Transcript
Page 1: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Peter Paule 60 years young:cogito ergo summo

Joachim von zur GathenB-IT, Universität Bonn

18 May 2018

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 2: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Peter Paule

▶ ISSAC 1996 Zürich: Peter explains GFF to me for ModernComputer Algebra, very patiently. “Cogito ergo summo”.

▶ Christmas cards, designed by his wife.▶ 2002 Waterloo and Shakespeare at Stratford on Avon.▶ 2011 Christmas salon

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Page 3: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Peter Paule

▶ ISSAC 1996 Zürich: Peter explains GFF to me for ModernComputer Algebra, very patiently. “Cogito ergo summo”.

▶ Christmas cards, designed by his wife.▶ 2002 Waterloo and Shakespeare at Stratford on Avon.▶ 2011 Christmas salon

21/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 4: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Peter Paule

▶ ISSAC 1996 Zürich: Peter explains GFF to me for ModernComputer Algebra, very patiently. “Cogito ergo summo”.

▶ Christmas cards, designed by his wife.▶ 2002 Waterloo and Shakespeare at Stratford on Avon.▶ 2011 Christmas salon

21/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 5: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Peter Paule

▶ ISSAC 1996 Zürich: Peter explains GFF to me for ModernComputer Algebra, very patiently. “Cogito ergo summo”.

▶ Christmas cards, designed by his wife.▶ 2002 Waterloo and Shakespeare at Stratford on Avon.▶ 2011 Christmas salon

21/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 6: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Peter Paule

▶ ISSAC 1996 Zürich: Peter explains GFF to me for ModernComputer Algebra, very patiently. “Cogito ergo summo”.

▶ Christmas cards, designed by his wife.▶ 2002 Waterloo and Shakespeare at Stratford on Avon.▶ 2011 Christmas salon

21/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 7: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

2002 Waterloo.

Peter and my daughter Rafaela on Mark Giesbrecht’s deck.Photo courtesy of Mark Giesbrecht. 20/23

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Page 8: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

From my talk on Alexander von Humboldt at Peter’s 2011 salon:

Cogito ergo summo.

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Page 9: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

From my talk on Alexander von Humboldt at Peter’s 2011 salon:

Cogito ergo summo.

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Page 10: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Technical part: Combinatorics on polynomialequations—do they describe nice varieties?

Joint work with Guillermo Matera

▶ Combinatorics on polynomials▶ Task▶ Some results▶ Methods▶ Open questions

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Page 11: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Combinatorics on polynomials

General question: given a class of polynomials over finite fields,how many elements does it contain? Equivalent: probability tobe in that class.

Classical: (ir)reducible univariate and multivariate polynomials(Carlitz; Cohen; Wan; Gao & Lauder; Bodin; Hou & Mullen).Amenable to a (non-standard) variant ofgeneratingfunctionology plus some extra work (vzG, Viola &Ziegler). This yields exact formulas, asymptotics, and explicitestimates.

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Page 12: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Combinatorics on polynomials

General question: given a class of polynomials over finite fields,how many elements does it contain? Equivalent: probability tobe in that class.

Classical: (ir)reducible univariate and multivariate polynomials(Carlitz; Cohen; Wan; Gao & Lauder; Bodin; Hou & Mullen).Amenable to a (non-standard) variant ofgeneratingfunctionology plus some extra work (vzG, Viola &Ziegler). This yields exact formulas, asymptotics, and explicitestimates.

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Page 13: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Combinatorics on polynomials

▶ Irreducibility and other properties for several multivariatepolynomials: this talk. Approximate results.

▶ Previous work: curves in high-dimensional spaces.Approximate results.Model: Chow variety (Eisenbud & Harris; Cesaratto, vzG &Matera).

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Page 14: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Combinatorics on polynomials

▶ Irreducibility and other properties for several multivariatepolynomials: this talk. Approximate results.

▶ Previous work: curves in high-dimensional spaces.Approximate results.Model: Chow variety (Eisenbud & Harris; Cesaratto, vzG &Matera).

