detailed contents united states code title 35 …...ix detailed contents united states code title...
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ix
Detailed Contents
UNITED STATES CODE
TITLE 35—PATENTS
PART I—UNITED STATES PATENT AND TRADEMARK OFFICE
CHAPTER 1—ESTABLISHMENT, OFFICERS AND EMPLOYEES, FUNCTIONS
SEC. PAGE
1. Establishment ............................................................................................................. 3
2. Powers and duties ..................................................................................................... 4
3. Officers and employees ............................................................................................ 8
4. Restrictions on officers and employees as to interest in patents ..................... 12
5. Patent and Trademark Office Public Advisory Committees ........................... 13
6. Patent Trial and Appeal Board.............................................................................. 15
7. Library ....................................................................................................................... 16
8. Classification of patents .......................................................................................... 16
9. Certified copies of records ..................................................................................... 16
10. Publications .............................................................................................................. 17
11. Exchange of copies of patents and applications with foreign countries ........ 17
12. Copies of patents and applications for public libraries .................................... 18
13. Annual report to Congress .................................................................................... 18
CHAPTER 2—PROCEEDINGS IN THE PATENT AND TRADEMARK OFFICE
SEC. PAGE
21. Filing date and day for taking action ................................................................... 18
22. Printing of papers filed ........................................................................................... 19
23. Testimony in Patent and Trademark Office cases ............................................. 19
24. Subpoenas, witnesses ............................................................................................. 19
25. Declaration in lieu of oath ...................................................................................... 20
26. Effect of defective execution .................................................................................. 20
27. Revival of applications; reinstatement of reexamination proceedings .......... 20
x • Patent, Trademark, & Copyright Laws, 2015 Edition
CHAPTER 3—PRACTICE BEFORE PATENT AND TRADEMARK OFFICE
SEC. PAGE
32. Suspension or exclusion from practice ................................................................ 21 33. Unauthorized representation as practitioner ..................................................... 22
CHAPTER 4—PATENT FEES; FUNDING; SEARCH SYSTEMS
SEC. PAGE
41. Patent fees; patent and trademark search systems ............................................ 22 42. Patent and Trademark Office funding ................................................................ 29
PART II—PATENTABILITY OF INVENTIONS AND
GRANT OF PATENTS
CHAPTER 10—PATENTABILITY OF INVENTIONS
SEC. PAGE
100. Definitions ................................................................................................................ 31 101. Inventions patentable ............................................................................................. 32 102. Conditions for patentability; novelty [Conditions for patentability;
novelty and loss of right to patent] ...................................................................... 33 103. Conditions for patentability; non-obvious subject matter
[Conditions for patentability; nonobvious subject matter] .............................. 36 104. [Invention made abroad (old version)] Repealed effective March 16, 2013 ....... 39 104. [Invention made abroad (new version)] Repealed effective March 16, 2013 ..... 39 105. Inventions in outer space ....................................................................................... 39
CHAPTER 11—APPLICATION FOR PATENT
SEC. PAGE
111. Application ............................................................................................................... 40 112. Specification ............................................................................................................. 42 113. Drawings .................................................................................................................. 43 114. Models, specimens .................................................................................................. 43 115. Inventor's oath or declaration ............................................................................... 43 116. Inventors ................................................................................................................... 46 117. Death or incapacity of inventor ............................................................................ 47 118. Filing by other than inventor ................................................................................ 47
Detailed Contents—Patents • xi
119. Benefit of earlier filing date; right of priority ..................................................... 47 120. Benefit of earlier filing date in the United States ............................................... 50 121. Divisional applications ........................................................................................... 51 122. Confidential status of applications; publication of patent applications. ....... 51 123. Micro entity defined. ............................................................................................... 54
CHAPTER 12—EXAMINATION OF APPLICATION
SEC. PAGE
131. Examination of application .................................................................................... 56 132. Notice of rejection; reexamination ........................................................................ 56 133. Time for prosecuting application ......................................................................... 56 134. Appeal to the Patent Trial and Appeal Board .................................................... 57 135. Derivation proceedings [Interferences] ............................................................... 57
CHAPTER 13—REVIEW OF PATENT AND TRADEMARK OFFICE DECISION
SEC. PAGE
141. Appeal to Court of Appeals for the Federal Circuit .......................................... 61 142. Notice of appeal ....................................................................................................... 63 143. Proceedings on appeal ............................................................................................ 63 144. Decision on appeal .................................................................................................. 64 145. Civil action to obtain patent .................................................................................. 64 146. Civil action in case of derivation proceeding ..................................................... 64
CHAPTER 14—ISSUE OF PATENT
SEC. PAGE
151. Issue of patent .......................................................................................................... 65 152. Issue of patent to assignee...................................................................................... 66 153. How issued ............................................................................................................... 66 154. Contents and term of patent; provisional rights ................................................ 66 155. [Patent term extension] Repealed effective Sept. 16, 2012 ..................................... 73 155A. [Patent term restoration] Repealed effective Sept. 16, 2012 .................................. 73 156. Extension of patent term ........................................................................................ 73 157. [Statutory invention registration] Repealed effective March 16, 2013 ................ 85
