data on takeover open offer documents where sebi had ...€¦ · limited mrs. rashmi chowdhar y...

22
Sl No Target Company Acquirer Merchant Banker Public Announce ment Date Draft Offer Document received on Offer Size (Rupees in crores) Date of SEBI's observations Processing status 1 RANE BRAKE LININGS LTD NISSHINBO INDUSTRIES INC AND OTHERS ERNST & YOUNG MERCHANT BANKING SERVICES PVT LTD 3-Mar-09 17-Mar-09 7.90 15-Apr-09 Final Observations issued. 2 CONTINENTAL VALVES LIMITED MRS. RASHMI CHOWDHAR Y MICROSEC CAPITAL LIMITED 17-Mar-09 31-Mar-09 0.13 21-Apr-09 Final Observations issued. 3 BOMBAY RAYON FASHIONS LTD AAA UNITED B.V. AXIS BANK LTD 25-Mar-09 09-Apr-09 322.27 23-Apr-09 Final Observations issued. 4 NOVARTIS INDIA LTD NOVARTIS AG DSP MERRILL LYNCH LTD 27-Mar-09 02-Apr-09 437.00 29-Apr-09 Final Observations issued. 5 FEM CARE PHARMA LTD. DABUR INDIA LIMITED AMBIT CORPORATE FINANCE PTE LTD. 26-Nov-08 11-Dec-08 56.00 18-May-09 Final Observations issued. 6 CIBA INDIA LTD. (FORMERLY CIBA SPECIALTY CHEMICALS (INDIA) LTD) BASF SE, BASF HANDELS (PAC) JM FINANCIAL CONSULTAN TS PVT LTD. 10-Apr-09 20-Apr-09 63.00 21-May-09 Final Observations issued. 7 PFIZER LIMITED PFIZER INVESTMEN TS NETHERLAN DS BV, PFIZER INC HSBC SECURITIES AND CAPITAL MKTS (INDIA) PVT LTD. 16-Apr-09 29-Apr-09 650.00 22-May-09 Final Observations issued. Data on Takeover Open Offer Documents where SEBI had issued observations/Offer was withdrawn during the last two financial years Financial Year 2009-10

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Page 1: Data on Takeover Open Offer Documents where SEBI had ...€¦ · limited mrs. rashmi chowdhar y microsec capital limited ... 41 wires and fabriks (s.a.) bkm mercantil e private limited

Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

1 RANE BRAKE

LININGS LTD

NISSHINBO

INDUSTRIES

INC AND

OTHERS

ERNST &

YOUNG

MERCHANT

BANKING

SERVICES

PVT LTD

3-Mar-09 17-Mar-09 7.90 15-Apr-09 Final

Observations

issued.

2 CONTINENTAL

VALVES

LIMITED

MRS.

RASHMI

CHOWDHAR

Y

MICROSEC

CAPITAL

LIMITED

17-Mar-09 31-Mar-09 0.13 21-Apr-09 Final

Observations

issued.

3 BOMBAY

RAYON

FASHIONS

LTD

AAA UNITED

B.V.

AXIS BANK

LTD

25-Mar-09 09-Apr-09 322.27 23-Apr-09 Final

Observations

issued.

4 NOVARTIS

INDIA LTD

NOVARTIS

AG

DSP

MERRILL

LYNCH LTD

27-Mar-09 02-Apr-09 437.00 29-Apr-09 Final

Observations

issued.

5 FEM CARE

PHARMA LTD.

DABUR

INDIA

LIMITED

AMBIT

CORPORATE

FINANCE

PTE LTD.

26-Nov-08 11-Dec-08 56.00 18-May-09 Final

Observations

issued.

6 CIBA INDIA

LTD.

(FORMERLY

CIBA

SPECIALTY

CHEMICALS

(INDIA) LTD)

BASF SE,

BASF

HANDELS

(PAC)

JM

FINANCIAL

CONSULTAN

TS PVT LTD.

10-Apr-09 20-Apr-09 63.00 21-May-09 Final

Observations

issued.

7 PFIZER

LIMITED

PFIZER

INVESTMEN

TS

NETHERLAN

DS BV,

PFIZER INC

HSBC

SECURITIES

AND

CAPITAL

MKTS (INDIA)

PVT LTD.

16-Apr-09 29-Apr-09 650.00 22-May-09 Final

Observations

issued.

Data on Takeover Open Offer Documents where SEBI had issued observations/Offer was

withdrawn during the last two financial years

Financial Year 2009-10

Page 2: Data on Takeover Open Offer Documents where SEBI had ...€¦ · limited mrs. rashmi chowdhar y microsec capital limited ... 41 wires and fabriks (s.a.) bkm mercantil e private limited

Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

8 SPICE

MOBILES LTD.

FORMERLY

SPICE NET

LIMITED/ MODI

OLIVETTI

LTD.)

SPICE

TELEVENTU

RES PVT

LTD.

ENAM

SECURITIES

PVT LTD.

20-Apr-09 29-Apr-09 16.00 26-May-09 Final

Observations

issued.

9 SATYAM

COMPUTER

SERVICES

LTD.

VENTURBAY

CONSULTAN

TS PVT LTD.,

TECH

MAHINDRA

KOTAK

MAHINDRA

CAPITAL CO.

LTD.

22-Apr-09 06-May-09 1,154.00 27-May-09 Final

Observations

issued.

10 CORE

EMBALLAGE

LTD

ZAVERILAL V

MANDLIA,

S/O

VIRJIBHAI H

MANDALIA

VIVRO

FINANCIAL

SERVICES

PVT LTD

20-Mar-09 02-Apr-09 2.73 9-Jun-09 Final

Observations

issued.

11 NIVEDITA

MERCANTILE

& FINANCING

LTD

ESKAY

INFRASTRU

CTURE

DEVELOPME

NT PVT LTD

INTENSIVE

FISCAL

SERVICES

PVT LTD

27-Apr-09 11-May-09 0.79 10-Jul-09 Final

Observations

issued.

12 WOO YANG

ELECTRONICS

(INDIA)

LIMITED

M/S

PICTURE

THOUGHTS

PVT LTD.

ARIHANT

CAPITAL

MARKETS

LTD.

29-May-09 10-Jun-09 0.24 13-Jul-09 Final

Observations

issued.

13 ANIL

PRODUCTS

LTD

BHARTI

CONSUMER

MARKETING

PVT LTD

AND

OTHERS

TRANSWARR

ANTY

CAPITAL PVT

LTD

30-Apr-09 14-May-09 14.00 16-Jul-09 Final

Observations

issued.

14 SHAILY

ENGINEERING

PLASTICS LTD

MOTIKA LTD V B DESAI

FINANCIAL

SERVICES

LTD

1-Jan-09 14-Jan-09 8.20 27-Jul-09 Final

Observations

issued.

15 ANUKARAN

COMMERCIAL

ENTERPRISES

LTD

MR PREMAL

S PAREKH &

OTHERS

SMC

CAPITALS

LTD

2-Jul-09 10-Jul-09 0.38 31-Jul-09 Final

Observations

issued.

Page 3: Data on Takeover Open Offer Documents where SEBI had ...€¦ · limited mrs. rashmi chowdhar y microsec capital limited ... 41 wires and fabriks (s.a.) bkm mercantil e private limited

Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

16 CONFIDENCE

TRADING CO

LTD

MR SURESH

KUMAR

SOMANI

ANAND

RATHI

FINANCIAL

SERVICES

LTD.

26-Jun-09 07-Jul-09 0.01 3-Aug-09 Final

Observations

issued.

17 LALIT

POLYMERS

AND

ELECTRONICS

LTD

B S

TRADERS

PVT LTD

AND ALOK

FINTRADE

PVT LTD

RR

INVESTORS

SERVICES

PVT LTD

21-May-09 03-Jun-09 0.84 5-Aug-09 Final

Observations

issued.

