country ticker instrument old margin level % new margin ... · country ticker instrument old margin...

99
Margin Changes 21 September 2009 Page 1 of 99 Country Ticker Instrument Old Margin Level % (Fixed Risk) New Margin Level % (Fixed Risk) Australia AGK (Au) AGL ENERGY LIMITED 5 (10) 10 (20) Australia AMP (Au) AMP LIMITED 5 (10) 10 (20) Australia ANZ (Au) AUST & NZ BANK 5 (10) 10 (20) Australia AXA (Au) AXA ASIA PACIFIC 5 (10) 10 (20) Australia BHP (Au) BHP BILLITON LTD 5 (10) 10 (20) Australia BXB (Au) BRAMBLES INDS 5 (10) 10 (20) Australia CBA (Au) COMMONW BK AUSTR 5 (10) 10 (20) Australia CMJ (Au) CONSOLIDATED MEDIA HOLDINGS LTD 5 (10) 10 (20) Australia FGL (Au) FOSTERS GROUP LTD 5 (10) 10 (20) Australia IAG (Au) INSURANCE AUSTRALIA GROUP LTD 5 (10) 10 (20) Australia MQG (Au) MACQUARIE BANK LTD 5 (10) 10 (20) Australia NAB (Au) NATL AUST BANK 5 (10) 10 (20) Australia NWS (Au) NEWS CORP INC 5 (10) 10 (20) Australia QBE (Au) QBE INSURANCE 5 (10) 10 (20) Australia RIO (Au) RIO TINTO LTD 5 (10) 10 (20) Australia SUN (Au) SUNCORP-METWAY L 5 (10) 10 (20) Australia TLS (Au) TELSTRA CORP 5 (10) 10 (20) Australia WBC (Au) WESTPAC BANKING 5 (10) 10 (20) Australia WDC (Au) WESTFIELD GROUP 5 (10) 10 (20) Australia WES (Au) WESFARMERS LTD 5 (10) 10 (20) Australia WESN (Au) WESFARMERS LTD PPP 5 (10) 10 (20) Australia WOW (Au) WOOLWORTHS LTD 5 (10) 10 (20) Australia WPL (Au) WOODSIDE PETRO 5 (10) 10 (20) Austria AND (Aut) ANDRITZ AG 5 (10) 10 (20) Austria ATEC (Aut) A-TEC INDUSTRIES 5 (10) 10 (20) Austria AUA (Aut) AUSTRIAN AIRLINES AG 5 (10) 10 (20) Austria BWIN (Aut) BETANDWIN.COM INTERACTIVE 5 (10) 10 (20) Austria ERST (Aut) ERSTE BANK 5 (10) 10 (20) Austria ICEL (Aut) INTERCELL 5 (10) 10 (20) Austria MEL (Aut) ATRIUM EUROPEAN REAL ESTATE 5 (10) 10 (20) Austria MMK (Aut) MAYR - MELNHOF KARTON AG 5 (10) 10 (20)

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Page 1: Country Ticker Instrument Old Margin Level % New Margin ... · Country Ticker Instrument Old Margin Level % (Fixed Risk) New Margin Level % (Fixed Risk) Canada CU (Can) CANADIAN UTILITIES

Margin Changes 21 September 2009 Page 1 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Australia AGK (Au) AGL ENERGY LIMITED 5 (10) 10 (20)

Australia AMP (Au) AMP LIMITED 5 (10) 10 (20) Australia ANZ (Au) AUST & NZ BANK 5 (10) 10 (20)

Australia AXA (Au) AXA ASIA PACIFIC 5 (10) 10 (20) Australia BHP (Au) BHP BILLITON LTD 5 (10) 10 (20)

Australia BXB (Au) BRAMBLES INDS 5 (10) 10 (20) Australia CBA (Au) COMMONW BK AUSTR 5 (10) 10 (20)

Australia CMJ (Au) CONSOLIDATED MEDIA HOLDINGS LTD 5 (10) 10 (20) Australia FGL (Au) FOSTERS GROUP LTD 5 (10) 10 (20)

Australia IAG (Au) INSURANCE AUSTRALIA GROUP LTD 5 (10) 10 (20) Australia MQG (Au) MACQUARIE BANK LTD 5 (10) 10 (20)

Australia NAB (Au) NATL AUST BANK 5 (10) 10 (20) Australia NWS (Au) NEWS CORP INC 5 (10) 10 (20) Australia QBE (Au) QBE INSURANCE 5 (10) 10 (20)

Australia RIO (Au) RIO TINTO LTD 5 (10) 10 (20) Australia SUN (Au) SUNCORP-METWAY L 5 (10) 10 (20)

Australia TLS (Au) TELSTRA CORP 5 (10) 10 (20) Australia WBC (Au) WESTPAC BANKING 5 (10) 10 (20)

Australia WDC (Au) WESTFIELD GROUP 5 (10) 10 (20) Australia WES (Au) WESFARMERS LTD 5 (10) 10 (20)

Australia WESN (Au) WESFARMERS LTD PPP 5 (10) 10 (20) Australia WOW (Au) WOOLWORTHS LTD 5 (10) 10 (20)

Australia WPL (Au) WOODSIDE PETRO 5 (10) 10 (20) Austria AND (Aut) ANDRITZ AG 5 (10) 10 (20)

Austria ATEC (Aut) A-TEC INDUSTRIES 5 (10) 10 (20) Austria AUA (Aut) AUSTRIAN AIRLINES AG 5 (10) 10 (20)

Austria BWIN (Aut) BETANDWIN.COM INTERACTIVE 5 (10) 10 (20) Austria ERST (Aut) ERSTE BANK 5 (10) 10 (20)

Austria ICEL (Aut) INTERCELL 5 (10) 10 (20) Austria MEL (Aut) ATRIUM EUROPEAN REAL ESTATE 5 (10) 10 (20) Austria MMK (Aut) MAYR - MELNHOF KARTON AG 5 (10) 10 (20)

Page 2: Country Ticker Instrument Old Margin Level % New Margin ... · Country Ticker Instrument Old Margin Level % (Fixed Risk) New Margin Level % (Fixed Risk) Canada CU (Can) CANADIAN UTILITIES

Margin Changes 21 September 2009 Page 2 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Austria OMV (Aut) OMV 5 (10) 10 (20)

Austria POST (Aut) OESTERREICHISCHE POST AG 5 (10) 10 (20) Austria RHI (Aut) RHI AG 5 (10) 10 (20)

Austria RIBH (Aut) RAIFFEISEN BANK 5 (10) 10 (20) Austria SBO (Aut) SCHOELLER - BLECKMANN OILFIELD 5 (10) 10 (20)

Austria STRA (Aut) STRABAG SE 5 (10) 10 (20) Austria TLKA (Aut) TELEKOM AUSTRIA 5 (10) 10 (20)

Austria VERB (Aut) VERBUNDGESELLSCHAFT AG 5 (10) 10 (20) Austria VIE (Aut) FLUGHAFEN WIEN AG 5 (10) 10 (20)

Austria VOE (Aut) VOESTALPINE AG 5 (10) 10 (20) Austria WBS (Aut) WIENERBERGER AG 5 (10) 10 (20)

Austria WIS (Aut) VIENNA INSURANCE GROUP 5 (10) 10 (20) Austria ZUMV (Aut) ZUMTOBEL AG 5 (10) 10 (20) Canada AAV (Can) ADVANTAGE OIL & GAS 5 (10) 10 (20)

Canada ABX (Can) BARRICK GOLD CORP 5 (10) 10 (20) Canada ACM (Can) ASTRAL MEDIA INC 5 (10) 10 (20)

Canada ACOx (Can) ATCO LTD 5 (10) 10 (20) Canada AEM (Can) AGNICO EAGLE MINES LTD 5 (10) 10 (20)

Canada AER (Can) GROUPE AEROPLAN INC 5 (10) 10 (20) Canada AET_u (Can) ARC ENERGY TRUST 5 (10) 10 (20)

Canada AGFb (Can) AGF MANAGEMENT 5 (10) 10 (20) Canada AGI (Can) ALAMOS GOLD INC 5 (10) 10 (20)

Canada AGU (Can) AGRIUM INC 5 (10) 10 (20) Canada ALA (Can) ALTAGAS INCOME TRUST 5 (10) 10 (20)

Canada ARE (Can) AECON GROUP INC 5 (10) 10 (20) Canada ARZ (Can) AURIZON MINES 5 (10) 10 (20)

Canada ATDb (Can) ALIMENTATION COUCHE-TARD-B 5 (10) 10 (20) Canada AXC (Can) ADDAX PETROLEUM 5 (10) 10 (20)

Canada BA (Can) BELL ALIANT REGIONAL COMMUNICATION 5 (10) 10 (20) Canada BAMa (Can) BROOKFIELD ASSET MANAGEMENT INC 5 (10) 10 (20) Canada BBDb (Can) BOMBARDIER INC B 5 (10) 10 (20)

Page 3: Country Ticker Instrument Old Margin Level % New Margin ... · Country Ticker Instrument Old Margin Level % (Fixed Risk) New Margin Level % (Fixed Risk) Canada CU (Can) CANADIAN UTILITIES

Margin Changes 21 September 2009 Page 3 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Canada BCE (Can) BCE INC 5 (10) 10 (20)

Canada BEI (Can) BOARDWALK REAL ESTATE INVESTMENT TRUST 5 (10) 10 (20) Canada BIN (Can) IESI-BFC 5 (10) 10 (20)

Canada BIR (Can) BIRCHCLIFF ENERGY 5 (10) 10 (20) Canada BMO (Can) BANK OF MONTREAL 5 (10) 10 (20)

Canada BNP (Can) BONAVISTA ENERGY TRUST 5 (10) 10 (20) Canada BNS (Can) BANK OF NOVA SCOTIA 5 (10) 10 (20)

Canada BPO (Can) BROOKFIELD PROPERTIES CORP 5 (10) 10 (20) Canada BTE (Can) BAYTEX ENERGY TRUST-UNITS 5 (10) 10 (20)

Canada BVF (Can) BIOVAIL CORPORATION 5 (10) 10 (20) Canada CAE (Can) CAE INC 5 (10) 10 (20)

Canada CAR (Can) CANADIAN APARTMENT PROPERTIES REI 5 (10) 10 (20) Canada CCA (Can) COGECO CABLE INC 5 (10) 10 (20) Canada CCL (Can) CCL INDUSTRIES 5 (10) 10 (20)

Canada CCO (Can) CAMECO CORP 5 (10) 10 (20) Canada CFP (Can) CANFOR CORP 5 (10) 10 (20)

Canada CGX (Can) CINEPLEX GALAXY INCOME FUND 5 (10) 10 (20) Canada CIX (Can) CI FINANCIAL INC 5 (10) 10 (20)

Canada CJR (Can) CORUS ENTERTAINMENT INC 5 (10) 10 (20) Canada CLC (Can) CML HEALTHCARE INCOME FUND 5 (10) 10 (20)

Canada CLS (Can) CELESTICA INC 5 (10) 10 (20) Canada CM (Can) CAN IMPERIAL BK OF COMMERCE 5 (10) 10 (20)

Canada CNQ (Can) CANADIAN NATURAL RESOURCES 5 (10) 10 (20) Canada CNR (Can) CANADIAN NATIONAL RAIL CO 5 (10) 10 (20)

Canada COM (Can) CARDIOME PHARMA CORP 5 (10) 10 (20) Canada COS (Can) CANADIAN OIL SANDS TRUST 5 (10) 10 (20)

Canada CP (Can) CANADIAN PACIFIC RAILWAY LTD 5 (10) 10 (20) Canada CPG_u (Can) CRESCENT POINT 5 (10) 10 (20)

Canada CR (Can) CREW ENERGY 5 (10) 10 (20) Canada CSH (Can) CHARTWELL SENIORS HOUSING REAL ESTATE 5 (10) 10 (20) Canada CTCa (Can) CANADIAN TIRE CORP -CL A 5 (10) 10 (20)

Page 4: Country Ticker Instrument Old Margin Level % New Margin ... · Country Ticker Instrument Old Margin Level % (Fixed Risk) New Margin Level % (Fixed Risk) Canada CU (Can) CANADIAN UTILITIES

Margin Changes 21 September 2009 Page 4 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Canada CU (Can) CANADIAN UTILITIES LTD A 5 (10) 10 (20)

Canada CUF (Can) COMINAR REAL ESTATE INVESTMENT TRUST 5 (10) 10 (20) Canada CWB (Can) CANADIAN WESTERN BANK 5 (10) 10 (20)

Canada CWI (Can) CONSUMERS WATERHEATER INCOME FUND 5 (10) 10 (20) Canada CWT (Can) CALLOWAY REAL ESTATE INVESTMENT TRUST 5 (10) 10 (20)

Canada DAY_u (Can) DAYLIGHT RESOURCES TRUST 5 (10) 10 (20) Canada DC (Can) DUNDEE CORP 5 (10) 10 (20)

Canada DGC (Can) DETOUR GOLD CORP 5 (10) 10 (20) Canada DHF (Can) DAVIS & HENDERSON INCOME FUND 5 (10) 10 (20)

Canada DII (Can) DOREL INDUSTRIES INC 5 (10) 10 (20) Canada ECA (Can) ENCANA CORP 5 (10) 10 (20)

Canada EFX_u (Can) ENERFLEX SYSTEMS INCOME FUND 5 (10) 10 (20) Canada EGU (Can) EUROPEAN GOLDFIELDS LTD 5 (10) 10 (20) Canada ELD (Can) ELDORADO GOLD CORPORATION 5 (10) 10 (20)

Canada EMA (Can) EMERA INC 5 (10) 10 (20) Canada EMPa (Can) EMPIRE CO LTD 5 (10) 10 (20)

Canada ENB (Can) ENBRIDGE INC 5 (10) 10 (20) Canada EP (Can) EPCOR POWER LP 5 (10) 10 (20)

Canada EQN (Can) EQUINOX MINERALS 5 (10) 10 (20) Canada ERF (Can) ENERPLUS RESOURCES FUND 5 (10) 10 (20)

Canada ESI (Can) ENSIGN ENERGY SERVICES INC 5 (10) 10 (20) Canada EXE (Can) EXTENDICARE REAL ESTATE INVESTMENT TRUST 5 (10) 10 (20)

Canada FCE (Can) FORT CHICAGO ENERGY PARTNERS LP 5 (10) 10 (20) Canada FFH (Can) FAIRFAX FINANCIAL HLDGS LTD 5 (10) 10 (20)

Canada FGL (Can) FORZANI GROUP LTD 5 (10) 10 (20) Canada FM (Can) FIRST QUANTUM MINERALS 5 (10) 10 (20)

Canada FNV (Can) FRANCO NEVADA CORP 5 (10) 10 (20) Canada FNX (Can) FNX MINING 5 (10) 10 (20)

Canada FRU_u (Can) FREEHOLD ROYALTY TRUST UTS 5 (10) 10 (20) Canada FSV (Can) FIRSTSERVICE CORP 5 (10) 10 (20) Canada FTS (Can) FORTIS INC 5 (10) 10 (20)

Page 5: Country Ticker Instrument Old Margin Level % New Margin ... · Country Ticker Instrument Old Margin Level % (Fixed Risk) New Margin Level % (Fixed Risk) Canada CU (Can) CANADIAN UTILITIES

Margin Changes 21 September 2009 Page 5 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Canada FTT (Can) FINNING INTERNATIONAL INC 5 (10) 10 (20)

Canada G (Can) GOLDCORP 5 (10) 10 (20) Canada GAM (Can) GAMMON GOLD INC 5 (10) 10 (20)

Canada GBG (Can) GREAT BASIN GOLD LTD 5 (10) 10 (20) Canada GIBa (Can) CGI GROUP INC 5 (10) 10 (20)

Canada GIL (Can) GILDAN ACTIVEWEAR INC 5 (10) 10 (20) Canada GNA (Can) GERDAU AMERISTEEL 5 (10) 10 (20)

Canada GSC (Can) GOLDEN STAR RESOURCES LTD 5 (10) 10 (20) Canada GWO (Can) GREAT-WEST LIFECO INC 5 (10) 10 (20)

Canada HBM (Can) HUDBAY MINERALS 5 (10) 10 (20) Canada HCG (Can) HOME CAPITAL GROUP INC 5 (10) 10 (20)

Canada HR (Can) H&R REAL ESTATE INVSTMNT-UTS 5 (10) 10 (20) Canada HSE (Can) HUSKY ENERGY INC 5 (10) 10 (20) Canada HTE (Can) HARVEST ENERGY TRUST -UNITS 5 (10) 10 (20)

Canada IAG (Can) INDUSTRIAL ALLIANCE INSURANCE 5 (10) 10 (20) Canada IFC (Can) INTACT FINANCIAL CORP 5 (10) 10 (20)

Canada IGM (Can) IGM FINANCIAL INC 5 (10) 10 (20) Canada IMG (Can) IAMGOLD CORP 5 (10) 10 (20)

Canada IMN (Can) INMET MINING CORPORATION 5 (10) 10 (20) Canada IMO (Can) IMPERIAL OIL LTD 5 (10) 10 (20)

Canada INN (Can) INNVEST REAL ESTATE INVESTMENT TRUST 5 (10) 10 (20) Canada IPL (Can) INTER PIPELINE FUND LP-A 5 (10) 10 (20)

Canada IVN (Can) IVANHOE MINES LTD 5 (10) 10 (20) Canada JAZ_u (Can) JAZZ AIR INCOME FUND 5 (10) 10 (20)

Canada JE_u (Can) JUST ENERGY INCOME FUND 5 (10) 10 (20) Canada K (Can) KINROSS GOLD CORP 5 (10) 10 (20)

Canada KEY (Can) KEYERA FACILITIES INCOME FUND 5 (10) 10 (20) Canada KHD (Can) CANADIAN HYDRO DEVELOPERS INC 5 (10) 10 (20)

Canada L (Can) LOBLAW COMPANIES LTD 5 (10) 10 (20) Canada LB (Can) LAURENTIAN BANK OF CANADA 5 (10) 10 (20) Canada LIF (Can) LABRADOR IRON ORE ROYALTY INCOME FUND 5 (10) 10 (20)

Page 6: Country Ticker Instrument Old Margin Level % New Margin ... · Country Ticker Instrument Old Margin Level % (Fixed Risk) New Margin Level % (Fixed Risk) Canada CU (Can) CANADIAN UTILITIES

Margin Changes 21 September 2009 Page 6 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Canada LUN (Can) LUNDIN MINING CORP 5 (10) 10 (20)

Canada MBT (Can) MANITOBA TELECOM SVCS INC 5 (10) 10 (20) Canada MDA (Can) MACDONALD DETTWILER & ASSOCIATES LTD 5 (10) 10 (20)

Canada MDI (Can) MAJOR DRILLING GROUP INTERNATIONAL 5 (10) 10 (20) Canada MDS (Can) MDS INC 5 (10) 10 (20)

Canada MFC (Can) MANULIFE FINANCIAL CORP 5 (10) 10 (20) Canada MFI (Can) MAPLE LEAF FOODS INC 5 (10) 10 (20)

Canada MFL (Can) MINEFINDERS CORP 5 (10) 10 (20) Canada MGa (Can) MAGNA INTERNATIONAL INC-CL A 5 (10) 10 (20)

Canada MRUa (Can) METRO INC. 5 (10) 10 (20) Canada MTL (Can) MULLEN GROUP INCOME FUND 5 (10) 10 (20)

Canada MX (Can) METHANEX CORPORATION 5 (10) 10 (20) Canada NA (Can) NATIONAL BANK OF CANADA 5 (10) 10 (20) Canada NAE_u (Can) NAL OIL & GAS TRUST-UTS 5 (10) 10 (20)

Canada NCX (Can) NOVA CHEMICALS CORP 5 (10) 10 (20) Canada NGD (Can) NEW GOLD 5 (10) 10 (20)

Canada NKO (Can) NIKO RESOURCES LTD 5 (10) 10 (20) Canada NPI (Can) NORTHLAND POWER INCOME FUND 5 (10) 10 (20)

Canada NVA (Can) NUVISTA ENERGY LTD 5 (10) 10 (20) Canada NWF (Can) NORTH WEST CO FUND 5 (10) 10 (20)

Canada NXY (Can) NEXEN INC 5 (10) 10 (20) Canada OCX (Can) ONEX CORPORATION 5 (10) 10 (20)

Canada OIL (Can) OILEXCO 5 (10) 10 (20) Canada OSK (Can) OSISKO MINING 5 (10) 10 (20)

Canada OTC (Can) OPEN TEXT CORP 5 (10) 10 (20) Canada PAA (Can) PAN AMERICA SILVER CORP 5 (10) 10 (20)

Canada PBG (Can) PETROBANK ENERGY 5 (10) 10 (20) Canada PCA (Can) PETRO CANADA 5 (10) 10 (20)

Canada PD_u (Can) PRECISION DRILLING TRUST 5 (10) 10 (20) Canada PEY (Can) PEYTO ENERGY TRUST 5 (10) 10 (20) Canada PGF (Can) PENGROWTH ENERGY TRUST 5 (10) 10 (20)

Page 7: Country Ticker Instrument Old Margin Level % New Margin ... · Country Ticker Instrument Old Margin Level % (Fixed Risk) New Margin Level % (Fixed Risk) Canada CU (Can) CANADIAN UTILITIES

Margin Changes 21 September 2009 Page 7 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Canada PIF (Can) PEMBINA PIPELINE INC-TR UTS 5 (10) 10 (20)

Canada PJCa (Can) JEAN COUTU GROUP INC 5 (10) 10 (20) Canada PMT_u (Can) PARAMOUNT ENERGY TRUST 5 (10) 10 (20)

Canada PMZ (Can) PRIMARIS REAL ESTATE INVESTMENT TRUST 5 (10) 10 (20) Canada POT (Can) POTASH CORP OF SASKATCHEWAN 5 (10) 10 (20)

Canada POW (Can) POWER CORPORATION OF CANADA 5 (10) 10 (20) Canada PRE (Can) PACIFIC RUBIALES 5 (10) 10 (20)

Canada PRQ (Can) PROEX ENERGY LTD 5 (10) 10 (20) Canada PSI (Can) PASON SYSTEMS INC 5 (10) 10 (20)

Canada PVE (Can) PROVIDENT ENERGY TRUST-UTS 5 (10) 10 (20) Canada PWF (Can) POWER FINANCIAL CORP 5 (10) 10 (20)

Canada PWT (Can) PENN WEST ENERGY TRUST 5 (10) 10 (20) Canada QBR (Can) QUEBECOR INC 5 (10) 10 (20) Canada QUA (Can) QUADRA MINING 5 (10) 10 (20)

Canada RBA (Can) RITCHIE BROS. AUCTIONEERS 5 (10) 10 (20) Canada RBI (Can) RED BACK MINING INC 5 (10) 10 (20)

Canada RCI (Can) ROGERS COMMUNICATIONS -CL B 5 (10) 10 (20) Canada REF (Can) CANADIAN REAL ESTATE INVESTMENT TRUST 5 (10) 10 (20)

Canada REI (Can) RIOCAN REAL ESTATE INVST TR 5 (10) 10 (20) Canada RET (Can) REITMANS CANADA LTD 5 (10) 10 (20)

Canada RIM (Can) RESEARCH IN MOTION LTD 5 (10) 10 (20) Canada RON (Can) RONA INC. 5 (10) 10 (20)

Canada RUS (Can) RUSSEL METALS INC 5 (10) 10 (20) Canada RY (Can) ROYAL BANK OF CANADA 5 (10) 10 (20)

Canada S (Can) SHERRITT INTERNATIONAL 5 (10) 10 (20) Canada SAP (Can) SAPUTO INC. 5 (10) 10 (20)

Canada SC (Can) SHOPPERS DRUG MARKET CORP 5 (10) 10 (20) Canada SCC (Can) SEARS CANADA INC. 5 (10) 10 (20)

Canada SCLa (Can) SHAWCOR LTD 5 (10) 10 (20) Canada SJR (Can) SHAW COMMUNICATIONS INC -B 5 (10) 10 (20) Canada SLF (Can) SUN LIFE FINANCIAL 5 (10) 10 (20)

Page 8: Country Ticker Instrument Old Margin Level % New Margin ... · Country Ticker Instrument Old Margin Level % (Fixed Risk) New Margin Level % (Fixed Risk) Canada CU (Can) CANADIAN UTILITIES

Margin Changes 21 September 2009 Page 8 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Canada SLW (Can) SILVER WHEATON 5 (10) 10 (20)

Canada SNC (Can) LAVALIN GROUP INC 5 (10) 10 (20) Canada SPF (Can) SUPERIOR PLUS INCOME FUND 5 (10) 10 (20)

Canada SSO (Can) SILVER STANDARD RESOURCES LTD 5 (10) 10 (20) Canada STN (Can) STANTEC INC 5 (10) 10 (20)

Canada SU (Can) SUNCOR ENERGY INC 5 (10) 10 (20) Canada SVM (Can) SILVERCORP METALS INC 5 (10) 10 (20)

Canada SVY (Can) SAVANNA ENERGY SERVICES CORP 5 (10) 10 (20) Canada SXC (Can) SXC HEALTH SOLUTIONS CORP 5 (10) 10 (20)

Canada T (Can) TELUS CORP 5 (10) 10 (20) Canada TA (Can) TRANSALTA CORP 5 (10) 10 (20)

Canada TCKb (Can) TECK RESOURCES 5 (10) 10 (20) Canada TCL (Can) TRANSCONTINENTAL INC 5 (10) 10 (20) Canada TCM (Can) THOMPSON CREEK MATERIALS 5 (10) 10 (20)

Canada TCW (Can) TRICAN WELL SERVICE LTD 5 (10) 10 (20) Canada TD (Can) TORONTO-DOMINION BANK 5 (10) 10 (20)

Canada TDG (Can) TRINIDAD ENERGY SERVICES 5 (10) 10 (20) Canada TFI (Can) TRANSFORCE INCOME FUND 5 (10) 10 (20)

Canada THI (Can) TIM HORTONS INC 5 (10) 10 (20) Canada TIH (Can) TOROMONT INDUSTRIES LTD 5 (10) 10 (20)

Canada TLM (Can) TALISMAN ENERGY INC 5 (10) 10 (20) Canada TNX (Can) TANZANIAN ROYALTY EXPLORATION CORP 5 (10) 10 (20)

Canada TOG (Can) TRISTAR OIL & GAS LTD 5 (10) 10 (20) Canada TRE (Can) SINO-FOREST 5 (10) 10 (20)

Canada TRI (Can) THOMSON REUTERS CORP 5 (10) 10 (20) Canada TRP (Can) TRANSCANADA CORP 5 (10) 10 (20)

Canada TRZ (Can) TRANSAT AT INC 5 (10) 10 (20) Canada UTS (Can) UTS ENERGY CORP 5 (10) 10 (20)

Canada UUU (Can) URANIUM ONE INC 5 (10) 10 (20) Canada VET (Can) VERMILION ENERGY TRUST 5 (10) 10 (20) Canada VT (Can) VITERRA INC 5 (10) 10 (20)

Page 9: Country Ticker Instrument Old Margin Level % New Margin ... · Country Ticker Instrument Old Margin Level % (Fixed Risk) New Margin Level % (Fixed Risk) Canada CU (Can) CANADIAN UTILITIES

Margin Changes 21 September 2009 Page 9 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Canada WFT (Can) WEST FRASER TIMBER CO LTD 5 (10) 10 (20)

Canada WJA (Can) WESTJET AIRLINES 5 (10) 10 (20) Canada WN (Can) WESTON (GEORGE) LTD 5 (10) 10 (20)

Canada WTE (Can) WESTSHORE TERMINALS INCOME FUND 5 (10) 10 (20) Canada X (Can) TSX GROUP INC 5 (10) 10 (20)

Canada YLO (Can) YELLOW PAGES INCOME FUND 5 (10) 10 (20) Canada YRI (Can) YAMANA GOLD INC 5 (10) 10 (20)

Denmark CARLb (Den) CARLSBERG AS-B 5 (10) 10 (20) Denmark DAN (Den) DANSKE BANK A/S 5 (10) 10 (20)

Denmark DCO (Den) DANISCO A/S 5 (10) 10 (20) Denmark DNORD (Den) D/S NORDEN 5 (10) 10 (20)

Denmark DSV (Den) DSV A/S 5 (10) 10 (20) Denmark FLS (Den) FLSMIDTH & CO A/S 5 (10) 10 (20) Denmark GEN (Den) GENMAB A/S 5 (10) 10 (20)

Denmark JYSK (Den) JYSKE BANK-REG 5 (10) 10 (20) Denmark LUN (Den) H LUNDBECK A/S 5 (10) 10 (20)

Denmark MAEA (Den) A P MOLLER - MAERSK A/S A 5 (10) 10 (20) Denmark MAEB (Den) A P MOLLER - MAERSK A/S B 5 (10) 10 (20)

Denmark NDA (Den) NORDEA BANK AB 5 (10) 10 (20) Denmark NKT (Den) NKT HOLDING A/S 5 (10) 10 (20)

Denmark NOV (Den) NOVO NORDISK A/S-B 5 (10) 10 (20) Denmark NZY (Den) NOVOZYMES A/S - B SHARES 5 (10) 10 (20)

Denmark SYD (Den) SYDBANK A/S 5 (10) 10 (20) Denmark TOP (Den) TOPDANMARK A/S 5 (10) 10 (20)

Denmark TRY (Den) TRYGVESTA AS 5 (10) 10 (20) Denmark VWS (Den) VESTAS WIND SYSTEMS A/S 5 (10) 10 (20)

Denmark WDH (Den) WILLIAM DEMANT HOLDING 5 (10) 10 (20) Egypt COMIq (Egypt) COMMERCIAL INT. BANK 10 (20) 15 (30)

Egypt OCICq (Egypt) ORASCOM CONSTRUCTION 10 (20) 15 (30) Egypt ORTEq (Egypt) ORASCOM TELECOM 10 (20) 15 (30) Finland FUM (Fin) FORTUM OYJ 5 (10) 10 (20)

Page 10: Country Ticker Instrument Old Margin Level % New Margin ... · Country Ticker Instrument Old Margin Level % (Fixed Risk) New Margin Level % (Fixed Risk) Canada CU (Can) CANADIAN UTILITIES

Margin Changes 21 September 2009 Page 10 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Finland KNE (Fin) KONE OYJ-B 5 (10) 10 (20)

Finland MEO (Fin) METSO OYJ 5 (10) 10 (20) Finland NDA (Fin) NORDEA BANK AB - FDR 5 (10) 10 (20)

Finland NES (Fin) NESTE OIL OYJ 5 (10) 10 (20) Finland NOK1V (Fin) NOKIA OYJ 5 (10) 10 (20)

Finland SAM (Fin) SAMPO OYJ-A SHS 5 (10) 10 (20) Finland STERV (Fin) STORA ENSO OYJ-R SHS 5 (10) 10 (20)

Finland TLS (Fin) TELIASONERA AB 5 (10) 10 (20) Finland UPM (Fin) UPM-KYMMENE OYJ 5 (10) 10 (20)

France AC (Fra) ACCOR SA 5 (10) 10 (20) France ACA (Fra) CREDIT AGRICOLE SA 5 (10) 10 (20)

France ADP (Fra) ADP 5 (10) 10 (20) France AI (Fra) AIR LIQUIDE 5 (10) 10 (20) France AIR (Fra) AIR FRANCE - KLM 5 (10) 10 (20)

France ALS (Fra) ALSTOM 5 (10) 10 (20) France ALUA (Fra) ALCATEL 5 (10) 10 (20)

France ATO (Fra) ATOS ORIGIN SA 5 (10) 10 (20) France BN (Fra) GROUPE DANONE 5 (10) 10 (20)

France BNP (Fra) BANQUE NATIONALE DE PARIS 5 (10) 10 (20) France CA (Fra) CARREFOUR SA 5 (10) 10 (20)

France CAP (Fra) CAP GEMINI SA 5 (10) 10 (20) France CAS (Fra) CASINO GUICHARD PERRACHON 5 (10) 10 (20)

France CNP (Fra) CNP ASSURANCES 5 (10) 10 (20) France CS (Fra) AXA 5 (10) 10 (20)

France DAS (Fra) DASSAULT SYSTEMES SA 5 (10) 10 (20) France DG (Fra) VINCI S.A 5 (10) 10 (20)

France EAD (Fra) EUROPEAN AERONAUTIC DEFENSE 5 (10) 10 (20) France EDF (Fra) EDF 5 (10) 10 (20)

France EF (Fra) ESSILOR INTERNATIONAL 5 (10) 10 (20) France EN (Fra) BOUYGUES 5 (10) 10 (20) France ERM (Fra) ERAMET 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 11 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

France EX (Fra) VIVENDI (EX-GEN DES EAUX) 5 (10) 10 (20)

France EXH (Fra) SODEXO 5 (10) 10 (20) France FOU (Fra) EIFFAGE 5 (10) 10 (20)

France FP (Fra) TOTAL FINA SA-B 5 (10) 10 (20) France FTE (Fra) FRANCE TELECOM SA 5 (10) 10 (20)

France GEP (Fra) CGG VERITAS 5 (10) 10 (20) France GLE (Fra) SOCIETE GENERALE-A 5 (10) 10 (20)

France GSZ (Fra) GDF SUEZ 5 (10) 10 (20) France HO (Fra) THALES 5 (10) 10 (20)

France HRM (Fra) HERMES INTERNATIONAL 5 (10) 10 (20) France KLE (Fra) KLEPIERRE 5 (10) 10 (20)

France LG (Fra) LAFARGE 5 (10) 10 (20) France MC (Fra) LVMH 5 (10) 10 (20) France ML (Fra) MICHELIN (CGDE)-B 5 (10) 10 (20)

France MMB (Fra) LAGARDERE S.C.A 5 (10) 10 (20) France NAT (Fra) NATIXIS 5 (10) 10 (20)

France NEX (Fra) NEXANS 5 (10) 10 (20) France NYSE (Fra) NYSE EURONEXT 5 (10) 10 (20)

France OR (Fra) LOREAL 5 (10) 10 (20) France PP (Fra) PPR 5 (10) 10 (20)

France PUB (Fra) PUBLICIS GROUPE 5 (10) 10 (20) France RI (Fra) PERNOD-RICARD SA 5 (10) 10 (20)

France RNO (Fra) RENAULT SA 5 (10) 10 (20) France SAF (Fra) SAFRAN SA 5 (10) 10 (20)

France SAN (Fra) SANOFI-AVENTIS SA 5 (10) 10 (20) France SESL (Fra) SES GLOBAL - FDR 5 (10) 10 (20)

France SEV (Fra) SUEZ ENVIRON 5 (10) 10 (20) France SGO (Fra) COMPAGNIE DE SAINT-GOBAIN 5 (10) 10 (20)

France STM (Fra) STMICROELECTRONICS NV 5 (10) 10 (20) France SU (Fra) SCHNEIDER ELECTRIC SA 5 (10) 10 (20) France TEC (Fra) TECHNIP SA 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 12 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

France TFF (Fra) TELEVISION FRANCAISE (T.F.1) 5 (10) 10 (20)

France TMS (Fra) THOMSON SA 5 (10) 10 (20) France UG (Fra) PSA PEUGEOT CITROEN 5 (10) 10 (20)

France UNB (Fra) UNIBAIL- RODAMCO 5 (10) 10 (20) France VIE (Fra) VEOLIA ENVIRONMENT 5 (10) 10 (20)

France VLL (Fra) VALLOUREC 5 (10) 10 (20) Germany AB1 (Ger) AIR BERLIN PLC 5 (10) 10 (20)

Germany ADAG (Ger) ADVA 5 (10) 10 (20) Germany ADS (Ger) ADIDAS AG 5 (10) 10 (20)

Germany AFX (Ger) CARL ZEISS MEDITEC AG 5 (10) 10 (20) Germany AIXG (Ger) AIXTRON AG 5 (10) 10 (20)

Germany ALT (Ger) ALTANA AG 5 (10) 10 (20) Germany ALV (Ger) ALLIANZ AG-REG 5 (10) 10 (20) Germany AMB2 (Ger) GENERALI DEUTSCHLAND HOLDING AG 5 (10) 10 (20)