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Page 15: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

The task

An algebraic variety V is defined by a system of polynomialequations. A fair number of results in algebraic geometry onlyhold if the system or the variety satisfy certain conditions ofbeing “nice”:

▶ V is a set-theoretic complete intersection. Equivalently:The system is regular, so that no polynomial is a zerodivisor modulo the previous ones.

▶ V is an ideal-theoretic complete intersection.▶ V is absolutely irreducible.▶ V is nonsingular.▶ V is non-degenerate (not contained in a hyperplane).

Intuition: these five properties hold for most systems andvarieties.

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Page 16: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

The task

An algebraic variety V is defined by a system of polynomialequations. A fair number of results in algebraic geometry onlyhold if the system or the variety satisfy certain conditions ofbeing “nice”:

▶ V is a set-theoretic complete intersection. Equivalently:The system is regular, so that no polynomial is a zerodivisor modulo the previous ones.

▶ V is an ideal-theoretic complete intersection.▶ V is absolutely irreducible.▶ V is nonsingular.▶ V is non-degenerate (not contained in a hyperplane).

Intuition: these five properties hold for most systems andvarieties.

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Draft (2018Paule60) – May 18, 2018 – 1:23

Page 17: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

The task

An algebraic variety V is defined by a system of polynomialequations. A fair number of results in algebraic geometry onlyhold if the system or the variety satisfy certain conditions ofbeing “nice”:

▶ V is a set-theoretic complete intersection. Equivalently:The system is regular, so that no polynomial is a zerodivisor modulo the previous ones.

▶ V is an ideal-theoretic complete intersection.▶ V is absolutely irreducible.▶ V is nonsingular.▶ V is non-degenerate (not contained in a hyperplane).

Intuition: these five properties hold for most systems andvarieties.

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Draft (2018Paule60) – May 18, 2018 – 1:23

Page 18: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

The task

An algebraic variety V is defined by a system of polynomialequations. A fair number of results in algebraic geometry onlyhold if the system or the variety satisfy certain conditions ofbeing “nice”:

▶ V is a set-theoretic complete intersection. Equivalently:The system is regular, so that no polynomial is a zerodivisor modulo the previous ones.

▶ V is an ideal-theoretic complete intersection.▶ V is absolutely irreducible.▶ V is nonsingular.▶ V is non-degenerate (not contained in a hyperplane).

Intuition: these five properties hold for most systems andvarieties.

15/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 19: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

The task

An algebraic variety V is defined by a system of polynomialequations. A fair number of results in algebraic geometry onlyhold if the system or the variety satisfy certain conditions ofbeing “nice”:

▶ V is a set-theoretic complete intersection. Equivalently:The system is regular, so that no polynomial is a zerodivisor modulo the previous ones.

▶ V is an ideal-theoretic complete intersection.▶ V is absolutely irreducible.▶ V is nonsingular.▶ V is non-degenerate (not contained in a hyperplane).

Intuition: these five properties hold for most systems andvarieties.

15/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 20: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

The task

An algebraic variety V is defined by a system of polynomialequations. A fair number of results in algebraic geometry onlyhold if the system or the variety satisfy certain conditions ofbeing “nice”:

▶ V is a set-theoretic complete intersection. Equivalently:The system is regular, so that no polynomial is a zerodivisor modulo the previous ones.

▶ V is an ideal-theoretic complete intersection.▶ V is absolutely irreducible.▶ V is nonsingular.▶ V is non-degenerate (not contained in a hyperplane).

Intuition: these five properties hold for most systems andvarieties.

15/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 21: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

The task

An algebraic variety V is defined by a system of polynomialequations. A fair number of results in algebraic geometry onlyhold if the system or the variety satisfy certain conditions ofbeing “nice”:

▶ V is a set-theoretic complete intersection. Equivalently:The system is regular, so that no polynomial is a zerodivisor modulo the previous ones.

