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Continuing Education Diploma in Professional Financial Risk Management Continuing Education Diploma in Professional Financial Risk Management Features Provides a route for students to attain a Continuing Education Diploma for further studies and career advancement and, at the same time, familiarizes students with the syllabus of the Financial Risk Manager (FRM ® ) examination. Benchmarks the syllabus of Part I and Part II of the FRM ® examination. Taught by FRM ® qualied instructors and practitioners in the nancial services eld. Grants exemption to students holding equivalent education qualications. Includes access to CityU library and computing services. Programme Code : 112-40020 | 5 th Intake

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  • Continuing Education Diploma in

    Professional Financial Risk Management

    Continuing Education Diploma in

    Professional Financial Risk ManagementFeaturesProvides a route for students to attain a Continuing

    Education Diploma for further studies and career advancement and, at the same time, familiarizes students with the syllabus of the Financial Risk Manager (FRM®) examination.

    Benchmarks the syllabus of Part I and Part II of the FRM® examination.

    Taught by FRM® qualifi ed instructors and practitioners in the fi nancial services fi eld.

    Grants exemption to students holding equivalent education qualifi cations.

    Includes access to CityU library and computing services.

    Programme Code : 112-40020 | 5th Intake

  • Continuing Education Diploma in Professional Financial Risk Management 5th Intake

    Aims and ObjectivesThe programme aims to enhance students’ knowledge in fi nance and basic skills in fi nancial risk management and also to familiarize them with the syllabus of the Financial Risk Manager (FRM®) Examination organized by the Global Association of Risk Professionals (GARP). Upon successful completion of this programme, participants will: have developed an understanding of different fi nancial risks arising from the rapidly changing market environment; have mastered the theories and concepts of fi nancial risk management; understand how risk managers apply risk management concepts and approaches to day-to-day activities; be familiar with legal risk and ethics in the fi nancial sector.

    The Global Association of Risk Professionals (GARP)The Global Association of Risk Professionals (GARP) is a not-for-profi t organization and is the only globally recognized membership association for risk managers. GARP’s goal is to help create a culture of risk awareness within organizations, from entry level to board level. In the areas of fi nancial and energy risk management, GARP sets the global standard in professional designation with the FRM® (Financial Risk Manager) and ERP® (Energy Risk Professional) certifi cations. Through trusted education and training, media, and events, GARP promotes best practices in risk management and supports ongoing professional and career development for risk managers.GARP has over 150,000 members, from 195 countries and territories. Members are employed by commercial banks, central banks, investment banks, asset management fi rms, corporations, government agencies, and academic institutions.

    FRM® Examination Date : May and November every year (exact examination date to be confi rmed by GARP)(For more information on the FRM® qualifi cation and examination, please visit the GARP website www.garp.com)

    Benefi ts of FRM® Certifi cationThe FRM® Certifi cate has been adopted by companies as a benchmark to ensure their risk management employees are well versed in the latest fi nancial risk concepts. The Certifi cate identifi es risk professionals who are qualifi ed to provide competent advice based on globally accepted industry standards and who are committed to personal professional development.

    Financial Risk Manager (FRM®) ExaminationFRM is the certifi cation recognized among fi nancial risk professionals worldwide, with over 24,000 FRM holders in 90 countries across the globe.Financial risk management is one of the hottest skill sets to have in the fi nancial services industry today that offers excellent visibility and outstanding earnings potential. The profession has seen considerable growth over the past 15 years fueled by the complexity of fi nancial products, increased regulation and recent notable failures.The FRM examination covers all the key areas of risk and the questions are presented in the context of real-world situations that a candidate might face.

    Candidates Registered for FRM® Examination

  • Module 2 Foundations of Risk Management (18 hours) The role of risk management Basic risk types, measurement and management tools Creating value with risk management Modern Portfolio Theory (MPT) Standard and non-standard forms of the Capital Asset Pricing Model (CAPM) Single and multi-index models and the Arbitrage Pricing Theory (APT)

    Risk-adjusted performance measurement Enterprise Risk Management Financial disasters and risk management failures Case studies Ethics and the GARP Code of Condu

    Module 3 Financial Markets and Products (27 hours) Mechanics of OTC and exchange markets Forwards, futures, swaps and options - Mechanics - Pricing and factors that affect it - Uses in hedging and hedging strategies - Delivery options

    Interest rates and measures of interest rate sensitivity Derivatives on fi xed-income securities, interest rates, foreign exchange, and

    equities Commodity derivatives Foreign exchange risk Corporate bonds

    Module 4 Valuation and Risk Models (27 hours) Value-at-Risk (VaR) - Applied to stock, currencies, and commodities - Applied to linear and non-linear derivatives - Applied to fi xed income securities with embedded options - Structured Monte Carlo, stress testing, and scenario analysis - Extending VaR to operational risk - Limitations as a risk measure - Coherent risk measures Option valuation - Pricing options using binomial trees - The Black-Scholes-Merton Model - The “Greeks”