Germany AQU (Ger) ARQUES INDUSTRIES AG 5 (10) 10 (20) Germany ARL (Ger) AAREAL BANK AG 5 (10) 10 (20)

Germany AROG (Ger) ARCANDOR AG 5 (10) 10 (20) Germany ATS (Ger) AUSTRIA TECHNOLOGIE & SYSTEM 5 (10) 10 (20)

Germany BAD (Ger) BALDA AG 5 (10) 10 (20) Germany BAS (Ger) BASF AG 5 (10) 10 (20)

Germany BAU (Ger) BAUER AG 5 (10) 10 (20) Germany BAY (Ger) BAYER AG 5 (10) 10 (20)

Germany BBME (Ger) BB MEDTECH AG - BR 5 (10) 10 (20) Germany BC8G (Ger) BECHTLE.DE AG 5 (10) 10 (20)

Germany BEI (Ger) BEIERSDORF AG 5 (10) 10 (2 0) Germany BIOZ (Ger) BB BIOTECH AG 5 (10) 10 (20)

Germany BMW (Ger) BAYERISCHE MOTOREN WERKE AG 5 (10) 10 (20) Germany BOH (Ger) CURANUM AG 5 (10) 10 (20)

Germany BOS3 (Ger) HUGO BOSS-PFD 5 (10) 10 (20) Germany BYW (Ger) BAYWA-BAYERISCHE WARENVERMIT 5 (10) 10 (20) Germany CBK (Ger) COMMERZBANK AG 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 13 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Germany CDB (Ger) COMDIRECT BANK AG 5 (10) 10 (20)

Germany CET (Ger) CENTROTHERM PHOTOVOLTAICS AG 5 (10) 10 (20) Germany CGY (Ger) CONERGY 5 (10) 10 (20)

Germany CLS (Ger) CELESIO AG 5 (10) 10 (20) Germany CMBT (Ger) KIZOO 5 (10) 10 (20)

Germany CON (Ger) CONTINENTAL AG 5 (10) 10 (20) Germany D9C (Ger) DEMAG CRANES AG 5 (10) 10 (20)

Germany DAI (Ger) DAIMLER AG 5 (10) 10 (20) Germany DB1 (Ger) DEUTSCHE BOERSE AG 5 (10) 10 (20)

Germany DBA (Ger) DEUTSCHE BETEILIGUNGS AG 5 (10) 10 (20) Germany DBK (Ger) DEUTSCHE BANK AG-REG 5 (10) 10 (20)

Germany DEQGn (Ger) DEUTSCHE EUROSHOP.DE AG 5 (10) 10 (20) Germany DEZ (Ger) DEUTZ AG 5 (10) 10 (20) Germany DOH (Ger) DOUGLAS HOLDING AG 5 (10) 10 (20)

Germany DPB (Ger) DEUTSCHE POSTBANK AG 5 (10) 10 (20) Germany DPW (Ger) DEUTSCHE POST AG-REG 5 (10) 10 (20)

Germany DRW3 (Ger) DRAEGERWERK AG - VORZ AKT 5 (10) 10 (20) Germany DTE (Ger) DEUTSCHE TELEKOM AG-REG 5 (10) 10 (20)

Germany DUE (Ger) DUERR AG 5 (10) 10 (20) Germany DWN (Ger) DEUTSCHE WOHNEN AG - BR 5 (10) 10 (20)

Germany DYK (Ger) DYCKERHOFF AG - PRF 5 (10) 10 (20) Germany EAD (Ger) EUROPEAN AERONAUTIC DEFENSE 5 (10) 10 (20)

Germany EOA (Ger) EON AG 5 (10) 10 (20) Germany ESC (Ger) ESCADA AG 5 (10) 10 (20)

Germany ESG (Ger) ERSOL SOLAR ENERGY 5 (10) 10 (20) Germany EVD (Ger) CTS EVENTIM 5 (10) 10 (20)

Germany EVTG (Ger) EVOTEC OAI AG 5 (10) 10 (20) Germany FIE (Ger) FIELMANN AG 5 (10) 10 (20)

Germany FME (Ger) FRESENIUS MEDICAL CARE 5 (10) 10 (20) Germany FNT (Ger) FREENET AG 5 (10) 10 (20) Germany FPE (Ger) FUCHS PETROLUB AG - PFD 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 14 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Germany FRA (Ger) FRAPORT AG 5 (10) 10 (20)

Germany FRE3 (Ger) FRESENIUS AG-PFD 5 (10) 10 (20) Germany G1A (Ger) GEA GROUP 5 (10) 10 (20)

Germany GAG (Ger) GAGFAH 5 (10) 10 (20) Germany GBF (Ger) BILFINGER BERGER AG 5 (10) 10 (20)

Germany GES (Ger) GESCO AG 5 (10) 10 (20) Germany GFK (Ger) GFK AG 5 (10) 10 (20)

Germany GIL (Ger) GILDEMEISTER AG 5 (10) 10 (20) Germany GKL (Ger) GRENKELEASING AG 5 (10) 10 (20)

Germany GMM (Ger) GRAMMER AG 5 (10) 10 (20) Germany GPCG (Ger) GPC BIOTECH AG 5 (10) 10 (20)

Germany GWI (Ger) GERRY WEBER INTL AG 5 (10) 10 (20) Germany GXI (Ger) GERRESHEIMER AG 5 (10) 10 (20) Germany HBH (Ger) HORNBACH HOLDING AG - PRFD 5 (10) 10 (20)

Germany HDD (Ger) HEIDELBERGER DRUCKMASCHINEN 5 (10) 10 (20) Germany HEI (Ger) HEIDELBERGCEMENT AG 5 (10) 10 (20)

Germany HEN3 (Ger) HENKEL KGAA-VORZUG 5 (10) 10 (20) Germany HHF (Ger) HAMBURGER HAFEN UND LOGISTIK AG 5 (10) 10 (20)

Germany HNR1 (Ger) HANNOVER RUECKVERSICHERU-REG 5 (10) 10 (20) Germany HOT (Ger) HOCHTIEF AG 5 (10) 10 (20)

Germany HRX (Ger) HYPO REAL ESTATE HOLDING 5 (10) 10 (20) Germany IDRG (Ger) IDS SCHEER AG 5 (10) 10 (20)

Germany IFX (Ger) INFINEON TECHNOLOGY AG 5 (10) 10 (20) Germany IGP (Ger) WIRECARD AG 5 (10) 10 (20)

Germany INH (Ger) INDUS HOLDING AG 5 (10) 10 (20) Germany IVG (Ger) IVG IMMOBILIEN AG 5 (10) 10 (20)

Germany IYP (Ger) INTERHYP AG 5 (10) 10 (20) Germany JEN (Ger) JENOPTIK AG 5 (10) 10 (20)

Germany JUN (Ger) JUNGHEINRICH - PRFD 5 (10) 10 (20) Germany KBCG (Ger) KONTRON AG 5 (10) 10 (20) Germany KBU (Ger) COLONIA REAL ESTATE 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 15 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Germany KCO (Ger) KLOECKNER & CO 5 (10) 10 (20)

Germany KRN3 (Ger) KRONES AG-PFD 5 (10) 10 (20) Germany KUKA (Ger) KUKA AG 5 (10) 10 (20)

Germany LEO (Ger) LEONI AG 5 (10) 10 (20) Germany LHA (Ger) DEUTSCHE LUFTHANSA-REG 5 (10) 10 (20)

Germany LIN (Ger) LINDE AG 5 (10) 10 (20) Germany LXS (Ger) LANXESS 5 (10) 10 (20)

Germany MAN (Ger) MAN AG 5 (10) 10 (20) Germany MANA (Ger) MANZ AUTOMATION 5 (10) 10 (20)

Germany MDGG (Ger) MEDIGENE AG 5 (10) 10 (20) Germany MEO (Ger) METRO AG 5 (10) 10 (20)

Germany MLP (Ger) MLP AG 5 (10) 10 (20) Germany MORG (Ger) MORPHOSYS.DE AG 5 (10) 10 (20) Germany MPC (Ger) MPC CAPITAL AG 5 (10) 10 (20)

Germany MRK (Ger) MERCK KGAA 5 (10) 10 (20) Germany MTU (Ger) MTU AERO ENGINES 5 (10) 10 (20)

Germany MUV2 (Ger) MUENCHENER RUECKVER AG-REG 5 (10) 10 (20) Germany MVV (Ger) MVV ENERGIE AG 5 (10) 10 (20)

Germany NDA (Ger) AURUBIS AG 5 (10) 10 (20) Germany NDX (Ger) NORDEX 5 (10) 10 (20)

Germany NLV (Ger) NUERNBERGER BETEILIG - AKT B 5 (10) 10 (20) Germany O2C (Ger) CAT OIL AG 5 (10) 10 (20)

Germany P1Z (Ger) PATRIZIA IMMOBILIEN AG 5 (10) 10 (20) Germany PFD (Ger) PFLEIDERER 5 (10) 10 (20)

Germany POR (Ger) PORSCHE AG VZ 5 (10) 10 (20) Germany PRA (Ger) PRAKTIKER BAU-UND HEIMWERKERMARKTE HOLDING AG 5 (10) 10 (20)

Germany PS4 (Ger) PHOENIX SOLAR AG 5 (10) 10 (20) Germany PSM (Ger) PROSIEBEN SAT.1 MEDIA AG-PFD 5 (10) 10 (20)

Germany PUM (Ger) PUMA AG 5 (10) 10 (20) Germany PV (Ger) PFEIFFER VACUUM TECHNOLOGY 5 (10) 10 (20) Germany QCE (Ger) Q-CELLS 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 16 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Germany QGEN (Ger) QIAGEN N.V. 5 (10) 10 (20)

Germany QSC (Ger) QSC AG 5 (10) 10 (20) Germany R8R(Ger) ROTH & RAU 5 (10) 10 (20)

Germany RAA (Ger) RATIONAL AG 5 (10) 10 (20) Germany RHK (Ger) RHOEN KLINIK 5 (10) 10 (20)

Germany RHM3 (Ger) RHEINMETALL AG-PFD 5 (10) 10 (20) Germany RPWGn (Ger) REPOWER SYSTEMS AG 5 (10) 10 (20)

Germany RSI (Ger) ROFIN-SINAR TECHNOLOGIES INC 5 (10) 10 (20) Germany RWE (Ger) RWE AG 5 (10) 10 (20)

Germany SAP (Ger) SAP AG-VORZUG 5 (10) 10 (20) Germany SAT (Ger) SARTORIUS AG 5 (10) 10 (20)

Germany SAZ (Ger) STADA ARZNEIMITTEL AG 5 (10) 10 (20) Germany SCH (Ger) BAYER SCHERING PHARMA AG 5 (10) 10 (20) Germany SDF (Ger) K & S AG 5 (10) 10 (20)

Germany SGL (Ger) SGL CARBON AG 5 (10) 10 (20) Germany SGS (Ger) CASH.LIFE AG 5 (10) 10 (20)

Germany SIE (Ger) SIEMENS AG 5 (10) 10 (20) Germany SIX (Ger) SIXT AG 5 (10) 10 (20)

Germany SKB (Ger) KOENIG & BAUER AG 5 (10) 10 (20) Germany SKW (Ger) SKW STAHL METALLURGIE HOLDING AG 5 (10) 10 (20)

Germany SKYD (Ger) SKY DEUTSCHLAND 5 (10) 10 (20) Germany SM7 (Ger) SMARTRAC NV 5 (10) 10 (20)

Germany SMA (Ger) SMA SOLAR TECHNOLOGY 5 (10) 10 (20) Germany SNGG (Ger) SINGULUS TECHNOLOGIES 5 (10) 10 (20)

Germany SOL (Ger) SOLON 5 (10) 10 (20) Germany SOW (Ger) SOFTWARE AG-REG 5 (10) 10 (20)

Germany SWVG (Ger) SOLARWORLD AG 5 (10) 10 (20) Germany SY1 (Ger) SYMRISE AG 5 (10) 10 (20)

Germany SZG (Ger) SALZGITTER AG 5 (10) 10 (20) Germany SZU (Ger) SUEDZUCKER AG 5 (10) 10 (20) Germany T3C (Ger) THIELERT AG 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 17 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Germany TGM (Ger) TOGNUM AG 5 (10) 10 (20)

Germany TKA (Ger) THYSSENKRUPP AG 5 (10) 10 (20) Germany TNH (Ger) TECHEM AG 5 (10) 10 (20)

Germany TTK (Ger) TAKKT AG 5 (10) 10 (20) Germany TUI (Ger) TUI AG 5 (10) 10 (20)

Germany UTDI (Ger) UNITED INTERNET AG-REG SHARE 5 (10) 10 (20) Germany VER (Ger) VERSATEL AG 5 (10) 10 (20)

Germany VIV (Ger) VIVACON 5 (10) 10 (20) Germany VOS (Ger) VOSSLOH AG 5 (10) 10 (20)

Germany VOW (Ger) VOLKSWAGEN AG 5 (10) 10 (20) Germany WAS (Ger) H&R WASAG AG 5 (10) 10 (20)

Germany WCH (Ger) WACKER CHEMIE 5 (10) 10 (20) Germany WING (Ger) WINCOR NIXDORF.DE AG 5 (10) 10 (20) Germany ZIL (Ger) ELRINGKLINGER AG 5 (10) 10 (20)

Greece ACB (Gre) ALPHA BANK 10 (20) 15 (30) Greece AGB (Gre) AGRICULTURAL BANK OF GREECE 10 (20) 15 (30)

Greece AMC (Gre) ATHENS MEDICAL CENTER SA 10 (20) 15 (30) Greece AUT (Gre) AUTOHELLAS 10 (20) 15 (30)

Greece AVA (Gre) J&P-AVAX SA 10 (20) 15 (30) Greece BOC (Gre) BANK OF CYPRUS PUBLIC CO LTD 10 (20) 15 (30)

Greece BOP (Gre) PIRAEUS BANK 10 (20) 15 (30) Greece CAM (Gre) REDS SA 10 (20) 15 (30)

Greece CBG (Gre) EMPORIKI BANK OF GREECE 10 (20) 15 (30) Greece COR (Gre) CORINTH PIPEWORKS SA 10 (20) 15 (30)

Greece DEH (Gre) PUBLIC POWER CORP 10 (20) 15 (30) Greece DOL (Gre) LAMBRAKIS PRESS SA 10 (20) 15 (30)

Greece EFG (Gre) EFG EUROBANK ERGASIAS 10 (20) 15 (30) Greece EGN (Gre) EGNATIA BANK SA 10 (20) 15 (30)

Greece ELC (Gre) ELECTRONIKI ATHINON SA 10 (20) 15 (30) Greece ELE (Gre) SCIENS INTERNATIONAL HOLDINGS SA 10 (20) 15 (30) Greece ELM (Gre) ELMEC SPORT ABETE 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 18 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Greece EPA (Gre) ATTICA HOLDINGS SA 10 (20) 15 (30)

Greece ESK (Gre) FG EUROPE SA 10 (20) 15 (30) Greece EUP (Gre) EUROBANK PROPERTIES SA 10 (20) 15 (30)

Greece EYD (Gre) EYDAP ATHENS WATER SUPPLY & SEWAGE CO SA 10 (20) 15 (30) Greece FOR (Gre) FORTHNET SA 10 (20) 15 (30)

Greece FRI (Gre) FRIGOGLASS SA 10 (20) 15 (30) Greece HCA (Gre) HELLENIC CABLES SA 10 (20) 15 (30)

Greece HDF (Gre) HELLENIC DUTY FREE SHOPS SA 10 (20) 15 (30) Greece HELr (Gre) ELLAKTOR 10 (20) 15 (30)

Greece HEP (Gre) HELLENIC PETROLEUM 10 (20) 15 (30) Greece HER (Gre) HERACLES GENERAL CEMENT 10 (20) 15 (30)

Greece HLB (Gre) COCO COLA HELLENIC BOTTLING 10 (20) 15 (30) Greece IAS (Gre) IASO SA 10 (20) 15 (30) Greece INR (Gre) INTRACOM 10 (20) 15 (30)

Greece IQT (Gre) INFO-QUEST SA 10 (20) 15 (30) Greece KLE (Gre) KLEEMAN HELLAS SA 10 (20) 15 (30)

Greece LAM (Gre) LAMPSA HOTELS SA 10 (20) 15 (30) Greece LMD (Gre) LAMDA DEVELOPMENT SA 10 (20) 15 (30)

Greece MOR (Gre) MOTOR OIL HELLAS CORINTH REFINERIES 10 (20) 15 (30) Greece MRB (Gre) MARFIN POP BANK 10 (20) 15 (30)

Greece MRF (Gre) MARFIN FIN 10 (20) 15 (30) Greece MYT (Gre) MYTILINEOS HOLDINGS 10 (20) 15 (30)

Greece NBG (Gre) NATIONAL BANK OF GREECE 10 (20) 15 (30) Greece OLP (Gre) PIRAEUS PORT AUTHORITY 10 (20) 15 (30)

Greece OLT (Gre) THESSALONIKI PORT AUTHORIT Y SA 10 (20) 15 (30) Greece OLY (Gre) TECHNICAL OLYMPIC 10 (20) 15 (30)

Greece OPA (Gre) OPAP 10 (20) 15 (30) Greece OTE (Gre) HELLENIC TELECOMMUNICATIONS ORGANIZATION 10 (20) 15 (30)

Greece PAL (Gre) ASTIR PALACE HOTEL SA 10 (20) 15 (30) Greece PLA (Gre) PLASIO COMPUTERS 10 (20) 15 (30) Greece PRB (Gre) PROTON BANK SA 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 19 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Greece PRE (Gre) PIRAEUS REAL ESTATE INVESTMENT 10 (20) 15 (30)

Greece SFA (Gre) SFAKIANAKIS 10 (20) 15 (30) Greece TEL (Gre) TELETYPOS SA MEGA CHANNEL 10 (20) 15 (30)

Greece TWS (Gre) THESSALONIKI WATER SUPPLY AND SEWERAGE CO SA 10 (20) 15 (30) Greece VIV (Gre) VIVARTIA SA 10 (20) 15 (30)

Greece XAKO (Gre) HALCOR SA 10 (20) 15 (30) Hong Kong 0001 Cheung Kng(Hk) CHEUNG KONG 5 (10) 10 (20)

Hong Kong 0002 CLP Hldgs (Hk) CLP HOLDINGS LTD 5 (10) 10 (20) Hong Kong 0003 HK&Ch. Gas (Hk) HONG KONG & CHINA GAS 5 (10) 10 (20)

Hong Kong 0004 The Wharf (Hk) WHARF HOLDINGS 5 (10) 10 (20) Hong Kong 0005 HSBC (Hk) HSBC HOLDINGS PLC 5 (10) 10 (20)

Hong Kong 0006 Hk Elect (Hk) HONGKONG ELECTRIC HOLDINGS 5 (10) 10 (20) Hong Kong 0008 PCCW (Hk) PCCW LTD 5 (10) 10 (20) Hong Kong 0010 Hang Lung (Hk) HANG LUNG DEVELOPMENT CO 10 (20) 15 (30)

Hong Kong 0011 Hng Sng Bk(Hk) HANG SENG BANK 5 (10) 10 (20) Hong Kong 0012 Hend Land (Hk) HENDERSON LAND DEVELOPMENT 5 (10) 10 (20)

Hong Kong 0013 Hutch Wham (Hk) HUTCHISON WHAMPOA 5 (10) 10 (20) Hong Kong 0014 Hysan Dev (Hk) HYSAN DEVELOPMENT CO LTD 5 (10) 10 (20)

Hong Kong 0016 Sun Hung K (Hk) SUN HUNG KAI PROPERTIES LTD 5 (10) 10 (20) Hong Kong 0017 New Wld Dev(Hk) NEW WORLD DEVELOPMENT 5 (10) 10 (20)

Hong Kong 0019 Swire Pac. (Hk) SWIRE PACIFIC LTD 5 (10) 10 (20) Hong Kong 0020 Wheelock (Hk) WHEELOCK & COMPANY LTD 5 (10) 10 (20)

Hong Kong 0023 Bank E.Asia(Hk) BANK OF EAST ASIA 5 (10) 10 (20) Hong Kong 0027 Galaxy Ent (HK) GALAXY ENTERTAINMENT GROUP LTD 5 (10) 10 (20)

Hong Kong 0031 China Aero (HK) CHINA AEROSPACE INT LTD 5 (10) 10 (20) Hong Kong 0038 1stTractor (HK) FIRST TRACTOR CO LTD 5 (10) 10 (20)

Hong Kong 0041 Grt Eagle (Hk) GREAT EAGLE HOLDINGS LTD 5 (10) 10 (20) Hong Kong 0042 NorthEast (Hk) NORTHEAST ELECTRIC DEVELOP 10 (20) 15 (30)

Hong Kong 0045 HK&Sh Hotl (Hk) HONGKONG & SHANGHAI HOTES/THE 5 (10) 10 (20) Hong Kong 0053 Guoco Grp (Hk) GUOCO GROUP LTD 10 (20) 15 (30) Hong Kong 0054 Hopewell Hd(Hk) HOPEWELL HOLDINGS 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 20 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Hong Kong 0062 Tran It Hd (Hk) TRANSPORT INTERNATIONAL HOLDING 10 (20) 15 (30)

Hong Kong 0066 MTR Corp (Hk) MTR CORP 5 (10) 10 (20) Hong Kong 0069 Shangri La (Hk) SHANGRI-LA ASIA LTD 10 (20) 15 (30)

Hong Kong 0074 Great Wall (HK) GREAT WALL TECHNOLOGY CO LTD 5 (10) 10 (20) Hong Kong 0076 South Sea (HK) SOUTH SEA PETROLEUM HOLDINGS LTD 5 (10) 10 (20)

Hong Kong 0083 Sino Land (Hk) SINO LAND CO 5 (10) 10 (20) Hong Kong 0097 Hend Inv (Hk) HENDERSON INVESTMENT LTD 5 (10) 10 (20)

Hong Kong 0101 Hang Lung (Hk) HANG LUNG PROPERTIES LTD 5 (10) 10 (20) Hong Kong 0103 Shougang (HK) SHOUGANG CONCORD CNTRY HLDGS 5 (10) 10 (20)

Hong Kong 0107 Sichuan (HK) SICHUAN EXPRESSWAY CO LTD 5 (10) 10 (20) Hong Kong 0119 Poly (HK) POLY (HK) INVESTMENT LTD 5 (10) 10 (20)

Hong Kong 0123 Guangzhou (Hk) GUANGZHOU INVESTMENT 5 (10) 10 (20) Hong Kong 0124 Kingway (Hk) KINGWAY BREWERY HOLDINGS LTD 5 (10) 10 (20) Hong Kong 0135 CNPC (Hk) CNPC HONG KONG LIMITED 5 (10) 10 (20)

Hong Kong 0142 First Pac (Hk) FIRST PACIFIC CO 5 (10) 10 (20) Hong Kong 0144 China Mer (Hk) CHINA MERCHANTS HLDGS INTL 5 (10) 10 (20)

Hong Kong 0148 Kingboard C(Hk) KINGBOARD CHEMICALS HOLDINGS LTD 10 (20) 15 (30) Hong Kong 0151 Want Want(Hk) WANT WANT CHINA HOLD 5 (10) 10 (20)

Hong Kong 0152 Shenzhen (Hk) SHENZHEN INTL HOLDINGS 5 (10) 10 (20) Hong Kong 0154 Beijing D (HK) BEIJING DEV (HK) LTD 5 (10) 10 (20)

Hong Kong 0161 CATIC Shen (HK) CATIC SHENZHEN HOLDINGS LTD 5 (10) 10 (20) Hong Kong 0165 China Ever (HK) CHINA EVERBRIGHT LTD 5 (10) 10 (20)

Hong Kong 0168 TsingTao Br(Hk) TSINGTAO BREWERY CO LTD 10 (20) 15 (30) Hong Kong 0171 Silver G (HK) SILVER GRANT INT INDUSTRIES 5 (10) 10 (20)

Hong Kong 0175 Geely Auto (Hk) GEELY AUTOMOBILE HOLDINGS LTD 5 (10) 10 (20) Hong Kong 0177 Jiangsu Exp(Hk) JIANGSU EXPRESS CO LTD 10 (20) 15 (30)

Hong Kong 0179 Johnson Ele(Hk) JOHNSON ELECTRIC HOLDINGS LTD 5 (10) 10 (20) Hong Kong 0187 BeirenPrint(Hk) BEIREN PRINTING 10 (20) 15 (30)

Hong Kong 0196 Honghua (HK) HONGHUA GROUP LTD 5 (10) 10 (20) Hong Kong 0200 Melco Dev (HK) MELCO INTERNATIONAL DEVELOPMENT LTD 5 (10) 10 (20) Hong Kong 0203 Denway Mot (Hk) DENWAY MOTORS LTD 5 (10) 10 (20)

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Hong Kong 0217 ChinaCheng (HK) CHINA CHENGTONG DEVELOPMENT GROUP LTD 5 (10) 10 (20)

Hong Kong 0218 Shenyin W(HK) SHENYIN WANGUO HK LTD 5 (10) 10 (20) Hong Kong 0220 U-presid (Hk) U-PRESID CHINA HOLDINGS 5 (10) 10 (20)

Hong Kong 0222 Min Xin (HK) MIN XIN HOLDINGS LTD 5 (10) 10 (20) Hong Kong 0230 Minmetals L(HK) MINMETALS LAND LTD 5 (10) 10 (20)

Hong Kong 0232 Catic Int (HK) CATIC INTERNATIONAL HOLDINGS LTD 5 (10) 10 (20) Hong Kong 0241 CITIC21 (HK) CITIC 21CN CO LTD 5 (10) 10 (20)

Hong Kong 0242 Shun Tak (Hk) SHUN TAK HOLDINGS LTD 10 (20) 15 (30) Hong Kong 0246 (HK) REAL GOLD MINING LTD 5 (10) 10 (20)

Hong Kong 0256 China Haid (HK) CHINA HAIDIAN HOLDINGS LTD 5 (10) 10 (20) Hong Kong 0257 Everbright (HK) CHINA EVERBRIGHT INTERNATIONAL LTD 5 (10) 10 (20)

Hong Kong 0267 Citic Pac (Hk) CITIC PACIFIC LIMITED 5 (10) 10 (20) Hong Kong 0270 G.dong inv (Hk) GUANDONG INVEST 10 (20) 15 (30) Hong Kong 0291 China Res (Hk) CHINA RESOURCES ENTERPRISES 5 (10) 10 (20)

Hong Kong 0293 Cathay Pac (Hk) CATHAY PACIFIC AIRWAYS 5 (10) 10 (20) Hong Kong 0297 Sinofert (HK) SINOFERT HOLDINGS LTD 5 (10) 10 (20)

Hong Kong 0300 Kunming (HK) KUNMING MACHINE LTD 5 (10) 10 (20) Hong Kong 0302 Wing Hang (Hk) WING HANG BANK LTD 5 (10) 10 (20)

Hong Kong 0308 China Trav (Hk) CHINA TRAVEL INTL INV 5 (10) 10 (20) Hong Kong 0315 Smartone (Hk) SMARTONE TELECOMMUNICATIONS 5 (10) 10 (20)

Hong Kong 0316 Ori Ove Int(Hk) ORIENT OVERSEAS INTERNATIONAL LTD 5 (10) 10 (20) Hong Kong 0317 GZ Shipyard(Hk) GUANGZHOU SHIPYARD INTL CO 10 (20) 15 (30)

Hong Kong 0321 Texwinca (Hk) TEXWINCA HOLDINGS LTD 5 (10) 10 (20) Hong Kong 0323 MaanShan IS(Hk) MAANSHAN IRON & STEEL 10 (20) 15 (30)

Hong Kong 0330 Esprit (Hk) ESPRIT HOLDINGS LIMITED 5 (10) 10 (20) Hong Kong 0336 Huabao In (Hk) HUABAO INTERNATIONAL HOLDINGS 5 (10) 10 (20)

Hong Kong 0338 Shang Petro(Hk) SINOPEC SHANGHAI PETROCHEMICAL CO LTD 5 (10) 10 (20) Hong Kong 0343 CulcomHlds (HK) CULTURECOM HOLDINGS LTD 10 (20) 15 (30)

Hong Kong 0347 Angang Stl(Hk) ANGANG STEEL CO LTD 10 (20) 15 (30) Hong Kong 0349 Ind&C Bank (HK) INDUSTRIAL & COMMERCIAL BANK OF CHINA (ASIA) LTD 5 (10) 10 (20) Hong Kong 0350 Jingwei Tex(Hk) JINGWEI TEXTILE MACHINERY 10 (20) 15 (30)

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New Margin Level % (Fixed Risk)

Hong Kong 0351CNPower (HK) CHINA SCIENCES CONSERVATIONAL POWER LTD 5 (10) 10 (20)

Hong Kong 0357 Hainan (HK) HAINAN MEILAN INTERNATIONAL AIRPORT CO LTD 10 (20) 15 (30) Hong Kong 0358 JiangXi Cop(Hk) JIANGXI COPPER COMPANY 10 (20) 15 (30)

Hong Kong 0363 Shang Ind (Hk) SHANGHAI INDUSTRIAL HOLDINGS LTD 10 (20) 15 (30) Hong Kong 0382 Hualing (HK) HUALING HOLDINGS LTD 5 (10) 10 (20)

Hong Kong 0384 China Gas (HK) CHINA GAS HOLDINGS LTD 5 (10) 10 (20) Hong Kong 0386 Sinopec Crp(Hk) CHINA PETROLEUM & CHEMICAL CORP 5 (10) 10 (20)

Hong Kong 0388 HK Exc&Clr(Hk) HONG KONG EXCHANGES & CLEAR 5 (10) 10 (20) Hong Kong 0390 Ch Railway (HK) CHINA RAILWAY GROUP LTD 5 (10) 10 (20)

Hong Kong 0392 Beij Enter (Hk) BEIJING ENTERPRISES HLDGS 5 (10) 10 (20) Hong Kong 0409 Stone G (HK) STONE GROUP HLDGS LTD 5 (10) 10 (20)

Hong Kong 0410 SOHOChina(HK) SOHO CHINA LIMITED 5 (10) 10 (20) Hong Kong 0418 Founder H(HK) FOUNDER HOLDINGS LTD 5 (10) 10 (20) Hong Kong 0438 IRICO (HK) IRICO GROUP ELECTRONICS CO LTD 10 (20) 15 (30)

Hong Kong 0440 Dah Sing Fn(Hk) DAH SING FINANCIAL HOLDINGS LTD 10 (20) 15 (30) Hong Kong 0489 DongF Mot (HK) DONGFENG MOTOR GRP 10 (20) 15 (30)

Hong Kong 0494 Li & Fung (Hk) LI & FUNG LTD 5 (10) 10 (20) Hong Kong 0506 Cofco (Hk) CHINA FOODS LTD 5 (10) 10 (20)

Hong Kong 0511 TVB (Hk) TELEVISION BROADCASTS LTD 5 (10) 10 (20) Hong Kong 0517 COSCO Int (HK) COSCO INTERNATIONAL HOLDINGS 5 (10) 10 (20)

Hong Kong 0521 Shougang (HK) SHOUGANG CONCORD TECH HLDGS LTD 5 (10) 10 (20) Hong Kong 0522 ASM Pacific(Hk) ASM PACIFIC TECHNOLOGY 10 (20) 15 (30)

Hong Kong 0525 GuangS Rail(Hk) GUANGSHEN RAILWAY CO LTD 10 (20) 15 (30) Hong Kong 0538 AJISEN (Hk) AJISEN (CHINA) HOLDINGS LTD 10 (20) 15 (30)

Hong Kong 0548 Shenzhen (HK) SHENZHEN EXPRESSWAY CO LTD 5 (10) 10 (20) Hong Kong 0549 Jilin (HK) JILIN QIFENG CHEMICAL FIBER CO LTD 5 (10) 10 (20)

Hong Kong 0551 Yue Yuen (Hk) YUE YUEN INDUSTRIAL HOLDINGS 5 (10) 10 (20) Hong Kong 0552 China (HK) CHINA COMMUNICATION SERVICES 10 (20) 15 (30)

Hong Kong 0553 NanJ Pda(Hk) NANJING PANDA ELECTRONICS 10 (20) 15 (30) Hong Kong 0560 Chu Kong (HK) CHU KONG SHIPPING DEV 5 (10) 10 (20) Hong Kong 0568 Shangdong (HK) SHANDONG MOLONG PETROLEUM MACHINERY CO LTD 5 (10) 10 (20)

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Hong Kong 0576 ZhejiangEx (HK) ZHEJIANG EXPRESSWAY CO LTD 10 (20) 15 (30)

Hong Kong 0583 SCMP Grp (Hk) SCMP GROUP LTD 10 (20) 15 (30) Hong Kong 0588 BJ N Star (Hk) BEIJING NORTH STAR CO LTD 10 (20) 15 (30)

Hong Kong 0592 Bossini In (Hk) BOSSINI INTERNATIONAL HOLDINGS 5 (10) 10 (20) Hong Kong 0597 CSMC (HK) CSMC TECH CORPORATION 5 (10) 10 (20)

Hong Kong 0598 Sinotrans (Hk) SINOTRANS LTD-H 5 (10) 10 (20) Hong Kong 0604 Shenzhen (Hk) SHENZHEN INVESTMENT LTD 5 (10) 10 (20)

Hong Kong 0606 C.Agri-Ind (HK) CHINA ARGI-INDUSTRIES HLDGS 5 (10) 10 (20) Hong Kong 0626 Public Fin (Hk) PUBLIC FINANCIAL HOLDINGS LTD 5 (10) 10 (20)

Hong Kong 0636 (HK) FUBON BANK (HONG KONG) LTD 5 (10) 10 (20) Hong Kong 0639 Fushan (HK) FUSHAN INTERNATIONAL ENERGY GROUP LTD 5 (10) 10 (20)

Hong Kong 0656 Fosun Inte (Hk) FOSUN INTERNATIONAL 5 (10) 10 (20) Hong Kong 0659 NWS Hld (Hk) NWS HOLDINGS LTD 5 (10) 10 (20) Hong Kong 0669 Techtronic (Hk) TECHTRONIC INDUSTRIES CO 10 (20) 15 (30)

Hong Kong 0670 EastAir (HK) CHINA EASTERN AIRLINES CORPORATION LTD 5 (10) 10 (20) Hong Kong 0682 Chaoda (HK) CHAODA MODERN AGRICULTURE 5 (10) 10 (20)

Hong Kong 0683 Kerry Prop(Hk) KERRY PROPERTIES LTD 10 (20) 15 (30) Hong Kong 0688 Ch Overseas(Hk) CHINA OVERSEAS LAND & INVEST 5 (10) 10 (20)

Hong Kong 0694 Beiji Airp (HK) BEIJING CAPITAL INTL AIRPORT CO 10 (20) 15 (30) Hong Kong 0696 Travelsky (HK) TRAVELSKY TECHNOLOGY LTD 5 (10) 10 (20)

Hong Kong 0697 Shougang (HK) SHOUGANG CONCORD INT ENT CO LTD 5 (10) 10 (20) Hong Kong 0700 Tencent Hld(HK) TENCENT HOLDINGS LTD 10 (20) 15 (30)

Hong Kong 0709 Giordano (Hk) GIORDANO INTERNATIONAL 5 (10) 10 (20) Hong Kong 0715 (HK) HUTCHISON HARBOUR RING LTD 10 (20) 15 (30)

Hong Kong 0719 SDXH Pharm(Hk) SHANDONG XINHUA PHARMA 10 (20) 15 (30) Hong Kong 0728 China Tel (Hk) CHINA TELECOM CORP LTD 5 (10) 10 (20)

Hong Kong 0737 Hopewll Inf(HK) HOPEWELL HIGHWAY INFRUSTRUCTURE LTD 10 (20) 15 (30) Hong Kong 0739 Zhejiang (HK) ZHEJIANG GLASS CO LTD 10 (20) 15 (30)

