Transcript

Theories of War CausationTheories of War Causation

Schools & VariantsSchools & Variants

Johan M.G. van der Dennen

Theories of War Causation• Demographic-Ecological School

Theories of War Causation• Demographic-Ecological School

• Economic School

Theories of War Causation• Demographic-Ecological School

• Economic School

• Imperialism School

Theories of War Causation• Demographic-Ecological School

• Economic School

• Imperialism School

• Political-Strategic School

Theories of War Causation• Demographic-Ecological School

• Economic School

• Imperialism School

• Political-Strategic School

• (Social)-Psychological School

Theories of War Causation• Demographic-Ecological School

• Economic School

• Imperialism School

• Political-Strategic School

• (Social)-Psychological School

• Apologetic School

Theories of War Causation• Demographic-Ecological School

Theories of War Causation• Demographic-Ecological School

– Population pressure (Plato) / ‘Lebensraum’

Theories of War Causation• Demographic-Ecological School

– Population pressure (Plato) / ‘Lebensraum’– Demographic relaxation / Filicide (Bouthoul)

Theories of War Causation• Demographic-Ecological School

– Population pressure (Plato) / ‘Lebensraum’– Demographic relaxation / Filicide (Bouthoul)– Lateral pressure / distribution of resources

Theories of War Causation• Demographic-Ecological School

– Population pressure (Plato) / ‘Lebensraum’– Demographic relaxation / Filicide (Bouthoul)– Lateral pressure / distribution of resources– Geopolitical variant (Haushofer)

Theories of War Causation• Economic School (Material gain / pleonexia)

Theories of War Causation• Economic School (Material gain / pleonexia)

– Mercantilists

Theories of War Causation• Economic School (Material gain / pleonexia)

– Mercantilists– Physiocrats / Manchester School / Liberals

Theories of War Causation• Economic School (Material gain / pleonexia)

– Mercantilists– Physiocrats / Manchester School / Liberals– Marxists

Theories of War Causation• Economic School (Material gain / pleonexia)

– Mercantilists– Physiocrats / Manchester School / Liberals– Marxists– Merchants of death / War-profiteering / Scandal

Theories of War Causation• Economic School (Material gain / pleonexia)

– Mercantilists– Physiocrats / Manchester School / Liberals– Marxists– Merchants of death / War-profiteering / Scandal– Military-industrial(-academic) complex

Theories of War Causation• Imperialism School (Material & territorial gain)

Theories of War Causation• Imperialism School (Material & territorial gain)

– Conservative variant

Theories of War Causation• Imperialism School (Material & territorial gain)

– Conservative variant– Liberal variant (Hobson)

Theories of War Causation• Imperialism School (Material & territorial gain)

– Conservative variant– Liberal variant (Hobson)– Marxist-Leninist / Revisionist / Neo-Marxist

Theories of War Causation• Imperialism School (Material & territorial gain)

– Conservative variant– Liberal variant (Hobson)– Marxist-Leninist / Revisionist / Neo-Marxist– Militarist variant (Schumpeter)

Theories of War Causation• Political-Strategic School (Power)

Theories of War Causation• Political-Strategic School (Power)

– ‘Ultima ratio’ / Cost-benefit calculus

Theories of War Causation• Political-Strategic School (Power)

– ‘Ultima ratio’ / Cost-benefit calculus• Machiavelli • Hobbes • Clausewitz • Realists

(Morgenthau, Waltz) • Expected utility theory (Bueno de Mesquita) • Blainey • Stoessinger

Theories of War Causation• Political-Strategic School (Power)

– ‘Ultima ratio’ / Cost-benefit calculus• Machiavelli • Hobbes • Clausewitz • Realists

(Morgenthau, Waltz) • Expected utility theory (Bueno de Mesquita) • Blainey • Stoessinger

– Balance of power / parity / preponderance

Theories of War Causation• Political-Strategic School (Power)

