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DOEEPADoDDOEEPADoDDOE EPADoDDOEEPADoDDOEEPA DoDDOEEPADoDDOEEPADoD 1 The Uniform Federal Policy for Quality Assurance Project Plans

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Page 1: DOEEPADoDDOEEPADoDDOE EPADoDDOEEPADoDDOEEPA DoDDOEEPADoDDOEEPADoD 1 The Uniform Federal Policy for Quality Assurance Project Plans

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The Uniform Federal Policy for Quality Assurance Project

Plans

The Uniform Federal Policy for Quality Assurance Project

Plans

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Quality System Should Link All Data Collection and Use Steps TogetherQuality System Should Link All Data Collection and Use Steps Together

Define Decisions, Identify Data Needs

Define Needed Data

Assess Available Data for Applicability

Retrieve Available Data that Meet Criteria

Plan and Design Data Collection

Collection of Samples

Lab Analysis

Review of Available Data

Measurement Data Review

Data Usability Assessment

Data Usability Assessment

Data Entry Processing and Transfer

Data Archiving to Master db

Information Product Development

Transfer/StorageTransfer/Storage UseUse

AssessmentAssessment

Collection/AnalysisCollection/Analysis

PlanningPlanning

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Basis of UFP-QAPPBasis of UFP-QAPP

• ANSI/ASQ E-4 Section 6 (Part B)• EPA QA/R-5 and QA/G-5• Region 1 QAPP Guidance

– As starting point– Organized around four major QAPP elements

and use of worksheets

• Work of IDQTF consensus workgroup– Representatives from EPA headquarters and

Regions, DoD and DOE

• ANSI/ASQ E-4 Section 6 (Part B)• EPA QA/R-5 and QA/G-5• Region 1 QAPP Guidance

– As starting point– Organized around four major QAPP elements

and use of worksheets

• Work of IDQTF consensus workgroup– Representatives from EPA headquarters and

Regions, DoD and DOE

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FormatFormat

• Follows Systematic Planning Process (SPP)– Formal DQO Process (EPA QA/G-4) or

other

• Fill-in-the-blank worksheets for each QAPP element

• Allows for graded approach– Amount of documentation and detail will

depend on complexity and scope of project

• Follows Systematic Planning Process (SPP)– Formal DQO Process (EPA QA/G-4) or

other

• Fill-in-the-blank worksheets for each QAPP element

• Allows for graded approach– Amount of documentation and detail will

depend on complexity and scope of project

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Initial ImplementationInitial Implementation

• UFP-QAPP is voluntary consensus policy– Once adopted by Federal department, agency, or program,

use is mandatory within that organization– Each participating Federal department, agency, or program

must develop its own implementation plan• DoD and EPA Office of Solid Waste and

Emergency Response have approved• EPA OSWER issued Directive on implementation• FFRRO and EPA Quality Staff issued joint

guidance on applicability of UFP-QAPP to all EPA Programs

• Office of the Under Secretary of Defense Memorandum of 11 Apr 06

• Joint EPA-DoD Implementation Memo under development

• UFP-QAPP is voluntary consensus policy– Once adopted by Federal department, agency, or program,

use is mandatory within that organization– Each participating Federal department, agency, or program

must develop its own implementation plan• DoD and EPA Office of Solid Waste and

Emergency Response have approved• EPA OSWER issued Directive on implementation• FFRRO and EPA Quality Staff issued joint

guidance on applicability of UFP-QAPP to all EPA Programs

• Office of the Under Secretary of Defense Memorandum of 11 Apr 06

• Joint EPA-DoD Implementation Memo under development

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Information Quality GuidelinesInformation Quality Guidelines

• Required by the Data Quality Act- PL106-554

• …for Ensuring and Maximizing the Quality, Objectivity, Utility and Integrity of Information…

• In essence, requires that data have a pedigree that permits users and potential users to assess useability of data for specific purposes

• A good, implemented QAPP is the foundation of data pedigree

• Required by the Data Quality Act- PL106-554

• …for Ensuring and Maximizing the Quality, Objectivity, Utility and Integrity of Information…

• In essence, requires that data have a pedigree that permits users and potential users to assess useability of data for specific purposes

• A good, implemented QAPP is the foundation of data pedigree

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Success in Region 2 ImplementationSuccess in Region 2 Implementation

• Review documents in the context of UFP requirements

• Track Implementation at the regional level via Management Accountability Systems

• Compile feedback for improvements/modifications

• Review documents in the context of UFP requirements

• Track Implementation at the regional level via Management Accountability Systems

• Compile feedback for improvements/modifications

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Regions 2 Staged ApproachRegions 2 Staged Approach

• Superfund sites and Federal Facilities

• Brownfields

• RCRA sites

• Superfund sites and Federal Facilities

• Brownfields

• RCRA sites

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Initial Success in Region 2Initial Success in Region 2

FY’06 FY ’07:

50% reduction of EPA FTE devoted to QAPP review

20% increase in QAPP submittals

FY’06 FY ’07:

50% reduction of EPA FTE devoted to QAPP review

20% increase in QAPP submittals

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Initial Success in Region 2Initial Success in Region 2

More than doubled use of UFP in 2007 for Superfund & Federal Facilities as a result of implementation strategy

More than doubled use of UFP in 2007 for Superfund & Federal Facilities as a result of implementation strategy

2007 UFP Non-UFP

Quarters 1&2 12 24

Quarters 3&4 27 11

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Continued Success in Region 2Continued Success in Region 2

• UFP Compliance for SF/FF continues to grow:

* 1st Half of 2009

• Reviewers saw an 80% decrease in the number of revisions prior to QAPP approval

• UFP Compliance for SF/FF continues to grow:

* 1st Half of 2009

• Reviewers saw an 80% decrease in the number of revisions prior to QAPP approval

Fiscal Year UFP Non-UFP Ratio

2007 39 35 8:7

2008 42 24 2:1

2009* 27 5 5:1

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Continued Success in Region 2Continued Success in Region 2

• Implementation has begun for Brownfields as well, for which the compliance is not yet mandatory, but steadily growing each year.

* 1st half of 2009

• Implementation has begun for Brownfields as well, for which the compliance is not yet mandatory, but steadily growing each year.

* 1st half of 2009

Fiscal Year UFP Non-UFP Ratio

2007 2 40 1:20

2008 6 42 1:7

2009* 12 23 1:2

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Continued Success in Region 2Continued Success in Region 2

• Region 2 contractors prepare 100% UFP compliant QAPPs

• 10% reduction in FTE devoted to QAPP preparation once familiar with UFP format

• Decrease in revisions is attributed to use of logical tables and generic formatting versus text alone.

• Region 2 contractors prepare 100% UFP compliant QAPPs

• 10% reduction in FTE devoted to QAPP preparation once familiar with UFP format

• Decrease in revisions is attributed to use of logical tables and generic formatting versus text alone.

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To Download Documents:To Download Documents:

http://www.epa.gov/fedfac/documents/qualityassurance.htm