Hong Kong 0753 Air China(Hk) AIR CHINA LIMITED 10 (20) 15 (30) Hong Kong 0762 Chin Unicom(Hk) CHINA UNICOM HONG KONG LTD 5 (10) 10 (20) Hong Kong 0763 ZTE Corp(Hk) ZTE CORP 10 (20) 15 (30)

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Hong Kong 0809 G BioChem (Hk) GLOBAL BIO-CHEM TECHNOLOGY 5 (10) 10 (20)

Hong Kong 0811 Sichuan (HK) SICHUAN XINHUA WINSHARE CHAINSTORE CO LTD 5 (10) 10 (20) Hong Kong 0817 Franshion (HK) FRANSHION PROPERTIES CHINA LTD 5 (10) 10 (20)

Hong Kong 0828 Dyna.Wine (HK) DYNASTY FINE WINES GROUP LTD 5 (10) 10 (20) Hong Kong 0836 Ch Res Pwr (Hk) CHINA RESOURCES POWER HOLDINGS CO 5 (10) 10 (20)

Hong Kong 0839 T. OilPipe (HK) ANHUI TIANDS OIL PIPES CO LTD 10 (20) 15 (30) Hong Kong 0855 Ch Water (Hk) CHINA WATER AFFAIRS GROUP 5 (10) 10 (20)

Hong Kong 0857 Petrochina (Hk) PETROCHINA CO LTD 5 (10) 10 (20) Hong Kong 0861 Digital Cn (HK) DIGITAL CHINA HOLDINGS LTD 5 (10) 10 (20)

Hong Kong 0874 Guangzhou (HK) GUANGZHOU PHARMACEUTICAL CO LTD 10 (20) 15 (30) Hong Kong 0882 TianjinDev (HK) TIANJIN DEVELOPMENT HLDGS 5 (10) 10 (20)

Hong Kong 0883 CNOOC (Hk) CNOOC LTD 5 (10) 10 (20) Hong Kong 0902 Huaneng Pwr(Hk) HUANENG POWER INTL INC 5 (10) 10 (20) Hong Kong 0903 TPV Tech(HK) TPV TECHNOLOGY LTD 5 (10) 10 (20)

Hong Kong 0908 Jiuzhou D (HK) JIUZHOU DEVELOPMENT CO LTD 5 (10) 10 (20) Hong Kong 0914 AnhuiCoCem (HK) ANHUI CONCH CEM CORP 10 (20) 15 (30)

Hong Kong 0915 LINMARK (HK) LINMARK GROUP 5 (10) 10 (20) Hong Kong 0939 CCB (Hk) CHINA CONSTRUCTION BANK 5 (10) 10 (20)

Hong Kong 0941 Ch Mobile (Hk) CHINA MOBILE LTD/HK 5 (10) 10 (20) Hong Kong 0966 Ch Ins Int (HK) CHINA INSURANCE INTERNATIONAL 5 (10) 10 (20)

Hong Kong 0980 Lianhua (HK) LIANHUA SUPERMARKET HOLDINGS CO LTD 5 (10) 10 (20) Hong Kong 0981 Semicon Man(HK) SEMICONDUCTOR MANUFACTURING INTL CORP 10 (20) 15 (30)

Hong Kong 0983 (HK) SHUI ON CONSTRUCTION AND MATERIALS LIMITED 5 (10) 10 (20) Hong Kong 0991 Datang Pwr (Hk) DATANG INT POWER GEN CO-H 5 (10) 10 (20)

Hong Kong 0992 Lenovo Grp (Hk) LENOVO GROUP LTD 5 (10) 10 (20) Hong Kong 0995 AnHui ExWy(Hk) ANHUI EXPRESSWAY CO LTD 10 (20) 15 (30)

Hong Kong 0998 China Citic(Hk) CHINA CITIC BANK 10 (20) 15 (30) Hong Kong 1000 Beijing (HK) BEIJING MEDIA CORPORATION LTD 10 (20) 15 (30)

Hong Kong 1033 SinoYZ Chem(Hk) SINOPEC YIZHENG CHEMICAL 10 (20) 15 (30) Hong Kong 1038 Cheung Infr(Hk) CHEUNG KONG INFRASTRUCTURE 5 (10) 10 (20) Hong Kong 1052 GZI Trans (Hk) GZI TRANSPORT LTD 5 (10) 10 (20)

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Hong Kong 1053 ChongQ IS(Hk) CHONGQING IRON & STEEL 10 (20) 15 (30)

Hong Kong 1055 Ch SouthAir(HK) CHINA SOUTHERN AIRLINES CO-H 10 (20) 15 (30) Hong Kong 1065 TianJin Cap(Hk) TIANJIN CAPTIAL ENVIRON 10 (20) 15 (30)

Hong Kong 1068 Ch Yurun (Hk) CHINA YURUN FOOD GROUP LTD 5 (10) 10 (20) Hong Kong 1070 TCL M (HK) TCL MULTIMEDIA TECH HLDGS 5 (10) 10 (20)

Hong Kong 1071 Huadian (Hk) HUADIAN POWER INTL CORP-H 5 (10) 10 (20) Hong Kong 1072 DongF ElecM(Hk) DONGFANG ELECTRICAL MACHIN-H 10 (20) 15 (30)

Hong Kong 1088 Ch Shenhua (HK) CHINA SHENHUA ENERGY CO LTD 10 (20) 15 (30) Hong Kong 1093 ChinaPharm (HK) CHINA PHARMACEUTICAL GROUP LTD 5 (10) 10 (20)

Hong Kong 1109 China Res (Hk) CHINA RESOURCES BEIJING LAND 5 (10) 10 (20) Hong Kong 1114 Brill (Hk) BRILLIANCE CHINA AUTOMOTIVE 5 (10) 10 (20)

Hong Kong 1122 Q. Motor (HK) QINGLING MOTORS CO LTD 5 (10) 10 (20) Hong Kong 1133 HarbinPwr (HK) HARBIN POWER EQUIPMENT CO LTD 5 (10) 10 (20) Hong Kong 1171 Yanzhou (Hk) YANZHOU COAL MININGS CO-H 5 (10) 10 (20)

Hong Kong 1185 CEI (HK) CHINA ENERGINE INTERNATIONAL H 5 (10) 10 (20) Hong Kong 1186 CH Rway Con(Hk) CHINA RAILWAYS CONSTRUCTION CORPORATION 5 (10) 10 (20)

Hong Kong 1193 China R (HK) CHINA RESOURCES LOGIC LTD 5 (10) 10 (20) Hong Kong 1199 Cosco (Hk) COSCO PACIFIC LIMITED 5 (10) 10 (20)

Hong Kong 1202 P. telcom (HK) CHENGDU PUTIAN TELECOM CABLE CO LTD 10 (20) 15 (30) Hong Kong 1205 CITIC Res (Hk) CITIC RESOURCES HOLDINGS LTD 10 (20) 15 (30)

Hong Kong 1208 Minmetals R(HK) MINMETALS RESOURCES LTD 5 (10) 10 (20) Hong Kong 1211 BYD Com (HK) BYD COMPANY 5 (10) 10 (20)

Hong Kong 1368 (HK) XTEP INTERNATIONAL HOLDINGS LTD 5 (10) 10 (20) Hong Kong 1389 MingAn (HK) MING AN HLDGS COMPANY LTD 5 (10) 10 (20)

Hong Kong 1393 Hidili Ltd (HK) HIDILI IND INTL DEV LTD. 5 (10) 10 (20) Hong Kong 1398 ICBC (HK) INDUSTRIAL & COMM BANK OF CHINA 10 (20) 15 (30)

Hong Kong 1688 Alibaba (HK) ALIBABA.COM LTD. 10 (20) 15 (30) Hong Kong 1766 (HK) CHINA S.LOCOMOTIVE & ROLLING STK CORP LTD 5 (10) 10 (20)

Hong Kong 1800 Ch Comm (Hk) CHINA COMMUNICATION CONS CO LTD 10 (20) 15 (30) Hong Kong 1818 Zhaojin (HK) ZHAOJIN MINING INDUSTRY CO LTD 5 (10) 10 (20) Hong Kong 1862 Sino Gold (HK) SINO GOLD MINING LTD 10 (20) 15 (30)

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Hong Kong 1880 Belle Inte (Hk) BELLE INTERNATIONAL HOLDINGS 5 (10) 10 (20)

Hong Kong 1883 CITIC1616 (HK) CITIC 1616 HOLDINGS LTD 5 (10) 10 (20) Hong Kong 1886 Ch Huiyuan (Hk) CHINA HUIYUAN JUICE GROUP 5 (10) 10 (20)

Hong Kong 1893 Sinoma (HK) CHINA NATIONAL MATERIALS 5 (10) 10 (20) Hong Kong 1898 Ch Coal Eng(HK) CHINA COAL ENERGY 10 (20) 15 (30)

Hong Kong 1919 Cosco (HK) CHINA COSCO HOLDINGS CO LTD 10 (20) 15 (30) Hong Kong 2005 Lijun Inte (HK) LIJUN INTERNATIONAL PHAR CO. LTD 5 (10) 10 (20)

Hong Kong 2006 Shanghai (HK) SHANGHAI JINJIANG INTL HOTELS CO LTD 5 (10) 10 (20) Hong Kong 2020 Anta Sport (Hk) ANTA SPORTS PRODUCTS LTD 5 (10) 10 (20)

Hong Kong 2038 Foxconn (HK) FOXCONN INTERNATIONAL HLDGS LTD 10 (20) 15 (30) Hong Kong 2300 AMVIG (HK) AMVIG HOLDINGS LTD 5 (10) 10 (20)

Hong Kong 2318 Ping An (Hk) PING AN INSURANCE GROUP 5 (10) 10 (20) Hong Kong 2319 Ch Mengniu (Hk) CHINA MENGNIU DAIRY CO 5 (10) 10 (20) Hong Kong 2328 PICCPrCas (HK) PICC PROP & CAS CO LTD 5 (10) 10 (20)

Hong Kong 2331 Li Ning (Hk) LI NING CO LTD 5 (10) 10 (20) Hong Kong 2332 HTIL (HK) HUTCHISON TELECOMMUNICATIONS INTL LTD 10 (20) 15 (30)

Hong Kong 2333 GWall Moto(HK) GREAT WALL MOTOR CO LTD 5 (10) 10 (20) Hong Kong 2337 S.H Forte (HK) SHANGHAI FORTE LAND CO LTD 5 (10) 10 (20)

Hong Kong 2338 WeiChai Pow(Hk) WEICHAI POWER CO LTD 10 (20) 15 (30) Hong Kong 2342 Comba (HK) TELECOM SYSTEMS HOLDINGS LTD 5 (10) 10 (20)

Hong Kong 2345 SH Machine (HK) SHANGHAI PRIME MACHINERY CO LT D 5 (10) 10 (20) Hong Kong 2355 Baoye (HK) BAOYE GROUP CO LTD 10 (20) 15 (30)

Hong Kong 2357 AviChina (HK) AVICHINA INDUSTRY & TECHNOLOGY CO LTD 5 (10) 10 (20) Hong Kong 2380 China Pow (Hk) CHINA POWER INTERNATIONAL DEVELOPMENT LTD 5 (10) 10 (20)

Hong Kong 2388 BOC HK (HK) BOC HONG KONG HOLDINGS LTD 5 (10) 10 (20) Hong Kong 2600 Ch Alumin (HK) ALUMINUM CORP OF CHINA LTD 5 (10) 10 (20)

Hong Kong 2626 HunanMetal (HK) HUNAN NONFERROUS METALS CO LTD 5 (10) 10 (20) Hong Kong 2628 China Life (HK) CHINA LIFE INSURANCE CO LTD 5 (10) 10 (20)

Hong Kong 2689 ND Paper (HK) NINE DRAGONS PAPER HOLDINGS LTD 5 (10) 10 (20) Hong Kong 2698 WeiqiaoTex (HK) WEIQIAO TEXTILE CO 10 (20) 15 (30) Hong Kong 2727 ShangEle (HK) SHANGHAI ELEC GROUP CO 10 (20) 15 (30)

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Hong Kong 2777 Gzhou RFP (HK) GUANGZHOU R&F PRO CO LTD 10 (20) 15 (30)

Hong Kong 2823 IsharesA50 (HK) ISHARES A50 CHINA TRACKER 10 (20) 15 (30) Hong Kong 2838 China25ETF (HK) HS FTSE/XIHUA CHINA25 ETF 10 (20) 15 (30)

Hong Kong 2866 China Ship (HK) CHINA SHIPPING CONTAINER LINES CO LTD 10 (20) 15 (30) Hong Kong 2868 Beijing (HK) BEIJING CAPITAL LAND LTD 5 (10) 10 (20)

Hong Kong 2877 China Shin (Hk) CHINA SHINEWAY PHAR 5 (10) 10 (20) Hong Kong 2878 Solom Sys (HK) SOLOMON SYSTECH (INTL) LTD 10 (20) 15 (30)

Hong Kong 2880 Dalian (HK) DALIAN PORT (PDA) CO LTD 5 (10) 10 (20) Hong Kong 2883 COSL (Hk) CHINA OILFIELD SERVICE LTD 5 (10) 10 (20)

Hong Kong 2888 StanChat (HK) STANDARD CHARTERED PLC 10 (20) 15 (30) Hong Kong 2899 Zijin Min (HK) ZIJIN MINING GROUP CO LTD 10 (20) 15 (30)

Hong Kong 2930 (HK) CHINA RESOURCES POWER HOLDINGS LTD RIGHTS 5 (10) 10 (20) Hong Kong 3311 ChinaState (HK) CHINA STATE CONSTRUCTION INT HOLDINGS LTD 5 (10) 10 (20) Hong Kong 3323 Bld Materi (HK) CHINA NATIONAL BUILDING MATERIAL CO LTD 5 (10) 10 (20)

Hong Kong 3328 Bank Com (HK) BANK OF COMMUNICATIONS 10 (20) 15 (30) Hong Kong 3330 L. Gold (HK) LINGBAO GOLD CO LTD 5 (10) 10 (20)

Hong Kong 3339 Lonking (HK) LONKING HOLDINGS LTD 5 (10) 10 (20) Hong Kong 3355 AdvSemiCon (HK) ADVANCED SEMICONDUC MANUFAC CO LTD 5 (10) 10 (20)

Hong Kong 3368 Parkson Re (Hk) PARKSON RETAIL GROUP LTD 5 (10) 10 (20) Hong Kong 3377 Sino-Ocean (HK) SINO-OCEAN LAND HLDGS LTD 5 (10) 10 (20)

Hong Kong 3378 Xiamen (HK) XIAMEN INTERNATIONAL PORT CO LTD 5 (10) 10 (20) Hong Kong 3382 Tianjin P (HK) TIANJIN PORT DEV HLDGS LTD 5 (10) 10 (20)

Hong Kong 3383 Agile (HK) AGILE PROPERTY HOLDINGS LTD 5 (10) 10 (20) Hong Kong 3389 Xinyu Heng (Hk) XINYU HENGDELI HOLDINGS LTD 5 (10) 10 (20)

Hong Kong 3399 Guangdong (HK) GUANGDONG NAN YUE LOGISTICS CO LTD 10 (20) 15 (30) Hong Kong 3928 Zhengzhou (HK) ZHENGZHOU GAS CO LTD 5 (10) 10 (20)

Hong Kong 3968 CMB (Hk) CHINA MERCHANTS BANK 10 (20) 15 (30) Hong Kong 3983 China (HK) CHINA BLUECHEMICAL LTD 5 (10) 10 (20)

Hong Kong 3988 BOC Ltd (HK) BANK OF CHINA LTD 10 (20) 15 (30) Hong Kong 3993 China Moly (HK) CHINA MOLYBDENUM CO LTD 10 (20) 15 (30) Hong Kong 8045 Nandasoft (HK) JIANGSU NANDASOFT CO LTD 10 (20) 15 (30)

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Hong Kong 8049 Changlong (HK) JILIN PROVINCE HUINAN CHANGLONG BIOPHARMACY CO LTD 10 (20) 15 (30)

Hong Kong 8058 Luoxin (HK) LUOXIN PHARMACY STOCK CO LTD 10 (20) 15 (30) Hong Kong 8069 TongRen (HK) TONG REN TANG TECH CO LTD 10 (20) 15 (30)

Hong Kong 8095 Beida (HK) BEIJING BEIDA JADE BIRD UNITECH 10 (20) 15 (30) Hong Kong 8102 Fudan M (HK) SHANGHAI FUDAN MICROELEC 10 (20) 15 (30)

Hong Kong 8106 Zheda (HK) ZHEDA LANDE SCITECH LTD 10 (20) 15 (30) Hong Kong 8115 Qingpu (HK) SHANGHAI QINGPU FIRE FIGHTING EQUIP 10 (20) 15 (30)

Hong Kong 8157 Capinfo (HK) CAPINFO CO LTD 10 (20) 15 (30) Hong Kong 8188 Mudan (HK) MUDAN AUTOMOBILE SHARES CO LTD 10 (20) 15 (30)

Hong Kong 8189 TEDA Bio (HK) TIANJIN TEDA BIO ENG CO LTD 10 (20) 15 (30) Hong Kong 8196 Launch (HK) LAUNCH TECH CO LTD 10 (20) 15 (30)

Hong Kong 8197 Tiger (HK) NORTHEAST TIGER PHARMACEUTICAL CO LTD 10 (20) 15 (30) Hong Kong 8199 Weigao (HK) SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD 10 (20) 15 (30) Hong Kong 8205 Jiaoda (HK) SHANGHAI JIAODA WITHUB INFO 10 (20) 15 (30)

Hong Kong 8208 Changmao (HK) CHANGMAO BIO ENG CO LTD 10 (20) 15 (30) Hong Kong 8211 Yonglong (HK) ZHEJIANG YONGLONG ENT CO LTD 10 (20) 15 (30)

Hong Kong 8217 CMA (HK) CMA LOGISTICS CO LTD 10 (20) 15 (30) Hong Kong 8227 Haitian (HK) XIAN HAITIAN ANTENNA TECHNOLOGIES CO LTD 10 (20) 15 (30)

Hong Kong 8230 Dong Env (HK) SHENZHEN DONGJIANG ENV CO LTD 10 (20) 15 (30) Hong Kong 8231 Fudan Bio (HK) SHANGHAI FUDAN ZHANGJIANG BIO PHARM 10 (20) 15 (30)

Hong Kong 8235 CCID (HK) CCID CONSULTING CO LTD 10 (20) 15 (30) Hong Kong 8243 Dahe (HK) NANJING DAHE OUTDOOR MEDIA CO LTD 10 (20) 15 (30)

Hong Kong 8247 Biosino (HK) BIOSINO BIOTECHNOLOGY AND SCIENCE CORP 10 (20) 15 (30) Hong Kong 8249 Yidong (HK) NINGBO YIDONG ELECTRONIC CO LTD 10 (20) 15 (30)

Hong Kong 8251 Donghua (HK) SHANGHAI DONGHUA PETROCHEMICAL 10 (20) 15 (30) Hong Kong 8253 Sanmenxia (HK) SANMENXIA TIANYUAN ALUMINUM 10 (20) 15 (30)

Hong Kong 8258 Northwest (HK) SHAANXI NORTHWEST NEW TECH 10 (20) 15 (30) Hong Kong 8259 Yantai (HK) YANTAI NORTH ANDRE JUICE CO LTD 10 (20) 15 (30)

Hong Kong 8273 Prospect (HK) ZHEJIANG PROSPECT CO LTD 10 (20) 15 (30) Hong Kong 8277 Wumart (HK) WUMART STORES INC 10 (20) 15 (30) Hong Kong 8285 EVOC Tech (HK) SHENZHEN EVOC INTEL TECH CO LTD 10 (20) 15 (30)

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New Margin Level % (Fixed Risk)

Hong Kong 8286 Chang (HK) SHANXI CHANGCHENG MICROLIGHT EQUIPMENT CO LTD 10 (20) 15 (30)

Hong Kong 8287 Sample (HK) NANJING SAMPLE TECH CO LTD 10 (20) 15 (30) Hong Kong 8290 Tianlian (HK) TIANJIN TIANLIAN PUB UTILITIES CO LTD 10 (20) 15 (30)

Hong Kong 8301 Mingwah (HK) SHENZHEN MINGWAH AOHAN HI TECH 10 (2 0) 15 (30) Hong Kong 8329 Nepturnus (HK) SHENZHEN NEPTURNUS INTERLONG BIO TECH 10 (20) 15 (30)

Hong Kong 8331 Shibao (HK) ZHEJIANG SHIBAO CO LTD 10 (20) 15 (30) Irish Republic AERL (Ir) AER LINGUS 5 (10) 10 (20)

Irish Republic ALBK (Ir) ALLIED IRISH BANKS PLC 3 (6) 10 (20) Irish Republic ARYN (Ir) ARYZTA AG 5 (10) 10 (20)

Irish Republic BKIR (Ir) BANK OF IRELAND 3 (6) 10 (20) Irish Republic CRH (Ir) CRH PLC 3 (6) 10 (20)

Irish Republic DCC (Ir) DCC PLC 5 (10) 10 (20) Irish Republic ELN (Ir) ELAN CORPORATION PLC 5 (10) 10 (20) Irish Republic GCC (Ir) C&C GROUP 5 (10) 10 (20)

Irish Republic GL9 (Ir) GLANBIA 5 (10) 10 (20) Irish Republic GNC (Ir) GREENCORE GROUP 5 (10) 10 (20)

Irish Republic GRF (Ir) GRAFTON GRP PLC-UTS 5 (10) 10 (20) Irish Republic ICG (Ir) IRISH CONT. UNIT 5 (10) 10 (20)

Irish Republic INW (Ir) INDEPENDENT NEWS & MEDIA PLC 5 (10) 10 (20) Irish Republic IPM (Ir) IRISH LIFE & PERMANENT PLC 5 (10) 10 (20)

Irish Republic KSP (Ir) KINGSPAN GROUP 5 (10) 10 (20) Irish Republic KYG (Ir) KERRY GROUP PLC-A 5 (10) 10 (20)

Irish Republic PAP (Ir) PADDY POWER 5 (10) 10 (20) Irish Republic RYA (Ir) RYANAIR HOLDINGS PLC 3 (6) 10 (20)

Italy A2A (Ita) A2A SPA 5 (10) 10 (20) Italy AGL (Ita) AUTOGRILL SPA 5 (10) 10 (20)

Italy ALZI (Ita) ALLEANZA ASSICURAZIONI SPA 5 (10) 10 (20) Italy ATL (Ita) ATLANTIA SPA 5 (10) 10 (20)

Italy BAPO (Ita) BANCO POPULARE 5 (10) 10 (20) Italy BMPS (Ita) BANCA MONTE DEI PASCHI SIENA 5 (10) 10 (20) Italy BULG (Ita) BULGARI SPA 5 (10) 10 (20)

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New Margin Level % (Fixed Risk)

Italy BZU (Ita) BUZZI UNICHEM 5 (10) 10 (20)

Italy CIRX (Ita) CIR SPA 5 (10) 10 (20) Italy CPRI (Ita) DAVIDE CAMPARI-MILANO SPA 5 (10) 10 (20)

Italy FOS (Ita) FONDIARIA-SAI 5 (10) 10 (20) Italy GEO (Ita) GEOX SPA 5 (10) 10 (20)

Italy IPG (Ita) IMPREGILO SPA 5 (10) 10 (20) Italy ITAI (Ita) ITALCEMENTI SPA 5 (10) 10 (20)

Italy LTT (Ita) LOTTOMATICA 5 (10) 10 (20) Italy LUX (Ita) LUXOTTICA GROUP SPA 5 (10) 10 (20)

Italy MDBI (Ita) MEDIOBANCA SPA 5 (10) 10 (20) Italy MED (Ita) MEDIOLANUM SPA 5 (10) 10 (20)

Italy MOED (Ita) ARNOLDO MONDARI EDITORE SPA 5 (10) 10 (20) Italy MS (Ita) MEDIASET SPA 5 (10) 10 (20) Italy PECI (Ita) PIRELLI SPA 5 (10) 10 (20)

Italy PLT (Ita) PARMALAT SPA 5 (10) 10 (20) Italy PMII (Ita) BANCA POPOLARE DI MILANO SCRL 5 (10) 10 (20)

Italy PRY (Ita) PRYSMIAN 5 (10) 10 (20) Italy SPMI (Ita) SAIPEM 5 (10) 10 (20)

Italy SRG (Ita) SNAM RETE GAS SPA 5 (10) 10 (20) Italy STM (Ita) STMICROELECTRONICS 5 (10) 10 (20)

Italy STS (Ita) ANSALDO STS SPA 5 (10) 10 (20) Italy TRN (Ita) TERNE SPA 5 (10) 10 (20)

Italy UNPI (Ita) UNIPOL SPA 5 (10) 10 (20) Japan 1332 Npn Suis (Jp) NIPPON SUISAN 6 (12) 10 (20)

Japan 1334 Maruha Nich(Jp) MARUHA NICHIRO 6 (12) 10 (20) Japan 1605 Inpex (Jp) INPEX CORPORATION 6 (12) 10 (20)

Japan 1721 Comsys (Jp) COMSYS HOLDINGS 6 (12) 10 (20) Japan 1801 Taisei (Jp) TAISEI CORP 6 (12) 10 (20)

Japan 1802 Obayashi (Jp) OBAYASHI CORP 6 (12) 10 (20) Japan 1803 Shimizu (Jp) SHIMIZU CORP 6 (12) 10 (20) Japan 1812 Kajima (Jp) KAJIMA CORP 6 (12) 10 (20)

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New Margin Level % (Fixed Risk)

Japan 1925 Daiwa (Jp) DAIWA HOUSE INDU 6 (12) 10 (20)

Japan 1928 Sekisui (Jp) SEKISUI HOUSE LTD 6 (12) 10 (20) Japan 1963 JGC (Jp) JGC CORP 6 (12) 10 (20)

Japan 2001 Npn Flour (Jp) NIPPON FLOUR 6 (12) 10 (20) Japan 2002 Nissh Flr (Jp) NISSHIN SEIFUN GROUP INC 6 (12) 10 (20)

Japan 2269 Meiji (Jp) MEIJI HOLDINGS 6 (12) 10 (20) Japan 2282 Npn Meat (Jp) NIPPON MEAT PACK 6 (12) 10 (20)

Japan 2501 Sapporo (Jp) SAPPORO HOLDINGS LTD 6 (12) 10 (20) Japan 2502 Asahi (Jp) ASAHI BREWERIES 6 (12) 10 (20)

Japan 2503 Kirin (Jp) KIRIN HOLDINGS CO 6 (12) 10 (20) Japan 2531 Takara (Jp) TAKARA SHUZO 6 (12) 10 (20)

Japan 2602 Nissh Oil (Jp) THE NISSHIN OILLIO GROUP LTD 6 (12) 10 (20) Japan 2768 Sojitz (Jp) SOJITZ CORP 6 (12) 10 (20) Japan 2779 Mitsukoshi (Jp) MITSUKOSHI LTD 6 (12) 10 (20)

Japan 2801 Kikkoman (Jp) KIKKOMAN CORP 6 (12) 10 (20) Japan 2802 Ajinomoto (Jp) AJINOMOTO CO INC 6 (12) 10 (20)

Japan 2871 Nichirei (Jp) NICHIREI CORP 6 (12) 10 (20) Japan 2914 Jpn Tobac (Jp) JAPAN TOBACCO 6 (12) 10 (20)

Japan 3086 J Front Re (Jp) J FRONT RETAILING CO LTD 6 (12) 10 (20) Japan 3099 Isetan Mit (Jp) ISETAN MITSUKOSHI HOLDINGS LTD 6 (12) 10 (20)

Japan 3101 Toyobo (Jp) TOYOBO LTD 6 (12) 10 (20) Japan 3103 Unitika (Jp) UNITIKA LTD 6 (12) 10 (20)

Japan 3105 Nisshinbo (Jp) NISSHINBO INDS 6 (12) 10 (20) Japan 3110 Nitto (Jp) NITTO BOSEKI CO 6 (12) 10 (20)

Japan 3382 Seven (Jp) SEVEN & I HOLDING CO 6 (12) 10 (20) Japan 3401 Teijin (Jp) TEIJIN LIMITED 6 (12) 10 (20)

Japan 3402 Toray (Jp) TORAY INDUSTRIES 6 (12) 10 (20) Japan 3404 Mitsub Ray (Jp) MITSUB RAYON CO 6 (12) 10 (20)

Japan 3405 Kuraray (Jp) KURARAY CO LTD 6 (12) 10 (20) Japan 3407 Asahi (Jp) ASAHI KASEI CORP 6 (12) 10 (20) Japan 3436 Sumco Cor (Jp) SUMCO CORP 6 (12) 10 (20)

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New Margin Level % (Fixed Risk)

Japan 3861 OJI (Jp) OJI PAPER CO LTD 6 (12) 10 (20)

Japan 3864 Mits Paper (Jp) MITSUB PAP MILLS 6 (12) 10 (20) Japan 3865 Hokuetsu (Jp) HOKUETSU PAPER 6 (12) 10 (20)

Japan 3893 Nippon Pap (Jp) NIPPON PAPER GROUP INC 6 (12) 10 (20) Japan 4004 Showa (Jp) SHOWA DENKO K K 6 (12) 10 (20)

Japan 4005 Sumit Chem (Jp) SUMITOMO CHEM CO 6 (12) 10 (20) Japan 4021 Nissan (Jp) NISSAN CHEM INDS 6 (12) 10 (20)

Japan 4041 Npn Soda (Jp) NIPPON SODA CO 6 (12) 10 (20) Japan 4042 Tosoh (Jp) TOSOH CORP 6 (12) 10 (20)

Japan 4061 Denki (Jp) DENKI KAGAKU KOG 6 (12) 10 (20) Japan 4063 Shin-Etsu (Jp) SHIN-ETSU CHEMICAL 6 (12) 10 (20)

Japan 4151 Kyowa (Jp) KYOWA HAKKO KIRIN CO LTD 6 (12) 10 (20) Japan 4183 Mitsui (Jp) MITSUI CHEMICALS 6 (12) 10 (20) Japan 4188 Mitsu Chem (Jp) MITSUBISHI CHEMI 6 (12) 10 (20)

Japan 4208 UBE (Jp) UBE INDUSTRIES 6 (12) 10 (20) Japan 4272 Npn Kayaku (Jp) NIPPON KAYAKU 6 (12) 10 (20)

Japan 4324 Dentsu (Jp) DENTSU INC 6 (12) 10 (20) Japan 4452 Kao (Jp) KAO CORPORATION 6 (12) 10 (20)

Japan 4502 Takeda (Jp) TAKEDA PHARMACEUTICAL 6 (12) 10 (20) Japan 4503 Astellas (Jp) ASTELLAS PHARMA INC 6 (12) 10 (20)

Japan 4506 D.Npn Phrm (Jp) DAI NIPPON PHARMA 6 (12) 10 (20) Japan 4507 Shionogi (Jp) SHIONOGI & CO 6 (12) 10 (20)

Japan 4519 Chugai (Jp) CHUGAI PHARMA CO 6 (12) 10 (20) Japan 4523 Eisai (Jp) EISAI CO LTD 6 (12) 10 (20)

Japan 4543 Terumo (Jp) TERUMO CORP 6 (12) 10 (20) Japan 4568 Daiichi (Jp) DAIICHI SANKYO 6 (12) 10 (20)

Japan 4689 Yahoo Jp (Jp) YAHOO JAPAN CORP 6 (12) 10 (20) Japan 4704 Trend (Jp) TREND MICRO INCORPORATED 6 (12) 10 (20)

Japan 4901 Fuji Photo (Jp) FUJIFILM HOLDINGS 6 (12) 10 (20) Japan 4902 Konica (Jp) KONICA MINOLTA HOLDINGS INC 6 (12) 10 (20) Japan 4911 Shiseido (Jp) SHISEIDO CO LTD 6 (12) 10 (20)

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Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Japan 5001 Npn Mits (Jp) NIPPON MITSUB OI 6 (12) 10 (20)

Japan 5002 Showa (Jp) SHOWA SHELL SEKI 6 (12) 10 (20) Japan 5016 Nip Min (Jp) NIPPON MINING HOLDINGS INC 6 (12) 10 (20)

Japan 5101 Yokohama (Jp) YOKOHAMA RUBBER 6 (12) 10 (20) Japan 5108 Bridgstone (Jp) BRIDGESTONE CORP 6 (12) 10 (20)

Japan 5201 Asahi Glss (Jp) ASAHI GLASS CO 6 (12) 10 (20) Japan 5202 Npn Glass (Jp) NIPPON SHEET GLA 6 (12) 10 (20)

Japan 5232 Sumit Osak (Jp) SUMITOMO OSAKA 6 (12) 10 (20) Japan 5233 Taiheiyo (Jp) TAIHEIYO CEMENT 6 (12) 10 (20)

Japan 5301 Tokai (Jp) TOKAI CARBON CO 6 (12) 10 (20) Japan 5332 Toto Ltd (Jp) TOTO LTD 6 (12) 10 (20)

Japan 5333 NGK Ins (Jp) NGK INSULATORS 6 (12) 10 (20) Japan 5401 Npn Steel (Jp) NIPPON STEEL CO 6 (12) 10 (20) Japan 5405 Sumit Mtls (Jp) SUMITOMO MET IND 6 (12) 10 (20)

Japan 5406 Kobe (Jp) KOBE STEEL LTD 6 (12) 10 (20) Japan 5411 JFE (Jp) JFE HOLDINGS INC 6 (12) 10 (20)

Japan 5541 Pac Metals (Jp) PACIFIC METALS 6 (12) 10 (20) Japan 5631 Jpn Steel (Jp) JAPAN STEEL WORK 6 (12) 10 (20)

Japan 5701 Npn Light (Jp) NIPPON LIGHT MTLS 6 (12) 10 (20) Japan 5706 Mits Minls (Jp) MITSUB MIN&SMELT 6 (12) 10 (20)

Japan 5707 Toho Zinc (Jp) TOHO ZINC CO LTD 6 (12) 10 (20) Japan 5711 Mits Matls (Jp) MITSUB MATERIALS 6 (12) 10 (20)

Japan 5713 Sumit Mtls (Jp) SUMITOMO MET MIN 6 (12) 10 (20) Japan 5714 Dowa (Jp) DOWA MINING CO 6 (12) 10 (20)

Japan 5715 Furuk Co (Jp) FURUKAWA CO LTD 6 (12) 10 (20) Japan 5801 Furuk Elec (Jp) FURUKAWA ELECT 6 (12) 10 (20)

Japan 5802 Sumit Elec (Jp) SUMITOMO ELEC IN 6 (12) 10 (20) Japan 5803 Fujikura (Jp) FUJIKURA LTD 6 (12) 10 (20)

Japan 5901 Toyo (Jp) TOYO SEIKAN 6 (12) 10 (20) Japan 6103 Okuma (Jp) OKUMA CORP 6 (12) 10 (20) Japan 6301 Komatsu (Jp) KOMATSU LTD 6 (12) 10 (20)

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Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Japan 6302 Sumit Hvy (Jp) SUMITOMO HEAVY 6 (12) 10 (20)

Japan 6305 Hitachi Con(Jp) HITACHI CONSTRUCTION 6 (12) 10 (20) Japan 6326 Kubota (Jp) KUBOTA CORP 6 (12) 10 (20)

Japan 6361 Ebara Corp (Jp) EBARA CORP 6 (12) 10 (20) Japan 6366 Chiyoda Cp (Jp) CHIYODA CORP 6 (12) 10 (20)

Japan 6367 Daikin (Jp) DAIKIN INDUSTRIES LTD 6 (12) 10 (20) Japan 6471 NSK Corp (Jp) NSK LTD 6 (12) 10 (20)

Japan 6472 NTN Corp (Jp) NTN CORP 6 (12) 10 (20) Japan 6473 Koyo (Jp) KOYO SEIKO CO 6 (12) 10 (20)

Japan 6479 Minebea (Jp) MINEBEA CO LTD 6 (12) 10 (20) Japan 6501 Hitachi (Jp) HITACHI LTD 6 (12) 10 (20)

