cmrt 3.01 - comparison to the eicc gesi template

/[email protected] WWW.ASSENTCOMPLIANCE.COM TEL: 1 (866) 964-6931[ ]

The latest round of revisions to the EICC-GeSI Conflict Minerals reporting template has been released;

the standard template is now known as the CMRT 3.01, designed to better synchronize the CFSI CMRT

data fields with the current IPC-1755 Standard.

COMPARISON OF THE EICC-GeSI 2.03 AND CMRT 3.01

/2

The latest round of revisions to the EICC-GeSI Conflict Minerals reporting template has been released—

Version 3.01, now referred to as CMRT previously named the EICC-GeSI template. CMRT 3.01 was

designed to better synchronize the CFSI CMRT data fields with the current IPC-1755 Standard.

The CMRT 3.01 has seen major changes including the following:

1. Addition of new company information fields

2. Two additional 3TG sourcing questions and removal of one

3. Minor changes to question text throughout

4. Expansion of instructions and definitions

5. Updated translations of all modified text

6. Updated smelter information including new Smelter IDs

The most important changes to note are that the company information field has been extended,

the declaration of scope options have been refined and the company level policy questions now

total 7. A comparison overview of the EICC-GeSI v2.03 changes to CMRT 3.01 can be seen below.

[email protected] WWW.ASSENTCOMPLIANCE.COM TEL: 1 (866) 964-6931[ ]

/3

LOCATION WHERE THE CHANGE

OCCURREDOLD (2.03) NEW (V3.01)

SECTION: COMPANY INFORMATION

Declaration Tab, Declaration Scope or Class

Company Level, Product level, Product Category Level, Divisional Level

Company Level, Product Level, User defined (specify in ‘Description of Scope ’)

SECTION: 3TG SOURCING QUESTIONS

Declaration Tab, 1st question

Are any of the following metals necessary to the functionality or production of your company’s products that it manufactures or contracts to manufacture?

Is the conflict metal intentionally added to your product?

Declaration Tab, 2nd question

Do the following metals (necessary to the functionality or production of your company’s products) originate from the DRC or an adjoining country?

Is the conflict metal necessary to the production of your company’s products and contained in the finished product that your company manufactures or contracts to manufacture?


/4



Declaration Tab, 3rd question

Do the following metals (necessary to the functionality or production of your products) come from a recycler or scrap supplier?

Does any of the conflict metal originate from the covered countries?

Declaration Tab, 4th question

Have you received completed Conflict Minerals Reporting Templates from all of your suppliers?

Does 100 percent of the conflict metal (necessary to the functionality or production of your products) originate from recycled or scrap sources?


For each of the following metals, have you identified all of the smelters your company and its suppliers use to supply the products included within the declaration scope indicated above?

Have you received conflict metals data/information for each metal from all relevant suppliers of 3TG?


Have all of the smelters used by your company and its suppliers been validated as compliant in accordance with the Conflict-Free Smelter (CFS) Program and listed on the Compliant Smelter List for the following metals?

For each conflict metal, have you identified all of the smelters your company and its suppliers use to supply the products included within the declaration scope indicated above?

Declaration Tab, 7th question (new)

Has all applicable smelter information received by your company been reported in this declaration?


/5



SECTION: COMPANY LEVEL POLICY QUESTIONS

Declaration Tab, A.Do you have a policy in place that includes DRC conflict-free sourcing?

Do you have a policy in place that addresses Conflict Minerals sourcing?

Declaration Tab, B.Is this policy publicly available on your website?

Is your Conflict Minerals sourcing policy publicly available on your website? (Note – If yes, the user shall specify the URL in the comment field.)

Declaration Tab, C.Do you require your direct suppliers to be DRC conflict-free?

(No Change)

Declaration Tab, D.

Do you require your direct suppliers to source from smelters validated as compliant to a CFS protocol using the CFS Compliant Smelter List?

Do you require your direct suppliers to source from smelters validated by an independent private sector audit firm?

Declaration Tab, E.Have you implemented due diligence measures for conflict-free sourcing?

(No Change)

Declaration Tab, F.Do you request your suppliers to fill out this Conflict Minerals Reporting Template?

Do you collect Conflict Minerals due diligence information from your supplier which is in conformance with the IPC-1755 Conflict Minerals Data Exchange standard [e.g., the CFSI Conflict Minerals Reporting Template]?


/6



Declaration Tab, G.Do you request smelter names from your suppliers?

(No Change)

Declaration Tab, H.Do you verify due diligence information received from your suppliers?

Do you review due diligence information received from your suppliers against your company’s expectations?

Declaration Tab, I.Does your verification process include corrective action management?

Does your review process include corrective action management?

Declaration Tab, J.Are you subject to the SEC Conflict Minerals disclosure requirement rule?