xii • Patent, Trademark, & Copyright Laws, 2015 Edition
CHAPTER 15—PLANT PATENTS
SEC. PAGE
161. Patents for plants ..................................................................................................... 85 162. Description, claim ................................................................................................... 85 163. Grant .......................................................................................................................... 85 164. Assistance of Department of Agriculture ........................................................... 86
CHAPTER 16—DESIGNS
SEC. PAGE
171. Patents for designs .................................................................................................. 86 172. Right of priority ....................................................................................................... 86 173. Term of design patent ............................................................................................ 87
CHAPTER 17—SECRECY OF CERTAIN INVENTIONS AND FILING
APPLICATIONS IN FOREIGN COUNTRY
SEC. PAGE
181. Secrecy of certain inventions and withholding of patent................................. 87 182. Abandonment of invention for unauthorized disclosure ................................ 89 183. Right to compensation ........................................................................................... 89 184. Filing of application in foreign country .............................................................. 90 185. Patent barred for filing without license ............................................................... 91 186. Penalty....................................................................................................................... 91 187. Nonapplicability to certain persons ..................................................................... 92 188. Rules and regulations, delegation of power ....................................................... 92
CHAPTER 18—PATENT RIGHTS IN INVENTIONS MADE WITH
FEDERAL ASSISTANCE
SEC. PAGE
200. Policy and objective ................................................................................................ 93 201. Definitions ................................................................................................................ 93 202. Disposition of rights ............................................................................................... 94 203. March-in rights ........................................................................................................ 99 204. Preference for United States industry ................................................................ 100 205. Confidentiality ....................................................................................................... 101 206. Uniform clauses and regulations........................................................................ 101
Detailed Contents—Patents • xiii
207. Domestic and foreign protection of federally owned inventions .................101 208. Regulations governing Federal licensing ..........................................................102 209. Licensing federally owned inventions ...............................................................102 210. Precedence of chapter ...........................................................................................104 211. Relationship to antitrust laws ..............................................................................107 212. Disposition of rights in educational awards .....................................................107
PART III—PATENTS AND PROTECTION OF
PATENT RIGHTS
CHAPTER 25—AMENDMENT AND CORRECTION OF PATENTS
SEC. PAGE
251. Reissue of defective patents .................................................................................108 252. Effect of reissue ......................................................................................................108 253. Disclaimer ...............................................................................................................109 254. Certificate of correction of Patent and Trademark Office mistake ...............109 255. Certificate of correction of applicant’s mistake ................................................110 256. Correction of named inventor .............................................................................110 257. Supplemental examinations to consider, reconsider, or correct
information .............................................................................................................111
CHAPTER 26—OWNERSHIP AND ASSIGNMENT
SEC. PAGE
261. Ownership; assignment ........................................................................................113 262. Joint owners ............................................................................................................114
CHAPTER 27—GOVERNMENT INTERESTS IN PATENTS
SEC. PAGE
266. [Repealed] ...............................................................................................................114 267. Time for taking action in Government applications .......................................114
CHAPTER 28—INFRINGEMENT OF PATENTS
SEC. PAGE
271. Infringement of patent ..........................................................................................115 272. Temporary presence in the United States .........................................................120 273. Defense to infringement based on prior commercial use [amended] ..........120
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273. Defense to infringement based on earlier inventor [original] ....................... 123
CHAPTER 29—REMEDIES FOR INFRINGEMENT OF PATENT,
AND OTHER ACTIONS
SEC. PAGE
281. Remedy for infringement of patent ................................................................... 126 282. Presumption of validity; defenses ...................................................................... 126 283. Injunction ................................................................................................................ 127 284. Damages ................................................................................................................. 127 285. Attorney fees .......................................................................................................... 128 286. Time limitation on damages ................................................................................ 128 287. Limitation on damages and other remedies; marking and notice ................ 128 288. Action for infringement of a patent containing an invalid claim ................. 134 289. Additional remedy for infringement of design patent ................................... 134 290. Notice of patent suits ............................................................................................ 134 291. Derived patents ..................................................................................................... 135 292. False marking ......................................................................................................... 135 293. Nonresident patentee; service and notice ......................................................... 136 294. Voluntary arbitration ............................................................................................ 136 295. Presumption: Product made by patented process .......................................... 138 296. Liability of States, instrumentalities of States, and State officials for
infringement of patents ........................................................................................ 138 297. Improper and deceptive invention promotion. ............................................... 139 298. Advice of counsel .................................................................................................. 141 299. Joinder of parties ................................................................................................... 141
CHAPTER 30—PRIOR ART CITATIONS TO OFFICE AND