▶ V is an ideal-theoretic complete intersection.▶ V is absolutely irreducible.▶ V is nonsingular.▶ V is non-degenerate (not contained in a hyperplane).

Intuition: these five properties hold for most systems andvarieties.

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Draft (2018Paule60) – May 18, 2018 – 1:23

Page 22: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Results

Setting:▶ field K with algebraic closure K̄,▶ projective varieties and homogeneous polynomials,▶ r = dimension = (number of variables) −1,▶ s = number of polynomials,▶ d = (d1, . . . , ds) degree pattern,▶ f = (f1, . . . , fs) system of homogeneous polynomials in

r + 1 variables over K with deg fi = di for all i,▶ δ = d1 · · · ds = Bézout number,▶ σ = d1 + · · ·+ ds − s = “sum” of degrees,▶ V (f) ⊆ Pr

K̄projective variety defined by f over K̄.

The set of all such f forms a multiprojective space over K.

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Page 23: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Results

Setting:▶ field K with algebraic closure K̄,▶ projective varieties and homogeneous polynomials,▶ r = dimension = (number of variables) −1,▶ s = number of polynomials,▶ d = (d1, . . . , ds) degree pattern,▶ f = (f1, . . . , fs) system of homogeneous polynomials in

r + 1 variables over K with deg fi = di for all i,▶ δ = d1 · · · ds = Bézout number,▶ σ = d1 + · · ·+ ds − s = “sum” of degrees,▶ V (f) ⊆ Pr

K̄projective variety defined by f over K̄.

The set of all such f forms a multiprojective space over K.

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Draft (2018Paule60) – May 18, 2018 – 1:23

Page 24: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Results

Setting:▶ field K with algebraic closure K̄,▶ projective varieties and homogeneous polynomials,▶ r = dimension = (number of variables) −1,▶ s = number of polynomials,▶ d = (d1, . . . , ds) degree pattern,▶ f = (f1, . . . , fs) system of homogeneous polynomials in

r + 1 variables over K with deg fi = di for all i,▶ δ = d1 · · · ds = Bézout number,▶ σ = d1 + · · ·+ ds − s = “sum” of degrees,▶ V (f) ⊆ Pr

K̄projective variety defined by f over K̄.

The set of all such f forms a multiprojective space over K.

14/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 25: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Results

Setting:▶ field K with algebraic closure K̄,▶ projective varieties and homogeneous polynomials,▶ r = dimension = (number of variables) −1,▶ s = number of polynomials,▶ d = (d1, . . . , ds) degree pattern,▶ f = (f1, . . . , fs) system of homogeneous polynomials in

r + 1 variables over K with deg fi = di for all i,▶ δ = d1 · · · ds = Bézout number,▶ σ = d1 + · · ·+ ds − s = “sum” of degrees,▶ V (f) ⊆ Pr

K̄projective variety defined by f over K̄.

The set of all such f forms a multiprojective space over K.

14/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 26: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Results

Setting:▶ field K with algebraic closure K̄,▶ projective varieties and homogeneous polynomials,▶ r = dimension = (number of variables) −1,▶ s = number of polynomials,▶ d = (d1, . . . , ds) degree pattern,▶ f = (f1, . . . , fs) system of homogeneous polynomials in

r + 1 variables over K with deg fi = di for all i,▶ δ = d1 · · · ds = Bézout number,▶ σ = d1 + · · ·+ ds − s = “sum” of degrees,▶ V (f) ⊆ Pr

K̄projective variety defined by f over K̄.

The set of all such f forms a multiprojective space over K.

14/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 27: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Results

Setting:▶ field K with algebraic closure K̄,▶ projective varieties and homogeneous polynomials,▶ r = dimension = (number of variables) −1,▶ s = number of polynomials,▶ d = (d1, . . . , ds) degree pattern,▶ f = (f1, . . . , fs) system of homogeneous polynomials in

r + 1 variables over K with deg fi = di for all i,▶ δ = d1 · · · ds = Bézout number,▶ σ = d1 + · · ·+ ds − s = “sum” of degrees,▶ V (f) ⊆ Pr

K̄projective variety defined by f over K̄.