Are you subject to the SEC Conflict Minerals rule?


/7

One of the significant changes found on the CMRT 3.01 is the update to the Smelter tab. New smelters

have been added, smelters have been removed and new smelter IDs have been implemented. See the

complete list below:

METAL STANDARD SMELTER NAME

SMELTER FACILTY

LOCATION: COUNTRY

OLDSMELTER ID

NEWSMELTER ID

GoldAida Chemical Industries Co. Ltd.

JAPAN 1JPN072 CID000019

GoldAllgemeine Gold-und Silberscheideanstalt A.G.

GERMANY 1DEU001 CID000035

GoldAlmalyk Mining and Metallurgical Complex (AMMC)

UZBEKISTAN 1UZB002 CID000041

GoldAngloGold Ashanti Córrego do Sítio Minerção

BRAZIL 1BRA003 CID000058

Gold Argor-Heraeus SA SWITZERLAND 1CHE004 CID000077

Gold Asahi Pretec Corporation JAPAN 1JPN005 CID000082

Gold Asaka Riken Co Ltd JAPAN 1JPN073 CID000090


/8


SMELTER FACILTY

LOCATION: COUNTRY

OLDSMELTER ID

NEWSMELTER ID

GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.

TURKEY 1TUR006 CID000103

Gold Aurubis AG GERMANY 1DEU007 CID000113

GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)

PHILIPPINES 1PHL008 CID000128

Gold Bauer Walser AG GERMANYAdded post old

ID processCID000141

Gold Boliden AB SWEDEN 1SWE009 CID000157

Gold C. Hafner GmbH + Co. KG GERMANYAdded post old

ID processCID000176

Gold Caridad MEXICO 1MEX010 CID000180

GoldCCR Refinery – Glencore Canada Corporation

CANADA 1CAN064 CID000185

Gold Cendres & Métaux SA SWITZERLAND 1CHE011 CID000189

Gold Chimet S.p.A. ITALY 1ITA013 CID000233

GoldChina National Gold Group Corporation

CHINAAdded post old

ID processCID000242

Gold Chugai Mining JAPAN 1JPN078 CID000264

Gold Colt Refining UNITED STATESAdded post old

ID processCID000288

Gold Daejin Indus Co. LtdKOREA, REPUBLIC

OF1KOR082 CID000328

Gold DaeryongENCKOREA, REPUBLIC

OF1KOR083 CID000333


/9


SMELTER FACILTY

LOCATION: COUNTRY

OLDSMELTER ID

NEWSMELTER ID

GoldDaye Non-Ferrous Metals Mining Ltd.

CHINAAdded post old

ID processCID000343

Gold Do Sung CorporationKOREA, REPUBLIC

OF1KOR084 CID000359

Gold Doduco GERMANYAdded post old

ID processCID000362

Gold Dowa JAPAN 1JPN015 CID000401

GoldEco-System Recycling Co., Ltd.

JAPANAdded post old

ID processCID000425

Gold FSE Novosibirsk RefineryRUSSIAN

FEDERATION1RUS016 CID000493

GoldGansu Seemine Material Hi-Tech Co Ltd

CHINAAdded post old

ID processCID000522

GoldGuangdong Jinding Gold Limited

CHINAAdded post old

ID processCID002312

GoldHangzhou Fuchunjiang Smelting Co., Ltd.

CHINAAdded post old

ID processCID000671

Gold Heimerle + Meule GmbH GERMANY 1DEU017 CID000694

Gold Heraeus Ltd. Hong Kong HONG KONG 1HKG019 CID000707

GoldHeraeus Precious Metals GmbH & Co. KG

GERMANY 1DEU018 CID000711

GoldHunan Chenzhou Mining Industry Group

CHINAAdded post old

ID processCID000767

Gold Hwasung CJ Co. LtdKOREA, REPUBLIC

OF1KOR085 CID000778


/10


SMELTER FACILTY

LOCATION: COUNTRY

OLDSMELTER ID

NEWSMELTER ID

GoldInner Mongolia Qiankun Gold and Silver Refinery Share Company Limited

CHINA 1CHN020 CID000801

GoldIshifuku Metal Industry Co., Ltd.


Gold Istanbul Gold Refinery TURKEY 1TUR069 CID000814

Gold Japan Mint JAPAN 1JPN022 CID000823

GoldJiangxi Copper Company Limited


Gold Johnson Matthey Inc UNITED STATES 1USA025 CID000920

Gold Johnson Matthey Ltd CANADA 1CAN024 CID000924

GoldJSC Ekaterinburg Non-Ferrous Metal Processing Plant

RUSSIAN FEDERATION

1RUS026 CID000927

Gold JSC UralectromedRUSSIAN


GoldJX Nippon Mining & Metals Co., Ltd.


