrity of Blinding in the Study

We set a threshold to achieve 100 per cent of study participants remaining blinded to

group allocation at the end of their participation in the trial. Overall, 71 per cent of

participants were blind to group allocation (Table 4.3). Fifty-eight per cent of

participants (14 participants) were unsure which group they were allocated to, and of

the remaining 42 per cent (10 participants) that answered this question, three were

incorrect in their response and the other seven guessed correctly their allocation.

Participants were not unblinded during the trial, allocation was concealed throughout

the trial, but participants could request this information after the trial was complete

no participants did so.

Table 4.3: Blinding Integrity of Allocation

Number Percentage p-value

Unsure 14 58.3

Incorrect 3 12.5 0.485

Correct 7 29.2

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4.4 Secondary Study Endpoints 4.4.1 Functional Living Index Emesis Changes over Time and between Groups

The FLIE scores were presented as median and IQR, as the data were not normally

distributed (Table 4.4). In cycle one of chemotherapy, at baseline there were no

significant differences between groups p=0.097. The maximum score for the FLIE

was 126; this indicates that the level of pre-chemotherapy nausea and vomiting was

very low.

The FLIE scores on Day 4 declined with no significant difference between groups

p=0.688. The FLIE scores on Day 7 increased marginally with no significant

differences identified between groups p=0.948. These findings suggest for this

sample of participants in cycle one of chemotherapy, that CINV had no significant

impact on their QoL. A score below 108 is seen as having a clinically significant

impact on QoL, due to nausea and vomiting.

In cycle two of chemotherapy, the change in FLIE scores over time between Days 1

and 4, and between Day 1 to 7 in each group was not significant: (p=0.852) and

(p=0.589). The negative change indicates the participant’s score on the day in

question was worse than baseline; this finding was not unexpected, due to

chemotherapy side effects having a negative impact on QoL, due to CINV. The

negative impact identified in this outcome must be viewed with caution, and no real

statement can be made due to the small number of participants.

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Table 4.4: FLIE Outcomes by Study Group

Variable No

acupuncture

median

IQR

Sham EA

median

IQR

True EA

median

IQR

p-value

Kurskal

Wallis

test

Cycle 1 N= 12 N= 18 N= 19

FLIE Day 1 124.2 (3.0) 125.8 (3.9) 126 (1.6) 0.097

FLIE Day 4 117.9 (21.0) 121.6

(29.4)

122.5 (15.8) 0.688

FLIE Day 7 121.8 (22.2) 122.9

(29.1)

121.2 (22.5) 0.948

FLIE Change Day 1

& 7

-1.0 (19.4) -1.1 (21.6) -3.4 (20.8) 0.589

FLIE Change Day 1

& 4

-2.0 (20.4) -0.54 (21.1) -2.8 (13.6) 0.852

Cycle 2 N= 5 N= 5

FLIE Day 1 NA 123.9

(18.2)

126.0 (1.1) 0.156

FLIE Day 4 NA 123.3

(45.1)

123.6 (16.0) 0.459

FLIE Day 7 NA 106.0

(28.1)

124.1 (21.8) 0.249

FLIE Change Day 1

& 7

NA 8.6 (48.3) -1.9 (17.0) 0.221

FLIE Change Day 1

& 4

NA -1.3 (45.0) -2.4 (15.1) 0.530

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4.4.2 Symptom: Vomiting Changes over Time and Between Groups

No statistical difference in vomiting scores between groups was found between Day

1 and 2 (p=0.723), and Day 1 and 4, (p=0.774) (see Table 4.5). These scores suggest

that vomiting was not a problem experienced by this sample of participants in Cycle

1 over the two time periods measured, and there was good control from standard

anti-emetic therapy. In Cycle 2, similarly no difference was found between groups

between Day 1 and 2 (p=0.723), and between Day 1 and 4 (p=0.774). This data again

indicates that during the second cycle, vomiting was not a significant problem

experienced by these study participants when measured at these time periods.

Table 4.5: Vomiting by Study Group over Cycle 1 and 2

Vomiting score No

acupuncture

median IQR

Sham EA

median IQR

True EA

median IQR

p-value

Kurskal

Wallis

test

Cycle 1 N=10 N=14 N=16

Difference Day 1 &

4

.00 (0.25) .00 (.00) constant 0.774

Difference Day 1 &

2

.00 (.00) .00 (.00) constant 0.723

Cycle 2 N=6 N=3

Difference Day 1 &

4

NA constant .00 0.197

Difference Day 1 &

2

NA .00 (0.5) .00 0.157

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4.4.3 Symptoms of Nausea Changes over Time and Between Groups

The nausea scores indicate that overall, the sample experienced no or minimal

nausea (Table 4.6). There was little change in nausea over time and between groups,

no difference in nausea scores was found between Days 1 and 2 and between groups

(p=0.813). There was also no difference in nausea scores between Day 1 and 4

between groups (p=0.859). In Cycle 2, no change in nausea scores was found

between groups over Day 1 and 2 (p=0.337) and between Day 1 and 4 (p=0.421).

Table 4.6: Nausea by Study Group over Cycle 1 and 2

Nausea score

No

acupuncture

median

IQR

Sham EA

median

IQR

True EA

median

IQR

p-value

Kurskal

Wallis

test

Cycle 1 N=11 N=15 N=15

Difference Day 1

& 4

0.0 (19.0) 0.5 (9.0) 0.0 (3.8) 0.859

Difference Day 1

& 2

0.0 (24.0) 0.0 (23.0) 0.0 (2.0) 0.813

Cycle 2 N= 6 N= 4

Difference Day 1

& 4

NA .00 (26.0) .0 0.421

Difference Day 1

& 2

NA .00 (0.5) .0 0.337

4.4.4 Use of Rescue Anti-Emetics

Collection of rescue antiemetic use was incomplete. Collection of data was not

undertaken for the first 30 study patients recruited to the trial, due to a missed

document in the protocol. This was not identified until an internal review; for the

remaining study participants, this data was missing for 22. This was mainly due to

time and budget constraints. The low rate of return was due to the data collection

opportunity being missed by the research nurse and researcher. Data was only

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available from eight participants; four reported using rescue medication and four did

not report using rescue medication. All four participants used metoclopramide and

not prochlorperazine as rescue anti-emetics. One participant used one to two tablets a

day, one used two tablets, one used three tablets and one used four tablets a day. The

data available was too small to undertake any analysis.

4.4.5 Toxicity of Intervention

Overall, 11 per cent of patients experienced an adverse event; the majority of these

(19) were mild, four were moderate, with one report of severe needling pain (Table

4.7). No participant discontinued because of needling pain. There were six reports of

localised bruising, three of localised skin irritation and 12 reports of exacerbation of

CINV, with the majority being mild.

Table 4.7: Adverse Events over the Trial Period

Symptom

None

n %

Mild

n %

Moderate

n %

Severe

n %

Disabling

n %

Missing

n %

Not

collected

n %

Needling pain

Day 1 18 30.0 12

20.0

3 5.0 1 1.7 0 11 18.3 15

25.0

Day 3 12 20.0 7 11.6 1 1.7 0 0 24 40.0 16

26.7

Day 7 11 18.3 0 0 0 0 31 51.7 18

30.0

Bruising

Day 1 32 53.3 2 3.4 0 0 0 11 18.3 15

25.0

Day 3 17 28.3 3 5.0 0 0 0 24 40.0 16

26.7

Day 7 10 16.6 1 1.7 0 0 0 31 51.7 18

30.0

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Fainting

Day 1 33 55.0 0 n/a n/a n/a 12 20.0 15

25.0

Day 3 20 33.3 0 n/a n/a n/a 24 40.0 16

26.7

Day 7 11 18.3 0 n/a n/a n/a 31 51.7 18

30.0

Local skin irritation

Day 1 31 51.7 3 5.0 0 0 0 11 18.3 15

25.0

Day 3 19 31.6 0 0 0 0 25 41.7 16

26.7

Day 7 10 16.7 0 0 0 0 32 53.3 18

30.0

Exacerbation of nausea

Day 1 34 56.7 0 0 0 0 11 18.3 15

25.0

Day 3 16 26.6 3 5.0 1 1.7 0 0 24 40.0 16

26.7

Day 7 6 10.0 5 8.3 0 0 0 31 51.7 18

30.0

Exacerbation of vomiting

Day 1 34 56.7 0 0 0 0 11 18.3 15

25.0

Day 3 19 31.6 0 1 1.7 0 0 24 40.0 16

26.7

Day 7 9 15.0 2 3.3 0 0 0 31 51.7 18

30.0

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4.4.6 Identification of a Washout Period During a Second Cycle of

Chemotherapy

The washout period is sufficient, if at the end of one acupuncture treatment episode

relating to Cycle 1 of chemotherapy and the commencement of a second cycle of

chemotherapy, there were no statistical difference in baseline scores between sham

EA and true EA groups.

In this study, the washout period was between two and three weeks in duration,

depending on the participant’s particular chemotherapy regime. These results are

shown in Table 4.4 for FLIE scores, Table 4.5 for vomiting scores and Table 4.6 for

nausea scores. There was no evidence of an effect being carried over from the true

EA group compared to the sham EA group.

4.4.7 The Influence of Participant Expectations of Benefit on Treatment

Outcomes

Participants’ views about the belief of benefit from acupuncture using a numerical

rating scale were collected from the first 18 participants (Table 4.8). Views about the

belief of acupuncture were compared to the change in the FLIE score on Day 4 and

Day 1 using Spearman’s coefficient = 0.237, p=0.701. Acupuncture belief of

perceived benefit was compared to the change of FLIE score at Day 7 and Day 1

using Spearman’s coefficient = 0.789, p=0.112. The data showed no statistical

correlation between belief and benefit.

Participants rated their expectation of pre-treatment effect in response to two

questions. Participants were asked how effective they consider acupuncture was in

general and secondly, what they personally expected from the acupuncture treatment.

The pre-treatment effect for acupuncture in general was compared to the change of

FLIE score at Day 4 and Day 1, using Spearman’s coefficient (= -0.056, p = 0.751).

This data showed no statistical correlation between expectation and benefit.

Participants’ views of the pre-treatment effect for acupuncture in general were

compared to the change of FLIE score at Day 7 and Day 1 using Spearman’s

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coefficient = -0.044, p = 0.806, with data showing no statistical correlation between

expectation and benefit.

Participants’ views of expectation were compared to the change of FLIE score at

Day 4 and Day 1 using Spearman’s coefficient = -0.001, p = 0.996, with data

showing no statistical correlation between expectation and benefit. Participants’

views of expectation were compared to the change of FLIE score at Day 7 and Day 1

using Spearman’s coefficient = 0.055, p = 0.762, with data showing no statistical

correlation between expectation and benefit. Participants’ expectations of benefit did

not positively influence the outcomes measured; however, this does consider that the

sample size did not allow any definitive conclusion to be made.

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Table 4.8: Expectations of Study Participants by Group

Expectations

No acupuncture Sham EA True EA p-value Kurskal

Wallis Baseline

acupuncture benefit+

n= 17

62.80

14.73

67.17

23.99

60.33

27.67

0.772

Acupuncture benefit

compared to FLIE

change Day 4 **

n= 17

1.00

-0.429

p= 0.397

0.237

p= 0.701

0.237

p=

0.701

Acupuncture benefit

compared to FLIE

change Day 7 **

n= 17

1.00

0.872

p= 0.872

0.789

p= 0.112

0.789

p=

0.112

Pre-treatment effect*

n = 40

2.00 (2) 5.00 (3) 2.00 (3) 0.301

Personal

expectation* n= 39

2.00 (2) 2.00 (1) 2.00 (1) 0.420

Pre-treatment effect

compared to FLIE

change Day 4**

-0.300

p = 0.470

-0.252

p = 0.430

0.352

p = 0.217

-0.056

p =

0.751

Pre-treatment effect

compared to FLIE

change Day 7**

-0.109

p = 0.797

-0.435

p = 0.157

0.651

p = 0.012

-0.044

p =

0.806

Personal expectation

compared to FLIE

change Day 4**

-0.347

p = 0.445

-0.200

p = 0.533

0.385

p = 0.174

-0.001

p =

0.996

Personal expectation

compared to FLIE

change Day 7**

0.077

p = 0.869

-0.267

p = 0.402

0.806

p = 0.000

0.055

p =

0.762 + Mean and SD *Results shown as median and (IQRs) + collected on first 18 patients only ** Spearman’s coefficient

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4.4.8 Effect of the Practitioner Therapeutic Encounter

A total of ten participants, randomly selected from the sham EA and true EA groups

and their practitioner therapeutic encounter, were scored by the research nurse (Table

4.9). We found no difference in the rating of the practitioner therapeutic encounter

between the two groups. These results suggest that the practitioner, when treating

each group, introduced no bias.

Table 4.9: Therapeutic Encounter by Treatment Group

Group Checklist score

mean and SD

Sham EA

N=5

4.5 (0.15)

True EA

N=5

4.4 (0.19)

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4.5 Results from the Acupuncture Service Evaluation

The evaluation of the acupuncture service used a pre- and post-test observational

study and examined the following research questions:

• Do study participants using the service find it beneficial, helpful and useful?

• What symptoms do participants present for treatment?

• Were there any unacceptable risks of harm?

Were there clinically significant improvements in participants’ concerns/symptoms?

The acupuncture service was evaluated over a 13-month period (1 October 2011 to

31 October 2012). Over this time, 120 new patients were approached to participate in

the evaluation. Eight patients declined participation and their reasons included: four

patients not having sufficient English comprehension to participate in the study; two

patients were unable to make the time commitment; one patient had only two

treatments; no reason was given by one patient.

The 112 participants in the evaluation received a total of 1, 186 acupuncture

treatments during the period of evaluation. Of the 112 participants, 81 completed all

requirements for the evaluation. Thirty-one participants did not complete the survey

and evaluation. The reasons included: 15 patients completed their chemotherapy and

were lost to follow up; two moved to another treatment facility; three only completed

two treatments and did not think they could respond; 13 did not return the survey and

no reason was given.

4.6 Demographics of Participants 4.6.1 Sex

The majority of participants were women, 88 per cent (n=99), and 12 per cent (n=13)

were male. This sex ratio of participants was similar to the sex ratio reported in the

pilot trial (Table 4.10). However, this was not consistent with the sex ratio seen in

the outpatients unit, where the ratio was closer to one male to three female patients,

not the 1:9 ratio of participants in the service evaluation.

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4.6.2 Age

The age range of patients using this service was between 17 to 87 years. The mean

age was 54 (SD 12.6 years). The mean age was similar to that found in the RCT.

4.6.3 Diagnosis

The most common cancer diagnosis of patients was breast (40%), followed by

gynaecological (33%), (including cancer of the uterus, cervix, ovary and vagina),

colorectal (11%) and others (16%), which included brain, testis, bladder, lung and

haematological. The combined percentage of female cancers (breast and

gynaecological) was 73 per cent.

Table 4.10: Demographics of Study Participants

Characteristic n %

Sex

Male 13 (11.0)

Female 99 (89.0)

Age

Mean (SD) 54.2 (12.7)

Range 17 - 87

Diagnosis

Breast 45 (40.0)

Gynaecological 37 (33.0)

Colorectal 12 (11.0)

Other 18 (16.0)

4.7 Participant’s Feedback on Service and Complementary and

Alternative Medicine Use

Of the 83 participants who responded to the questions asking for feedback on the

service, 99 per cent thought the acupuncture service was a worthwhile addition to

their usual care, and would like the service to continue (Table 4.11). Interestingly, of

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the 82 responders, only 16 had used CAMs in the last 12 months, and 19 had used

acupuncture in the previous 12 months. It was unclear if some participants who

answered had used acupuncture in the previous 12 months and included treatments

from the acupuncture service as part of their answer.

Table 4.11: Participants’ Feedback about the Service

Questions Yes

n %

No

n %

Missing

n %

Total

n %

Do you think the acupuncture

service is a worthwhile

addition?

82 73.2 1 0.9 29 25.9 112 100

Would you like the service to

continue?

82 73.2 1 0.9 29 25.9 112 100

Have you used cam in the last

12 months?

16 14.3 66

58.9

30 26.8 112 100

Have you had acupuncture for

symptoms in the last 12

months?

19 16.9 63

56.3

30 26.8 112 100

4.8 Participants’ Perception of Benefit from the Service

The majority of participants expected an improvement with their symptoms, with

54.5% expecting a slight or some improvement and no participant expecting no

change or worsening (Table 4.12). The results from the 80 participants who

completed this section suggest the majority of participants had at least slight

improvement of their symptoms, with 50.9% of participants experiencing some or

marked improvement. Many participants reported they received a marked

improvement compared to the number that expected an improvement. Five patients

had no improvement in any symptom, which was greater than expected.

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Table 4.12: Participant’s Expectations of Benefit from Acupuncture

What benefit did

you expect?

What benefit did you

receive?

n % n %

Marked improvement 14 12.5 27 24.1

Some improvement 43 38.4 30 26.8

Slight improvement 18 16.1 14 12.5

No improvement 0 0 5 4.4

Slight worsening 0 0 0 0

Some worsening 0 0 0 0

Marked worsening 0 0 0 0

Don’t know 5 4.4 2 1.7

Not collected/missing 32 28.6 34 30.5

4.9 Adverse Events

Overall, the majority of patients experienced no AEs (Table 4.13). However, 40 per

cent reported pain from needling, and 20 per cent reported bruising. Participants

reported two severe adverse events from acupuncture, with one was reported as

disabling needling pain being the most severe on the scale used, (‘none’, ‘mild’,

‘moderate’, ‘severe’ and ‘disabling’; see Appendix 11). No participant required

hospitalisation or further care and the majority of AE were minor and transient in

nature. The other severe AE, was one reported case of pneumothorax, identified by

the participant, who also stated that the symptoms were mild. Due to the seriousness

of the event, it was followed up for clarification. The patient had a pleural effusion as

a result of the disease process, which was being treated the next day by a medical

procedure and the patient mistakenly thought this was the same as a pneumothorax.

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Table 4.13: AEs Of Patients Using the Acupuncture Service

Symptom None Mild Moderate Severe Disabling

Needling pain 45 28 2 1 0

Pain 63 10 1 1 1

Bruising 61 14 1

Fainting 76 0

Local skin

irritation

70 5 1 0

Dizziness 70 4 2 0 0

Pneumothorax 75 1 0 0 0

4.10 Measure Yourself Concern and Wellness Concerns and

Problems

The most common symptom for which acupuncture was given was pain; this was

followed by fatigue and nausea (Table 4.14). Although the majority of symptoms

presented here were physical, acupuncture was also used to treat emotional

symptoms, including anxiety and stress. The frequency of symptoms treated was a

reflection of the multiple symptom burden experienced by patients. Not all

participants identified a second concern or problem to be treated.

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Table 4.14: Symptoms/Concerns Identified by Participants in MYCaW

Symptoms

treated

Concern 1

n %

Concern 2

n %

Total

n %

Pain 27 13.0 22 10.6 49 23.6

Fatigue 15 7.2 30 14.4 45 21.6

Nausea 24 11.5 15 7.2 39 18.7

Peripheral

neuropathy

22 10.6 7 3.4 29 14.0

Anxiety/stress/

mood problems

8 3.9 5 2.4 13 6.3

Insomnia 4 1.9 6 2.9 10 4.8

Hot flushes 3 1.4 4 1.9 7 3.3

Other 7 3.4 9 4.3 16 7.7

Total 110 52.9 98 47.1 208 100

4.11 Measure Yourself Concern and Wellness Pre- and Post-Test

Results

Concerns 1 and 2 were the symptoms patients initially identified as their primary

symptom for treatment using acupuncture. The concerns or symptoms were collated

and analysed together (Table 4.15). A change of 0.7 – 1 is seen as being a clinically

significant change in symptoms, when using the seven-point Likert scale.172, 173 The

change in both symptoms, Concern 1 and 2, was shown to be moderate-to-highly

clinically significant, showing a marked improvement in the participant’s concern or

symptoms over time. There was an improvement in the participant’s sense of

wellbeing, but this was not statistically significant.