The set of all such f forms a multiprojective space over K.

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Draft (2018Paule60) – May 18, 2018 – 1:23

Page 28: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Results

Setting:▶ field K with algebraic closure K̄,▶ projective varieties and homogeneous polynomials,▶ r = dimension = (number of variables) −1,▶ s = number of polynomials,▶ d = (d1, . . . , ds) degree pattern,▶ f = (f1, . . . , fs) system of homogeneous polynomials in

r + 1 variables over K with deg fi = di for all i,▶ δ = d1 · · · ds = Bézout number,▶ σ = d1 + · · ·+ ds − s = “sum” of degrees,▶ V (f) ⊆ Pr

K̄projective variety defined by f over K̄.

The set of all such f forms a multiprojective space over K.

14/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 29: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Results

Setting:▶ field K with algebraic closure K̄,▶ projective varieties and homogeneous polynomials,▶ r = dimension = (number of variables) −1,▶ s = number of polynomials,▶ d = (d1, . . . , ds) degree pattern,▶ f = (f1, . . . , fs) system of homogeneous polynomials in

r + 1 variables over K with deg fi = di for all i,▶ δ = d1 · · · ds = Bézout number,▶ σ = d1 + · · ·+ ds − s = “sum” of degrees,▶ V (f) ⊆ Pr

K̄projective variety defined by f over K̄.

The set of all such f forms a multiprojective space over K.

14/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 30: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Results

Setting:▶ field K with algebraic closure K̄,▶ projective varieties and homogeneous polynomials,▶ r = dimension = (number of variables) −1,▶ s = number of polynomials,▶ d = (d1, . . . , ds) degree pattern,▶ f = (f1, . . . , fs) system of homogeneous polynomials in

r + 1 variables over K with deg fi = di for all i,▶ δ = d1 · · · ds = Bézout number,▶ σ = d1 + · · ·+ ds − s = “sum” of degrees,▶ V (f) ⊆ Pr

K̄projective variety defined by f over K̄.

The set of all such f forms a multiprojective space over K.

14/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 31: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Results

Setting:▶ field K with algebraic closure K̄,▶ projective varieties and homogeneous polynomials,▶ r = dimension = (number of variables) −1,▶ s = number of polynomials,▶ d = (d1, . . . , ds) degree pattern,▶ f = (f1, . . . , fs) system of homogeneous polynomials in

r + 1 variables over K with deg fi = di for all i,▶ δ = d1 · · · ds = Bézout number,▶ σ = d1 + · · ·+ ds − s = “sum” of degrees,▶ V (f) ⊆ Pr

K̄projective variety defined by f over K̄.

The set of all such f forms a multiprojective space over K.

14/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 32: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Results

Setting:▶ field K with algebraic closure K̄,▶ projective varieties and homogeneous polynomials,▶ r = dimension = (number of variables) −1,▶ s = number of polynomials,▶ d = (d1, . . . , ds) degree pattern,▶ f = (f1, . . . , fs) system of homogeneous polynomials in

r + 1 variables over K with deg fi = di for all i,▶ δ = d1 · · · ds = Bézout number,▶ σ = d1 + · · ·+ ds − s = “sum” of degrees,▶ V (f) ⊆ Pr

K̄projective variety defined by f over K̄.

The set of all such f forms a multiprojective space over K.

14/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 33: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Results

The first four properties hold for almost all systems, but the lastone, non-degeneracy, does not.

For each of the first four properties “prop”, we find a nonzero“genericity polynomial” Pprop in the coefficients of the systems fwith explicitly bounded degree so that for all systems f we have

Pprop(f) ̸= 0 =⇒ V (f) has the property.

When K = Fq is a finite field, then each property holds with aprobability that tends rapidly to 1 with growing q.

In contrast, most systems describe a degenerate variety.

