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1512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com Ray D. Reid, Quoc Nguyen, M. Reid, Kripa Sijapati, & William Hug Photon Systems, Inc. FACSS/SciX Palm Springs, CA October 15, 2019 Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com

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Page 1: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

1512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com

Ray D. Reid, Quoc Nguyen, M. Reid, Kripa Sijapati, & William Hug

Photon Systems, Inc.

FACSS/SciX Palm Springs, CA October 15, 2019

DeepUVRaman&FluorescenceSpectroscopyforInSituProcessAnalysis

1512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com

Page 2: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

1512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com

Outline

q Detectiongoals&methodsforRCVandreal-timecontinuousmanufacturing

q AdvantagesofdeepUVRaman&fluorescencedetection

q Detectionexamplesforpharmaproducts

q DeepUVRaman&fluorescenceinstruments

q ChemicalprinterforNISTtraceablechemicalconcentrationcalibration

Page 3: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

1512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com

ThesolutionAminiaturedeepUVRamaninstrumentthatavoidsfluorescenceinterferenceorobscurationandprovidesahighlevelofsensitivityandspecificityfortheingredients

ThegoalProvideinstrumentationforreal-timedetectionofthekeyingredientsduringcontinuousflowmanufacturing

QualityControlinContinuousManufacturing

Page 4: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

1512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com

ThesolutionAhandhelddevicethatquantifiestraceamountsofAPIinrealtimeonmanufacturingsurfaces.Result:Significantlyreducingproductiondowntime.

ThegoalToaugmentorreplacethepresentswab&testmethodforequipmentcleaningverificationwithafasterandbettercontrolledanddocumentedmethod.

RapidCleaningVerification

Page 5: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

1512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com

AdvantagesofdeepUVRaman&fluorescencedetection

Page 6: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

Advantages of Deep UV Detection vs Visible or IR?

q Non-contact,reagentless,nosamplehandlingorpreparation

q Excitationbelow250nmseparatesRaman&fluorescencespectralregionstoenable

ü ClearRamanspectrawithnoobscurationoralterationbynativefluorescence

ü NoalterationofthefluorescencespectrabymajorRamanbands

ü TheabilitytosimultaneouslydetectRamanandnativefluorescence

q MuchhigherRamansensitivityduetoRayleighlawandresonanceRamanenhancementeffects

q Fluorescencedetectionalonehasmuchhigherspecificitywhenexcitationisbelow250nm

q Detectionofconcentrationofpharmamaterialsinthelowng/cm2hasbeendemonstrated

q Detectionissolarblind,enablingdetectioninfulldaylightwithoutinterferences

Page 7: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

7

Why Deep UV below 250nm?

When excitation < 250nm Raman and fluorescence spectral regions are separated

Fluorescenceregion

Ar+488

DPSSx2532nm

HeNe633nm

Semiconductor785nm

GaN365-405

DPSSx4263-266HeAg/NeCu

224/248

DPSS1064nm

1000

Page 8: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

Sensitivity to Excitation Wavelength Raman Spectra with Excitation at 248 nm versus 262 nm

(Example is G Agents)

Adapted from Christesen, SD et al. Appl Spec. 2008 Oct; 62(10):1078-83

248 nm 262 nm

Page 9: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

Deep UV Fluorescence Spectra of 52 Compounds with no baseline subtraction or compensation, Ex=248 nm

Raman Region Fluorescence Region

1-ring Biological 2-ring 3-ring 4-ring 5-ring

Page 10: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

Chemical Differentiability Using Deep UV Excited Fluorescence Alone

A single deep UV laser pulse determines the location of an unknown substance in this chemometric space

A1

A2

C

(E) (F)

G

(H)

I

1 ring compounds incl. Tyr & Phe (A1 and A2)

2 ring aromatics (D)

nitrogen based heterocycles (E) including tryptophan

3 ring polyaromatic hydrocarbons (PAHs) (F)

4 ring PAHs (G)

>5 Ring PAHS (I)

vegetative bacterial cells (Gram + and Gram -) with cellular components (C),

bacterial spores (B)