EX PARTE REEXAMINATION OF PATENTS
SEC. PAGE
301. Citation of prior art and written statements ..................................................... 142 302. Request for reexamination ................................................................................... 143 303. Determination of issue by Director .................................................................... 144 304. Reexamination order by Director ....................................................................... 144 305. Conduct of reexamination proceedings ............................................................ 145 306. Appeal ..................................................................................................................... 145 307. Certificate of patentability, unpatentability, and claim cancellation ........... 145
Detailed Contents—Patents • xv
CHAPTER 31—INTER PARTES REVIEW
SEC. PAGE
311. Inter partes review ................................................................................................146 312. Petitions ...................................................................................................................147 313. Preliminary response to petition.........................................................................147 314. Institution of inter partes review ........................................................................148 315. Relation to other proceedings or actions ...........................................................148 316. Conduct of inter partes review ...........................................................................150 317. Settlement ...............................................................................................................152 318. Decision of the Board ............................................................................................152 319. Appeal .....................................................................................................................153
[CHAPTER 31— OPTIONAL INTER PARTES REEXAMINATION PROCEDURES
SEC. PAGE
311. Request for inter partes reexamination .............................................................154 312. Determination of issue by Director ....................................................................154 313. Inter partes reexamination order by Director ...................................................155 314. Conduct of inter partes reexamination proceedings .......................................155 315. Appeal .....................................................................................................................156 316. Certificate of patentability, unpatentability, and claim cancellation ............157 317. Inter partes reexamination prohibited ...............................................................157 318. Stay of litigation ................................................................................................... 158]
CHAPTER 32—POST-GRANT REVIEW
SEC. PAGE
321. Post-grant review ..................................................................................................159 322. Petitions ...................................................................................................................159 323. Preliminary response to petition.........................................................................160 324. Institution of post-grant review ..........................................................................160 325. Relation to other proceedings or actions ...........................................................161 326. Conduct of post-grant review .............................................................................162 327. Settlement ...............................................................................................................164 328. Decision of the Board ............................................................................................165 329. Appeal .....................................................................................................................165
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PART IV—PATENT COOPERATION TREATY
CHAPTER 35—DEFINITIONS
SEC. PAGE
351. Definitions. ............................................................................................................. 166
CHAPTER 36—INTERNATIONAL STAGE
SEC. PAGE
361. Receiving Office ..................................................................................................... 167 362. International Searching Authority and International
Preliminary Examining Authority ..................................................................... 168 363. International application designating the United States: Effect .................... 168 364. International stage: Procedure ............................................................................ 168 365. Right of priority; benefit of the filing date of a prior application ................. 169 366. Withdrawn international application ................................................................ 170 367. Actions of other authorities: Review ................................................................. 171 368. Secrecy of certain inventions; filing international applications in
foreign countries ................................................................................................... 171
CHAPTER 37—NATIONAL STAGE
SEC. PAGE
371. National stage: Commencement ........................................................................ 172 372. National stage: Requirements and procedure ................................................. 174 373. Improper applicant [Repealed] ........................................................................... 174 374. Publication of international application ............................................................ 174 375. Patent issued on international application: Effect ........................................... 175 376. Fees .......................................................................................................................... 175
[CHAPTER 38— INTERNATIONAL DESIGN APPLICATIONS
SEC. PAGE
381. Definitions .............................................................................................................. 176 382. Filing international design applications ............................................................ 177 383. International design application ......................................................................... 177 384. Filing date ............................................................................................................... 178 385. Effect of international design application ......................................................... 178 386. Right of priority ..................................................................................................... 178
Detailed Contents—Patents • xvii
387. Relief from prescribed time limits ......................................................................179 388. Withdrawn or abandoned international design application .........................179 389. Examination of international design application .............................................180 390. Publication of international design application ............................................. 180]
UNCODIFIED PROVISIONS OF THE AMERICA INVENTS ACT
SEC. PAGE
10. Fee setting authority .............................................................................................181 14. Tax strategies deemed within the prior art .......................................................183 18. Transitional program for covered business method patents .........................184
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Detailed Contents
UNITED STATES CODE
TITLE 15, CHAPTER 22—TRADEMARKS
SUBCHAPTER I—THE PRINCIPAL REGISTER
SEC. PAGE
1051. Registration; application; payment of fees; designation of resident for
service of process and notice [Section 1] ...........................................................189
1052. Trademarks registrable on principal register; concurrent registration