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Page 34: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Results

The first four properties hold for almost all systems, but the lastone, non-degeneracy, does not.

For each of the first four properties “prop”, we find a nonzero“genericity polynomial” Pprop in the coefficients of the systems fwith explicitly bounded degree so that for all systems f we have

Pprop(f) ̸= 0 =⇒ V (f) has the property.

When K = Fq is a finite field, then each property holds with aprobability that tends rapidly to 1 with growing q.

In contrast, most systems describe a degenerate variety.

13/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 35: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Results

The first four properties hold for almost all systems, but the lastone, non-degeneracy, does not.

For each of the first four properties “prop”, we find a nonzero“genericity polynomial” Pprop in the coefficients of the systems fwith explicitly bounded degree so that for all systems f we have

Pprop(f) ̸= 0 =⇒ V (f) has the property.

When K = Fq is a finite field, then each property holds with aprobability that tends rapidly to 1 with growing q.

In contrast, most systems describe a degenerate variety.

13/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 36: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Results

The first four properties hold for almost all systems, but the lastone, non-degeneracy, does not.

For each of the first four properties “prop”, we find a nonzero“genericity polynomial” Pprop in the coefficients of the systems fwith explicitly bounded degree so that for all systems f we have

Pprop(f) ̸= 0 =⇒ V (f) has the property.

When K = Fq is a finite field, then each property holds with aprobability that tends rapidly to 1 with growing q.

In contrast, most systems describe a degenerate variety.

13/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 37: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Results

The first four properties hold for almost all systems, but the lastone, non-degeneracy, does not.

For each of the first four properties “prop”, we find a nonzero“genericity polynomial” Pprop in the coefficients of the systems fwith explicitly bounded degree so that for all systems f we have

Pprop(f) ̸= 0 =⇒ V (f) has the property.

When K = Fq is a finite field, then each property holds with aprobability that tends rapidly to 1 with growing q.

In contrast, most systems describe a degenerate variety.

13/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 38: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Template of results

For a property “prop”, we state results of the following form.

Geometric theorem. There exists a nonzeromultihomogeneous genericity polynomial Pprop in variablesrepresenting the coefficients of a system f with the followingproperties:

▶ For each f with Pprop(f) ̸= 0, V (f) has property “prop”.▶ The degree of Pprop in each of the s sets of variables is at

most degBound.

Combinatorial corollary. For a finite field Fq withq ≥ s ·degBound/3, the probability that V (f) has property“prop” for a uniformly random system f over Fq satisfies

1− s ·degBoundq

≤ probability ≤ 1.

Tool: multihomogeneous Weil bounds.12/23

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Page 39: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Template of results

For a property “prop”, we state results of the following form.

Geometric theorem. There exists a nonzeromultihomogeneous genericity polynomial Pprop in variablesrepresenting the coefficients of a system f with the followingproperties:

▶ For each f with Pprop(f) ̸= 0, V (f) has property “prop”.▶ The degree of Pprop in each of the s sets of variables is at

most degBound.

Combinatorial corollary. For a finite field Fq withq ≥ s ·degBound/3, the probability that V (f) has property“prop” for a uniformly random system f over Fq satisfies

1− s ·degBoundq

≤ probability ≤ 1.

Tool: multihomogeneous Weil bounds.12/23

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Page 40: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Template of results

For a property “prop”, we state results of the following form.

Geometric theorem. There exists a nonzeromultihomogeneous genericity polynomial Pprop in variablesrepresenting the coefficients of a system f with the followingproperties:

▶ For each f with Pprop(f) ̸= 0, V (f) has property “prop”.▶ The degree of Pprop in each of the s sets of variables is at

most degBound.

Combinatorial corollary. For a finite field Fq withq ≥ s ·degBound/3, the probability that V (f) has property“prop” for a uniformly random system f over Fq satisfies

1− s ·degBoundq

≤ probability ≤ 1.

Tool: multihomogeneous Weil bounds.12/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 41: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Template of results

For a property “prop”, we state results of the following form.