18 SHRIRAM CITY

UNION

FINANCE LTD /

(SHRIRAM

HIRE

SHRIRAM

RETAIL

HOLDING

PRIVATE

LIMITED

DSP

MERRILL

LYNCH LTD

15-Sep-08 26-Sep-08 431.00 13-Aug-09 Final

Observations

issued.

19 SINCLAIRS

HOTELS LTD

XANDER

INVESTMEN

T HOLDING

VC

CORPORATE

ADVISORS

PVT LTD

28-Mar-09 31-Mar-09 20.92 17-Aug-09 Final

Observations

issued.

20 CCAP LTD Ramayana

Promoters

Private

Limited

SUMEDHA

FISCAL

SERVICES

LTD.

10-Aug-09 21-Aug-09 5.71 2-Sep-09 Final

Observations

issued.

21 KOLMAK

CHEMICAL

LIMITED

S. SUKUMAR

AND S.

KALAYARASI

VC

CORPORATE

ADVISORS

PVT LTD.

22-Jul-09 05-Aug-09 0.60 3-Sep-09 Final

Observations

issued.

22 CAPITAL

TRUST LTD.

I C

CINSTRUCTI

ON &

SERVICES

LTD

I C

CONSTRUCT

ION &

SERVICES

LTD

29-Jun-09 13-Jul-09 1.50 8-Sep-09 Final

Observations

issued.

23 ESSEN

SUPPLEMENT

S INDIA LTD.

SHRI

GANESH

KUMAR

SINGHANIA

AND SMT.

ANITA

SINGHAN

VC

CORPORATE

ADVISORS

PVT LTD

30-Jul-09 13-Aug-09 1.20 14-Sep-09 Final

Observations

issued.

Page 4: Data on Takeover Open Offer Documents where SEBI had ...€¦ · limited mrs. rashmi chowdhar y microsec capital limited ... 41 wires and fabriks (s.a.) bkm mercantil e private limited

Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

24 INDO ZINC

LTD.

ICL Financial

Services

Limited with

The Indian

Cements

Limited

MAPE

Advisory

Group (Pvt)

Ltd.

23-Jul-09 07/08/2009 2.02 24-Sep-09 Final

Observations

issued.

25 MAN

ALUMINIUM

LTD.

RAVINDER/M

OHINDER

NATH JAIN

SPA

MERCHANT

BANKERS

LTD.

31-Jul-09 13-Aug-09 3.04 29-Sep-09 Final

Observations

issued.

26 PRISM

INFORMATICS

LIMITED

IDHASOFT

LTD

SAFFRON

CAPITAL

ADVISORS

PVT LTD.

12-Aug-09 25-Aug-09 0.82 29-Sep-09 Final

Observations

issued.

27 KAPIL COTEX

LIMITED

MR.

PRAKASH

CHANDRA

RATHI AND

MRS.

POONAM P

ARYAMAN

FINANCIAL

SERVICES

LTD.

26-Aug-09 08-Sep-09 0.16 29-Sep-09 Final

Observations

issued.

28 VISHAL

COTSPIN LTD.

MR. DEEPAK

CHHEDA

VIVRO

FINANCIAL

SERVICES

LTD.

13-Aug-09 27-Aug-09 0.19 30-Sep-09 Final

Observations

issued.

29 TILAK

FINANCE

LIMITED

HANDFUL

INVESTRAD

E PRIVATE

LIMITED

INTENSIVE

FISCAL

SERVICES

PVT LTD

3-Sep-09 11-Sep-09 0.07 30-Sep-09 Final

Observations

issued.

30 BLUE CHIP

STOCKSPIN

LIMITED

MR.

JIGNESH

HIRAL SHAH

CHARTERED

CAPITAL

AND

INVESTMENT

LTD.

26-Aug-09 07-Sep-09 0.27 9-Oct-09 Final

Observations

issued.

31 OCL IRON &

STEEL LTD

GARIMA

BUILDPROP

PVT LTD.,

GATEWAY

IMPEX PVT

LTD

ICICI

SECURITIES

LTD.

3-Jun-09 16-Jun-09 56.34 27-Oct-09 Final

Observations

issued.

32 FINAVENTURE

CAPITAL LTD

KANNAN

VISHWANAT

H

SAFFRON

CAPITAL

ADVISORS

PVT LTD

11-Aug-09 14-Aug-09 8.45 28-Oct-09 Final

Observations

issued.

33 MAYTAS

INFRA LTD.

IL&FS SBI CAPITAL

MARKETS

LTD.

2-Sep-09 15-Sep-09 132.90 29-Oct-09 Final

Observations

issued.

34 YAMUNA

SYNDICATE

LTD.

Mr.RANJIT

PURI &

Mr.ADITYA

PURI

D&A Financial

Services (P)

Liomited

7-Sep-09 18-Sep-09 0.42 29-Oct-09 Final

Observations

issued.

Page 5: Data on Takeover Open Offer Documents where SEBI had ...€¦ · limited mrs. rashmi chowdhar y microsec capital limited ... 41 wires and fabriks (s.a.) bkm mercantil e private limited

Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

35 SARLA GEMS

LTD.

TARA

HOLDINGS

PVT LTD.,

KALPENA

INDS LTD.

VC

CORPORATE

ADVISORS

PVT LTD

12-Aug-09 26-Aug-09 1.10 3-Nov-09 Final

Observations

issued.

36 ZENOTECH

LABORATORI

ES LTD.

DAICHII

SANKYO

COMPANY

LTD.

ICICI

SECURITIES

LTD

19-Jan-09 02-Feb-09 78.22 5-Nov-09 Final

Observations

issued.

37 VYBRA

AUTOMET

LIMITED

MANDAKINI

HOLDINGS

PVT LTD.

VC

CORPORATE

ADVISORS

PVT LTD.

1-Jul-09 16-Jul-09 1.42 13-Nov-09 Final

Observations

issued.

38 BLUE CIRCLE

SERVICES

LTD.

M/s PRIME

CAPITAL

MARKET

LTD.

VC

CORPORATE

ADVISORS

PVT LTD.

27-Aug-09 07-Sep-09 0.21 13-Nov-09 Final

Observations

issued.

39 MATHEW

EASOW

RESEARCH

SECURITIES

LIMITED

VISTA

VYAPAAR

PRIVATE

LIMITED

MICROSEC

CAPITAL

LIMITED

3-Sep-09 16-Sep-09 1.14 13-Nov-09 Final

Observations

issued.

40 JALGAON

REROLLING

INDUSTRIES

LTD.

SHRI

SHANKARRO

A BORKAR,

SMT.

SUNANDA S

BORKAR &

SHRI AMOL

S BORKAR

FEDEX

SECURITIES

LTD.

8-Oct-09 22-Oct-09 0.36 13-Nov-09 Final

Observations

issued.

41 WIRES AND

FABRIKS

(S.A.)

BKM

MERCANTIL

E PRIVATE

LIMITED

VC

CORPORATE

ADVISORS

PVT LTD.

26-Oct-09 30-Oct-09 2.40 13-Nov-09 Final

Observations

issued.

42 HASTI

FINANCE LTD.

NITIN

SOMANI,

SONAL

SOMANI

ASHIKA

CAPITAL

LTD.

10-Aug-09 25-Aug-09 0.77 14-Nov-09 Final

Observations

issued.

43 GREAT

OFFSHORE

LTD.

NATURAL

POWER

VENTURES

PVT LTD. &

PACS

SBI CAPITAL

MARKETS

LTD.

3-Jun-09 18-Jun-09 269.64 18-Nov-09 Final

Observations

issued.

Page 6: Data on Takeover Open Offer Documents where SEBI had ...€¦ · limited mrs. rashmi chowdhar y microsec capital limited ... 41 wires and fabriks (s.a.) bkm mercantil e private limited

Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

44 GREAT

OFFSHORE

LTD.