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Table 4.15: Participant Symptoms Concerns Measured at Baseline and at the

End of Acupuncture

Pre-score

mean (SD)

Post score

mean (SD)

Change over

time

mean (95%CI)

p-value

Concern 1 4.60 (1.22)

n=106

2.73 (1.54)

n=85

1.86

(1.46-2.26)

n=85

<.0001

Concern 2

4.12 (1.43)

n=92

2.66 (1.49)

n=71

1.46

(1.03-1.89)

n=71

<.0001

Wellbeing

2.73 (1.27)

n=106

2.39 (1.34)

n=85

0.34

(-0.004-0.68)

n=85

0.053

4.12 Measure Yourself Concern and Wellness Concerns Qualitative

Analysis

Using the super categories designed by Polley et al.,170 data were re-categorised into

three categories: psychological and emotional, physical and hospital cancer treatment

concerns (Table 4.16). Physical concerns were the most frequently reported patient-

reported concern (one) (45%), followed by cancer treatment concerns (44%). For

patient-reported concern (two) the most frequent concern were physical (59%),

hospital cancer treatments (29%) and psychological and emotional concerns (11%).

The most common psychological and emotional concern was sleep disturbances,

followed by fear and anxiety. The super category physical concerns included three

symptoms of pain, aches and low energy levels, which accounted for almost 90 per

cent of the super category physical concerns. The super category hospital cancer

treatment concerns included side effects from chemotherapy. There were no

responses coded to the fourth super category, concerns and wellbeing.

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Table 4.16: Qualitative Analysis of Concerns into Super Categories

Super category Concern 1

N = 108

n %

Concern 2

N = 98

n %

Total concerns

n %

S1 Psychological and

emotional concerns

12 11.2 11 11.3 23 11.1

S2 Physical concerns

49 45.4 58 59.2 107 51.7

S3 Hospital cancer

treatment concerns

48 44.4 29 29.5 77 37.2

Breakdown of super category

S1 Psychological and emotional concerns

Emotional problems 1 1 2

Fear and anxiety 2 4 6

Sleep problems 5 6 11

Stress and tension 4 0 4

S2 Physical concerns

Arm problems 1 0 1

Hot flushes and night

sweats

3 4 7

Pains/aches 27 21 48

Physical problems 4 2 6

Poor energy levels 14 31 44

S3 Hospital cancer treatment concerns

Side effects of

chemotherapy

48 29 77

See Appendix 21 for all categories.

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4.13 Measure Yourself Concern and Wellness: Other Concerns

Affecting Your Health

Thirty-six participants identified other concerns that affected their life (Table 4.17).

Over half of the responses were in the super category of health issues (33.3%), or

awareness of wellbeing (22.2%). The next most common was major life events

(13.9%). Each of the super categories were identified as either positive or negative

responses.170 The number of positive and negative responses were collated, giving a

total of 33 responses. This identified ten positive response and 23 negative responses,

excluding responses in the ‘other’ category.

Table 4.17: Other Concerns Affecting Health Categorised into Super Categories

Super category n %

1. Awareness of wellbeing 8 22.2

2. Receiving complementary therapies 2 5.5

3. Major life events 5 13.9

4. Social support 4 11.1

5. Work situation 2 5.5

6. Health issues 12 33.3

7. Other 3 8.3

Total 36

4.14 Measure Yourself Concern and Wellness: Important Aspects of

the Service as Identified by Participants

Participants were asked to identify important aspects of the service using the 11

categories as devised by Polley et al.170 (See Table 4.18) These categories were

further categorised as positive or negative; categories one to nine were identified as

positive, category ten as negative and category 11 was not categorised as a positive

or negative response.

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Table 4.18: Qualitative Analysis of Important Aspects of the Service

Category n %

1. Support and understanding received 29 37.1

2. Individual and group therapies 0 0

3. Access to therapies 10 12.8

4. Confidence in the therapist 21 26.9

5. Care and kindness 9 11.6

6. Being with other visitors 0 0

7. Relaxation and time for self 1 1.3

8. The environment/atmosphere 0 0

9. Appreciation of the centre and its

resources

1 1.3

10. Negative feedback 5 6.4

11. Non-specific 2 2.6

Total 78

Sixty-one participants responded with 78 responses coded. Overall, the response to

the service was positive. The most common response was support and understanding

received (37.1%), and confidence in the therapist (26.9%). There were only five

responses that were negative, and they were all relating to the failure of acupuncture

to treat their concern or problem.

4.15 How We Might Improve the Service

Participants were asked how the service could be improved. Most frequently,

participants indicated that the service was good and that no improvement was needed

(n=16). Other responses indicating improvements to the service were few; these

included the need to advertise the service better, particularly when first meeting with

staff (n=7), sharing acupuncture expertise with a trainee acupuncturist or

acupuncturists in regional areas. The remaining received only one comment: these

were ‘more time to make sure the treatment is available’, ‘being offered for bone

pain caused by anti-hormonal treatments’ and ‘being able to book appointments after

chemotherapy was completed for a specific time’.

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4.16 Other Feedback Provided by Respondent Comments

Eighteen participants provided additional comments. Five responses were provided

relating to the practitioner and his expertise, his personality being suited for the job

and thanking him. Three responses identified the symptom that acupuncture helped,

two responses wanted more information about the symptoms acupuncture can treat

being made available to patients, and the two responses given in support of

continuing the service.

4.17 Discussion of Results

In this section the main findings from this chapter will be discussed. In Chapter Five,

the findings from the trial and service evaluation will be discussed in relation to the

main aim of the thesis, methodological strengths and weaknesses, implications for

research, practice and education policy.

The aims of this study were to examine the feasibility of conducting an efficacy trial

of EA for CINV, and the role of an acupuncture service in the day oncology unit on

patients’ wellbeing, evaluating participants’ perceptions of the service.

We found it was feasible to conduct a RCT in the day oncology unit at the Mater

Hospital, although important changes to recruitment strategies and methodology

were highlighted for future research. In this study, we found the incidence of CINV

between Days 1 to 7, after one cycle of chemotherapy was not as high as anticipated.

This is contrary to literature suggesting the incidence of CINV reported at 25 per

cent, even following the latest anti-emetic guidelines.29, 38, 174 The very low incidence

of CINV identified in this trial influenced the preliminary assessment of EA to

determine if symptoms were responsive to the intervention. The second cycle

incidence of CINV was also lower than expected, though the IQR was larger in cycle

two, indicating a greater variance in experiences of CINV for participants.

The FLIE scores at baseline were high in all groups, indicating CINV had no impact

on patients’ QoL. This finding was not unexpected, with measurement occurring

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prior to the onset of chemotherapy treatment. High pre-chemotherapy scores were

similar to other studies that used FLIE to measure CINV.23, 163, 175 However, this

score may be different for subsequent cycles. The FLIE scores on Day 4 and 7 were

also high in all groups, which further suggested that CINV did not affect the

participants’ QoL. There was a trend towards a lower score on Day 4 for participants

in the no acupuncture group. This was not statistical significant, possibly due to the

study being under-powered. These higher scores on the FLIE resulted in minimal

changes when comparing Day 7 and 4 to baseline. The data indicated scores were

worse on Days 7 and 4, suggesting CINV affected QoL, although this did not reach

statistical significance.

However, overall the high scores suggest that CINV was not a clinically relevant

problem faced by the study participants after one course of chemotherapy. There

were also minimal episodes of vomiting reported in any group at any time period.

This may have been influenced by the inclusion criteria of only accepting

chemotherapy naïve patients. Previous research has shown that CINV can worsen

with subsequent cycles.31 Previous acupuncture trials97, 98, 176 have reported higher

levels of CINV than encountered in this trial, though one trial also reported low

levels of nausea.97

Although the overall sample experienced minimal CINV, there were some

participants that experienced clinically significant CINV (16%). Clinically

significant nausea is measured as greater than 30mm on a NRS.177 It is possible that

these findings may be explained by patients being assessed during one cycle of

chemotherapy. The majority of common side effects from chemotherapy are

accumulative in nature, and therefore subsequent cycles may produce higher levels.28

One other Australian study176 reported higher levels of CINV, with 21 per cent

experiencing vomiting and 86 per cent experiencing nausea for participants in the

true EA arm, and 31 per cent experiencing vomiting and 75 per cent experiencing

nausea in the sham EA arm. The difference in this study was that the researchers

examined three cycles of chemotherapy, and the sample was a homogenous group of

females with breast cancer having highly emetogenic chemotherapy, compared to

our sample that included patients having moderate and highly emetogenic

chemotherapy.

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Overall, we determined it was feasible to conduct a three-arm RCT to examine the

effect of EA on CINV. Recruitment was hindered by the researcher being

unavailable at times to perform the acupuncture. It would however be feasible in the

day oncology unit with increased availability and funding to provide a fulltime

acupuncturist. The problem of recruitment due to a lack of dedicated acupuncturists

in CINV trials has been identified in previous trials as affecting recruitment.94, 97, 98

This issue did not have as much influence on our trial when compared to others. For

example, one trial94 recruited 23 participants after screening 86 patients in almost

five years. This was exacerbated by patients being recruited in other trials and hence

being excluded. In this trial, we recruited 60 participants from 153 patients screened

in just over two years. Overall, the study identified a need to make changes to

recruitment strategies, research staff and identifying patients that are experiencing

CINV.

The total number of patients approached during the period was 153, resulting in 60

participants, a recruitment percentage of 40 per cent. This was an acceptable yield

for recruitment. Other data suggests 33 per cent of Australians with cancer want to

be in cancer clinical trials, even though overall recruitment rates are only one to two

per cent of all cancer incidences.178-180 This high rate of recruitment may be due to

the fact we were treating CINV, a feared side effect of chemotherapy, resulting in

more patients interested in looking at novel approaches to symptom management.

The other possible reason for interest in this trial was the investigation of

acupuncture as a complementary medicine, which may be perceived as beneficial,

instead of a drug with side effects. This treatment modality is becoming more

accepted by the general population.6, 181, 182 There were 37 potential participants

missed due to the acupuncturist being unavailable. Increasing resources to improve

acupuncturist availability would help increase the recruitment percentage to a higher

level of 50 per cent.

Compliance with the treatment schedule was high, with over 80 per cent of

participants returning for treatment on Day 3. Study participant compliance was

greater than anticipated due to the heavy symptom burden cancer treatment may have

on patients, and the need to return to the hospital for unrelated treatment. This may

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be influenced by the participants having had only one cycle and not being

overburdened by repetitive cycles of chemotherapy and visits to the hospital, hence

adversely affecting their QoL. In a study23 examining CINV effects on QoL, using

the FLIE tool, data showed an increasing effect on baseline scores at Day 1 between

consecutive cycles, indicating that subsequent cycles of chemotherapy negatively

affected patients’ QoL. This is supported by other studies,23, 175, 183 which show that

QoL is affected by an increasing number of cycles.

The median age of study participants was 57.5 years, with an IQR 15. This was as

expected with cancer generally a disease of old age.5 This median age is similar to

that represented in other acupuncture studies for CINV.97, 100, 176 There was little

statistical difference between the groups. The high participation of women in the trial

did not reflect the gender-patient ratio of the unit. The trial had a larger percentage of

females (88%) to males (12%) than s normally seen: females (70%) to males (30%).

This may be due to more females using CAMs than males, and being more likely to

enrol in a study using a CAM, but the Mater has a high percentage of breast and

gynaecological patients in treatment at any one time.

The emetogenic rating was evenly distributed between moderate and high

emetogenic chemotherapy, which was unexpected. Based on clinical experience, it

was expected there would be more moderate than high ratings, closer to a 65 to 35

split. This may have been influenced by the over representation of women and breast

cancer diagnoses in the trial. The majority of first line chemotherapy protocols for

breast cancer, such as AC protocol (doxorubicin and cyclophosphamide) and FEC

(Fluorouracil (5FU), epirubicin and cyclophosphamide) are highly emetogenic: this

resulted in the increase of highly emetogenic chemotherapy.

Blinding of the study participants did not meet the study threshold. This suggests that

there may have been some awareness of the group allocation of participants. This

may have influenced behavioural change and participation in the trial, or their

reporting of clinical outcomes. At no stage during the trial were participants

informed of their allocation group, participants in the no acupuncture arm obviously

were aware of the allocation. Blinding of acupuncture participants can be a challenge

due to increasing exposure of acupuncture use and awareness among the general

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population. However, it was unclear how naïve this clinical population was towards

acupuncture. A previous study55 in Australia identified 9.2% of the sample of the

general population had seen an acupuncturist in the last 12 months. To ensure

blinding of participants to sham and true acupuncture, studies have addressed this in

different ways. Some studies have achieved blinding by not informing participants

that they will be receiving sham EA, but they will be experimenting with two

different styles of acupuncture. This method raises an ethical issue around informed

consent. In this study, participants were advised prior to enrolment that they might

receive sham EA. The information provided to participants about the study design

may have affected recruitment numbers, as four patients did not participate for this

reason. The 29 per cent of participants who were not blind may have spent more time

considering whether they were receiving sham or true EA.

The incidence of adverse events was low, and the majority of reported events were

mild and transitory. In this study 11 per cent of patients experienced an adverse

event, with the most common being mild needling pain. Nausea and vomiting

accounted for 12 (38%) adverse event reports. A possible explanation was that when

participants completed the adverse event form they may have scored their nausea and

vomiting as they experienced it at the time, and not as an actual exacerbation of the

symptom following acupuncture treatment. However, it would be difficult to decide

if any exacerbation was from the acupuncture or chemotherapy.

The percentage of adverse events is higher than reported by other studies reporting

on acupuncture for CINV: Melchart et al.97 with five events; Gottschling et al.94 with

three participants not continuing due to pain; and Beith et al.176 reporting no adverse

events. This pilot study collected data on adverse events at three different

timeframes; this may have resulted in greater incidence and/or reporting. Other

acupuncture studies did not clearly state if the information was collected on more

than one occasion, the inference is that it was only collected once. Overall, the

methods and tools used in these studies were under-reported.94, 97, 176 In general

practice, Witt et al.155 studied 229, 230 patients who received, on average, ten

treatments. They identified that 8.6% of all patients experienced at least one adverse

event. This study identified the majority of adverse events (AEs) were minor and

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transient. Overall, our study confirmed that acupuncture was a relatively safe

intervention when administered to a population receiving chemotherapy.

The study did not identify any statistical difference between true EA and sham EA

groups in the second cycle, indicating no lasting benefit from true EA, and that the

time of two to three weeks was a sufficient washout period. The washout period from

acupuncture has not been clearly identified in the literature. Acupuncture studies94,

184, 185 with crossover design have used periods varying from one to three weeks, the

rationale for choosing this timeframe has not been well justified. Only one of the

studies94 addressed CINV and the washout period was at least two weeks. Two other

studies97, 98 with crossover design for CINV did not clearly identify the timeframe.

The time period for an examination of a wash out period in this study considered the

time between chemotherapy cycles. This was dependent upon the participant’s

chemotherapy protocol. For example, participants with colorectal and gynaecological

cancer had two weeks and breast cancer participants had three weeks between cycles.

The finding that there was no significant difference between the true EA and sham

EA groups, suggests that there was no follow over effect from the acupuncture, and

that the washout period of two to three weeks was sufficient time.

We found no evidence that a participant’s view of a perceived benefit affected the

actual benefit or treatment effectiveness received. Patient expectations of benefit

have been shown to have an influence on actual effectiveness of treatments, in

particular in pain studies, where the high expectation can lead to greater benefit

through activation of pain areas in the brain and is thought to be a part of the placebo

effect,186-188 though nothing in the literature specifically for CINV. Our findings may

be due to the low levels of CINV experienced by study participants, and the small

sample size not powered to detect a treatment effect.

The study found no difference in the practitioner therapeutic encounter between true

EA and sham EA groups as assessed. This encounter was assessed to ensure that the

practitioner introduced no performance bias by treating the two groups differently.

This is important aspect of acupuncture research design as it is difficult to perform

double-blinded acupuncture trials due to being unable to blind effectively the

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acupuncturist and researchers need to be aware of not introducing performance bias

and ensure that both groups are treated the same.123, 136, 144, 146, 189, 190

4.18 Discussion of Results Acupuncture Service Evaluation

Complementary medicine for supportive care for cancer patients while undergoing

conventional treatment is an emerging field. With any new and emerging field there

is the need to establish a basis in the research of the benefits and risks particularly

from a patient-centred perspective.1-4 Overall the patient’s perspective of the

integrated service was positive and that patients reported benefits from receiving

acupuncture, although there was some evidence of minimal AEs.

Evaluation of the acupuncture service identified a positive response from patients in

relation to the benefit, the helpfulness and usefulness of the service. The majority of

patients (73%) found the service worthwhile and would like the service to continue.

Our findings concur with other evaluations of acupuncture and complementary

medicine services.191-194 These evaluations have reported positive responses between

75 to 95% assessing the helpfulness, improvement of QoL, or satisfaction with the

service and effectiveness in treating the participants concern or symptom. An

evaluation of an anthroposophic health care service in Sweden191 found the

satisfaction score was 95%, this contrasted to data they presented from a earlier study

using the same tool for patient satisfaction with a satisfaction score of 73% relating

to conventional treatment. Demmer et al.192 assessed the response of participants in a

hospice service that offered complementary therapies and found that 43% of patients

thought the service was helpful when compared to other services in the hospice and

43% thought it was very helpful. QoL improved in 58 per cent of patients, and 17 per

cent reported significantly greater changes to their QoL. In a recent study194 of an

acupuncture service in a radiation oncology unit in Cornwall, UK, 80 per cent had

some improvement of their symptoms, 95 per cent of participants were satisfied or

very satisfied with the treatment and 95 per cent thought it should continue.

Although the majority of the Mater participants reported a benefit, the high level of

missing data may have influenced our findings. Though the overall high percentage

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of positive responses from participants in these services give weight to the benefit

they provide. As identified by Salmon,194 these studies with broad inclusion criteria

reflect clinical practice and acupuncture is unlikely to be given without conventional

treatment such as radiation, chemotherapy and pharmacological treatments and make

it difficult to evaluate efficacy of acupuncture, but does identify that an acupuncture

service gives benefit to patients.

Pain and fatigue combined represented almost half the symptoms treated in the

clinic. In a survey21 conducted in 2008 in the USA, fatigue was reported as the most

common side effect experienced by patients undergoing chemotherapy followed by

pain, nausea and vomiting and anxiety. The symptoms treated in the evaluation of

the service reflect those symptoms commonly experienced in relation to cancer

treatment but are also frequently not well managed. The findings of benefit in this

evaluation may also reflect the research evidence that many of these symptoms can

benefit from these integrative services.83, 176, 195-205

Overall, this study confirmed that acupuncture was a relatively safe intervention in

the setting of a complementary therapy service and not only in a clinical trial.154, 155

In this study 13 per cent of patients experienced an adverse event; the most common

being mild needling pain. The majority of AEs was mild (85%) and was transitory.