– ‘Ultima ratio’ / Cost-benefit calculus• Machiavelli • Hobbes • Clausewitz • Realists

(Morgenthau, Waltz) • Expected utility theory (Bueno de Mesquita) • Blainey • Stoessinger

– Balance of power / parity / preponderance• Polarity • Deterrence / Security dilemma • Arms

races

Theories of War Causation• Political-Strategic School (Power)

– ‘Ultima ratio’ / Cost-benefit calculus• Machiavelli • Hobbes • Clausewitz • Realists

(Morgenthau, Waltz) • Expected utility theory (Bueno de Mesquita) • Blainey • Stoessinger

– Balance of power / parity / preponderance• Polarity • Deterrence / Security dilemma • Arms

races

– Power transition theory and hegemonic war

Theories of War Causation• Political-Strategic School (Power)

– ‘Ultima ratio’ / Cost-benefit calculus• Machiavelli • Hobbes • Clausewitz • Realists

(Morgenthau, Waltz) • Expected utility theory (Bueno de Mesquita) • Blainey • Stoessinger

– Balance of power / parity / preponderance• Polarity • Deterrence / Security dilemma • Arms

races

– Power transition theory and hegemonic war– Rank disequilibrium theory (Galtung)

Theories of War Causation• (Social-)Psychological School (Bête humaine)

Theories of War Causation• (Social-)Psychological School (Bête humaine)

– Human nature / bête humaine / passions-reason

Theories of War Causation• (Social-)Psychological School (Bête humaine)

– Human nature / bête humaine / passions-reason• Thucydides (fear) • Hobbes: ‘competition,

diffidence, glory’

Theories of War Causation• (Social-)Psychological School (Bête humaine)

– Human nature / bête humaine / passions-reason• Thucydides (fear) • Hobbes: ‘competition,

diffidence, glory’

– Great men / Evil men (personified cataclysmic)

Theories of War Causation• (Social-)Psychological School (Bête humaine)

– Human nature / bête humaine / passions-reason• Thucydides (fear) • Hobbes: ‘competition,

diffidence, glory’

– Great men / Evil men (personified cataclysmic)– National character / (Mass) psychopathology

Theories of War Causation• (Social-)Psychological School (Bête humaine)

– Human nature / bête humaine / passions-reason• Thucydides (fear) • Hobbes: ‘competition,

diffidence, glory’

– Great men / Evil men (personified cataclysmic)– National character / (Mass) psychopathology– Minds of Men variant: misperception & comm.

Theories of War Causation• (Social-)Psychological School (Bête humaine)

– Human nature / bête humaine / passions-reason• Thucydides (fear) • Hobbes: ‘competition,

diffidence, glory’

– Great men / Evil men (personified cataclysmic)– National character / (Mass) psychopathology– Minds of Men variant: misperception & comm.– Instinctivist variants (pugnacity / ‘Todestrieb’)

• Herd instincts • aggressive instincts • adventurism

Theories of War Causation• (Social-)Psychological School (Bête humaine)

– Human nature / bête humaine / passions-reason• Thucydides (fear) • Hobbes: ‘competition,

diffidence, glory’

– Great men / Evil men (personified cataclysmic)– National character / (Mass) psychopathology– Minds of Men variant: misperception & comm.– Instinctivist variants (pugnacity / ‘Todestrieb’)

• Herd instincts • aggressive instincts • adventurism

– Frustration-aggression displacement variant

Theories of War Causation• (Social-)Psychological School (Bête humaine)

– Human nature / bête humaine / passions-reason• Thucydides (fear) • Hobbes: ‘competition, diffidence,

glory’

– Great men / Evil men (personified cataclysmic)– National character / (Mass) psychopathology– Minds of Men variant: misperception & comm.– Instinctivist variants (pugnacity / ‘Todestrieb’)