ELEVENTH

LAND

DEVELOPER

S PVT LTD.,

ABG

SHIPYARD

LT

KOTAK

MAHINDRA

CAPITAL CO.

LTD.

7-Jul-09 28-Jul-09 343.00 18-Nov-09 Final

Observations

issued.

45 SAYAJI

INDUSTRIES

LTD.

PRIYAM

BIPIN

MEHTA

MEGHRAJ

CAPITAL

ADVISORS

PVT LTD

24-Sep-09 08-Oct-09 1.80 18-Nov-09 Final

Observations

issued.

46 KIC METALIKS

LTD

(FORMERLY

KAJARIA IRON

CASTINGS

LTD)

KARNI

SYNTEX PVT

LTD

MICROSEC

CAPITAL LTD

11-Dec-08 24-Dec-08 3.13 20-Nov-09 Final

Observations

issued.

47 VARDHAMAN

HOLDINGS

LTD.

PRADEEP

MERCANTIL

E COMPANY

PRIVATE

LIMITED

SOBHAGYA

CAPITAL

OPTIONS

LTD.

25-Sep-09 08-Oct-09 5.60 26-Nov-09 Final

Observations

issued.

48 VULCAN

ENGINEERING

S LTD.

Terruzziferxal

x SPA

ALMONDZ

GLOBAL

SECURITIES

LTD.

15-Oct-09 28-Oct-09 2.46 26-Nov-09 Final

Observations

issued.

49 ZIM

LABORATORI

ES LTD.

UNIJULES

LIFE

SCIENCES

LTD., MR

ANWAR S

DAUD

SAFFRON

CAPITAL

ADVISORS

PVT LTD.

21-Apr-09 23-Apr-09 3.00 3-Dec-09 Offer

Withdrawn.

Case Closed

50 ZENU

INFOTEC LTD.

Choice

International

Ltd.

FEDEX

SECURITIES

LTD.

30-Sep-09 12-Oct-09 1.07 3-Dec-09 Final

Observations

issued.

51 OJSWI

TRADES

INVESTMENT

& FINANCE

LTD.

SANDEEP

GARG,

SHASHI

VERMA

CHARTERED

CAPITAL

AND

INVESTMENT

LTD.

30-Sep-09 09-Oct-09 0.66 4-Dec-09 Final

Observations

issued.

52 UTTAM GALVA

STEELS

LIMITED

ARCELOR

MITTAL

NETHERLAN

DS

SBI CAPITAL

MARKETS

LTD.

7-Sep-09 18-Sep-09 422.00 8-Dec-09 Final

Observations

issued.

Page 7: Data on Takeover Open Offer Documents where SEBI had ...€¦ · limited mrs. rashmi chowdhar y microsec capital limited ... 41 wires and fabriks (s.a.) bkm mercantil e private limited

Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

53 SURANA

INDUSTRIES

LTD.

G R

SURANA, MR

DINESHCHA

ND SURANA

& OTHERS

SAL

SECURITIES

PVT LTD.

25-Mar-09 08-Apr-09 62.03 21-Dec-09 Final

Observations

issued.

54 SQL STAR

INTERNATION

AL

SUPERSTAR

EXPORTS

PVT LTD

AND PACs

INDBANK

MERCHANT

BANKING

SERVICES

LTD

7-Aug-09 25-Aug-09 7.80 31-Dec-09 Final

Observations

issued.

55 WALL STREET

FINANCE LTD.

IDBI

CAPITAL

MKT

SERVICES

LTD.

IDBI CAPITAL

MKT

SERVICES

LTD.

8-Sep-09 22-Sep-09 12.90 31-Dec-09 Final

Observations

issued.

56 TILAK NAGAR

INDUSTRIES

Amit

Dahunukar &

Shivani Amit

Dahunukar &

other PACs

D&A Financial

Services (P)

Liomited

10-Aug-09 24-Aug-09 18.97 13-Jan-10 Final

Observations

issued.

57 OMEGA

INTERACTIVE

TECHNOLOGI

ES LTD.

Smt. Renu

Soni and Smt.

Kanchan Soni

FEDEX

SECURITIES

LTD.

30-Sep-09 08-Oct-09 0.73 19-Jan-10 Final

Observations

issued.

58 SHREE OM

TRADES LTD.

DEVENDRA

SOMANI,

TARUN

SOMANI

ARIHANT

CAPITAL

MARKETS

LTD.

4-Jan-10 13-Jan-10 0.11 5-Feb-10 Final

Observations

issued.

59 FRONTIER

LEASING AND

FINANCE LTD.

ESFPL INTENSIVE

FISCAL

SERVICES

PVT LTD

23-Dec-09 05-Jan-10 0.15 11-Feb-10 Final

Observations

issued.

60 GOLECHHA

GLOBAL

FINANCE

LIMITED

ADVANI

PRIAVATE

LTD

FEDEX

SECURITIES

LTD.

12-Dec-09 24-Dec-09 0.94 17-Feb-10 Final

Observations

issued.

61 HIMADRI

CHEMICALS

AND

INDUSTRIES

LTD.

BAIN

CAPITAL

INDIA

INVESTMEN

TS

ENAM

SECURITIES

PVT LTD.

6-Jan-10 19-Jan-10 327.95 22-Feb-10 Final

Observations

issued.

Page 8: Data on Takeover Open Offer Documents where SEBI had ...€¦ · limited mrs. rashmi chowdhar y microsec capital limited ... 41 wires and fabriks (s.a.) bkm mercantil e private limited

Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

62 AGRO DUTCH

INDUSTRIES

LTD

MALVINDER

SINGH

BHINDER,

GURPREET

SINGH

BHINDER,

M/S PENTA

HOMES PVT

LTD.

KARVY

INVESTOR

SERVICES

LTD.

21-Jan-10 03-Feb-10 17.14 22-Feb-10 Final

Observations

issued.

63 STAR

LEASING LTD.

MR.M.

SRINIVASA

REDDY

INTENSIVE

FISCAL

SERVICES

PVT LTD

3-Feb-10 15-Feb-10 0.04 22-Feb-10 Final

Observations

issued.

64 GENESYS

INTERNATION

AL

CORPORATIO

N LIMITED

Mr.SOHEL

MALIK

FEDEX

SECURTIES

LIMTIED

21-Jun-08 26-Jun-08 35.00 24-Feb-10 Final

Observations

issued.

65 BALASHRI

COMMERCIAL

LIMITED

Jewel

Shelters

Private

Limited

VC Corporate

Advisors

Private

Limited

27-Oct-09 10-Nov-09 2.62 26-Feb-10 Final

Observations

issued.

66 OLYMPIC OIL

INDUSTRIES

LTD.

MR SUNIL

VERMA AND

MR UDAY

DESAI

ARYAMAN

FINANCIAL

SERVICES

LTD.

22-Jan-10 27-Jan-10 0.03 4-Mar-10 Final

Observations

issued.

67 SAMPADA

CHEMICALS

LTD.

SHYAM

ALCOHOL

AND

CHEMICALS

LTD.

Imperial

Corporate

Finance &

Securities Pvt

Ltd.

17-Dec-09 30-Dec-09 4.66 8-Mar-10 Final

Observations

issued.

68 ORISSA

SPONGE IRON

& STEEL

LTD((Second

competitive

bid)

BHUSHAN

ENERGY

LTD &

OTHERS

IDFC SSKI

LTD

28-Feb-09 13-Mar-09 201.30 9-Mar-10 Final

observations

issued.

Matter is

subjudice

69 SHAKTI MET

DOR LTD.

V S S SUBBA

RAJU, MRS

M UMA RAJU

& OTHERS

KARVY

INVESTOR

SERVICES

LTD.

28-Jan-10 5-Feb-10 9.91 9-Mar-10 Final

Observations

issued.