[Section 2] ................................................................................................................193
1053. Service marks registrable [Section 3] ..................................................................195
1054. Collective marks and certification marks registrable [Section 4] ..................196
1055. Use by related companies affecting validity and registration
[Section 5] ................................................................................................................196
1056. Disclaimer of unregistrable matter [Section 6] .................................................197
1057. Certificates of registration [Section 7] ................................................................197
1058. Duration, affidavits and fees [Section 8] ............................................................199
1059. Renewal of registration [Section 9] .....................................................................201
1060. Assignment of mark; execution; recording; purchaser without notice
[Section 10] ..............................................................................................................202
1061. Execution of acknowledgments and verifications [Section 11] .....................203
1062. Publication; proceedings on refusal of registration; republication of
marks registered under prior acts [Section 12] .................................................203
1063. Opposition to registration [Section 13] ..............................................................204
1064. Cancellation of registration [Section 14] ............................................................205
1065. Incontestability of right to use mark under certain conditions
[Section 15] ..............................................................................................................207
1066. Interference; declaration by Director [Section 16] ............................................208
1067. Interference, opposition, and proceedings for concurrent use
registration or for cancellation; notice; Trademark Trial and Appeal
Board [Section 17] ..................................................................................................208
1068. Same; action of Director [Section 18] ..................................................................209
xx • Patent, Trademark, & Copyright Laws, 2015 Edition
1069. Application of equitable principles in inter partes proceedings
[Section 19] ............................................................................................................. 209
1070. Appeals to Trademark Trial and Appeal Board from decisions of
examiners [Section 20] .......................................................................................... 209
1071. Appeal to courts [Section 21] .............................................................................. 210
1072. Registration as constructive notice of claim of ownership [Section 22] ....... 212
SUBCHAPTER II—THE SUPPLEMENTAL REGISTER
SEC. PAGE
1091. Marks registrable on supplemental register; application and
proceedings for registration; nature of mark; mark used in foreign
commerce [Section 23] .......................................................................................... 213
1092. Publication; not subject to opposition; cancellation [Section 24] .................. 214
1093. Registration certificates for marks on principal and supplemental
registers to be different [Section 25] ................................................................... 214
1094. Provisions of chapter applicable to registrations on supplemental
register [Section 26] ............................................................................................... 215
1095. Registration on principal register not precluded [Section 27] ....................... 215
1096. Registration on supplemental register not used to stop importations
[Section 28] ............................................................................................................. 215
SUBCHAPTER III—GENERAL PROVISIONS
SEC. PAGE
1111. Notice of registration; display with mark; recovery of profits and
damages in infringement suit [Section 29]........................................................ 216
1112. Classification of goods and services; registration in plurality of classes
[Section 30] ............................................................................................................. 216
1113. Fees [Section 31]..................................................................................................... 217
1114. Remedies; infringement; innocent infringement by printers and
publishers [Section 32].......................................................................................... 217
1115. Registration on principal register as evidence of exclusive right to use
mark; defenses [Section 33] ................................................................................. 222
1116. Injunctions; enforcement; notice to Director [Section 34] ............................... 223
1117. Recovery for violation of rights; profits, damages and costs; attorney
fees [Section 35] ..................................................................................................... 228
1118. Destruction of infringing articles [Section 36] .................................................. 230
1119. Power of court over registration [Section 37] ................................................... 231
Detailed Contents—Trademarks • xxi
1120. Civil liability for false or fraudulent registration [Section 38] .......................231
1121. Jurisdiction of Federal courts [Section 39] .........................................................232
1122. Liability of States, Instrumentalities of States, and State Officials
[Section 40] ..............................................................................................................232
1123. Rules and regulations for conduct of proceedings in Patent and
Trademark Office [Section 41] .............................................................................233
1124. Importation of goods bearing infringing marks or names forbidden
[Section 42] ..............................................................................................................233
1125. False designations of origin, false descriptions, and dilution
[Section 43] ..............................................................................................................234
1126. International conventions [Section 44] ...............................................................242
1127. Construction and definitions; intent of chapter [Section 45] .........................244
1128. [Repealed] ...............................................................................................................248
1129. Cyberpiracy protections for individuals [Transferred] ..................................248
SUBCHAPTER IV—THE MADRID PROTOCOL
SEC. PAGE
1141. Definitions ..............................................................................................................249
1141a. International applications based on United States applications or
registrations [Section 61] ......................................................................................251
1141b. Certification of the international application [Section 62] ..............................251
1141c. Restriction, abandonment, cancellation, or expiration of a basic
application or basic registration [Section 63] ....................................................252
1141d. Request for extension of protection subsequent to international
registration [Section 64] ........................................................................................252
1141e. Extension of protection of an international registration to the United
States under the Madrid Protocol [Section 65] .................................................252
1141f. Effect of filing a request for extension of protection of an international
registration to the United States [Section 66] ....................................................253
