CONSOLIDATED FINANCIAL STATEMENTS - Sumida CORPORATION (6817)CONSOLIDATED FINANCIAL STATEMENTS(1st Quarter of FY2012) Consolidated Financial Statements (1) Consolidated

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<ul><li><p>Note:</p><p>Reference:</p><p>Note: Whether the dividend forecast under review has been revised: No</p><p>Note: Whether the forecasts for consolidated figures under review have been revised: No</p><p>Comprehensive income at September, 2012: 697 millions of yen - %</p><p>Comprehensive income at September, 2011: (637) millions of yen - %</p><p>Yen Yen</p><p>20.00 </p><p>- </p><p>20.00 </p><p>Yen Yen</p><p>5.00 </p><p>AnnualEnd of second</p><p>quarter</p><p>End of third</p><p>quarter</p><p>End of fourth</p><p>quarter</p><p>- </p><p>5.00 </p><p>End of first</p><p>quarter</p><p>FY ended Dec.2012 (forecast) - - - </p><p>FY ended Dec.2012 5.00 5.00 </p><p>15.8</p><p>14.1</p><p>371.87</p><p>348.92</p><p>millions of yen</p><p>millions of yen</p><p>3rd quarter of FY2012</p><p>3rd quarter of FY2011</p><p>As of September 30, 2012</p><p>As of Dec. 31, 2011</p><p>45,362</p><p>47,497</p><p>7,713</p><p>7,186</p><p>Shareholders' equity at September 30, 2012:</p><p>Shareholders' equity at December 31, 2011:</p><p>Millions of yen Millions of yen</p><p>6,703</p><p>7,144</p><p>2. Dividends</p><p>Dividend per share</p><p>% Yen</p><p>FY ended Dec.2011 7.00 7.00 6.00 0.00</p><p>Yen</p><p>Net assets per share</p><p>3rd quarter of FY2012</p><p>3rd quarter of FY2011 (61.4)</p><p>Total assets Net assets Equity ratio</p><p>Net income per share (Fully diluted)</p><p>Ordinary income Net income</p><p>(Percentages represent changes compared with the same period of the previous fiscal year.)</p><p>Net sales</p><p>Net income per share (Basic)</p><p>Operating income</p><p>38,942 (4.7) 1,332 (26.4)</p><p>Yen Yen</p><p>31.55 - </p><p>781 (39.4) 606</p><p>36.06 - </p><p>40,845 0.0 1,809 (42.8) 1,290</p><p> (Amounts of less than one million yen are omitted.)</p><p>(1) Consolidated Operating Results (cumulative)</p><p>% Millions of yen %Millions of yen % Millions of yenMillions of yen %</p><p>(41.1) 692</p><p>Phone: +81-(0) 3-3272-7100</p><p>Supplementary Materials Prepared for the Financial Statements: Yes</p><p>Presentation Held to Explain the quarterly Financial Statements : Yes (for institutional investors and analysts)</p><p>Date on which Dividend Payments to Commence: November 29, 2012</p><p>Date of Submission of quarterly Marketable Securities Filings: November 9, 2012</p><p>(12.5)</p><p>1. Consolidated Operating Results for the 3rd quarter of FY 2012 (January 1, 2012September 30, 2012)</p><p>6817</p><p>(URL http://www.sumida.com)</p><p>Representative: </p><p>Contact: </p><p>Shigeyuki Yawata, CEO</p><p>Yoshiyuki Honda, CFO</p><p>Millions of yen %change</p><p>CONSOLIDATED FINANCIAL STATEMENTS(for the third quarter of fiscal year 2012)</p><p>October 30, 2012</p><p>Name of Company: </p><p>Stock Listing: </p><p>Security Code No.:</p><p>SUMIDA CORPORATION</p><p>Tokyo</p><p>Net sales Operating income Ordinary income Net income Net income per share</p><p>Millions of yen %change Millions of yen %change Millions of yen %change yen</p><p>52,100 (1.2) 665 33.9 </p><p>(2) Consolidated Financial Condition</p><p>3. Forecast of Consolidated Results for FY 2012 (January 1, 2012December 31, 2012)</p><p>( % change figures for net sales, operating income, ordinary income and net income is presented in comparison with the same period of the previous fiscal year.)