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Arthur L. Petterway 1 the Impact of High Stakes Testing on English Language Learners in Major Urban High Schools in Texas A Dissertation Defense by Arthur L. Petterway William Allan Kritsonis, PhD Dissertation Committee Member May 04, 2007

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Dr. William Allan Kritsonis, Dissertation Committee for Dr. Arthur L. Petterway, PhD Program in Educational Leadership, Prairie View A&M University/Member of the Texas A&M University System.

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Page 1: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 1

A Mixed Methods Analysis of the Impact of High Stakes Testing on

English Language Learners in Major Urban High Schools in Texas

A Dissertation Defenseby

Arthur L. Petterway

William Allan Kritsonis, PhDDissertation Committee Member

May 04, 2007

Page 2: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 2

Committee Members

M. Paul Mehta, Ph.D.(Dissertation Chair)

William Allan Kritsonis, Ph.D.(Member)

Douglas Hermond, Ph.D.(Member)

David Herrington, Ph.D.(Member)

Camille Gibson, Ph.D.(Outside Member)

May 04, 2007

Page 3: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 3

Dissertation Defense Format

I. Theoretical Framework

II. Purpose of the StudyIII. Quantitative

Research QuestionIV. Null HypothesesV. Methods: SubjectsVI. Methods:

InstrumentationVII. Methods:

Quantitative

VIII. Quantitative Findings

IX. Qualitative Research Question

X. Qualitative Pilot Study

XI. Qualitative Findings/Review of Literature

XII. Practical Recommendations

XIII. Recommendations for Further Study

Page 4: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 4

Theoretical FrameworkA Mixed Methods Analysis of the Impact of High Stakes Testing on English Language Learners in Major Urban High Schools in Texas

QUANTITATIVE

QUALITATIVE

% ELLs

Enrolled

In a

High School

Views/Opinions

Administrators

TeachersDistrict

Personnel

% All 10th Grade

Students

Passing

TAKS

ELA/Math

Impact of

Statewide

Testing

On

ELLs

Student

Performance

Explanatory Design

May 04, 2007

Page 5: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 5

Purpose of the Study

The purpose of this study was to determine the impact of high-stakes testing on English Language Learners.

May 04, 2007

Page 6: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 6

Quantitative Research Question

1. Is there a relationship between the percentage of English Language Learners enrolled in a school and the percentage of all students passing the 10th grade TAKS test in the core areas of English Language Arts and Mathematics given in 2003, 2004, 2005, and 2006?

May 04, 2007

Page 7: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 7

Null Hypotheses

H01: There is no statistically significant

relationship between the percentage of English Language Learners

enrolled in a school and the percentage of all students passing the 10th grade TAKS test in English Language Arts given in 2003, 2004, 2005, and 2006.

May 04, 2007

Page 8: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 8

Null Hypotheses

H02: There is no statistically significant

relationship between the percentage

of English Language Learners enrolled in a school and the percentage of all students passing the 10th grade TAKS test in Mathematics given in 2003, 2004,

2005, and 2006.

May 04, 2007

Page 9: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 9

Method

Subjects of the Study• Quantitative – 173 Urban High Schools in

Texas• Qualitative (N = 55)

– 6 principals– 9 assistant principals– 6 ESL district personnel– 15 ESL certified teachers – 19 Non-ESL certified teachers

May 04, 2007

Page 10: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 10

Method

Instrumentation• Quantitative data were accessed and

retrieved from the TEA website regarding the major urban high schools in Texas.

• Qualitative data were derived from the on-line open-ended questionnaire, focus group, and individual interviews.

May 04, 2007

Page 11: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 11

MethodQuantitative

• Descriptive Statistics

• Correlation Statistics– Pearson r Coefficient

• Simple Regression Analysis ŷ=a+b1x1

May 04, 2007

Page 12: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 12

MethodQuantitative

• Predictor Variable – The percentage of English Language Learners enrolled in school.

• Outcome Variable – The percentage of all students passing the 10th grade TAKS test in English Language Arts and Mathematics.