Geometric theorem. There exists a nonzeromultihomogeneous genericity polynomial Pprop in variablesrepresenting the coefficients of a system f with the followingproperties:

▶ For each f with Pprop(f) ̸= 0, V (f) has property “prop”.▶ The degree of Pprop in each of the s sets of variables is at

most degBound.

Combinatorial corollary. For a finite field Fq withq ≥ s ·degBound/3, the probability that V (f) has property“prop” for a uniformly random system f over Fq satisfies

1− s ·degBoundq

≤ probability ≤ 1.

Tool: multihomogeneous Weil bounds.12/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 42: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Template of results

Feature: degBound and s depend on the geometric systemparameters like r, the degrees, and the property underconsideration, but not on q.

The genericity polynomials are explicitly given and can beevaluated in polynomial time in the model of arithmetic circuits(aka straight-line programs).

11/23

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Page 43: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Template of results

Feature: degBound and s depend on the geometric systemparameters like r, the degrees, and the property underconsideration, but not on q.

The genericity polynomials are explicitly given and can beevaluated in polynomial time in the model of arithmetic circuits(aka straight-line programs).

11/23

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Page 44: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Complete intersection

Property: set-theoretic complete intersection. Thus V (f) hasdimension r − s, and (equivalently) the system f forms aregular sequence of K[X0, . . . , Xr].Geometry: degBound = δ.

Property: ideal-theoretic complete intersection. V (f) is aset-theoretic complete intersection and the ideal generated byf in K[X0, . . . , Xr] is radical. In particular, dimV (f) = r− s anddeg V (f) = δ.Geometry:

degBound = 2σδ.

Combinatorics over Fq:

1− 2sσδ

q≤ probability ≤ 1.

10/23

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Page 45: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Complete intersection

Property: set-theoretic complete intersection. Thus V (f) hasdimension r − s, and (equivalently) the system f forms aregular sequence of K[X0, . . . , Xr].Geometry: degBound = δ.

Property: ideal-theoretic complete intersection. V (f) is aset-theoretic complete intersection and the ideal generated byf in K[X0, . . . , Xr] is radical. In particular, dimV (f) = r− s anddeg V (f) = δ.Geometry:

degBound = 2σδ.

Combinatorics over Fq:

1− 2sσδ

q≤ probability ≤ 1.

10/23

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Page 46: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Complete intersection

Property: set-theoretic complete intersection. Thus V (f) hasdimension r − s, and (equivalently) the system f forms aregular sequence of K[X0, . . . , Xr].Geometry: degBound = δ.

Property: ideal-theoretic complete intersection. V (f) is aset-theoretic complete intersection and the ideal generated byf in K[X0, . . . , Xr] is radical. In particular, dimV (f) = r− s anddeg V (f) = δ.Geometry:

degBound = 2σδ.

Combinatorics over Fq:

1− 2sσδ

q≤ probability ≤ 1.

10/23

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Page 47: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Nonsingular complete intersection

Property: V (f) is a nonsingular complete intersection ofdimension r − s and degree δ.Geometry:

degBound = (σ + r)σr−sδ.

Combinatorics over Fq:

1− s(σ + r)σr−sδ

q≤ probability ≤ 1.

9/23

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Page 48: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Nonsingular complete intersection

Property: V (f) is a nonsingular complete intersection ofdimension r − s and degree δ.Geometry:

degBound = (σ + r)σr−sδ.

Combinatorics over Fq:

1− s(σ + r)σr−sδ

q≤ probability ≤ 1.

9/23

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Page 49: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Absolutely irreducible complete intersection

Property: V (f) is an absolutely irreducible completeintersection of dimension r − s and degree δ.Geometry:

degBound = 3σ2δ.

Combinatorics over Fq:

1− 3sσ2δ

q≤ probability ≤ 1.

8/23

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Page 50: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Absolutely irreducible complete intersection

Property: V (f) is an absolutely irreducible completeintersection of dimension r − s and degree δ.Geometry:

degBound = 3σ2δ.