The higher percentage of AEs in both the study and the evaluation presented here

may be due to the population being cancer patients who have an increased risk of

bruising due to thrombocytopenia and higher incidence of sensitivity to pain and

interventions due to the number of interventions than the general population.

The evaluation of wellbeing using the MYCaW pre and post-test found a positive

improvement on both self-reported patient concerns. The improvement was both

clinically and statistically significant, with the change in concern one being highly

clinically significant and concern two being moderately clinically significant. We

also found a trend towards increased wellbeing score was tending towards being

statistically significant at p=0.053. The change of scores for participant’s

concerns/symptoms was similar to that from the initial study validating the tool89 and

subsequent studies.88, 206 Two studies88, 207 found a statistically significant

improvement in the wellbeing of the participants and both trials were approaching

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the level of clinically significant, identified as a change of 0.7,172, 173 having a change

of 0.67 and 0.64 respectively. The other study206 had a p-value = 0.16, which was not

close to being statistically significant unlike this current trial, but did find a

statistically significant improvement in another QoL tool, (EuroQol (EQ-5D)208, 209

which measured general wellbeing (p-value = 0.01). This variance in results from use

of the same tool may indicate that using MYCaW to measure wellness in participants

in a cancer care centre is not the best tool, and suggests there is no gold standard tool

for measuring QoL but that a pragmatic approach is taken to use a tool appropriate

for the population, setting and aims.210 Participants were continuing with

chemotherapy treatment, which is known to affect QoL17, 21, 28 and may have

impacted on the improvement of the participant’s wellbeing.

The MYCaW also included an open-ended question about aspects in the participant’s

life that was also affecting their health. The super categories relating to “other things

affecting your health”, when scored as either positive or negative. In this trial the

overall score was negative 23 to 10 positive. This proportion is different from that

reported from a cancer care centre in the UK,88 which was positive overall. The

difference maybe due to the fact the UK centre was provided by a charity not in a

public hospital setting and the centre only treated breast cancer patients.

Furthermore, the patients were actively looking for complementary therapies to help

them. The UK centre data collection occurred over a timeframe between three to 12

months that has also been shown to impact on recall.211

4.19 Concluding Comments

To conclude, it is feasible to conduct a true EA/sham EA/no acupuncture RCT on the

day oncology unit, although no definitive conclusions can be drawn on clinical

endpoints due to the small sample size and the low level of CINV symptoms

experienced by all study participants. The evaluation of the acupuncture service

appears to be beneficial to patients; it improved common symptoms but not their

wellbeing, and was found to be a relatively safe intervention with only minor AEs.

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Chapter 5: Discussion

The overall aim of this study was to examine the role of acupuncture in an integrated

cancer care setting at the Mater public hospital day oncology unit. The research

objectives were to: (i) review the clinical evidence of effectiveness and efficacy for

acupuncture and acupressure for the treatment of CINV; (ii) examine the feasibility

of conducting an efficacy trial of EA for chemotherapy induced nausea and vomiting

and (iii) examine the role of an acupuncture service in the day oncology unit on

patient’s wellbeing and personal views of benefit, helpfulness and usefulness of the

service. To achieve this aim a systematic review of acupuncture and/or acupressure

for CINV, a feasibility pilot RCT, and an evaluation of the Mater acupuncture

service was undertaken.

The findings from this body of work have shown that acupuncture may benefit

symptom management, when offered in the setting of a day oncology unit. The thesis

findings have shown:

1) A benefit with reducing CINV from conducting a systematic review of the

evidence of acupuncture for the treatment of CINV.

2) The feasibility of conducting a RCT in this setting, and methodological

considerations when planning future acupuncture research for acupuncture

for CINV, including enriched enrolment, not chemotherapy naïve and Delphi

process for acupuncture treatment.

3) That an acupuncture service does have a benefit in treating patients concerns

and problems they identified was most important to them to have treatment

for.

5.1 Systematic Review of Acupuncture to Reduce Chemotherapy-

Induced Nausea and Vomiting Key Findings

The systematic review of acupuncture and/or acupressure for CINV identified five

new trials since the Cochrane systematic review was published in 20068. Nineteen

trials in total were identified and 12 trials were included in this review.

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The findings from this review indicated that acupuncture appears to reduce

chemotherapy-induced vomiting and decrease the use of rescue medications.

Acupressure appeared to have a benefit with reducing the severity of acute

chemotherapy-induced nausea. There was evidence to support the use of the two

major points Pericardium 6 Neiguan and/ or Stomach 36 Zusanli, for the treatment of

acute CINV; this effect was not shown with delayed CINV, particularly the

application of acupressure on these points Pericardium 6 Neiguan and Stomach 36

Zusanli. Overall, the methodological quality of trials has not improved greatly since

the Cochrane review in 2006.8 There were only a few trials that were rated as having

minimal to low level of bias. Findings from this review suggest that there is

insufficient evidence about the effectiveness of acupuncture to treat delayed CINV,

in particular delayed nausea.

5.2 Key Findings from the Feasibility Study

The findings clearly identified that it was possible to conduct an efficacy trial of EA

for CINV. We found it was feasible to recruit and implement the study on a busy

oncology day unit. However, recruitment was slower than planned. Patients were

willing to return for extra treatment, the attrition rate was acceptable, and the

outcome measures were suitable when using the daily diary. The change in NRS

scale as the primary outcome measure and FLIE as secondary outcome was

acceptable, and we also found the integrity of the blinding to be maintained. The

results showed it was possible to conduct a future trial with some changes to

methodology, recruitment targets and resource availability.

A surprising finding was the high scores reported by study participants in response to

the FLIE tool for CINV and QoL. This finding indicated that overall CINV was not a

burdensome symptom experienced by these participants in this study. As previously

discussed in Chapter Four this was not indicative of the literature reporting on the

prevalence of CINV. Studies describe CINV incidence from the UK, USA and

Europe as between 10 to 30 per cent.23, 27, 29, 38, 212 The low level of CINV found in

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this study may reflect improved use of and the availability of certain anti-emetic

drugs and regimens to patients with moderate or highly emetogenic chemotherapy.

The results from both the nausea and vomiting participant diaries reinforce the low

level of CINV experienced by this sample. There were minimal episodes of vomiting

in any group at any time. This is supported by the literature; vomiting caused by

chemotherapy is better controlled than nausea and is not the issue it once was.23, 27, 29,

38, 212 The main area that needs control in relation to CINV remains delayed nausea.

Doctors and nurses underestimate delayed CINV compared to patients.25, 39, 213 This

is further compounded by the issue of accuracy from patient recall. Delayed self-

reporting also affects the severity of symptoms reported, with patients reporting

lower levels in recall, compared to real time.39, 211 This can occur when patients are

reporting at the next review to their doctor or consultant prior to chemotherapy. The

nausea scores did not reflect the literature in relation to delayed nausea; overall, the

nausea scores were low during the whole period.

The washout period, being the time that any benefit from acupuncture becomes non-

existent, has not been clearly identified in previous studies. Previous studies94, 184, 185

with crossover designs have used washout periods varying from one to three weeks.

The washout period in this study was between two and three weeks, depending on

the participants’ protocol. All participants with colorectal or gynaecological cancer

had a two week washout period, and breast cancer participants had a three week

washout period. This study found no significant difference between the true

acupuncture and sham acupuncture groups, indicating that the washout period of two

to three weeks was sufficient time to negate any follow over effect from the

acupuncture. However, this statement needs some qualification: firstly the sample

size was small and there was a risk of type two error, as a positive affirmation of the

null hypothesis may be shown as a negative. Secondly, the overall low level of CINV

may mean that any benefit from acupuncture is not large enough to carry over and be

detected.

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5.3 Key Findings from Acupuncture Service Evaluation.

Many patients undergoing treatment for their cancer are treated with chemotherapy,

which has extensive and sometimes serious side effects. These side effects can

adversely affect the patient’s QoL while undergoing treatment. Oncology supportive

care aims to minimise the adverse effects from treatment, and supportive care is an

important and integral part to standard cancer care in the modern world.214

Supportive cancer care, including complementary therapies in care, uses the term

‘integrative oncology’ and is an emerging field. As any newly emerging field it

needs more research to support the benefits and risks, particularly from a patient-

centred perspective. Public health administrators need to become a more integral part

of supportive care.1-4, 85-87

The key finding from the service evaluation was the value patients placed on this

service, and the data supporting a significant improvement to their wellbeing.

Patients reported the service was beneficial, helpful and useful. Establishing safety

was a key outcome from this evaluation. We found some minimal AEs reported from

acupuncture, and the majority of these were minor. Benefits to the symptoms patients

experienced was also identified, these included: pain, fatigue, nausea and peripheral

neuropathy, with these accounting for 78 per cent of all symptoms treated.

5.4 Methodological Discussion

The main methodological objectives examined by the feasibility study were to

ascertain: the suitability and sensitivity of outcome measures and tools, trial

procedures and protocols; assessing randomisation and blinding; time and resource

allocation and data management problems.139, 215 These components will be

discussed in the context of study strengths and limitations.

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5.5 Strengths of the Trial

This is the one of the few studies to evaluate EA and delayed CINV, and this

preliminary study contributes important data to examining the evidence base of

acupuncture, and undertaking a study in an Australian setting, in particular the

treatment of CINV.176 The use of four points for a trial in CINV was a novel

approach. Most previous research used only one or two acupuncture points, the

majority using Pericardium 6 only. The consensus by an expert group, for the

development of a tool in 2011 to assess acupuncture protocols in trials, identified

preference for a minimum of six needles per treatment, unless justified from the

treating paradigm.216 This tool was developed after the trial commenced and included

the practicalities of administering the treatment while patients were receiving

chemotherapy; the use of four points remains a strength.

The choice of two treatments was aimed at treating delayed CINV. The proportion of

participants returning for their second treatment was high, and greater than

anticipated due to the symptom burden on these patients. Seven participants refused

to participate in the second treatment due to travel or work commitments. This was

an important finding affecting feasibility demonstration regarding the trial, also

ensuring the optimal dose of acupuncture treatment was delivered, as set out in the

design of this trial, and targeting delayed CINV.

The process of seeking informed consent from participants considering participation

in this trial involved clear explicit statements that they would possibly receive sham

acupuncture or no acupuncture. Discussions in the acupuncture literature have

regarded the transparency of explaining sham acupuncture. Previous acupuncture

trials addressing CINV97, 99 informed patients they were receiving two different types

of acupuncture; this has been identified as a possible ethical issue in acupuncture

studies.124, 217

Unlike some studies which only include one type of medication protocol91, 99 of high

emetogenic chemotherapy, or studies including highly emetogenic protocols,94, 98, 100,

176 this study contributes data to the small body of research97 that includes patients

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using both moderate and highly emetogenic regimens. The advantage of using the

broader inclusion criteria is that the study population better reflects clinical practice,

as seen in the day oncology unit and in private acupuncture practice. This mixed

patient group suggests the results are more readily generalised than if only one

particular patient group was used.91, 94, 98-100, 176

The trial design was successful with reducing potential sources of biases affecting

the results and their interpretation. The trial was successful in achieving a good level

of blinding, with no differences detected between groups. Seventy-one per cent of

patients could not guess their group allocation, reducing the effect of performance

bias. The level of participant blinding to group allocation may have been affected by

the fact that participants were not screened for being acupuncture naïve, just

chemotherapy naïve. The level of blinding may have also been enhanced due to the

use of EA. EA has been shown to successfully maintain blinding by using minimal

stimulation and connection of the micro-stimulator, without any current being

administered. There was also little evidence of performance bias relating to study

personnel. The practitioner interaction was assessed through observation of the

practitioner-participant interaction, who found no notable difference in interaction by

the practitioner. Patients were randomised to one of the three groups by an

independent person via a computer randomisation program. This generated the

randomisation sequence and treatment allocations were hidden by simple sealed

consecutively numbered envelopes. These measures help reduced selection bias to

minimal levels, ensuring any result was not influenced by the researcher assigning

patients to particular arms.

The inaccuracy due to delayed reporting of CINV, which has been identified as a

measurement bias in this area of research,211 was overcome in this study by using a

daily diary that patients completed, reviewing the last 24 hours or the previous three

days.

Previous research has shown that expectation can influence participants’ response to

acupuncture treatment.116, 186 In this study, there was no relation between expected

benefit and actual benefit, though the small sample size and low levels of CINV need

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to be taken into account. In this study any benefit from the acupuncture treatment

was not influenced by expectation.

The evaluation of the acupuncture service identified that patients thought it was a

beneficial and helpful service. The excellent response from a large number of

participants responding to the evaluation was a key strength of this study, with 93 per

cent of patients approached agreeing to participate.

This was the first evaluation of an integrated acupuncture service in the Australian

population to our knowledge. No other service existed at this time within Australian

healthcare offering acupuncture to public cancer patients in the day oncology unit

free-of-charge. Our findings add important observational data to the evaluation of

integrated services in UK and USA.

The patient’s perspective is an important consideration in evaluating health care

services. There is the call for more evaluation, research and care to be more patient-

centric, and involve patients more in their care, including evaluation of that care.218-

220 The use of an evaluation tool designed to obtain service benefits from a patient’s

perspective, such as the MYCaW and the researcher-designed survey, were

appropriate to providing evidence of clinical change.

5.6 Study Limitations

A primary limitation of the trial relates to the acupuncture treatment protocol being

designed and administered by a sole practitioner. This reflects only one practitioners’

experience and skill influencing the design of the treatment protocol, addressing

point selection, stimulation method, duration of treatment and dosage. Acupuncture

styles and treatment protocols vary widely between different practitioners, and there

is no large evidence base to assist with designing treatment protocols. A recent

approach to developing clinical protocols to ensure they reflect actual clinical

practice is to use a group consensus technique, such as the Delphi process.216, 221-223

Another limitation was the overall low levels of CINV in all groups: it was difficult

to determine if there was any indication of an effect from EA. This was an important

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finding from the feasibility study. An increase in the acupuncturists’ available hours

may also lead to increased recruitment and fewer potential recruits being missed.

This may have introduced a selection bias due to the days patients were recruited

early in the trial, as only patients being seen on Tuesday and Thursdays were initially

recruited. Obtaining consent from the consultants to recruit their patients was also

problematic and resulted in slower recruitment. The difficulty was obtaining

consultant consent prior to approaching potential participants in a busy clinical

setting.

There was a bias in the favour of female participants (88%) and breast and

gynaecological diagnosis, which may mean the results cannot be generalised to the

wider oncology setting. The under-representation of men may have arisen due to

men not being as open to using complementary therapies as the female population, or

they were being stoic (as is expected and observed from the older generations).224, 225

Some male participants where encouraged by a wife or partners to participate in the

trial, as identified by the researcher nurse and researcher. Another factor contributing

to the low study uptake by men with prostate cancer was these patients were not

generally seen in the outpatient clinic, with treatment for prostate cancer involving

surgery or medication, particularly first line. Why this uptake by male participants

was so low was difficult to ascertain. Numerous studies of CAM usage by cancer

patients identify the ratio as being approximately 1:1.56, 58, 59, 61 This imbalance has

not been seen in other cancer trials, in fact a review of participation in cancer clinical

trials226 identified a bias towards male participants and this is the same for other trials

for heart disease, statins and pain.227, 228 This is supported in the literature, where a

review of complementary therapy use of chiropractic, acupuncture and osteopathy in

the general population in Australia identified that the female:male ratio to be almost

1:1, with only osteopathy having a greater female:male ratio.55 The equal ratio of

female:male also corresponds with a survey of Western Australian cancer patients

using CM in 2008.58

The following section reflects on the limitations of the service evaluation. A

limitation of the outcome instrument MYCaW in relation to the benefits seen in the

participants’ specific concerns was not particular to the acupuncture service. This

was an evaluation of the whole service related to the participants concerns, as we did

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not control for any other treatments they may have received. There may be some

benefit as the majority of common symptoms experienced by patients undergoing

treatment have a cumulative effect and worsen during course of their treatment.21, 28,

229 To explore this, future research needs to look at controlling for standard care

received by the patients with a RCT.

Patients were self-selecting to have the intervention and may have held an

expectation of benefit that could have influenced results. This is a limitation of all

studies that are not randomly controlled, as only patients who want the treatment

were evaluated, which gives a biased view of the benefits involved. Follow up for the

evaluation was conducted at four to six weeks; there is support in the literature for

longer follow up particularly in the area of complementary therapies.

5.7 Future Research

There is a need to conduct further research of EA for CINV. Based on the findings of

this study, recommendations for research would include:

1. Future studies must be appropriately powered. Using data from this feasibility

trial a future study would require a sample size of 171 participants. The

sample size calculation is based on the primary outcome of the change of

‘worst’ nausea score between Day 4 and Day 1. It is anticipated that patients

would have a score of 0 or 1 on Day 1, that the control arm will have a 2-

point change in ‘worst’ nausea score (shown in previous studies to be

clinically significant177, 230, 231), the sham acupuncture a 1-point change and

the acupuncture arm approximately no change. The expected standard

deviation of the change in nausea scores is 2.8, based on NRS data from

patient diaries in the pilot study and information from the literature.177, 231

Using these assumptions, along with a type 1 error of 0.05 and 80 per cent

power, 39 participants in each group are required for a total of 117 patients.

Using a drop out rate of approximately 20 per cent, 49 patients per group are

required. To account for the possibility of non-parametric data and therefore a

loss of power, a correction of 1.157 is used to give a total number of 57 per

group, of 171 patients total. Realistic recruitment timeframe would need to be

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three years and be a multicentre trial with a full-time trial nurse, acupuncturist

and part-time data manager, to help with recruitment, data collection and

particularly data follow up.

2. A future study might use of the NRS tool for primary outcome measurement

tool objective assessment and use the FLIE or other tools that are specific for

measuring the cancer patient’s QoL. Examples of possible tools include: the

European Organisation Research and Treatment of Cancer—QoL

Questionnaire (EORTC QLQ-C30), the Functional Assessment of Cancer

Therapy (FACT/FACIT) and the SF-36 Health Survey.210, 232

3. Pragmatic designed trials that are well designed addressing effective

randomisation and blinding. Future research needs to ensure that outcome

measures are both clinically relevant and patient centred, and reflect what is

important for the patient.133-135 Further trials should be pragmatic in design,

allowing the treating acupuncturist flexibility to decide the appropriate

acupuncture treatment to ensure the trials have clinical relevance and help

direct practice.127, 128 There is support for moving the focus from efficacy to

effectiveness studies, where the design is closer to what is reflected in

practice. The adoption of broad trial inclusion and exclusion criteria will also

ensure the findings of the study are more readily generalised and

representative of the usual care situation.129, 136 This will help the research to

reflect what occurs in clinical practice. Even though all trials were conducted

in the cancer care setting, practitioners in private practice do treat cancer

patients for symptom control; this will help guide their practice as well.

4. Identify why females are more drawn to complementary medicine services

than males in the particular setting of complementary therapy services,

compared to the general population and develop recruitment strategies to help

address the imbalance in future studies and clinical practice.

5. Target participants with CINV. This could also be addressed by recruiting

patients from Cycle 2 onwards to ensure the intervention targets patients

experiencing of CINV,24, 31 and using an enriched enrolment recruitment

strategy. This strategy has been used predominately for pain studies, but as an

enriched enrolment randomised withdrawal clinical trial design. In these trials

there are two phases, phase one is enrichment phase, where all participants

are given the drug, the second phase is a double blind randomised

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withdrawal, where only the responders are randomised to the drug or

placebo.233, 234 In this setting, the enrichment will be the identification of

potential participants who experienced CINV in their previous cycle.