May 04, 2007

Page 13: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 13

Major Findings: Descriptive Statistics English Language Arts

Year

Percent of ELLs

Enrolled

in Schools

Percent of All Students Passing 10th Grade TAKS

2003 8.30 62.87

2004 8.29 68.28

2005 7.62 59.39

2006 6.94 78.05

Page 14: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 14

Major Findings: Descriptive Statistics Mathematics

Year

Percent of ELLs

Enrolled

in Schools

Percent of All Students Passing 10th Grade TAKS

2003 8.30 61.85

2004 8.29 53.57

2005 7.62 47.68

2006 6.94 50.13

Page 15: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 15

Major Findings: Correlation Pearson r

Coefficients

Year ELA Mathematics2003 -0.349** -0.293**

2004 -0.392** -0.351**2005 -0.297** -0.382**2006 -0.398** -0.356**

** Correlation is significant at the 0.05 level

May 04, 2007

Page 16: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 16

Qualitative Research Question

• What are the anticipated and observed consequences of the statewide testing specifically, TAKS, on ELLs, ESL curriculum, and instruction as viewed by certified ESL teachers, non-certified ESL teachers who teach ELLs, school administrators, and district ESL personnel?

May 04, 2007

Page 17: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 17

Pilot StudyQualitative

• Developed an open-ended online questionnaire

• Two schools-Expert opinions:2 principals2 assistant principals1 district ESL personnel4 ESL certified teachers4 Non-ESL certified teachers

• Trustworthiness

May 04, 2007

Page 18: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 18

The major question was explored using the following six probes:

1. Why is TAKS given as a statewide test? 2. What are the intended consequences of this

statewide testing? (Or what has happened because of TAKS?)

3. What problems have occurred related to or because of TAKS?

4. What changes were caused by this statewide testing?

5. What are your recommendations to improve this statewide testing?

6. What needs to be done for the ELLs to improve their performance in general and specifically for this statewide test?

May 04, 2007

Page 19: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 19

Major Findings-Probe: 1. Why is TAKS given as a statewide test? • TAKS is given as a tool to gauge

knowledge in the core areas. • TAKS is considered as a means to

determine the school’s status (Exemplary, etc.).

• TAKS is a means to assess the state curriculum or standards.

• This statewide test is mandated by law and is aligned with NCLB.

May 04, 2007

Page 20: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 20

Major Findings-Review of Literature:1.Why is TAKS given as a statewide test?• Abrams & Madaus (2003)-Today’s

widespread implementation of standards-based reform and the federal government’s commitment to test-based accountability ensure that testing will remain a central issue in education for the foreseeable future. Test results can provide useful information about student progress toward meeting curricular standards.

May 04, 2007

Page 21: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 21

Major Findings-Review of Literature:1.Why is TAKS given as a statewide test?

• Madaus & O’Dwyer (1999)- Current emphasis on testing as a tool of education reform continues a long tradition of using tests to change pedagogical priorities and practices.

May 04, 2007

Page 22: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 22

Major Findings-Probe: 2. What are the intended consequences of this statewide testing?

• Statewide testing is intended to eventually result in ELLs performing as well as the rest of the students.

• ELLs can improve academically and eventually join the mainstream.

• TAKS is a requirement for graduation.

May 04, 2007

Page 23: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 23

Major Findings-Review of Literature: 2. What are the intended consequences of this statewide testing?

• Abedi (2003)- In a positive light, valid assessment may provide diagnostic information that can inform instruction and classification.

May 04, 2007

Page 24: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 24

Major Findings-Review of Literature: 2. What are the intended consequences of this statewide testing?

• Harlow & Jones (2003)- We also need to recognize that when test scores are linked to high-stakes consequences, they can weaken the learning experiences of students, transform teaching into test preparation, and taint the test itself so that it no longer measures what it was intended to measure.

May 04, 2007

Page 25: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 25

Major Findings-Probe: 3. What problems have occurred related to or because of TAKS?

• Higher dropout rate

• Decrease in graduation rate for ELLs• Lower self-esteem of ELLs.

• Dismal or failing performance of ELLs

May 04, 2007

Page 26: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 26

Major Findings-Review of Literature: 3. What problems have occurred related to or because of TAKS?

• Anderson (2004)- For English Language Learners, the additional requirements of an exit examination could increase dropout rates.

• Rothstein (2002)- Dropout rates are climbing throughout the United States and many researchers hold high-stakes testing at least partly to blame.

May 04, 2007

Page 27: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 27

Major Findings-Review of Literature: 3. What problems have occurred related to or because of TAKS?

• Jacob (2001)- Some researchers found that dropout rates were 4 to 6 percent higher in schools with high school graduation examinations. Another study reported that students in the bottom quintile in states with high-stakes testing were 25% more likely to drop out of high school than were their peers in states without high-stakes testing.

May 04, 2007

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Major Findings-Probe : 4. What changes were caused by this statewide testing?• Schools experienced the negative reality

that there is a high failure rate among ELLs.

• Low self-esteem because of low scores and tests caused frustration and exasperation on the part of ELLs.

• Pressure on the school and ELLs.