Combinatorics over Fq:

1− 3sσ2δ

q≤ probability ≤ 1.

8/23

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Page 51: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Most varieties are degenerate

Fix integers s, b ≥ 2 and consider all d = (d1, . . . , ds) withd1 ≥ d2 ≥ · · · ≥ ds ≥ 1, d1 ≥ 2, and Bézout numberδ(d) = d1 · · · ds = b. These correspond to unorderedfactorizations of b, 1 being allowed as a factor.

Lemma. The number of all such d is at most blog2 log2 b.

Notation:

Di(d) =

(r + di

r

)− 1 for 1 ≤ i ≤ s,

D(d) = (D1(d), . . . , Ds(d)),

|D(d)| = D1(d) + · · ·+Ds(d),

d(b) = (b, 1, . . . , 1),

D(b) = D(b(d)).

7/23

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Page 52: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Most varieties are degenerate

Fix integers s, b ≥ 2 and consider all d = (d1, . . . , ds) withd1 ≥ d2 ≥ · · · ≥ ds ≥ 1, d1 ≥ 2, and Bézout numberδ(d) = d1 · · · ds = b. These correspond to unorderedfactorizations of b, 1 being allowed as a factor.

Lemma. The number of all such d is at most blog2 log2 b.

Notation:

Di(d) =

(r + di

r

)− 1 for 1 ≤ i ≤ s,

D(d) = (D1(d), . . . , Ds(d)),

|D(d)| = D1(d) + · · ·+Ds(d),

d(b) = (b, 1, . . . , 1),

D(b) = D(b(d)).

7/23

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Page 53: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Most varieties are degenerate

Fix integers s, b ≥ 2 and consider all d = (d1, . . . , ds) withd1 ≥ d2 ≥ · · · ≥ ds ≥ 1, d1 ≥ 2, and Bézout numberδ(d) = d1 · · · ds = b. These correspond to unorderedfactorizations of b, 1 being allowed as a factor.

Lemma. The number of all such d is at most blog2 log2 b.

Notation:

Di(d) =

(r + di

r

)− 1 for 1 ≤ i ≤ s,

D(d) = (D1(d), . . . , Ds(d)),

|D(d)| = D1(d) + · · ·+Ds(d),

d(b) = (b, 1, . . . , 1),

D(b) = D(b(d)).

7/23

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Page 54: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Most varieties are degenerate

Lemma. For all d ̸= d(b), we have |D(b)| ≥ |D(b)|+ g(b), where

g(b) =

(b+ r

r

)− 2

(b/2 + r

r

).

Then g(b) ≥ 1.

Geometry. S(d) = set of all f with degree pattern d, defining anabsolutely irreducible complete intersection of dimension r − sand degree b.Then for any d ̸= d(b), we have

dimSd(b) ≥ dimSd + g(b).

6/23

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Page 55: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Most varieties are degenerate

Lemma. For all d ̸= d(b), we have |D(b)| ≥ |D(b)|+ g(b), where

g(b) =

(b+ r

r

)− 2

(b/2 + r

r

).

Then g(b) ≥ 1.

Geometry. S(d) = set of all f with degree pattern d, defining anabsolutely irreducible complete intersection of dimension r − sand degree b.Then for any d ̸= d(b), we have

dimSd(b) ≥ dimSd + g(b).

6/23

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Page 56: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Most varieties are degenerate

Combinatorics over Fq.

pr = #Pr(Fq) = qr + qr−1 + · · ·+ 1.

The number of all f with degree pattern d(b) is pDb· ps−1

r .N (b) = number of polynomial sequences over Fq defining anabsolutely irreducible hypersurface of dimension r − s anddegree b within some r − s+ 1-dimensional projective linearsubspace, for any d with b = δ(d). Then∣∣∣ N (b)

pDbps−1r

− 1∣∣∣ ≤ 14

qr−s+1+

blog2 log2 b

qg(b).