Participants could be given information at first cycle of chemotherapy and

then assessed prior to second cycle of chemotherapy; if they experienced

CINV they would be consented and randomised. Patients that were not first

cycle would be approached prior to their next chemotherapy to consent and

be randomised if they were identified as suffering CINV. This would include

patients that were experiencing CINV to see if they would benefit with the

addition of acupuncture to improve control of CINV. These changes would

address the issue of the low level of CINV in the participant group. This will

target patients without complete control of their CINV with standard anti-

emetic therapy and who would potentially benefit more from acupuncture. It

would definitively identify if acupuncture is beneficial in the clinical setting.

The evidence base of complementary therapies in supportive care needs more

research. Future recommendations derived from this study include:

1. Evaluation designs using a matched controlled outcomes study, by using

cancer databases to match participants in an integrative service with cancer

patients with same demographics, cancer diagnosis, staging and treatment

from the databases.86 To evaluate the impact of CM on the patient’s survival

outcomes.

2. Do integrative oncology clinics have a cost saving or contribute an added cost

to patient care? This is an area under-researched in supportive cancer care.

5.8 Clinical Implications

The systematic review identified that the use of the two major points Pericardium 6

Neiguan and/ or Stomach 36 Zusanli, for acute CINV has some evidence of benefit.

Less evidence exists for reducing symptoms for patients with delayed CINV. These

points are commonly used in clinical practice and are also well used for treating

nausea and vomiting arising from other causes, including post-operative and

pregnancy-induced nausea and vomiting, which reinforces their broad application in

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clinical practice for treating nausea and vomiting.131, 132 The review also identified

that acupressure at Pericardium 6 Neiguan, even though the evidence is not

conclusive, is inexpensive, low risk and easy for patients to learn and perform. This

could be included for patients experiencing CINV.119

Results from the service evaluation highlight the benefit to patients receiving

acupuncture for symptom control in the clinical setting of a day oncology unit. The

number of actual acupuncture services available in hospitals is very low, but many

patients see complementary therapists privately while undergoing chemotherapy.

The evaluation identified that acupuncture from a qualified acupuncturist is relatively

safe with clinically and statistically significant benefits for symptom control. In

Australia, the new regulation of acupuncturists under the government initiative, the

National Registration and Accreditation Scheme, ensures professional standards are

maintained and the safety of the public is protected; this addresses the issue of

patients seeking a qualified acupuncturist to help with symptom control. Practitioners

will be able to offer supportive cancer care as a result of the increasing knowledge

base of the benefits acupuncture has for patients undergoing chemotherapy

treatments. Symptoms that may have some benefit from acupuncture include fatigue,

nausea and vomiting, insomnia, hot flushes, pain, peripheral neuropathy and anxiety.

5.9 Implications for Education

With the emerging field of integrative oncology, and the inclusion of complementary

therapy in to cancer care units in Australia, for example the Chris O’Brien Lifehouse

in Sydney, Olivia Newton John Cancer and Wellness Centre at Austin Hospital,

Melbourne and the Mater Cancer Care Centre Survivorship and Wellbeing Centre,

educational implications follow. The implications for education administrators and

institutions particularly in the pre-registration area are twofold:

1. Educating pre-registration acupuncture students in the practical knowledge of

treating patients undergoing chemotherapy and radiotherapy including

cautions, contraindications and treatment protocols.

2. Effective communication skills for pre-registration acupuncture students may

help so they feel confident communicating with healthcare professionals.

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This effective communication will convey and educated the other health

practitioners what acupuncturists do and what we can offer to the patients.

For the practitioners who have completed study and are already in practice and wish

to expand their skills, courses and seminars need to be presented so the individual

and profession has the necessary knowledge base and skills to address the new roles.

5.10 Conclusion

This thesis follows evidence from a Cochrane systematic review that acupuncture

has benefit in treating acute CINV, although more research is needed to identify if

there is any benefit for delayed CINV. The review also found the need to improve

the design, to reduce bias and reporting of the trials, in particular addressing both

CONSORT 171 and STRICTA guidelines.

The feasibility trial showed it was possible to conduct a trial in a busy day oncology

unit, with some changes to methodology to overcome low incidence of CINV in the

population, the outcome measures and better resources to ensure data collection and

follow up. This provides information to guide the planning and design of future

research

The acupuncture service evaluation was positive, with a large majority of

participants finding the service beneficial and wanting the service to continue. The

result was positive in both a clinically and statistically significant improvement of

participant’s concerns using the MYCaW tool. Overall, this thesis has identified that

acupuncture may benefit patients in the support cancer care setting, helping with

symptom control, but further research is needed.

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Appendices

Appendix One Systematic Review Article

McKeon C, Smith CA, Hardy J & Chang E. Acupuncture and Acupressure for

Chemotherapy-Induced Nausea and Vomiting: A Systematic Review. AUST J

Acupunct Chin Med 2013;8(1):2–27.

Background: Control of CINV has improved with advances in anti-emetics, such as

NK1 antagonists. Despite these advances, patients still experience these symptoms,

and expert panels encourage additional methods to reduce these symptoms.

Objectives: The objective was to assess the effectiveness of acupuncture and

acupressure on acute and delayed CINV in cancer patients. Search strategy: The

following databases were searched: AMED, MEDLINE, CINAHL, PubMed,

Cochrane Controlled Trials Registry, and Science Direct. The search was undertaken

from the inception of the database to January 2012. Selection criteria: RCTs and

systematic reviews of acupoint stimulation by needles, electrical stimulation or

acupressure (excluding laser, point injection and non-invasive electro-stimulation)

and assessing CINV, or both. Data collection and analysis: Data was provided by

publications of original trials and pooled. Standardised MDs with confidence

incidences were calculated. Main results: seven trials were pooled for acupuncture

and six for acupressure. Acupuncture reduced the frequency of acute vomiting ([MD]

-7.40, 95% CI ([CI] -9.07 to -5.72), but did not reduce acute nausea severity or

frequency compared to control. Delayed symptoms for acupuncture were not

reported. Acupuncture showed a reduction in the dose of rescue medication (MD -

5.52, 95% CI -7.45 to -3.58). Acupressure showed a decrease in frequency of nausea

(MD -0.32, 95% CI -0.59 to 0.06) but not acute vomiting or delayed symptoms. All

trials used state-of-the-art combination anti-emetics, except for the early EA trials.

Authors’ conclusions: Acupuncture has demonstrated some benefit for

chemotherapy-induced acute vomiting by reducing the frequency of vomiting and

reducing the use of rescue medication, while acupressure has shown a decrease in the

frequency of nausea. Further trials of acupuncture and acupressure for CINV in

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patients with refractory symptoms are needed before recommendations for clinical

practice can be made. Future trials must be sufficiently powered, as this remains a

major flaw with the majority of studies to date.

Link to article

http://ajacm.com.au/Portals/0/AJACMFiles/PDFs/Vol 8 Iss 1/AJACM Vol 8 Iss

1_CanAcupunctureReduceCINV.pdf

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orou

raci

l) or

a r

egim

en c

onta

inin

g

doxo

rubi

cin,

nau

sea

from

pre

viou

s cyc

le o

r firs

t cyc

le o

f che

mot

hera

py, a

bilit

y to

com

mun

icat

e in

Eng

lish

Excl

usio

n cr

iteria

: non

e st

ated

Inte

rven

tions

In

terv

entio

n gr

oup:

acu

pres

sure

Num

ber a

lloca

ted

to a

cupr

essu

re =

9

Poin

ts st

imul

ated

: PC

6 an

d ST

36

Tota

l len

gth

of tr

eatm

ent p

erio

d: 2

1 to

28

days

, one

cyc

le o

f che

mot

hera

py

Num

ber o

f ses

sion

s: d

aily

and

whe

n ne

cess

ary

min

imum

of 2

1

Num

ber o

f poi

nts u

sed:

2 p

oint

s

Dur

atio

n: m

axim

um 3

min

utes

or u

ntil

poin

t "re

leas

ed"

Met

hod

of st

imul

atio

n: d

igita

l acu

pres

sure

Con

trol g

roup

: sta

ndar

d ca

re

Page 149: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

13

7

Num

ber a

lloca

ted

to c

ontro

l = 9

Tota

l len

gth

of tr

eatm

ent p

erio

d: 2

1 to

28

days

Out

com

es

Nau

sea–

daily

sco

re f

rom

nau

sea

expe

rienc

e su

bsca

le f

rom

the

Ind

ex o

f na

usea

, vom

iting

and

ret

chin

g (I

NV

R)

and

daily

inte

nsity

scal

e

Rep

orte

d as

p-v

alue

s and

mea

n w

ith S

D.

Attr

ition

bia

s D

ropo

uts/

with

draw

als:

no

drop

outs

or w

ithdr

awal

s

Sele

ctio

n bi

as

Unc

lear

, st

ated

ran

dom

but

not

met

hod,

unc

lear

if

allo

catio

n of

tre

atm

ent

was

con

ceal

ed f

rom

allo

cato

r an

d bo

th

grou

ps w

ere

com

para

ble

at e

ntry

Perf

orm

ance

bias

Atte

mpt

to c

onfir

m p

atie

nt b

lindi

ng fo

r sha

m c

ontro

l? N

ot a

pplic

able

Parti

cipa

nts n

ot b

linde

d, u

ncle

ar if

ass

esso

rs w

e bl

inde

d

Mea

sure

men

t

bias

Low

risk

bia

s, bo

th g

roup

s tre

ated

sam

e, p

-val

ue a

naly

sis r

epor

ted

DIB

BLE

107

Met

hods

D

esig

n: P

aral

lel–

acup

ress

ure

plus

med

icat

ion

v. s

ham

acu

pres

sure

plu

s m

edic

atio

n v.

med

icat

ion

only

. Dur

atio

n: 2

1 to

28 d

ays

Parti

cipa

nts

Setti

ng: m

ultic

entre

tota

l 19

setti

ngs t

hrou

ghou

t USA

in c

linic

al o

ncol

ogy

cent

res

Mea

n ag

e (+

/-SD

or r

ange

): 49

.3 (S

D =

9.4

)

Men

/wom

en (n

/n):

0/16

0

Rec

ruitm

ent m

etho

d: n

ot st

ated

Incl

usio

n cr

iteria

: wom

en re

ceiv

ing

cycl

opho

spha

mid

e w

ith o

r w

ithou

t 5-F

U, d

oxor

ubic

in w

ith p

aclit

axel

or d

ocet

axel

,

Page 150: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

13

8

or 5

-FU

, epi

rubi

cin

and

cycl

opho

spha

mid

e fo

r bre

ast c

ance

r, ha

d m

oder

ate

naus

ea o

n pr

evio

us c

hem

othe

rapy

cyc

le (p

er

MA

NE

scal

e)

Excl

usio

n cr

iteria

: see

ing

acup

unct

uris

t, un

able

to c

omm

unic

ate

in E

nglis

h

Inte

rven

tions

In

terv

entio

n gr

oup:

acu

pres

sure

to P

C6

Num

ber a

lloca

ted

to a

cupr

essu

re =

53

Styl

e of

acu

pres

sure

: sel

f acu

pres

sure

Poin

ts st

imul

ated

: PC

6

Tota

l len

gth

of tr

eatm

ent p

erio

d: 2

1 to

28

days

, dep

endi

ng o

n ch

emot

hera

py c

ycle

Num

ber o

f ses

sion

s: m

inim

um o

f one

dai

ly

Num

ber o

f poi

nts u

sed:

one

Dur

atio

n: 3

min

utes

eac

h po

int

Met

hod

of st

imul

atio

n: d

igita

l

Con

trol s

ham

gro

up: a

cupr

essu

re to

SI3

N a

lloca

ted

to c

ontro

l: 53

Styl

e of

acu

pres

sure

: sel

f acu

pres

sure

Poin

ts st

imul

ated

: PC

6

Tota

l len

gth

of tr

eatm

ent p

erio

d: 2

1 or

28

days

dep

endi

ng o

n ch

emot

hera

py c

ycle

Num

ber o

f ses

sion

s: m

inim

um o

f one

dai

ly

Num

ber o

f poi

nts u

sed:

one

Dur

atio

n: 3

min

utes

eac

h po

int

Met

hod

of st

imul

atio

n: d

igita

l

Page 151: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

13

9

Con

trol g

roup

: sta

ndar

d tre

atm

ent

Num

ber a

lloca

ted

to c

ontro

l = 5

4

Tota

l len

gth

of tr

eatm

ent p

erio

d: 2

1 to

28

days

Out

com

es

Acu

te n

ause

a an

d vo

miti

ng D

ay 1

Del

ayed

em

esis

Day

s 2 to

11

Del

ayed

nau

sea

Day

s 2 to

11

Sele

ctio

n bi

as

Yes

par

ticip

ant’s

allo

catio

n co

ncea

led

Ran

dom

ised

to g

roup

, met

hod

not s

tate

d so

unc

lear

and

bot

h gr

oups

wer

e co

mpa

rabl

e at

ent

ry

Attr

ition

bia

s D

ropo

uts/

with

draw

als:

yes

(13

with

drew

reas

ons n

ot st

ated

) not

incl

uded

in a

naly

sis

Perf

orm

ance

bias

Atte

mpt

to c

onfir

m p

atie

nt b

lindi

ng fo

r sha

m c

ontro

l? Y

es

Parti

cipa

nts b

linde

d to

gro

up, n

ot c

lear

if o

utco

me

asse

ssor

s whe

re b

linde

d, re

sear

ch a

ssis

tant

s blin

ded

to a

ctiv

e po

int

Mea

sure

men

t

bias

Type

of a

naly

sis r

epor

ted–

mea

n SD

, con

sist

ent b

oth

grou

ps

Dun

dee93

Met

hods

D

esig

n: c

ross

over

with

in c

ycle

–acu

punc

ture

plu

s med

icat

ion

v. sh

am a

cupu

nctu

re p

lus m

edic

atio

n

Dur

atio

n: 3

day

s

Parti

cipa

nts

Setti

ng: i

npat

ient

, Bel

fast

, Nor

ther

n Ir

elan

d

Mea

n ag

e (+

/-SD

or r

ange

): no

t pro

vide

d

Men

/wom

en (n

/n):

10/0

Rec

ruitm

ent m

etho

d: u

ncle

ar

Page 152: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

14

0

Incl

usio

n cr

iteria

: pre

viou

s sev

ere

sick

ness

afte

r tre

atm

ent d

espi

te m

etoc

lopr

amid

e

Excl

usio

n cr

iteria

: non

e id

entif

ied

Inte

rven

tions

In

terv

entio

n gr

oup:

ant

i-em

etic

s and

EA

to P

C6

Num

ber a

lloca

ted

to a

cupu

nctu

re =

10

Styl

e of

acu

punc

ture

: TC

M

Poin

t sel

ectio

n: fo

rmul

a

Poin

ts st

imul

ated

: PC

6

Tota

l len

gth

of tr

eatm

ent p

erio

d: 3

day

s

Num

ber o

f ses

sion

s: 5

or 6

Num

ber o

f poi

nts u

sed:

one

Inse

rtion

dep

th: n

ot st

ated

Was

Deq

i rep

orte

dly

soug

ht: Y

es

Dur

atio

n: n

ot st

ated

Met

hod

of st

imul

atio

n: D

C st

imul

ator

freq

uenc

y 10

Hz,

pul

se w

idth

0.2

5 m

s

Con

trol g

roup

: ant

i-em

etic

s and

sham

EA

to p

oint

nea

r rig

ht e

lbow

Num

ber a

lloca

ted

to sh

am a

cupu

nctu

re =

10

Tota

l len

gth

of tr

eatm

ent p

erio

d: 3

day

s

Num

ber o

f ses

sion

s: m

axim

um o

ne sh

am tr

eatm

ent i

n 3

days

Num

ber o

f poi

nts u

sed:

one

Inse

rtion

dep

th: n

ot st

ated

Was

de

qi re

porte

dly

soug

ht: n

ot st

ated

Page 153: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

14

1

Dur

atio

n: n

ot st

ated

Met

hod

of st

imul

atio

n: E

A w

as a

pplie

d vi

a D

C st

imul

ator

(10

Hz,

pul

se w

idth

0.2

5 m

s).

Out

com

es

Acu

te v

omiti

ng

Out

com

e m

easu

red

by 4

poi

nt s

cale

–ver

y go

od (n

o si

ckne

ss),

som

e be

nefit

(mar

ked

redu

ctio

n in

sic

knes

s), n

o ch

ange

(no

bene

fit) a

nd w

orse

(wor

se th

an b

efor

e)

Sign

ifica

nt le

ss si

ckne

ss fo

r PC

6 th

an sh

am (p

<0.0

01)

Con

trol f

rom

pre

viou

s st

udy

show

ed 5

2 of

54

patie

nts

on c

ispl

atin

who

had

dis

tress

ing

sym

ptom

s af

ter f

irst t

reat

men

t

had

just

as s

ever

e th

e su

bseq

uent

trea

tmen

t

Sele

ctio

n bi

as

Stat

ed th

at p

atie

nts

wer

e un

awar

e of

allo

catio

n. R

ando

m s

elec

tion

but m

etho

ds n

ot c

lear

. Unc

lear

if a

lloca

tor b

linde

d

to tr

eatm

ent g

roup

allo

catio

n an

d un

sure

if b

oth

grou

ps w

ere

com

para

ble

at e

ntry

Attr

ition

bia

s N

o dr

opou

ts o

r with

draw

als,

low

risk

of b

ias

Perf

orm

ance

bias

Atte

mpt

to c

onfir

m p

atie

nt b

lindi

ng fo

r sha

m c

ontro

l? N

o

Parti

cipa

nts

wer

e bl

inde

d, u

ncle

ar if

out

com

e as

sess

ors

blin

ded,

Obs

erve

rs n

ot a

lway

s bl

inde

d as

pat

ient

con

veye

d si

te

of a

cupu

nctu

re

Mea

sure

men

t

bias

Type

of a

naly

sis r

epor

ted:

p-v

alue

sam

e fo

r bot

h gr

oups

Not

es

Did

not

iden

tify

time

of st

imul

atio

n.

Dro

p re

ason

s not

iden

tifie

d.

Early

stud

y, n

ot u

sing

new

er a

nti-e

met

ics

Page 154: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

14

2

Dun

dee92

Met

hods

D

esig

n: P

aral

lel–

acup

unct

ure

v. m

edic

atio

n on

ly

Dur

atio

n: 5

min

utes

Parti

cipa

nts

Setti

ng: o

utpa

tient

s clin

ic, B

elfa

st, N

orth

ern

Irela

nd

Mea

n ag

e (+

/-SD

or r

ange

): no

t sta

ted

Men

/Wom

en (n

/n):

not s

tate

d 20

tota

l

Rec

ruitm

ent m

etho

d: n

ot st

ated

Incl

usio

n cr

iteria

: firs

t cyc

le c

hem

othe

rapy

Excl

usio

n cr

iteria

: non

e st

ated

Inte

rven

tions

In

terv

entio

n gr

oup:

ant

i-em

etic

s and

EA

to P

C6

Num

ber a

lloca

ted

to a

cupu

nctu

re =

10

Styl

e of

acu

punc

ture

: TC

M

Poin

t sel

ectio

n: fo

rmul

a

Poin

ts st

imul

ated

: PC

6

Tota

l len

gth

of tr

eatm

ent p

erio

d: o

ne

Out

com

es

Acu

te v

omiti

ng m

easu

red

at 8

–10h

r pos

t che

mot

hera

py a

dmin

istra

tion

Scal

e be

ing

mod

erat

e or

slig

ht -

thou

gh im

prov

emen

t not

stat

istic

ally

sign

ifica

nt

Sele

ctio

n bi

as

Unc

lear

–ran

dom

ised

from

pre

viou

sly

prep

ared

list

–uns

ure

who

and

how

list

was

gen

erat

ed n

or if

allo

catio

n to

gro

up

conc

eale

d fr

om th

e al

loca

tor a

nd u

nsur

e if

both

gro

ups w

ere

com

para

ble

at e

ntry

Attr

ition

bia

s N

o dr

opou

ts o

r with

draw

als,

low

risk

of b

ias

Page 155: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

14

3

Perf

orm

ance

bias

Atte

mpt

to c

onfir

m p

atie

nt b

lindi

ng fo

r sha

m c

ontro

l? N

ot a

pplic

able

Blin

ding

: pat

ient

s not

blin

ded,

obs

erve

r was

blin

ded.