</p><p>1,900 (10.0) 1,224 (5.4) 34.61Fully year of FY2012</p></li><li><p>Newly added: Excluded: </p><p>Note:</p><p>Note: </p><p>(c) Changes in accounting estimates: None</p><p>Changes in accounting principles, changes in accounting estimates, and restatements</p><p>(b) Changes in accounting principles other than those in (a) above: None</p><p>Changes in the state of material subsidiaries during the period (changes regarding specific subsidiaries attendant with change in scope of</p><p>consolidation): None</p><p>(1)</p><p>(3)</p><p>(4) Number of shares issued (common shares)</p><p>(2)</p><p>(d) Restatements: None</p><p>(a) Changes in accounting principles accompanying revisions in accounting standards: None</p><p>Application of special accounting method for preparation of the quarterly consolidated financial statements: Yes</p><p>4. Others</p><p>(b) Number of treasury stock at the end of the period</p><p>(a) Number of shares issued at the end of the period (including treasury stock)</p><p>3rd quarter of FY 2012 </p><p>FY 2011 </p><p>19,944,317 shares</p><p>19,944,317 shares</p><p>(c) Average number of shares issued during the period (three months)</p><p>3rd quarter of FY 2012 </p><p>FY 2011 </p><p>732,347 shares</p><p>732,085 shares</p><p>At the time of disclosure of these quarterly consolidated financial statements, review procedures were in progress for the</p><p>quarterly financial statements based on the Financial Instruments and Exchange Act.</p><p> 19,212,040 shares</p><p> 19,212,343 shares</p><p>Portions of this report that refer to performance forecasts or any other future events are believed to be reasonable under</p><p>information available at the time of the forecasts. Actual financial results may materially differ from these forecasts due to</p><p>potential risks and uncertainties.</p><p>3rd quarter of FY 2012 </p><p>3rd quarter of FY 2011 </p><p> Items related to the status of the implementation of quarterly reviews</p><p>Explanation of the appropriate use of performance forecasts and other related items</p></li><li><p>SUMIDA CORPORATION (6817)CONSOLIDATED FINANCIAL STATEMENTS(1st Quarter of FY2012) </p><p>Consolidated Financial Statements</p><p>(1) Consolidated quarterly balance sheets</p><p>(Millions of yen)</p><p>As of December 31, 2011 As of September 30, 2012</p><p>Assets</p><p>Current assets</p><p>Cash and deposits 6,912 3,460</p><p>Notes and accounts receivable-trade 9,580 10,722</p><p>Merchandise and finished goods 4,255 3,458</p><p>Work in process 862 981</p><p>Raw materials and supplies 2,909 2,958</p><p>Income taxes receivable 304 163</p><p>Other 1,700 2,133</p><p>Allowance for doubtful accounts (43) (60)</p><p>Total current assets 26,481 23,818</p><p>Noncurrent assets</p><p>Property, plant and equipment</p><p>Buildings and structures 9,495 9,299</p><p>Machinery, equipment and vehicles 22,790 24,120</p><p>Tools, furniture and fixtures 3,696 3,776</p><p>Land 1,275 1,275</p><p>Lease assets 851 850</p><p>Construction in progress 674 903</p><p>Accumulated depreciation (25,878) (26,762)</p><p>Total property, plant and equipment 12,905 13,462</p><p>Intangible assets</p><p>Goodwill 2,447 2,262</p><p>Other 887 683</p><p>Total intangible assets 3,335 2,945</p><p>Investments and other assets 4,711 5,008</p><p>Total noncurrent assets 20,952 21,416</p><p>Deferred assets 63 127</p><p>Total assets 47,497 45,362</p></li><li><p>SUMIDA CORPORATION (6817)CONSOLIDATED FINANCIAL STATEMENTS(1st Quarter of FY2012) </p><p>(Millions of yen)</p><p>As of December 31, 2011 As of September 30, 2012</p><p>Liabilities</p><p>Current liabilities</p><p>Notes and accounts payable-trade 3,397 3,551</p><p>Short-term loans payable 20,824 12,002</p><p>Income taxes payable 180 240</p><p>Other 6,211 