70 SCENARIO

MEDIA LTD

SCENARIO

COMMUNICA

TIONS PVT

LTD

ARYAMAN

FINANCIAL

SERVICES

LTD

28-May-05 10-Jun-05 0.24 17-Mar-10 Final

Observations

issued.

Page 9: Data on Takeover Open Offer Documents where SEBI had ...€¦ · limited mrs. rashmi chowdhar y microsec capital limited ... 41 wires and fabriks (s.a.) bkm mercantil e private limited

Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

71 SCENARIO

MEDIA LTD.

SCENARIO

COMMUNICA

TIONS LTD

KEYNOTE

CORPORATE

SERVICES

LTD.

29-Jan-10 11-Feb-10 2.15 17-Mar-10 Final

Observations

issued.

72 ELPRO

PACKAING

LTD

ABHISHEK R

MEHTA AND

BHAVANA R

MEHTA

ARYAMAN

FINANCIAL

SERVICES

LTD

12-Jan-10 15-Jan-10 0.10 18-Mar-10 Final

Observations

issued.

73 DRILLCO

METAL

CARBIDES

LTD.

MR RAHUL

TIMBADIA

DALMIA

SECURITIES

PVT LTD.

13-Jan-10 25-Jan-10 2.40 18-Mar-10 Final

Observations

issued.

74 DPSC LTD ORBIS

POWER

VENTURE

PVT LTD

AXIS BANK

LTD

30-Jan-10 15-Feb-10 60.12 19-Mar-10 Final

Observations

issued.

75 RATNABALI

CAPITAL

MARKETS

LTD.

Mr. Vikash

Somani, Mr.

Suresh kumar

Somain, Mrs.

Jaishree

Somain

DALMIA

SECURITES

PVT LTD.

12-Aug-09 25-Aug-09 0.13 22-Mar-10 Final

Observations

issued.

76 GLOBE

CAPITAL

MARKET LTD

CVCIGP II

CLIENT

ROSEHILL

LTD &

OTHERS

ERNST &

YOUNG

MERCHANT

BANKING

SERVICES

LTD

30-Jun-09 16-Jul-09 164.00 26-Mar-10 Offer

Withdrawn.

Case Closed

77 CALIFORNIA

SOFTWARE

CO. LTD.

SINGFUEL

INVESTMEN

T PTE LTD.

SBI CAPITAL

MARKETS

LTD.

27-Feb-10 17-Mar-10 11.14 30-Mar-10 Final

Observations

issued.

1 SOLVAY

PHARMA

INDIA LTD

ABBOTT

CAPITAL

INDIA LTD

DSP

MERRILL

LYNCH LTD

17-Feb-10 02-Mar-10 308.51 1-Apr-10 Final

Observations

issued.

2 MULTIFARIOU

S TRADING &

AGENCIES

LIMITED

KERNEL

TECH

NETWORKS

P LTD

SOBHAGYA

CAPITAL

OPTIONS

LTD.

16-Feb-10 24-Feb-10 0.30 5-Apr-10 Final

Observations

issued.

3 ASIAN

OILFIED

SERVICES

LTD.

SAMARA

CAPITAL

PARTNERS

FUND I LTD

MEGHRAJ

CAPITAL

ADVISORS

PVT LTD

9-Feb-10 23-Feb-10 18.75 7-Apr-10 Final

Observations

issued.

Financial Year 2010-11

Page 10: Data on Takeover Open Offer Documents where SEBI had ...€¦ · limited mrs. rashmi chowdhar y microsec capital limited ... 41 wires and fabriks (s.a.) bkm mercantil e private limited

Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

4 H K FINECHEM

LTD.

Mr Utkarsh

Bhikhoobhai

Shah, Mr Raj

B Shah, Mr

Sukoon V

Shah, Mr

Bimal D

Parikh, Mrs

Mamta B

Parikh, Bimal

D Parikh

HUF, Mr

Hemant N

Shah and Mr

Rohan

Hemant Shah

ERNST &

YOUNG

MERCHANT

BANKING

SERVICES

LTD

18-Feb-10 04-Mar-10 4.79 9-Apr-10 Final

Observations

issued.

5 BHILWARA

SPINNERS

LIMITED

AHINSA

INFRASTRU

CTURE AND

DEVELOPER

S LTD

D&A

FINANCIAL

SERVICES

(P) LTD

22-Mar-10 5-Apr-10 2.43 15-Apr-10 Final

Observations

issued.

6 NAHAR

CAPITAL AND

FINANCIAL

SERVICES

LTD.

OSWAL

WOOLLEN

MILLS

LIMITED

SOBHAGYA

CAPITAL

OPTIONS

LTD.

13-Feb-10 22-Feb-10 15.31 16-Apr-10 Final

Observations

issued.

7 CEEKAY

DAIKIN LTD.

EXEDY

CORPORATI

ON

AMBIT

CORPORATE

FINANCE

PVT LTD

25-Jan-10 08-Feb-10 21.44 23-Apr-10 Final

Observations

issued.

8 WOMEN

NETWORKS

LIMITED

RAJESH

KUMAR

PAGARIA &

ANAND

VINAYAK

COALFIELDS

LIMITED

D&A

FINANCIAL

SERVICES

(P) LIMITED

29-Mar-10 9-Apr-10 2.50 29-Apr-10 Final

Observations

issued.

9 RASOI LTD. PALLAWI

RESOURCES

LTD. / J L

MORISON

(INDIA) LTD.

SREI

CAPITAL

MKTS LTD.

29-Jan-10 11-Feb-10 9.89 30-Apr-10 Final

Observations

issued.

10 ORISSA

SPONGE IRON

& STEEL

LTD.(First

competitive

MOUNTEVE

REST, TRF,

TRFI AND

MIEL

ICICI

SECURITIES

LTD

25-Feb-09 13-Mar-09 189.00 9-May-10 Final

Observations

issued.

Page 11: Data on Takeover Open Offer Documents where SEBI had ...€¦ · limited mrs. rashmi chowdhar y microsec capital limited ... 41 wires and fabriks (s.a.) bkm mercantil e private limited

Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

11 MSK

PROJECTS (I)

LTD

WELSPUN

INFRATECH

LTD

COLLINS

STEWART

INGA PVT

LTD

20-Mar-10 31-Mar-10 104.40 14-May-10 Final

Observations

issued.

12 CRONIMET

ALLOYS INDIA

LIMITED

(FORMERLY

KNOWN AS

GMR FERRO

ALLOYS &

INDUSTRIES

LTD.)

ATLANTA

NATURAL

RESOURCES

PTE. LTD.

KEYNOTE

CORPORATE

SERVICES

LTD.

31-Mar-10 13-Apr-10 9.68 14-May-10 Final

Observations

issued.

13 IPOWER

SOLUTIONS

INDIA LTD.

RAM N.

RAMAMURT

HY

Systematix

Corporate

Services

Limited

22-Dec-09 04-Jan-10 0.51 21-May-10 Final

Observations

issued.

14 PIPAVAV

SHIPYARD

LIMITED

SKIL

INFRASTRU

CTURE

LIMITED

JM

FINANCIAL

CONSULTAN

TS PRIVATE

LIMITED

29-Mar-10 12-Apr-10 818.93 21-May-10 Final

Observations

issued.

15 CHAMAK

HOLDING LTD

Mr. Subhash

Chander

Kathuria and

Mr. Anubhav

D & A

FINANCIAL

07-Apr-10 19-Apr-10 0.02 28-May-10 Final

Observations

issued.

16 LANCING

INVESTMENT

LTD.

RITMAN

COMMERCIC

AL PVT LTD.,

RITMAN

CONCRETE

PVT LTD.

VC

CORPORATE

ADVISORS

PVT LTD.

17-Mar-10 29-Mar-10 0.06 7-Jun-10 Final

Observations

issued.

17 SIGNET

INDUSTRIES

LIMITED

MR.