Japan 6502 Toshiba Cp (Jp) TOSHIBA CORP 6 (12) 10 (20) Japan 6503 Mits Elect (Jp) MITSUB ELEC CORP 6 (12) 10 (20) Japan 6504 Fuji Elect (Jp) FUJI ELECTRONIC CO 6 (12) 10 (20)

Japan 6508 Meidensha (Jp) MEIDENSHA CORP 6 (12) 10 (20) Japan 6674 GS Yuasa (Jp) GS YUASA CORP 6 (12) 10 (20)

Japan 6701 NEC Corp (Jp) NEC CORP 6 (12) 10 (20) Japan 6702 Fujitsu (Jp) FUJITSU LTD 6 (12) 10 (20)

Japan 6703 OKI (Jp) OKI ELECTRIC IND 6 (12) 10 (20) Japan 6752 Matsus (Jp) PANASONIC CORP 6 (12) 10 (20)

Japan 6753 Sharp (Jp) SHARP CORP 6 (12) 10 (20) Japan 6758 Sony Corp (Jp) SONY CORPORATION 6 (12) 10 (20)

Japan 6762 TDK (Jp) TDK CORPORATION 6 (12) 10 (20) Japan 6764 Sanyo (Jp) SANYO ELECTRIC 6 (12) 10 (20)

Japan 6767 Mitsum Elec(Jp) MITSUMI ELEC CO 6 (12) 10 (20) Japan 6770 Alps Elect (Jp) ALPS ELEC CO LTD 6 (12) 10 (20)

Japan 6773 Pioneer (Jp) PIONEER CORP 6 (12) 10 (20) Japan 6796 Clarion (Jp) CLARION CO LTD 6 (12) 10 (20)

Japan 6841 Yokogawa (Jp) YOKOGAWA ELEC 6 (12) 10 (20) Japan 6857 Advantest (Jp) ADVANTEST CORP 6 (12) 10 (20) Japan 6902 Denso (Jp) DENSO CORP 6 (12) 10 (20)

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Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Japan 6952 Casio Comp (Jp) CASIO COMPUTER 6 (12) 10 (20)

Japan 6954 Fanuc Ltd (Jp) FANUC LTD 6 (12) 10 (20) Japan 6971 Kyocera (Jp) KYOCERA CORP 6 (12) 10 (20)

Japan 6976 Taiyo (Jp) TAIYO YUDEN CO 6 (12) 10 (20) Japan 6991 Matsus (Jp) PANASONIC ELECTRIC WORKS CO LTD 6 (12) 10 (20)

Japan 7003 Mits Engin (Jp) MITSUB ENG&SHIPB 6 (12) 10 (20) Japan 7004 Hitachi Zo (Jp) HITACHI ZOSEN 6 (12) 10 (20)

Japan 7011 Mits Hvy (Jp) MITSUB HEAVY IND 6 (12) 10 (20) Japan 7012 Kawasa Hvy (Jp) KAWASAKI HVY IND 6 (12) 10 (20)

Japan 7013 Ishikawa (Jp) IHI CORP 6 (12) 10 (20) Japan 7201 Nissan (Jp) NISSAN MOTOR CO 6 (12) 10 (20)

Japan 7202 Isuzu (Jp) ISUZU MOTORS 6 (12) 10 (20) Japan 7203 Toyota (Jp) TOYOTA MOTOR CORP 6 (12) 10 (20) Japan 7205 Hino (Jp) HINO MOTORS LTD 6 (12) 10 (20)

Japan 7211 Mitsub Mot (Jp) MITSUB MOTORS CO 6 (12) 10 (20) Japan 7231 Topy (Jp) TOPY INDS LTD 6 (12) 10 (20)

Japan 7261 Mazda (Jp) MAZDA MOTOR 6 (12) 10 (20) Japan 7267 Honda (Jp) HONDA MOTORS CO 6 (12) 10 (20)

Japan 7269 Suzuki (Jp) SUZUKI MOTOR 6 (12) 10 (20) Japan 7270 Fuji (Jp) FUJI HEAVY INDUS 6 (12) 10 (20)

Japan 7731 Nkn Corp (Jp) NIKON CORP 6 (12) 10 (20) Japan 7733 Olympus (Jp) OLYMPUS CORP 6 (12) 10 (20)

Japan 7751 Canon (Jp) CANON INC 6 (12) 10 (20) Japan 7752 Ricoh (Jp) RICOH CO LTD 6 (12) 10 (20)

Japan 7762 Citizen (Jp) CITIZEN HOLDINGS CO LTD 6 (12) 10 (20) Japan 7911 Toppan (Jp) TOPPAN PRINTING 6 (12) 10 (20)

Japan 7912 D.Npn Prt (Jp) DAI NIPPON PRINT 6 (12) 10 (20) Japan 7951 Yamaha (Jp) YAMAHA CORP 6 (12) 10 (20)

Japan 8001 Itochu (Jp) ITOCHU CORP 6 (12) 10 (20) Japan 8002 Marubeni (Jp) MARUBENI CORP 6 (12) 10 (20) Japan 8015Toyota Tsus (Jp) TOYOTA TSUSHO CORP 6 (12) 10 (20)

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Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Japan 8031 Mitsui (Jp) MITSUI & CO 6 (12) 10 (20)

Japan 8035 Tokyo Elec (Jp) TOKYO ELECTRON 6 (12) 10 (20) Japan 8053 Sumitomo (Jp) SUMITOMO CORP 6 (12) 10 (20)

Japan 8058 Mitsub Crp (Jp) MITSUB CORP 6 (12) 10 (20) Japan 8233 Takashim (Jp) TAKASHIMAYA CO LTD 6 (12) 10 (2 0)

Japan 8252 Marui (Jp) MARUI GROUP CO LTD 6 (12) 10 (20) Japan 8253 Credit (Jp) CREDIT SAISON CO LTD 6 (12) 10 (20)

Japan 8267 Aeon (Jp) AEON CO LTD 6 (12) 10 (20) Japan 8270 Uny Co Lt (Jp) UNY CO LTD 6 (12) 10 (20)

Japan 8303 Shinsei (Jp) SHINSEI BANK LTD 6 (12) 10 (20) Japan 8306 Mits Tok (Jp) MITSUBISHI TOKYO FINANCIAL 6 (12) 10 (20)

Japan 8308 Reson (Jp) RESONA HOLDINGS INC 6 (12) 10 (20) Japan 8309 Mitsu (Jp) CHUO MITSUI TRUST HOLDINGS INC 6 (12) 10 (20) Japan 8316 Sumi (Jp) SUMITOMO MITSUI FINANCIAL GR 6 (12) 10 (20)

Japan 8331 Chiba (Jp) THE CHIBA BANK LTD 6 (12) 10 (20) Japan 8332 Bk Yoko (Jp) BANK OF YOKOHAMA 6 (12) 10 (20)

Japan 8354 Fukuoka (Jp) FUKUOKA FINANCIAL GROUP INC 6 (12) 10 (20) Japan 8355 Shizuoka (Jp) SHIZUOKA BANK 6 (12) 10 (20)

Japan 8403 Sumit Trst (Jp) SUMITOMO TR & BK 6 (12) 10 (20) Japan 8404 Mizuho Tr (Jp) MIZUHO TRUST & B 6 (12) 10 (20)

Japan 8411 Mizuho (Jp) MIZUHO FINANCIAL GROUP INC 6 (12) 10 (20) Japan 8601 Daiwa Grp (Jp) DAIWA SECS GRP 6 (12) 10 (20)

Japan 8604 Nomura (Jp) NOMURA HOLDINGS INC 6 (12) 10 (20) Japan 8606 Shinko (Jp) SHINKO SECS 6 (12) 10 (20)

Japan 8628 Matsui (Jp) MATSUI SECURITIES CO LTD 6 (12) 10 (20) Japan 8725 Mitsui Sum (Jp) MITSUI SUMITOMO INS 6 (12) 10 (20)

Japan 8755 Sompo (Jp) SOMPO JAPAN INSURANCE INC 6 (12) 10 (20) Japan 8766 TokioMar (Jp) TOKIO MARINE HOLDINGS INC 6 (12) 10 (20)

Japan 8795 T&D (Jp) T&D HOLDING INC 6 (12) 10 (20) Japan 8801 Mitsui Fud (Jp) MITSUI FUDOSAN 6 (12) 10 (20) Japan 8802 Mits Est (Jp) MITSUB ESTATE CO 6 (12) 10 (20)

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Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Japan 8803 Heiwa (Jp) HEIWA REAL ESTAT 6 (12) 10 (20)

Japan 8815 Tokyu Land (Jp) TOKYU LAND CORP 6 (12) 10 (20) Japan 8830 Sumit Real (Jp) SUMITOMO REALTY & DEVELOPMENT 6 (12) 10 (20)

Japan 9001 Tobu Rail (Jp) TOBU RAILWAY CO 6 (12) 10 (20) Japan 9005 Tokyu Crp (Jp) TOKYU CORP 6 (12) 10 (20)

Japan 9007 Odakyu (Jp) ODAKYU ELEC RAIL 6 (12) 10 (20) Japan 9008 Keio (Jp) KEIO ELECT RAIL 6 (12) 10 (20)

Japan 9009 Keisei (Jp) KEISEI ELEC RAIL 6 (12) 10 (20) Japan 9020 E.Jpn Rail (Jp) EAST JAPAN RAIL 6 (12) 10 (20)

Japan 9021 West Jap (Jp) WEST JAPAN RAILWAY CO 6 (12) 10 (20) Japan 9062 Nkn Expss (Jp) NIKON EXPRESS 6 (12) 10 (20)

Japan 9064 Yamato (Jp) YAMATO TRANSPORT CO LTD 6 (12) 10 (20) Japan 9101 Npn Yusen (Jp) NIPPON YUSEN KAB 6 (12) 10 (20) Japan 9104 Mitsui Lin (Jp) MITSUI OSK LINES 6 (12) 10 (20)

Japan 9107 Kawas Kis (Jp) KAWASAKI KISEN 6 (12) 10 (20) Japan 9202 ALL Nippon (Jp) ALL NIPPON AIRWA 6 (12) 10 (20)

Japan 9205 Japan (Jp) JAPAN AIRLINES SYSTEM CORP 6 (12) 10 (20) Japan 9301 Mitsub Log (Jp) MITSUB LOGOSTICS 6 (12) 10 (20)

Japan 9412 Sky (Jp) SKY PERFECT JSAT 6 (12) 10 (20) Japan 9432 NTT Corp (Jp) NTT CORP 6 (12) 10 (20)

Japan 9433 KDDI (Jp) KDDI CORP 6 (12) 10 (20) Japan 9437 NTT Docomo (Jp) NTT DOCOMO INC 6 (12) 10 (20)

Japan 9501 Tokyo Pwr (Jp) TOKYO ELEC PWR 6 (12) 10 (20) Japan 9502 Chubu Pwr (Jp) CHUBU ELEC POWER 6 (12) 10 (20)

Japan 9503 Kansai Pwr (Jp) KANSAI ELEC PWR 6 (12) 10 (20) Japan 9531 Tokyo Gas (Jp) TOKYO GAS CO LTD 6 (12) 10 (20)

Japan 9532 Osaka Gas (Jp) OSAKA GAS CO LTD 6 (12) 10 (20) Japan 9602 Toho Co (Jp) TOHO CO LTD 6 (12) 10 (20)

Japan 9605 Toei (Jp) TOEI 6 (12) 10 (20) Japan 9613 NTT Data (Jp) NTT DATA CORP 6 (12) 10 (20) Japan 9681 Tokyo Dome (Jp) TOKYO DOME CORP 6 (12) 10 (20)

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Margin Changes 21 September 2009 Page 38 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Japan 9735 Secom (Jp) SECOM 6 (12) 10 (20)

Japan 9737 CSK (Jp) CSK HOLDINGS CORP 6 (12) 10 (20) Japan 9766 Kon (Jp) KONAMI CORP 6 (12) 10 (20)

Japan 9983 Fast Ret (Jp) FAST RETAILING 6 (12) 10 (20) Japan 9984 Softbank (Jp) SOFTBANK CORP 6 (12) 10 (20)

Netherlands AALB (Hol) AALBERTS INDUSTRIES NV 10 (20) 15 (30) Netherlands AGN (Hol) AEGON NV 5 (10) 10 (20)

Netherlands AHLN (Hol) KONINKLIJKE AHOLD NV 5 (10) 10 (20) Netherlands AKZA (Hol) AKZO NOBEL 5 (10) 10 (20)

Netherlands AMG (Hol) ADVANCED METALLURGICAL 10 (20) 15 (30) Netherlands ARDS (Hol) ARCADIS NV 10 (20) 15 (30)

Netherlands ASMI (Hol) ASM INTERNATIONAL NV 10 (20) 15 (30) Netherlands ASML (Hol) ASML HOLDING 5 (10) 10 (20) Netherlands BAMN (Hol) BAM GROEP NV 10 (20) 15 (30)

Netherlands BINCK (Hol) BINCKBANK NV 10 (20) 15 (30) Netherlands BOSN (Hol) BOSKALIS WESTMINSTER-CVA 10 (20) 15 (30)

Netherlands BSWSc (Hol) WESSANEN NV 10 (20) 15 (30) Netherlands COR (Hol) CORIO 5 (10) 10 (20)

Netherlands CRCL (Hol) CRUCELL NV 10 (20) 15 (30) Netherlands CSM (Hol) CSM 10 (20) 15 (30)

Netherlands DRAK (Hol) DRAKA HOLDING 10 (20) 15 (30) Netherlands DSMA (Hol) DSM NV 5 (10) 10 (20)

Netherlands FUGRc (Hol) FUGRO NV-CVA 10 (20) 15 (30) Netherlands HEIJ (Hol) HEIJMANS NV-CVA 10 (20) 15 (30)

Netherlands HEIN (Hol) HEINEKEN NV 5 (10) 10 (20) Netherlands IMUN (Hol) IMTECH NV 10 (20) 15 (30)

Netherlands INGA (Hol) ING GROEP NV 5 (10) 10 (20) Netherlands ISPA (Hol) ARCELORMITTAL 5 (10) 10 (20)

Netherlands KPN (Hol) KONINKLIJKE KPN NV 5 (10) 10 (20) Netherlands LOG (Hol) LOGICA PLC 10 (20) 15 (30) Netherlands NUTR (Hol) NUTRECO HOLDING NV 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 39 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Netherlands OCEN (Hol) OCE NV 10 (20) 15 (30)

Netherlands ORDN (Hol) ORDINA NV 10 (20) 15 (30) Netherlands PHIA (Hol) PHILIPS ELECTRONICS NV 5 (10) 10 (20)

Netherlands RAND (Hol) RANDSTAD GROUP 5 (10) 10 (20) Netherlands RDS (Hol) ROYAL DUTCH SHELL 5 (10) 10 (20)

Netherlands REN (Hol) REED ELSEVIER NV 5 (10) 10 (20) Netherlands SBMO (Hol) SBM OFFSHORE 5 (10) 10 (20)

Netherlands SIPFc (Hol) EUROCOMMERCIAL PROPERTI-CVA 10 (20) 15 (30) Netherlands SR (Hol) SNS REAAL 10 (20) 15 (30)

Netherlands TNT (Hol) TNT NV 5 (10) 10 (20) Netherlands TOM (Hol) TOM TOM 5 (10) 10 (20)

Netherlands UNA (Hol) UNILEVER NV-CVA 5 (10) 10 (20) Netherlands USGP (Hol) USG PEOPLE NV 10 (20) 15 (30) Netherlands VASN (Hol) VASTNED RETAIL NV 10 (20) 15 (30)

Netherlands VOPA (Hol) VOPAK 10 (20) 15 (30) Netherlands WAVIN (Hol) WAVIN NV 10 (20) 15 (30)

Netherlands WEHA (Hol) WERELDHAVE NV 10 (20) 15 (30) Netherlands WLSNC (Hol) WOLTERS KLUWER-CVA 5 (10) 10 (20)

New Zealand AFF (NZ) AFFCO HLDG LTD 10 (20) 15 (30) New Zealand AIA (NZ) AUCKLAND INTL AIRPORT LTD 5 (10) 10 (20)

New Zealand AIR (NZ) AIR NEW ZEALAND 10 (20) 15 (30) New Zealand AMP (NZ) AMP LIMITED 5 (10) 10 (20)

New Zealand ANZ (NZ) AUST & NZ BANKING GROUP LTD 10 (20) 15 (30) New Zealand APN (NZ) APN NEWS AND MEDIA 10 (20) 15 (30)

New Zealand APT (NZ) AMP NZ OFFICE 10 (20) 15 (30) New Zealand BGR (NZ) BRISCOE GROUP 10 (20) 15 (30)

New Zealand CAV (NZ) CAVALIER CORP 10 (20) 15 (30) New Zealand CEN (NZ) CONTACT ENERGY LTD 5 (10) 10 (20)

New Zealand DGL (NZ) DELEGATES 10 (20) 15 (30) New Zealand EBO (NZ) EBOS GROUP LTD 10 (20) 15 (30) New Zealand FBU (NZ) FLETCHER BUILDING LTD 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 40 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

New Zealand FPA (NZ) FISHER & PAYKEL APPLIANCES H 5 (10) 10 (20)

New Zealand FPH (NZ) FISHER & PAYKEL HEALTHCARE C 5 (10) 10 (20) New Zealand FRE (NZ) FREIGHTWAYS LTD 5 (10) 10 (20)

New Zealand GFF (NZ) GOODMAN FIELDER LTD 10 (20) 15 (30) New Zealand GLL (NZ) GUOCOLEISURE LTD 10 (20) 15 (30)

New Zealand GMT (NZ) MACQUARIE GOODMAN PROPERTY TRUST 10 (20) 15 (30) New Zealand GPG (NZ) GUINNESS PEAT GROUP 10 (20) 15 (30)

New Zealand HBY (NZ) HELLABY HOLDINGS 10 (20) 15 (30) New Zealand HLG (NZ) HALLENSTEIN GLASSONS 10 (20) 15 (30)

New Zealand IFT (NZ) INFRATIL LTD 5 (10) 10 (20) New Zealand IFTWC (NZ) INFRATIL LIMITED BONUS WARRANTS 10 (20) 15 (30)

New Zealand IMP (NZ) ING MEDICAL PROPERTIES TRUST 10 (20) 15 (30) New Zealand ING (NZ) ING PROPERTY TRUST 10 (20) 15 (30) New Zealand KIP (NZ) KIWI INCOME PROP 5 (10) 10 (20)

New Zealand LNN (NZ) LION NATHAN LIMITED 10 (20) 15 (30) New Zealand LPC (NZ) LYTTELTON PORT COMPANY LTD 10 (20) 15 (30)

New Zealand MFT (NZ) MAINFREIGHT LTD 10 (20) 15 (30) New Zealand MHI (NZ) MICHAEL HILL INTL 10 (20) 15 (30)

New Zealand NPX (NZ) NUPLEX INDUSTRIE 10 (20) 15 (30) New Zealand NZO (NZ) NEW ZEALAND OIL & GAS LIMITED 10 (20) 15 (30)

New Zealand NZR (NZ) NEW ZEAL REFINING LTD 10 (20) 15 (30) New Zealand NZX (NZ) NEW ZEALAND EXCH 10 (20) 15 (30)

New Zealand OIC (NZ) OPUS INTERNATIONAL CONSULTANTS 10 (20) 15 (30) New Zealand PBG (NZ) PACIFIC BRANDS LTD 10 (20) 15 (30)

New Zealand PFI (NZ) PROP FOR INDUSTRY 10 (20) 15 (30) New Zealand PGW (NZ) PGG WRIGHTSON LTD 10 (20) 15 (30)

New Zealand POT (NZ) PORT OF TAURANGA 10 (20) 15 (30) New Zealand PPL (NZ) PUMPKIN PATCH 10 (20) 15 (30)

New Zealand PRC (NZ) PIKE RIVER COAL LIMITED 10 (20) 15 (30) New Zealand PRCO (NZ) PIKE RIVER COAL OPTIONS (NZ) 10 (20) 15 (30) New Zealand RAK (NZ) RAKON LTD 10 (20) 15 (30)

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Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

New Zealand RBC (NZ) RUBICON LTD 10 (20) 15 (30)

New Zealand RBD (NZ) RESTAURANT BRANDS 10 (20) 15 (30) New Zealand RYM (NZ) RYMAN HEALTHCARE 5 (10) 10 (20)

New Zealand SAN (NZ) SANFORD LTD 10 (20) 15 (30) New Zeal and SKC (NZ) SKY CITY ENTERTAINMENT GROUP 5 (10) 10 (20)

New Zealand SKL (NZ) SKELLERUP HOLDIN 10 (20) 15 (30) New Zealand SKT (NZ) SKY NETWORK TELEVISION LTD 5 (10) 10 (20)

New Zealand STU (NZ) STEEL & TUBE 10 (20) 15 (30) New Zealand TEL (NZ) TELECOM CORP OF NEW ZEALAND 5 (10) 10 (20)

New Zealand TEN (NZ) TENON LTD 10 (20) 15 (30) New Zealand THL (NZ) TOURISM HLDGS 10 (20) 15 (30)

New Zealand TLS (NZ) TELSTRA LTD 10 (20) 15 (30) New Zealand TPW (NZ) TRUSTPOWER LIMITED 10 (20) 15 (30) New Zealand TWR (NZ) TOWER LTD 5 (10) 10 (20)

New Zealand VCT (NZ) VECTOR LTD 5 (10) 10 (20) New Zealand WBC (NZ) WESTPAC BANKING CORPORATION 10 (20) 15 (30)

New Zealand WHS (NZ) THE WAREHOUSE GROUP LTD 5 (10) 10 (20) Norway ABG (Nor) ABG SUNDAL COLLIER ASA 5 (10) 10 (20)

Norway ACT (Nor) ACTA HOLDING ASA 5 (10) 10 (20) Norway ACY (Nor) ACERGY SA 5 (10) 10 (20)

Norway AKE (Nor) AKER ASA 5 (10) 10 (20) Norway AKSO (Nor) AKER SOLUTIONS 5 (10) 10 (20)

Norway BLO (Nor) BLOM ASA 5 (10) 10 (20) Norway DNBNOR (Nor) DNB NOR 5 (10) 10 (20)

Norway DNO (Nor) DNO INTERNATIONAL ASA 5 (10) 10 (20) Norway FOE (Nor) FRED OLSEN ENERGY ASA 5 (10) 10 (20)

Norway FRO (Nor) FRONTLINE LTD 5 (10) 10 (20) Norway GOG (Nor) GOLDEN OCEAN GROUP LTD 5 (10) 10 (20)

Norway MHG (Nor) MARINE HARVEST 5 (10) 10 (20) Norway NHY (Nor) NORSK HYDRO ASA 5 (10) 10 (20) Norway NSG (Nor) NORSKE SKOGINDUSTRIER 5 (10) 10 (20)

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Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Norway ORK (Nor) ORKLA 5 (10) 10 (20)

Norway PAR (Nor) PA RESOURCES AB 5 (10) 10 (20) Norway PGS (Nor) PETROLEUM GEO-SERVICES 5 (10) 10 (20)

Norway PRO (Nor) PRONOVA BIOPHARMA ASA 5 (10) 10 (20) Norway PRSO (Nor) PROSAFE ASA 5 (10) 10 (20)

Norway REC (Nor) RENEWABLE ENERGY 5 (10) 10 (20) Norway SCH (Nor) SCHIBSTED ASA 5 (10) 10 (20)

Norway SDR (Nor) SEADRILL LTD 5 (10) 10 (20) Norway SEV (Nor) SEVAN MARINE ASA 5 (10) 10 (20)

Norway STB (Nor) STOREBRAND 5 (10) 10 (20) Norway STL (Nor) STATOILHYDRO ASA 5 (10) 10 (20)

Norway STP (Nor) STEPSTONE ASA 5 (10) 10 (20) Norway SUB (Nor) SUBSEA 7 INC 5 (10) 10 (20) Norway TAA (Nor) TANDBERG 5 (10) 10 (20)

Norway TEL (Nor) TELENOR ASA 5 (10) 10 (20) Norway TGS (Nor) TGS NOPEC GEOPHYSICAL CO ASA 5 (10) 10 (20)

Norway YAR (Nor) YARA INTERNATIONAL 5 (10) 10 (20) Portugal ALSS (Por) ALTRI SGPS SA 5 (10) 10 (20)

Portugal BBPI (Por) BANCO BPI SA 5 (10) 10 (20) Portugal BCP (Por) BANCO COMERCIAL PORTUGUES SA 5 (10) 10 (20)

Portugal BES (Por) BANCO ESPIRITO SANTO SA 5 (10) 10 (20) Portugal BRI (Por) BRISA 5 (10) 10 (20)

Portugal CPR (Por) CIMPOR CIMENTOS DE PORTUGAL SA 5 (10) 10 (20) Portugal EDP (Por) ENERGIAS DE PORTUGAL SA 5 (10) 10 (20)

Portugal EDPR (Por) EDP RENOVAVEIS 5 (10) 10 (20) Portugal GALP (Por) GALP ENERGIA 5 (10) 10 (20)

Portugal JMT (Por) JERONIMO MARTINS 5 (10) 10 (20) Portugal MOTA (Por) MOTA ENGIL SGPS SA 5 (10) 10 (20)

Portugal PTC (Por) PORTUGAL TELECOM SGPS SA 5 (10) 10 (20) Portugal PTI (Por) PORTUCEL 5 (10) 10 (20) Portugal REN (Por) REDES ENERGETICAS NACIONES SA 5 (10) 10 (20)

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New Margin Level % (Fixed Risk)

Portugal SEM (Por) SEMAPA-SOCIEDADE DE INVESTIMENTO E GESTA 5 (10) 10 (20)

Portugal SNC (Por) SONAECOM - SGPS SA 5 (10) 10 (20) Portugal SONI (Por) SONAE INDUSTRIA 5 (10) 10 (20)

Portugal TDU (POR) TEIXEIRA DURATE 5 (10) 10 (20) Portugal YSO (Por) SONAE SGPS SA 5 (10) 10 (20)

Portugal ZON (Por) ZON MULTIMEDIA SERVICIOS DE TEL 5 (10) 10 (20) Russia GAZP (Rus) GAZPROM OAO 10 (20) 15 (30)

Russia LKOH (Rus) LUKOIL GDR 10 (20) 15 (30) Russia NKEL (Rus) MMC NORILSK NICKEL 10 (20) 15 (30)

Russia NVT (Rus) NOVATEK 10 (20) 15 (30) Russia ROSN (Rus) ROSNEFT 10 (20) 15 (30)

Russia ROST (Rus) ROSTELEKOM 10 (20) 15 (30) Russia SNGS (Rus) SURGUTNEFTEGAZ 10 (20) 15 (30) Russia VTB (Rus) VNESHTORGBANK 10 (20) 15 (30)

S Africa ABL (SA) AFRICAN BANK INVESTMENTS LTD 10 (20) 15 (30) S Africa ACM (SA) ARCELORMITTAL SA LTD 10 (20) 15 (30)

S Africa AGL (SA) ANGLO AMERICAN PLC 10 (20) 15 (30) S Africa AMS (SA) ANGLO AMERICAN PLATINUM CORP LTD 10 (20) 15 (30)

S Africa ANG (SA) ANGLOGOLD ASHANTI LTD 10 (20) 15 (30) S Africa APN (SA) ASPEN PHARMACARE HOLDINGS LTD 10 (20) 15 (30)

S Africa ARI (SA) AFRICAN RAINBOW MINERAL LTD 10 (20) 15 (30) S Africa ASA (SA) ABSA GROUP LTD 10 (20) 15 (30)

S Africa BIL (SA) BHP BILLITON PLC 10 (20) 15 (30) S Africa BVT (SA) BIDVEST GROUP LTD 10 (20) 15 (30)

S Africa CFR (SA) COMPAGNIE FINANCIERE RICHEMONT SA 10 (20) 15 (30) S Africa EXX (SA) EXXARO RESOURCES LTD 10 (20) 15 (30)

S Africa FSR (SA) FIRSTRAND LTD 10 (20) 15 (30) S Africa GFI (SA) GOLD FIELDS LTD 10 (20) 15 (30)

S Africa GRT (SA) GROWTHPOINT PROPERTIES LTD 10 (20) 15 (30) S Africa HAR (SA) HARMONY GOLD MINING CO LTD 10 (20) 15 (30) S Africa IMP (SA) IMPALA PLATINUM HOLDINGS LTD 10 (20) 15 (30)

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New Margin Level % (Fixed Risk)

S Africa INL (SA) INVESTEC LTD 10 (20) 15 (30)

S Africa INP (SA) INVESTEC PLC 10 (20) 15 (30) S Africa KIO (SA) KUMBA IRON ORE LTD 10 (20) 15 (30)

S Africa LBH (SA) LIBERTY HOLDINGS LTD 10 (20) 15 (30) S Africa LBT (SA) LIBERTY INTERNATIONAL PLC 10 (20) 15 (30)

S Africa LMI (SA) LONMIN PLC 10 (20) 15 (30) S Africa MND (SA) MONDI LTD 10 (20) 15 (30)

S Africa MTN (SA) MTN GROUP LTD 10 (20) 15 (30) S Africa NED (SA) NEDBANK LTD 10 (20) 15 (30)

S Africa NPN (SA) NASPERS LTD 10 (20) 15 (30) S Africa OML (SA) OLD MUTUAL PLC 10 (20) 15 (30)

S Africa PIK (SA) PICK N PAY STORES 10 (20) 15 (30) S Africa PPC (SA) PRETORIA PORTLAND CEMENT CO LTD 10 (20) 15 (30) S Africa REI (SA) REINET INVESTMENTS SCA 10 (20) 15 (30)

S Africa REM (SA) REMGRO LTD 10 (20) 15 (30) S Africa RMH (SA) RMB HOLDINGS LTD 10 (20) 15 (30)

S Africa SAB (SA) SABMILLER PLC 10 (20) 15 (30) S Africa SAP (SA) SAPPI LTD 10 (20) 15 (30)

S Africa SBK (SA) STANDARD BANK GROUP LTD 10 (20) 15 (30) S Africa SHF (SA) STEINHOFF INTERNATIONAL HOLDINGS LTD 10 (20) 15 (30)

S Africa SHP (SA) SHOPRITE HOLDINGS LTD 10 (20) 15 (30) S Africa SLM (SA) SANLAM LTD 10 (20) 15 (30)

S Africa SOL (SA) SASOL LTD 10 (20) 15 (30) S Africa TBS (SA) TIGER BRANDS LTD 10 (20) 15 (30)

S Africa TKG (SA) TELKOM SA LTD 10 (20) 15 (30) Singapore ABTR (Sg) Abterra ABTERRA LTD 10 (20) 15 (30)

Singapore ADVI (Sg) A Integ M ADVANCED INTEGRATED MANUFACTURING CORP LTD 10 (20) 15 (30) Singapore AEM (Sg) AEM AEM HOLDINGS LTD 10 (20) 15 (30)

Singapore AEMN (Sg) Ascendas ASCENDAS REAL ESTATE INVESTMENT TRUST 10 (20) 15 (30) Singapore AGRN (Sg) Allgreen ALLGREEN PROPERTIES LTD 10 (20) 15 (30) Singapore APBB (Sg) Breweries ASIA PACIFIC BREWERIES LTD 10 (20) 15 (30)

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New Margin Level % (Fixed Risk)

Singapore AQUA (Sg) Aqua-Terra AQUA-TERRA SUPPLY CO LTD 10 (20) 15 (30)

Singapore ARAM (Sg) ARA ARA ASSET MANAGEMENT LTD 10 (20) 15 (30) Singapore ARMS (Sg) Armstrong ARMSTRONG INDUSTRIAL CORP LTD 10 (20) 15 (30)

Singapore ASCT (Sg) Ad SCT ADVANCE SCT LTD 10 (20) 15 (30) Singapore ASEN (Sg) A-Environ ASIA ENVIRONMENT HOLDINGS LTD 10 (20) 15 (30)

Singapore ASFP (Sg) Food&Prop ASIA FOOD & PROPERTIES LTD 10 (20) 15 (30) Singapore ASLM (Sg) ASL ASL MARINE HOLDINGS LTD 10 (20) 15 (30)

Singapore ASPW (Sg) Asia Power ASIA POWER CORP LTD 10 (20) 15 (30) Singapore ATVE (Sg) Atravel ASIATRAVEL.COM HOLDINGS LTD 10 (20) 15 (30)

Singapore AURI (Sg) Auric AURIC PACIFIC GROUP LTD 10 (20) 15 (30) Singapore AUSG (Sg) AUSGROUP LTD 10 (20) 15 (30)

Singapore AUSN (Sg) Aussino AUSSINO GROUP LTD 10 (20) 15 (30) Singapore AUST (Sg) Auston AUSTON INTERNATIONAL GROUP LTD 10 (20) 15 (30) Singapore AZTS (Sg) Aztech AZTECH SYSTEMS LTD 10 (20) 15 (30)

Singapore BANY (Sg) BANYAN TREE HOLDINGS LTD 10 (20) 15 (30) Singapore BBRS (Sg) BBR BBR HOLDINGS (S) LTD 10 (20) 15 (30)

Singapore BEST (Sg) Best World BEST WORLD INTERNATIONAL LTD 10 (20) 15 (30) Singapore BEYT (Sg) Beyonics BEYONICS TECHNOLOGY LTD 10 (20) 15 (30)

Singapore BIOS (Sg) Bi-sensors BIOSENSORS INTERNATIONAL GROUP LTD 10 (20) 15 (30) Singapore BIOT (Sg) Bio-Treat BIO-TREAT TECHNOLOGY LTD 10 (20) 15 (30)

Singapore BRCA (Sg) BRC BRC ASIA LTD 10 (20) 15 (30) Singapore BRET (Sg) BreadT BREADTALK GROUP LTD 10 (20) 15 (30)

Singapore BSES (Sg) Bukit BUKIT SEMBAWANG ESTATES LTD 10 (20) 15 (30) Singapore BVHS (Sg) Bonvests BONVESTS HOLDINGS LTD 10 (20) 15 (30)

Singapore BWRL (Sg) BWP BRIGHT WORLD PRECISION MACHIN 10 (20) 15 (30) Singapore CACT (Sg) CapitaCom CAPITACOMMERCIAL TRUST 10 (20) 15 (30)

Singapore CAEP (Sg) C Merch CHINA MERCHANTS HOLDINGS PACIFIC LTD 10 (20) 15 (30) Singapore CATL (Sg) CapitaLand CAPITALAND LTD 10 (20) 15 (30)

Singapore CBRG (Sg) C-Bearing CHINA BEARING SINGAPORE LTD 10 (20) 15 (3 0) Singapore CEGL (Sg) CN Essence CHINA ESSENCE GROUP LTD 10 (20) 15 (30) Singapore CENE (Sg) Enersave CHINA ENERSAVE LTD 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 46 of 99

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New Margin Level % (Fixed Risk)

Singapore CENR (Sg) C-Ener CHINA ENERGY LTD 10 (20) 15 (30)

Singapore CERE (Sg) Cerebos CEREBOS PACIFIC LTD 10 (20) 15 (30) Singapore CESE (Sg) Chip Eng CHIP ENG SENG CORP LTD 10 (20) 15 (30)

Singapore CGTE (Sg) C&G C&G INDUSTRIAL HOLDINGS LTD 10 (20) 15 (30) Singapore CHDA (Sg) C-Daily CHINA DAIRY GROUP LTD 10 (20) 15 (30)

Singapore CHEL (Sg) Chemoil CHEMOIL ENERGY LTD 10 (20) 15 (30) Singapore CHFL (Sg) Flex-Pack CHINA FLEXIBLE PACKAGING HOLDINGS 10 (20) 15 (30)

Singapore CHHS (Sg) Chuan Hup CHUAN HUP HOLDINGS LTD 10 (20) 15 (30) Singapore CHNM (Sg) C-Milk CHINA MILK PRODUCTS GROUP LTD 10 (20) 15 (30)

Singapore CHOF (Sg) Offshore CH OFFSHORE LTD 10 (20) 15 (30) Singapore CHXS (Sg) HX-Sport CHINA HONGXING SPORTS LTD 10 (20) 15 (30)