1141g. Right of priority for request for extension of protection to the United
States [Section 67] ..................................................................................................253
1141h. Examination of and opposition to request for extension of protection;
notification of refusal [Section 68] ......................................................................254
1141i. Effect of extension of protection [Section 69] ....................................................255
1141j. Dependence of extension of protection to the United States on the
underlying international registration [Section 70] ...........................................256
xxii • Patent, Trademark, & Copyright Laws, 2015 Edition
1141k. Duration, affidavits and fees [Section 71] ......................................................... 257
1141l. Assignment of an extension of protection [Section 72]................................... 258
1141m. Incontestability [Section 73] ................................................................................. 259
1141n. Rights of extension of protection ........................................................................ 259
UNCODIFIED LANHAM ACT PROVISIONS
SEC. PAGE
46(a). Time of taking effect—Repeal of prior acts ...................................................... 260
46(b). Existing registrations under prior acts .............................................................. 261
47(a). Applications pending on effective date of Act................................................. 261
47(b). Appeals pending on effective date of Act ......................................................... 262
48. Prior acts not repealed .......................................................................................... 262
49. Preservation of existing rights ............................................................................ 262
50. Severability ............................................................................................................. 262
51. Pending Applications ........................................................................................... 263
SUBCHAPTER 2— CYBERSQUATTING PROTECTION
Sec. PAGE
8131. Cyberpiracy protections for individuals ........................................................... 264
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Detailed Contents
UNITED STATES CODE
TITLE 15, CHAPTER 63—TECHNOLOGY INNOVATION
SEC. PAGE
3701. Findings ...................................................................................................................269
3702. Purpose ....................................................................................................................271
3703. Definitions ..............................................................................................................271
3704. Experimental Program to Stimulate Competitive Technology .....................273
3704a. Clearinghouse for State and Local Initiatives on Productivity,
Technology, and Innovation ................................................................................280
3704b. National Technical Information Service ............................................................281
3704b-1. Operating costs ......................................................................................................285
3704b-2. Transfer of Federal scientific and technical information ................................285
3705. Cooperative Research Centers ............................................................................286
3706. Grants and cooperative agreements...................................................................288
3707. National Science Foundation Cooperative Research Centers .......................289
3708. Administrative arrangements .............................................................................289
3709. [Repealed] ...............................................................................................................290
3710. Utilization of Federal technology .......................................................................290
3710a. Cooperative research and development agreements ......................................299
3710b. Rewards for scientific, engineering, and technical personnel of
Federal agencies .....................................................................................................306
3710c. Distribution of royalties received by Federal agencies ...................................307
3710d. Employee activities ...............................................................................................309
3711. National Technology and Innovation Medal ...................................................310
3711a. Malcolm Baldrige National Quality Award .....................................................311
3711b. Conference on advanced automotive technologies .........................................314
3711c. Advanced motor vehicle research award .........................................................314
3712. Personnel exchanges .............................................................................................315
3713. Authorization of appropriations.........................................................................315
3714. Spending authority ...............................................................................................316
3715. Use of partnership intermediaries ......................................................................316
xxiv • Patent, Trademark, & Copyright Laws, 2015 Edition
3716. Critical industries .................................................................................................. 317
3717. National Quality Council ..................................................................................... 317
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Detailed Contents
UNITED STATES CODE
TITLE 17—COPYRIGHTS
CHAPTER 1—SUBJECT MATTER AND SCOPE OF COPYRIGHT
SEC. PAGE
101. Definitions ..............................................................................................................324
102. Subject matter of copyright: In general ..............................................................332
103. Subject matter of copyright: Compilations and derivative works ................332
104. Subject matter of copyright: National origin ....................................................333
104A. Copyright in restored works ...............................................................................334
105. Subject matter of copyright: United States Government works ....................342
106. Exclusive rights in copyrighted works ..............................................................343
106A. Rights of certain authors to attribution and integrity .....................................343
107. Limitations on exclusive rights: Fair use ...........................................................345
108. Limitations on exclusive rights: Reproduction by libraries and
archives....................................................................................................................346
109. Limitations on exclusive rights: Effect of transfer of particular copy
or phonorecord ......................................................................................................350
110. Limitations on exclusive rights: Exemption of certain performances
and displays............................................................................................................353
111. Limitations on exclusive rights: Secondary transmissions of
broadcast programming by cable .......................................................................359
112. Limitations on exclusive rights: Ephemeral recordings .................................375
113. Scope of exclusive rights in pictorial, graphic, and sculptural works ..........381
114. Scope of exclusive rights in sound recordings .................................................382
115. Scope of exclusive rights in nondramatic musical works: Compulsory
license for making and distributing phonorecords .........................................404