    Fixed income valuation - Discount factors, spot rates, forward rates, and yield to maturity - Arbitrage and the Law of One Price - One factor measures of price sensitivity Country and sovereign risk models and management - Fundamental analysis - Contingent claims approach External and internal credit ratings Expected and unexpected losses Operational risk Stress testing and scenario analysis

    Module 5 Market Risk Measurement and Management (18 hours) Fixed income securities - Duration, DV01, and convexity - Key rate exposures - Hedging and immunization - Risk neutral pricing - Mortgage-backed securities: structure and valuation VaR and other risk measures - VaR mapping

    - Back testing VaR - Expected shortfall (ES) and other coherent risk measures - Parametric and non-parametric methods of estimation - Modeling dependence: correlations and copulas - Extreme value theory (EVT) Volatility: smiles and term structures Exotic options

    Module 6 Credit Risk Measurement and Management (24 hours) Subprime mortgages and securitization Counterparty risk and OTC derivatives Credit risk concentration Credit derivatives - Types and uses - Mechanics and structure - Valuation Structured fi nance and securitization - The structuring and securitization process

    - Agency problems and moral hazard in the securitization process - Tranching, subordination, and support Default risk - Quantitative methodologies - Loss given default and recovery rates - Estimating defaults and recoveries from market prices and spreads - The use of historical default rates and credit risk migration Expected and unexpected losses

    Module 7 Operational and Integrated Risk Management (24 hours) Calculating and applying risk-adjusted return on capital (RAROC) Estimating liquidity risk, sources of model risk Evaluating the performance of risk management systems Validating VaR models Enterprise risk management (ERM) Economic capital Operational loss data - Frequency and severity distributions - Modeling and fi tting distributions - Data suffi ciency - Extrapolating beyond the data

    Failure mechanics of dealer banks Regulation and the Basel Accords - Minimum capital requirements - Methods for calculating credit, market, and operational risk - Liquidity risk management - Modeling risk aggregation - Stress testing - Revisions to the Basel II Accord - The Basel III framework

    Module 8 Risk Management and Investment Management (18 hours) Portfolio construction Portfolio-based performance analysis Tests of the Capital Asset Pricing Model (CAPM) Portfolio and component VaR Risk budgeting Risk monitoring and performance measurement

    Hedge funds - Hedge fund strategies - Due diligence and fraud detection - Liquidity - Risk management of hedge funds Private equity

    Module 9 Current Financial Issues (18 hours) Subprime mortgages, securitization, and subprime CDOs Causes, consequences, and lessons learned from the current crisis Impact of fi nancial development on risk Sovereign risk - Historical view of sovereign defaults - Interpreting sovereign spreads - The U.S. and Irish credit crisis

    The Flash Crash The Lehman collapse Central counterparties Sound compensation practices

    Programme StructureThe programme consists of 9 modules, over a total of 198 hours:

    Module 1 Quantitative Analysis (24 hours) Discrete and continuous probability distributions Population and sample statistics Statistical inference and hypothesis testing Estimating the parameters of distributions Graphical representation of statistical relationships Linear regression with single and multiple regressors - The Ordinary Least Squares (OLS) method

    - Interpreting and using regression coeffi cients, the t-statistic, and other output - Hypothesis testing and confi dence intervals - Heteroskedasticity and multicollinearity Monte Carlo Methods Estimating correlation and volatility using EWMA and GARCH models Volatility term structures Quantifying volatility in VaR models

  • FeeHK$19,500 (Early bird discount : HK$18,500 for enrolment before 30 April 2011)

    Financial AssistanceContinuing Education Fund (CEF)This programme has been included in the list of reimbursable courses for CEF purposes. On successful completion of the programme, eligible applicants will be reimbursed 80% of the programme fee, subject to a maximum amount of HK$10,000. For more information, please visit the website www.sfaa.gov.hk/cef or call government’s 24-hour enquiry hotline at 3142 2277.

    Education LoanSuccessful applicants are eligible to apply for the Non-means Tested Loan Scheme (NLS) administered by the Hong Kong Government Student Financial Assistance Agency (SFAA). The maximum fi nancial assistance under the NLS is equivalent to the total tuition fees payable for the programme. For more details or enquiries, please call 2150 6223 or visit the government’s website at www.info.gov.hk/sfaa.

