eam 2 / gui 9 annual summary template · eam 2 / gui 9 – annual summary template edition 4.0...
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EUROPEAN ORGANISATION FOR THE SAFETY OF AIR NAVIGATION
SAFETY REGULATION COMMISSION
ESARR ADVISORY MATERIAL/GUIDANCE MATERIAL (EAM/GUI)
EAM 2 / GUI 9
ANNUAL SUMMARY TEMPLATE
Edition : 4.0 Edition Date : 22 September 2015 Status : Released Issue Distribution : General Public Category : SRC Document
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F.2 DOCUMENT CHARACTERISTICS
TITLE
EAM 2 / GUI 9 – Annual Summary Template
Document Identifier Edition Number 4.0
eam2gui9 Edition Date 22-09-2015
Abstract
This document provides the template for annual safety data statistics in accordance with the safety data reporting requirements documented in ESARR 2, Edition 3.0. Member States shall submit their national AST biannually, by the end of March and September, respectively.
This new AST format includes the indication of the application of the Risk Analysis Tool Methodology, the second Safety Key Performance Indicator for Commission Implementing Regulation (EU) No. 390/2013 in regard to the second reference period 2015-2019.
Keywords
ATM Safety Occurrence Accidents
Causes AST Incidents
Document Focal Point(s) Tel Unit
Razvan ULARESCU +32 2 729 47 10 DPS/SSR
DOCUMENT INFORMATION
Status Distribution Category
Working Draft � General Public � SRC Document � Draft Issue � Restricted SRC � DPS/SSR Document �
Proposed Issue � Restricted DPS/SSR � Comment / Response Document �
Released Issue � Restricted Other (please specify)
�
COPIES OF SRC DELIVERABLES CAN BE OBTAINED FROM
Support to States and Regional Initiatives Unit (DPS/SSR)
EUROCONTROL Rue de la Fusée, 96
B-1130 Bruxelles
Tel: +32 2 729 51 38 Fax: +32 2 729 47 87
E-mail: [email protected] Website: www.eurocontrol.int/articles/safety-
regulation-commission-src
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F.3 DOCUMENT APPROVAL
The following table identifies all management authorities who have approved this document.
Authority Name & Signature Date
Document Focal Point
(DPS/SSR)
{ signed }
(Razvan ULARESCU)
22-Sep-15
Head of Unit (DPS/SSR)
{ signed }
(Juan VÁZQUEZ-SANZ)
22-Sep-15
Chairman, Safety Regulation
Commission (SRC)
{ signed }
(Karsten TILENDA)
22-Sep-15
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F.4 AMENDMENT RECORD
The following table records the complete history of this document.
Edition No. Date Reason for change Pages
Affected
0.1 29-Mar-05 Simplification of safety data reporting under ESARR 2. Changes to the format in which safety data is presented to improve the quality of data collected at occurrence level. In accordance with SRC Action A-22/11, EAM 2 / COD 1, Edition 3.0 has been re-issued as EAM 2 / GUI 9, Edition 0.1 with changes as noted above.
All
1.0 27-Jul-05 Document released following SRC consultation and approval (RFC No. 0508). EAM 2 / COD 1 simultaneously withdrawn.
All
1.01 23-Jun-10 Document updated following the release of ESARR 2, Edition 3.0.
All
1.1 23-Sep-10 Document sent to SRC for approval following AST-FP consultation.
-
2.0 24-Mar-11 Document approved by SRC and formally released. -
2.1 17-Oct-11 Update to include the indication of the application of Risk Analysis Tool Methodology.
All
3.0 13-Mar-12 Document released following AST-FP and SRC approval (RFC No. 1124).
-
3.1 11-Jun-15 Update of the RAT Methodology to reflect changes in the scope of applicability in RP2. Document sent to SRC for consultation and approval.
All
4.0 22-Sep-15 Document formally released following SRC consultation and approval (RFC No. 1502).
-
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F.5 CONTENTS
Section Title Page
Foreword
F.1 Title Page ……………………………………………………………………………………….. 1
F.2 Document Characteristics …………………………………………………................... 2
F.3 Document Approval ………………………………………………………………………... 3
F.4 Amendment Record …………………………………………………………..................... 4
F.5 Contents ………………………………………………………………………......................... 5
F.6 Executive Summary ………………………………………………………………………... 5
EAM 2 / GUI 9 – Annual Summary Template
1. Annual Summary Templates …………………………………………………………… 7
1.1 Front Page …………………………………………………………………………………… 7
1.2 Sheet A – Accidents ………………………………………………………………………… 8
1.3 Sheet B1 – Notification of Reports Not Investigated ……………………………………. 8
1.4 Sheet B – Incidents …………………………………………………………………………. 8
1.5 Sheet B – RVSM …………………………………………………………………………….. 9
1.6 Sheet C – ATM Specific Occurrences …………………………………………………….. 9
1.7 AST Detailed Lists …………………………………………………………………………... 10
1.8 Causes ……………………………………………………………………………………….. 12
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F.6 EXECUTIVE SUMMARY
This edition of the Annual Summary Template (AST) provides the template for annual safety data statistics in accordance with the safety data reporting requirements documented in ESARR 2, Edition 3.0.
This new AST format includes the indication of the application of the Risk Analysis Tool (RAT) Methodology, the second Safety Key Performance Indicator for Commission Implementing Regulation (EU) No. 390/2013 in regard to the second reference period 2015-2019 for Separation Minima Infringements, Runway Incursions and ATM-specific Occurrences.
This template should be used by the Annual Summary Template Focal Points (AST-FP) appointed to compile and submit to the EUROCONTROL Safety Regulation Commission (SRC) the AST on behalf of their State as from the September 2015 reporting cycle.
To populate the AST, please use the Excel version. The new AST will be automatically produced by both EUROCONTROL’s TOKAI and the European Commission’s ECCAIRS tools.
Member States shall submit their national AST twice annually, by the end of March and September, respectively.
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1. ANNUAL SUMMARY TEMPLATES
1.1 Front Page
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1.2 Sheet A – Accidents
1.3 Sheet B1 – Notification of Reports Not Investig ated
1.4 Sheet B – Incidents
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1.5 Sheet B – RVSM
1.6 Sheet C – ATM Specific Occurrences
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1.7 AST Detailed Lists
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Software issues Not availableIntegration Issues UnknownAerodrome layout and infrastructure Not collectedOther (ATM Services infrastructure Facilities/technical systems)Route structureCapacity Severity TechSectorisation AAATS airspaces AOther (Airspace Structure) BAIRAC Non-Adherance CATS Route Description Inconsistencies EOther (AIS) DSafety Management System Not availableManagement/personnel policy Not assessedInstitutional arrangementsOperational line managementOther (Company Structure and Management Policy) Airspace restrictionsRegulation Temporary Segregated AreaApproval Process Cross-border AreaOther (Regulatory activity) Restricted areaOther Prohibited area Danger Area Other Not applicable
Not collected
Aircraft involveda/c 1a/c 2a/c 3a/c 4a/c 5None
OptionsYesNoUnknownNot applicable
Flight Rules ReportsIFRVFRIFR/IFRIFR/VFRVFR/VFROtherNot applicableNot availableUnknownNot collected
Type of Operations ReportsGATOATGAT/GATGAT/OATOAT/OATOtherNot applicableNot availableUnknownNot collected
Status of investigation ReportsNot investigated
Severity OpsABCEDNot availableNot assessed
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1.8 Causes
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