Mea

sure

men

t

bias

Not

cle

arly

stat

ed if

out

com

e m

easu

re c

arrie

d ou

t in

relia

ble

way

Not

es

Old

er st

udy,

not

usi

ng m

oder

n an

ti-em

etic

s

Got

tsch

ling94

Met

hods

D

esig

n: c

ross

over

–acu

punc

ture

plu

s med

iatio

n v.

med

icat

ion

only

Dur

atio

n: v

arie

d fr

om 4

–5 d

ays

depe

ndin

g on

che

mot

hera

py t

reat

men

t. O

ffer

ed f

irst

day

then

pre

cedi

ng d

ays

depe

ndin

g on

pat

ient

s’ d

ecis

ion.

Tw

o cy

cles

wer

e ob

serv

ed, o

ne w

ith a

cupu

nctu

re o

ne w

ithou

t. To

tal t

ime

4 w

eeks

.

Parti

cipa

nts

Setti

ng: 5

pae

diat

ric in

patie

nt se

tting

s, G

erm

any

Mea

n ag

e (+

/-SD

or r

ange

): 13

.6 +

/- 2.

9

Men

/wom

en (n

/n):

(10/

13)

Rec

ruitm

ent m

etho

d: n

ot c

lear

ly st

ated

Incl

usio

n cr

iteria

: re

ceiv

ing

3 id

entic

al c

ours

es o

f hi

ghly

em

etog

enic

che

mot

hera

py (

rela

ting

to t

ype

amou

nt o

f

antin

eopl

astic

age

nts)

for s

olid

tum

ours

.

Excl

usio

n cr

iteria

: pat

ient

s w

ith fu

ll co

ntro

l of C

INV

with

out t

he n

eed

for r

escu

e m

edic

atio

ns in

firs

t cyc

le, a

ge u

nder

6 an

d ov

er 1

8 ye

ars,

cere

bral

met

asta

sis

Inte

rven

tions

In

terv

entio

n gr

oup:

sta

ndar

d an

ti-em

etic

s an

d ac

upun

ctur

e D

ay 1

prio

r to

che

mot

hera

py a

nd f

ollo

win

g 4

or 5

day

s

depe

ndin

g on

pat

ient

s req

uest

Num

ber a

lloca

ted

to a

cupu

nctu

re =

23

Page 156: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

14

4

Styl

e of

acu

punc

ture

: TC

M

Poin

t sel

ectio

n: fl

exib

le, p

ract

ition

er d

ecis

ion

base

d on

TC

M p

rinci

ples

Poin

ts st

imul

ated

: mos

t com

mon

ly u

sed

poin

ts, P

C6,

ST3

6, C

V12

and

LI4

.

Tota

l len

gth

of tr

eatm

ent p

erio

d: 4

wee

ks in

clud

ing

was

hout

per

iod

of tw

o w

eeks

bet

wee

n cy

cles

Num

ber o

f ses

sion

s: m

axim

um o

f 6

Num

ber o

f poi

nts u

sed:

not

stat

ed, s

tate

d co

uld

be u

nila

tera

l or b

ilate

ral

Inse

rtion

dep

th: n

ot st

ated

Was

de

qi re

porte

dly

soug

ht: y

es

Dur

atio

n: 2

0 - 4

0 m

ins

Met

hod

of st

imul

atio

n: M

anua

l acu

punc

ture

Con

trol g

roup

: Sta

ndar

d an

ti-em

etic

s onl

y

Num

ber a

lloca

ted

to c

ontro

l = 2

3

Tota

l len

gth

of tr

eatm

ent p

erio

d: 4

wee

ks in

tota

l, co

ntro

l was

one

cyc

le e

ither

4 o

r 5 d

ays.

Out

com

es

Prim

ary

outc

ome–

anti-

emet

ic re

scue

med

icat

ion

use,

obt

aine

d fr

om c

hart

docu

men

tatio

n

Seco

ndar

y ou

tcom

e–nu

mbe

r of e

piso

des o

f ret

chin

g an

d vo

miti

ng, o

btai

ned

from

cha

rt do

cum

enta

tion

Sele

ctio

n bi

as

Patie

nt r

ando

mis

ed b

y co

mpu

ter

gene

ratio

n se

quen

cer

and

notif

ied

by p

hone

. Allo

catio

n of

trea

tmen

t was

con

ceal

ed

from

allo

cato

r and

bot

h gr

oups

wer

e co

mpa

rabl

e at

ent

ry

Attr

ition

bia

s N

o dr

opou

ts o

r with

draw

als,

low

risk

of b

ias

Perf

orm

ance

bias

Atte

mpt

to

conf

irm p

atie

nt b

lindi

ng f

or s

ham

con

trol?

Not

app

licab

le P

artic

ipan

ts n

ot b

linde

d du

e to

stu

dy d

esig

n.

Unc

lear

if o

utco

me

asse

ssor

s blin

ded.

Mea

sure

men

t Ty

pe o

f ana

lysi

s re

porte

d: p

erio

d ef

fect

s bo

th m

ean

and

stan

dard

err

or a

nd tr

eatm

ent e

ffec

ts a

nd tr

eatm

ent e

ffec

t bei

ng

Page 157: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

14

5

bias

eq

ual i

n bo

th p

erio

ds

Not

es

Patie

nts a

lso

docu

men

ted

thei

r sub

ject

ive

expe

rienc

e of

acu

punc

ture

in a

shor

t ope

n-fo

rm e

ssay

Jone

s108

Met

hods

D

esig

n: C

ross

over

–acu

pres

sure

plu

s med

icat

ion

v. sh

am a

cupr

essu

re p

lus m

edic

atio

n v.

med

icat

ion

only

Dur

atio

n: 1

–5 d

ays f

or e

ach

cycl

e an

d to

tal 3

cyc

les

Parti

cipa

nts

Setti

ng: C

hild

ren’

s inp

atie

nt h

ospi

tal U

S.

Mea

n ag

e (+

/-SD

or r

ange

): 5–

19 (

two

sequ

ence

11.

7 +/

- 4.2

and

12.

5 +/

- 3.6

Men

/wom

en (n

/n):

9/9

Rec

ruitm

ent m

etho

d: n

ot st

ated

Incl

usio

n cr

iteria

: pa

tient

s re

ceiv

ing

chem

othe

rapy

tha

t in

clud

ed o

ne o

f th

e fo

llow

ing:

an

alky

latin

g ag

ent,

an

antit

umor

ant

ibio

tic o

r hig

h do

se c

ytar

abin

e

Excl

usio

n cr

iteria

: not

rece

ivin

g 3

cycl

es o

f che

mot

hera

py, o

ver 7

yea

rs o

ld a

nd d

id n

ot a

ssen

t or n

ot E

nglis

h sp

eaki

ng

Inte

rven

tions

In

terv

entio

n gr

oup:

acu

pres

sure

wris

t ban

d

Num

ber a

lloca

ted

to a

cupr

essu

re =

18

Poin

t sel

ectio

n: fo

rmul

a

Poin

ts st

imul

ated

: PC

6

Tota

l len

gth

of tr

eatm

ent p

erio

d: ti

me

of c

hem

othe

rapy

trea

tmen

t, no

t cle

arly

stat

ed a

s var

ied.

Num

ber o

f ses

sion

s: o

ne se

ssio

n

Num

ber o

f poi

nts u

sed:

One

Page 158: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

14

6

Dur

atio

n: n

ot c

lear

, cou

ld b

e ho

urs t

o da

ys.

Met

hod

of st

imul

atio

n: se

a-ba

nds,

elas

tic w

rist b

and

with

pla

stic

but

ton

Con

trol g

roup

1: s

ham

acu

pres

sure

wris

t ban

d

Num

ber a

lloca

ted

to c

ontro

l = 1

8

Tota

l len

gth

of tr

eatm

ent p

erio

d: u

ncle

ar, c

ould

be

hour

s to

days

Met

hod

of st

imul

atio

n: se

a-ba

nds,

elas

tic w

rist b

and

with

no

plas

tic b

utto

n

Con

trol g

roup

2: n

o ac

upre

ssur

e

N a

lloca

ted

to c

ontro

l: 18

Tota

l len

gth

of tr

eatm

ent p

erio

d: u

ncle

ar

Out

com

es

Mod

ified

Mor

row

with

que

stio

ns w

ritte

n in

age

app

ropr

iate

. Nau

sea

mea

sure

d w

ith 1

1-po

int

Like

rt sc

ale.

Pre

viou

s

know

ledg

e an

d ex

perie

nce

with

acu

punc

ture

/acu

pres

sure

, ex

pect

atio

ns o

f na

usea

pre

vent

ion,

epi

sode

s of

em

esis

,

degr

ee o

f na

usea

at

vario

us t

ime

poin

ts, s

ide

effe

ct, s

atis

fact

ion

and

perc

eive

d di

ffer

ence

s ac

upre

ssur

e an

d pl

aceb

o

band

s.

Sele

ctio

n bi

as

Patie

nt r

ando

mis

ed,

met

hod

uncl

ear

and

uncl

ear

if al

loca

tion

of t

reat

men

t w

as c

once

aled

fro

m a

lloca

tor

and

both

grou

ps w

ere

com

para

ble

at e

ntry

Attr

ition

bia

s D

ropo

uts/

with

draw

als:

yes

(1 d

ied,

1 in

com

plet

e da

ta a

nd 1

cha

nged

che

mot

hera

py) b

ut n

ot in

clud

ed in

ana

lysi

s

Perf

orm

ance

bias

Atte

mpt

to c

onfir

m p

atie

nt b

lindi

ng fo

r sha

m c

ontro

l? N

ot a

pplic

able

Parti

cipa

nts w

ere

blin

ded,

unc

lear

if th

e ou

tcom

e as

sess

ors w

ere

blin

ded

Mea

sure

men

t

bias

Type

of a

naly

sis r

epor

ted:

mea

n an

d SD

and

con

sist

ent i

n bo

th g

roup

s

Page 159: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

14

7

Mel

char

t 97

Met

hods

D

esig

n: C

ross

over

–acu

punc

ture

plu

s ac

upre

ssur

e pl

us m

edic

atio

n v.

sha

m a

cupu

nctu

re p

lus

sham

acu

pres

sure

plu

s

med

icat

ion

Dur

atio

n: tw

o cy

cles

of c

hem

othe

rapy

, not

cle

arly

stat

ed.

Parti

cipa

nts

Setti

ng: 1

hos

pita

l, M

unic

h, G

erm

any

Mea

n ag

e (+

/-SD

or r

ange

): 57

(17-

72)

Men

/wom

en (n

/n):

18/9

Rec

ruitm

ent m

etho

d: n

ot st

ated

Incl

usio

n cr

iteria

: sc

hedu

led

for

mod

erat

ely

or h

ighl

y em

etog

enic

che

mot

hera

py r

egim

es, s

tand

ard

anti-

emet

ics

and

addi

tiona

l med

icat

ion

for t

wo

chem

othe

rapy

cyc

le a

nd a

ges b

etw

een

18 -

75

Excl

usio

n cr

iteria

: ant

icip

ator

y na

usea

and

vom

iting

, che

mot

hera

py w

ithin

last

3 m

onth

s, ce

rebr

al m

etas

tase

s, ch

roni

c

ileus

or s

ub-il

eus,

lym

phed

ema

of a

rms

Inte

rven

tions

In

terv

entio

n gr

oup:

ant

i-em

etic

s and

acu

punc

ture

follo

wed

by

acup

ress

ure

band

s

Num

ber a

lloca

ted

to a

cupu

nctu

re =

10

Styl

e of

acu

punc

ture

: TC

M

Poin

t sel

ectio

n: fo

rmul

a

Poin

ts st

imul

ated

: PC

6

Tota

l len

gth

of tr

eatm

ent p

erio

d: 7

day

s for

eac

h cy

cle

tota

l 2 c

ycle

s

Num

ber o

f ses

sion

s: o

ne

Num

ber o

f poi

nts u

sed:

one

Inse

rtion

dep

th: 0

.5–1

cm

Page 160: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

14

8

Was

Deq

i rep

orte

dly

soug

ht: y

es

Dur

atio

n: 2

0 m

ins a

cupu

nctu

re, 7

2hrs

acu

pres

sure

ban

ds a

nd fu

rther

4 d

ays i

f nee

ded

Met

hod

of st

imul

atio

n: m

anua

l and

acu

pres

sure

ban

d

Con

trol g

roup

: ant

i-em

etic

s and

sham

acu

punc

ture

and

acu

pres

sure

ban

ds

Num

ber a

lloca

ted

to a

cupu

nctu

re =

11

Poin

ts st

imul

ated

: sha

m p

oint

loca

ted

3-4c

m p

roxi

mal

to w

rist c

reas

e; in

serti

on o

f nee

dle

unde

r the

radi

us

Tota

l len

gth

of tr

eatm

ent p

erio

d: 7

day

s for

eac

h cy

cle,

tota

l 2 c

ycle

s

Num

ber o

f ses

sion

s: o

ne

Num

ber o

f poi

nts u

sed:

one

Inse

rtion

dep

th: 0

.5cm

Was

Deq

i rep

orte

dly

soug

ht: N

ot so

ught

, nee

dle

not m

anip

ulat

ed

Dur

atio

n: 2

0 m

ins f

or a

cupu

nctu

re fo

llow

ed b

y 72

hrs w

ith a

cupr

essu

re b

and

Met

hod

of st

imul

atio

n: m

anua

l sha

m a

cupu

nctu

re a

nd sh

am a

cupr

essu

re b

and

Out

com

es

Nau

sea

and

vom

iting

, ant

i-em

etic

resc

ue m

edic

atio

n

Dai

ly d

iary

com

plet

ed f

or 7

day

s, (in

tens

ity s

cale

0-6

) do

cum

entin

g fr

eque

ncy

and

dura

tion

of n

ause

a an

d vo

miti

ng

and

use

of a

dditi

onal

ant

i-em

etic

med

icat

ion.

Sho

rtene

d ve

rsio

n of

the

MA

NE

(Mor

row

Ass

essm

ent o

f N

ause

a an

d

Vom

iting

).

Mai

n ou

tcom

e w

as th

e in

tra-in

divi

dual

diff

eren

ce o

f the

nau

sea

scor

e (s

um o

f int

ensi

ty ra

ting

for

naus

ea in

the

diar

y

rang

e 0–

48) b

etw

een

acup

unct

ure

and

sham

acu

punc

ture

Seco

ndar

y ou

tcom

e m

easu

res w

here

No

naus

ea a

t all

Page 161: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

14

9

No

vom

iting

Com

plet

e co

ntro

l (no

vom

iting

and

nau

sea

scor

e <9

)

Hou

rs w

ith n

ause

a

Num

ber o

f vom

iting

epi

sode

s

Use

of r

escu

e m

edic

atio

n

Acu

punc

ture

/acu

pres

sure

hel

ped

a lo

t

Pref

eren

ce

Adv

erse

eff

ects

Sele

ctio

n bi

as

Parti

cipa

nts

rand

omis

ed w

ith c

ompu

ter r

ando

m g

ener

atio

n an

d co

ncea

led

enve

lope

s an

d al

loca

tor b

linde

d to

allo

catio

n

of tr

eatm

ent g

roup

and

unc

lear

if b

oth

grou

ps w

ere

com

para

ble

at e

ntry

Attr

ition

bia

s D

ropo

uts/

with

draw

als:

yes

(3

chan

ge c

hem

othe

rapy

/dea

th,

1 tim

e pr

oble

ms,

1 in

effe

ctiv

e an

d 1

no d

ata)

but

not

incl

uded

in a

naly

sis

Perf

orm

ance

bias

Atte

mpt

to c

onfir

m p

atie

nt b

lindi

ng fo

r sha

m c

ontro

l? N

ot a

pplic

able

Ass

esso

rs o

f out

com

es b

linde

d to

allo

catio

n - n

ursi

ng st

aff a

nd o

ncol

ogis

t wer

e bl

inde

d to

allo

catio

n ar

m

Mea

sure

men

t

bias

Type

of a

naly

sis r

epor

ted:

rela

tive

risks

or M

D

Page 162: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

15

0

Mol

assi

otis

73

Met

hods

D

esig

n: P

aral

lel–

acup

ress

ure

plus

med

icat

ion

v. m

edic

atio

n on

ly

Dur

atio

n: 5

day

s

Parti

cipa

nts

Setti

ng: t

wo

cent

res i

n th

e U

K, o

ne c

ance

r cen

tre a

t gen

eral

hos

pita

l and

one

a sp

ecia

list c

ance

r hos

pita

l

Mea

n ag

e (+

/-SD

or r

ange

): 51

(+/-

12.2

)

Men

/wom

en (n

/n):

0/54

Rec

ruitm

ent m

etho

d: n

ot st

ated

Incl

usio

n cr

iteria

: di

agno

sis

brea

st c

ance

r, ch

emot

hera

py n

aïve

, re

ceiv

ing

Dox

orub

icin

and

Cyc

loph

osph

amid

e or

equi

vale

nt E

piru

bici

n pr

otoc

ols

Excl

usio

n cr

iteria

: pa

lliat

ive

chem

othe

rapy

, le

ss t

han

3 m

onth

s to

liv

e, m

etas

tatic

dis

ease

, su

ffer

ed f

rom

bow

el

obst

ruct

ion,

hav

ing

conc

urre

nt ra

diot

hera

py o

r had

lym

phoe

dem

a of

the

arm

s.

Inte

rven

tions

In

terv

entio

n gr

oup:

acu

pres

sure

ban

ds

Num

ber a

lloca

ted

to a

cupr

essu

re =

17

Poin

t sel

ectio

n: fo

rmul

a

Poin

ts st

imul

ated

: Per

icar

dium

6

Tota

l len

gth

of tr

eatm

ent p

erio

d: 5

day

s

Num

ber o

f ses

sion

s: o

ne

Num

ber o

f poi

nts u

sed:

one

Dur

atio

n: 5

day

s

Met

hod

of st

imul

atio

n: se

a-ba

nd w

rist b

ands

Con

trol g

roup

: no

acup

ress

ure

Page 163: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

15

1

Num

ber a

lloca

ted

to c

ontro

l = 1

9

Tota

l len

gth

of tr

eatm

ent p

erio

d: 5

day

s

Out

com

es

Rev

ised

Rho

des I

NV

R, n

umbe

r of t

imes

wris

tban

d st

ud w

as p

ress

ed, a

nti-e

met

ic u

se

Attr

ition

bia

s D

ropo

uts/

with

draw

als:

yes

(18

not c

ompe

ted

stud

y re

ason

s no

t sta

ted,

6 c

ontro

l gro

up a

nd 1

2 ex

perim

enta

l gro

up) n

ot

incl

uded

in a

naly

sis

Sele

ctio

n bi

as

Patie

nt e

ffec

tivel

y ra

ndom

ised

, allo

catio

n of

gro

up c

once

aled

from

allo

cato

r and

bot

h gr

oups

com

para

ble

at e

ntry

Perf

orm

ance

bias

Atte

mpt

to c

onfir

m p

atie

nt b

lindi

ng fo

r sha

m c

ontro

l? N

ot a

pplic

able

Parti

cipa

nts n

ot b

linde

d, u

ncle

ar if

out

com

e as

sess

ors w

here

blin

ded

Mea

sure

men

t

bias

Type

of a

naly

sis r

epor

ted:

p v

alue

, util

ised

on

both

gro

ups

Rei

ndl 98

Met

hods

D

esig

n: C

ross

over

–acu

punc

ture

plu

s med

icat

ion

v. m

edic

atio

n on

ly

Dur

atio

n: to

tal o

f 3 c

ycle

s tim

e no

t spe

cifie

d.