116. Negotiated licenses for public performances by means of coin-operated
phonorecord players .............................................................................................411
xxvi • Patent, Trademark, & Copyright Laws, 2015 Edition
117. Limitations on exclusive rights: Computer programs .................................... 412
118. Scope of exclusive rights: Use of certain works in connection with
noncommercial broadcasting .............................................................................. 413
119. Limitations on exclusive rights: Secondary transmissions of
distant television programming by satellite ..................................................... 416
120. Scope of exclusive rights in architectural works ............................................. 443
121. Limitations on exclusive rights: Reproduction for blind or other
people with disabilities ........................................................................................ 444
122. Limitations on exclusive rights: Secondary transmissions of
local television programming by satellite. ........................................................ 445
CHAPTER 2—COPYRIGHT OWNERSHIP AND TRANSFER
SEC. PAGE
201. Ownership of copyright ....................................................................................... 454
202. Ownership of copyright as distinct from ownership of material object ...... 455
203. Termination of transfers and licenses granted by the author ........................ 456
204. Execution of transfers of copyright ownership ................................................ 458
205. Recordation of transfers and other documents ................................................ 459
CHAPTER 3—DURATION OF COPYRIGHT
SEC. PAGE
301. Preemption with respect to other laws .............................................................. 460
302. Duration of copyright: Works created on or after January 1, 1978 ............... 462
303. Duration of copyright: Works created but not published or copyrighted
before January 1, 1978........................................................................................... 463
304. Duration of copyright: Subsisting copyrights .................................................. 463
305. Duration of copyright: Terminal date................................................................ 470
CHAPTER 4—COPYRIGHT NOTICE, DEPOSIT, AND REGISTRATION
SEC. PAGE
401. Notice of copyright: Visually perceptible copies ............................................. 470
402. Notice of copyright: Phonorecords of sound recordings ............................... 471
403. Notice of copyright: Publications incorporating United States
Government works ............................................................................................... 472
404. Notice of copyright: Contributions to collective works ................................. 472
Detailed Contents—Copyrights • xxvii
405. Notice of copyright: Omission of notice ............................................................473
406. Notice of copyright: Error in name or date .......................................................474
407. Deposit of copies or phonorecords for Library of Congress ..........................475
408. Copyright registration in general .......................................................................477
409. Application for copyright registration ...............................................................480
410. Registration of claim and issuance of certificate ..............................................481
411. Registration and civil infringement actions ......................................................481
412. Registration as prerequisite to certain remedies for infringement ...............483
CHAPTER 5—COPYRIGHT INFRINGEMENT AND REMEDIES
SEC. PAGE
501. Infringement of copyright ....................................................................................484
502. Remedies for infringement: Injunctions ............................................................485
503. Remedies for infringement: Impounding and disposition of infringing
articles ......................................................................................................................486
504. Remedies for infringement: Damages and profits ...........................................487
505. Remedies for infringement: Costs and attorney’s fees ...................................489
506. Criminal offenses ...................................................................................................489
507. Limitations on actions ...........................................................................................491
508. Notification of filing and determination of actions .........................................491
509. [Repealed] ...............................................................................................................491
510. Remedies for alteration of programming by cable systems ...........................491
511. Liability of States, instrumentalities of States, and State officials for
infringement of copyright ....................................................................................492
512. Limitations on liability relating to material online ..........................................492
513. Determination of reasonable license fees for individual proprietors ...........505
CHAPTER 6—IMPORTATION, AND EXPORTATION
SEC. PAGE
601. [Repealed] ...............................................................................................................507
602. Infringing importation or exportation of copies or phonorecords..............507
603. Importation prohibitions: Enforcement and disposition of
excluded articles ....................................................................................................508
xxviii • Patent, Trademark, & Copyright Laws, 2015 Edition
CHAPTER 7—COPYRIGHT OFFICE
SEC. PAGE
701. The Copyright Office: General responsibilities and organization ................ 509
702. Copyright Office regulations .............................................................................. 510
703. Effective date of actions in Copyright Office.................................................... 511
704. Retention and disposition of articles deposited in Copyright Office ........... 511
705. Copyright Office records: Preparation, maintenance, public inspection,
and searching ......................................................................................................... 512
706. Copies of Copyright Office records ................................................................... 512
707. Copyright Office forms and publications ......................................................... 513
708. Copyright Office fees ............................................................................................ 513
709. Delay in delivery caused by disruption of postal or other services ............. 516
710. [Repealed] ............................................................................................................... 516
CHAPTER 8—COPYRIGHT ARBITRATION ROYALTY PANELS
SEC. PAGE
801. Copyright Royalty Judges; appointment and functions ................................ 516
802. Copyright Royalty Judgeships; staff .................................................................. 521
803. Proceedings of Copyright Royalty Judges ........................................................ 527
804. Institution of proceedings .................................................................................... 539
805. General rule for voluntarily negotiated agreements ....................................... 543
CHAPTER 9—PROTECTION OF SEMICONDUCTOR CHIP PRODUCTS
SEC. PAGE
901. Definitions .............................................................................................................. 544
902. Subject matter of protection ................................................................................ 546
903. Ownership, transfer, licensing, and recordation ............................................. 547