• Herd instincts • aggressive instincts • adventurism

– Frustration-aggression displacement variant– Obedience / Sociality / Group-altruism / Noble

Theories of War Causation• Apologetic School (war as necessity)

Theories of War Causation• Apologetic School (war as necessity)

– Metaphysical variant (divine punishment)

Theories of War Causation• Apologetic School (war as necessity)

– Metaphysical variant (divine punishment)– Etatistic variant (Hegel)

Theories of War Causation• Apologetic School (war as necessity)

– Metaphysical variant (divine punishment)– Etatistic variant (Hegel)– Social Darwinist variant (‘agent of progress’)

Theories of War Causation• Apologetic School (war as necessity)

– Metaphysical variant (divine punishment)– Etatistic variant (Hegel)– Social Darwinist variant (‘agent of progress’)– Eschatological variants (‘proletarian paradise’)

The phalanx: the major invention of ‘civilized’ warfare

Raiding (dawn attack) by a Florida Indian tribe (de Bry, ± 1590)

Hu Chi Bo

War in both humans (Hu) and chimpanzees

(Chi) as relatively recent ‘cultural inventions’

‘Lethal male raiding’ as independently evolved in both humans and chimpanzees (implied by

van der Dennen)

‘Lethal male raiding’ in the common ancestor of both humans and chimpanzees 6 - 8 mya (Wrangham’s synapomorphy or shared derived trait).

Pitched battle type of intergroup agonistic behavior in primates generally, and possibly even in social and group territorial mammals generally (social carnivores, dolphins, etc.).

THE (CHRONO)LOGICALLY POSSIBLE THEORETICAL VIEWS ON THE EVOLUTION OF WAR AS PITCHED BATTLE AND RAIDING

Differences between battle and raidBATTLE RAID

guerra (real war),combat / pitched battle

also known as guerrilla (little war)

fight/flight-like motivationally predation-like

approx. balance ofpower

precipitated by Imbalance of power

very common in socialcarnivores and primates

occurrence in animals confined to panids andhominids

females and males(much less so in

humans)

sex of the belligerents exclusively male

relatively uncommonamong foraging

peoples (if presentoften ritualized)

occurrence in'primitive' societies

predominant and mostlethal among foraging

peoples

Differences between battle and raidBATTLE RAID

very common incontemporary warfare(but less common in

future)

occurrence in modernwarfare

relatively uncommon incontemporary warfare(but more common in

future)parallel lines /

phalanxesappearance ambush / dawn attack /

surprise raidclamor / bluff /

intimidation displaycharacterized by stealth / secrecy

biomechanicalprinciples

explained by tactical requirements (?)

impact of mass andspeed, encirclement,

feigned retreat

tactics hit and run, torching,indiscriminate killing

psychology of thesoldier (discipline)

underlying psychology psychology of thewarrior (frenzy)

Differences between battle and raidBATTLE RAID

too short line(envelopment), too long

line (penetration)

weakness andvulnerability

logistics, retreat

chance encounter,failed raid, failed

surprise attack

conditioned by surprise attack asdefault

ritualization (game-likewar) possible

ritualization? no ritualization possibleguerre à l'outrance

reconciliation inprinciple possible

reconciliation? no reconciliation,incessant cycles of

retaliation and revengeraiding

divine ordeal, expiatorycombat

metaphysical aspects magicoreligious magnet

relatively low but mayresult in routing and

massacre

lethality (casualties) relatively low butrapidly accumulating

War Causation: The Evidence• Onset (occurrence/initiation) of war

Factors increasing the probability of the onset (occurrence/initiation) of war:

War Causation: The Evidence• Onset (occurrence/initiation) of war

Factors increasing the probability of the onset (occurrence/initiation) of war:

• Level of analysis: state

War Causation: The Evidence• Onset (occurrence/initiation) of war

Factors increasing the probability of the onset (occurrence/initiation) of war:

• Level of analysis: state Power status (major power)