Singapore CKFC (Sg) C-Kangda CHINA KANGDA FOOD CO LTD 10 (20) 15 (30) Singapore CMDG (Sg) Comfort COMFORTDELGRO CORP LTD 10 (20) 15 (30) Singapore CMLT (Sg) CapitaM CAPITAMALL TRUST 10 (20) 15 (30)

Singapore CNAO (Sg) C-Avi Oil CHINA AVIATION OIL SINGAPORE CORP LTD 10 (20) 15 (30) Singapore CNER (Sg) Centillion CENTILLION ENVIRONMENT & RECYCLING LTD 10 (20) 15 (30)

Singapore CNFE (Sg) C-Farm Eq CHINA FARM EQUIPMENT LTD 10 (20) 15 (30) Singapore CNFG (Sg) C-Fishery CHINA FISHERY GROUP LTD 10 (20) 15 (30)

Singapore CNGR (Sg) CNA CNA GROUP LTD 10 (20) 15 (30) Singapore CNTW (Sg) CN NewTown CHINA NEW TOWN DEVELOPMENT CO LTD 10 (2 0) 15 (30)

Singapore COMI (Sg) Co Metal COMPACT METAL INDUSTRIES LTD 10 (20) 15 (30) Singapore COPT (Sg) C&O Pha C&O PHARMACEUTICAL TECHNOLOGY HOLDINGS LTD 10 (20) 15 (30)

Singapore COSC (Sg) Cosco COSCO CORP SINGAPORE LTD 10 (20) 15 (30) Singapore CPHL (Sg) C-Paper CHINA PAPER HOLDINGS LTD 10 (20) 15 (30)

Singapore CREA (Sg) Creative CREATIVE TECHNOLOGY LTD 10 (20) 15 (30) Singapore CSCH (Sg) CSC CSC HOLDINGS LTD 10 (20) 15 (30)

Singapore CSES (Sg) CSE CSE GLOBAL LTD 10 (20) 15 (30) Singapore CSIL (Sg) CHINA SPORTS INTERNATIONAL LTD 10 (20) 15 (30)

Singapore CSIL_r (Sg) CHINA SPORTS INTERNATIONAL LTD RIGHTS 10 (20) 15 (30) Singapore CSMF (Sg) Ch-Semi CHARTERED SEMICONDUCTOR 10 (20) 15 (30) Singapore CTDM (Sg) City-D CITY DEVELOPMENT LTD 10 (20) 15 (30)

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New Margin Level % (Fixed Risk)

Singapore CXLX (Sg) CN X Ferti CHINA XLX-FERTILISER LTD 10 (20) 15 (30)

Singapore DAIR (Sg) Daily F DAIRY FARM INTERNATIONAL HOLDINGS LIMITED 10 (20) 15 (30) Singapore DBSM (Sg) DBS DBS GROUP HOLDINGS LTD 10 (20) 15 (30)

Singapore DELO (Sg) Delong DELONG HOLDINGS LTD 10 (20) 15 (30) Singapore DLNI (Sg) DigiL DIGILAND INTERNATIONAL LTD 10 (20) 15 (30)

Singapore DMXT (Sg) DMX DMX TECHNOLOGIES GROUP LTD 10 (20) 15 (30) Singapore ECSH (Sg) ECS ECS HOLDINGS LTD 10 (20) 15 (30)

Singapore EDMI (Sg) EDMI EDMI LTD 10 (20) 15 (30) Singapore EHHL (Sg) Envrio-H ENVIRO-HUB HOLDINGS LTD 10 (20) 15 (30)

Singapore ELEC (Sg) Elec-Inv ELECTROTECH INVESTMENTS LTD/SINGAPORE 10 (20) 15 (30) Singapore ELPZ (Sg) Ellipsiz ELLIPSIZ LTD 10 (20) 15 (30)

Singapore ENGL (Sg) Enporis ENPORIS GREENZ LTD 10 (20) 15 (30) Singapore EPIL (Sg) Epure EPURE INTERNATIONAL LTD 10 (20) 15 (30) Singapore EQCR (Sg) Equat EQUATION CORP LTD 10 (20) 15 (30)

Singapore EUCN (Sg) Eucon EUCON HOLDING LTD 10 (20) 15 (30) Singapore EUNG (Sg) EUNETWORKS GROUP LTD 10 (20) 15 (30)

Singapore EYSI (Sg) Eu Yan S EU YAN SANG INTERNATIONAL LTD 10 (20) 15 (30) Singapore EZHL (Sg) Ezion EZION HOLDINGS 10 (20) 15 (30)

Singapore EZRA (Sg) Ezra EZRA HOLDINGS LTD 10 (20) 15 (30) Singapore FEDL (Sg) Fed FEDERAL INTERNATIONAL 2000 LTD 10 (20) 15 (30)

Singapore FEDL_r (Sg) FEDERAL INTERNATIONAL 2000 LTD RIGHTS 10 (20) 15 (30) Singapore FEMP (Sg) Food Em FOOD EMPIRE HOLDINGS LTD 10 (20) 15 (30)

Singapore FJBN (Sg) FJ B FJ BENJAMIN HOLDINGS LTD 10 (20) 15 (30) Singapore FLEH (Sg) F L Exp FREIGHT LINKS EXPRESS HOLDINGS LTD 10 (20) 15 (30)

Singapore FRNM (Sg) F&N FRASER & NEAVE LTD 10 (20) 15 (30) Singapore FULL (Sg) FullA FULL APEX HOLDINGS LTD 10 (20) 15 (30)

Singapore FUNG (Sg) Fung C FUNG CHOI MEDIA GROUP LTD 10 (20) 15 (30) Singapore GAGR (Sg) Golden A GOLDEN AGRI-RESOURCES LTD 10 (20) 15 (30)

Singapore GEMS (Sg) Gems TV GEMS TV HOLDINGS LTD 10 (20) 15 (30) Singapore GENS (Sg) GENTING SPORE 10 (20) 15 (30) Singapore GKHS (Sg) GK Goh GK GOH HOLDINGS LTD 10 (20) 15 (30)

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New Margin Level % (Fixed Risk)

Singapore GLVT (Sg) Gallant GALLANT VENTURE LTD 10 (20) 15 (30)

Singapore GMGG (Sg) GMG GMG GLOBAL LTD 10 (20) 15 (30) Singapore GMGG_r (Sg) GMG GLOBAL LTD RIGHTS 10 (20) 15 (30)

Singapore GPAK (Sg) Goodp GOODPACK LTD 10 (2 0) 15 (30) Singapore GTCL (Sg) Glob T GLOBAL TESTING CORP PLC 10 (20) 15 (30)

Singapore GTGS (Sg) Guth G GUTHRIE GTS LTD 10 (20) 15 (30) Singapore GUCL (Sg) GuocoL GUOCOLEISURE LTD 10 (20) 15 (30)

Singapore GUOC (Sg) Guoc L GUOCOLAND LTD 10 (20) 15 (30) Singapore HBEE (Sg) Ho Bee HO BEE INVESTMENT LTD 10 (20) 15 (30)

Singapore HGCS (Sg) Hotel G HOTEL GRAND CENTRAL LTD 10 (20) 15 (30) Singapore HGMM (Sg) HG Met HG METAL MANUFACTURING LTD 10 (20) 15 (30)

Singapore HGUO (Sg) Hongg HONGGUO INTERNATIONAL HOLDINGS LTD 10 (20) 15 (30) Singapore HIPI (Sg) Hi-P HI-P INTERNATIONAL LTD 10 (20) 15 (30) Singapore HKLD (Sg) HK L HONGKONG LAND HOLDINGS LTD 10 (20) 15 (30)

Singapore HLAA (Sg) Hong L HONG LEONG ASIA LTD 10 (20) 15 (30) Singapore HLGE (Sg) HLG HL GLOBAL ENTERPRISES LTD 10 (20) 15 (30)

Singapore HLSF (Sg) HL Fin HONG LEONG FINANCE LTD 10 (20) 15 (30) Singapore HNGX (Sg) HX Tech HENGXIN TECHNOLOGY LTD 10 (20) 15 (30)

Singapore HONG (Sg) HF Corp HONG FOK CORP LTD 10 (20) 15 (30) Singapore HPAR (Sg) HP Corp HAW PAR CORP LTD 10 (20) 15 (30)

Singapore HPPS (SG) Hotel P HOTEL PROPERTIES LTD 10 (20) 15 (30) Singapore HSEN (Sg) Hiap Eng HIAP SENG ENGINEERING LTD 10 (20) 15 (30)

Singapore HTLH (Sg) HTL HTL INTERNATIONAL HOLDINGS LTD 10 (20) 15 (30) Singapore HUAN (Sg) HH Hld HUAN HSIN HOLDINGS LTD 10 (20) 15 (30)

Singapore HUPS (Sg) HupSteel HUPSTEEL LTD 10 (20) 15 (30) Singapore HWHS (Sg) HH Corp HWA HONG CORP LTD 10 (20) 15 (30)

Singapore HYFL (Sg) Hyflux HYFLUX 10 (20) 15 (30) Singapore IFAR (Sg) In-Agri INDOFOOD AGRI RESOURCES LTD 10 (20) 15 (30)

Singapore INNV (Sg) Innov INNOVALUES LTD 10 (20) 15 (30) Singapore INTR (Sg) Interra INTERRA RESOURCES LTD 10 (20) 15 (30) Singapore JADA (Sg) J Enter JADASON ENTERPRISES LTD 10 (20) 15 (30)

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New Margin Level % (Fixed Risk)

Singapore JARD (Sg) J M Hld JARDINE MATHESON HLDGS LTD 10 (20) 15 (30)

Singapore JASP (Sg) J Invest JASPER INVESTMENTS LTD 10 (20) 15 (30) Singapore JAYA (Sg) Jaya JAYA HOLDINGS LTD 10 (20) 15 (30)

Singapore JCYC (Sg) J C&C JARDINE CYCLE & CARRIAGE LTD 10 (20) 15 (30) Singapore JSH (Sg) J S Hld JARDINE STRATEGIC HLDGS LTD 10 (20) 15 (30)

Singapore JUTN (Sg) J Chem JIUTIAN CHEMICAL GROUP LTD 10 (20) 15 (30) Singapore KASA (Sg) K-REIT K-REIT ASIA 10 (20) 15 (30)

Singapore KBRO (Sg) K Bro KOH BROTHERS GROUP LT D 10 (20) 15 (30) Singapore KEHS (Sg) K E Hld KIM ENG HOLDINGS LTD 10 (20) 15 (30)

Singapore KLAN (Sg) Kep L KEPPEL LAND LTD 10 (20) 15 (30) Singapore KMAR (Sg) K Ven K1 VENTURES LTD 10 (20) 15 (30)

Singapore KPLM (Sg) Kep C KEPPEL CORP LTD 10 (20) 15 (30) Singapore KSTL (Sg) KS Ene KS ENERGY SERVICES LTD 10 (20) 15 (30) Singapore KTEL (Sg) Kep Tel KEPPEL TELECOMMUNICATIONS & TRANSPORTATION 10 (20) 15 (30)

Singapore LCDV (Sg) LC D LC DEVELOPMENT LTD 10 (20) 15 (30) Singapore LIBG (Sg) Lian B LIAN BENG GROUP LTD 10 (20) 15 (30)

Singapore LKH (Sg) Low K H LOW KENG HUAT SINGAPORE LTD 10 (20) 15 (30) Singapore LMAI (Sg) LMA LMA INTERNATIONAL NV 10 (20) 15 (30)

Singapore LOHO (Sg) Lc Hld LONGCHEER HOLDINGS LTD 10 (20) 15 (30) Singapore LUCS (Sg) Lum hld LUM CHANG HOLDINGS LTD 10 (20) 15 (30)

Singapore LUZH (Sg) L Bio-C LUZHOU BIO-CHEM TECHNOLOGY LTD 10 (20) 15 (30) Singapore MAGN (Sg) M Ene MAGNUS ENERGY GROUP LTD 10 (20) 15 (30)

Singapore MANH (Sg) M Res MANHATTAN RESOURCES LTD 10 (20) 15 (30) Singapore MAPL (Sg) M Log MAPLETREE LOGISTICS TRUST 10 (20) 15 (30)

Singapore MCRS (Sg) MCL L MCL LAND LTD 10 (20) 15 (30) Singapore MEMT (Sg) Mem Int MEMTECH INTERNATIONAL LTD 10 (20) 15 (30)

Singapore MFSO (Sg) MFS Tec MFS TECHNOLOGY LTD 10 (20) 15 (30) Singapore MIDA (Sg) Midas MIDAS HOLDINGS LTD 10 (20) 15 (30)

Singapore MIEL (Sg) Mir Ene MIRACH ENERGY LTD 10 (20) 15 (30) Singapore MIIF (Sg) M Fund MACQUARIE INTERNATIONAL INFRASTRUCTURE FUND LTD 10 (20) 15 (30) Singapore MMDI (Sg) Mem D MEMORY DEVICES LTD 10 (20) 15 (30)

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New Margin Level % (Fixed Risk)

Singapore MMEC (Sg) M-Mech MICRO-MECHANICS HOLDINGS LTD 10 (20) 15 (30)

Singapore MOIL (Sg) Man-O MANDARIN ORIENTAL INTERNATIONAL LTD 10 (20) 15 (30) Singapore MONE (Sg) Mob O MOBILEONE BOARD 10 (20) 15 (30)

Singapore MRNG (Sg) MediaR MEDIARING LTD 10 (20) 15 (30) Singapore MTHL (Sg) Metro METRO HOLDINGS LTD 10 (20) 15 (30)

Singapore NEPS (Sg) Neptune NEPTUNE ORIENT LINES LTD 10 (20) 15 (30) Singapore NEPS_r (Sg) NEPTUNE ORIENT LINES LTD RIGHTS 10 (20) 15 (30)

Singapore NOBG (Sg) Noble NOBLE GROUP LTD 10 (20) 15 (30) Singapore NSL (Sg) NSL Ltd NSL LTD 10 (20) 15 (30)

Singapore OCBC (Sg) OCBC OVERSEA-CHINESE BANKING CORP 10 (20) 15 (30) Singapore OLAM (Sg) Olam OLAM INTERNATIONAL LTD 10 (20) 15 (30)

Singapore ORCH (Sg) O P Hld ORCHARD PARADE HOLDINGS LTD 10 (20) 15 (30) Singapore OSIL (Sg) OSIM OSIM INTERNATIONAL LTD 10 (20) 15 (30) Singapore OUEH (Sg) Ouhua OUHUA ENERGY HOLDINGS LTD 10 (20) 15 (30)

Singapore PACF (Sg) P A Hld PACIFIC ANDES HOLDINGS LTD 10 (20) 15 (30) Singapore PANU (Sg) P-U Corp PAN-UNITED CORP LTD 10 (20) 15 (30)

Singapore PARM (Sg) Parkway PARKWAY HOLDINGS LTD 10 (20) 15 (30) Singapore PCEN (Sg) Pacific PACIFIC CENTURY REGIONAL DEVELOPMENTS LTD 10 (20) 15 (30)

Singapore PEFO (Sg) Petra PETRA FOODS LTD 10 (20) 15 (30) Singapore PFST (Sg) P-Ship PACIFIC SHIPPING TRUST 10 (20) 15 (30)

Singapore PINE (Sg) P-Agri PINE AGRITECH LTD 10 (20) 15 (30) Singapore PNHG (Sg) PH Prop PAN HONG PROPERTY GROUP LTD 10 (20) 15 (30)

Singapore POPU (Sg) Pop Hld POPULAR HOLDINGS LTD 10 (20) 15 (30) Singapore PPFH (Sg) P-Food PEOPLES FOOD HOLDINGS LTD 10 (20) 15 (30)

Singapore PPHG (Sg) PAN PACIFIC HOTELS GROUP LTD 10 (20) 15 (30) Singapore PRSS (Sg) PSC PSC CORP LTD 10 (20) 15 (30)

Singapore PTGL (Sg) PTERIS GLOBAL LTD 10 (20) 15 (30) Singapore QAFS (Sg) QAF QAF LTD 10 (20) 15 (30)

Singapore RAFG (Sg) Raf Med RAFFLES MEDICAL GROUP LTD 10 (20) 15 (30) Singapore REPL (Sg) R Pharm REYOUNG PHARMACEUTICAL HOLDINGS LTD 10 (20) 15 (30) Singapore RLSE (Sg) Raf Ed RAFFLES EDUCATION CORP LTD 10 (20) 15 (30)

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New Margin Level % (Fixed Risk)

Singapore ROTE (Sg) R Eng ROTARY ENGINEERING LTD 10 (20) 15 (30)

Singapore ROWS (Sg) Rowsley ROWSLEY LTD 10 (20) 15 (30) Singapore SAMU (Sg) S Ship SAMUDERA SHIPPING LINE LTD 10 (20) 15 (30)

Singapore SANS (Sg) San T SAN TEH LTD 10 (20) 15 (30) Singapore SARI (Sg) S Tech SARIN TECHNOLOGIES LTD 10 (20) 15 (30)

Singapore SBVV (Sg) SBS SBS TRANSIT LTD 10 (20) 15 (30) Singapore SCGO (Sg) SC Glob SC GLOBAL DEVELOPMENTS LTD 10 (20) 15 (30)

Singapore SCIL (Sg) Semb I SEMBCORP INDUSTRIES LTD 10 (20) 15 (30) Singapore SCMN (Sg) Semb M SEMBCORP MARINE LTD 10 (20) 15 (30)

Singapore SCPS (Sg) S C Petro SKY CHINA PETROLEUM SERVICES LTD 10 (20) 15 (30) Singapore SECD (Sg) Sec C SECOND CHANCE PROPERTIES LTD 10 (20) 15 (30)

Singapore SETG (Sg) Sun E SUN EAST GROUP LTD 10 (20) 15 (30) Singapore SFLD (Sg) S Land STAMFORD LAND CORP LTD 10 (20) 15 (30) Singapore SGXL (Sg) SG Ex SINGAPORE EXCHANGE LTD 10 (20) 15 (30)

Singapore SHDS (Sg) Sing Hld SING HOLDINGS LTD 10 (20) 15 (30) Singapore SIAE (Sg) SIA Eng SIA ENGINEERING CO LTD 10 (20) 15 (30)

Singapore SIAL (Sg) SG Air SINGAPORE AIRLINES LTD 10 (20) 15 (30) Singapore SIAT (Sg) SG ATS SINGAPORE AIRPORT TERMINAL SERVICES LTD 10 (20) 15 (30)

Singapore SIML (Sg) Sim L SIM LIAN GROUP LTD 10 (20) 15 (30) Singapore SINO (Sg) SinoTech SINOMEM TECHNOLOGY LTD 10 (20) 15 (30)

Singapore SINW (Sg) Sinwa SINWA LTD 10 (20) 15 (30) Singapore SLND (Sg) SG L SINGAPORE LAND LTD 10 (20) 15 (30)

Singapore SLVX (Sg) S Axis SILVERLAKE AXIS LTD 10 (20) 15 (30) Singapore SMBU (Sg) SMB SMB UNITED LTD 10 (20) 15 (30)

Singapore SMRT (Sg) SMRT SMRT CORP LTD 10 (20) 15 (30) Singapore SNHL (Sg) Sun Hld SUNSHINE HOLDINGS LTD 10 (20) 15 (30)

Singapore SNTH (Sg) SinoT SINO TECHFIBRE LTD 10 (20) 15 (30) Singapore SOET (Sg) S-Enviro SINO-ENVIRONMENT TECHNOLOGY GROUP LTD 10 (20) 15 (30)

Singapore SOIL (Sg) S Group SOILBUILD GROUP HOLDINGS LTD 10 (20) 15 (30) Singapore SPCS (Sg) SG Petro SINGAPORE PETROLEUM 10 (20) 15 (30) Singapore SPOS (Sg) SG Post SINGAPORE POST LTD 10 (20) 15 (30)

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New Margin Level % (Fixed Risk)

Singapore SPRM (Sg) SG Pres SINGAPORE PRESS HOLDINGS LTD 10 (20) 15 (30)

Singapore SPRS (Sg) SG Rinsur SINGAPORE REINSURANCE CORP LTD 10 (20) 15 (30) Singapore SRAY (Sg) Sunray SUNRAY HOLDINGS LTD 10 (20) 15 (30)

Singapore SSHL (Sg) SSH SSH CORP LTD 10 (20) 15 (30) Singapore SSHP (Sg) SG Ship SINGAPORE SHIPPING CORP LTD 10 (20) 15 (30)

Singapore STAR (Sg) Starhub STARHUB LTD 10 (20) 15 (30) Singapore STAS (Sg) S Tyres STAMFORD TYRES CORP LTD 10 (20) 15 (30)

Singapore STCM (Sg) S Trade STRAITS TRADING CO LTD 10 (20) 15 (30) Singapore STEG (Sg) SG Tech SINGAPORE TECHNOLOGIES ENGINEERING 10 (20) 15 (30)

Singapore STEL (Sg) SG Tel SINGAPORE TELECOMMUNICATIONS 10 (20) 15 (30) Singapore STRA (Sg) Straco STRACO CORP LTD 10 (20) 15 (30)

Singapore STRL (Sg) S A Res STRAITS ASIA RESOURCES LTD 10 (20) 15 (30) Singapore STTS (Sg) STATS STATS CHIPPAC 10 (20) 15 (30) Singapore STXP (Sg) STX STX PAN OCEAN CO LTD 10 (20) 15 (30)

Singapore SUND (Sg) Sun Tech SUNNINGDALE TECH LTD 10 (20) 15 (30) Singapore SUNP (Sg) Sunp G SUNPOWER GROUP LTD 10 (20) 15 (30)

Singapore SUNT (Sg) Suntec SUNTEC REAL ESTATE INVESTMENT TRUST 10 (20) 15 (30) Singapore SVCH (Sg) SunV Chem SUNVIC CHEMICAL HOLDINGS LTD 10 (20) 15 (30)

Singapore SWBR (Sg) Swiber SWIBER HOLDINGS LTD 10 (20) 15 (30) Singapore SWIS (Sg) Swissco SWISSCO INTERNATIONAL LTD 10 (20) 15 (30)

Singapore SYFH (Sg) Sy Food SYNEAR FOOD HOLDINGS LTD 10 (20) 15 (30) Singapore TACC (Sg) Total A TOTAL ACCESS COMMUNICATION PCL 10 (20) 15 (30)

Singapore TAIS (Sg) TS Elec TAI SIN ELECTRIC LTD 10 (20) 15 (30) Singapore TAT (Sg) TAT H TAT HONG HOLDINGS LTD 10 (20) 15 (30)

Singapore TBEV (Sg) Thai Bev THAI BEVERAGE PCL 10 (20) 15 (30) Singapore THAK (Sg) Thak Corp THAKRAL CORP LTD 10 (20) 15 (30)

Singapore TINL (Sg) TT Int TT INTERNATIONAL LTD 10 (20) 15 (30) Singapore TION (Sg) Tiong W TIONG WOON CORP HOLDING LTD 10 (20) 15 (30)

Singapore TPVH (Sg) TPV T TPV TECHNOLOGY LTD 10 (20) 15 (30) Singapore TSHS (Sg) Tuan S TUAN SING HOLDINGS LT D 10 (20) 15 (30) Singapore UFSL (Sg) U Fiber UNITED FIBER SYSTEM LTD 10 (20) 15 (30)

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New Margin Level % (Fixed Risk)

Singapore UICS (Sg) U Indu UNITED INDUSTRIAL CORP LTD 10 (20) 15 (30)

Singapore UMSH (Sg) UMS UMS HOLDINGS LTD 10 (20) 15 (30) Singapore UNIS (Sg) U Steel UNION STEEL HOLDINGS LTD 10 (20) 15 (30)

Singapore UNMT (Sg) U SG UNIONMET SINGAPORE LTD 10 (20) 15 (30) Singapore UOBH (Sg) UO Bank UNITED OVERSEAS BANK LTD 10 (20) 15 (30)

Singapore UOKH (Sg) UOB UOB-KAY HIAN HOLDINGS LTD 10 (20) 15 (30) Singapore UTES (Sg) U Eng UNITED ENGINEERS LTD 10 (20) 15 (30)

Singapore UTOS (Sg) UO Land UOL GROUP 10 (20) 15 (30) Singapore VENM (Sg) Venture VENTURE CORP LTD 10 (20) 15 (30)

Singapore WEAS (Sg) WBL WBL CORP LTD 10 (20) 15 (30) Singapore WLIL (Sg) Wilmar WILMAR INTERNATIONAL LTD 10 (20) 15 (30)

Singapore WPSL (Sg) Wheelock WHEELOCK PROPERTIES S LTD 10 (20) 15 (30) Singapore WTHS (Sg) WingTai WING TAI HOLDINGS LTD 10 (20) 15 (30) Singapore XPRL (Sg) Xpress XPRESS HOLDINGS LTD 10 (20) 15 (30)

Singapore YAZG (Sg) Y Ship YANGZIJIANG SHIPBUILDING HOLDINGS LTD 10 (20) 15 (30) Singapore YHII (Sg) YHI Int YHI INTERNATIONAL LTD 10 (20) 15 (30)

Singapore YNAM (Sg) Yongnam YONGNAM HOLDINGS LTD 10 (20) 15 (30) Singapore YNLG (Sg) Yanlord YANLORD LAND GROUP LTD 10 (20) 15 (30)

Singapore YOMA (Sg) Yoma S YOMA STRATEGIC HOLDINGS LTD 10 (20) 15 (30) Spain A3TV (Sp) ANTENA 3 DE TELEVISION SA 10 (20) 15 (30)

Spain ABE (Sp) ABERTIS INFRAESTRUCTURAS SA 4 (8) 10 (20) Spain ABG (Sp) ABENGOA 4 (8) 10 (20)

Spain ACS (Sp) ACS ACTIVIDADES CONS Y SERV 4 (8) 10 (20) Spain ACX (Sp) ACERINOX SA 4 (8) 10 (20)

Spain AGS (Sp) SOCIEDAD GENERAL DE AGUAS DE BARCELONA SA 10 (20) 15 (30) Spain ALB (Sp) CORPORACION FINANCIERA ALBA 10 (20) 15 (30)

Spain ALM (Sp) LABORATORIOS ALMIRALL SA 10 (20) 15 (30) Spain AMP (Sp) AMPER SA 10 (20) 15 (30)

Spain ANA (Sp) ACCIONA SA 4 (8) 10 (20) Spain BBVA (Sp) BANCO BILBAO VIZ 4 (8) 10 (20) Spain BKT (Sp) BANKINTER SA 4 (8) 10 (20)

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New Margin Level % (Fixed Risk)

Spain BME (Sp) BOLSAS Y MERCADOS ESPANOLES 4 (8) 10 (20)

Spain BTO (Sp) BANCO ESPANOL DE CREDITO 4 (8) 10 (20) Spain BVA (Sp) BANCO DE VALENCIA SA 10 (20) 15 (30)

Spain CAF (Sp) CONSTRUCC Y AUX DE FERROCAR 10 (20) 15 (30) Spain CCIT (Sp) CINTRA CONCESIONES DE INFRAESTRUCTURAS D 4 (8) 10 (20)

Spain CEP (Sp) CIA ESPANOLA DE PETROLEOS SA 10 (20) 15 (30) Spain CRI (Sp) CRITERIA CAIXA 4 (8) 10 (20)

Spain EAD (Sp) EUROPEAN AERONAUTIC DEFENCE 10 (20) 15 (30) Spain ELE (Sp) ENDESA SA 4 (8) 10 (20)

Spain ENG (Sp) ENAGAS 4 (8) 10 (20) Spain ENOR (Sp) ELECTRIFICACIONES DEL NORTE 10 (20) 15 (30)

Spain EVA (Sp) EBRO PELUVA SA 10 (20) 15 (30) Spain FCC (Sp) FOMENTO DE CONSTRUCCIONES Y CONTRATAS SA 4 (8) 10 (20) Spain FER (Sp) GRUPO FERROVIAL SA 4 (8) 10 (20)

Spain GAM (Sp) GAMESA CORP TECNOLOGICA SA 4 (8) 10 (20) Spain GAS (Sp) GAS NATURAL SDG SA 4 (8) 10 (20)

Spain GCO (Sp) GRUPO CATALANA OCCIDENTE SA 10 (20) 15 (30) Spain GRF (Sp) GRIFOLS 4 (8) 10 (20)

Spain GUI (Sp) BANCO GUIPUZCOANO - REGD 10 (20) 15 (30) Spain IBE (Sp) IBERDROLA SA 4 (8) 10 (20)

Spain IBLA (Sp) IBERIA LINEA S AER DE ESPANA 4 (8) 10 (20) Spain IBR (Sp) IBERDROLA RENOVABLES 4 (8) 10 (20)

Spain IDR (Sp) INDRA SISTEMAS S 4 (8) 10 (20) Spain ITIE (Sp) ITINERE INFRAESTRUCTURAS SA 10 (20) 15 (30)

Spain ITX (Sp) INDITEX 4 (8) 10 (20) Spain MAP (Sp) MAPFRE 4 (8) 10 (20)

Spain MTS (Sp) ARCELORMITTAL 4 (8) 10 (20) Spain MVC (Sp) METROVACESA SA 10 (20) 15 (30)

Spain OHL (Sp) OBRASCON HUARTE LAIN SA 4 (8) 10 (20) Spain PAS (Sp) BANCO PASTOR SA 10 (20) 15 (30) Spain POP (Sp) BANCO POPULAR ES 4 (8) 10 (20)

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Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Spain PSG (Sp) PROSEGUR COMP SEGURIDAD-REGD 10 (20) 15 (30)

Spain REE (Sp) RED ELECTRICA CORPORACION 4 (8) 10 (20) Spain REP (Sp) REPSOL YPF SA 4 (8) 10 (20)

Spain REY (Sp) REYAL URBIS SA 10 (20) 15 (30) Spain SABE (Sp) BANCO SABADELL SA 4 (8) 10 (20)

Spain SAN (Sp) BSCH 4 (8) 10 (20) Spain SPS (Sp) SERVICE POINT SOLUNTIONS SA 10 (20) 15 (30)

Spain SYV (Sp) SACYR VALLEHERMOSO SA 4 (8) 10 (20) Spain TEF (Sp) TELEFONICA SA 4 (8) 10 (20)

Spain TL5 (Sp) GESTEVISION TELECINCO SA 4 (8) 10 (20) Spain TRE (Sp) TECHNICAS REUNIDAS SA 4 (8) 10 (20)

Spain URA (Sp) URALITA SA 10 (20) 15 (30) Spain VIS (Sp) VISCOFAN SA 10 (20) 15 (30) Spain ZEL (Sp) ZELTIA SA 10 (20) 15 (30)

Spain ZOT (Sp) ZARDOYA SA 10 (20) 15 (30) Sweden AAK (Swd) AARHUSKARLSHAMN 5 (10) 10 (20)

Sweden ABB (Swd) ABB LTD 5 (10) 10 (20) Sweden ADDTb (Swd) ADDTECH B SHARES 5 (10) 10 (20)

Sweden ALF (Swd) ALFA LAVAL AB 5 (10) 10 (20) Sweden ALI (Swd) AUTOLIV INC-SWED DEP RECEIPT 5 (10) 10 (20)

Sweden AOILsdb (Swd) ALLIANCE OIL COMPANY LTD 5 (10) 10 (20) Sweden ASSb (Swd) ASSA ABLOY B SHARES 5 (10) 10 (20)

Sweden ATCOa (Swd) ATLAS COPCO A SHARES 5 (10) 10 (20) Sweden ATCOb (Swd) ATLAS COPCO B SHARES 5 (10) 10 (20)

Sweden AVA (Swd) AVANZA AB 5 (10) 10 (20) Sweden AXF (Swd) AXFOOD 5 (10) 10 (20)

Sweden AXIS (Swd) AXIS COMMUNICATIONS AB 5 (10) 10 (20) Sweden AZN (Swd) ASTRAZENECA PLC 5 (10) 10 (20)

Sweden BBTOb (Swd) B&B TOOLS B SHARES 5 (10) 10 (20) Sweden BEGR (Swd) BE GROUP 5 (10) 10 (20) Sweden BOL (Swd) BOLIDEN AB 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 56 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Sweden BURE (Swd) BURE EQUITY 5 (10) 10 (20)

Sweden CARD (Swd) CARDO 5 (10) 10 (20) Sweden CAST (Swd) CASTELLUM AB 5 (10) 10 (20)

Sweden CLASb (Swd) CLAS OHLSON B SHARES 5 (10) 10 (20) Sweden ECEX (Swd) EAST CAPITAL EXPLORER 5 (10) 10 (20)

Sweden EKTAb (Swd) ELEKTA B SHARES 5 (10) 10 (20) Sweden ELUa (Swd) ELECTROLUX A SHARES 5 (10) 10 (20)

Sweden ELUb (Swd) ELECTROLUX B SHARES 5 (10) 10 (20) Sweden ENR (Swd) ENIRO AB 5 (10) 10 (20)

Sweden ERICa (Swd) ERICSSON A 5 (10) 10 (20) Sweden ERICb (Swd) ERICSSON LM-B SHS 5 (10) 10 (20)

Sweden FABG (Swd) FABEGE AB 5 (10) 10 (20) Sweden GETIb (Swd) GETINGE AB 5 (10) 10 (20) Sweden GUN (Swd) GUNNEBO AB 5 (10) 10 (20)

Sweden HAKN (Swd) HAKON INVEST AB 5 (10) 10 (20) Sweden HEM (Swd) HEMTEX AB 5 (10) 10 (20)

Sweden HEXAb (Swd) HEXAGON AB 5 (10) 10 (20) Sweden HMb (Swd) H&M 5 (10) 10 (20)

Sweden HOGAb (Swd) HOGANAS B SHARES 5 (10) 10 (20) Sweden HOLa (Swd) HOLMEN A SHARES 5 (10) 10 (20)

Sweden HOLb (Swd) HOLMEN B SHARES 5 (10) 10 (20) Sweden HQ (Swd) HQ AB 5 (10) 10 (20)

Sweden HUFa (Swd) HUFVUDSTADEN A SHARES 5 (10) 10 (20) Sweden HUSQa (Swd) HUSQVARNA A SHARES 5 (10) 10 (20)

Sweden HUSQb (Swd) HUSQVARNA B SHARES 5 (10) 10 (20) Sweden IJ (Swd) INTRUM JUSTITIA 5 (10) 10 (20)

Sweden INDT (Swd) INDUTRADE 5 (10) 10 (20) Sweden INDUa (Swd) INDUSTRIVARDEN A SHARES 5 (10) 10 (20)

Sweden INDUc (Swd) INDUSTRIVARDEN C SHARES 5 (10) 10 (20) Sweden INVEa (Swd) INVESTOR A SHARES 5 (10) 10 (20) Sweden INVEb (Swd) INVESTOR B SHARES 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 57 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Sweden JM (Swd) JM AB 5 (10) 10 (20)

Sweden KAHL (Swd) KAPPAHL HOLDING 5 (10) 10 (20) Sweden KINVa (Swd) KINNEVIK INVESTMENT A SHARES 5 (10) 10 (20)

Sweden KINVb (Swd) KINNEVIK INVESTMENT B SHARES 5 (10) 10 (20) Sweden KLED (Swd) KUNGSLEDEN AB 5 (10) 10 (20)

Sweden LATOa (Swd) LATOUR INVESTMENT A SHARES 5 (10) 10 (20) Sweden LATOb (Swd) LATOUR INVESTMENT B SHARES 5 (10) 10 (20)

Sweden LIAB (Swd) LINDAB INTERNATIONAL AB 5 (10) 10 (20) Sweden LJGRb (Swd) ATRIUM LJUNGBERG B SHARES 5 (10) 10 (20)

Sweden LUMI (Swd) LUNDIN MINING CORP SWED DEP RECEIPT 5 (10) 10 (20) Sweden LUNDb (Swd) L E LUNDBERGFORETAGEN B SHARES 5 (10) 10 (20)