MUKESH

SANGLA,

MR.

SAURABH

SANGLA N

OTHERS

ALMONDZ

GLOBAL

SECURITIES

LTD.

04-May-10 19-May-10 3.89 9-Jun-10 Final

Observations

issued.

18 RAJDHANI

LEASING &

INDUSTRIES

LTD

MR SANJAY

JAIN & MR

RAJIV JAIN

CORPORATE

PROFFESSIO

NALS PVT

LTD

05-Mar-10 18-Mar-10 0.37 11-Jun-10 Final

Observations

issued.

19 SANJAY

LEASING

LIMITED

KETAN

KOTHARI,

MOHINIDEVI

KOTHARI,

CHARTERED

CAPITAL

AND

INVESTMENT

29-Apr-10 9-Apr-10 0.53 17-Jun-10 Final

Observations

issued.

Page 12: Data on Takeover Open Offer Documents where SEBI had ...€¦ · limited mrs. rashmi chowdhar y microsec capital limited ... 41 wires and fabriks (s.a.) bkm mercantil e private limited

Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

20 ABB Ltd ABB ASEA

BROWN

BOVERI LTD

HSBC 17-May-10 28-May-10 4,365.98 18-Jun-10 Final

Observations

issued.

21 DJS STOCK

AND SHARES

LIMITED

BK DYEING

& PRINTING

MILLS

DETAILS

VIVRO

FINANCIAL

SERVICES

LTD.

23-Mar-10 29-Mar-10 4.51 21-Jun-10 Final

Observations

issued.

22 VALLABH

POLY-PLAST

INTERNATION

AL LTD.

MR.

DHEERAJ

WADHAWAN

KARVY

INVESTOR

SERVICES

LTD.

3-Feb-10 16-Feb-10 2.40 24-Jun-10 Final

Observations

issued.

23 APTE

AMALGAMATI

ONS LIMITED

MR.

JAYDEEP

VINOD

MEHTA, MR.

NIKHIL

VINOD

MEHTA AND

OTHERS

VIVRO

FINANCIAL

SERVICES

PRIVATE

LIMITED

19-May-10 4-Jun-10 0.39 24-Jun-10 Final

Observations

issued.

24 KAASHYAP

TECHNOLOGI

ES LIMITED

TAIB

SECURITIES

MAURITIUS

LIMITED

BIRLA

CAPITAL

AND

FINANCIAL

SERVICES

LIMITED

31-Mar-10 15-Apr-10 9.46 29-Jun-10 Final

Observations

issued.

25 GMR

INDUSTRIES

LIMITED

PARRY

INDIA

LIMITED

ENAM

SECURITIES

PVT LTD.

26-Apr-10 10-Mar-10 44.19 2-Jul-10 Final

Observations

issued.

26 ORISSA

SPONGE IRON

& STEEL LTD.

BHUSHAN

POWER AND

STEEL

LIMITED

CENTRUM

CAPITAL

LIMITED

7-Feb-09 20-Feb-09 156.00 6-Jul-10 Final

Observations

issued.

27 DEVEE

COMMERCIAL

S LTD

NEW WAY

CONST. LTD,

EPL SEC

LTD AND

ORS

MICROSEC

CAPITAL

LIMITED

13-May-10 27-May-10 4.05 7-Jul-10 Final

Observations

issued.

28 AGC

NETWORKS

LIMITED

(formerly TATA

TELECOM

LTD)

ESSAR

CAPITAL

FINANCE

PRIVATE

LIMITED

EDELWEISS

CAPITAL

LIMITED

31-May-10 14-Jun-10 77.99 08-Jul-10 Final

Observations

issued.

29 VYBRA

AUTOMET

LIMITED

MR. VILAS

VITTHAL

VALUNJ

MICROSEC

CAPITAL

LIMITED

10-May-10 25-May-10 3.20 19-Jul-10 Final

Observations

issued.

Page 13: Data on Takeover Open Offer Documents where SEBI had ...€¦ · limited mrs. rashmi chowdhar y microsec capital limited ... 41 wires and fabriks (s.a.) bkm mercantil e private limited

Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

30 HOWARD

HOTELS

LIMITED

NIRANKAR

NATH

MITTAL,

NIRVIKAR

NATH

MITTAL, BRIJ

LATA

MITTAL

SPA

MERCHANT

BANKERS

LTD.

08-Apr-10 20-Apr-10 2.40 10-Aug-10 Final

Observations

issued.

31 GOLDEN

LEGAND

LEASING &

FINANCE

LIMITED

ULLASH

PARIKH

CORPORATE

STRATEGIC

ALLIANZ LTD.

25-Mar-10 31-Mar-10 0.21 11-Aug-10 Final

Observations

issued.

32 SHREE

SPONGE

STEEL &

FORGING LTD.

MR.

VINAYKUMA

R

PURSHOTTA

MDAS

PARIKH

ASIT C.

MEHTA

INVESTMENT

INTERMEDIA

RIES LTD.

09-Jul-10 14-Jul-10 2.60 13-Aug-10 Final

Observations

issued.

33 SUCHITRA

FINANCE &

TRADING

COMPANY

LIMITED

MARIGOLD

INVESTRAD

E PRIVATE

LIMITED

CHARTERED

CAPITAL

AND

INVESTMENT

LIMITED

30-Jun-10 13-Jul-10 5.96 18-Aug-10 Final

Observations

issued.

34 KIDDERPORE

HOLDINGS

LIMITED

ADINATH

BUILDERS

PVT LTD

ARIHANT

CAPITAL

MARKETS

LTD.

17-May-10 31-May-10 46.68 31-Aug-10 Final

Observations

issued.

35 ONTRACK

SYSTEMS

LIMITED

B.HARI,

R.P.INFOSYS

TEMS

PRIVATE

LTD

VC

CORPORATE

ADVISORS

PVT.LTD

23-Jul-10 6-Aug-10 6.57 01-Sep-10 Final

Observations

issued.

36 PREMIER

CAPITAL

SERVICES

LIMITED

MANOJ

KASLIWAL,

SHARDA

KASLIWAL,

INTENSIVE

FISCAL

SERVICES

PVT.LTD

20-Jul-10 2-Aug-10 1.21 07-Sep-10 Final

Observations

issued.

37 ZENZY

TECHNOCRAT

S LTD

SINGHAL

MERCHANDI

SE INDIA

PVT.LTD

COMFORT

SECURITIES

PVT. LTD.

11-Aug-10 20-Aug-10 0.15 08-Sep-10 Final

Observations

issued.

38 MONOTYPE

INDIA LIMITED

PRISM

IMPEX PVT.

LTD. AND

MR. SUSHIL

KUMAR

KHAITAN

MICROSEC

CAPITAL

LIMITED

19-Jul-10 2-Aug-10 0.12 30-Sep-10 Final

Observations

issued.

Page 14: Data on Takeover Open Offer Documents where SEBI had ...€¦ · limited mrs. rashmi chowdhar y microsec capital limited ... 41 wires and fabriks (s.a.) bkm mercantil e private limited

Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

39 SPICEJET

LIMITED

KAL

AIRWAYS

PVT LTD

AND MR.

KALANITHI

MARAN

ENAM

SECURITIES

PVT. LTD.

14-Jun-10 28-Jun-10 479.29 04-Oct-10 Final

Observations

issued.

40 SALASAR

INVESTMENTS

LIMITED

MR.AJAY

DILKHUSH

SARUPRIA

INTENSIVE

FISCAL

SERVICES

PVT. LTD.

17-May-10 26-May-10 0.06 7-Oct-10 Final

Observations

issued.

41 AREVA T & D

INDIA LIMITED

ALSTOM

SEXTANT 5

DSP

MERRILL

LYNCH LTD

28-May-10 14-Jun-10 1,412.36 07-Oct-10 Final

Observations

issued.