“background” group (H), consisting of pollens, dust, minerals, and household materials (sugar, flour, corn starch, etc)

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Combining the Sensitivity of Fluorescence & specificity of Raman

q  Fluorescence is the most sensitive method of detection, over 106 to 108 times more sensitive than Raman, providing longer standoff distances and/or detection at lower concentrations

q  Raman provides information about chemical bonds and functional groups, including those that do not fluoresce (aliphatics and simple compounds)

q  Fluorescence data provides information about the overall electronic structure of target & substrate components (aromatics, ketones, aldehydes)

PETN VOCs

Page 12: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

DetectionExamplesforPharmProducts

Page 13: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

OTCBenylin:dextromethorphanhydrobromideC18H28BrNO2

Ex=1064 nm

Ex=785 nm

Ex=248 nm

Benylin (white) Sodium benzoate (green) Glycerol (red)

1585

987 2900

810

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10/21/19 141512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com

OTCChildren'sMotrin(ibuprofen)–BubblegumFlavorEx=248nm

Ex=248 nm

1585

1640

1170 990

Children’s Motrin-Bubblegum flavor Pure Ibuprofen

1585

1170

990 810

Ex=248 nm

1360 1260

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AllInformationinthisslideisproprietary.WrittenpermissionisrequiredtofromPSI.

OTCChildren’sTylenol(acetaminophen)wVariousFlavorsEx=248.6nmRawresults.Nobaselinecompensation.

1615

2332

1258

1168

2900

3200

600 780

Increasing fluorescence

Page 16: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

1512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com

DeepUVRaman&FluorescenceInstrumentsq  Raman PL 200: Fully self-contained deep UV Raman & fluorescence instrument

q  TraC: Handheld trace surface contamination detector for RCV

q  STANDOFF 200: Fully self contained, handheld standoff chemical & biological sensor

q  ChemCal: NIST traceable chemical printer & calibration instrument for surface detectors

Page 17: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

1512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com

Deep UV Raman PL 200 with manual or computer-controlled stage or liquid flow cell

Page 18: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

1512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com

q AdeepUVRamanandfluorescencespectrometerq Witheithercomputer-controlledstageformappingorliquidflowcellforcontinuous

manufacturingqualitycontrolq  IntendedforOEMapplicationswithdramaticallysmallerSWAP/CthanotherdeepUV

instrumentsonthemarketq AvoidsfluorescenceinterferenceorobscurationofRamanspectraq EnablesdetectionandquantificationofRamanbandsforawiderangeofpharma

ingredientsnotpossiblewith785nmor1064nmRamansystemsduetofluorescenceq SWAP:18x20x42cm,10kg,60Wmax(100-260VAC)

Features of the Deep UV Raman PL 200

Page 19: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

1512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com

Raman PL 200 with various types of flow cells or cuvette holders

Page 20: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

1512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com

Deep UV Trace Chemical (TraC) Sensor LODs < 1 µg/cm2 Wt. 1.5 lbs

Page 21: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

1512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com

q Fullyself-containedRCVsensorwithembeddedmicroprocessorforinstrumentcontrol,dataprocessing,real-timedatastorage,anddisplay

q Abletomeasuretraceconcentrationsoncurvedsurfaces,corners,crevices,screens,gratesq Samplerate>10samples/swithtime-stampedreal-timerecordingq Hisensitivity:abletodetectconcentrationsofAPIs<1µg/cm2

q Largeworkingdistance:0to2cmq Samplingarea:0.25cm2

q Non-contactsensingwithlargeworkingdistance(0to2cm)q Hand-Held:<0.7kg(1.5lbs)q Small:7.6x8.9x19cmq Longbatterylifetime:>40hoursfullpower;>120hoursstandbyq Startuptime<10sq GMP&Intrinsicallysafe