Sweden LUPE (Swd) LUNDIN PETROLEUM AB 5 (10) 10 (20) Sweden LWSN (Swd) LAWSON SOFTWARE INC 5 (10) 10 (20) Sweden MEDAa (Swd) MEDA AB 5 (10) 10 (20)

Sweden MEKO (Swd) MEKONOMEN 5 (10) 10 (20) Sweden MELK (Swd) MELKER SCHORLING 5 (10) 10 (20)

Sweden MICsdb (Swd) MILLICOM INTERNATIONAL CELLULAR SWED DEP RECEIPT 5 (10) 10 (20) Sweden MORPb (Swd) MORPHIC TECHNOLOGIES AB 5 (10) 10 (20)

Sweden MTGa (Swd) MODERN TIMES GROUP A SHARES 5 (10) 10 (20) Sweden MTGb (Swd) MODERN TIMES GROUP B SHARES 5 (10) 10 (20)

Sweden MTRO (Swd) METRO INTERNATIONAL S. A 5 (10) 10 (20) Sweden MTRS (Swd) MUNTERS AB 5 (10) 10 (20)

Sweden NCCa (Swd) NCC A SHARES 5 (10) 10 (20) Sweden NCCb (Swd) NCC B SHARES 5 (10) 10 (20)

Sweden NDA (Swd) NORDEA BANK AB 5 (10) 10 (20) Sweden NEO (Swd) NEONET AB 5 (10) 10 (20)

Sweden NET (Swd) NET INSIGHT AB 5 (10) 10 (20) Sweden NIBEb (Swd) NIBE INDUSTRIER B SHARES 5 (10) 10 (20)

Sweden NISCb (Swd) NISCAYAH GROUP B SHARES 5 (10) 10 (20) Sweden NNb (Swd) NORDNET AB 5 (10) 10 (20) Sweden NOBI (Swd) NOBIA AB 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 58 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Sweden ORC (Swd) ORC SOFTWARE AB 5 (10) 10 (20)

Sweden ORES (Swd) ORESUND INVESTMENT AB 5 (10) 10 (20) Sweden ORIsdb (Swd) ORIFLAME COSMETICS SA 5 (10) 10 (20)

Sweden PAR (Swd) PA RESOURCES AB 5 (10) 10 (20) Sweden PEAB (Swd) PEAB AB 5 (10) 10 (20)

Sweden QMED (Swd) Q-MED 5 (10) 10 (20) Sweden RATOa (Swd) RATOS A SHARES 5 (10) 10 (20)

Sweden RATOb (Swd) RATOS B SHARES 5 (10) 10 (20) Sweden REZT (Swd) REZIDOR HOTEL GROUP AB 5 (10) 10 (20)

Sweden RNB (Swd) RETAIL AND BRANDS AB 5 (10) 10 (20) Sweden SAAB (Swd) SAAB B 5 (10) 10 (20)

Sweden SAND (Swd) SANDVIK AB 5 (10) 10 (20) Sweden SAS (Swd) SAS AB 5 (10) 10 (20) Sweden SCAa (Swd) SVENSKA CELLULOSA A SHARES 5 (10) 10 (20)

Sweden SCAb (Swd) SVENSKA CELLULOSA B SHARES 5 (10) 10 (20) Sweden SCVa (Swd) SCANIA A SHARES 5 (10) 10 (20)

Sweden SCVb (Swd) SCANIA B SHARES 5 (10) 10 (20) Sweden SEBa (Swd) SKANDINAVISKA ENSKILDA BANKEN-A 5 (10) 10 (20)

Sweden SEBc (Swd) SKANDINAVISKA ENSKILDA BANKEN C SHARES 5 (10) 10 (20) Sweden SECOb (Swd) SECO TOOLS B SHARES 5 (10) 10 (20)

Sweden SECTb (Swd) SECTRA B SHARES 5 (10) 10 (20) Sweden SECUb (Swd) SECURITAS B SHARES 5 (10) 10 (20)

Sweden SHBa (Swd) SVENSKA HANDELSBANKEN A SHARES 5 (10) 10 (20) Sweden SHBb (Swd) SVENSKA HANDELSBANKEN B SHARES 5 (10) 10 (20)

Sweden SIGMb (Swd) SIGMA B 5 (10) 10 (20) Sweden SKAb (Swd) SKANSKA B SHARES 5 (10) 10 (20)

Sweden SKFa (Swd) SKF A SHARES 5 (10) 10 (20) Sweden SKFb (Swd) SKF B SHARES 5 (10) 10 (20)

Sweden SKISb (Swd) SKISTAR B SHARES 5 (10) 10 (20) Sweden SSABa (Swd) SSAB SVENSKT STAL A SHARES 5 (10) 10 (20) Sweden SSABb (Swd) SSAB SVENSKT STAL B SHARES 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 59 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Sweden STEa (Swd) STORA ENSO OYJ A SHARES 5 (10) 10 (20)

Sweden STEr (Swd) STORA ENSO R SHARES 5 (10) 10 (20) Sweden SWECb (Swd) SWECO B SHARES 5 (10) 10 (20)

Sweden SWED (Swd) SWEDBANK 5 (10) 10 (20) Sweden SWM (Swd) SWEDISH MATCH AB 5 (10) 10 (20)

Sweden SYSR (Swd) SYSTEMAIR 5 (10) 10 (20) Sweden TEL2a (Swd) TELE2 A SHARES 5 (10) 10 (20)

Sweden TEL2b (Swd) TELE2 B SHARES 5 (10) 10 (20) Sweden TIEN (Swd) TIETOENATOR OYJ 5 (10) 10 (20)

Sweden TLSN (Swd) TELIASONERA AB 5 (10) 10 (20) Sweden TRAD (Swd) TRADEDOUBLER 5 (10) 10 (20)

Sweden TRELb (Swd) TRELLEBORG B SHARES 5 (10) 10 (20) Sweden UNIBsdb (Swd) UNIBET GROUP SWED DEP RECEIPT 5 (10) 10 (20) Sweden VNILsdb (Swd) VOSTOK NAFTA INVESTMENT SWED DEP RECEIPT 5 (10) 10 (20)

Sweden VOLVa (Swd) VOLVO A SHARES 5 (10) 10 (20) Sweden VOLVb (Swd) VOLVO B SHARES 5 (10) 10 (20)

Sweden WALLb (Swd) WALLENSTAM BYGGNADS B SHARES 5 (10) 10 (20) Sweden WIH (Swd) WIHLBORGS FASTIGHETER 5 (10) 10 (20)

Switzerland ABBN (Sw) ABB LTD 5 (10) 10 (20) Switzerland ADE (Sw) ADECCO SA-REG 5 (10) 10 (20)

Switzerland BAE (Sw) JULIUS BAER HOLDING AG-REG 5 (10) 10 (20) Switzerland BAL (Sw) BALOISE HOLDINGS-REG 5 (10) 10 (20)

Switzerland CFR (Sw) CIE FINANC RICHEMONT -UTS A 5 (10) 10 (20) Switzerland CLN (Sw) CLARIANT AG-REG 5 (10) 10 (20)

Switzerland CSGN (Sw) CREDIT SUISSE GR 5 (10) 10 (20) Switzerland HOL (Sw) HOLCIM LTD 5 (10) 10 (20)

Switzerland NESN (Sw) NESTLE SA 5 (10) 10 (20) Switzerland NOBN (Sw) NOBEL BIOCARE HOLDING AG-BR 5 (10) 10 (20)

Switzerland NOVN (Sw) NOVARTIS 5 (10) 10 (20) Switzerland ROG (Sw) ROCHE HOLDING AG 5 (10) 10 (20) Switzerland RUKN (Sw) SWISS RE 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 60 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

Switzerland SCMN (Sw) SWISSCOM AG 5 (10) 10 (20)

Switzerland SLH (Sw) SWISS LIFE HOLDING-REG 5 (10) 10 (20) Switzerland SYN (Sw) SYNGENTA AG-REG 5 (10) 10 (20)

Switzerland SYS (Sw) SYNTHES INC 5 (10) 10 (20) Switzerland UBSN (Sw) UBS AG 5 (10) 10 (20)

Switzerland ZURN (Sw) ZURICH FINANCIAL 5 (10) 10 (20) UK 3IN (UK) 3I INFRASTRUCTURE 10 (20) 15 (30)

UK 888 (UK) 888 HOLDINGS 10 (20) 15 (30) UK AAIF (UK) ABERDEEN ASIAN INCOME FUND LTD 10 (20) 15 (30)

UK AAL (UK) ANGLO AMERICAN PLC 5 (10) 10 (20) UK AAS (UK) ABERDEEN ASIAN SMALLER COMPANIES INVESTMENT 10 (20) 15 (30)

UK ABD (UK) ABERDEEN NEW DAWN INVESTMENT TRUST PLC 10 (2 0) 15 (30) UK ABF (UK) ASSOCIATED BRITISH FOODS PLC 8 (16) 10 (20) UK ABRT (UK) ABSOLUTE RETURN TRUST 10 (20) 15 (30)

UK ACEX (UK) ACCIDENT EXCHANGE GROUP PLC 10 (20) 15 (30) UK ADD (UK) ADVANCE DEVELOPING MARKETS TRUST PLC 10 (20) 15 (30)

UK ADML (UK) ADMIRAL GROUP PLC. 8 (16) 10 (20) UK ADN (UK) ABERDEEN ASSET MGMT PLC. 10 (20) 15 (30)

UK AEGS (UK) AEGIS GROUP PLC. 10 (20) 15 (30) UK AGA (UK) AGA RANGEMASTER GROUP PLC 10 (20) 15 (30)

UK AGGK (UK) AGGREKO PLC. 10 (20) 15 (30) UK AGRP (UK) ASSURA GROUP 10 (20) 15 (30)

UK AHT (UK) ASHTEAD GROUP 10 (20) 15 (30) UK AIE (UK) ANITE PLC 10 (20) 15 (30)

UK AIP (UK) AIR PARTNER PLC 10 (20) 15 (30) UK AIS (UK) ALTERNATIVE INVESTMENT STRATEGIES LTD 10 (20) 15 (30)

UK AKT (UK) ARK THERAPEUTICS GROUP PLC 10 (20) 15 (30) UK ALN (UK) ALTERIAN PLC 10 (20) 15 (30)

UK ALPH (UK) ALPHA PYRENEES TRUST LTD 10 (20) 15 (30) UK ALQQ (UK) ALPHAMERIC 10 (20) 15 (30) UK ALY (UK) LAURA ASHLEY HOLDINGS PLC 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 61 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

UK AMEC (UK) AMEC PLC. 8 (16) 10 (20)

UK AML (UK) AMLIN PLC 8 (16) 10 (20) UK ANEA (UK) ANGLO-EASTERN PLANTATIONS 10 (20) 15 (30)

UK ANTO (UK) ANTOFAGASTA PLC 8 (16) 10 (20) UK AOT (UK) ANGLO & OVERSEAS PLC 10 (20) 15 (30)

UK APF (UK) ANGLO PACIFIC GROUP PLC 10 (20) 15 (30) UK AQP (UK) AQUARIUS PLATINUM 10 (20) 15 (30)

UK ARE (UK) ARENA LEISURE PLC. 10 (20) 15 (30) UK ARI (UK) ARRIVA PLC. 10 (20) 15 (30)

UK ARM (UK) ARM HOLDINGS PLC 10 (20) 15 (30) UK ASD (UK) AXIS-SHIELD PLC. 10 (20) 15 (30)

UK ASHM (UK) ASHMORE GROUP 10 (20) 15 (30) UK ASL (UK) ABERFORTH SMALLER COMPANIES 10 (20) 15 (30) UK ASM (UK) ANTISOMA PLC 10 (20) 15 (30)

UK ATKW (UK) ATKINS (WS) PLC. 10 (20) 15 (30) UK ATS (UK) ARTEMIS ALPHA TRUST 10 (20) 15 (30)

UK ATST (UK) ALLIANCE TRUST PLC. 8 (16) 10 (20) UK AUTN (UK) AUTONOMY CORP PLC. 8 (16) 10 (20)

UK AV/ (UK) AVIVA PLC 8 (16) 10 (20) UK AVE (UK) AVIS EUROPE PLC. 10 (20) 15 (30)

UK AVV (UK) AVEVA GROUP PLC 10 (20) 15 (30) UK AZN (UK) ASTRAZENECA PLC 5 (10) 10 (20)

UK BAB (UK) BABCOCK INTERNATIONAL GROUP 10 (20) 15 (30) UK BABS (UK) BLUECREST ALLBLUE FUND LTD 10 (20) 15 (30)

UK BAES (UK) BAE SYSTEMS PLC 5 (10) 10 (20) UK BAG (UK) BARR (A.G.) PLC 10 (20) 15 (30)

UK BALF (UK) BALFOUR BEATTY PLC 8 (16) 10 (20) UK BARC (UK) BARCLAYS PLC 5 (10) 10 (20)

UK BATS (UK) BRITISH AMERICAN TOBACCO PLC 5 (10) 10 (20) UK BAY (UK) BRITISH AIRWAYS PLC 8 (16) 10 (20) UK BBA (UK) BBA AVIATION PLC. 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 62 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

UK BBAY (UK) BLUEBAY ASSET MANAGEMENT 10 (20) 15 (30)

UK BDEV (UK) BARRATT DEVELOPMENT PLC. 10 (20) 15 (30) UK BEE (UK) BARING EMERGING EUROPE PLC 10 (20) 15 (30)

UK BEZG (UK) BEAZLEY GROUP PLC 10 (20) 15 (30) UK BG/ (UK) BG PLC 5 (10) 10 (20)

UK BGC (UK) BTG PLC. 10 (20) 15 (30) UK BGFD (UK) BAILLIE GIFFORD JAPAN TRUST PLC/THE 10 (20) 15 (30)

UK BHMG (UK) BH MACRO 10 (20) 15 (30) UK BKGH (UK) BERKELEY GROUP (THE) PLC. 10 (20) 15 (30)

UK BLND (UK) BRITISH LAND COMPANY PLC. 8 (16) 10 (20) UK BLPU (UK) BLOOMSBURY PUBLISHING PLC 10 (20) 15 (30)

UK BLT (UK) BHP BILLITON PLC 5 (10) 10 (20) UK BNKR (UK) BANKERS INVESTMENT TRUST 10 (20) 15 (30) UK BNZL (UK) BUNZL PLC. 8 (16) 10 (20)

UK BOY (UK) BODYCOTE PLC. 10 (20) 15 (30) UK BP (UK) BP PLC 5 (10) 10 (20)

UK BPG (UK) BUSINESS POST GROUP PLC 10 (20) 15 (30) UK BRAM (UK) BRAMMER PLC 10 (20) 15 (30)

UK BRBY (UK) BURBERRY GROUP PLC 10 (20) 15 (30) UK BRCI (UK) BLACKROCK COMMODITIES INCOME INV TST 10 (20) 15 (30)

UK BRE (UK) BRIT INSURANCE HOLDINGS PLC 10 (20) 15 (30) UK BRGE (UK) BLACKROCK GREATER EUROPEAN INV TST 10 (20) 15 (30)

UK BRLA (UK) BLACKROCK LATIN AMERICAN 10 (20) 15 (30) UK BRMS (UK) BRAEMAR SHIPPING SERVICES 10 (20) 15 (30)

UK BRNE (UK) BLACKROCK NEW ENERGY 10 (20) 15 (30) UK BRPI (UK) BRITISH POLYTHENE INDUSTRIES 10 (20) 15 (30)

UK BRSC (UK) BLACKROCK SMALLER COMPANIES 10 (20) 15 (30) UK BRW (UK) BREWIN DOLPHIN HOLDINGS PLC. 10 (20) 15 (30)

UK BRWM (UK) BLACKROCK WORLD MINING 10 (20) 15 (30) UK BSET (UK) BRITISH ASSETS TRUST PLC. 10 (20) 15 (30) UK BSY (UK) BRITISH SKY BROADCASTING PLC 8 (16) 10 (20)

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Margin Changes 21 September 2009 Page 63 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

UK BT/A (UK) BT GROUP 8 (16) 10 (20)

UK BTEM (UK) BRITISH EMPIRE SECURITIES GE 10 (20) 15 (30) UK BTSM (UK) BSS GROUP PLC 10 (20) 15 (30)

UK BUT (UK) BRUNNER INVESTMENT TRUST PLC/THE 10 (20) 15 (30) UK BVC (UK) BATM ADVANCED COMM. 10 (20) 15 (30)

UK BVIC (UK) BRITVIC 10 (20) 15 (30) UK BVS (UK) BOVIS HOMES GROUP PLC 10 (20) 15 (30)

UK BWNG (UK) BROWN (N) GROUP PLC. 10 (20) 15 (30) UK BWY (UK) BELLWAY PLC 10 (20) 15 (30)

UK BYG (UK) BIG YELLOW GROUP PLC 10 (20) 15 (30) UK CADP (UK) CADOGEN PETRO 10 (20) 15 (30)

UK CAL (UK) CAPITAL & REGIONAL PLC 10 (20) 15 (30) UK CAME (UK) CAMELLIA PLC 10 (20) 15 (30) UK CATVU (UK) CARPETRIGHT PLC. 10 (20) 15 (30)

UK CAU (UK) CENTAUR MEDIA PLC 10 (20) 15 (30) UK CAY (UK) CHARLES STANLEY GROUP PLC 10 (20) 15 (30)

UK CBRO (UK) CLOSE BROTHERS GROUP PLC. 10 (20) 15 (30) UK CBRY (UK) CADBURY PLC 8 (16) 10 (20)

UK CCC (UK) COMPUTACENTER PLC. 10 (20) 15 (30) UK CCL (UK) CARNIVAL PLC 8 (16) 10 (20)

UK CDI (UK) CANDOVER INVESTMENTS PLC 10 (20) 15 (30) UK CGL (UK) CATLIN GROUP LTD 10 (20) 15 (30)

UK CGS (UK) CASTINGS PLC 10 (20) 15 (30) UK CHAT (UK) CHARLES TAYLOR CONSULTING PLC 10 (20) 15 (30)

UK CHG (UK) CHEMRING GROUP PLC 10 (20) 15 (30) UK CHLD (UK) CHLORIDE GROUP PLC. 10 (20) 15 (30)

UK CHS (UK) CHRYSALIS GROUP PLC. 10 (20) 15 (30) UK CHTR (UK) CHARTER INTERNATIONAL PLC 10 (20) 15 (30)

UK CHU (UK) CHAUCER HOLDINGS PLC 10 (20) 15 (30) UK CHW (UK) CHIME COMMUNICATIONS PLC 10 (20) 15 (30) UK CHY (UK) CITY MERCHANTS HIGH YIELD TRUST PLC 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 64 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

UK CINE (UK) CINEWORLD GROUP 10 (20) 15 (30)

UK CKN (UK) CLARKSON PLC 10 (20) 15 (30) UK CKSN (UK) COOKSON GROUP PLC. 10 (20) 15 (30)

UK CLDN (UK) CALEDONIA INVESTMENTS PLC. 10 (20) 15 (30) UK CLLN (UK) CARILLION PLC 10 (20) 15 (30)

UK CLSH (UK) CLS HOLDINGS PLC 10 (20) 15 (30) UK CLST (UK) COLLINS STEWART PLC 10 (20) 15 (30)

UK CMS (UK) COMMUNISIS PLC 10 (20) 15 (30) UK CNA (UK) CENTRICA PLC 8 (16) 10 (20)

UK CNE (UK) CAIRN ENERGY PLC 8 (16) 10 (20) UK CNT (UK) CONNAUGHT PLC 10 (20) 15 (30)

UK COB (UK) COBHAM PLC. 8 (16) 10 (20) UK COLT (UK) COLT TELECOM GROUP SA 10 (20) 15 (30) UK COSG (UK) COSTAIN GROUP PLC 10 (20) 15 (30)

UK CPG (UK) COMPASS GROUP PLC 8 (16) 10 (20) UK CPI (UK) CAPITA GROUP PLC. 8 (16) 10 (20)

UK CPW (UK) CARPHONE WAREHOUSE PLC. 10 (20) 15 (30) UK CRDA (UK) CRODA INTENATIONAL PLC. 10 (20) 15 (30)

UK CRND (UK) CENTRAL RAND GOLD 10 (20) 15 (30) UK CSN (UK) CHESNARA PLC 10 (20) 15 (30)

UK CSR (UK) CSR PLC 10 (20) 15 (30) UK CSRT (UK) CONSORT MEDICAL PLC 10 (20) 15 (30)

UK CTO (UK) T CLARKE PLC 10 (20) 15 (30) UK CTT (UK) CATTLES PLC. 10 (20) 15 (30)

UK CTY (UK) CITY OF LONDON INVESTMENT TR 10 (20) 15 (30) UK CUK (UK) CARE UK PLC 10 (20) 15 (30)

UK CW/ (UK) CABLE AND WIRELESS PLC 8 (16) 10 (20) UK CWK (UK) CRANSWICK PLC 10 (20) 15 (30)

UK CYNL (UK) CITY NATURAL RESOURCES HIGH YIELD TURST 10 (20) 15 (30) UK DAB (UK) DEXION ABSOLUTE LTD 10 (20) 15 (30) UK DASL (UK) DEXION ALPHA STRATEGIES LTD 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 65 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

UK DCG (UK) DAIRY CREST GROUP PLC 10 (20) 15 (30)

UK DDIT (UK) DIRECTORS DEALING INVESTMENT TRUST 10 (20) 15 (30) UK DDT (UK) DIMENSION DATA HOLDINGS PLC. 10 (20) 15 (30)

UK DEAL (UK) DEXION EQUITY ALTERNATIVE LTD 10 (20) 15 (30) UK DEB (UK) DEBENHAMS PLC. 10 (20) 15 (30)

UK DECP (UK) DECHRA PHARMACEUTICALS PLC 10 (20) 15 (30) UK DGE (UK) DIAGEO PLC 5 (10) 10 (20)

UK DIG (UK) DUNEDIN INCM GROWTH INV TST 10 (20) 15 (30) UK DJAN (UK) DAEJAN HOLDING 10 (20) 15 (30)

UK DLAR (UK) DE LA RUE PLC. 10 (20) 15 (30) UK DLN (UK) DERWENT LONDON PLC 10 (20) 15 (30)

UK DLTA (UK) DELTA PLC 10 (20) 15 (30) UK DMGOa (UK) DAILY MAIL AND GENERAL TST -A NV 10 (20) 15 (30) UK DNDL (UK) DUNEDIN SMALLER COMPANIES INVESTMENT TRU 10 (20) 15 (30)

UK DNLM (UK) DUNELM GROUP PLC 10 (20) 15 (30) UK DNX (UK) DANA PETROLEUM PLC 10 (20) 15 (30)

UK DOM (UK) DOMINOS PIZZA UK & IRL PLC 10 (20) 15 (30) UK DOPR (UK) DOMINO PRINTING SCIENCES PLC. 10 (20) 15 (30)

UK DPLM (UK) DIPLOMA PLC 10 (20) 15 (30) UK DRX (UK) DRAX GROUP 10 (20) 15 (30)

UK DSC (UK) DEVELOPMENT SECURITIES PLC 10 (20) 15 (30) UK DSGI (UK) DSG INTERNATIONAL 10 (20) 15 (30)

UK DTL (UK) DEXION TRADING 10 (20) 15 (30) UK DTY (UK) DIGNITY PLC 10 (20) 15 (30)

UK DVO (UK) DEVRO 10 (20) 15 (30) UK DVSG (UK) DAVIS SERVICE GROUP PLC. 10 (20) 15 (30)

UK DWN (UK) DAWSON HOLDINGS 10 (20) 15 (30) UK E2V (UK) E2V TECHNOLOGIES PLC 10 (20) 15 (30)

UK EAGA (UK) EAGA 10 (20) 15 (30) UK ECM (UK) ELECTROCOMPONENTS PLC. 10 (20) 15 (30) UK ECW (UK) ECOFIN WATER AND POWER OPPORTUNITIES 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 66 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

UK EDDR (UK) EDINBURGH DRAGON TRUST PLC 10 (20) 15 (30)

UK EDIN (UK) EDINBURGH INVESMENT TRUST 10 (20) 15 (30) UK EID (UK) EIDOS 10 (20) 15 (30)

UK ELEG (UK) ELECTRIC AND GENERAL INVESTMENT TRUST PL 10 (20) 15 (30) UK ELM (UK) ELEMENTIS PLC 10 (20) 15 (30)

UK ELTA (UK) ELECTRA INVESTMENT TRUST PLC. 10 (20) 15 (30) UK EMEN (UK) EMERALD ENERGY PLC 10 (20) 15 (30)

UK EMG (UK) MAN (E D & F) GROUP PLC. 8 (16) 10 (20) UK ENRC (UK) EURASIAN NATURAL RESOURCES CORPORATION 8 (16) 10 (20)

UK ERM (UK) EUROMONEY INSTL INVESTOR PLC. 10 (20) 15 (30) UK EST (UK) EASTERN EUROPEAN TRUST PLC 10 (20) 15 (30)

UK ETI (UK) ENTERPRISE INNS PLC 10 (20) 15 (30) UK EUK (UK) EDINBURGH UK TRACKER TRUST PLC 10 (20) 15 (30) UK EUS (UK) EDINBURGH US TRACKER TRUST 10 (20) 15 (30)

UK EVG (UK) EVOLUTION GROUP PLC 10 (20) 15 (30) UK EWI (UK) EDINBURGH WORLDWIDE INVESTMENT TRUST PLC 10 (20) 15 (30)

UK EXPN (UK) EXPERIAN PLC 8 (16) 10 (20) UK EZJ (UK) EASYJET AIRLINE CO 10 (20) 15 (30)

UK FAS (UK) FIDELITY ASIAN VALUES PLC 10 (20) 15 (30) UK FCAM (UK) F&C ASSET MANAGEMENT 10 (20) 15 (30)

UK FCCN (UK) FRENCH CONNECTION GROUP PLC 10 (20) 15 (30) UK FCI (UK) F&C CAPITAL & INCOME INVESTMENT TRUST PLC 10 (20) 15 (30)

UK FCPT (UK) F&C COMMERCIAL PROPERTY 10 (20) 15 (30) UK FCS (UK) F&C GLOBAL SMALLER COMPANIES PLC 10 (20) 15 (30)

UK FCSM (UK) F&C US SMALLER COMPANIES 10 (20) 15 (30) UK FCU (UK) FOREIGN & COLONIAL EUROTRUST 10 (20) 15 (30)

UK FDL (UK) FINDEL PLC 10 (20) 15 (30) UK FDSA (UK) FIDESSA GROUP 10 (20) 15 (30)

UK FENR (UK) FENNER PLC 10 (20) 15 (30) UK FEV (UK) FIDELITY EUROPEAN VALUES PLC 10 (20) 15 (30) UK FGP (UK) FIRSTGROUP PLC. 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 67 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

UK FGT (UK) FINSBURY GROWTH & INCOME TRUST PLC 10 (20) 15 (30)

UK FIT (UK) FRAMLINGTON INNOVATIVE GROWTH TRUST PLC 10 (20) 15 (30) UK FLTR (UK) FILTRONA 10 (20) 15 (30)

UK FOOI (UK) FORTUNE OIL PLC 10 (20) 15 (30) UK FP/ (UK) FRIENDS PROVIDENT PLC 8 (16) 10 (20)

UK FPEb (UK) F&C PRIVATE EQUITY TRUST B 10 (20) 15 (30) UK FPT (UK) FORTH PORTS PLC 10 (20) 15 (30)

UK FRCL (UK) FOREIGN & COLONIAL INVEST TR 8 (16) 10 (20) UK FRES (UK) FRESNILLO PLC 8 (16) 10 (20)

UK FSJ (UK) JAMES FISHER & SONS PLC 10 (20) 15 (30) UK FSTA (UK) FULLER SMITH & TURNER 10 (20) 15 (30)

UK FSV (UK) FIDELITY SPECIAL VALUES PLC 10 (20) 15 (30) UK FUTR (UK) FUTURE PLC 10 (20) 15 (30) UK FWEB (UK) FIBERWEB PLC 10 (2 0) 15 (30)

UK FXPO (UK) FERREXPO 10 (20) 15 (30) UK GDWN (UK) GOODWIN 10 (20) 15 (30)

UK GEMD (UK) GEM DIAMONDS 10 (20) 15 (30) UK GENS (UK) GENUS PLC 10 (20) 15 (30)

UK GEU (UK) GARTMORE EUROPEAN INVESTMENT TRUST PLC 10 (20) 15 (30) UK GFRD (UK) GALLIFORD TRY PLC 10 (20) 15 (30)

UK GFRM (UK) GALIFORM 10 (20) 15 (30) UK GFS (UK) G4S PLC 8 (16) 10 (20)

UK GGL (UK) GARTMORE GLOBAL TRUST PLC 10 (20) 15 (30) UK GIR (UK) GARTMORE IRISH GROWTH FUND PLC 10 (20) 15 (30)

UK GKN (UK) GKN PLC 10 (20) 15 (30) UK GLEG (UK) MJ GLEESON GROUP PLC 10 (20) 15 (30)

UK GLS (UK) GLASGOW INCOME TRUST PLC 10 (20) 15 (30) UK GMF (UK) GARTMORE FLEDGLING TRUST PLC 10 (20) 15 (30)

UK GMG (UK) GAME GROUP PLC 10 (20) 15 (30) UK GNK (UK) GREENE KING PLC 10 (20) 15 (30) UK GOG (UK) GO-AHEAD GROUP PLC 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 68 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

UK GPE (UK) GRAPHITE ENTERPRISE TRUST PLC 10 (20) 15 (30)

UK GPOR (UK) GREAT PORTLAND ESTATES PLC. 10 (20) 15 (30) UK GPRT (UK) GOLDENPORT HOLDINGS PLC 10 (20) 15 (30)

UK GRG (UK) GREGGS PLC 10 (20) 15 (30) UK GRI (UK) GRAINGER TRUST PLC 10 (20) 15 (30)

UK GSD (UK) GOLDSHIELD GROUP PLC 10 (20) 15 (30) UK GSDO (UK) GOLDMAN SACHS DYNAMIC OPPORTUNITIES LTD 10 (20) 15 (30)

UK GSK (UK) GLAXOSMITHKLINE 5 (10) 10 (20) UK HAMP (UK) HAMPSON INDUSTRIES PLC 10 (20) 15 (30)

UK HAN (UK) HANSA TRUST PLC 10 (20) 15 (30) UK HANa (UK) HANSA TRUST PLC 10 (20) 15 (30)

UK HAOG (UK) HARDY OIL & GAS 10 (20) 15 (30) UK HAYS (UK) HAYS PLC 10 (20) 15 (30) UK HBOS (UK) HBOS PLC 3 (6) 10 (20)

UK HBR (UK) HOLIDAYBREAK PLC 10 (20) 15 (30) UK HDU (UK) HARDY UNDERWRITING BERMUDA LTD 10 (20) 15 (30)

UK HEAD (UK) HEADLAM GROUP PLC 10 (20) 15 (30) UK HFD (UK) HALFORDS GROUP PLC 10 (20) 15 (30)

UK HFEL (UK) HENDERSON FAR EAST INCOME LTD 10 (20) 15 (30) UK HFG (UK) HILTON FOOD GROUP 10 (20) 15 (30)

UK HGGH (UK) HENDERSON GROUP PLC 10 (20) 15 (30) UK HGT (UK) HGCAPITAL TRUST PLC 10 (20) 15 (30)

UK HHI (UK) HENDERSON HIGH INCOME TRUST PLC 10 (20) 15 (30) UK HHR (UK) HELPHIRE GROUP 10 (20) 15 (30)

UK HICL (UK) HSBC INFRASTRUCTURE CO LTD 10 (20) 15 (30) UK HIK (UK) HIKMA PHARMACEUTICALS 10 (20) 15 (30)

UK HILS (UK) HILL & SMITH HOLDINGS PLC 10 (20) 15 (30) UK HLCL (UK) HELICAL BAR PLC 10 (20) 15 (30)

UK HLMA (UK) HALMA PLC. 10 (20) 15 (30) UK HMSO (UK) HAMMERSON PLC. 8 (16) 10 (20) UK HMV (UK) HMV GROUP PLC 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 69 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

UK HNE (UK) HENDERSON EURO TRUST PLC 10 (20) 15 (30)

UK HOCM (UK) HOCHSCHILD MINING 10 (20) 15 (30) UK HOIL (UK) HERITAGE OIL 10 (20) 15 (30)

UK HOME (UK) HOME RETAIL GROUP 8 (16) 10 (20) UK HPI (UK) HENDERSON TR PACIFIC INVESTMENT TRUST 10 (20) 15 (30)

UK HRGV (UK) HARGREAVES LANSDOWN 10 (20) 15 (30) UK HRI (UK) HERALD INV TRUST PLC. 10 (20) 15 (30)

UK HRN (UK) HORNBY PLC 10 (20) 15 (30) UK HSBA (UK) HSBC HOLDINGS PLC 8 (16) 10 (20)

UK HSD (UK) HANSARD GLOBAL 10 (20) 15 (30) UK HSL (UK) HENDERSON SMALLER COS INV TR 10 (20) 15 (30)

UK HSV (UK) HOMESERVE PLC 10 (20) 15 (30) UK HSX (UK) HISCOX PLC 10 (20) 15 (30) UK HTG (UK) HUNTING PLC 10 (20) 15 (30)

UK HYC (UK) HYDER CONSULTING PLC 10 (20) 15 (30) UK IAP (UK) ICAP PLC 8 (16) 10 (20)

UK IAT (UK) INVESCO ASIA TRUST 10 (20) 15 (30) UK ICP (UK) INTERMEDIATE CAPITAL GROUP 10 (20) 15 (30)

UK IEI (UK) INVESCO ENGLISH AND INTERNATIONAL TRUST 10 (20) 15 (30) UK IERE (UK) INVISTA EUROPEAN REAL ESTAT E TRUST 10 (20) 15 (30)

UK IFL (UK) INTERNATION FERRO METALS 10 (20) 15 (30) UK IGG (UK) IG GROUP HOLDINGS PLC 10 (20) 15 (30)

UK IGRE (UK) ING GLOBAL REAL ESTATE SECS LTD 10 (20) 15 (30) UK IHG (UK) INTERCONTINENTAL HOTELS GROUP 8 (16) 10 (20)

UK III (UK) 3I GROUP PLC 8 (16) 10 (20) UK IMG (UK) IMAGINATION TECH GROUP PLC. 10 (20) 15 (30)

UK IMI (UK) IMI PLC. 10 (20) 15 (30) UK IMPX (UK) IMPAX ENVIRONMENTAL MARKETS PLC 10 (20) 15 (30)

UK IMT (UK) IMPERIAL TOBACCO GROUP PLC 5 (10) 10 (20) UK INCH (UK) INCHCAPE PLC 10 (20) 15 (30) UK INF (UK) INFORMA PLC. 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 70 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

UK INPP (UK) INTERNATIONAL PUBLIC PARTNERSHIPS 10 (20) 15 (30)

UK INVP (UK) INVESTEC PLC 10 (20) 15 (30) UK IPF (UK) INTERNATIONAL PERSONAL FINANCE 10 (20) 15 (30)

UK IPO (UK) IP GROUP PLC 10 (20) 15 (30) UK IPR (UK) INTERNATIONAL POWER PLC 8 (16) 10 (20)

UK IPT (UK) ISIS PROPERTY LTD 10 (20) 15 (30) UK IPU (UK) INVESCO PERPETUAL UK SMALL COMPANIES LTD 10 (20) 15 (30)

UK IRET (UK) ING UK REAL ESTATE INCOME TRUST LTD 10 (20) 15 (30) UK IRP (UK) ISIS PROPERTY TRUST 2 LTD 10 (20) 15 (30)

UK IRV (UK) INTERSERVE PLC 10 (20) 15 (30) UK ISA (UK) INMARSAT 8 (16) 10 (20)

UK ISYS (UK) INVENSYS PLC 8 (16) 10 (20) UK ITE (UK) ITE GROUP PLC 10 (20) 15 (30) UK ITL (UK) INTEC TELECOM SYSTEMS PLC. 10 (20) 15 (30)