    Application Deadline15 May 2011

    EnquiriesSchool of Continuing and Professional Education, CityULocation : LG/F, Academic Exchange Building, City University of Hong Kong, Tat Chee Avenue, Kowloon, Hong KongTel : 3442 5388 / 3442 7423Fax : 3442 0399E-mail : [email protected] : www.cityu.edu.hk/ce/40020/

    Commencement Date3 June 2011

    Days and TimesEvery Tuesday and Friday, 7:00pm-10:00pm

    DurationApproximately 10 months

    VenueSCOPE Admiralty Learning Centre, 8/F, United Centre, 95 Queensway, Hong Kong

    Medium of InstructionCantonese, supplemented with English terminology. Programme materials are in English.

    Assessment and AwardThe assessment consists of a combination of coursework and examination. Students who have fulfi lled all of the following criteria will be awarded a Continuing Education Diploma in Professional Financial Risk Management:

    have attempted all assessment components of each module; and

    have obtained at least 70% attendance in each module; and

    have obtained a minimum mark of 50% in 7 out of 9 modules; and

    have achieved an overall minimum mark of 50%

    Entrance Requirements1. Holders of a university degree, preferably in Finance,

    Accounting, Economics, Statistics, Mathematics, Computing or Engineering; or

    2. Mature applicants of at least 23 years of age who have at least 2 years of relevant work experience.

    ExemptionStudents who have equivalent prior qualifi cations at a similar level can apply for module exemption. The criteria for exemption include course curriculum, assessment, teaching quality and quality assurance of the awarding institution. Recommendations will be made by the Programme Committee. An exemption is granted up to a maximum of 50% of the required modules.

    Continuing Education Diploma in Professional Financial Risk Management 5th Intake

    SCOPE/1/10/02/118

    Information SeminarDate : 28 April 2011 (Thursday)Time : 7:30pm - 8:30pmVenue : SCOPE Admiralty Learning Centre, 8/F, United Centre, 95 Queensway, Hong KongOnline Seat Reservation : www.cityu.edu.hk/ce/seminars/40020

  • Please refer to the Application Guide & Programme Information before completing this form. Kindly fill in the application form clearly in English BLOCK Letters.報名前請細讀報名指引及課程資料。請以英文正楷填寫報名表格。

    A. Academic Qualifications (Please list in reverse chronological order and attach copies of supporting documents.)

    Qualifications & Work Experience 學歷及工作經驗

    Awarding Institution Title of Award Year of AwardFull time/Part time

    Name in English (as shown on HKID Card/Passport)

    Name in Chinese Gender Date of Birth

    HKID Card/Passport No.* Place of Origin (for non-local applicants only)

    Correspondence Address

    Hong Kong Kowloon New Territories Others (Please specify)

    Company Position

    Tel (Office) (Home) (Mobile#) Fax Email

    Personal Particulars 個人資料 (*Please delete as appropriate 請刪除不適用者)

    # Urgent notice will be sent to your mobile phone via SMS 學院會透過手機短訊發放課程緊急通知

    (dd/mm/yy)M / F*

    Dr / Mr / Mrs / Ms*英文姓名 (請參照身份證 / 護照)

    中文姓名 性別 男 / 女 * 出生日期 (日/月/年)

    香港身份證 / 護照 *

    通訊地址

    學歷 (請按最近之日期順序列出及提供學歷證明副本。)

    專業資格 (請按最近之日期順序列出)

    取得之最高學歷 (請 " " 適用者)

    中學程度或以下

    中五或同等學歷

    中六、中七或同等學歷

    文憑/高級證書/證書

    副學士/高級文憑

    學士學位

    深造文憑/證書

    碩士

    博士

    頒授院校

    頒授機構 專業資格 頒授年份

    頒授學銜 全日制/兼讀制 頒授年份

    僱主名稱

    電話 (公司)

    傳真 電郵

    (住宅) (手機#)

    職位

    香港 九龍 新界 其他 (請註明)

    國籍 (非本地申請人適用)

    博士 / 先生 / 太太 / 女士*

    Application Form Continuing Education Diploma in Financial Risk Management

    (Programme Code: 112-40020)

    Secondary or below

    Form 5 or equivalent

    Form 6, Form 7 or equivalent

    C. Highest Education Level Attained (Please " " as appropriate)

    Diploma / Higher Certificate / Certificate

    Associate Degree / Higher Diploma

    Bachelor's Degree

    Postgraduate Diploma / Certificate

    Master's Degree

    Doctoral Degree

    B. Professional Qualifications (in reverse chronological order)

    Awarding Institution Professional Qualifications Year of Attainment

    * 中、英文內容如有出入,以英文為準

    Address地址

    Office hours辦公時間

    Enquiries查詢電話

    : Lower Ground Floor, Academic Exchange Building, City University of Hong Kong, Tat Chee Avenue, Kowloon, Hong Kong. 香港九龍達之路香港城市大學學術交流大樓低層

    : Mon - Fri : 9am - 12noon; 2pm - 5pm: Sat : 9am - 12noon

    : 3442 7423 Email : [email protected] Website : http://www.scope.edu 電郵 網址

    Application Guide 報名指引

    Please send your duly completed application form, together with copies of education certificates and proof of work experience to School of Continuing and Professional Education (SCOPE), City University of Hong Kong, 83 Tat Chee Avenue, Kowloon.