6,437</p><p>Total current liabilities 30,613 22,233</p><p>Noncurrent liabilities</p><p>Bonds payable 1,050 5,650</p><p>Long-term loans payable 6,357 7,730</p><p>Provision for retirement benefits 716 712</p><p>Other 1,572 1,322</p><p>Total noncurrent liabilities 9,697 15,415</p><p>Total liabilities 40,310 37,648</p><p>Net assets</p><p>Shareholders' equity</p><p>Capital stock 7,216 7,216</p><p>Capital surplus 7,029 7,029</p><p>Retained earnings 6,871 7,285</p><p>Treasury stock (1,524) (1,524)</p><p>Total shareholders' equity 19,593 20,007</p><p>Accumulated other comprehensive income</p><p>Valuation difference on available-for-sale securities 23 23</p><p>Foreign currency translation adjustment (12,914) (12,886)</p><p>Total accumulated other comprehensive income (12,890) (12,863)</p><p>Minority interests 483 568</p><p>Total net assets 7,186 7,713</p><p>Total liabilities and net assets 47,497 45,362</p></li><li><p>(Millions of yen)</p><p>Nine months Ended September 30, 2011 Nine months Ended September 30, 2012</p><p>(from Jan.1, 2011 to Sep. 30, 2011) (from Jan.1, 2012 to Sep. 30, 2012)</p><p>Net sales 40,845 38,942</p><p>Cost of sales 32,875 31,554</p><p>Gross profit 7,970 7,388</p><p>Selling, general and administrative expenses</p><p>Freightage and packing expenses 466 448</p><p>Employees' salaries and allowances 2,166 2,228</p><p>Depreciation 207 185</p><p>Research and development expenses 833 862</p><p>Other 2,486 2,329</p><p>Total selling, general and administrative expenses 6,160 6,055</p><p>Operating income 1,809 1,332</p><p>Non-operating income</p><p>Interest income 29 16</p><p>Dividends income 61 1</p><p>Gain on valuation of derivatives 34 </p><p>Other 43 33</p><p>Total non-operating income 168 51</p><p>Non-operating expenses</p><p>Interest expenses 413 465</p><p>Foreign exchange losses 170 14</p><p>Loss on valuation of derivatives 16</p><p>Other 103 105</p><p>Total non-operating expenses 687 602</p><p>Ordinary income 1,208 781</p><p>Extraordinary income</p><p>Gain on sales of noncurrent assets 31 219</p><p>Reversal of impairment loss 74 </p><p>Insurance income 258</p><p>Other 2 3</p><p>Total extraordinary income 108 481</p><p>Extraordinary loss</p><p>Loss on sales and retirement of noncurrent assets 11 30</p><p>Business structure improvement expenses 171 102</p><p>Directors' severance pay 315</p><p>Loss on disaster 51 130</p><p>Other 13 46</p><p>Total extraordinary losses 248 625</p><p>Income before income taxes and minority interests 1,149 637</p><p>Income taxes 418 (32)</p><p>Income before minority interests 731 670</p><p>Minority interests in income 39 64</p><p>Net income 692 606</p><p>(2) Consolidated quarterly statements of (comprehensive) income</p></li><li><p>(Millions of yen)</p><p>nine months Ended September 30, 2011 nine months Ended September 30, 2012</p><p>(from Jan.1, 2011 to Sep. 30, 2011) (from Jan.1, 2012 to Sep. 30, 2012)</p><p>Consolidated quarterly statements of comprehensive income</p><p>Income before minority interests 731 670</p><p>Other comprehensive income</p><p>Valuation difference on available-for-sale securities (7) (0)</p><p>Deferred gains or losses on hedges</p><p>Foreign currency translation adjustment (1,362) 27</p><p>Total other comprehensive income (1,369) 26</p><p>Comprehensive income (637) 697</p><p>Comprehensive income attributable to</p><p>Comprehensive income attributable to owners of the parent (676) 633</p><p>Comprehensive income attributable to minority interests 39 64</p><p>Consolidated quarterly statements of comprehensive income</p></li><li><p>SUMIDA CORPORATION (6817)CONSOLIDATED FINANCIAL STATEMENTS(1st Quarter of