edward j davila financial disclosure report for davila, edward j

8/3/2019 Edward J Davila Financial Disclosure Report for Davila, Edward J

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AO I0Rev. 112008FINANCIAL DISCLOSURE REPORTNO M I NAT I O N FI L ING

Repcwt R equired by the Ethicsin Government Act of 1978(5 US.C. app. I01-111)

i . Person Rep or t ing ( las t name, f i r s t , middle in i t ia l )Davila , Edward J .

4 . Ti t le (A~c le I1 1 judges indicate active or senior stains;magistrate judges indicate furl- or Ima-tim)U . S. D i s lr i c t J ud g e - N o m i n e e

7 . Cham be~ o r O f f i c e A ddr e~191 North Pqrst S tree tS an Jos e , CA 9 51 1 3

2. Court or OrganizationU.S. Dis trict Court , Northern Dis trict , Cal ifornia

5a. Report Type (check appropriate type)] Nomination, D a t e 0 1 / 0 5 / 2 0 1 1![~ Initial [] Annual [] Hnal

3. Date of Repor t01105/2011

6. Report ing Pe riod0 1 / 0 1 / 2 0 1 0

to12/31/2010Six [] Ameaded Repoa8. On the basis o f the in fo rma tion o~n ta ined in this Repo rt and anymodif ica t ions pc~-~in ing thereto, R i s , in m y o p i n i o n , in c om pl i anc ewilh appl i cable l aw~ and regu la t ions .

Reviewing OWR~er Date

I M P O R T A N T N O T E S : The inarucao,~ accompanying this form ~ be followed. Compile all pa~s,checking the NONE box for each par t where you have no re twtYab le in format~n . S ign on las tpage .

~ NONE (No re~r~le ~sitio~.)~S~ION

I. ~r, BoaM ~Tmstees TfiM~ S~I

2. Mem~r, Pmen~ Dive~i~ Adv~oq Co~

3.

4.5.

NAME OF ORGANIZATION/ENTITY

PARTIES AND TERMS1 . 2 0 0 1 C a l if o r n i a J u d g e s R e t i r e m e n t S y s t e m I I , p e n s io n u p o n r e t i r e m e n t

2.3.


2/9

F IN A N C IA L D I S C L O S U R E R E P O R TPage 2 of 9,/ame of Person R e p o r t i n gD av i l a , , E dw . u d J .

Date of Repor t01/05/2011

I II . N O N - IN V E S T M E N T I N C O M E .A. Fliers Non-Investment Income~-] NONE non-investment income.)N o reportable

SOURCE AND TYPE

1 . 201 0 State of California, salary2 . 2 0 1 0 C oun t y o f S a n t a C l a ra , sa l a ry3 . 2 0 0 9 State of California, salary4 . 2 0 0 9 C oun t y o f S a n t a C l a ra , sa l a ry5.

6.

7.

INCOME(your s , no t spouse s )$166 , 695 . 0 0$11 , 42 4. 14

$ 1 5 4 , 3 2 2 3 0$11 , O 743 2

B . Spouses Non. lnvestment Incom e - tf y, ,,,,~ ~ d ~ , ~ g ~ , y m n i ~ of t~ ,,eo,ang m,o=eute aa, section.(Dol lar amount no t r equ ir ed excep t f~ r honorar ia .)

[~ NONE non-investment irmome.)N o reportableDATE SOURCE AND TYPE

1 . 201 0 C oun t y o f S a n t a C l a ra , sa l a ry2.

3.

4.

IV . R E IM B U R S E M E N T S -(Includ~ those to spouse and d~ptndent children: see pp. 25-27 of filing instructions.)[~ NONE (No reportable reimbursements.)

SOURCE DATES LOCATION1 . Exempt2.3.4.

PURPOSE ITEMS PAID OR~PROVIDED


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FINANCIAL DISCLOSURE REPORTPa g e 3 o f 9

N a m e o 1 " P e r s o n R e p o r t i n gDavila, Edward J.

D a t e o g R e p o r t01/0312011


4/9

F IN A N CIA L D I S CL O S U R E R E P O R TPage 4 of 9

N a t r ~ o f P e t s , a n R e p o r t i n gOavi la , [ Award J .

Date of Repor t01105120! I

[l_] N O N E (No reportable gifts.)