42 VIMAL OIL &

FOODS

LIMITED

CHANDUBHA

I I. PATEL,

PRADIP C.

PATEL,

KANTABEN

C.

PATEL,SONA

L J. PATEL,

MR. JAYESH

C. PATEL,

AND

JIGISHABEN

P. PATEL

CHARTERED

CAPITAL

AND

INVESTMENT

LTD.

20-Sep-10 27-Sep-10 10.76 11-Oct-10 Final

Observations

issued.

43 IAG COMPANY

LTD.

ANJANIPUTR

A ISPAT

LIMITED

MICROSEC

CAPITAL

LTD.

11-Jul-09 24-Jul-09 3.42 12-Oct-10 Final

Observations

issued.

44 GENUS PRIME

INFRA LTD.

GENUS

PAPER

PRODUCTS

LIMITED

MEFCOM

CAPITAL

MARKETS

LTD.

03-Sep-10 16-Sep-10 2.25 15-Oct-10 Final

Observations

issued.

45 SAYAJI

INDUSTRIES

LIMITED

MRS.SUJATA

PRIYAM

MEHTA,PCE

PL & BCEPL

VIVRO

FINANCIAL

SERVICES

PVT LTD

26-Jul-10 2-Aug-10 0.61 18-Oct-10 Final

Observations

issued.

46 KALE

CONSULTANT

S LIMITED

ACCELYA

HOLDING

WORLD S.L.

AMBIT

CORPORATE

FINANCE

PVT LTD

14-Sep-10 28-Sep-10 54.77 19-Oct-10 Final

Observations

issued.

47 POLYGENTA

TECHNOLOGI

ES LIMITED

ALPHAPET

LTD.

KEYNOTE

CORPORATE

SERVICES

LTD

05-Sep-10 20-Sep-10 24.73 25-Oct-10 Final

Observations

issued.

48 TECHTRAN

POYLENSES

LIMITED

CREDENCE

INFRASTRU

CTURE

LIMITED

SAFFRON

ENERGISING

IDEAS

12-Apr-10 22-Apr-10 4.05 26-Oct-10 Final

Observations

issued.

Page 15: Data on Takeover Open Offer Documents where SEBI had ...€¦ · limited mrs. rashmi chowdhar y microsec capital limited ... 41 wires and fabriks (s.a.) bkm mercantil e private limited

Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

49 SHARP

TRADING AND

FINANCE

LIMITED

MR.KAMALKI

SHORE

GUPTE,BAB

ULAL

BIRLA

CAPITAL

AND

FINANCIAL

23-Sep-10 6-Oct-10 0.29 26-Oct-10 Final

Observations

issued.

50 STERLING

HOLIDAY

RESORTS

(INDIA) LTD

INDUS

HOSPITALIT

Y FUND LTD

& INDIA

DISCOVERY

FUND

COLLINS

STEWART

INGA PVT

LTD

19-Jun-09 10-Jul-09 21.91 27-Oct-10 Final

Observations

issued.

51 SURANA

INDUSTRIES

LTD.

Mr. G.R.

Surana, Mr.

Shantilal

Surana and

others

SAL

SECURIITES

LIMITED

14-Jun-10 23-Jun-10 167.79 27-Oct-10 Final

Observations

issued.

52 MARUTI

INFRASTRUCT

URE

LIMITED

MR. NIMESH

PATEL

CHARTERED

CAPITAL

AND

INVESTMENT

LTD.

22-Sep-10 4-Oct-10 1.62 27-Oct-10 Final

Observations

issued.

53 VOLTAIRE

LEASING &

FINANCE

LIMITED

MADHURI

DHAMANI

ARIHANT

CAPITAL

MARKET

LTD.

29-Sep-10 13-Oct-10 5.41 27-Oct-10 Final

Observations

issued.

54 EVERONN

EDUCATION

LIMITED

SKIL

INFRASTRU

CTURE

LIMITED

EDELWEISS

CAPITAL

LIMITED

22-Jul-10 4-Aug-10 211.46 28-Oct-10 Final

Observations

issued.

55 MIPCO

SEAMLESS

RINGS

(GUJARAT)

LTD.

SACHENDRA

TUMMALA

INTENSIVE

FISCAL

SERVICES

PVT. LTD.

05-Oct-10 18-Oct-10 21.50 28-Oct-10 Final

Observations

issued.

56 NAHAR POLY

FILMS

LIMITED

NAHAR

SPINNING

MILLS

LIMITED

SOBHAGYA

CAPITAL

OPTIONS

LTD.

20-Sep-10 29-Sep-10 9.74 03-Nov-10 Final

Observations

issued.

57 BELL

CERAMICS

LIMITED

ORIENT

CERAMICS

AND

INDUSTRIES

LTD

CENTRUM

CAPITAL

LIMITTED

22-Sep-10 6-Oct-10 6.07 10-Nov-10 Final

Observations

issued.

58 SAYAJI

HOTELS

LIMITED

CLEARWATE

R CAPITAL

PARTNERS

(CYPRUS)

LIMITED

Systematix

Corporate

Services

Limited

31-Mar-10 13-Apr-10 38.53 15-Nov-10 Final

Observations

issued.

Page 16: Data on Takeover Open Offer Documents where SEBI had ...€¦ · limited mrs. rashmi chowdhar y microsec capital limited ... 41 wires and fabriks (s.a.) bkm mercantil e private limited

Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

59 AMULYA

LEASING AND

FINANCE

LIMITED

MR. SAMEER

GUPTA

CORPORATE

PROFFESSIO

NALS PVT

LTD

20-May-10 1-Jun-10 2.80 15-Nov-10 Final

Observations

issued.

60 AMTEK INDIA

LIMITED

AMTEK

AUTO

LIMITED

D & A

FINANCIAL

31-May-10 14-Jun-10 183.30 16-Nov-10 Final

Observations

issued.

61 JMC

PROJECTS

(INDIA)

LIMITED

KALPATARU

POWER

TRANSMISSI

ON LIMITED

COLLINS

STEWART

INGA PVT

LTD

09-Oct-10 25-Oct-10 109.31 25-Nov-10 Final

Observations

issued.

62 P.M. STRIPS

LIMITED

SURESH

VENKATACH

ARI, R.S.

RAMANI,

AND M.V.

BHASKAR

VC

CORPORATE

ADVISORS

PVT LTD.

07-Sep-10 21-Sep-10 3.44 26-Nov-10 Final

Observations

issued.

63 SULABH

ENGINEERS

AND

SERVICES

LIMITED

MR. MANOJ

KUMAR

AGARWAL

AND MRS.

DEEPA

MITTAL

CHARTERED

CAPITAL

AND

INVESTMENT

LIMITED

09-Jul-10 20-Jul-10 0.16 29-Nov-10 Final

Observations

issued.

64 CAPMAN

FINANCIALS

LTD

RAMESH

K.BODRA,

JAGDISH

K.BODRA,

MAFATBHAI

D.SIROYA,

MUKHESHB

HAI M.ITALIA

VIVRO

FINANCIAL

SERVICES

PVT LTD

09-Aug-10 20-Aug-10 0.92 01-Dec-10 Final

Observations

issued.

65 FAME INDIA

LTD.

INOX

LEISURE

LTD. &

GUJARAT

FLUROCHEM

ICALS LTD.

(PAC)

ENAM

SECURITIES

LTD.

6-Feb-10 19-Feb-10 41.98 2-Dec-10 Final

Observations

issued.

66 FAME INDIA

LTD.

RELIANCE

MEDIAWORK

S LTD.

ICICI

SECURITIES

LTD.

21-Feb-10 05-Mar-10 180.14 2-Dec-10 Final

Observations

issued.

67 THYROCARE

LABORATORI

ES LTD

SANJAY N

SALUNKHE

SYSTEMATIX

CORPORATE

SERVICES

LTD

22-Sep-10 7-Oct-10 0.17 02-Dec-10 Final

Observations

issued.