5/23

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Page 57: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

One proof idea

Property: ideal-theoretic complete intersection. Thepolynomials in f form a regular sequence of K[X0, . . . , Xr] andthe ideal generated by f in K[X0, . . . , Xr] is radical.Geometry:

degBound = 2σδ.

General fact: each irreducible component of V (f1, . . . , fs) hascodimension at most s. If s = r+ 1, then “typically” V (f0, . . . , fr)is empty. If this is not the case, then the resultant of(f0, . . . , fr, J(f)) vanishes, where

J(f0, . . . , fr) = det((∂fi∂xj

)0≤i,j≤r

)is the determinant of the Jacobian.

4/23

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Page 58: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

One proof idea

Property: ideal-theoretic complete intersection. Thepolynomials in f form a regular sequence of K[X0, . . . , Xr] andthe ideal generated by f in K[X0, . . . , Xr] is radical.Geometry:

degBound = 2σδ.

General fact: each irreducible component of V (f1, . . . , fs) hascodimension at most s. If s = r+ 1, then “typically” V (f0, . . . , fr)is empty. If this is not the case, then the resultant of(f0, . . . , fr, J(f)) vanishes, where

J(f0, . . . , fr) = det((∂fi∂xj

)0≤i,j≤r

)is the determinant of the Jacobian.

4/23

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Page 59: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

One proof idea

Back to f = (f1, . . . , fs). Each fi is a sum of terms

coefficient · power product of x0, . . . , xr.

We consider F = (F1, . . . , Fs), where each such coefficient isreplaced by a variable. As genericity polynomial we take

P = multivariate resultant of F1, . . . , Fs, J(F ), xs+1, . . . , xr.

The degrees of its arguments in the “coefficient variables” ared1, . . . , ds, σ, 0, . . . , 0. Therefore the degree of P in coeffs(Fi) isd1 · · · di−1di+1 · · · dsσ = σδ/di from F1, . . . , Fs, plus δ from J(F ).The total comes to σδ/di + δ ≤ 2σδ. See Cox, Little, O’Shea.

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Page 60: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

One proof idea

genericity. We take some system f with P (f) ̸= 0. ThenV (f, J(f), xs+1, . . . , xr) is empty. For V ′ = V (f, J(f)), thefollowing hold:

dimV ′ ≤ r − s− 1 =⇒ dimV ′ = r − s− 1

=⇒ dimV (f) = r − s =⇒ (f1, . . . , fs) regular sequence.

Also: the ideal generated by the s× s minors of J(f) hascodimension at least 1 in V (f). Therefore: f generates aradical ideal in K̄[x0, . . . , xr] and V (f) is an ideal-theoreticcomplete intersection. See Eisenbud.

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Page 61: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Open questions

▶ Affine varieties.▶ More precise genericity: necessary and sufficient.▶ Relation between this model and Chow model for varieties.▶ Another “nice”: Gröbner basis in singly-exponential time.

1/23

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Page 62: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Open questions

▶ Affine varieties.▶ More precise genericity: necessary and sufficient.▶ Relation between this model and Chow model for varieties.▶ Another “nice”: Gröbner basis in singly-exponential time.

1/23

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Page 63: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Open questions

▶ Affine varieties.▶ More precise genericity: necessary and sufficient.▶ Relation between this model and Chow model for varieties.▶ Another “nice”: Gröbner basis in singly-exponential time.

1/23

Draft (2018Paule60) – May 18, 2018 – 1:23

Page 64: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

Open questions

▶ Affine varieties.▶ More precise genericity: necessary and sufficient.▶ Relation between this model and Chow model for varieties.▶ Another “nice”: Gröbner basis in singly-exponential time.

1/23

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Page 65: Peter Paule 60 years young: cogito ergo summo · cogito ergo summo Joachim von zur Gathen B-IT, Universität Bonn 18 May 2018 Draft (2018Paule60) – May 18, 2018 – 1:23. Peter

The end (of this talk)

Alles Gute zum Geburtstag,Peter!

0/23

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