    請填妥報名表格連同有關學歷及工作證明副本寄往「九龍達之路香港城市大學專業進修學院」收。

    2.

    The programme will go through normal selection process. Admissions are subject to availability of places and selection criteria. Applicants meeting the minimum admission requirements are not guaranteed direct entry to the programme. Applicants may be invited for admission interviews if necessary. For entry requirements, please refer to specific programme descriptions. Participants will receive an acknowledgement for programme enrolment. Please contact SCOPE if you do not receive any notification one week before programme commencement. Unless otherwise notified, participants should go to the class at the time and venue specified in the acknowledgement.本院將根據既定的收生程序進行甄選工作。取錄與否需視乎學額及甄選結果而定。申請人即使符合最低入學要求,也不一定被取錄。如有需要,本院會邀請個別

    申請人進行入學面試。各項課程之入學要求,請參閱課程資料。本院會向取錄者發出取錄通知書。如在開課前一星期尚未收到通知,請與本院聯絡。一般情況下

    ,取錄者應按照取錄通知書上所列的時間及地點上課。

    3.

    Upon admission to the programme, applicants are required to provide originals of certificates and supporting documents for verification.入學前,申請人需要提供學歷證明文件之正本以供核實。

    4.

    SCOPE reserves the rights not to admit an applicant. Places allocated in each class are not transferable. Fees are not refundable or transferable. except for unsuccessful enrolment or cancellation of a course.學院保留最終取錄與否之權利。各課程之學額不可轉讓他人。所繳學費將不可退還及轉讓他人。

    5.

    SCOPE reserves the rights to alter programme details such as date, time, venue and instructor as well as to cancel programmes.學院保留更改上課日期、時間、地點、導師及取消課程的權利。

    6.

    Non-local applicants are defined as persons entering Hong Kong for purpose of education with a student visa or entry permit issued by the Immigration Department of the HKSAR Government. For details, please contact the Immigration Department of the HKSAR Government (Tel: 2824 6111; Website: www.immd.gov.hk).非本地申請人必須持有由香港入境事務處所簽發之學生簽證或有效證件方可入讀本院課程,詳情請聯絡入境處。

    (電話: 2824 6111 ; 網址:www.immd.gov.hk)

    7.

    Personal data provided on the application form will be used by SCOPE for the purpose relating to application and admission. For details of the Personal Data Collection Statement, please refer to the website: http://www.cityu.edu.hk/ce/pdcs 報名表內提供的個人資料,將用作處理申請報讀課程之用。有關收集個人資料聲明的詳情請參閱網址:http://www.cityu.edu.hk/ce/pdcs

    8.

    SCOPE is committed to equal opportunities in education and seeks to provide every possible means to assist students with disabilities and to facilitate their learning. Students concerned are invited to write to SCOPE to specify what special assistance is needed. All information collected will be kept confidential.專業進修學院為所有人士提供平等的學習機會,並致力提供各項可行方法協助有需要學員學習。如學生需要本院提供協助,請以書面形式通知學院以作適當安排

    。申請人提供的資料將絕對保密。

    9.

    SCOPE will make special arrangements when Typhoon Signal No.8 or above is hoisted, or when a Black Rainstorm Warning Signal is issued by the Hong Kong Observatory. Please visit SCOPE Website for details.如天文台發出八號或以上熱帶氣旋警告信號或黑色暴雨警告信號,本院課程將作出特別安排。詳情請參閱本院網站。

    10.

    SCOPE/1/11/03/150

    For each programme, please submit individually one application form and one cashier's order / crossed cheque of programme fee payable to "City University of Hong Kong". Write your name and the programme code at the back of the cashier's order/cheque. Incomplete application forms or post-dated cheques will not be processed.每份報名表只供報讀一個課程,並附上一張繳交該課程費用之銀行本票或劃線支票,抬頭為 「香港城市大學」。銀行本票或支票背面填上申請人姓名及課程編

    號。尚未填妥之報名表及遞交期票,將不作處理。

    1.

  • D. Work Experience (Please list in reverse chronological order and attach copies of supporting documents.)