UK ITRK (UK) INTERTEK TESTING SERVICES 8 (16) 10 (20) UK ITV (UK) ITV PLC 10 (20) 15 (30)

UK IVI (UK) INVESCO INCOME GROWTH TRUST PLC 10 (20) 15 (30) UK JAI (UK) JPMORGAN ASIAN INVESTMENT TRUST PLC 10 (20) 15 (30)

UK JAM (UK) JPMORGAN AMERICAN IT 10 (20) 15 (30) UK JCH (UK) JPMORGAN FLEMING CLAVERHOUSE 10 (20) 15 (30)

UK JD (UK) JD SPORTS FASHION PLC 10 (20) 15 (30) UK JDW (UK) WETHERSPOON (J.D.) PLC. 10 (20) 15 (30)

UK JEO (UK) JUPITER EUROPEAN OPPORTUNITIES TRUST PLC 10 (20) 15 (30) UK JETx (UK) JP MORGAN EUROPE INVESTMENT TRUST 10 (20) 15 (30)

UK JEV (UK) KENMARE RESOURCES PLC 10 (20) 15 (30) UK JFF (UK) JPMORGAN FLEMING EUROPEAN FLEDGELING INV 10 (20) 15 (30)

UK JFJ (UK) JPMORGAN FLEMING JAPANESE INVEST TST 10 (20) 15 (30) UK JII (UK) JPMORGAN INDIAN INVESTMENT TRUST PLC 10 (20) 15 (30)

UK JJB (UK) JJB SPORTS PLC. 10 (20) 15 (30) UK JKX (UK) JKX OIL & GAS PLC 10 (20) 15 (30) UK JLT (UK) JARDINE LLOYD THOMPSON GROUP 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 71 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

UK JMAT (UK) JOHNSON MATTHEY PLC. 8 (16) 10 (20)

UK JMC (UK) JPMORGAN CHINESES INVESTMENT TRUST 10 (20) 15 (30) UK JMF (UK) JPMORGAN MID CAP INVESTMENT TRUST PLC 10 (20) 15 (30)

UK JMG (UK) JPMORGAN EMERGING MARKETS INVESTMENT TRU 10 (20) 15 (30) UK JMI (UK) JPMORGAN SMALLER COSIT PLC 10 (20) 15 (30)

UK JMO (UK) JP MORGAN FLEMING OVERSEAS INVESTMENT 10 (20) 15 (30) UK JPR (UK) JOHNSTON PRESS PLC. 10 (20) 15 (30)

UK JPS (UK) JPMORGAN FLEMING JAPANESE SMALLER COMPANIES PLC 10 (20) 15 (30) UK JRS (UK) JPMORGAN RUSSIAN SECURITIES PLC 10 (20) 15 (30)

UK KAZ (UK) KAZAKHMYS 8 (16) 10 (20) UK KCOM (UK) KCOM GROUP PLC 10 (20) 15 (30)

UK KESA (UK) KESA ELECTRICALS PLC 10 (20) 15 (30) UK KFX (UK) KOFAX 10 (20) 15 (30) UK KGF (UK) KINGFISHER PLC 8 (16) 10 (20)

UK KIE (UK) KIER GROUP 10 (20) 15 (30) UK KIT (UK) KEYSTONE INVESTMENT TRUST PLC 10 (20) 15 (30)

UK KLR (UK) KELLER GROUP PLC 10 (20) 15 (30) UK KWL (UK) KEWILL SYSTEMS PLC. 10 (20) 15 (30)

UK LAD (UK) LADBROKES PLC 10 (20) 15 (30) UK LAND (UK) LAND SECURITIES PLC 8 (16) 10 (20)

UK LGEN (UK) LEGAL AND GENERAL GROUP PLC 8 (16) 10 (20) UK LII (UK) LIBERTY INTERNATIONAL PLC. 8 (16) 10 (20)

UK LLOY (UK) LLOYDS TSB GROUP PLC 8 (16) 10 (20) UK LMI (UK) LONMIN PLC. 8 (16) 10 (20)

UK LMR (UK) LUMINAR PLC 10 (20) 15 (30) UK LOG (UK) LOGICA PLC 10 (20) 15 (30)

UK LOOK (UK) LOOKERS PLC 10 (20) 15 (30) UK LRD (UK) LAIRD PLC 10 (20) 15 (30)

UK LRE (UK) LANCASHIRE HOLDINGS LTD 10 (20) 15 (30) UK LSE (UK) LONDON STOCK EXCHANGE PLC 8 (16) 10 (20) UK LSL (UK) LSL PROPERTY SERVICES PLC 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 72 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

UK LVD (UK) LAVENDON GROUP PLC 10 (20) 15 (30)

UK LWB (UK) LOW & BONAR PLC 10 (20) 15 (30) UK LWDB (UK) LAW DEBENTURE CORP PLC 10 (20) 15 (30)

UK LWI (UK) LOWLAND INVESTMENT COMPANY PLC 10 (20) 15 (30) UK MAB (UK) MITCHELLS & BUTLERS PLC 10 (20) 15 (30)

UK MACP (UK) MARTIN CURRIE PACIFIC TRUST PLC 10 (20) 15 (30) UK MAJE (UK) MAJEDIE INVESTMENTS PLC 10 (20) 15 (30)

UK MARS (UK) MARSTONS 10 (20) 15 (30) UK MCB (UK) MCBRIDE PLC 10 (20) 15 (30)

UK MCHL (UK) MOUCHEL GROUP 10 (20) 15 (30) UK MCKS (UK) MCKAY SECURITIES PLC 10 (20) 15 (30)

UK MCRO (UK) MICRO FOCUS 10 (20) 15 (30) UK MERG (UK) MEARS GROUP PLC 10 (20) 15 (30) UK MGCR (UK) MORGAN CRUCIBLE COMPANY PLC. 10 (20) 15 (30)

UK MGGT (UK) MEGGITT PLC. 10 (20) 15 (30) UK MGNS (UK) MORGAN SINDALL 10 (20) 15 (30)

UK MKLW (UK) MUCKLOW < A & J > GROUP PLC 10 (20) 15 (30) UK MKS (UK) MARKS AND SPENCER PLC 8 (16) 10 (20)

UK MLC (UK) MILLENIUM & COPTHORNE HOTEL 10 (20) 15 (30) UK MNDI (UK) MONDI PLC 10 (20) 15 (30)

UK MNKS (UK) MONKS INVESTMENT TRUST PLC. 10 (20) 15 (30) UK MNP (UK) MARTIN CURRIE PORTFOLIO INVESTMENT TRUST 10 (20) 15 (30)

UK MNZS (UK) JOHN MENZIES PLC 10 (20) 15 (30) UK MONY (UK) MONEYSUPERMARKET.COM GROUP 10 (20) 15 (30)

UK MPI (UK) MICHAEL PAGE INTERNATIONAL 10 (20) 15 (30) UK MRCH (UK) MERCHANTS TRUST PLC. 10 (20) 15 (30)

UK MRCM (UK) MERCANTILE INVESTMENT TRUST 10 (20) 15 (30) UK MRS (UK) MELROSE RESOURCES PLC 10 (20) 15 (30)

UK MRW (UK) MORRISON (W.M) SUPERMARKETS 8 (16) 10 (20) UK MSLH (UK) MARSHALLS PLC 10 (20) 15 (30) UK MSY (UK) MISYS PLC 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 73 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

UK MTC (UK) MOTHERCARE PLC 10 (20) 15 (30)

UK MTO (UK) MITIE GROUP PLC. 10 (20) 15 (30) UK MTU (UK) MONTANARO UK SMALLER COMPANIES INVESTMENT 10 (20) 15 (30)

UK MUT (UK) MURRAY INCOME TRUST 10 (20) 15 (30) UK MWB (UK) MWB GROUP HOLDINGS 10 (20) 15 (30)

UK MWJ (UK) MORANT WRIGHT JAPAN INCOME TRUST LTD 10 (20) 15 (30) UK MXF (UK) MEDICX FUND 10 (20) 15 (30)

UK MYI (UK) MURRAY INTERNATIONAL TRUST 10 (20) 15 (30) UK NAD (UK) NAMAKWA DIAMONDS 10 (20) 15 (30)

UK NCCG (UK) NCC GROUP 10 (20) 15 (30) UK NESI (UK) NEW STAR INVESTMENT TRUST PLC 10 (20) 15 (30)

UK NEX (UK) NATIONAL EXPRESS GROUP PLC. 10 (20) 15 (30) UK NFDS (UK) NORTHERN FOODS PLC. 10 (20) 15 (30) UK NG (UK) NATIONAL GRID PLC 8 (16) 10 (20)

UK NTAS (UK) NORTH ATLANTIC SMALLER COMPANIES INVESTMENT 10 (20) 15 (30) UK NTG (UK) NORTHGATE PLC 10 (20) 15 (30)

UK NVA (UK) NOVAE GROUP PLC 10 (20) 15 (30) UK NWG (UK) NORTHUMBRIAN WATER GROUP PLC 10 (20) 15 (30)

UK NWRS (UK) NEW WORLD RESOURCES 10 (20) 15 (30) UK NXT (UK) NEXT PLC. 8 (16) 10 (20)

UK NYN (UK) MELROSE 10 (20) 15 (30) UK NZX (UK) MANAGEMENT CONSULTING GROUP PLC 10 (20) 15 (30)

UK OML (UK) OLD MUTUAL PLC 8 (16) 10 (20) UK OPTS (UK) OPTOS PLC 10 (20) 15 (30)

UK OXB (UK) OXFORD BIOMEDICA PLC 10 (20) 15 (30) UK OXIG (UK) OXFORD INSTRUMENTS PLC 10 (20) 15 (30)

UK PACA (UK) PACIFIC ASSETS TRUST PLC 10 (20) 15 (30) UK PANI (UK) PANTHEON INTERNATIONAL 10 (20) 15 (30)

UK PARA (UK) PARAGON GROUP COMPANIES PLC 10 (20) 15 (30) UK PAYP (UK) PAYPOINT PLC 10 (20) 15 (30) UK PCT (UK) POLAR CAPITAL TECHNOLOGY TRUST 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 74 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

UK PDG (UK) PENDRAGON PLC 10 (20) 15 (30)

UK PFC (UK) PETROFAC 8 (16) 10 (20) UK PFD (UK) PREMIER FOODS PLC 10 (20) 15 (30)

UK PFG (UK) PROVIDENT FINANCIAL PLC. 10 (20) 15 (30) UK PFL (UK) PREMIER FARNELL PLC. 10 (20) 15 (30)

UK PHI (UK) PACIFIC HORIZON INVESTMENT TRUST 10 (20) 15 (30) UK PHIT (UK) PHOENIX IT GROUP LTD 10 (20) 15 (30)

UK PHP (UK) PRIMARY HEALTH PROPERTIES PLC 10 (20) 15 (30) UK PHTM (UK) PHOTO-ME INTERNATIONAL PLC. 10 (20) 15 (30)

UK PIC (UK) PACE PLC 10 (20) 15 (30) UK PLI (UK) PERPETUAL INCOME & GROWTH 10 (20) 15 (30)

UK PMO (UK) PREMIER OIL PLC 10 (20) 15 (30) UK PNL (UK) PERSONAL ASSETS TRUST PLC 10 (20) 15 (30) UK PNN (UK) PENNON GROUP PLC. 8 (16) 10 (20)

UK PON (UK) PSION PLC. 10 (20) 15 (30) UK PRTY (UK) PARTYGAMING 10 (20) 15 (30)

UK PRU (UK) PRUDENTIAL PLC 8 (16) 10 (20) UK PSK (UK) PROSTRAKAN GROUP PLC 10 (20) 15 (30)

UK PSN (UK) PERSIMMON PLC. 10 (20) 15 (30) UK PSON (UK) PEARSON PLC 8 (16) 10 (20)

UK PUB (UK) PUNCH TAVERNS PLC 10 (20) 15 (30) UK PVCS (UK) PV CRYSTALOX SOLAR 10 (20) 15 (30)

UK PZC (UK) PZ CUSSONS PLC 10 (20) 15 (30) UK QED (UK) QUINTAIN ESTATES & DEV PLC 10 (20) 15 (30)

UK QQ (UK) QINETIQ GROUP 10 (20) 15 (30) UK RAT (UK) RATHBONE BROTHERS PLC 10 (20) 15 (30)

UK RB/ (UK) RECKITT BENCKISER GROUP 5 (10) 10 (20) UK RBG (UK) RENSBURG SHEPPARDS PLC 10 (20) 15 (30)

UK RBS (UK) ROYAL BANK OF SCOTLAND GROUP 8 (16) 10 (20) UK RCDO (UK) RICARDO PLC. 10 (20) 15 (30) UK RCP (UK) RIT CAPITAL PARTNERS PLC. 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 75 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

UK RDSa (UK) ROYAL DUTCH SHELL A SHARES 5 (10) 10 (20)

UK RDSb (UK) ROYAL DUTCH SHELL B SHARES 5 (10) 10 (20) UK RDW (UK) REDROW GROUP PLC. 10 (20) 15 (30)

UK REAH (UK) REA HOLDINGS PLC 10 (20) 15 (30) UK REL (UK) REED ELSEVIER PLC 8 (16) 10 (20)

UK REO (UK) REAL ESTATE OPPORTUNITIES LTD 10 (20) 15 (30) UK REX (UK) REXAM PLC. 8 (16) 10 (20)

UK RGU (UK) REGUS PLC. 10 (20) 15 (30) UK RIO (UK) RIO TINTO PLC - REG 5 (10) 10 (2 0)

UK RM/ (UK) RM PLC. 10 (20) 15 (30) UK RMV (UK) RIGHTMOVE GROUP PLC 10 (20) 15 (30)

UK RNK (UK) RANK GROUP PLC. 10 (20) 15 (30) UK RNVO (UK) RENOVO GROUP PLC 10 (20) 15 (30) UK ROD (UK) SPORTECH 10 (20) 15 (30)

UK ROK (UK) ROK PLC 10 (20) 15 (30) UK ROR (UK) ROTORK PLC 10 (20) 15 (30)

UK RPC (UK) RPC GROUP PLC 10 (20) 15 (30) UK RPS (UK) RPS GROUP PLC 10 (20) 15 (30)

UK RR/ (UK) ROLLS-ROYCE PLC 8 (16) 10 (20) UK RRS (UK) RANDGOLD RESOURCES LTD 8 (16) 10 (20)

UK RSA (UK) RSA INSURANCE GROUP PLC 8 (16) 10 (20) UK RSW (UK) RENISHAW PLC. 10 (20) 15 (30)

UK RTN (UK) RESTAURANT GROUP PLC 10 (20) 15 (30) UK RTO (UK) RENTOKIL INITIAL PLC 10 (20) 15 (30)

UK RWA (UK) ROBERT WALTERS PLC 10 (20) 15 (30) UK RWD (UK) ROBERT WISEMAN DAIRIES PLC 10 (20) 15 (30)

UK SAB (UK) SABMILLER PLC 5 (10) 10 (20) UK SAFE (UK) SAFESTORE HOLDINGS 10 (20) 15 (30)

UK SBRY (UK) J SAINSBURY PLC 8 (16) 10 (20) UK SCAM (UK) SCOTTISH AMERICAN INVT PLC. 10 (20) 15 (30) UK SCF (UK) SCHRODER INCOME GROWTH FUND PLC 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 76 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

UK SCHE (UK) SOUTHERN CROSS HEALTHCARE 10 (20) 15 (30)

UK SCIN (UK) SCOTTISH INVESTMENT TRUST PLC. 10 (20) 15 (30) UK SCP (UK) SCHRODER UK MID & SMALL CAP FD 10 (20) 15 (30)

UK SDL (UK) SDL PLC. 10 (20) 15 (30) UK SDP (UK) SCHRODER ASIAPACIFIC FUND PLC 10 (20) 15 (30)

UK SDR (UK) SCHRODERS PLC 8 (16) 10 (20) UK SDRC (UK) SCHRODERS PLC - NON VOTING SHR 8 (16) 10 (20)

UK SDU (UK) SCHRODER UK GROWTH FUND PLC 10 (20) 15 (30) UK SDY (UK) SPEEDY HIRE PLC 10 (20) 15 (30)

UK SEPU (UK) SEPURA 10 (20) 15 (30) UK SESTS (UK) SECURITIES TRUST OF SCOTLAND 10 (20) 15 (30)

UK SFR (UK) SEVERFIELD-ROWEN PLC 10 (20) 15 (30) UK SGC (UK) STAGECOACH HOLDINGS PLC. 10 (20) 15 (30) UK SGE (UK) SAGE GROUP PLC (THE) 8 (16) 10 (20)

UK SGRO (UK) SEGRO PLC 10 (20) 15 (30) UK SHB (UK) SHAFTESBURY PLC 10 (20) 15 (30)

UK SHI (UK) SIG PLC 10 (20) 15 (30) UK SHP (UK) SHIRE PLC 8 (16) 10 (20)

UK SHRS (UK) SHIRES INCOME PLC 10 (20) 15 (30) UK SIA (UK) SOCO INTERNATIONAL PLC 10 (20) 15 (30)

UK SIG (UK) SIGNET JEWELERS LTD 10 (20) 15 (30) UK SIV (UK) ST. IVES PLC. 10 (20) 15 (30)

UK SJG (UK) SCHRODER JAPAN GROWTH FUND PLC 10 (20) 15 (30) UK SJP (UK) ST. JAMES PLACE CAPITAL PLC. 10 (20) 15 (30)

UK SKP (UK) SKYEPHARMA PLC. 10 (20) 15 (30) UK SKS (UK) SHANKS GROUP PLC. 10 (20) 15 (30)

UK SL (UK) STANDARD LIFE 8 (16) 10 (20) UK SLET (UK) STANDARD LIFE EQUITY INCOME TRUST PLC 10 (20) 15 (30)

UK SLI (UK) STANDARD LIFE INVESTMENT PROPERTY INCOME 10 (20) 15 (30) UK SMDR (UK) SALAMANDER ENERGY PLC 10 (20) 15 (30) UK SMDS (UK) DS SMITH PLC. 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 77 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

UK SMIN (UK) SMITHS GROUP PLC 8 (16) 10 (20)

UK SMP (UK) ST MODWEN PROPERTIES PLC 10 (20) 15 (30) UK SMT (UK) SCOTTISH MORTGAGE & TRUST 10 (20) 15 (30)

UK SMWH (UK) WH SMITH 10 (20) 15 (30) UK SN/ (UK) SMITH & NEPHEW PLC. 8 (16) 10 (20)

UK SNR (UK) SENIOR PLC 10 (20) 15 (30) UK SNWS (UK) SMITHS NEWS PLC 10 (20) 15 (30)

UK SOI (UK) SCHRODER ORIENTAL INCOME FUND LTD 10 (20) 15 (30) UK SOST (UK) SCOTTISH ORIENTAL SMALLER COMPANIES TRUST 10 (20) 15 (30)

UK SPD (UK) SPORTS DIRECT INTERNATIONAL 10 (20) 15 (30) UK SPGR (UK) SPRING GROUP PLC 10 (20) 15 (30)

UK SPI (UK) SPICE PLC 10 (20) 15 (30) UK SPT (UK) SPIRENT PLC. 10 (20) 15 (30) UK SPX (UK) SPIRAX-SARCO ENGINEERING PLC 10 (20) 15 (30)

UK SRP (UK) SERCO GROUP PLC. 8 (16) 10 (20) UK SSE (UK) SCOTTISH AND SOUTHERN ENERGY 8 (16) 10 (20)

UK SSL (UK) SSL INTERNATIONAL PLC. 10 (20) 15 (30) UK STAN (UK) STANDARD CHARTERED PLC 8 (16) 10 (20)

UK STHR (UK) S THREE PLC 10 (20) 15 (30) UK STLI (UK) STANDARD LIFE EUROPEAN PRIVATE EQUITY TR 10 (20) 15 (30)

UK STOB (UK) STOBART GROUP LTD 10 (20) 15 (30) UK STVG (UK) STV GROUP PLC 10 (20) 15 (30)

UK SVG (UK) SVM GLOBAL FUND PLC 10 (20) 15 (30) UK SVI (UK) SVG CAPITAL 10 (20) 15 (30)

UK SVS (UK) SAVILLS PLC 10 (20) 15 (30) UK SVT (UK) SEVERN TRENT PLC 8 (16) 10 (20)

UK SVUK (UK) SVM UK ACTIVE FUND PLC 10 (20) 15 (30) UK SWG (UK) SCOTT WILSON GROUP PLC 10 (20) 15 (30)

UK SXS (UK) SPECTRIS PLC 10 (20) 15 (30) UK SYR (UK) SYNERGY HEALTH PLC 10 (20) 15 (30) UK TALV (UK) TALVIVAARA MINING COMPANY 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 78 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

UK TATE (UK) TATE & LYLE PLC. 10 (20) 15 (30)

UK TBK (UK) TED BAKER PLC 10 (20) 15 (30) UK TCG (UK) THOMAS COOK GROUP PLC 8 (16) 10 (20)

UK TCSC (UK) TOWN CENTRE SECURITIES PLC 10 (20) 15 (30) UK TCY (UK) TELECITY PLC. 10 (20) 15 (30)

UK TDG (UK) TDG PLC 10 (20) 15 (30) UK TEM (UK) TEMPLETON EMER MARK INV TR 10 (20) 15 (30)

UK TEP (UK) TELECOM PLUS PLC 10 (20) 15 (30) UK THRG (UK) THROGMORTON TRUST PLC/THE 10 (20) 15 (30)

UK THT (UK) THORNTONS PLC 10 (20) 15 (30) UK TIC_p (UK) TAPESTRY INVESTMENT COMPANY 10 (20) 15 (30)

UK TIG (UK) INNOVATION GROUP PLC. 10 (20) 15 (30) UK TLPR (UK) TULLET PREBON PLC 10 (20) 15 (30) UK TLW (UK) TULLOW OIL PLC 8 (16) 10 (20)

UK TMPL (UK) TEMPLE BAR INVESTMENT TRUST 10 (20) 15 (30) UK TNI (UK) TRINITY MIRROR PLC. 10 (20) 15 (30)

UK TOMK (UK) TOMKINS PLC. 10 (20) 15 (30) UK TOPS_p (UK) MW TOPS LTD 10 (20) 15 (30)

UK TPK (UK) TRAVIS PERKINS PLC. 10 (20) 15 (30) UK TPT (UK) TOPPS TILES PLC 10 (20) 15 (30)

UK TRBG (UK) TRIBAL GROUP PLC 10 (20) 15 (30) UK TRG (UK) TR EUROPEAN GROWTH TRUST 10 (20) 15 (30)

UK TRIL (UK) THOMSON REUTERS PLC 8 (16) 10 (20) UK TRM_pa (UK) THAMES RIVER MULTI HEDGE PCC 10 (20) 15 (30)

UK TRY (UK) TRY PROPERTY INVESTMENT TRUST 10 (20) 15 (30) UK TRYx (UK) TR PROPERTY INVESTMENT SIGMA 10 (20) 15 (30)

UK TSCO (UK) TESCO PLC 5 (10) 10 (20) UK TT (UK) TUI TRAVEL PLC 8 (16) 10 (20)

UK TTG (UK) TT ELECTRONICS PLC 10 (20) 15 (30) UK TW (UK) TAYLOR WIMPEY PLC 10 (20) 15 (30) UK UBM (UK) UNITED BUSINESS MEDIA LTD 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 79 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

UK UKC (UK) UK COAL 10 (20) 15 (30)

UK UKCM (UK) UK COMMERCIAL PROPERTY TRUST 10 (20) 15 (30) UK ULE (UK) ULTRA ELECTRONICS HOLDINGS 10 (20) 15 (30)

UK ULVR (UK) UNILEVER PLC 5 (10) 10 (20) UK UMC (UK) UMECO PLC 10 (20) 15 (30)

UK UTG (UK) UNITE GROUP PLC 10 (20) 15 (30) UK UTV (UK) UTV MEDIA PLC 10 (20) 15 (30)

UK UU/ (UK) UNITED UTILITIES PLC 8 (16) 10 (20) UK VCTX (UK) VICTREX PLC 10 (20) 15 (30)

UK VEC (UK) VECTURA GROUP 10 (20) 15 (30) UK VED (UK) VEDANTA RESOUCES PLC 8 (16) 10 (20)

UK VIN (UK) VALUE AND INCOME TRUST PLC 10 (20) 15 (30) UK VOD (UK) VODAFONE GROUP 5 (10) 10 (20) UK VP (UK) VP PLC 10 (20) 15 (30)

UK VPC (UK) VENTURE PRODUCTIONS PLC 10 (20) 15 (30) UK VTC (UK) VITEC GROUP PLC/THE 10 (20) 15 (30)

UK VTG (UK) VT GROUP PLC 10 (20) 15 (30) UK WEIR (UK) WEIR GROUP PLC (THE) 10 (20) 15 (30)

UK WG/ (UK) JOHN WOOD GROUP PLC 10 (20) 15 (30) UK WHY (UK) WHITE YOUNG GREEN PLC 10 (20) 15 (30)

UK WIL (UK) WILMINGTON GROUP PLC 10 (20) 15 (30) UK WIN (UK) WINCANTON PLC 10 (20) 15 (30)

UK WIPA (UK) WITAN PACIFIC INVESTMENT TRUST PLC 10 (20) 15 (30) UK WKP (UK) WORKSPACE GROUP 10 (20) 15 (30)

UK WLF (UK) WOLFSON MICROELECTRONICS PLC 10 (20) 15 (30) UK WMH (UK) WILLIAM HILL PLC 10 (20) 15 (30)

UK WOS (UK) WOLSELEY PLC 8 (16) 10 (20) UK WPP (UK) WPP PLC 8 (16) 10 (20)

UK WSML (UK) WELLSTREAM HOLDINGS 10 (20) 15 (30) UK WSPG (UK) WSP GROUP PLC 10 (20) 15 (30) UK WTAN (UK) WITAN INVESTMENT PLC. 10 (20) 15 (30)

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Margin Changes 21 September 2009 Page 80 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

UK WTB (UK) WHITBREAD PLC 10 (20) 15 (30)

UK XCH (UK) XCHANGING 10 (20) 15 (30) UK XTA (UK) XSTRATA PLC 5 (10) 10 (20)

UK YELL (UK) YELL GROUP PLC 10 (20) 15 (30) UK YULC (UK) YULE CATTO & COMPANY PLC 10 (20) 15 (30)

US A (US) AGILIENT TECHNOLOGIES 5 (10) 10 (20) US AA (US) ALCOA INC. 5 (10) 10 (20)

US AAPL (US) APPLE COMPUTER INC. 5 (10) 10 (20) US AAUK (US) ANGLO AMERICAN -US ADR 5 (10) 10 (20)

US ABC (US) AMERISOURCEBERGEN CORP 5 (10) 10 (20) US ABT (US) ABBOTT LABORATORIES 5 (10) 10 (20)

US ACI (US) ARCH COAL INC. - ADR 5 (10) 10 (20) US ACS (US) AFFILIATED COMPUTER SVCS-A 5 (10) 10 (20) US ADBE (US) ADOBE SYSTEMS INC. 5 (10) 10 (20)

US ADI (US) ANALOG DEVICES 5 (10) 10 (20) US ADM (US) ARCHER-DANIELS-MIDLAND CO 5 (10) 10 (20)

US ADP (US) AUTOMATIC DATA PROCESSING 5 (10) 10 (20) US ADSK (US) AUTODESK 5 (10) 10 (20)

US AEE (US) AMEREN CORPORATION 5 (10) 10 (20) US AEP (US) AMERICAN ELECTRIC POWER 5 (10) 10 (20)

US AES (US) AES CORPORATION 5 (10) 10 (20) US AET (US) AETNA INC 5 (10) 10 (20)

US AFL (US) AFLAC INC 5 (10) 10 (20) US AGN (US) ALLERGAN INC 5 (10) 10 (20)

US AIG (US) AMERICAN INTERNATIONAL GROUP 5 (10) 10 (20) US AIV (US) APARTMENT INVT & MGM CO -A 5 (10) 10 (20)

US AIZ (US) ASSURANT INC 5 (10) 10 (20) US AKAM (US) AKAMAI TECH 5 (10) 10 (20)

US AKS (US) AK STEEL HOLDINGS 5 (10) 10 (20) US ALL (US) ALLSTATE CORP 5 (10) 10 (20) US ALTR (US) ALTERA CORPORATION 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 81 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

US AMAT (US) APPLIED MATERIALS INC. 5 (10) 10 (20)

US AMD (US) ADVANCED MICRO DEVICES 5 (10) 10 (20) US AMGN (US) AMGEN INC. 5 (10) 10 (20)

US AMP (US) AMERIPRISE FINANCIAL INC 5 (10) 10 (20) US AMT (US) AMERICAN TOWER 5 (10) 10 (20)

US AMZN (US) AMAZON.COM INC. 5 (10) 10 (20) US AN (US) AUTONATION INC 5 (10) 10 (20)

US ANF (US) ABERCROMBIE & FITCH CO 5 (10) 10 (20) US AOC (US) AON CORP 5 (10) 10 (20)

US APA (US) APACHE CORP 5 (10) 10 (20) US APC (US) ANADARKO PETROLEUM CORP 5 (10) 10 (20)

US APD (US) AIR PRODUCTS & CHEMICALS INC 5 (10) 10 (20) US APH (US) AMPHENOL CORP 5 (10) 10 (20) US APOL (US) APOLLO GROUP INC.-CL A 5 (10) 10 (20)

US ARMH (US) ARM HOLDINGS -US ADR 5 (10) 10 (20) US ATI (US) ALLEGHENY TECHNOLOGIES INC. 5 (10) 10 (20)

US ATVI (US) ACTIVISION INC 5 (10) 10 (20) US AVB (US) AVALONBAY COMMUNITIES INC 5 (10) 10 (20)

US AVP (US) AVON PRODUCTS INC. 5 (10) 10 (20) US AVY (US) AVERY DENNISON CORP 5 (10) 10 (20)

US AXP (US) AMERICAN EXPRESS COMPANY 5 (10) 10 (20) US AYE (US) ALLEGHENY ENERGY INC 5 (10) 10 (20)

US AZO (US) AUTOZONE INC 5 (10) 10 (20) US BA (US) BOEING CO. 5 (10) 10 (20)

US BAC (US) BANK OF AMERICA CORP. 5 (10) 10 (20) US BAX (US) BAXTER INTERNATIONAL INC. 5 (10) 10 (20)

US BBBY (US) BED BATH & BEYOND INC. 5 (10) 10 (20) US BBT (US) BB&T CORPORATION 5 (10) 10 (20)

US BBY (US) BEST BUY COMPANY INC 5 (10) 10 (20) US BCR (US) BARD (C.R.) INC 5 (10) 10 (20) US BCS (US) BARCLAYS PLC- US ADR 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 82 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

US BDK (US) BLACK & DECKER CORP. 5 (10) 10 (20)

US BDX (US) BECTON DICKINSON & CO 5 (10) 10 (20) US BEN (US) FRANKLIN RESOURCES INC 5 (10) 10 (20)

US BF/B (US) BROWN-FOREMAN CORP -CL B 5 (10) 10 (20) US BHI (US) BAKER HUGHES INC 5 (10) 10 (20)

US BHP ADR (US) BHP BILLITON US ADR 5 (10) 10 (20) US BIDU (US) BAIDU INC 5 (10) 10 (20)

US BIG (US) BIG LOTS INC 5 (10) 10 (20) US BIIB (US) BIOGEN IDEC INC. 5 (10) 10 (20)

US BJS (US) BJ SERVICES CO 5 (10) 10 (20) US BK (US) BANK OF NEW YORK MELLON CORP 5 (10) 10 (20)

US BLL (US) BALL CORP 5 (10) 10 (20) US BMC (US) BMC SOFTWARE INC. 5 (10) 10 (20) US BMS (US) BEMIS COMPANY 5 (10) 10 (20)

US BMY (US) BRISTOL-MYERS SQUIBB CO. 5 (10) 10 (2 0) US BNI (US) BURLINGTON NORTHERN SANTA FE 5 (10) 10 (20)

US BP (US) BP PLC-ADR 5 (10) 10 (20) US BRCM (US) BROADCOM CORP-CL A 5 (10) 10 (20)

US BSX (US) BOSTON SCIENTIFIC CORP 5 (10) 10 (20) US BSY (US) BRITISH SKY BROADCASTING PLC - US ADR 5 (10) 10 (20)

US BT (US) BT GROUP - US ADR 5 (10) 10 (20) US BTU (US) PEABODY ENERGY CORP 5 (10) 10 (20)

US BX (US) BLACKSTONE GROUP 5 (10) 10 (20) US BXP (US) BOSTON PROPERTIES INC 5 (10) 10 (20)

US C (US) CITIGROUP INC. 5 (10) 10 (20) US CA (US) COMPUTER ASSOCIATES INTL INC 5 (10) 10 (20)

US CAG (US) CONAGRA INC 5 (10) 10 (20) US CAH (US) CARDINAL HEALTH INC 5 (10) 10 (20)

US CAM (US) CAMERON INTERNATIONAL CORP 5 (10) 10 (20) US CAT (US) CATERPILLAR INC. 5 (10) 10 (20) US CB (US) CHUBB CORP 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 83 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

US CBE (US) COOPER INDUSTRIES INC 5 (10) 10 (20)

US CBG (US) CB RICHARD ELLIS GROUP 5 (10) 10 (20) US CBS (US) CBS CORPORATION 5 (10) 10 (20)

US CBY (US) CADBURY PLC - US ADR 5 (10) 10 (20) US CCE (US) COCA-COLA ENTERPRISES 5 (10) 10 (20)

US CCL (US) CARNIVAL CORP 5 (10) 10 (20) US CEG (US) CONSTELLATION ENERGY GROUP 5 (10) 10 (20)

US CELG (US) CELGENE CORPORATION 5 (10) 10 (20) US CEPH (US) CEPHALON INC 5 (10) 10 (20)

US CERN (US) CERNER CORP 5 (10) 10 (20) US CF (US) CF INDUSTRIAL HOLDINGS PLC 5 (10) 10 (20)

US CFN (US) CAREFUSION CORP 5 (10) 10 (20) US CHK (US) CHESAPEAKE ENERGY CORP 5 (10) 10 (20) US CHKP (US) CHECK POINT SOFTWARE TECH 5 (10) 10 (20)

US CHRW (US) C H ROBINSON WORLDWIDE INC 5 (10) 10 (20) US CI (US) CIGNA CORP. 5 (10) 10 (20)

US CIEN (US) CIENA CORP. 5 (10) 10 (20) US CINF (US) CINCINNATI FINANCIAL CORP 5 (10) 10 (20)

US CIT (US) CIT GROUP INC 5 (10) 10 (20) US CL (US) COLGATE PALMOLIVE CO. 5 (10) 10 (20)

US CLX (US) CLOROX COMPANY 5 (10) 10 (20) US CMA (US) COMERICA INC 5 (10) 10 (20)

US CMCSA (US) COMCAST CORP-CL A 5 (10) 10 (20) US CME (US) CME GROUP 5 (10) 10 (20)

US CMI (US) CUMMINS INC 5 (10) 10 (20) US CMP (US) COMPASS MINERALS INTERNATION 5 (10) 10 (20)

US CMS (US) CMS ENERGY CORP 5 (10) 10 (20) US CNP (US) CENTERPOINT ENERGY INC 5 (10) 10 (20)

US CNX (US) CONSOL ENERGY 5 (10) 10 (20) US COF (US) CAPITAL ONE FINANCIAL CORP 5 (10) 10 (20) US COG (US) CABOT OIL & GAS CORP 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 84 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

US COH (US) COACH INC 5 (10) 10 (20)

US COL (US) ROCKWELL COLLINS 5 (10) 10 (20) US COP (US) CONOCOPHILLIPS 5 (10) 10 (20)

US COST (US) COSTCO WHOLESALE CORP. 5 (10) 10 (20) US COV (US) COVIDEN 5 (10) 10 (20)

US CPB (US) CAMPBELL SOUP CO. 5 (10) 10 (20) US CPWR (US) COMPUWARE CORP. 5 (10) 10 (20)