Gold Kazzinc Ltd KAZAKHSTAN 1KAZ029 CID000957

Gold Kennecott Utah Copper LLC UNITED STATES 1USA088 CID000969

Gold Kojima Chemicals Co., Ltd JAPAN 1JPN074 CID000981

Gold Korea Metal Co. LtdKOREA, REPUBLIC

OF1KOR086 CID000988

Gold Kyrgyzaltyn JSC KYRGYZSTAN 1KGZ030 CID001029


/11


SMELTER FACILTY

LOCATION: COUNTRY

OLDSMELTER ID

NEWSMELTER ID

GoldL' azurde Company For Jewelry

SAUDI ARABIA 1SAU031 CID001032

GoldLingbao Jinyuan Tonghui Refinery Co. Ltd.

CHINAAdded post old

ID processCID001058

Gold LS-NIKKO Copper Inc.KOREA, REPUBLIC

OF1KOR032 CID001078

GoldLuoyang Zijin Yinhui Metal Smelt Co Ltd

CHINAAdded post old

ID processCID001093

Gold Materion UNITED STATES 1USA033 CID001113

Gold Matsuda Sangyo Co., Ltd. JAPAN 1JPN034 CID001119

GoldMetalor Technologies (Hong Kong) Ltd

HONG KONG 1HKG036 CID001149

GoldMetalor Technologies (Singapore) Pte. Ltd.

SINGAPOREAdded post old

ID processCID001152

Gold Metalor Technologies SA SWITZERLAND 1CHE035 CID001153

GoldMetalor USA Refining Corporation

UNITED STATES 1USA037 CID001157

Gold Met-Mex Peñoles, S.A. MEXICO 1MEX038 CID001161

GoldMitsubishi Materials Corporation


GoldMitsui Mining and Smelting Co., Ltd.


GoldMoscow Special Alloys Processing Plant

RUSSIAN FEDERATION

1RUS041 CID001204

GoldNadir Metal Rafineri San. Ve Tic. A.Ş.

TURKEY 1TUR070 CID001220


/12


SMELTER FACILTY

LOCATION: COUNTRY

OLDSMELTER ID

NEWSMELTER ID

GoldNavoi Mining and Metallurgical Combinat

UZBEKISTAN 1UZB042 CID001236

Gold Nihon Material Co. LTD JAPAN 1JPN071 CID001259

Gold Ohio Precious Metals, LLC UNITED STATES 1USA043 CID001322

GoldOhura Precious Metal Industry Co., Ltd

JAPANAdded post old

ID processCID001325

Gold

OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)

RUSSIAN FEDERATION

1RUS044 CID001326

Gold OJSC Kolyma RefineryRUSSIAN


Gold PAMP SA SWITZERLAND 1CHE045 CID001352

GoldPenglai Penggang Gold Industry Co Ltd

CHINAAdded post old

ID processCID001362

GoldPrioksky Plant of Non-Ferrous Metals

RUSSIAN FEDERATION

1RUS047 CID001386

GoldPT Aneka Tambang (Persero) Tbk

INDONESIA 1IDN048 CID001397

Gold PX Précinox SA SWITZERLAND 1CHE068 CID001498

Gold Rand Refinery (Pty) Ltd SOUTH AFRICA 1ZAF049 CID001512

Gold Royal Canadian Mint CANADA 1CAN050 CID001534

Gold Sabin Metal Corp. UNITED STATES 1USA075 CID001546


/13


SMELTER FACILTY

LOCATION: COUNTRY

OLDSMELTER ID

NEWSMELTER ID

Gold SAMWON METALS Corp.KOREA, REPUBLIC

OF1KOR087 CID001562

Gold Schone Edelmetaal NETHERLANDS 1NLD051 CID001573

Gold SEMPSA Joyería Platería SA SPAIN 1ESP052 CID001585

GoldShandong Zhaojin Gold & Silver Refinery Co. Ltd


Gold So Accurate Group, Inc. UNITED STATES 1USA089 CID001754

GoldSOE Shyolkovsky Factory of Secondary Precious Metals

RUSSIAN FEDERATION

1RUS055 CID001756

GoldSolar Applied Materials Technology Corp.

TAIWAN 1TWN056 CID001761

GoldSumitomo Metal Mining Co., Ltd.


Gold Tanaka Kikinzoku Kogyo K.K. JAPAN 1JPN058 CID001875

GoldThe Great Wall Gold and Silver Refinery of China


GoldThe Refinery of Shandong Gold Mining Co. Ltd


Gold Tokuriki Honten Co., Ltd JAPAN 1JPN060 CID001938

GoldTongling nonferrous Metals Group Co.,Ltd

CHINAAdded post old

ID processCID001947

Gold TorecomKOREA, REPUBLIC

OF1KOR081 CID001955

Gold Umicore Brasil Ltda BRAZIL 1BRA061 CID001977


/14


SMELTER FACILTY

LOCATION: COUNTRY

OLDSMELTER ID

NEWSMELTER ID

GoldUmicore Precious Metals Thailand

THAILANDAdded post old

ID processCID002314

GoldUmicore SA Business Unit Precious Metals Refining

BELGIUM 1BEL062 CID001980

GoldUnited Precious Metal Refining, Inc.