Parti

cipa

nts

Setti

ng: 4

inpa

tient

pae

diat

ric c

entre

s, G

erm

any

Mea

n ag

e (+

/-SD

or r

ange

): 15

.2 (1

0.0-

16.8

)

Men

/wom

en (n

/n):

4/7

Rec

ruitm

ent m

etho

d: n

ot st

ated

Incl

usio

n cr

iteria

: pa

tient

s ag

ed 6

–18y

ears

who

rec

eive

sev

eral

cou

rse

of h

ighl

y em

etog

enic

che

mot

hera

py t

reat

ing

Ewin

g’s s

arco

ma,

rhab

dom

yosa

rcom

a an

d os

teos

arco

ma

havi

ng 5

HT3

ant

agon

ists

as b

asic

ant

i-em

etic

med

icat

ion

Excl

usio

n cr

iteria

: No

excl

usio

n cr

iteria

list

ed

Page 164: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

15

2

Inte

rven

tions

In

terv

entio

n gr

oup:

Sta

ndar

d an

ti-em

etic

s and

acu

punc

ture

on

Day

1 p

rior t

o ch

emot

hera

py a

nd su

bseq

uent

4 o

r 5 d

ays

Num

ber a

lloca

ted

to a

cupu

nctu

re =

11

Styl

e of

acu

punc

ture

: TC

M

Poin

t sel

ectio

n: fl

exib

le, p

ract

ition

er d

ecis

ion

base

d on

TC

M p

rinci

ples

Poin

ts st

imul

ated

: mos

t com

mon

poi

nts u

sed

PC6,

ST3

6, C

V12

and

LI4

Tota

l len

gth

of tr

eatm

ent p

erio

d: T

hree

cyc

les w

ith th

ird c

ycle

not

eva

luat

ed

Num

ber o

f ses

sion

s: 4

or 5

dep

endi

ng o

n ch

emot

hera

py p

roto

col p

er se

ssio

n, to

tal o

f 8 o

r 10

Num

ber o

f poi

nts u

sed:

not

stat

ed, p

oint

s cou

ld b

e un

ilate

ral o

r bila

tera

l

Inse

rtion

dep

th: n

ot st

ated

Was

Deq

i rep

orte

dly

soug

ht: n

ot st

ated

Dur

atio

n: 2

0 m

ins

Met

hod

of st

imul

atio

n: m

anua

l stim

ulat

ion

Con

trol g

roup

: sta

ndar

d an

ti-em

etic

s alo

ne

Num

ber a

lloca

ted

to c

ontro

l = 1

1

Tota

l len

gth

of tr

eatm

ent p

erio

d: tw

o cy

cles

of c

hem

othe

rapy

Out

com

es

Res

cue

anti-

emet

ic u

se, e

piso

des o

f vom

iting

, nau

sea

and

wei

ght l

oss.

Res

cue

anti-

emet

ic u

se o

btai

ned

from

med

ical

cha

rt, re

porte

d as

mg/

day.

Vom

iting

epi

sode

s rec

orde

d as

a n

umbe

r per

day

for e

ach

cycl

e.

Wei

ght l

oss w

as re

cord

ed b

y kg

/cyc

le lo

st.

Nau

sea

scor

e us

ing

eval

uate

d to

ol (M

emor

ial S

ympt

om A

sses

smen

t Sca

le (M

SAS)

), co

ncer

ning

sen

satio

ns o

f nau

sea,

vom

iting

and

app

etite

.

Page 165: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

15

3

Sele

ctio

n bi

as

Parti

cipa

nts

rand

omis

ed, m

etho

d un

clea

r, al

loca

tion

of tr

eatm

ent w

as c

once

aled

from

allo

cato

r an

d bo

th g

roup

s w

ere

com

para

ble

at e

ntry

Attr

ition

bia

s N

o dr

opou

ts o

r with

draw

als,

low

risk

of b

ias

Perf

orm

ance

bias

Atte

mpt

to c

onfir

m p

atie

nt b

lindi

ng fo

r sha

m c

ontro

l? N

ot a

pplic

able

Parti

cipa

nts n

ot b

linde

d to

trea

tmen

t gro

up d

ue to

tria

l des

ign,

unc

lear

if o

utco

me

asse

ssor

s whe

re b

linde

d

Mea

sure

men

t

bias

Type

of a

naly

sis r

epor

ted:

p v

alue

, con

sist

ent w

ith b

oth

grou

ps

Ros

coe

109

Met

hods

D

esig

n: P

aral

lel–

acup

ress

ure

plus

med

icat

ion

v. m

edic

atio

n on

ly

Dur

atio

n: 5

day

s

Parti

cipa

nts

Setti

ng: 1

7 C

ance

r Cen

tres i

n R

oche

ster

USA

Mea

n ag

e (+

/-SD

or r

ange

): N

ot re

porte

d

Men

/wom

en (n

/n):

55/6

45

Rec

ruitm

ent m

etho

d: n

ot c

lear

Incl

usio

n cr

iteria

: che

mot

hera

py n

aïve

, che

mot

hera

py c

onta

inin

g ci

spla

tin o

r dox

orub

icin

Excl

usio

n cr

iteria

: con

curr

ent r

adio

ther

apy

or in

terf

eron

, bow

el o

bstru

ctio

n, s

ympt

omat

ic b

rain

met

asta

ses

or c

ardi

ac

pace

mak

er.

Inte

rven

tions

In

terv

entio

n gr

oup:

acu

pres

sure

ban

d

Num

ber a

lloca

ted

to a

cupu

nctu

re =

231

(not

stat

ed)

Poin

ts st

imul

ated

: Per

icar

dium

6

Page 166: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

15

4

Tota

l len

gth

of tr

eatm

ent p

erio

d: 5

day

s

Num

ber o

f ses

sion

s: o

ne

Num

ber o

f poi

nts u

sed:

one

Dur

atio

n: 5

day

s

Met

hod

of st

imul

atio

n: se

a-ba

nds a

cupr

essu

re b

ands

Con

trol g

roup

: no

treat

men

t

Num

ber a

lloca

ted

to c

ontro

l = 2

26

Tota

l len

gth

of tr

eatm

ent p

erio

d: 5

day

s

Out

com

es

Patie

nt re

port

diar

y de

velo

ped

by B

uris

h et

al a

nd C

arey

and

Bur

ish

mea

surin

g na

usea

and

em

esis

in 4

tim

e po

ints

eac

h

day.

Nau

sea

mea

sure

d on

7-p

oint

sca

le.

QoL

mea

sure

d by

FA

CT-

G (

Func

tiona

l A

sses

smen

t of

Can

cer

Ther

apy

Gen

eral

), ex

pect

ed e

ffic

acy

asse

ss o

n 5

poin

t sca

le.

Sele

ctio

n bi

as

Parti

cipa

nts

rand

omis

ed m

etho

d un

clea

r, un

clea

r if

allo

cato

r w

as b

linde

d to

gro

up a

lloca

tion,

unc

lear

if b

oth

grou

ps

wer

e co

mpa

rabl

e at

ent

ry

Attr

ition

bia

s D

ropo

uts/

with

draw

als:

yes

reas

ons n

ot st

ated

, not

util

ised

in a

naly

sis

Perf

orm

ance

bias

Atte

mpt

to c

onfir

m p

atie

nt b

lindi

ng fo

r sha

m c

ontro

l? N

ot a

pplic

able

Not

cle

ar if

out

com

e as

sess

ors b

linde

d to

gro

up

Mea

sure

men

t

bias

Type

of a

naly

sis r

epor

ted:

Mea

n an

d SD

, p-v

alue

, con

sist

ent w

ith b

oth

grou

ps

Shen

99

Met

hods

D

esig

n: P

aral

lel–

acup

unct

ure

plus

med

icat

ions

v. s

ham

acu

punc

ture

plu

s med

icat

ions

v. m

edic

atio

n on

ly

Page 167: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

15

5

Que

stio

nnai

re a

t the

end

of D

ay 5

stud

y pe

riod

Dur

atio

n: 1

4 da

ys

Parti

cipa

nts

Setti

ng: 1

inpa

tient

hos

pita

l, U

SA

Mea

n ag

e (+

/-SD

or r

ange

): 45

.5(7

.4) E

A, 4

3.8(

8.0)

min

imal

nee

dlin

g an

d 48

.0(6

.8) p

harm

acot

hera

py o

nly

Men

/Wom

en (n

/n):

0/10

4

Rec

ruitm

ent m

etho

d: p

atie

nts a

ppro

ache

d at

clin

ics

Incl

usio

n cr

iteria

: fem

ale

patie

nts

18 -

62

year

s of

age

, bre

ast c

ance

r, re

ceiv

ing

mye

loab

lativ

e ch

emot

hera

py a

nd f

or

bone

mar

row

tran

spla

ntat

ion,

life

exp

ecta

ncy

at le

ast 6

mon

ths

Excl

usio

n cr

iteria

: pa

tient

s w

ith b

rain

met

asta

ses,

life

thre

aten

ing

conc

urre

nt n

on-m

alig

nant

con

ditio

ns,

activ

e

infe

ctio

ns, c

ardi

ac p

acem

aker

Inte

rven

tions

In

terv

entio

n gr

oup:

stan

dard

ant

i-em

etic

s and

EA

for t

otal

5 d

ays.

Num

ber a

lloca

ted

to a

cupu

nctu

re =

37

Styl

e of

acu

punc

ture

: TC

M

Poin

t sel

ectio

n: fo

rmul

a

Poin

ts st

imul

ated

: PC

6 an

d ST

36

Tota

l len

gth

of tr

eatm

ent p

erio

d: 5

day

s

Num

ber o

f ses

sion

s: 5

Num

ber o

f poi

nts u

sed:

2

Inse

rtion

dep

th: 1

to 1

.5 b

ody

inch

Was

Deq

i rep

orte

dly

soug

ht: Y

es

Dur

atio

n: 2

0 m

inut

es

Page 168: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

15

6

Met

hod

of s

timul

atio

n: E

A -

2 to

10

Hz,

0.5

- 0.

7 m

s pu

lse

wid

th, u

nder

a v

aria

ble

DC

out

put w

ith s

quar

e w

avef

orm

bala

nced

alte

rnat

ing

pola

rity

of le

ss th

an 2

6 m

A m

axim

al v

olta

ge 1

5 V

Con

trol g

roup

1: s

tand

ard

anti-

emet

ics a

nd m

inim

al a

cupu

nctu

re fo

r tot

al 5

day

s

Num

ber a

lloca

ted

to a

cupu

nctu

re =

33

Poin

t sel

ectio

n: =

form

ula

Poin

ts st

imul

ated

: nea

r LU

7 an

d G

B34

Tota

l len

gth

of tr

eatm

ent p

erio

d: 5

day

s

Num

ber o

f ses

sion

s: 5

Num

ber o

f poi

nts u

sed:

2

Inse

rtion

dep

th: m

inim

al w

ith n

o st

imul

atio

n

Was

Deq

i rep

orte

dly

soug

ht: N

o

Dur

atio

n: 2

0

Met

hod

of st

imul

atio

n: e

lect

rost

imul

ator

was

con

nect

ed b

ut n

o cu

rren

t was

pas

sed

to th

e ne

edle

s

Con

trol g

roup

2: s

tand

ard

anti-

emet

ics

Num

ber a

lloca

ted

to a

cupu

nctu

re =

34

Tota

l len

gth

of tr

eatm

ent p

erio

d: 5

day

s

Out

com

es

Emes

is, e

mes

is fr

ee d

ays,

AEs

and

con

curr

ent a

nti-e

met

ic u

se

Emes

is m

easu

red

and

reco

rded

dai

ly b

y nu

rsin

g st

aff,

emes

is a

s de

fined

as

proj

ectio

n of

gas

tric

cont

ents

not

dry

retc

hing

.

Prop

ortio

n of

em

esis

free

day

s was

cal

cula

ted

Patie

nts i

dent

ified

any

AEs

they

thou

gh w

ere

attri

bute

d to

the

stud

y

Page 169: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

15

7

Con

curr

ent a

nti-e

met

ic u

se w

as id

entif

ied

from

doc

umen

tatio

n.

All

staf

f wer

e un

awar

e of

pat

ient

s gro

up a

lloca

tion

Sele

ctio

n bi

as

Patie

nt e

ffec

tivel

y ra

ndom

ised

by

conc

eale

d en

velo

pe s

yste

m, a

lloca

tion

of g

roup

con

ceal

ed f

rom

allo

cato

r an

d bo

th

grou

ps w

ere

com

para

ble

at e

ntry

Attr

ition

bia

s N

o dr

opou

ts o

r with

draw

als,

low

risk

of b

ias

Perf

orm

ance

bias

Atte

mpt

to c

onfir

m p

atie

nt b

lindi

ng f

or s

ham

con

trol?

Yes

Par

ticip

ants

blin

ded.

Out

com

e as

sess

ors

wer

e bl

inde

d to

treat

men

t gro

up, n

ursi

ng st

aff a

nd o

ther

staf

f wer

e al

so b

linde

d to

pat

ient

allo

catio

n.

Mea

sure

men

t

bias

Type

of

anal

ysis

rep

orte

d: A

naly

sed

acco

rdin

g to

the

int

entio

n-to

-trea

t pr

inci

pal.

p va

lue

and

CIs

, co

nsis

tent

bot

h

grou

ps

Stre

itber

ger 10

0

Met

hods

D

esig

n: P

aral

lel–

acup

unct

ure

plus

med

icat

ion

v. sh

am a

cupu

nctu

re p

lus m

edic

atio

ns

Dur

atio

n: 2

day

s

Parti

cipa

nts

Setti

ng: O

ne h

ospi

tal H

aem

atol

ogy

and

Onc

olog

y un

it, H

eide

lber

g, G

erm

any

Mea

n ag

e (+

/-SD

or r

ange

): 54

.9 (9

.0) a

cupu

nctu

re a

nd 5

3.3(

9.3)

pla

cebo

gro

up

Men

/wom

en (n

/n):

41/3

9

Rec

ruitm

ent m

etho

d: n

ot c

lear

ly st

ated

Wer

e pe

ople

with

his

tory

of a

cupu

nctu

re tr

eatm

ent e

xclu

ded?

:Yes

, no

acup

unct

ure

for l

ast 6

mon

ths

Incl

usio

n cr

iteria

: 18

year

s or

old

er, p

atie

nts

rece

ivin

g hi

gh d

ose

chem

othe

rapy

and

aut

olog

ous

perip

hera

l blo

od s

tem

cell

trans

plan

tatio

ns

Excl

usio

n cr

iteria

: pat

ient

s su

ffer

ing

naus

ea a

nd v

omiti

ng la

st 2

4 ho

urs,

rece

ivin

g an

ti-em

etic

dru

gs 2

4 ho

urs

befo

re

Page 170: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

15

8

chem

othe

rapy

, rec

eivi

ng b

enzo

diaz

epin

es (e

xcep

tion

for o

ne a

pplic

atio

n at

nig

ht),

had

rece

ived

an

anti-

emet

ic th

erap

y

befo

re t

he s

tart

of c

hem

othe

rapy

exc

eptio

n of

ste

roid

s if

part

of t

he c

hem

othe

rapy

tre

atm

ent

or a

phy

siol

ogic

al

supp

lem

ent

ther

apy,

ecz

emat

ous

skin

cha

nges

at

acup

unct

ure

poin

t PC

6, p

last

er a

llerg

y, o

pioi

d th

erap

y st

artin

g or

coag

ulop

athy

.

Inte

rven

tions

In

terv

entio

n gr

oup:

stan

dard

ant

i-em

etic

s and

acu

punc

ture

Num

ber a

lloca

ted

to a

cupu

nctu

re =

41

Styl

e of

acu

punc

ture

: TC

M

Poin

t sel

ectio

n: fo

rmul

a

Poin

ts st

imul

ated

: one

Tota

l len

gth

of tr

eatm

ent p

erio

d: 2

day

s

Num

ber o

f ses

sion

s: 2

Num

ber o

f poi

nts u

sed:

1

Inse

rtion

dep

th: N

ot st

ated

Was

Deq

i rep

orte

dly

soug

ht: Y

es

Dur

atio

n: 2

0 m

inut

es

Met

hod

of st

imul

atio

n: m

anua

l stim

ulat

ion,

initi

al d

e qi

sens

atio

n ob

tain

ed th

en le

ft in

situ

for 2

0 m

inut

es

Con

trol g

roup

: sta

ndar

d an

ti-em

etic

s and

pla

cebo

acu

punc

ture

Num

ber a

lloca

ted

to a

cupu

nctu

re =

39

Styl

e of

acu

punc

ture

: TC

M

Poin

t sel

ectio

n: fo

rmul

a

Poin

ts st

imul

ated

: PC

6

Page 171: Electro-acupuncture versus Sham Electro-acupuncture versus ......the acupuncture service in the day oncology unit in the Mater Adult Hospital, being the first one in Australia where

15

9

Tota

l len

gth

of tr

eatm

ent p

erio

d: 2

day

s

Num

ber o

f ses

sion

s: 2

Num

ber o

f poi

nts u

sed:

1

Inse

rtion

dep

th: Z

ero

Was

Deq

i rep

orte

dly

soug

ht: n

ot so

ught

Dur

atio

n: 2

0 m

inut

es

Met

hod

of st

imul

atio

n: u

se o

f Stre

itber

ger p

lace

bo n

eedl

e (b

lunt

ed, t

eles

copi

c pl

aceb

o ne

edle

)

Out

com

es

Vom

iting

, res

cue

med

icat

ions

, nau

sea,

side

eff

ects

of a

cupu

nctu

re, c

redi

bilit

y of

trea

tmen

t

Vom

iting

ass

esse

d by

num

ber

of p

atie

nts

who

had

one

epi

sode

of

vom

iting

in

the

even

ing

of e

ach

day

by u

se o

f

patie

nts d

iary

Use

of r

escu

e m

edic

atio

ns a

sses

sed

on fi

rst a

nd se

cond

day

Nau

sea

asse

ssed

by

4 po

int s

cale

(non

e =

0, m

ild =

1, m

oder

ate

= 2,

seve

re =

3)

Epis

odes

of v

omiti

ng a

nd re

tchi

ng

Sele

ctio

n bi

as

Parti

cipa

nts

rand

omis

ed b

ut m

etho

d un

clea

r, al

loca

tor

was

blin

ded

to t

reat

men

t gr

oups

and

bot

h gr

oups

wer

e

com

para

ble

at e

ntry

Attr

ition

bia

s N

o dr

opou

ts o

r with

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0

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16

1

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r eff

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16

2

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Appendix Five

Meta Analysis Forest Plots

1.1 Frequency of Vomiting

Study or

Subgroup

Experimental Control Mean difference

Mean SD Total Mean SD Total Weight % IV, Fixed, 95% CI

Gottschling 2008 3.83 2.41 12 11.36 2.56 11 67.5 -7.53 [-9.57, -5.49]

Shen 2000 6.23 4.16 37 13.41 7.77 34 23.5 -7.12 [-10.06, -4.18]

Total (95% CI) 49 45 100.00 -7.40 [-9.07, -5.72]

Heterogeneity: Chi2 = 0.05, df = 1 (P = 0.82); 12 = 0%Test for overall effect: Z = 8.66 (P < 0.00001)

Mean difference

IV, Fixed, 95% CI

–100 –50 0 50 100Favours experimental Favours control

1: ACUPUNCTURE + MEDICATION VS MEDICATION ONLY

1.2 Dose of Rescue Medication

Study or

Subgroup

Experimental Control Std. Mean difference

Mean SD Total Mean SD Total Weight % IV, Fixed, 95% CI

Gottschling 2008 13.47 6.07 12 48.95 6.34 11 100.00 -5.52 [-7.45, -3.58]

Total (95% CI) 12 11 100.00 -5.52 [-7.45, -3.58]

Heterogeneity: Not applicableTest for overall effect: Z = 5.59 (P < 0.00001)

Std. Mean difference

IV, Fixed, 95% CI

–100 –50 0 50 100Favours experimental Favours control

2.1 Frequency of Vomiting

Study or

Subgroup

Acupuncture

plus Meds Control Risk Ratio

Events Total Events Total Weight % M–H, Fixed, 95%

Dundee 1987 2 7 3 3 26.2 0.36 [0.12, 1.06]

Melchart 2006 7 24 6 24 33.6 1.17 [0.46, 2.96]

Streitberger 2003 4 41 7 39 40.2 0.54 [0.17, 1.71]

Total (95% CI) 72 66 100.00 0.70 [0.38, 1.29]

Total events 13 16

Heterogeneity: Chi2 = 2.81, df = 2 (P = 0.25); 12 = 29%Test for overall effect: Z = 1.13 (P = 0.26)

Risk Ratio

M–H, Fixed, 95% CI

0.01 0.1 1 10 100Favours experimental Favours control

2: ACUPUNCTURE PLUS MEDICATIONS VS SHAM PLUS MEDICATIONS

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2.2 Frequency of Nausea

Study or Subgroup

Acupuncture

plus Meds Sham plus meds Risk Ratio

Events Total Events Total Weight % M–H, Fixed, 95%

Melchart 2006 10 24 12 24 43.8 0.83 [0.45, 1.55]

Streitberger 2003 18 41 15 39 56.2 1.14 [0.67, 1.93]

Total (95% CI) 65 63 100.00 1.01 [0.67, 1.50]

Total events 28 27

2: ACUPUNCTURE PLUS MEDICATIONS VS SHAM PLUS MEDICATIONS CONT.