War Causation: The Evidence• Onset (occurrence/initiation) of war

Factors increasing the probability of the onset (occurrence/initiation) of war

• Level of analysis: state Power status (major power) Power cycle (critical point if major power)

War Causation: The Evidence• Onset (occurrence/initiation) of war

Factors increasing the probability of the onset (occurrence/initiation) of war

• Level of analysis: state Power status (major power) Power cycle (critical point if major power) Alliance (alliance member)

War Causation: The Evidence• Onset (occurrence/initiation) of war

Factors increasing the probability of the onset (occurrence/initiation) of war

• Level of analysis: state Power status (major power) Power cycle (critical point if major power) Alliance (alliance member) Borders (number of borders)

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: dyad

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: dyad Contiguity/proximity (common border/distance)

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: dyad Contiguity/proximity (common border/distance)

Political systems (absence of joint democracies)

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: dyad Contiguity/proximity (common border/distance)

Political systems (absence of joint democracies)

Economic development (absence of joint advanced economies)

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: dyad Contiguity/proximity (common border/distance)

Political systems (absence of joint democracies)

Economic development (absence of joint advanced economies)

Static capability balance (parity)

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: dyad Contiguity/proximity (common border/distance)

Political systems (absence of joint democracies)

Economic development (absence of joint advanced economies)

Static capability balance (parity)

Dynamic capability balance (unstable: transition)

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: dyad Contiguity/proximity (common border/distance)

Political systems (absence of joint democracies)

Economic development (absence of joint advanced economies)

Static capability balance (parity)

Dynamic capability balance (unstable: transition)

Alliance (unbalanced external alliance-tie)

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: dyad Contiguity/proximity (common border/distance)

Political systems (absence of joint democracies)

Economic development (absence of joint advanced economies)

Static capability balance (parity)

Dynamic capability balance (unstable: transition)

Alliance (unbalanced external alliance-tie)

Enduring rivalry

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: region

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: region Contagion/diffusion (presence of ongoing

regional war)

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: region Contagion/diffusion (presence of ongoing

regional war)

• Level of analysis: system

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: region Contagion/diffusion (presence of ongoing

regional war)

• Level of analysis: system Polarity (weak unipolarity/declining leader)

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: region Contagion/diffusion (presence of ongoing

regional war)

• Level of analysis: system Polarity (weak unipolarity/declining leader) Unstable hierarchy

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: region Contagion/diffusion (presence of ongoing

regional war)

• Level of analysis: system Polarity (weak unipolarity/declining leader) Unstable hierarchy Number of borders

War Causation: The Evidence• Onset (occurrence/initiation) of war

• Level of analysis: region Contagion/diffusion (presence of ongoing

regional war)

• Level of analysis: system Polarity (weak unipolarity/declining leader) Unstable hierarchy Number of borders Frequency of civil/revolutionary wars

War Causation: The Evidence• Seriousness of war

(magnitude/duration/severity) Factors increasing the probable seriousness (magnitude/duration/severity) of war:

War Causation: The Evidence• Seriousness of war

(magnitude/duration/severity) Factors increasing the probable seriousness (magnitude/duration/severity) of war:

• Level of analysis: state Power status (major power)

War Causation: The Evidence• Seriousness of war

(magnitude/duration/severity) Factors increasing the probable seriousness (magnitude/duration/severity) of war:

• Level of analysis: state Power status (major power)

• Level of analysis: system Alliance (high polarization)

War Causation: The Evidence– The Correlates of War (COW) Project defines an

'international war' as a military conflict waged between national entities, at least one of which is a state, and that results in at least 1,000 battle-deaths of military personnel.

– War magnitude – the sum of all participating nations' separate months of active involvement in each war

– War duration – the length in months from the inception of the war to its termination

– War severity – total battle deaths of military personnel in each war

• Source: Geller & Singer (1998: 27-28).

Theories of War Causation

Theories of War Causation


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