    FromMonth / Year

    ToMonth / Year

    Full Time / Part Time

    Name of Organization PositionOccupation

    Code

    / /

    / /

    / /

    provided copies of ALL transcripts and certificates / other relevant academic qualifications to support your application

    provided copies of proof of work experience

    completed the application form

    signed and dated the application form

    supplied other relevant information (if necessary)

    Before submitting your application, please check if you have :

    Checklist for Application 申請備忘

    Address Slips 回郵地址

    For official use only

    Programme

    Name of Programme Leader Signature

    Admitted Rejected Waiting List

    Date

    Interview

    Name

    Address

    Name

    Address

    Declaration 聲明

    在提交報名表之前,請核對以下資料:

    姓名

    地址 地址

    姓名

    SCOPE Website

    Programme Pamphlet

    School Prospectus

    Information Seminar

    Newspaper / Magazine Advertisement(Please specify the media 請註明該份刊物)

    SCOPE would like to provide you information on our programmes / courses to help navigating your lifelong learning. If you do not wish to receive such information, please " " the box.

    How do you know SCOPE / this programme? (You may choose more than one option.)

    Have you ever taken our programme? Yes (Please specify) No

    Source of Information 資料來源

    Referral by Friends / Relatives

    Referral by Teachers

    Referral by Collaborative Organizations

    ePromotion

    Exhibition

    Others 其他 (Please specify 請註明)

    專業進修學院以啟導終生學習為目的。如你不願意接收本院日後提供的課程資訊,請加上 號。

    如何獲悉本院及本院之課程?(可以選擇多於一項)

    學院網站

    課程資料單張

    學院課程手冊

    講座

    曾否修讀本院課程? 有 (請註明) 否

    朋友/親屬推介

    老師推介

    合作機構推介

    電子媒介

    展覽

    報章廣告

    是否已附上所有成績表、證書及其他學歷文件之副本

    是否已填妥入學報名表

    是否已附上工作證明文件之副本

    是否簽署並填妥日期

    是否已提供其他相關資料

    工作經驗 (請按最近之日期順序列出及提供工作證明副本。)

    月 / 年 月 / 年 全職/兼職 職位 行業代碼機構名稱

    13 Transportation & Logistics

    14 Tourism & Hotel

    15 Government & Public Services

    16 Others (Please specify)

    OccupationCode

    01 Accounting

    02 Administration & Management

    03 Advertising

    04 Banking & Financial Services

    會計

    行政及管理

    廣告

    銀行及財務

    05 Computing & IT

    06 Education

    07 Engineering

    08 Food and Beverage

    資訊科技

    教育

    工程

    飲食

    09 Marketing & Sales

    10 Public Relations

    11 Social Services

    12 Surveying

    市場及行銷

    公共關係

    社會工作

    測量

    運輸及物流

    旅遊及酒店

    政府及公共服務

    其他 (請註明)

    行業代碼

    Signature Date簽署 日期

    I declare that I have read and understood the nature and details of the Application Guide & Programme Information.本人謹此聲明在填寫報名表前,已細讀報名指引及課程資料。 I declare that all the information given in support of this application form and the attached supporting documents are, to the best of my knowledge, accurate and complete, and agree to provide original document(s) for verification of my qualifications when required. I understand that these information will be used in the admission decision process, I accept that if, in reading and completing this application, I knowingly or carelessly provided untrue or incomplete information, any offer of admission, whether accepted or not, may be disqualified and / or I may be required to withdraw from any programme which I have enrolled in and all fees paid will not be refunded.本人謹此聲明在本報名表填報及遞交文件的資料均屬正確及完備,並同意提交文件之正本以作核實。本人明白所提交的資料將會用作入學處理。於閱覽及填妥本報名表

    ,本人若提供任何不實或不完整資料,獲取錄的學額不論接受與否,本人之申請資格將被取消。雖經註冊,亦屬無效。已繳交之費用,概不發還。 I authorize SCOPE to obtain, and the relevant authorities to release, any and all information about my academic and / or professional qualifications obtained in Hong Kong and elsewhere.本人授權專業進修學院向有關機構查詢或索閱本人以往之學歷及/或專業資格。 I authorize SCOPE to use my data to carry out checks regarding my application and records of previous studies in the University and other institutions.本人授權專業進修學院核證本人的申請及本人在香港城市大學及其他院校之就讀資料。 I understand that, upon my registration in a programme, the data will become part of my student record and may be used for all purposes relating to my study in the programme.本人明白報名表上之資料將記錄於學生個人檔案中,並將用作有關課程行政之用。

    I consent that if being admitted to the programme, I will conform to the statutes and regulations of City University of Hong Kong and SCOPE.如成功入學,本人願遵守香港城市大學及專業進修學院的規例。

    C. Continuing Education Fund (CEF)持續進修基金

    Are you an eligible applicant for CEF?你是否符合申請資格

    Yes是

    No否

    Do you intend to apply for CEF?你是否會就此課程申請持續進修基金

    Yes是

    No否

    (If yes, have you ever been approved by the government for any application for other CEF reimbursable courses? Yes No)(如選擇"是",曾否獲持續進修基金辦事處批核有關發還款項課程之申請? 有 沒有)