~;OURCE DESCRI!rFION1 . Exemp t2.3.4.5.

VI. LIAB ILITIES . t~,~t~~] N O N E (No repo rtable l iabil ities .)

CREDITORI , B ank of Amer ica2. Chase Bank

DESCRIPTIONCredi tMor t ga ge on S e cond Prope r t y #1 , S unnyva l e C Atuit ion

VALUECODEKMK


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FINANCIAL DISCLOSURE REPORTP age 5 o f 9

Name o f Pe rson Report ingDavila, Edward J.

Date o R e p o r t0 i /0512011

VII. INVESTMENTS and TRUSTS - ~,N O N E (No reportable income, assets, or transactions.)

D e r , e 6 p t i o n o f A s s e t s( inc luding t rus t a s s e t s )

P l ~e " (X)" af ter each asse texempt f rom pr io r d l sc lo*ure

Income dur ingr e p o r t in g p e r i o d(i~ "1 (2) ....t m o u n ! Typ e ( e .g . ,

: o d ~ ! ~ d i v ., r e i n ,(A - o ~ i a t . )

G r o s s valu~ a t e n d o n ~ p o r t i n g p e r i o d0) ~2) "Va l u e I V a l u eCode 2 [ M e t l a~ x l(J-t )

!C o d e 3( Q -W ~

T y p e ( e . g . ,buy, sell,

Tm~-~ions during r~0ordng p~- -~od

1. Bank o f Am er i ca Accoun t s None J T E x e m p t2. Santa Oara County Fode~l Credit Union Ae Ac o u n L $ IntJDiv. K

3. C h a s e B a n k A c c o u n t No n e J T

4. Judges Retirement System II Account E

5. CalPERS Ret irement Account E6. Investment Properly, Sunnyvale, CA

I n t e r e s t N TI n t e r e s t O TNone O W

7. Utah Educational Savings Plan 529 A D i v i dend K T

9.

1 0 .

ICM A - R C 4 57 D ef e r r ed Com pens a t i on P i nn- A m F u n d s G r o w th F u n d o f A m e r i ca M u m Da l F u n dI R A A c c o u n t #l

D i v i dend M T

No n e M T

1 1 . - P e r s hi n g G o ~ A c c o u n t M o n e y F u n d1 2 . - AMCAP Fund Class A Mutual Fund

1 3 , - A m er i can H igh I ncome Trus t Clas s A Mulua l Fund1 4 . - T h e B o n d F u n d o f A m e r ic a Class A M u tua l Fund15. - Capital Incom e Bui lder Fund C l a s s A Mutua l Fund16 . - C a p i t a l Wor l d B ond F und C l a ss A M ut ua lFund17 . - Capi t a l Wor ld Growth & I ncom e Fund Cl a ss A Mut ua l F und

E=$IS.COI - $5O.OO0


6/9

F IN A N CI AL D I S CL O S U R E R E P O R TPage 6 of 9

Name of Per, son Rt~l ingDavila, Edward J.

V II . I N VE S T M E N T S a n d T R U S T S - /~ o ~ ,N O N E (No reportable income, assets, or transactions.)

A.I . X ~ s c r i p t io n o f A s s e t s( inc luding t rus t asse ts )

Place "(X)" ~ter each as.setexcmi~ f rom p r ior d isc /osure

B .inc ome du6ngr e p o r t in g p e r i o d

A m o u n t I T ~ e ( e . g . ,C o d e I [ d i v . ,r u t .( A - H ) o r i n t .)

G r t ~ s v a l u e a t e n dr e p o r t i n g p e r i o d

Type (e .g . ,troy, se l l ,

r c d c m l X i o n )

Transactions during reporl ing period

Date [ ValueGain I d e n O t y ~ "M o n ~ - C o d e 2 [ C ~ d e I t buyer/seller

18 . - F unda m e n t a l lnve s lo r s C l a ss A M ut ua l F -u :nd1 9 . - L N G Inde x P l us L a rge -C a p F un d C l a ss AMut ua l F und

2 0 . - T he In c o m e Fu n d of A m e ri ca C la ss A Mut ua l F und2 1. - The I nves tment Company of A mer i ca CI

a ss A Mu t ua l Fund2 2 . - N e w Pe r spe c t i ve F und C l a ss A Mut ua l F urd2 3. B r o k e r a g e A c c o u n t # 22 4 . - F ra nkl i n D yna te ch F und C l a ss A Mut ua l F A25

u nd. B r o k e r a g e A c c o u n t # 3

lntJDiv. T

2 6 .2 7 .