Page 17: Data on Takeover Open Offer Documents where SEBI had ...€¦ · limited mrs. rashmi chowdhar y microsec capital limited ... 41 wires and fabriks (s.a.) bkm mercantil e private limited

Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

68 ASSOCIATED

CEREALS

LIMITED

ULTRAPLUS

HOUSING

ESTATE

PVT. LTD.

VC

CORPORATE

ADVISORS

PVT LTD.

10-Sep-10 27-Sep-10 2.25 07-Dec-10 Final

Observations

issued.

69 AVIVA

INDUSTRIES

LTD

Mr. Bharvin S.

Patel and Mr.

Mahesh M.

Patel

CHARTERED

CAPITAL

AND

INVESTMENT

LTD.

11-Aug-10 25-Aug-10 1.16 10-Dec-10 Final

Observations

issued.

70 INTERLINK

PETROLEUM

LIMITED

SIM SIANG

CHOON

LIMITED

COLLINS

STEWART

INGA PVT

LTD

31-Jul-10 12-Aug-10 33.71 13-Dec-10 Final

Observations

issued.

71 FARRY

INDUSTRIES

LIMITED

OBIKE

TRADING

PRIVATE

LIMITED AND

TIEN

TRADING

PRIVATE

LIMITED

ARYAMAN

FINANCIAL

SERVICES

LIMITED

22-Sep-10 29-Sep-10 1.44 13-Dec-10 Final

Observations

issued.

72 RELIGARE

ENTERPRISES

LIMITED

RHC

HOLDING

PRIVATE

LIMITED

KOTAK

MAHINDRA

CAPITAL

COMPANY

LIMITED

25-Aug-10 8-Sep-10 1,279.26 15-Dec-10 Final

Observations

issued.

73 WHITE

DIAMOND

INDUSTRIES

LIMITED

SAPNA

INFRATECH

PRIVATE

LIMITED

ARIHANT

CAPITAL

MARKETS

LTD.

03-Sep-10 17-Sep-10 1.70 15-Dec-10 Final

Observations

issued.

74 RADIX

INDUSTRIES

(INDIA)

LIMITED

SHRI

GOKARAJU

RAGHU

RAMA RAJU

& SHRI

GOKRAJU

GANAPATHI

RAMA

PRABHAKAR

A RAJU

FEDEX

SECURITIES

LTD.

21-Oct-10 29-Oct-10 1.41 15-Dec-10 Final

Observations

issued.

75 COIMBATORE

FLAVORS AND

FRAGRANCES

LIMITED

MR. BENNY

ABRAHAM

VIVRO

FINANCIAL

SERVICES

PRIVATE

LIMITED

16-Nov-10 2-Dec-10 0.18 21-Dec-10 Final

Observations

issued.

Page 18: Data on Takeover Open Offer Documents where SEBI had ...€¦ · limited mrs. rashmi chowdhar y microsec capital limited ... 41 wires and fabriks (s.a.) bkm mercantil e private limited

Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

76 SUAVE

HOTELS

LIMITED

KAMAL

PODDAR,

ANIL

PATODIA,

VINITA

PATODIA

AND HOTEL

RELAX

PVT.LTD.

FEDEX

SECURITIES

LTD.

08-Sep-10 22-Sep-10 13.68 24-Dec-10 Final

Observations

issued.

77 SHYAM STAR

GEMS LTD

SWANSARIT

A

JEWELLERS

PVT LTD

COMFORT

SECURITES

PVT. LTD.

21-Sep-10 4-Oct-10 2.50 27-Dec-10 Final

Observations

issued.

78 SCHLAFHORS

T

ENGINEERING

(INDIA)

LIMITED

INTEGRA

HOLDING AG

COLLINS

STEWART

INGA PVT

LTD

22-Oct-10 8-Nov-10 3.74 27-Dec-10 Final

Observations

issued.

79 SYNCOM

FORMULATIO

NS (INDIA)

LIMITED

MR.

KEDARMAL

BANKDA,

MR. VIJAY

BANKDA,

MR. GOVIND

BIYANI AND

OTHERS

COMFORT

SECURITIES

PVT. LTD.

06-Jul-10 20-Jul-10 11.78 28-Dec-10 Final

Observations

issued.

80 PRO FIN

CAPITAL

SERVICES

LTD

ANUPAM,AB

HAY,NARAIN

,RASHI

GUPTA &

M/S TSPL

CORPORATE

PROFESSIO

NALS

CAPITAL PVT

LTD

03-Sep-10 16-Sep-10 1.04 28-Dec-10 Final

Observations

issued.

81 PARASNATH

TEXTILES LTD

M/S

LUHARUKA

SALE &

SERVICES

PVT LTD

VC

CORPORATE

ADVISORS

PVT.LTD

30-Sep-10 14-Oct-10 0.26 31-Dec-10 Final

Observations

issued.

82 DUNLOP INDIA

LTD

WEALTH

SEA PTE

LTD.

&MANALI

PROPERTIE

S&FINANCE

P L

MICROSEC

CAPITAL

LTD.

2-Feb-07 19-Feb-07 9.80 03-Jan-11 Final

Observations

issued.

83 PIONEER

DISTILLERIES

LIMITED

UNITED

SPIRITS

LIMITED

AMBIT

CORPORATE

FINANCE

PVT LTD

17-Sep-10 4-Oct-10 2.74 03-Jan-11 Final

Observations

issued.

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Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

84 JYOTHI

INFRAVENTUR

ES LTD

TAMMINEEDI

SAILAJA

ARIHANT

CAPITLA

MARKETS

LTD

07-Dec-10 21-Dec-10 0.48 10-Jan-11 Final

Observations

issued.

85 ESSEN

SUPPLEMENT

S INDIA LTD.

SHRI

GANESH

KUMAR

SINGHANIA

AND SMT.

ANITA

SINGHAN

VC

CORPORATE

ADVISORS

PVT LTD.

20-Oct-10 4-Nov-10 1.96 11-Jan-11 Final

Observations

issued.

86 STI INDIA LTD BOMBAY

RAYON

FASHIONS

LTD

AXIS BANK

LTD

01-Nov-10 12-Nov-10 1.68 17-Jan-11 Final

Observations

issued.

87 EDUEXEL

INFOTAINMEN

T LIMITED

DISCOVERY

INFOWAYS

LIMITED

KARN

MERCHANT

BANKERS

LIMITED

15-Nov-10 1-Dec-10 2.70 17-Jan-11 Final

Observations

issued.

88 BIO

WHITEGOLD

INDUSTRIES

LTD

STERLITE

INFOTECH

LTD, TUFF

TUBES

PVT.LTD,

VIBGYOR

GOLD LTD,

VIBGYOR

MEDIA

PVT.LTD

INTENSIVE

FISCAL

SERVICES

PVT.LTD

14-Dec-10 27-Dec-10 1.02 19-Jan-11 Final

Observations

issued.

89 MUDRA

LIFESTYLE

LIMITED

E-LAND

FASHION

CHINA

HOLDINGS

LIMITED

SBI CAPITAL

MARKETS

LTD.

21-Oct-10 4-Nov-10 57.00 28-Jan-11 Final

Observations

issued.

90 IGARASHI

MOTORS

INDIA LTD

AGILE

ELECTRIC

DRIVES

TECHNOLO

GIES AND

HOLDINGS

PVT LTD

MAPE

Advisory

Group (Pvt)

Ltd.

13-Dec-10 24-Dec-10 31.09 03-Feb-11 Final

Observations

issued.

91 VISISTH

MERCANTILE

LTD

SH RAHUL

SHAH

COLLINS

STEWART

INDA

13-Dec-10 24-Dec-10 9.63 03-Feb-11 Final

Observations

issued.