    A. Programme Fee學費

    Programme Particulars 課程資料 (Please “ ” as appropriate 請 “ ” 適用者)

    Bank:銀行

    Branch:分行

    Module 1

    B. Module Exemption單元豁免

    I would like to apply for the exemption on following module(s): (Please attach a copy of course curriculum/transcripts of previous studies)

    單元 1Module 2單元 2

    Module 3單元 3

    Module 4單元 4

    Module 5單元 5

    Module 6單元 6

    Module 7單元 7

    Module 8單元 8

    本人欲申請以下單元豁免:(請附上曾修讀之相關課程大綱/成績單副本)

    Cheque No: 支票號碼

    HK$19,500 HK$18,500*

    * Early bird discount for enrolment before 30 April 2011 率先報名優惠適用於2011年4月30日前報名人士

  • D. Work Experience (Please list in reverse chronological order and attach copies of supporting documents.)

    FromMonth / Year

    ToMonth / Year

    Full Time / Part Time

    Name of Organization PositionOccupation

    Code

    / /

    / /

    / /

    provided copies of ALL transcripts and certificates / other relevant academic qualifications to support your application

    provided copies of proof of work experience

    completed the application form

    signed and dated the application form

    supplied other relevant information (if necessary)

    Before submitting your application, please check if you have :

    Checklist for Application 申請備忘

    Address Slips 回郵地址

    For official use only

    Programme

    Name of Programme Leader Signature

    Admitted Rejected Waiting List

    Date

    Interview

    Name

    Address

    Name

    Address

    Declaration 聲明

    在提交報名表之前,請核對以下資料:

    姓名

    地址 地址

    姓名

    SCOPE Website

    Programme Pamphlet

    School Prospectus

    Information Seminar

    Newspaper / Magazine Advertisement(Please specify the media 請註明該份刊物)

    SCOPE would like to provide you information on our programmes / courses to help navigating your lifelong learning. If you do not wish to receive such information, please " " the box.

    How do you know SCOPE / this programme? (You may choose more than one option.)

    Have you ever taken our programme? Yes (Please specify) No

    Source of Information 資料來源

    Referral by Friends / Relatives

    Referral by Teachers

    Referral by Collaborative Organizations

    ePromotion

    Exhibition

    Others 其他 (Please specify 請註明)

    專業進修學院以啟導終生學習為目的。如你不願意接收本院日後提供的課程資訊,請加上 號。

    如何獲悉本院及本院之課程?(可以選擇多於一項)

    學院網站

    課程資料單張

    學院課程手冊

    講座

    曾否修讀本院課程? 有 (請註明) 否

    朋友/親屬推介

    老師推介

    合作機構推介

    電子媒介

    展覽

    報章廣告

    是否已附上所有成績表、證書及其他學歷文件之副本

    是否已填妥入學報名表

    是否已附上工作證明文件之副本

    是否簽署並填妥日期

    是否已提供其他相關資料

    工作經驗 (請按最近之日期順序列出及提供工作證明副本。)

    月 / 年 月 / 年 全職/兼職 職位 行業代碼機構名稱

    13 Transportation & Logistics

    14 Tourism & Hotel

    15 Government & Public Services

    16 Others (Please specify)

    OccupationCode

    01 Accounting

    02 Administration & Management

    03 Advertising

    04 Banking & Financial Services

    會計

    行政及管理

    廣告

    銀行及財務

    05 Computing & IT

    06 Education

    07 Engineering

    08 Food and Beverage

    資訊科技

    教育

    工程

    飲食

    09 Marketing & Sales

    10 Public Relations

    11 Social Services

    12 Surveying

    市場及行銷

    公共關係

    社會工作

    測量

    運輸及物流

    旅遊及酒店

    政府及公共服務

    其他 (請註明)

    行業代碼

    Signature Date簽署 日期

    I declare that I have read and understood the nature and details of the Application Guide & Programme Information.本人謹此聲明在填寫報名表前,已細讀報名指引及課程資料。 I declare that all the information given in support of this application form and the attached supporting documents are, to the best of my knowledge, accurate and complete, and agree to provide original document(s) for verification of my qualifications when required. I understand that these information will be used in the admission decision process, I accept that if, in reading and completing this application, I knowingly or carelessly provided untrue or incomplete information, any offer of admission, whether accepted or not, may be disqualified and / or I may be required to withdraw from any programme which I have enrolled in and all fees paid will not be refunded.本人謹此聲明在本報名表填報及遞交文件的資料均屬正確及完備,並同意提交文件之正本以作核實。本人明白所提交的資料將會用作入學處理。於閱覽及填妥本報名表