• Emphasis is placed on test performance.

• ELLs need more time to learn English

May 04, 2007

Page 29: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 29

Major Findings-Review of Literature: 4. What changes were caused by this statewide testing?

• Anderson (2004)- Labeling schools can have an impact on teacher and student morale.

• Flores & Clark (2003)- Teachers have also reported that the high-stakes nature of some assessments can have a negative impact on student morale.

May 04, 2007

Page 30: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 30

Major Findings-Review of Literature: 4. What changes were caused by this statewide testing?

• Hood (2003)- Although some teachers have reported that their English language learners can reach the high standards set for them, they may need more time than other students.

• Lane & Stone (2002)- Certainly, poor test scores or poorly explained assessment systems can result in decreased student motivation.

May 04, 2007

Page 31: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 31

Major Findings-Probe : 5. What are your recommendations to improve this statewide testing?

• Deferment of the test, possibly a different but fair test.

• Better assistance from the school to provide for teacher collaboration.

• Modifications in teaching strategies.

• Improved and paced curriculum for ELLs.

May 04, 2007

Page 32: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 32

Major Findings-Review of Literature: 5. What are your recommendations to improve this statewide testing?

• Anderson (2004)- Positive consequences that were identified included more teacher collaboration, changes in curriculum and instruction, better alignment between ESL and content area curricula and more focus on reading and writing. Negative consequences included student and teacher frustration, more teaching to the test occurring, and a narrowed curriculum.

May 04, 2007

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Arthur L. Petterway 33

Major Findings-Probe: 6. What needs to be done for the ELLs to improve their performance in general and specifically for this

statewide test?

• Specific interventions for ELLs.

• Quality instruction.

• Develop a more intensive English program.

• Support from home.

• Provide a more meaningful tutoring program in school.

May 04, 2007

Page 34: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 34

Major Findings-Review of Literature: 6. What needs to be done for the ELLs to improve their performance in general and specifically for this statewide test?

• Flores and Clark (2003) found that teachers were not against accountability and viewed it as distinct from statewide testing, but also thought that an over-emphasis on testing resulted in unbalanced curriculum and inappropriate instructional decisions.

May 04, 2007

Page 35: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 35

Major Findings-Review of Literature: 6. What needs to be done for the ESL students to improve their performance in general and specifically for this statewide test?

• Popham (2003)- In order for teachers to make specific changes to instruction, the assessments needs to be clear as to what skills are being assessed.

May 04, 2007

Page 36: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 36

Practical Recommendations

• School leaders should consider that the performance of schools on high stakes testing is affected by size and the proportion of ELLs taking the test.

• School leaders should consider extended deferment of standardized tests administered in English to ELLs.

May 04, 2007

Page 37: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 37

Practical Recommendations

• School leaders should consider taking a more active role with LPAC in the monitoring of ELLs in schools.

• School leaders should implement specific action plans to improve situation of ELLs.

May 04, 2007

Page 38: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 38

Recommendations for Further Study

• A study could be conducted to explore additional supports needed to ensure ELLs to pass high stakes testing.

• A study could be conducted to identify what data are needed to make fair decisions about ELLs.

May 04, 2007

Page 39: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 39

Recommendations for Further Study

• A study could be conducted to determine reasons why ELLs scored lowest among student groups on TAKS.

• A study could be conducted to Explore different approaches on campuses in dealing with ELLs in terms of curriculum and instruction.

May 04, 2007

Page 40: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 40

Recommendations for Further Study

• A study could be conducted to compare the performance of ELLs vs. non-ELLs based on different objectives of TAKS.

• A study could be conducted to understand the impact of high stakes testing as viewed by parents and students.

May 04, 2007

Page 41: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 41

Recommendations for Further Study

• A study could be conducted to Explore different instruments to measure performance of ELLs.

• A study could be conducted to determine whether the provision of English Language instruction to parents of ELLS would have a significant effect on student achievement on high stakes testing.

May 04, 2007

Page 42: Dr. Arthur L. Petter, PhD Dissertation Defense, Dr. William Allan Kritsonis, Dissertation Committee Member

Arthur L. Petterway 42

A Mixed Methods Analysis of the Impact of High Stakes Testing on English Language Learners in Major Urban High Schools in

Texas

QUANTITATIVE

QUALITATIVE

% ELLs

Enrolled

In a

High School

Views/Opinions

Administrators

TeachersDistrict

Personnel

% All 10th Grade

Students

Passing

TAKS

ELA/Math

Impact of

Statewide

Testing

On

ELLs

Student

Performance

Explanatory Design

May 04, 2007