Download - SEBI Final One
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Business SectorsAt a glance Vision & Values Sustainability Social ResponsibilityResearch & DevelopmentADITYA BIRLA GROUP
Name Roll No
Deepa Lohana SN090765BA05
Nitya Menon SN090765BA25
Dipreet Kaur Alag SN090765BA07
Sanket Thakkar SN090765BA30
Kundan Dalvi SN090765BA18
Presented By:
Security Analysis and Portfolio Management
Prof: Mehul Raithatha
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Business SectorsAt a glance Vision & Values Sustainability Social ResponsibilityResearch & DevelopmentADITYA BIRLA GROUP
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Business SectorsAt a glance Vision & Values Sustainability Social ResponsibilityResearch & DevelopmentADITYA BIRLA GROUP
In 1988 the Securities and Exchange Board of India (SEBI) wasestablished by the Government of India through an executiveresolution, and was subsequently upgraded as a fullyautonomous body (a statutory Board) in the year 1992 with
the passing of the Securities and Exchange Board of India Act(SEBI Act) on 30th January 1992 .
..to protect theinterests of investors insecurities and topromote thedevelopment of, and toregulate the securities
market and for mattersconnected therewith orincidental thereto
PREAMBLEOF SEBI
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Business SectorsAt a glance Vision & Values Sustainability Social ResponsibilityResearch & DevelopmentADITYA BIRLA GROUP
Obj ectives of SEBI
T he primary objective of SEBI is to promote healthyand orderly growth -of the securities market andsecure investor protection.
T he objectives of SEBI are as follows:
To protect the interest of investors, so that, there is asteady flow of savings into the capital market.
To regulate the securities market and ensure fairpractices.
To promote efficient services by b rokers, merchantbankers, and other intermediaries, so that, theybecome competitive and professional
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Business SectorsAt a glance Vision & Values Sustainability Social ResponsibilityResearch & DevelopmentADITYA BIRLA GROUP
Functions of SEBI
T he SEBI Act, 1992 has entrusted with twofunctions, they are:
Regulatory functions AndDevelopmental functions
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Business SectorsAt a glance Vision & Values Sustainability Social ResponsibilityResearch & DevelopmentADITYA BIRLA GROUP
Regulation of stock exchange and self regulatory organizations.
Registration and regulation of stock brokers,sub-brokers, Registrars to all issues, merchant
bankers, underwriters, portfolio managers etc.
Registration and regulation of the working of collective investment schemes including mutualfunds.
Prohibition of fraudulent and unfair tradepractices relating to securities market.
Prohibition of insider trading
Regulating substantial acquisition of sharesand takeover of companies.
Promoting investor s education
Training of intermediaries
Conducting research and publishing
information useful to all marketparticipants.
Promotion of fair practices
Promotion of self regulatoryorganizations
Regulatory functions Developmental functions
Functions of SEBI
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Business SectorsAt a glance Vision & Values Sustainability Social ResponsibilityResearch & DevelopmentADITYA BIRLA GROUP
Powers of SEBIP ower to call periodical returns from recognized stock exchanges.
P ower to compel listing of securities by pu b lic companies.
P ower to levy fees or other charges for carrying out the purposes
of regulation.
P ower to call information or explanation from recognized stock
exchanges or their mem bers.
P ower to grant approval to bye-laws of recognized stock
exchanges.
P ower to control and regulate stock exchanges.
P ower to direct enquiries to be made in relation to affairs of stock
exchanges or their mem bers.