US CRM (US) SALESFORCE.COM 5 (10) 10 (20) US CSC (US) COMPUTER SCIENCES CORP. 5 (10) 10 (20)

US CSCO (US) CISCO SYSTEMS INC. 5 (10) 10 (20) US CSX (US) CSX CORP 5 (10) 10 (20)

US CTAS (US) CINTAS CORP. 5 (10) 10 (20) US CTL (US) CENTURYTEL INC 5 (10) 10 (20) US CTSH (US) COGNIZANT TECH SOLUTIONS CORP 5 (10) 10 (20)

US CTX (US) CENTEX CORP 5 (10) 10 (20) US CTXS (US) CITRIX SYSTEMS INC. 5 (10) 10 (20)

US CUK (US) CARNIVAL PLC-ADR 5 (10) 10 (20) US CVG (US) CONVERGYS CORP 5 (10) 10 (20)

US CVH (US) COVENTRY HEALT H CARE INC 5 (10) 10 (20) US CVS (US) CVS / CAREMARK CORP 5 (10) 10 (20)

US CVX (US) CHEVRONTEXACO CORP 5 (10) 10 (20) US D (US) DOMINION RESOURCES INC/VA 5 (10) 10 (20)

US DD (US) DU PONT (E.I.) DE NEMOURS 5 (10) 10 (20) US DDR (US) DEVELOPER DIVERSIFIED REALITY 5 (10) 10 (20)

US DE (US) DEERE & CO 5 (10) 10 (20) US DELL (US) DELL COMPUTER CORP. 5 (10) 10 (20)

US DEO (US) DIAGEO PLC-ADR 5 (10) 10 (20) US DF (US) DEAN FOODS CO 5 (10) 10 (20)

US DFS (US) DISCOVER FINANCIAL 5 (10) 10 (20) US DGX (US) QUEST DIAGNOSTICS 5 (10) 10 (20) US DHI (US) DR HORTON INC 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 85 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

US DHR (US) DANAHER CORP 5 (10) 10 (20)

US DIS (US) THE WALT DISNEY CO. 5 (10) 10 (20) US DISH (US) DISH NETWORK CORP 5 (10) 10 (20)

US DNB (US) DUN AND BRADSTREET 5 (10) 10 (20) US DNR (US) DENBURY RESOURCES - DNR (US) 5 (10) 10 (20)

US DO (US) DIAMOND OFFSHORE DRILLING 5 (10) 10 (20) US DOV (US) DOVER CORP 5 (10) 10 (20)

US DOW (US) DOW CHEMICAL 5 (10) 10 (20) US DPS (US) DR PEPPER SNAPPLE GROUP 5 (10) 10 (20)

US DRI (US) DARDEN RESTAURANTS 5 (10) 10 (20) US DRYS (US) DRYSHIPS INC 5 (10) 10 (20)

US DTE (US) DTE ENERGY COMPANY 5 (10) 10 (20) US DTV (US) DIRECTV GROUP INC 5 (10) 10 (20) US DUK (US) DUKE ENERGY CORP 5 (10) 10 (20)

US DV (US) DEVRY INC 5 (10) 10 (20) US DVA (US) DAVITA 5 (10) 10 (20)

US DVN (US) DEVON ENERGY CORPORATION 5 (10) 10 (20) US DYN (US) DYNEGY INC-CL A 5 (10) 10 (20)

US EBAY (US) EBAY INC. 5 (10) 10 (20) US ECL (US) ECOLAB INC 5 (10) 10 (20)

US ED (US) CONSOLIDATED EDISON INC 5 (10) 10 (20) US EFX (US) EQUIFAX INC 5 (10) 10 (20)

US EIX (US) EDISON INTERNATIONAL 5 (10) 10 (20) US EK (US) EASTMAN KODAK CO. 5 (10) 10 (20)

US EL (US) ESTEE LAUDER COMPANIES - CL A 5 (10) 10 (20) US EMC (US) EMC CORP. 5 (10) 10 (20)

US EMN (US) EASTMAN CHEMICAL COMPANY 5 (10) 10 (20) US EMR (US) EMERSON ELECTRIC CO 5 (10) 10 (20)

US EOG (US) EOG RESOURCES INC 5 (10) 10 (20) US EP (US) EL PASO ENERGY CORPORATION 5 (10) 10 (20) US EQ (US) EMBARQ CORP 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 86 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

US EQR (US) EQUITY RESIDENTIAL PROPS TR 5 (10) 10 (20)

US EQT (US) EQT CORPORATION 5 (10) 10 (20) US ERIC (US) ERICSSON (LM) TEL-SP ADR 5 (10) 10 (20)

US ERTS (US) ELECTRONIC ARTS INC. 5 (10) 10 (20) US ESRX (US) EXPRESS SCRIPTS INC-COMMON 5 (10) 10 (20)

US ESV (US) ENSCO INTERNATIONAL INC 5 (10) 10 (20) US ETFC (US) E*TRADE FINANCIAL CORP 5 (10) 10 (20)

US ETN (US) EATON CORP 5 (10) 10 (20) US ETR (US) ENTERGY CORP. 5 (10) 10 (20)

US EXC (US) EXELON CORP 5 (10) 10 (20) US EXPD (US) EXPEDITORS INTL WASH INC 5 (10) 10 (20)

US EXPE (US) EXPEDIA 5 (10) 10 (20) US F (US) FORD MOTOR COMPANY 5 (10) 10 (20) US FAST (US) FASTENAL CO 5 (10) 10 (20)

US FCX (US) FREEPORT -MCMORAN COPPER-B 5 (10) 10 (20) US FDO (US) FAMILY DOLLAR STORES 5 (10) 10 (20)

US FDX (US) FEDEX CORPORATION 5 (10) 10 (20) US FE (US) FIRSTENERGY CORP 5 (10) 10 (20)

US FHN (US) FIRST HORIZON NATIONAL CORP 5 (10) 10 (20) US FII (US) FEDERATED INVESTORS INC-CL 5 (10) 10 (20)

US FIS (US) FIDELITY NATL INFO 5 (10) 10 (20) US FISV (US) FISERV INC. 5 (10) 10 (20)

US FITB (US) FIFTH THIRD BANCORP 5 (10) 10 (20) US FLEX (US) FLEXTRONICS INTL LTD 5 (10) 10 (20)

US FLIR (US) FLIR SYSTEMS 5 (10) 10 (20) US FLR (US) FLUOR CORP (NEW) 5 (10) 10 (20)

US FLS (US) FLOWSERVER CORPORATION 5 (10) 10 (20) US FO (US) FORTUNE BRANDS 5 (10) 10 (20)

US FPL (US) FPL GROUP INC 5 (10) 10 (20) US FRX (US) FOREST LABORATORIES INC 5 (10) 10 (20) US FSLR (US) FIRST SOLAR INC 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 87 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

US FTI (US) FMC TECHNOLOGIES INC 5 (10) 10 (20)

US FTR (US) FRONTIER COMMUNICATIONS CORP 5 (10) 10 (20) US FWLT (US) FOSTER WHEELER 5 (10) 10 (20)

US GAS (US) NICOR INC 5 (10) 10 (20) US GCI (US) GANNETT CO 5 (10) 10 (20)

US GD (US) GENERAL DYNAMICS CORP. 5 (10) 10 (20) US GE (US) GENERAL ELECTRIC CO. 5 (10) 10 (20)

US GENZ (US) GENZYME CORP.- GENL. DIVISION 5 (10) 10 (20) US GILD (US) GILEAD SCIENCES INC 5 (10) 10 (20)

US GIS (US) GENERAL MILLS INC 5 (10) 10 (20) US GLW (US) CORNING INC 5 (10) 10 (20)

US GME (US) GAMESTOP 5 (10) 10 (20) US GMR (US) GENERAL MARITIME CORP 5 (10) 10 (20) US GNW (US) GENWORTH FINANCIAL INC-CL A 5 (10) 10 (20)

US GOOG (US) GOOGLE INC 5 (10) 10 (20) US GPC (US) GENUINE PARTS CO 5 (10) 10 (20)

US GPS (US) GAP INC 5 (10) 10 (20) US GR (US) GOODRICH (B.F.) CO 5 (10) 10 (20)

US GRMN (US) GARMIN LTD 5 (10) 10 (20) US GT (US) GOODYEAR TIRE & RUBBER CO 5 (10) 10 (20)

US GWW (US) GRAINGER (W.W.) INC 5 (10) 10 (20) US HAL (US) HALLIBURTON CO. 5 (10) 10 (20)

US HANS (US) HANSEN NATURAL CORP 5 (10) 10 (20) US HAR (US) HARMAN INTERNATIONAL 5 (10) 10 (20)

US HAS (US) HASBRO INC 5 (10) 10 (20) US HBAN (US) HUNTINGTON BANCSHARES 5 (10) 10 (20)

US HBC (US) HSBC HOLDINGS PLC - US ADR 5 (10) 10 (20) US HCBK (US) HUDSON CITY BANCORP INC 5 (10) 10 (20)

US HCN (US) HEALTH CARE REIT 5 (10) 10 (20) US HCP (US) HCP INC 5 (10) 10 (20) US HD (US) HOME DEPOT INC. 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 88 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

US HES (US) HESS CORP 5 (10) 10 (20)

US HIG (US) HARTFORD FINANCIAL SVCS GRP 5 (10) 10 (20) US HNZ (US) HEINZ (H.J.) CO. 5 (10) 10 (20)

US HOG (US) HARLEY-DAVIDSON INC 5 (10) 10 (20) US HOLX (US) HOLOGIC INC 5 (10) 10 (20)

US HON (US) HONEYWELL INTERNATIONAL INC. 5 (10) 10 (20) US HOT (US) STARWOOD HOTELS & RESORTS 5 (10) 10 (20)

US HPQ (US) HEWLETT-PACKARD CO. 5 (10) 10 (20) US HRB (US) BLOCK H&R INC 5 (10) 10 (20)

US HRL (US) HORMEL FOODS CORP 5 (10) 10 (20) US HRS (US) HARRIS CORP 5 (10) 10 (20)

US HSIC (US) HENRY SCHEIN INC 5 (10) 10 (20) US HSP (US) HOSPIRA INC 5 (10) 10 (20) US HST (US) HOST HOTEL AND RESORTS INC 5 (10) 10 (20)

US HSY (US) HERSHEY CO 5 (10) 10 (20) US HUM (US) HUMANA INC 5 (10) 10 (20)

US IACI (US) INTERACTIVECORP 5 (10) 10 (20) US IBM (US) INTL. BUSINESS MACHINES CORP. 5 (10) 10 (20)

US ICE (US) INTERCONTINENTAL EXCHANGE INC 5 (10) 10 (20) US IFF (US) INTL. FLAVOURS & FRAGRANCES 5 (10) 10 (20)

US IGT (US) INTL GAME TECHNOLOGY 5 (10) 10 (20) US IHG (US) INTERCONTINENTAL HOTELS GROUP - US ADR 5 (10) 10 (20)

US ILMN (US) ILLUMINA INC 5 (10) 10 (20) US INFY (US) INFOSYS TECHNOLOGIES 5 (10) 10 (20)

US INTC (US) INTEL CORP. 5 (10) 10 (20) US INTU (US) INTUIT INC. 5 (10) 10 (20)

US IP (US) INTERNATIONAL PAPER CO. 5 (10) 10 (20) US IPG (US) INTERPUBLIC GROUP COS INC 5 (10) 10 (20)

US IR (US) INGERSOLL-RAND CO 5 (10) 10 (20) US IRM (US) IRON MOUNTAIN 5 (10) 10 (20) US ISRG (US) INTUITIVE SURGICAL INC 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 89 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

US ITT (US) ITT INDUSTRIES 5 (10) 10 (20)

US ITW (US) ILLINOIS TOOL WORKS 5 (10) 10 (20) US IVZ (US) INVESCO LTD 5 (10) 10 (20)

US JASO (US) JA SOLAR HOLDINGS CO LTD - ADR 5 (10) 10 (20) US JAVA (US) SUN MICROSYSTEMS INC. 5 (10) 10 (20)

US JBHT (US) J.B. HUNT TRANSPORT SERVICES INC 5 (10) 10 (20) US JBL (US) JABIL CIRCUIT INC 5 (10) 10 (20)

US JCI (US) JOHNSON CONTROLS INC 5 (10) 10 (20) US JCP (US) J.C. PENNEY COMPANY INC 5 (10) 10 (20)

US JDSU (US) JDS UNIPHASE CORP. 5 (10) 10 (20) US JEC (US) JACOBS ENGINEERING GROUP INC 5 (10) 10 (20)

US JNJ (US) JOHNSON & JOHNSON 5 (10) 10 (20) US JNPR (US) JUNIPER NETWORKS INC 5 (10) 10 (20) US JNS (US) JANUS CAPITAL GROUP INC 5 (10) 10 (20)

US JOYG (US) JOY GLOBAL 5 (10) 10 (20) US JPM (US) JP MORGAN CHASE & CO 5 (10) 10 (20)

US JWN (US) NORDSTROM INC 5 (10) 10 (20) US K (US) KELLOGG CO 5 (10) 10 (20)

US KBH (US) KAUFMAN & BROAD HOME CORP 5 (10) 10 (20) US KEY (US) KEYCORP 5 (10) 10 (20)

US KFT (US) KRAFT FOODS INC 5 (10) 10 (20) US KG (US) KING PHARMACEUTICALS INC 5 (10) 10 (20)

US KIM (US) KIMCO REALTY CORP 5 (10) 10 (20) US KLAC (US) KLA-TENCOR CORPORATION 5 (10) 10 (20)

US KMB (US) KIMBERLY-CLARK CORP 5 (10) 10 (20) US KO (US) COCA-COLA COMPANY 5 (10) 10 (20)

US KR (US) KROGER CO 5 (10) 10 (20) US KSS (US) KOHLS CORP 5 (10) 10 (20)

US L (US) LOEWS CORP 5 (10) 10 (20) US LBTYA (US) LIBERTY MEDIA INTERNATIONAL INC 5 (10) 10 (20) US LDK (US) LDK SOLAR CO LTD - ADR 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 90 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

US LEG (US) LEGGETT & PLATT INC 5 (10) 10 (20)

US LEN (US) LENNAR CORP-CL A 5 (10) 10 (20) US LH (US) LABORATORY CRP OF AMER HLDGS 5 (10) 10 (20)

US LIFE (US) LIFE TECHNOLOGIES CORP 5 (10) 10 (20) US LINTA (US) LIBERTY MEDIA 5 (10) 10 (20)

US LLL (US) L-3 COMMUNICATIONS HOLDINGS 5 (10) 10 (20) US LLTC (US) LINEAR TECHNOLOGY CORP. 5 (10) 10 (20)

US LLY (US) LILLY (ELI) & CO 5 (10) 10 (20) US LM (US) LEGG MASON INC 5 (10) 10 (20)

US LMT (US) LOCKHEED MARTIN CORPORATION 5 (10) 10 (20) US LNC (US) LINCOLN NATIONAL CORP 5 (10) 10 (20)

US LO (US) LORILLARD INC. 5 (10) 10 (20) US LOGI (US) LOGITECH INTERNATIONAL 5 (10) 10 (20) US LOW (US) LOWES COMPANIES 5 (10) 10 (20)

US LRCX (US) LAM RESEARCH CORP 5 (10) 10 (20) US LSI (US) LSI CORP 5 (10) 10 (20)

US LTD (US) LIMITED BRANDS INC. 5 (10) 10 (20) US LUK (US) LEUCADIA NATIONAL CORP 5 (10) 10 (20)

US LUV (US) SOUTHWEST AIRLINES 5 (10) 10 (20) US LVS (US) LAS VEGAS SANDS CORP 5 (10) 10 (20)

US LXK (US) LEXMARK INTL GROUP INC-CL A 5 (10) 10 (20) US LYG (US) LLOYDS BANKING GROUP - US ADR 5 (10) 10 (20)

US M (US) MACYS INC 5 (10) 10 (20) US MA (US) MASTERCARD INC 5 (10) 10 (20)

US MAR (US) MARRIOTT INTERNATIONAL-CL A 5 (10) 10 (20) US MAS (US) MASCO CORP 5 (10) 10 (20)

US MAT (US) MATTEL INC 5 (10) 10 (20) US MBI (US) MBIA INC 5 (10) 10 (20)

US MCD (US) MCDONALDS CORPORATION 5 (10) 10 (20) US MCHP (US) MICROCHIP TECHNOLOGY INC. 5 (10) 10 (20) US MCK (US) MCKESSON CORP 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 91 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

US MCO (US) MOODYS CORP 5 (10) 10 (20)

US MDP (US) MEREDITH CORP 5 (10) 10 (20) US MDT (US) MEDTRONIC INC 5 (10) 10 (2 0)

US MEE (US) MASSEY ENERGY COMPANY 5 (10) 10 (20) US MET (US) METLIFE INC 5 (10) 10 (20)

US MFE (US) MCAFEE 5 (10) 10 (20) US MHP (US) MCGRAW-HILL COMPANIES INC 5 (10) 10 (20)

US MHS (US) MEDCO HEALTH SOLUTIONS INC 5 (10) 10 (20) US MI (US) MARSHALL & ILSLEY CORP 5 (10) 10 (20)

US MICC (US) MILLICOM INTL 5 (10) 10 (20) US MIL (US) MILLIPORE CORP 5 (10) 10 (20)

US MKC (US) MCCORMICK & CO-NON VTG SHRS 5 (10) 10 (20) US MMC (US) MARSH & MCLENNAN COS 5 (10) 10 (20) US MMM (US) 3M CO 5 (10) 10 (20)

US MO (US) ALTRIA GROUP INC. 5 (10) 10 (20) US MOLX (US) MOLEX INC. 5 (10) 10 (20)

US MON (US) MONSANTO CO 5 (10) 10 (20) US MOT (US) MOTOROLA INC 5 (10) 10 (20)

US MRK (US) MERCK & CO., INC. 5 (10) 10 (20) US MRO (US) MARATHON OIL CORP 5 (10) 10 (20)

US MRVL (US) MARVELL TECHNOLOGY GROUP PLC 5 (10) 10 (20) US MS (US) MORGAN STANLEY DEAN WITTER & CO. 5 (10) 10 (20)

US MSFT (US) MICROSOFT CORP. 5 (10) 10 (20) US MTB (US) M & T BANK CORP 5 (10) 10 (20)

US MTW (US) MANITOWOC COMPANY INC 5 (10) 10 (2 0) US MU (US) MICRON TECHNOLOGY INC 5 (10) 10 (20)

US MUR (US) MURPHY OIL CORP 5 (10) 10 (20) US MWV (US) MEADWESTVACO CORP 5 (10) 10 (20)

US MWW (US) MONSTER WORLDWIDE INC 5 (10) 10 (20) US MXIM (US) MAXIM INTEGRATED PRODUCTS 5 (10) 10 (20) US MYL (US) MYLAN INC 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 92 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

US NAT (US) NORDIC AMERICAN TANKER SHIPPING LTD 5 (10) 10 (20)

US NBL (US) NOBLE ENERGY 5 (10) 10 (20) US NBR (US) NABORS INDUSTRIES INC 5 (10) 10 (20)

US NDAQ (US) NASDAQ OMX GROUP 5 (10) 10 (20) US NEM (US) NEWMONT MINING CORP 5 (10) 10 (20)

US NGG (US) NATIONAL GRID - US ADR 5 (10) 10 (20) US NI (US) NISOURCE INC 5 (10) 10 (20)

US NIHD (US) NII HOLDINGS 5 (10) 10 (20) US NKE (US) NIKE INC -CL B 5 (10) 10 (20)

US NOC (US) NORTHROP GRUMMAN CORP 5 (10) 10 (20) US NOV (US) NATIONAL OILWELL VARCO INC 5 (10) 10 (20)

US NOVL (US) NOVELL INC. 5 (10) 10 (20) US NSC (US) NORFOLK SOUTHERN CORP. 5 (10) 10 (20) US NSM (US) NATIONAL SEMICONDUCTOR CORP. 5 (10) 10 (20)

US NTAP (US) NETAPP INC. 5 (10) 10 (20) US NTLI (US) NTL INCORPORATED 5 (10) 10 (20)

US NTRS (US) NORTHERN TRUST CORP 5 (10) 10 (20) US NU (US) NORTHEAST UTILITIES 5 (10) 10 (20)

US NUE (US) NUCOR CORP 5 (10) 10 (20) US NVDA (US) NVIDIA CORP 5 (10) 10 (20)

US NVLS (US) NOVELLUS SYSTEMS INC 5 (10) 10 (20) US NWL (US) NEWELL RUBBERMAID INC 5 (10) 10 (20)

US NWSa (US) NEWS CORP 5 (10) 10 (20) US NYT (US) NEW YORK TIMES CO -CL A 5 (10) 10 (20)

US NYX (US) NYSE EURONEXT 5 (10) 10 (20) US ODP (US) OFFICE DEPOT 5 (10) 10 (20)

US OI (US) OWENS ILLINOIS INC 5 (10) 10 (20) US OMC (US) OMNICOM GROUP 5 (10) 10 (20)

US ONXX (US) ONYX PHARMACEUTICALS INC 5 (10) 10 (20) US ORCL (US) ORACLE CORPORATION 5 (10) 10 (20) US ORLY (US) O REILLY AUTOMOTIVE INC 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 93 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

US OXY (US) OCCIDENTAL PETROLEUM CORP. 5 (10) 10 (20)

US PAYX (US) PAYCHEX INC. 5 (10) 10 (20) US PBCT (US) PEOPLES UNITED FINANCIAL 5 (10) 10 (20)

US PBG (US) PEPSI BOTTLING GROUP INC 5 (10) 10 (20) US PBI (US) PITNEY BOWES INC 5 (10) 10 (20)

US PCAR (US) PACCAR INC. 5 (10) 10 (20) US PCG (US) P G & E CORPORATION 5 (10) 10 (20)

US PCL (US) PLUM CREEK TIMBER CO-REIT 5 (10) 10 (20) US PCP (US) PRECISION CASTPARTS 5 (10) 10 (20)

US PCS (US) METROPCS COMMUNICATIONS 5 (10) 10 (20) US PDCO (US) PATTERSON-UTI 5 (10) 10 (20)

US PDE (US) PRIDE INTERNATIONAL INC 5 (10) 10 (20) US PEG (US) PUBLIC SERVICE ENTERPRISE GP 5 (10) 10 (20) US PEP (US) PEPSICO INC. 5 (10) 10 (20)

US PFE (US) PFIZER INC 5 (10) 10 (20) US PFG (US) PRINCIPAL FINANCIAL GROUP 5 (10) 10 (20)

US PG (US) PROCTER & GAMBLE CO. 5 (10) 10 (20) US PGN (US) PROGRESS ENERGY INC. 5 (10) 10 (20)

US PGR (US) PROGRESSIVE CORP 5 (10) 10 (20) US PH (US) PARKER HANNIFIN CORP 5 (10) 10 (20)

US PHM (US) PULTE HOMES INC 5 (10) 10 (20) US PKI (US) PERKINELMER INC 5 (10) 10 (20)

US PLCM (US) POLYCOM INC 5 (10) 10 (20) US PLD (US) PROLOGIS 5 (10) 10 (20)

US PLL (US) PALL CORP 5 (10) 10 (20) US PM (US) PHILIP MORRIS 5 (10) 10 (20)

US PNC (US) PNC FINANCIAL SERVICES GROUP 5 (10) 10 (20) US PNW (US) PINNACLE WEST CAPITAL 5 (10) 10 (20)

US POM (US) PEPCO HOLDINGS INC 5 (10) 10 (20) US POT (US) POTASH CORP OF SASKATCHEWAN 5 (10) 10 (20) US PPDI (US) PHARMACEUTICAL PRODUCT DEVELOPMENT INC 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 94 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

US PPG (US) PPG INDUSTRIES INC 5 (10) 10 (20)

US PPL (US) PPL CORPORATION 5 (10) 10 (20) US PRU (US) PRUDENTIAL FINANCIAL INC 5 (10) 10 (20)

US PSA (US) PUBLIC STORAGE 5 (10) 10 (20) US PSO (US) PEARSON PLC- US ADR 5 (10) 10 (20)

US PTV (US) PACTIV CORPORATION 5 (10) 10 (20) US PUK (US) PRUDENTIAL - US ADR 5 (10) 10 (20)

US PWR (US) QUANTA SERVICES INC 5 (10) 10 (20) US PX (US) PRAXAIR INC 5 (10) 10 (20)

US PXD (US) PIONEER NATURAL RESOURCES 5 (10) 10 (20) US Q (US) QWEST COMMUNICATIONS INTL 5 (10) 10 (20)

US QCOM (US) QUALCOMM INC. 5 (10) 10 (20) US QLGC (US) QLOGIC CORP. 5 (10) 10 (2 0) US R (US) RYDER SYSTEM INC 5 (10) 10 (20)

US RAI (US) REYNOLDS AMERICAN INC 5 (10) 10 (20) US RBS (US) ROYAL BANK SCOTLAND - US ADR 5 (10) 10 (20)

US RDC (US) ROWAN COMPANIES INC 5 (10) 10 (20) US RDSa (US) ROYAL DUTCH SHELL A - US ADR 5 (10) 10 (2 0)

US RDSb (US) ROYAL DUTCH SHELL B - US ADR 5 (10) 10 (20) US RF (US) REGIONS FINANCIAL CORP 5 (10) 10 (20)

US RHI (US) ROBERT HALF INTL INC 5 (10) 10 (20) US RHT (US) REDHAT 5 (10) 10 (20)

US RIMM (US) RESEARCH IN MOTION 5 (10) 10 (20) US RL (US) POLO RALPH LAUREN CORP 5 (10) 10 (20)

US ROK (US) ROCKWELL AUTOMATION 5 (10) 10 (20) US ROST (US) ROSS STORES INC 5 (10) 10 (20)

US RRC (US) RANGE RESOURCES CORP 5 (10) 10 (20) US RRD (US) DONNELLEY (R.R.) & SONS CO 5 (10) 10 (20)

US RSG (US) REPUBLIC SERVICES 5 (10) 10 (20) US RSH (US) RADIOSHACK 5 (10) 10 (20) US RTN (US) RAYTHEON COMPANY 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 95 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

US RTP (US) RIO TINTO - US ADR 5 (10) 10 (20)

US RUK (US) REED ELSEVIER - US ADR 5 (10) 10 (20) US RX (US) IMS HEALTH INC 5 (10) 10 (20)

US RYAAY (US) RYANAIR HOLDINGS PLC-SP ADR 5 (10) 10 (20) US S (US) SPRINT NEXTEL CORP 5 (10) 10 (20)

US SBUX (US) STARBUCKS CORP. 5 (10) 10 (20) US SCG (US) SCANA CORP 5 (10) 10 (20)

US SCHW (US) SCHWAB (CHARLES) CORP 5 (10) 10 (20) US SE (US) SPECTRA ENERGY CORP 5 (10) 10 (20)

US SEE (US) SEALED AIR CORP 5 (10) 10 (20) US SFI (US) ISTAR FINANCIAL INC 5 (10) 10 (20)

US SGP (US) SCHERING-PLOUGH CORP 5 (10) 10 (20) US SHLD (US) SEARS HOLDING CORP 5 (10) 10 (20) US SHPGY (US) SHIRE PLC - US ADR 5 (10) 10 (20)

US SHW (US) SHERWIN-WILLIAMS CO 5 (10) 10 (20) US SIAL (US) SIGMA-ALDRICH 5 (10) 10 (20)

US SII (US) SMITH INTERNATIONAL 5 (10) 10 (20) US SJM (US) JM SMUCKER 5 (10) 10 (20)

US SLB (US) SCHLUMBERGER LTD. 5 (10) 10 (20) US SLE (US) SARA LEE CORP. 5 (10) 10 (20)

US SLM (US) SLM CORP 5 (10) 10 (20) US SNA (US) SNAP-ON INC 5 (10) 10 (20)

US SNDK (US) SANDISK CORP 5 (10) 10 (20) US SNI (US) SCRIPPS NETWORK INTERFACE W/I 5 (10) 10 (20)

US SNN (US) SMITH & NEPHEW PLC - US ADR 5 (10) 10 (20) US SO (US) SOUTHERN CO. 5 (10) 10 (20)

US SPG (US) SIMON PROPERTY GROUP INC 5 (10) 10 (20) US SPLS (US) STAPLES INC. 5 (10) 10 (20)

US SRCL (US) STERICYCLE INC 5 (10) 10 (20) US SRE (US) SEMPRA ENERGY 5 (10) 10 (20) US STI (US) SUNTRUST BANKS INC 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 96 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

US STJ (US) ST JUDE MEDICAL INC 5 (10) 10 (20)

US STLD (US) STEEL DYNAMICS 5 (10) 10 (20) US STP (US) SUNTECH POWER HOLDINGS - ADR 5 (10) 10 (20)

US STR (US) QUESTAR CORP 5 (10) 10 (20) US STT (US) STATE STREET CORP 5 (10) 10 (20)

US STX (US) SEAGATE TECHNOLOGY 5 (10) 10 (20) US STZ (US) CONSTELLATION BRANDS INC-A 5 (10) 10 (20)

US SUN (US) SUNOCO INC 5 (10) 10 (20) US SVU (US) SUPERVALU INC 5 (10) 10 (20)

US SWK (US) STANLEY WORKS 5 (10) 10 (20) US SWY (US) SAFEWAY INC 5 (10) 10 (20)

US SYK (US) STRYKER CORP 5 (10) 10 (20) US SYMC (US) SYMANTEC CORP 5 (10) 10 (20) US SYY (US) SYSCO CORP 5 (10) 10 (20)

US T (US) AT & T CORP 5 (10) 10 (20) US TAP (US) MOLSON COORS BREWING CO - B 5 (10) 10 (20)

US TDC (US) TERADATA CORP 5 (10) 10 (20) US TE (US) TECO ENERGY INC 5 (10) 10 (20)

US TEG (US) INTEGRYS ENERGY GROUP INC 5 (10) 10 (20) US TEL (US) TYCO ELECTRONICS 5 (10) 10 (20)

US TER (US) TERADYNE INC 5 (10) 10 (20) US TEVA (US) TEVA PHARMACEUTICALS-SP ADR 5 (10) 10 (20)

US TGT (US) TARGET CO RP 5 (10) 10 (20) US THC (US) TENET HEALTHCARE CORPORATION 5 (10) 10 (20)

US TIE (US) TITANIUM METALS 5 (10) 10 (20) US TIF (US) TIFFANY & CO 5 (10) 10 (20)

US TJX (US) TJX COMPANIES INC 5 (10) 10 (20) US TKS (US) TOMKINS PLC - US ADR 5 (10) 10 (20)

US TLAB (US) TELLABS INC. 5 (10) 10 (20) US TMK (US) TORCHMARK CORP 5 (10) 10 (20) US TMO (US) THERMO FISHER SCIENTIFIC INC 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 97 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

US TRIN (US) THOMSON REUTERS - US ADR 5 (10) 10 (20)

US TROW (US) T ROWE PRICE GROUP INC 5 (10) 10 (20) US TRV (US) TRAVELERS COS INC 5 (10) 10 (20)

US TSN (US) TYSON FOODS INC- CL A 5 (10) 10 (20) US TSO (US) TESORO CORP 5 (10) 10 (20)

US TSS (US) TOTAL SYSTEM SERVICES 5 (10) 10 (20) US TWC (US) TIME WARNER CABLE INC 5 (10) 10 (20)

US TWX (US) TIME WARNER INC 5 (10) 10 (20) US TXN (US) TEXAS INSTRUMENTS 5 (10) 10 (20)

US TXT (US) TEXTRON INC 5 (10) 10 (20) US UL (US) UNILEVER PLC - US ADR 5 (10) 10 (20)

US UNH (US) UNITEDHEALTH GROUP INC 5 (10) 10 (20) US UNM (US) UNUM GROUP 5 (10) 10 (20) US UNP (US) UNION PACIFIC CORP 5 (10) 10 (20)

US UPS (US) UNITED PARCEL SERVICE-CL B 5 (10) 10 (20) US URBN (US) URBAN OUTFITTERS 5 (10) 10 (20)

US USB (US) U.S. BANCORP 5 (10) 10 (20) US UTX (US) UNITED TECHNOLOGIES CORP. 5 (10) 10 (20)

US V (US) VISA 5 (10) 10 (20) US VAR (US) VARIAN MEDICAL SYSTEMS INC 5 (10) 10 (20)

US VFC (US) VF CORP 5 (10) 10 (20) US VIA/B (US) VIACOM INC-CL B 5 (10) 10 (20)

US VLCCF (US) KNIGHTSBRIDGE TANKERS LTD 5 (10) 10 (20) US VLO (US) VALERO ENERGY 5 (10) 10 (20)

US VMC (US) VULCAN MATERIALS CO 5 (10) 10 (20) US VNO (US) VORNADO REALTY TRUST 5 (10) 10 (20)

US VOD (US) VODAFONE - US ADR 5 (10) 10 (20) US VRSN (US) VERISIGN INC 5 (10) 10 (20)

US VRTX (US) VERTEX PHARMACEUTICALS INC 5 (10) 10 (20) US VTR (US) VENTAS INC 5 (10) 10 (20) US WAG (US) WALGREEN CO 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 98 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

US WAT (US) WATERS CORP 5 (10) 10 (20)

US WCRX (US) WARNER CHILCOTT LTD 5 (10) 10 (20) US WDC (US) WESTERN DIGITAL CORP 5 (10) 10 (20)

US WEC (US) WISCONSIN ENERGY 5 (10) 10 (20) US WFC (US) WELLS FARGO & COMPANY 5 (10) 10 (20)

US WFMI (US) WHOLE FOODS MARKET INC 5 (10) 10 (20) US WFR (US) MEMC ELECTRONIC MATERIALS 5 (10) 10 (20)

US WHR (US) WHIRLPOOL CORP 5 (10) 10 (20) US WIN (US) WINDSTREAM CORP 5 (10) 10 (20)

US WLP (US) WELLPOINT HEALTH NETWORKS 5 (10) 10 (20) US WM (US) WASTE MANAGEMENT INC 5 (10) 10 (20)

US WMB (US) WILLIAMS COS INC. 5 (10) 10 (20) US WMT (US) WAL-MART STORES INC. 5 (10) 10 (20) US WPI (US) WATSON PHARMACEUTICALS INC 5 (10) 10 (20)

US WPO (US) WASHINGTON POST CL B 5 (10) 10 (20) US WPPGY (US) WPP PLC- US ADR 5 (10) 10 (20)

US WU (US) WESTERN UNION 5 (10) 10 (20) US WY (US) WEYERHAEUSER CO. 5 (10) 10 (20)

US WYE (US) WYETH 5 (10) 10 (20) US WYN (US) WYNDHAM WORLDWIDE CORP 5 (10) 10 (20)

US WYNN (US) WYNN RESORTS LTD 5 (10) 10 (20) US X (US) UNITED STATES STEEL CORP 5 (10) 10 (20)

US XEL (US) XCEL ENERGY INC. 5 (10) 10 (20) US XL (US) XL CAPITAL LTD 5 (10) 10 (20)

US XLNX (US) XILINX INC. 5 (10) 10 (20) US XOM (US) EXXON MOBIL CORPORATION 5 (10) 10 (20)

US XRAY (US) DENTSPLY INTERNATIONAL INC 5 (10) 10 (20) US XRX (US) XEROX CORP. 5 (10) 10 (20)

US XTO (US) XTO ENERGY 5 (10) 10 (20) US YGE (US) YINGLI GREEN ENERGY - ADR 5 (10) 10 (20) US YHOO (US) YAHOO! INC. 5 (10) 10 (20)

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Margin Changes 21 September 2009 Page 99 of 99

Country Ticker Instrument Old Margin Level % (Fixed Risk)

New Margin Level % (Fixed Risk)

US YUM (US) YUM! BRANDS INC 5 (10) 10 (2 0)

US ZION (US) ZIONS BANCORPORATION 5 (10) 10 (20) US ZMH (US) ZIMMER HOLDINGS INC 5 (10) 10 (20)