92 GAGAN

POLYCOT

LIMITED

LIEN

TRADING

PRIVATE

LIMITED

ARYAMAN

FINANCIALS

ERVICES

LTD

30-Sep-10 14-Oct-10 0.77 04-Feb-11 Final

Observations

issued.

Page 20: Data on Takeover Open Offer Documents where SEBI had ...€¦ · limited mrs. rashmi chowdhar y microsec capital limited ... 41 wires and fabriks (s.a.) bkm mercantil e private limited

Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

93 KAILASH

AUTO

FINANCE

LIMITED

M/S. PADMA

IMPEX

PRIVATE

LIMITED

COMFORT

SECURITIES

PVT. LTD.

18-May-10 1-Jun-10 0.23 7-Feb-11 Final

Observations

issued.

94 MARATHWAD

A

REFRACTORIE

S LTD

SUSHIL

PANDURAN

G MANTRI

JM

FINANCIAL

CONSULTAN

TS PVT.LTD

30-Nov-10 13-Dec-10 5.55 07-Feb-11 Final

Observations

issued.

95 SURYA

ROSHNI LTD

MR.JAYPRA

KASH

AGARWAL,

M/S LUSTRE

MERCHANTS

PVT LTD

CORPORATE

PROFESSIO

NALS

CAPITAL PVT

LTD

18-Oct-10 28-Oct-10 97.31 10-Feb-11 Final

Observations

issued.

96 RESIDENCY

PROJECTS &

INFRATECH

LTD

VALUEMART

RETAIL

INDIA LTD

IFCI

FINANCIAL

SERVICES

LTD

22-Nov-10 3-Dec-10 0.42 15-Feb-11 Final

Observations

issued.

97 MAYTAS

INFRA

LIMITED

SBG

PROJECTS

LIMITED

EDELWEISS

CAPITAL

LIMITED

21-Jun-10 5-Jul-10 301.86 17-Feb-11 Final

Observations

issued.

98 D.D.LEASING

LIMITED

MR.RAJIV

GAMBHIR,

MR.KUNAL

GAMBHIR,

D & A

FINANCIAL

17-Aug-10 27-Aug-10 0.09 17-Feb-11 Final

Observations

issued.

99 LLOYDS

STEEL

INDUSTRIES

LIMITED

SHREE

GLOBAL

TRADEFIN

LIMITED

CENTRUM

CAPITAL

LIMITTED

25-Oct-10 9-Nov-10 1.09 18-Feb-11 Final

Observations

issued.

100 PUNALUR

PAPER MILLS

LTD

MS. OMANA

SUBHASH

KEYNOTE

CORPORATE

12-Jan-11 25-Jan-11 0.48 25-Feb-11 Final

Observations

issued.

101 GOMTI

FINLEASE (I)

LTD

CHIRANIA

TRADING

PVT LTD

COMFORT

SECURITIES

PVT. LTD.

23-Nov-10 7-Dec-10 0.30 01-Mar-11 Final

Observations

issued.

102 THE

ANANDAM

RUBBER

COMPANY

MR.NIRAJ

.B.PAUL AND

OTHERS

VIVRO

FINANCIAL

SERVICES

LTD.

17-Jan-11 3-Feb-11 0.23 01-Mar-11 Final

Observations

issued.

103 ISPAT

INDUSTRIES

LTD

JSW STEEL

LTD

ENAM

SECURITIES

PVT.LTD

22-Dec-10 4-Jan-11 1,329.42 03-Mar-11 Final

Observations

issued.

Page 21: Data on Takeover Open Offer Documents where SEBI had ...€¦ · limited mrs. rashmi chowdhar y microsec capital limited ... 41 wires and fabriks (s.a.) bkm mercantil e private limited

Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

104 THE

ETHELBARI

TEA

COMPANY

(1932) LTD

JASHBHAI

PATEL &

SONS HUF

AND

OTHERS

DALMIA

SECURITIES

PVT LTD.

15-Dec-10 28-Dec-10 1.38 08-Mar-11 Final

Observations

issued.

105 SUBWAY

FINANCE AND

INVESTMENT

COMPANY

LTD

AJS

ENTERPRIS

ES LLP AND

AJS NIRMAN

LLP

INTENSIVE

FISCAL

SERVICES

PVT.LTD

16-Dec-10 30-Dec-10 0.39 08-Mar-11 Final

Observations

issued.

106 INDIAN

BRIGHT

STEEL

COMPANY

LTD

VITESSE

TELECOM

PVT LTD

ARYAMAN

FINANCIAL

SERVICES

LTD

19-Jan-11 1-Feb-11 0.06 08-Mar-11 Final

Observations

issued.

107 RAMMAICA

(INDIA) LTD

KYNER

TRADING

PVT LTD,

TIEN

SYSTEMATIX

CORPORATE

SERVICES

LTD

28-Jan-11 3-Feb-11 0.64 08-Mar-11 Final

Observations

issued.

108 CONFIDENCE

TRADING

COMPANY

LTD

TARANYA

PROJECT

PVT LTD

COMFORT

SECURITES

LTD

21-Jan-11 11-Feb-11 0.01 08-Mar-11 Final

Observations

issued.

109 SIEMENS LTD SIEMENS

AKTIENGES

ELLSCHAFT

HSBC

SECURITIES

AND

CAPITAL

MKTS (INDIA)

PVT LTD.

31-Jan-11 11-Feb-11 6,215.10 10-Mar-11 Final

Observations

issued.

110 PERFECT-

OCTAVE

MEDIA

PROJECTS

LTD

MR.RATISH

TAGDE,

M/S.RAGA

CAF

SOBHAGYA

CAPITAL

OPTIONS

LTD.

01-Feb-11 11-Feb-11 1.47 14-Mar-11 Final

Observations

issued.

111 OMEGA AG-

SEEDS

(PUNJAB) LTD

MR.VENKAT

A RAMA

MOHAN RAO

NERELLA

SYSTEMATIX

CORPORATE

SERVICES

LTD

09-Feb-11 23-Feb-11 1.60 14-Mar-11 Final

Observations

issued.

112 APW

PRESIDENT

SYSTEMS LTD

SCHNEIDER

ELECTRIC

SOUTH

EAST

ASIA(HQ) Pte

LTD AND

SCHNEIDER

ELECTRIC

SA

DSP

MERRILL

LYNCH LTD

11-Jan-11 3-Feb-11 23.58 22-Mar-11 Final

Observations

issued.

Page 22: Data on Takeover Open Offer Documents where SEBI had ...€¦ · limited mrs. rashmi chowdhar y microsec capital limited ... 41 wires and fabriks (s.a.) bkm mercantil e private limited

Sl No Target

Company

Acquirer Merchant

Banker

Public

Announce

ment Date

Draft Offer

Document

received

on

Offer Size

(Rupees

in crores)

Date of

SEBI's

observations

Processing

status

113 CROITRE

INDUSTRIES

LTD

MRK.

SUDHEER

RAO, MR S S

R K MOHAN

BABU, MR P

PAVAN

BIRLA

CAPITAL

AND

FINANCIAL

SERVICES

LIMITED

23-Feb-11 7-Mar-11 6.30 22-Mar-11 Final

Observations

issued.

114 PATNI

COMPUTER

SYSTEMS LTD

PAN-ASIA

IGATE

SOLUTIONS

AND IGATE

GLOBAL

SOLUTIONS

LTD, AND

IGATE

CORPORATI

ON

KOTAK

MAHINDRA

CAPITAL

COMPANY

LIMITED

11-Jan-11 25-Jan-11 1,363.76 25-Mar-11 Final

Observations

issued.

115 CAIRN INDIA

LIMITED

THL

ALUMINIUM

LTD,

VEDANTA

RESOURCES

Plc

JM

FINANCIAL

CONSULTAN

TS PVT.LTD

17-Aug-10 31-Aug-10 13,160.00 28-Mar-11 Final

Observations

issued.