    ,本人若提供任何不實或不完整資料,獲取錄的學額不論接受與否,本人之申請資格將被取消。雖經註冊,亦屬無效。已繳交之費用,概不發還。 I authorize SCOPE to obtain, and the relevant authorities to release, any and all information about my academic and / or professional qualifications obtained in Hong Kong and elsewhere.本人授權專業進修學院向有關機構查詢或索閱本人以往之學歷及/或專業資格。 I authorize SCOPE to use my data to carry out checks regarding my application and records of previous studies in the University and other institutions.本人授權專業進修學院核證本人的申請及本人在香港城市大學及其他院校之就讀資料。 I understand that, upon my registration in a programme, the data will become part of my student record and may be used for all purposes relating to my study in the programme.本人明白報名表上之資料將記錄於學生個人檔案中,並將用作有關課程行政之用。

    I consent that if being admitted to the programme, I will conform to the statutes and regulations of City University of Hong Kong and SCOPE.如成功入學,本人願遵守香港城市大學及專業進修學院的規例。

    C. Continuing Education Fund (CEF)持續進修基金

    Are you an eligible applicant for CEF?你是否符合申請資格

    Yes是

    No否

    Do you intend to apply for CEF?你是否會就此課程申請持續進修基金

    Yes是

    No否

    (If yes, have you ever been approved by the government for any application for other CEF reimbursable courses? Yes No)(如選擇"是",曾否獲持續進修基金辦事處批核有關發還款項課程之申請? 有 沒有)

    A. Programme Fee學費

    Programme Particulars 課程資料 (Please “ ” as appropriate 請 “ ” 適用者)

    Bank:銀行

    Branch:分行

    Module 1

    B. Module Exemption單元豁免

    I would like to apply for the exemption on following module(s): (Please attach a copy of course curriculum/transcripts of previous studies)

    單元 1Module 2單元 2

    Module 3單元 3

    Module 4單元 4

    Module 5單元 5

    Module 6單元 6

    Module 7單元 7

    Module 8單元 8

    本人欲申請以下單元豁免:(請附上曾修讀之相關課程大綱/成績單副本)

    Cheque No: 支票號碼

    HK$19,500 HK$18,500*

    * Early bird discount for enrolment before 30 April 2011 率先報名優惠適用於2011年4月30日前報名人士

  • Please refer to the Application Guide & Programme Information before completing this form. Kindly fill in the application form clearly in English BLOCK Letters.報名前請細讀報名指引及課程資料。請以英文正楷填寫報名表格。

    A. Academic Qualifications (Please list in reverse chronological order and attach copies of supporting documents.)

    Qualifications & Work Experience 學歷及工作經驗

    Awarding Institution Title of Award Year of AwardFull time/Part time

    Name in English (as shown on HKID Card/Passport)

    Name in Chinese Gender Date of Birth

    HKID Card/Passport No.* Place of Origin (for non-local applicants only)

    Correspondence Address

    Hong Kong Kowloon New Territories Others (Please specify)

    Company Position

    Tel (Office) (Home) (Mobile#) Fax Email

    Personal Particulars 個人資料 (*Please delete as appropriate 請刪除不適用者)

    # Urgent notice will be sent to your mobile phone via SMS 學院會透過手機短訊發放課程緊急通知

    (dd/mm/yy)M / F*

    Dr / Mr / Mrs / Ms*英文姓名 (請參照身份證 / 護照)

    中文姓名 性別 男 / 女 * 出生日期 (日/月/年)

    香港身份證 / 護照 *

    通訊地址

    學歷 (請按最近之日期順序列出及提供學歷證明副本。)

    專業資格 (請按最近之日期順序列出)

    取得之最高學歷 (請 " " 適用者)

    中學程度或以下

    中五或同等學歷

    中六、中七或同等學歷

    文憑/高級證書/證書

    副學士/高級文憑

    學士學位

    深造文憑/證書

    碩士

    博士

    頒授院校

    頒授機構 專業資格 頒授年份

    頒授學銜 全日制/兼讀制 頒授年份

    僱主名稱

    電話 (公司)

    傳真 電郵

    (住宅) (手機#)

    職位

    香港 九龍 新界 其他 (請註明)

    國籍 (非本地申請人適用)

    博士 / 先生 / 太太 / 女士*

    Application Form Continuing Education Diploma in Financial Risk Management

    (Programme Code: 112-40020)

    Secondary or below

    Form 5 or equivalent

    Form 6, Form 7 or equivalent

    C. Highest Education Level Attained (Please " " as appropriate)

    Diploma / Higher Certificate / Certificate

    Associate Degree / Higher Diploma

    Bachelor's Degree

    Postgraduate Diploma / Certificate

    Master's Degree

    Doctoral Degree

    B. Professional Qualifications (in reverse chronological order)

    Awarding Institution Professional Qualifications Year of Attainment

    * 中、英文內容如有出入,以英文為準

    Address地址

    Office hours辦公時間

    Enquiries查詢電話

    : Lower Ground Floor, Academic Exchange Building, City University of Hong Kong, Tat Chee Avenue, Kowloon, Hong Kong. 香港九龍達之路香港城市大學學術交流大樓低層