Risk Ratio

M–H, Fixed, 95% CI

0.01 0.1 1 10 100Favours experimental Favours control

Heterogeneity: Chi2 = 0.58, df = 1 (P = 0.45); 12 = 0%Test for overall effect: Z = 0.03 (P = 0.98)

2.3 Use of Rescue Medications

Study or Subgroup

Experimental Control Risk Ratio

Events Total Events Total Weight % M–H, Fixed, 95%

Melchart 2006 12 24 12 24 59.4 1.00 [0.57, 1.76]

Streitberger 2003 9 41 8 39 40.6 1.07 [0.46, 2.49]

Total (95% CI) 65 63 100.00 1.03 [0.64, 1.67]

Total events 21 20

Risk Ratio

M–H, Fixed, 95% CI

0.01 0.1 1 10 100Favours experimental Favours control

Heterogeneity: Chi2 = 0.02, df = 1 (P = 0.89); 12 = 0%Test for overall effect: Z = 0.11 (P = 0.91)

2.4 Helpfulness of Acupuncture

Study or Subgroup

Acupuncture

plus Meds Sham plus Meds Risk Ratio

Events Total Events Total Weight % M–H, Fixed, 95%

Streitberger 2003 21 24 12 24 59.4 1.00 [0.57, 1.76]

Total (95% CI) 65 63 100.00 1.03 [0.64, 1.67]

Total events 21 20

Risk Ratio

M–H, Fixed, 95% CI

0.01 0.1 1 10 100Favours experimental Favours control

Heterogeneity: Not applicableTest for overall effect: Z = 0.45 (P = 0.65)

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3: ACUPRESSURE PLUS MEDICATIONS VS MEDICATIONS ONLY

4: ACUPRESSURE PLUS MEDICATION VS SHAM ACUPRESSURE PLUS MEDICATION

3.1 Frequency of Vomiting

Study or

Subgroup

Experimental Control Mean difference

Mean SD Total Mean SD Total Weight % IV, Fixed, 95% CI

Molassiotis 2006 0.53 2.1 17 0.66 1.94 19 100.0 -0.13 [-1.46, -1.20]

Total (95% CI) 17 19 100.00 -0.13 [-1.46, -1.20]

Heterogeneity: Not applicableTest for overall effect: Z = 0.19 (P = 0.85)

Mean difference

IV, Fixed, 95% CI

–10 –5 0 5 10Favours experimental Favours control

3.2 Frequency of Nausea

Study or

Subgroup

Experimental Control Mean difference

Mean SD Total Mean SD Total Weight % IV, Fixed, 95% CI

Dibble 2000 2.83 1.6 8 3 0.58 9 5.1 -0.17 [-1.34, -1.00]

Molassiotis 2006 0.66 1.6 17 2.16 2.4 19 4.0 -1.50 [-2.82, -0.18]

Roscoe 2003 1.99 1.47 231 2.27 1.55 226 90.9 -0.28 [-0.56, -0.00

Total (95% CI) 256 254 100.00 -0.32 [-0.59, -0.06]

Mean difference

IV, Fixed, 95% CI

–10 –5 0 5 10Favours experimental Favours control

Heterogeneity: Chi2 = 3.21, df = 2 (P = 0.20); 12 = 38%Test for overall effect: Z = 2.40 (P = 0.02)

4.1 Frequency of Vomiting

Study or

Subgroup

Experimental Control Odds Ratio

Events Total Events Total Weight % M–H, Fixed, 95% CI

Melchart 2006 7 24 6 24 100.00 1.24 [0.34, 4.43]

Total (95% CI) 24 24 100.00 1.24 [0.34, 4.43]

Total events 7 6

Odds Ratio

M–H, Fixed, 95% CI

0.01 0.1 1 10 100Favours experimental Favours controlHeterogeneity: Not applicable

Test for overall effect: Z = 0.32 (P = 0.75)

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4: ACUPRESSURE PLUS MEDICATION VS SHAM ACUPRESSURE PLUS MEDICATION CONT.

4.3 Use of Rescue Medication

Study or Subgroup

Experimental Control Odds Ratio

Events Total Events Total Weight % M–H, Fixed, 95% CI

Melchart 2006 12 24 12 24 100.00 1.00 [0.32, 3.10]

Total (95% CI) 24 24 100.00 1.00 [0.32, 3.10]

Total events 12 12

Odds Ratio

M–H, Fixed, 95% CI

0.01 0.1 1 10 100Favours experimental Favours controlHeterogeneity: Not applicable

Test for overall effect: Z = 0.00 (P = 1.00)

4.2 Frequency of Nausea

Study or Subgroup

Experimental Control Mean difference

Mean SD Total Mean SD Total Weight % IV, Fixed, 95% CI

Melchart 2006 6.2 9 24 6.3 9.1 24 100.00 -0.10 [-5.22, 5.02]

Total (95% CI) 24 24 100.00 -0.10 [-5.22, 5.02]

Heterogeneity: Not applicableTest for overall effect: Z = 0.04 (P = 0.97)

Mean difference

IV, Fixed, 95% CI

–100 –50 0 50 100Favours experimental Favours control

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APPENDIX Six

Emetic risk

(estimated incidence

without

prophylaxis)

High (>90%) Moderate (30-90%)

Agent of emesis Cisplatin

Mechlorethamine

Strptozotocin

Cyclophosphamide >1500

mg/m2

Carmustine

Dacarbazine

Oxaliplatin

Cytarabine >1 gm/m2

Carboplatin

Ifosfamide

Cyclophosphamide

<1500mg/m2

Doxorubicin

Danorubicin

Epirubicin

Idarubicin

Irinotecan Adapted by Roila et al. 2010. Guideline update for MASCC and ESMO in the prevention of chemotherapy and radiotherapy-induced nausea and vomiting.32

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APPENDIX Seven

PATIENT INFORMATION AND CONSENT FORM

Protocol Title: A Randomised trial of electroacupuncture versus sham acupuncture and no acupuncture for the control of acute and delayed chemotherapy induced nausea and vomiting – pilot feasibility study

Principle Investigator:

Co-Investigators:

Chris McKeon RN/Acupuncturist

Prof. Janet Hardy

Kerry Reed RN

Study Nurse: Ms Helen Anderson

Address: Day Oncology Unit Mater Adult Hospital Raymond Terrace South Brisbane, QLD, 4101

Telephone Number: 07 3163 5689 or 07 3163 3884

Your doctor has asked if you would be willing to take part in this study. The purpose of this form is to explain the study. Please ask the study doctor or the study staff to explain any words or information that you do not clearly understand. You may take home an unsigned copy of this participant information and consent form to think about or discuss with family or friends before making a decision about whether or not you want to take part in this study.

If you agree to take part in this research study, be sure all your questions are answered before signing the consent form. You will be given a signed copy of this form to keep.

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Purpose of the study

The purpose of this study is to try and reduce the incidence of chemotherapy induced nausea and vomiting (CINV) in medical oncology patients by looking at acupuncture as an additional method of control. Chemotherapy induced nausea and vomiting remains a major concern for some patients despite the new and improved anti-sickness drugs (antiemetics) now available. Chemotherapy is one of the most important tools in the fight against cancer. The development of new and better antiemetic therapy, has led to a marked improvement in CINV and hence a patient’s quality of life. However, there still remain those who experience some form of nausea and vomiting.

The study is to determine whether electroacupuncture is beneficial in helping to prevent the incidence of CINV when delivered in conjunction with standard antiemetic therapy. The interview is to obtain information from you in regards to your experiences, perceptions and beliefs about the acupuncture intervention in relation to the trial

Description of the study and procedure You are about to have your first course of chemotherapy. If you agree to enter this study, you will be allocated randomly (by chance) to one of three groups. One-third of patients will receive true electroacupuncture, one-third will receive sham electroacupuncture (not using true acupuncture points) and one-third will act as a control arm and will receive standard care with no acupuncture. All patients will receive standard antiemetic (anti nausea) medications and breakthrough anti-sickness medications. Those patients having acupuncture arms will receive eight needles in total, two in each hand and two in each leg, and will be connected to a micro-stimulator that will deliver a very small current. The treatment will commence 10 minutes before chemotherapy starts and continue for a total of 30 minutes. For those receiving acupuncture, the treatment can be repeated on day 3 if you are prepared to come back to the hospital. Parking costs will be covered for the visit on day 3 if you agree to a further session of acupuncture. The acupuncture is only being given during the first course of chemotherapy. Your oncologist has been informed that we will be asking you to enter this study. It will not effect your treatment in any way. Patients in the treatment arm may be approached to participate in an interview about the treatment and their experiences. The participation is voluntary and you will be asked to give written consent for interview to be recorded. It is expected the interview would last approximately 40 minutes. You will be asked to keep a diary of nausea and vomiting episodes, completing it once a day in the evening and to fill out a questionnaire about any nausea or vomiting you might have had at the start of the study (day 1), and on the mornings of day 4 and day 7. Patients in the treatment or acupuncture arms will be asked to complete the diary and questionnaires on the second cycle of chemotherapy as well as the first.

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Patients in the control or standard treatment arm (i.e. no acupuncture); will be offered acupuncture treatment for their next cycle if they request it. Adverse side effects from acupuncture are extremely rare. Side effects of acupuncture include needling pain, bleeding, bleeding or bruising at the needle site, fainting, local skin irritation, exacerbation of symptoms and pneumothorax, majority of side effects are temporary and self correct with removal of the needle. Serious adverse effects are extremely rare. For the period of the treatment movement will be limited due to position of needles and the micro-stimulator. Potential Benefits The potential benefit is that you may not experience chemotherapy induced nausea and vomiting, but this cannot be guaranteed. Even with anti-sickness drugs and electroacupuncture, you may still experience some nausea and vomiting. Confidentiality

All records containing personal information will remain confidential and no information which could lead to identification of any individual will be released. All patient documents produced during the study will contain unique numbers to identify the patients. Your name will not appear in any materials produced from this study. However, direct access to your medical records may be required by the Mater Health Services Human Research Ethics Committee for the purposes of auditing.

All records will be stored for 15 years

Serious effects or injury

We do not expect you to suffer any serious effects or injury from the treatment or from participating in this study. However, in the event of serious illness or injury resulting from the treatment or from your participation please contact your study doctor immediately. If you think you have an injury/illness that is related to the study, you should immediately notify Professor Hardy, or one of the staff members working on the study. The investigator and the study staff may be reached at:

Principal Investigator Chris McKeon 0411080888

Study nurse Helen Anderson 07 3163 5689

Version 1. 6, 1 September 2010 If you are unable to contact any of the above study staff on the telephone numbers provided, please ring the Mater Health Services switchboard on 07 3163 8111 and ask to page or connect you with the preferred study team member or Professor Janet Hardy.

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If you have a study-related injury/illness, the investigator and the study staff will make sure that you receive necessary treatment. This research has been approved by the Mater Health Services Human Research Ethics Committee, which is responsible for ensuring that the rights of human patients are protected at this institution, have given approval this study to be conducted at the Mater Adult Hospital.

If you have any complaints about any aspect of the project, the way it is being conducted or any questions about your rights as a research participant; please be advised that you may contact the Research Ethics Coordinator on (07) 3163 1585. The Ethics Research Coordinator may contact the Patient Representative or Hospital Ethicist at its discretion. Before deciding to take part you should discuss this matter with your family, a friend or your local doctor, if you feel this would help you make a decision.

Voluntary participation

Participation in any research project is voluntary. If you do not wish to take part you are not obliged to. If you decide to take part and later change your mind, you are free to withdraw from the project at any stage. If you do choose to leave the study, you should return to your doctor in order that the appropriate assessments can be completed and suitable care provided. Your decision whether to take part or not to take part, or to take part and then withdraw, will not affect your routine treatment, your relationship with those treating you or your relationship with The Mater Adult Hospital. Your doctor may also withdraw you from the study if he or she feels it appropriate to do so for any reason.

Investigators Qualifications and Experience

Chris McKeon is a trained acupuncturist with an Advance Diploma of Acupuncture, member of Australian Acupuncture and Chinese Medicine Association, member number 1921 and has five years of clinical practise. Chris is a registered nurse with almost 20 years of experience mainly in cancer nursing and intensive care.

When the study is completed, the results will be widely distributed.

If during the course of this study, you have questions concerning the nature of the research or your rights as a participant, you should contact: Investigator Chris McKeon RN Site Mater Health Services Hospital name Mater Adult Hospital Street address Raymond Terrace, Suburb and post code South Brisbane Contact phone number 0411080888

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THANK YOU FOR CONSIDERING THIS STUDY.

PATIENT CONSENT FORM

Protocol Title: A Randomised trial of electroacupuncture versus sham acupuncture and no acupuncture for the control of acute and delayed chemotherapy induced nausea and vomiting – pilot feasibility study

Principle Investigator: Co-Investigators:

Chris McKeon RN/Acupuncturist Prof. Janet Hardy Kerry Reed RN Prof. Caroline Smith Prof. Esther Chang

Study Nurse: Ms Helen Anderson

Address: Day Oncology Unit Mater Adult Hospital Raymond Terrace South Brisbane, QLD, 4101

Telephone Number: 07 3163 5689 or 07 3163 3884

Study Nurse: Ms Helen Anderson

Address: Day Oncology Unit Mater Adult Hospital Raymond Terrace South Brisbane, QLD, 4101

Telephone Number: 07 3163 5689 or 07 3163 3884

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I have: Read and understood the information sheet; Had any questions or queries answered to my satisfaction; Been informed of the possible risks or side effects of the tests or

procedures being conducted; Understood that the project is for the purpose of research and not for

treatment; Been informed that the confidentiality of the information will be maintained

and safeguarded; Given permission for access to my medical records, for the purpose of

this research; Given permission for medical practitioners, other health professionals,

hospitals or laboratories outside this hospital, to release information concerning my disease and treatment which is needed for this trial and understand that such information will remain confidential;

• Been assured that I am free to withdraw at any time without comment or penalty; and

• Agreed to participate in the project. Signatures:

Participant

Signature Date

Print name Witness

Signature Date

Print name

Investigator

Signature

Date

Print name

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Appendix Eight

ELECTROACUPUNCTURE STUDY FOR CINV

Participant Number Date ________________ ______________

DEMOGRAPHICS Which of the following best describes your current employment status?

□ working full time (permanent or contract) □ working part time (permanent or contract) □ unemployed □ home duties □ student □ permanently unable to work/ill □ casual: full time □ casual part time □ other

If usually working (full or part time), what is your usual occupation? Job position……………………….. Industry…………………………….

Did you finish high-school?

Yes 1 No 2 NA 3

Have you completed any tertiary education? Yes 1 No 2 If yes Qualification from a TAFE or similar 3

University degree 4 Race 1 Caucasian 5 Maori 2 Asian 6 Unknown 3 Aboriginal/TSI 7 Other – specify 4 Polynesian ……………………

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Which of the following best describes your current situation? Single 1 Married 2

Defacto 3 Separated but not divorced 4

Divorced 5 Other 6 (please specify)…………

Date of Birth: ___/___/___

Age:_____yrs

Gender: M or F

Height: ________cms

Weight: _____kg

Chemotherapy Protocol: ___________

Emetogenic Rating: _________

Diagnosis: ____________

Antiemetic regime: __________

Pre treatment How effective do you consider acupuncture in general?

□ Very effective □ Effective □ Slightly effective □ Not effective □ Don’t know

What do you personally expect from the acupuncture treatment? □ Complete □ Clear improvement □ Slight improvement □ No improvement □ Don’t know

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Appendix Nine

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Appendix Ten DAILY DIARY FOR NAUSEA AND VOMITING IN THE ELECTROACUPUNCTURE STUDY Patient Identification Number ____________ Please fill out the daily diary in the evening, marking the line on the scale as a vertically line and write the number of times that you have vomited. If you haven’t vomited please just put in a zero. We are after your responses not that of your family or friends. Vomiting is defined as the expulsion of stomach contents through the mouth. Retching is non-productive attempt at vomiting. An episode of vomit includes numerous small expulsions in a short time frame, which is 20 minutes for this trial. Day 1 – day of chemotherapy 0 1 2 3 4 5 6 7 8 9 10 No Nausea Severe Nausea Number of vomits last 24 hours. ____ Day 2 0 1 2 3 4 5 6 7 8 9 10 No Nausea Severe Nausea Number of vomits last 24 hours. ____ Day 3 0 1 2 3 4 5 6 7 8 9 10 No Nausea Severe Nausea Number of vomits last 24 hours. ____ Day 4 0 1 2 3 4 5 6 7 8 9 10 No Nausea Severe Nausea Number of vomits last 24 hours. ____

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Day 5 0 1 2 3 4 5 6 7 8 9 10 No Nausea Severe Nausea Number of vomits last 24 hours. ____ Day 6 0 1 2 3 4 5 6 7 8 9 10 No Nausea Severe Nausea Number of vomits last 24 hours. ____ Day 7 0 1 2 3 4 5 6 7 8 9 10 No Nausea Severe Nausea Number of vomits last 24 hours. ____ Thank you.