904. Duration of protection .......................................................................................... 548
905. Exclusive rights in mask works .......................................................................... 548
906. Limitation on exclusive rights: reverse engineering; first sale ...................... 548
907. Limitation on exclusive rights: innocent infringement .................................. 549
908. Registration of claims of protection ................................................................... 550
909. Mask work notice .................................................................................................. 551
910. Enforcement of exclusive rights ......................................................................... 552
Detailed Contents—Copyrights • xxix
911. Civil actions ............................................................................................................553
912. Relation to other laws ...........................................................................................555
913. Transitional provisions .........................................................................................555
914. International transitional provisions ..................................................................556
CHAPTER 10—DIGITAL AUDIO RECORDING DEVICES AND MEDIA
SUBCHAPTER A—DEFINITIONS SEC. PAGE
1001. Definitions ..............................................................................................................559
SUBCHAPTER B—COPYING CONTROLS SEC. PAGE
1002. Incorporation of copying controls ......................................................................562
SUBCHAPTER C—ROYALTY PAYMENTS SEC. PAGE
1003. Obligation to make royalty payments ...............................................................563
1004. Royalty payments ..................................................................................................564
1005. Deposit of royalty payments and deduction of expenses ..............................565
1006. Entitlement to royalty payments ........................................................................566
1007. Procedures for distributing royalty payments .................................................567
SUBCHAPTER D—PROHIBITION ON CERTAIN INFRINGEMENT ACTIONS, REMEDIES,
AND ARBITRATION SEC. PAGE
1008. Prohibition on certain infringement actions .....................................................569
1009. Civil remedies ........................................................................................................569
1010. Determination of certain disputes ......................................................................571
CHAPTER 11—SOUND RECORDINGS AND MUSIC VIDEOS
SEC. PAGE
1101. Unauthorized fixation and trafficking in sound recordings and
music videos ...........................................................................................................572
xxx • Patent, Trademark, & Copyright Laws, 2015 Edition
CHAPTER 12—COPYRIGHT PROTECTION AND MANAGEMENT SYSTEMS
SEC. PAGE
1201. Circumvention of copyright protection systems ............................................. 573
1202. Integrity of copyright management information ............................................ 585
1203. Civil remedies ........................................................................................................ 589
1204. Criminal offenses and penalties ......................................................................... 591
1205. Savings clause ........................................................................................................ 591
CHAPTER 13—PROTECTION OF ORIGINAL DESIGNS
SEC. PAGE
1301. Designs Protected .................................................................................................. 592 1302. Designs not subject to protection ....................................................................... 594 1303. Revisions, adaptations, and rearrangements ................................................... 594 1304. Commencement of protection ............................................................................ 594 1305. Term of protection ................................................................................................ 595 1306. Design notice .......................................................................................................... 595 1307. Effect of omission of notice .................................................................................. 596 1308. Exclusive rights...................................................................................................... 596 1309. Infringement .......................................................................................................... 596 1310. Application for registration ................................................................................. 598 1311. Benefit of earlier filing date in foreign country ................................................ 600 1312. Oaths and acknowledgments.............................................................................. 600 1313. Examination of application and issue or refusal of registration ................... 601 1314. Certification of registration ................................................................................. 602 1315. Publication of announcements and indexes ..................................................... 602 1316. Fees .......................................................................................................................... 603 1317. Regulations ............................................................................................................. 603 1318. Copies of records ................................................................................................... 603 1319. Correction of errors in certificates ...................................................................... 603 1320. Ownership and transfer ....................................................................................... 604 1321. Remedy for infringement .................................................................................... 604 1322. Injunctions .............................................................................................................. 605 1323. Recovery for infringement ................................................................................... 606 1324. Power of court over registration ......................................................................... 606 1325. Liability for action on registration fraudulently obtained ............................. 607
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1326. Penalty for false marking .....................................................................................607 1327. Penalty for false representation ..........................................................................607 1328. Enforcement by Treasury and Postal Service ...................................................607 1329. Relation to design patent law ..............................................................................608 1330. Common law and other rights unaffected ........................................................608 1331. Administrator; Office of the Administrator ......................................................609 1332. No retroactive effect ..............................................................................................609
UNCODIFIED COPYRIGHT-RELATED PROVISIONS
PAGE
Unlocking Consumer Choice and Wireless Competition Act .........................................609
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OTHER STATUTES
Note.—Some sections, or portions of sections, or other titles of the United States Code, of the District of Columbia Code, and of the Canal Zone Code, relating to patents, trademarks, copyrights, trade secrets, or to the Patent and Trademark Office and the Copyright Office, are reprinted or noted here for convenience. This collection does not purport to be complete.