FY2012) </p><p>(3) Consolidated quarterly statements of cash flows</p><p>(Millions of yen)</p><p>nine months Ended September 30, 2011 nine months Ended September 30, 2012</p><p>(from Jan.1, 2011 to Sep. 30, 2011) (from Jan.1, 2012 to Sep. 30, 2012)</p><p>Net cash provided by (used in) operating activities</p><p>Income before income taxes and minority interests 1,149 637</p><p>Depreciation and amortization 1,644 1,730</p><p>Amortization of goodwill 224 204</p><p>Interest and dividends income (90) (18)</p><p>Interest expenses 413 465</p><p>Foreign exchange losses (gains) (0) (0)</p><p>Loss (gain) on sales of investment securities (0) </p><p>Business structure improvement expenses 171 102</p><p>Loss (gain) on valuation of derivatives (34) 16</p><p>Reversal of impairment loss (74) </p><p>Decrease (increase) in notes and accounts receivable-trade (1,088) (1,160)</p><p>Decrease (increase) in inventories (749) 626</p><p>Increase (decrease) in notes and accounts payable-trade (279) 161</p><p>Other, net (106) (453)</p><p>Subtotal 1,180 2,312</p><p>Interest and dividends income received 90 18</p><p>Interest expenses paid (411) (444)</p><p>Income taxes (paid) refund (345) (85)</p><p>Net cash provided by (used in) operating activities 514 1,800</p><p>Net cash provided by (used in) investing activities</p><p>Proceeds from withdrawal of time deposits 94 42</p><p>Payments into time deposits (16) (12)</p><p>Purchase of property, plant and equipment (1,911) (2,289)</p><p>Proceeds from sales of property, plant and equipment 226 477</p><p>Proceeds from sales of investment securities 21 0</p><p>Purchase of stocks of subsidiaries and affiliates (113) (5)</p><p>Collection of loans receivable 1 0</p><p>Other, net (183) (166)</p><p>Net cash provided by (used in) investing activities (1,882) (1,953)</p><p>Net increase (decrease) in short-term loans payable 800 (8,839)</p><p>Proceeds from long-term loans payable 5,000 3,300</p><p>Repayment of long-term loans payable (1,721) (2,112)</p><p>Proceeds from issuance of bonds - 5,600</p><p>Redemption of bonds (1,955) (1,065)</p><p>Cash dividends paid (460) (192)</p><p>Other, net (46) (30)</p><p>Net cash provided by (used in) financing activities 1,617 (3,340)</p><p>Effect of exchange rate change on cash and cash equivalents (373) 52</p><p>Net increase (decrease) in cash and cash equivalents (123) (3,440)</p><p>Cash and cash equivalents at beginning of period 7,275 6,851</p><p>Cash and cash equivalents at end of period 7,152 3,411</p></li><li><p>SUMIDA CORPORATION (6817)CONSOLIDATED FINANCIAL STATEMENTS(1st Quarter of FY2012) </p><p>Operating income 1,332</p><p>Segment profit 3,042</p><p>Eliminations (1,709)</p><p>Operating income Amount</p><p>(Millions of yen)</p><p>Segment profit 1,966 1,075 3,042 </p><p>Total 26,335 14,009 40,344 </p><p>(2Inter-segment sales or transfers 549 852 1,401 </p><p>(1)Sales to third parties 25,785 13,156 38,942 </p><p>Sales</p><p>(Millions of yen) Millions of yen Millions of yen</p><p>Asia Pacific EU Total</p><p>Operating income 1,809</p><p>Segment profit 3,422</p><p>Eliminations (1,612)</p><p>Operating income Amount</p><p>(Millions of yen)</p><p>Segment profit 2,105 1,316 3,422 </p><p>Total 26,584 15,784 42,368 </p><p>(2Inter-segment sales or transfers 660 862 1,523 </p><p>(1)Sales to third parties 25,923 14,921 40,845 </p><p>Millions of yen</p><p>Sales</p><p>For the third quarter ended September 30, 2012 (Jan. 1, 2012 - Sep. 30, 2012)</p><p>Segment information</p><p>For the first third ended September30, 2011 (Jan. 1, 2011 - Sep. 30, 2011)</p><p>Asia Pacific EU Total</p><p>(Millions of yen) Millions of yen</p></li></ul>