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1 Corporate Governance & Ownership Database 6 years track record 5500 companies 46 countries 75 stock indexes 100 variables www.nrgmetrics.com

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1

Corporate Governance & Ownership Database

6 years track record

5500 companies

46 countries

75 stock indexes

100 variables

www.nrgmetrics.com

2 3

CorporateGovernanceExperts

NRG Metrics is created from a team of market professionals and academic researchers on the field of corporate governance.

By concentrating the experience and the knowledge from various types of academic backgrounds such as corporate finance, accounting, and management and of course corporate governance, we decided to create an independent corporate governance research firm.

Our goal is to provide accurate data about corporate governance. We strongly believe that the lack of information on corporate governance matters and especially on the field of ownership structure is an important disadvantage. Our goal is to fill this gap.

Our mission is to provide an independent and the same time an accurate data of corporate governance of listed firms in different places of the world.

In order to build our database we have created an analysis team that collects data from annual reports, sec filings, corporate governance reports etc.

Our Company

4 5* From 2007 to 2010 our database presents Audit fees as the sum of Audit fees and Audit Related fees and Non-Audit Fees as the sum of Tax fees and Other Fees. Since 2011 we collect all the data separately.

BOARD Independence ratio

Board size

Meeting Attendance

Lead director

Meeting frequency

Board kind (Unitary-Dual)

Number of Executives, Non-executives, and independent directors

Chairman classification

AUDIT Audit fees*

Audit Related fees

Tax fees

Other fees

Total fees

Audit firm

Big 4

Auditor name

Financial experts

Second audit firm (2011 - Present)

CEO Age

Tenure

Other Public Boards (2011 - Present)

Leadership structure

Belongs to Board-Executive Management

GENDER Female on Board

Female CEO

Female Chair

Female on Audit Committee

Female on Remuneration Committee

Female on Nomination Committee

COMMITTEES* Audit

Remuneration

Nomination

Independence

Size

Meetings

Charters (2008 - Present)

Chairman classification

Other committees (2011 - Present)

* Other Committees are the following: corporate governance, risk management, executive, finance, human resources, investment.

Board Audit Remuneration Board Audit Remuneration

6 7

BOARD Board ownership

Executive ownership

Non-executive ownership

Independent ownership

Executive Management ownership

CEO ownership

MAJOR SHAREHOLDERS CATEGORIES External Block holders (Individuals, families, non-listed companies,

venture capitals, private equities)

Institutional (banks, mutual funds, hedge funds, pension funds, insurance companies, real estate companies, investment firms)

Miscellaneous (charities, employees, foundations)

State (country, local authorities, sovereign wealth funds)

Owned

Widely Held (Listed and non-financial companies)

Nominees

Ownership Ownership

* In the case that a company has more than one class of shares the researchers are able to find in our database all the data for all the available classes of shares (up to three different)

SHARE CHARACTERISTICS 1st Class Name (Ordinary, preference,

non-voting etc.)

2nd Class Name

3rd Class Name

Status (listed, non-listed)

Voting rights

Number of Total shares Outstanding

DUAL SHARES* 1st Class

2nd Class

3rd Class

SIGNIFICANT SHAREHOLDERS Largest shareholder

Type of Largest shareholder (Institutional, external, state, etc.)

Name of Largest shareholder

Number of Large shareholders

Top 5

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Covered Markets Covered Markets

COUNTRIES AND NUMBER OF EVALUATED COMPANIES

Australia 195 Germany 290 Mexico 16 South Africa 50

Austria 56 Greece 176 Netherlands 88 South Corea 29

Belgium 97 Hong-Kong 105 New Zealand 19 Spain 100

Brazil 63 Hungary 11 Norway 135 Sweden 190

Bulgaria 4 India 100 Philippines 44 Switzerland 150

Canada 244 Indonesia 50 Poland 31 Taiwan 30

Croatia 8 Ireland 42 Portugal 31 Thailand 57

Cyprus 9 Israel 20 Qatar 19 Turkey 65

Czech 10 Italy 145 Romania 10 UK 512

Denmark 92 Japan 218 Russia 55 Usa 1540

Finland 101 Luxemburg 4 Singapore 112

France 203 Malaysia 30 Slovenia 14

STOCK MARKET INDEXES FULL COVERAGE

UK FTSE 350 Sweden OMX STOCKHOLM 30 Usa NASDAQ

Germany DAX Denmark OMX COPENHAGEN 20 Canada TSX 60

Greece FTSE ATHENS/20 Finland OMX HELSINKI 25 Mexico INMEX

Italy FTSE-MIB 30 Norway OBX Brazil BOVESPA

France CAC 40 Russia RTS Australia S&P ASX 200

Netherlands AEX 25 Poland WIG 20 Hong-Kong HANG-SENG

Belgium BEL 20 Luxembourg LUX X Singapore STI

Portugal PSI 20 Turkey ISE 30 Japan NIKKEI 225

Spain IBEX 35 Israel TA 25 India SENSEX

Austria ATX Hungary BUX New Zealand NZX 20

Switzerland SMI Slovenia SBI TOP Indonesia LQ 45

Ireland ISEQ 20 Usa S&P 1500 Europe EUROSTOXX 600

10 11

C. G. Report & Data Collection Procedure

Other info & FAQ

Corporate Governance ReportThe Corporate Governance Report is a common report for each of the 5.500 companies that we collect data in our database. The reason why we create this report is because we believe that is very important for our customers to see all the information regarding corporate governance for every company. More specifically, the user is able to see the members of the Board of Directors, the characteristics of the board members (age, tenure, other public boards, occupation, classification etc.), the ownership structure (all the large shareholders, the board shareholdings etc.). All this information is difficult to present through an excel file.

NRG Metrics Data Collection Procedure NRG Metrics maintains only the highest degree of data quality. We implement a combination of quality control measures. NRG Metrics employ expert analysts to manually enter, review, and cross check data with senior analysts, who often perform random audits. Customized software programs control all levels of data entry procedure for inconsistencies and errors.

What is NRG Metrics? 

NRG Metrics is an independent research firm focusing on corporate governance. We are the leading source for European corporate governance information and analysis.

Where do you get your data?

All of the raw data in NRG Metrics’ database is derived from publicly-available documents such as annual reports, companies’ presentations, SEC filings, and press releases.

How often do you update your data?

The majority of data, being derived from annual reports and SEC filings, is updated annually.

Do you consult with the companies you rate?

We do not consult with any rated company about how to improve its ratings.

What is the market coverage for NRG Metrics?

NRG Metrics provide evaluation reports for more than 5.500 companies all over the world (Europe, North America and Asia-Pacific). We cover more than 46 countries.

Do you offer free trials?

No. What we are pleased to do is to show you our database and to spend as much time with you as you need to asses our data.

How can I see NRG Metrics database in detail?

Email [email protected]

AnnualReport

Collection DataEntry

Control

[email protected]

Corporate Governance & Ownership Database