28.

- Feder a ted G ovt Rese r ves M oney M ar ke tFund- B a ron Grow t h F und Mut ua l F und- Dodge & Cox Stock Fund M utua l Fund

NoneN one

J

J

J

T

T

T

2 9 . I R A A c c o u n t #4- W este r n Asse t M oney M ar ke t Fund Clas sA

A Int.fDiv. K

33.


7/9

FINANCIAL DISCLOSURE REPORTP a ge 7 o f 9

N a m e o f P e r s o n Reportingl)~vila, Edward ,I.

Date o f R e p o r ~0 1 /0 5 /2 0 1 1

V II . I N VE S T M E N T S a n d T R U S T SNON E (No repor tab le income , tz~sets , or transac tions . )

D e . ~ c r ip 6 o n o f( i n c l u d i n g t r u s t

P l a c e " ( X ) " a f t e r e a c h a s . e e lexcmpl f rom l~ ior d isc losure

B.I n c o m e d u r i n g

repo t t i ng per i c xtAmount I Type(e.g.,Code I ] div rent

i _

C.G r o s s v a l u e a t e n d o f

report ing pe~dValue I V a l u e Type (e.g.,C c x l e 2 I M e t h o d b u y , s e lL(JP) I Code3 r e d e m [ X i o n ).......... _l_.37_.w_!

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) i (3)

Date] Value C~ainMo~,~- c,~ ~ ) c~ ~ I Idendty ofImyerlseller( i f p r i v a t e :tr~on)

35 .

36 .37 .

38 .39 .

41 .42 .

C --$2.5OI - $5.000 D - - . $ 5 , ~ O 1 - $ IH 1 - - . $ 1 . 0 0 0 , 1 J O l - ~ , 5 . 0 0 0 , 0 t ~ 0L--$50.~ O1 - $1~ ,OOO M ~ 1130 .0Ol - $250,000P I - - $ 1 . 0 0 0 , 0 0 1 - $ 5 , ~ [ X 3 0 , 0 0 0 P 2 - - $ 5 D 0 0 , 1 ~ 0 1 -S =A~e~srae-~t T ---~a~h Marke~W = U : t , t im a m d

E =-$ tS,f lOl


8/9

F IN A N C IA L D I S C L O S UR E R E P O R TPage 8 o f 9

N a m e o f P e r s o n Repor t ingDavi la , Ed ward Jo

D a ~ o f Rc l m r t0 1/0 5 /2 0 11

V II I. A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S .

Edward .I. DavilaF inancia l Disc losure Repor tReport ing Pe riod: 01/01/2010 - 12f31/2010Addit iona l Informat ionP ar t I P os i t i ons : A s Cha i r o f the Board of T rus t ees o f T r in i ty School , 1 have no cont ro l ove r the s chool s i nves tmen t a s s e t s .P a r t VI I , page 5 , l i ne 7 , Column A : Utah Educa t iona l Savings P l an 5 2 9: S~a t i c O pt ion | : Utah P ubl i c T reas u re r s I nves tment Fund (no co ntTol )


9/9

F IN A N C IA L D IS C L O S UR E R E P O R TPage 9 o f 9N a m e o f P e r s o n R e p o r t in gD a v i l a , Edw a r d J .

Da~e of Repor t0110512011

I X . C E R T I F IC A T I O N .I c e r t i f y t ha t a H i n f o r m a t i o n g i v e n a b o v e ( in c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p e n s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e f i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p f i c a b l e s t a tu t o r yp r o v i s i o a s p e r m i t t i n g n o n - d i s c l o s u r e .1 f u r t h e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a ve b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i si o n s o r s U ~ . C . a p p . 5 0 1 e t . s e q . , 5 U ~ S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t io n s .

N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I ES O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J EC t T O C I V I l ,A N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

FILING INSTRUCTIONSMail signed original and 3 addit ional copies to:

Comm ittee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Colum bus Circle , N.E.W ashington, D .C. 20544

edward j davila financial disclosure report for davila, edward j

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