I. REMEDIES FOR INFRINGEMENT OF PATENTS AND TRADEMARKS AND OTHER ACTIONS ............................................................615
A. FEDERAL DISTRICT COURTS—JURISDICTION, VENUE, AND SERVICE OF PROCESS; ITC-RELATED PROVISIONS ..................................................................615
B. COURTS OF APPEAL—JURISDICTION—U.S. COURT OF APPEALS FOR THE FEDERAL CIRCUIT ..........................................................................................621
C. INTELLECTUAL PROPERTY AND INTERNATIONAL TRADE ...................................631
D. DOCUMENTARY EVIDENCE IN PATENT CASES ....................................................670
E. PILOT PROGRAM IN CERTAIN DISTRICT COURTS ................................................671
II. THE PATENT AND TRADEMARK OFFICE .......................................................674
A. ESTABLISHMENT, OFFICERS, AND EMPLOYEES ....................................................674
B. PATENT AND TRADEMARK OFFICE APPROPRIATIONS ........................................676
III. PROCEEDINGS IN THE PATENT AND TRADEMARK OFFICE ..................678
A. HOLIDAYS .............................................................................................................678
IV. PRACTICE BEFORE THE PATENT AND TRADEMARK OFFICE.................680
A. REGULATIONS FOR AGENTS AND ATTORNEYS ....................................................680
V. THE COPYRIGHT OFFICE ......................................................................................685
A. COPYRIGHT OFFICE APPROPRIATIONS .................................................................685
VI. PLANTS .......................................................................................................................686
PLANT VARIETY PROTECTION ACT ......................................................................686
xxxiv • Patent, Trademark, & Copyright Laws, 2015 Edition
VII. BIOSIMILAR BIOLOGICAL PRODUCTS ............................................................ 687
VIII. GOVERNMENT INTERESTS IN PATENTS ........................................................ 699
A. DEPARTMENT OF ENERGY/NUCLEAR REGULATORY COMMISSION .................... 699
1. INVENTIONS RELATING TO ATOMIC WEAPONS........................................... 699
2. GENERAL PROVISIONS .................................................................................. 709
3. RIGHTS TO INVENTIONS ARISING FROM SPONSORED R&D ........................ 713
B. NATIONAL AERONAUTICS AND SPACE ADMINISTRATION ................................. 717
C. DEPARTMENT OF HEALTH AND HUMAN SERVICES ............................................ 723
IX. TREATMENT OF INTELLECTUAL PROPERTY UNDERFEDERAL TAX LAW ................................................................................................ 771
X. MISCELLANEOUS ................................................................................................... 791
A. INTERNATIONAL ................................................................................................... 791
B. BANKRUPTCY ........................................................................................................ 792
C. ASSUMPTION OF CERTAIN CONTRACTUAL OBLIGATIONS ................................. 794
XI. COPYRIGHT AND CRIMINAL LAW .................................................................. 797
A. NATIONAL STOLEN PROPERTY ACT .................................................................... 797
B. PIRACY AND COUNTERFEITING............................................................................ 798
C. TRADEMARK COUNTERFEITING ........................................................................... 808
D. FORFEITURE, DESTRUCTION, AND RESTITUTION ................................................. 813
E. ECONOMIC ESPIONAGE ACT OF 1996 .................................................................. 815
XII. UNIFORM TRADE SECRETS ACT........................................................................ 819
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INTERNATIONAL TREATIES AND AGREEMENTS
PAGE
I. AGREEMENT ON TRADE-RELATED ASPECTS OF INTELLECTUAL PROPERTY RIGHTS [SELECTED PORTIONS] ................ 825
STANDARDS CONCERNING THE AVAILABILITY, SCOPE AND USE OF INTELLECTUAL PROPERTY RIGHTS ..................................................................... 825
II. PATENT COOPERATION TREATY.................................................................... 843
PATENT COOPERATION TREATY (PCT) ..................................................................... 843
INTRODUCTORY PROVISIONS ...................................................................................... 843
CHAPTER I. INTERNATIONAL APPLICATION AND INTERNATIONAL SEARCH ........... 845
CHAPTER II. INTERNATIONAL PRELIMINARY EXAMINATION ................................... 862
CHAPTER III. COMMON PROVISIONS ......................................................................... 870
CHAPTER IV. TECHNICAL SERVICES .......................................................................... 872
CHAPTER V. ADMINISTRATIVE PROVISIONS .............................................................. 874
CHAPTER VI. DISPUTES............................................................................................... 883
CHAPTER VII. REVISION AND AMENDMENT ............................................................. 883
CHAPTER VIII. FINAL PROVISIONS............................................................................. 884
III. PROTOCOL RELATING TO THE MADRID AGREEMENTCONCERNING THE INTERNATIONAL REGISTRATIONOF MARKS................................................................................................................ 890
IV. ICANN UNIFORM DOMAIN NAME DISPUTE RESOLUTIONPOLICY ...................................................................................................................... 909