Features of Deep UV TraC RCV Sensor

Page 22: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

1512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com

Typical Concentration Calibration Curve & Time Stability

Page 23: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

1512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com

STANDOFF 200 CB Surface Analyzer

FeaturesFullyintegrateddeepUVRaman&fluorescencesurfacedetectionanalyzerSinglehandedoperation:4-buttonplustriggercontrolWarm-up:<10sfromcoldstart,3sfromstandbymodeBuilt-in-test:fullfunctionaltestofallcomponentsonstartupSpectralCalibration:Auto-calibratedonanalyzerstartupTwoCoaxialContextCameras:75owideangleimage,20mmmicroimagearoundlaserspotAutofocusedStandoff:0.6mto5+mMaterialsDetected:ChemicalandBiologicalCBELibraries:Builtinunclassifiedlibrary+SDcardlibrariesStandoffDistance:0.5mto5+minfulldaylightconditionsSpectralRange: Raman:250cm-1to3500cm-1

Fluorescence:270nmto320nmContextInfowithSpectralData:Date/timestamps,GPS,azimuth,distanceandtwocontextualphotosPowerSupply:Userreplaceable24VLiPObatterypack(UN/DOT38.3rated)or24VwalladapterCommunication:WiFiplusWiredUSB3.0Weight:12poundsDimensions:7”Wx11”Hx16”LIngressProtection:IP67Robotcompatible:¼-20camerathreadordove-tailmount

Page 24: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

1512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com

Whydoyouneedachemicalprinter?

q Test/calibrate/validatefutureRCVtoolsusingNISTtraceablemethodq Test/calibrate/validateCURRENTcleaningtools&methods

ü Createconcentrationcurvesforswabbing.ü Test/trainswabbingpersonnelwithaccuratearealconcentrations.ü Testrecoveryfromvarioussurfaces/topologieswithdifferentswabbingmedia.

q Createcouponsforvisual/hotspotdetectionofAPI.ü Hotspotdetection.ü Trainpersonnelonvisualinspectionlimits.

q Performallofthesewithsingleormultiplechemicalsonasinglecouponorcoupons.ü Detergent+API.ü Excipient+API.ü Detergent+API+Excipient.

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1512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com

Chemical Calibration Printing

Inkjet Printing

Manual Deposition

ChemCal-Printer

Ultrasonic Piezo Printing Spray Coating Speed Uniformity

Known Quantity (Pre determined)

Spin Coating

Page 26: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

1512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com

NISTTraceableChemicalConcentrationCalibrationChemCal:Achemicalprinter,mapper,&calibrator

TraC sensor

Operational Scenario: ü  Load APIs, etc in Eppendorf rack. Up to 21. ü  Load coupons onto tray. ü  Press Start. ü  The system prints, scans, & outputs a full

calibration curve in under 3 hours. (Prints and scans 16 coupons.)

ChemPrint head

q  Createsupto16couponswithaprioriknown,NISTtraceable,concentrationsofmanydifferentchemicals,includingAPIs,detergents,excipients,etc.onPharma-typesurfacesorquartzcrystalmicrobalanceelementsforthepurposeofperformingcalibrationofhand-heldtracechemicalsensorsforrapidcleaningvalidation.

q  Printsanddetectsoncurvedorflatsurfaces,corners,grates,screens,etc.

Coupons

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1512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com

Summary

q  Several opportunities exist for pharma and other chemical manufacturing RCV and continuous flow manufacturing instrumentation using deep UV excitation below 250 nm.

q  Excitation below 250 nm provides fluorescence-free Raman and Raman-free fluorescence detection simultaneously, enabling both modes of detection to provide more accurate information about a trace substance on a surface or in a liquid.

q Combined Raman & fluorescence detection method enhance both sensitivity and specificity in identifying unknown targets

q  Detection of Raman & fluorescence in the deep UV can be accomplished using low energy lasers without major alteration or damage/ignition of targets.

q Surface detectors need a method of accurate chemical concentration calibration, common to all methods of surface detection. We call this instrument is called ChemCal.

Page 28: Deep UV Raman & Fluorescence Spectroscopy for In Situ ... · Deep UV Raman & Fluorescence Spectroscopy for In Situ Process Analysis 1512 Industrial Park St., Covina, CA 91722 T: 626

1512 Industrial Park St., Covina, CA 91722 T: 626 967-6431 F: 626 967-5813 www.photonsystems.com

Questions ?