    : Mon - Fri : 9am - 12noon; 2pm - 5pm: Sat : 9am - 12noon

    : 3442 7423 Email : [email protected] Website : http://www.scope.edu 電郵 網址

    Application Guide 報名指引

    Please send your duly completed application form, together with copies of education certificates and proof of work experience to School of Continuing and Professional Education (SCOPE), City University of Hong Kong, 83 Tat Chee Avenue, Kowloon.

    請填妥報名表格連同有關學歷及工作證明副本寄往「九龍達之路香港城市大學專業進修學院」收。

    2.

    The programme will go through normal selection process. Admissions are subject to availability of places and selection criteria. Applicants meeting the minimum admission requirements are not guaranteed direct entry to the programme. Applicants may be invited for admission interviews if necessary. For entry requirements, please refer to specific programme descriptions. Participants will receive an acknowledgement for programme enrolment. Please contact SCOPE if you do not receive any notification one week before programme commencement. Unless otherwise notified, participants should go to the class at the time and venue specified in the acknowledgement.本院將根據既定的收生程序進行甄選工作。取錄與否需視乎學額及甄選結果而定。申請人即使符合最低入學要求,也不一定被取錄。如有需要,本院會邀請個別

    申請人進行入學面試。各項課程之入學要求,請參閱課程資料。本院會向取錄者發出取錄通知書。如在開課前一星期尚未收到通知,請與本院聯絡。一般情況下

    ,取錄者應按照取錄通知書上所列的時間及地點上課。

    3.

    Upon admission to the programme, applicants are required to provide originals of certificates and supporting documents for verification.入學前,申請人需要提供學歷證明文件之正本以供核實。

    4.

    SCOPE reserves the rights not to admit an applicant. Places allocated in each class are not transferable. Fees are not refundable or transferable. except for unsuccessful enrolment or cancellation of a course.學院保留最終取錄與否之權利。各課程之學額不可轉讓他人。所繳學費將不可退還及轉讓他人。

    5.

    SCOPE reserves the rights to alter programme details such as date, time, venue and instructor as well as to cancel programmes.學院保留更改上課日期、時間、地點、導師及取消課程的權利。

    6.

    Non-local applicants are defined as persons entering Hong Kong for purpose of education with a student visa or entry permit issued by the Immigration Department of the HKSAR Government. For details, please contact the Immigration Department of the HKSAR Government (Tel: 2824 6111; Website: www.immd.gov.hk).非本地申請人必須持有由香港入境事務處所簽發之學生簽證或有效證件方可入讀本院課程,詳情請聯絡入境處。

    (電話: 2824 6111 ; 網址:www.immd.gov.hk)

    7.

    Personal data provided on the application form will be used by SCOPE for the purpose relating to application and admission. For details of the Personal Data Collection Statement, please refer to the website: http://www.cityu.edu.hk/ce/pdcs 報名表內提供的個人資料,將用作處理申請報讀課程之用。有關收集個人資料聲明的詳情請參閱網址:http://www.cityu.edu.hk/ce/pdcs

    8.

    SCOPE is committed to equal opportunities in education and seeks to provide every possible means to assist students with disabilities and to facilitate their learning. Students concerned are invited to write to SCOPE to specify what special assistance is needed. All information collected will be kept confidential.專業進修學院為所有人士提供平等的學習機會,並致力提供各項可行方法協助有需要學員學習。如學生需要本院提供協助,請以書面形式通知學院以作適當安排

    。申請人提供的資料將絕對保密。

    9.

    SCOPE will make special arrangements when Typhoon Signal No.8 or above is hoisted, or when a Black Rainstorm Warning Signal is issued by the Hong Kong Observatory. Please visit SCOPE Website for details.如天文台發出八號或以上熱帶氣旋警告信號或黑色暴雨警告信號,本院課程將作出特別安排。詳情請參閱本院網站。

    10.

    SCOPE/1/11/03/150

    For each programme, please submit individually one application form and one cashier's order / crossed cheque of programme fee payable to "City University of Hong Kong". Write your name and the programme code at the back of the cashier's order/cheque. Incomplete application forms or post-dated cheques will not be processed.每份報名表只供報讀一個課程,並附上一張繳交該課程費用之銀行本票或劃線支票,抬頭為 「香港城市大學」。銀行本票或支票背面填上申請人姓名及課程編

    號。尚未填妥之報名表及遞交期票,將不作處理。

    1.