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Appendix 11 Adverse Event Assessment Form – Electroacupuncture Study for CINV. Participant Number: Date: ________________ ____________

Needling Pain None

Mild

Moderate

Severe

Disabling

0 1 2 3 4 Bruising/ Haematoma None Localised or in dependent

area

Generalised

0 1 2

Fainting Absent Present 0 1 Local Skin Irritation None pain or itching or

erythema pain or swelling, with inflammation or phlebitis

ulceration or necrosis that is severe or prolonged, or requiring surgery.

0 1 2 3 Exacerbation of Symptoms Nausea None able to eat oral intake

significantly decreased

no significant intake, requiring IV fluids

0 1 2 3 Vomiting None 1 episode in

24 hours over pre-treatment

2-5 episodes in 24 hours over pre-treatment

>= 6 episodes in 24 hours over pre-treatment or need IV fluids

Requiring parenteral nutrition; or physiologic consequences requiring intensive care; hemodynamic collapse

0 1 2 3 4

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APPENDIX 12 Post treatment Day 3 Assessment How confident do you feel that this treatment will alleviate your nausea and vomiting?

0 1 2 3 4 5 6 No Confidence Total Confidence How confident would you be in recommending this treatment to a friend in similar circumstances?

0 1 2 3 4 5 6 No Confidence Total Confidence How logical does this treatment seem to you?

0 1 2 3 4 5 6 No Logic Completely Logical How successful do you thinks this treatment would be in alleviating other complaints?

0 1 2 3 4 5 6 Not Successful Completely Successful Patient Blinding Which treatment arm do you believe you are in? □ True acupuncture arm □ Sham acupuncture arm □ Unsure which arm.

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Appendix 13 Date________________ Study ID_____________

Study Cessation – Electroacupuncture

How effective do you consider the acupuncture to have been? ¨ Very effective ¨ Effective ¨ Slightly effective ¨ Not effective ¨ Don’t know ¨ Not applicable (patient in standard arm) Checklist ¨ Adverse event assessment ¨ Concomitant medications ¨ Rescue anti emetic medications ¨ Patient diary collected or date arranged for collection

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6

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Appendix 15 PRACTITIONER INTERACTION CHECKLIST Study ID ____________ Date ____________ Practitioner develops rapport with participant 1 2 3 4 5 6 7 Never Rarely Occasionally Sometimes Often Very Often Always Allows patient to ask questions 1 2 3 4 5 6 7 Never Rarely Occasionally Sometimes Often Very Often Always Practitioner explanation of the therapy method 1 2 3 4 5 6 7 Never Rarely Occasionally Sometimes Often Very Often Always Practitioner develops sense of trust and confidence 1 2 3 4 5 6 7 Never Rarely Occasionally Sometimes Often Very Often Always Practitioner explanation of the side effects of the therapy

1 2 3 4 5 6 7 Never Rarely Occasionally Sometimes Often Very Often Always Amount of talking N/A 1 2 3 4 5 Somewhat Sufficient Too Much

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Open interested body language N/A 1 2 3 4 5 Somewhat Sufficient Too Much Warm tone of voice N/A 1 2 3 4 5 Somewhat Sufficient Too Much Empathetic N/A 1 2 3 4 5 Somewhat Sufficient Too Much Warm and friendly N/A 1 2 3 4 5 Somewhat Sufficient Too Much Confident N/A 1 2 3 4 5 Somewhat Sufficient Too Much Appropriate use of humour N/A 1 2 3 4 5 Somewhat Sufficient Too Much Sincere/genuine N/A 1 2 3 4 5 Somewhat Sufficient Too Much Respectful to clients N/A 1 2 3 4 5 Somewhat Sufficient Too Much Rewarding/encouraging N/A 1 2 3 4 5 Somewhat Sufficient Too Much

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Adherence to script N/A 1 2 3 4 5 Somewhat Sufficient Too Much SCRIPT

• Insert 8 needles in total, 2 each arm and leg • Treatment will start 10 minutes before your chemotherapy and last a

total of 30 minutes • If initial insertion is painful advise me as will reinsert • You may or may not feel a dull, strong, heavy or electric sensation if

you do let me know • When I turn on the micro stimulator you may or may not have a

twitching or tingling sensation at some of the needle sites

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Appendix 16

ACUPUNCTURE PATIENT INFORMATION CONSENT FORM CANCER SERVICES

What and Why?

• Acupuncture is a form of treatment where very fine acupuncture needles are inserted into the tissues (penetrating the skin).

• Acupuncture can assist some people with nausea and vomiting, pain, fatigue, anxiety, xerostomia (dry mouth), peripheral neuropathy, hot flushes, feelings of wellbeing and insomnia.

Precautions & Contraindications: Your clinician will assess whether extra care needs to be taken or whether you should not have acupuncture.

Potential risks/side effects of acupuncture include:

1. Minor (<1 per 100) These include but not limited to: • bruising or bleeding • discomfort or pain

2. Rare (<1 per 1000) • fainting • nausea • exacerbation of symptoms being treated. • alteration of energy levels. This may be either high or low levels of energy

3. Very rare (<1 per 10,000) • pneumothorax (collapsed lung) if needling around the chest. • infections

Technique

• You will be positioned comfortably and the selected points will be cleaned with an alcohol swab.

• Sterile needles (single use) will be then be inserted. This may feel sharp. • The needles will be manipulated (twisted or slightly raised and lowered) until

a sensation is felt. This sensation varies for different people and different points, but typically may be a feeling of heaviness, warmth, fullness, aching or numbness. Needles may be further manipulated during the treatment.

• Needles will be removed after approximately 30 minutes. Cautions after the Treatment:

• Fatigue and Drowsiness. If you are going to be driving ensure you are not feeling drowsy or fatigued. If you do experience this – have a snack or hot drink and rest until you feel safe to drive.

• Discomfort and minor bruising. It is normal for some people to experience mild discomfort – particularly after the first treatment or two. Very minor bruising or bleeding may occur. An ice pack can assist recovery (10-15 minutes)

• Pneumothorax (Punctured/collapsed lung). This is extremely unlikely. However if you do experience increasing shortness of breath following acupuncture over the shoulders or trunk, please contact your therapist directly or attend to the nearest hospital emergency department.

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Precautions & Contraindications Form for Acupuncture (Health professional to complete with patient prior to acupuncture. Any concerns to be discussed with the consultant in charge) Please indicate whether you have any of the following conditions: CONDITIONS PLEASE TICK THERAPIST COMMENT Blood clotting disease (eg haemophilia) If yes – what type ____________

□ Yes □ No Controlled with medications?

Anticoagulants – blood thinners If yes – what type____________

□ Yes □ No INR – level stable?

Platelets count < 50 x 109/l □ Yes □ No If yes, acupuncture is contraindicated

Neutrophil count < 1.00 x 109/l

□ Yes □ No If yes, acupuncture is contraindicated

Artificial Implants (eg pacemaker, heart valves, joint replacement) Type ____________________

□ Yes □ No

Recent Infection? If yes where? ________

□ Yes □ No Antibiotics?

Mastectomy or Axillary clearance? □ Yes □ No Which side? Diabetes (If yes note the type) Unstable/uncontrolled Controlled with insulin Controlled with diet and/or medications

□ Yes □ No □ Yes □ No

Cardiac (Heart) conditions. Heart failure/ Abnormal rhythm Other____________

□ Yes □ No Acute? Chronic? Controlled?

Immune diseases (eg Lupus, Rheumatoid Arthritis) If yes, disease type __________

□ Yes □ No Controlled? Acute flare up?

Epilepsy If yes – last seizure __________

□ Yes □ No Controlled?

Areas of numbness or reduced feeling? If yes where _______________

□ Yes □ No

Allergy to metals □ Yes □ No Stainless steel? Significant fatigue or drowsiness or history of fainting

□ Yes □ No

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As part of the service, we will ask you to complete an evaluation form, which is optional. If you agree we will give you more information and re-consent you for the evaluation. I ___________________________________________ (full name) consent to having acupuncture for my symptoms __________________________________________ ___________________________ (Please list). I have had the procedure explained to me including potential benefits and risks or side effects as detailed above. I have been given sufficient opportunity to ask any questions. Patient signature: ________________________ Date: _______________ Acupuncturist Name Signature: _______________________ Designation: ___________________

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APPENDIX 17

PATIENT INFORMATION AND CONSENT FORM FOR THE ACUPUNCTURE SERVICE EVALUATION

Protocol Title: Evaluation of the acupuncture service.

Principle Investigator:

Co-Investigators:

Chris McKeon, CN/Acupuncturist

Prof. Janet Hardy Peter Coxeter

Study Nurse: Ms Marina Luck

Address: Day Oncology Unit Mater Adult Hospital Raymond Terrace South Brisbane, QLD, 4101

Telephone Number: 07 3163 1952 or 07 3163 7805

You are invited to participate in this study. The purpose of this form is to explain the study. Please ask the study doctor or the study staff to explain any words or information that you do not clearly understand. You may take home an unsigned copy of this participant information and consent form to think about or discuss with family or friends before making a decision about whether or not you want to take part in this study.

If you agree to take part in this research study, be sure all your questions are answered before signing the consent form. You will be given a signed copy of this form to keep. Purpose of the project The purpose of this survey is to evaluate the acupuncture service within the Mater Adult Hospital. We will be asking you about your impressions, ideas and experiences of the acupuncture service. We will use this information in the planning of future services.

Description of the study and procedure You have asked for acupuncture to help with some health problem or symptoms. In order to evaluate the benefit of the acupuncture service, we are asking you to provide feed-back on the service. If you agree to participate, we will ask you to complete a survey asking about your experiences and expectations; we will ask you to complete a tool called MYCAW (Measure Yourself Concerns and Wellbeing). The study will include obtaining information from your medical record including but not limited to diagnosis, chemotherapy protocol and medical history. The survey will take about 5 to 10 minutes to complete. You will be asked to complete the survey 4 weeks from time

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you first used the acupuncture service, if you don’t have an appointment at 4 weeks, your appointment which is close as possible to 4 weeks. We will ask you to complete the MYCAW before you have the acupuncture and when you complete the other part of the survey in approximately 4 weeks. Confidentiality All records containing personal information will remain confidential and no information which could lead to identification of any individual will be released. All patient documents produced during the study will contain unique numbers to identify the patients. Your name will not appear in any materials produced from this study. However, direct access to your medical records may be required by the Mater Health Services Human Research Ethics Committee for the purposes of auditing.

All records will be stored for 15 years If you have any concerns about the service or its evaluation, please contact one of the research staff listed below.

Principal Investigator Chris McKeon 07 3163 7805 or 0411080888

Study nurse Marina Luck 07 3163 1952

If you are unable to contact any of the above study staff on the telephone numbers provided, please ring the Mater Health Services switchboard on 07 3163 8111 and ask to page or connect you with the preferred study team member or Professor Janet Hardy. This survey has been approved by the Mater Health Services Human Research Ethics Committee, which is responsible for ensuring that the rights of human patients are protected at this institution, have given approval this study to be conducted at the Mater Adult Hospital.

If you have any complaints about any aspect of the project, the way it is being conducted or any questions about your rights as a research participant; please be advised that you may contact the Mater Research Ethics Coordinator on (07) 3163 1585. The Ethics Research Coordinator may contact the Patient Representative or Hospital Ethicist at its discretion. Before deciding to take part you should discuss this matter with your family, a friend or your local doctor, if you feel this would help you make a decision.

Voluntary participation

Participation in any research project is voluntary. If you do not wish to take part you are not obliged to. If you decide to take part and later change your mind, you are free to withdraw from the project at any stage. Your decision whether to take part or not to take part, or to take part and then withdraw, will not affect your routine treatment, your relationship with those treating you or your relationship with The Mater Adult Hospital. Your doctor may also withdraw you from the study if he or she feels it appropriate to do so for any reason.

Investigators Qualifications and Experience

Chris McKeon is a trained acupuncturist with an Advance Diploma of Acupuncture, member of Australian Acupuncture and Chinese Medicine Association, member

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number 1921 and has five years of clinical practise. Chris is a clinical nurse with almost 20 years of experience mainly in cancer nursing and intensive care.

When the study is completed, the results will be widely distributed.

If during the course of this study, you have questions concerning the nature of the research or your rights as a participant, you should contact: Investigator Chris McKeon CN Site Mater Health Services Hospital name Mater Adult Hospital Street address Raymond Terrace, Suburb and post code South Brisbane Contact phone number 07 3163 7805 or 0411080888

THANK YOU FOR CONSIDERING THIS STUDY.

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PATIENT CONSENT FORM

Protocol Title: Evaluation of the acupuncture service.

Principle Investigator: Co-Investigators:

Chris McKeon CN/Acupuncturist

Prof. Janet Hardy

Peter Coxeter

Study Nurse: Ms Marina Luck

Address: Day Oncology Unit Mater Adult Hospital Raymond Terrace South Brisbane, QLD, 4101

Telephone Number: 07 3163 1952 or 07 3163 7805

I have: Read and understood the information sheet; Had any questions or queries answered to my satisfaction; Been informed of the possible risks or side effects of the tests or procedures

being conducted; Understood that the project is for the purpose of evaluating a service; Been informed that the confidentiality of the information will be maintained and

safeguarded; Given permission for access to my medical records, for the purpose of this

research; Given permission for medical practitioners, other health professionals, hospitals

or laboratories outside this hospital, to release information concerning my disease and treatment which is needed for this trial and understand that such information will remain confidential;

• Been assured that I am free to withdraw at any time without comment or penalty; and

• Agreed to participate in the project.

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Signatures:

Participant

Signature Date

Print name Witness

Signature Date

Print name

Investigator

Signature

Date

Print name

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Appendix 18

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Appendix 19

ACUPUNCTURE SERVICE EVALUATION Participant Number Date ________________ ______________ Have you ever received acupuncture for treatment or management of any condition or related symptom/s before using the service at the hospital? □ No □ Yes Please give reason for having treatment and did the prior acupuncture help your symptom? ____________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________ What symptom/s do you want to be treated today with acupuncture? □ Fatigue □ Pain □ Nausea/Vomiting □ Peripheral Neuropathy □ Digestion problems. Please list___________________________________ □ Insomnia □ Anxiety/Stress/Mood problems. Please list __________________________ □ Other. Please list ______________________________________________ What benefit did you expect from this acupuncture treatment?

□ Marked improvement □ Some improvement □ Slight improvement □ No improvement □ Slight worsening □ Some worsening □ Marked worsening □ Don’t know

What benefit did you get from this acupuncture treatment?

□ Marked improvement □ Some improvement □ Slight improvement □ No improvement □ Slight worsening

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□ Some worsening □ Marked worsening □ Don’t know

If using medication to help with your symptom/s (eg pain relief, antinauseant medications), have you used

□ More medication □ Same amount □ Less medication □ Don’t know

How did you find out about the service?

◻Doctor

◻Nurse

◻Other health professional (e.g. physiotherapist, dietician)

◻Patient

◻Flyer

◻Other - Please list _____________________

Did you notice any side effects or problems immediately following the acupuncture or within the next few days? □ No □ Yes If yes, please inform the acupuncturist or a member of the research team

listed on the back of the information form and complete adverse event form. Do you think the Acupuncture Service is worthwhile addition to services currently

available to cancer patients during their treatment?

□ No □ Yes

Would you like the service to continue?

□ No □ Yes If yes, how might it be improved?

___________________________________________________________________

________

___________________________________________________________________

___________________________________________________________________

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___________________________________________________________________

___________________________________________________________________

________________________________

Is there anything else you would like to add, which is not covered above?

___________________________________________________________________

___________________________________________________________________

___________________________________________________________________

___________________________________________________________________

________________________________

Have you used any other Complementary or Alternative Medicines or Therapies (CAM) in the last 12 months? □ No □ Yes If yes, please list any CAM used in the last 12 months.

___________________________________________________________________

________

THANK YOU FOR COMPLETING THIS SURVEY

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APPENDIX 20

ADVERSE EVENT ASSESSMENT FORM – ACUPUNCTURE SERVICE

Did you experience any of the following adverse events after the acupuncture treatment? (Please circle one number only). We are looking at adverse events from the acupuncture treatment only, not from the chemotherapy. Even if no symptoms or adverse events please answer all questions. Participant Number: Date: ________________ ____________

Needling Pain

None

Mild

Moderate

Severe

Disabling

0 1 2 3 4

Pain

None

Mild

Moderate

Severe

Disabling

0 1 2 3 4

Bruising/ Haematoma

None Localised or in dependent area

Generalised

0 1 2

Fainting

Absent

Present

0 1

Local Skin Irritation

None Pain or itching or erythema

Pain or swelling, with inflammation or phlebitis

Ulceration or necrosis that is severe or prolonged, or requiring surgery.

0 1 2 3

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Dizziness/Lightheadedness None With head

movements only, not interfering with function

Interfering with function, but not interfering with normal activities

Interfering with normal activities

Disabling

0

1 2 3 4

Pneumothorax (Collapsed Lung) None Asymptomatic,

radiographic findings only

Symptomatic; intervention indicated (e.g. hospitalisation for observation, tube placement without sclerosis)

Sclerosis and/or operative intervention indicated

Life-threatening, causing haemodynamic instability (e.g. tension pneumothorax); ventilatory support indicated

Death

0 1 2 3 4 5

Other adverse event not listed above.

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Appendix 21

Coding for concerns

Super category (S)

Breakdown of super category

S1. Psychological

and Emotional

Concerns

a. Adapting and coping

b. Body image concerns

c. Confidence issues

d. Depression

e. Emotional problems

f. Family and relationships

g. Fear and anxiety

h. Psychological issues

i. Regaining balance and

normality

j. Sleep problems

k. Stress and tension

l. Support

m. The future

S2. Physical

Concerns

a. Arm problems

b. Hot flushes and night

sweats

c. Fertility

d. Pains/Aches

e. Physical problems

f. Poor energy levels

g. Recurrence and spread

S3. Hospital Cancer

(Medical)

Treatment

Concerns

a. Cancer treatment in general

b. Lymphoedema

c. Side effects of

chemotherapy

d. Side effects of hormonal

S4. Concerns about

Wellbeing

a. Exercise

b. General wellbeing and

mind/body connection

c. Healing

d. Information and guidance

on complementary therapies

e. Nutrition

f. Relaxation

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Coding for other events occurring

Super category (S) Breakdown of super category

S1. Awareness of Wellbeing a. Taking exercise

b. Improved awareness of own

wellbeing

c. Improved nutrition

d. Difficulties in maintaining change

S2. Receiving complementary therapies a. Benefit of therapies at the centre

b. Benefit of therapies outside of

the centre

S3. Major Life Events a. Positive change of environment

b. Negative change of environment

c. Bereavement

S4. Social Support a. Increased social support

b. General lack of support

c. Family problems

S5. Work Situation a. Changed work set up

b. Work problems

S6. Health Issues a. Cancer related and positive

b. Cancer related and negative

c. Non-cancer related

S7. Other

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Coding for experiences with service

Number Categories

1 Support and understanding received

2 Individual and group therapies

3 Access to therapies

4 Confidence in the therapists

5 Care and kindness

6 Being with other people with cancer

7 Relaxation and time for ones self

8 The environment and atmosphere

9 General appreciation of the centre and its

resources

10 Negative feedback

11 Other

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Figure 3.1 Sham Points Location

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