developing a compliance risk management model for your company
TRANSCRIPT
Webinar On Developing a Compliance Risk Management (CRM) Model for Your Company
Presented By Chris Doxey
Contact Us: 416-915-4458
Hosting By Compliance Trainings
Please visit us at https://compliancetrainings.com
Scheduled On : Wednesday, April 29, 2015 at 13:00 Hrs EDT
Contact Us: 416-915-4458
We Empower, You Comply!
Webinar Description:
Developing a Compliance Risk Management (CRM) Model for Your Company
Assessing compliance to internal and regulatory control requirements is mission critical! Non-compliance can lead to fines, disruption of operation, damage of company reputation, and significant financial liabilities.
Although risk assessment methodologies have been around for quite a while, their prominence in the compliance field is a fairly recent phenomenon. The new view is that compliance risk management programs can no longer just be “adequate”. The expectation is that organizations commit the appropriate resources to risk management solutions and to establish and maintain a “strong” culture of compliance, ethics and risk management. Compliance risks come in all shapes and sizes and affect every facet of the business.
This means that each department including finance, accounting. IT, legal, operations, business development, and marketing must be involved to properly identify all the potential compliance issues that may impact your company.
The instructor will define a roadmap for the implementation of a compliance risk management program which includes the assessment of controls, analysis and reporting, and the management and remediation of identified gaps and issues.
Product Id FN1570
Category Banking & Finance
Scheduled On Wednesday, April 29, 2015 at 13:00 Hrs
Duration 60 Minutes
Speaker Chris Doxey
Login at https://compliancetrainings.com/siteengine/Login.aspx
The Impact of Government ComplianceSanctions and Export ControlIndustry Specific Compliance RequirementsProtecting Your Supply Chain
Ensuring Supplier ComplianceE-commerce and Payments Controls
Ant-Money Laundering (AML)Know Your Customer (KYC)
Anti-Corruption ControlsPolitically Exposed Persons (PEP) and the Foreign Corrupt Practices Act (FPCA)Third Party Transactions
Your Compliance Risk Management Program RoadmapOther Risk Management Model
A must attend webinar for below mentioned professionals in the fields of Manufacturing, Retail, Distribution, Financial Services, and Health Care.
CFOsCIOsControllers
Areas Covered in the Session :
Defines the compliance requirements for your company and assigns roles and responsibilities.Enables consistent compliance and control management across the enterprise.Supports the flow of information, ensures consistent assessments and testing process, and ensues that the remediation of issues.Streamlines compliance management, enabling business process owners to take direct responsibility for managing controls.Supports metrics, compliance dashboards, and accountability for ongoing risk assessment.
The instructor will provide insight in the following topics by presentation, case studies, and discussion.
Who Will Benefit
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Chris Doxey has held senior finance and controller positions at Digital Equipment Corporation, Compaq Computer Corporation, Hewlett Packard, MCI, APEX Analytix, and BSI Healthcare. She has a bachelor's degree in English, a bachelor's in accounting, a master's in business administration, and a graduate certificate in project management. As a management consultant, Chris uses her foundation of experience to provide best practices and solutions to her clients in the areas of compliance, auditing, internal controls, and fraud prevention. Chris also serves as the Executive Director of the Controller Certification Program for the IOFM.
Speaker Profile
Compliance OfficersRisk Management ProfessionalsInternal Control ProfessionalsShared Services Executives