Gold Valcambi SA SWITZERLAND 1CHE063 CID002003

GoldWestern Australian Mint trading as The Perth Mint

AUSTRALIA 1AUS046 CID002030

GoldYAMAMOTO PRECIOUS METAL CO., LTD.

JAPANAdded post old

ID processCID002100

Gold Yokohama Metal Co Ltd JAPAN 1JPN077 CID002129

GoldYunnan Copper Industry Co Ltd

CHINAAdded post old

ID processCID000197

GoldZhongyuan Gold Smelter of Zhongjin Gold Corporation


Gold Zijin Mining Group Co. Ltd CHINA 1CHN066 CID002243

TantalumChangsha South Tantalum Niobium Co., Ltd.

CHINAAdded post old

ID processCID000211

TantalumConghua Tantalum and Niobium Smeltry


Tantalum Duoluoshan CHINA 3CHN001 CID000410

Tantalum Exotech Inc. UNITED STATES 3USA002 CID000456

Tantalum F&X Electro-Materials Ltd. CHINA 3CHN003 CID000460


/15


SMELTER FACILTY

LOCATION: COUNTRY

OLDSMELTER ID

NEWSMELTER ID

Tantalum Global Advanced Metals UNITED STATES 3USA005 CID000564

TantalumGuangdong Zhiyuan New Material Co., Ltd.


Tantalum H.C. Starck Group GERMANY 3DEU006 CID000654

TantalumHengyang King Xing Lifeng New Materials Co., Ltd.


Tantalum Hi-Temp UNITED STATES 3USA016 CID000731

TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.


Tantalum Jiujiang Tanbre Co., Ltd. CHINA 3CHN007 CID000917

Tantalum Kemet Blue Powder UNITED STATES 3USA010 CID000963

TantalumKing-Tan Tantalum Industry Ltd


Tantalum LSM Brasil S.A. BRAZIL 3BRA021 CID001076

TantalumMetallurgical Products India (Pvt.) Ltd.

INDIA 3IND027 CID001163

Tantalum Mineração Taboca S.A. BRAZILAdded post old

ID processCID001175

Tantalum Mitsui Mining & Smelting JAPAN 3JPN008 CID001192

Tantalum Molycorp Silmet A.S. ESTONIA 3EST025 CID001200

TantalumNingxia Orient Tantalum Industry Co., Ltd.


Tantalum Plansee AUSTRIA 3AUT011 CID001368

Tantalum QuantumClean UNITED STATES 3USA022 CID001508


/16


SMELTER FACILTY

LOCATION: COUNTRY

OLDSMELTER ID

NEWSMELTER ID

TantalumRFH Tantalum Smeltry Co., Ltd


TantalumShanghai Jiangxi Metals Co. Ltd

CHINAAdded post old

ID processCID001634

Tantalum Solikamsk Metal WorksRUSSIAN


Tantalum Taki Chemicals JAPAN 3JPN023 CID001869

Tantalum Tantalite Resources SOUTH AFRICA 3ZAF024 CID001879

Tantalum Telex UNITED STATES 3USA018 CID001891

Tantalum Ulba KAZAKHSTAN 3KAZ014 CID001969

TantalumYichun Jin Yang Rare Metal Co., Ltd

CHINAAdded post old

ID processCID002307

Tantalum Zhuzhou Cement Carbide CHINA 3CHN015 CID002232

Tin Alpha UNITED STATES 2USA001 CID000292

TinChina Rare Metal Materials Company

CHINAAdded post old

ID processCID000244

TinCNMC (Guangxi) PGMA Co. Ltd.


Tin Cooper Santa BRAZIL 2BRA063 CID000295

Tin CV Serumpun Sebalai INDONESIA 2IDN008 CID000313

Tin CV United Smelting INDONESIA 2IDN009 CID000315

Tin EM Vinto BOLIVIA 2BOL010 CID000438


/17


SMELTER FACILTY

LOCATION: COUNTRY

OLDSMELTER ID

NEWSMELTER ID

Tin Estanho de Rondônia S.A. BRAZIL 2BRA067 CID000448

Tin Fenix Metals POLAND 2POL064 CID000468

TinGejiu Non-Ferrous Metal Processing Co. Ltd.


Tin Gejiu Zi-Li CHINA 2CHN011 CID000555

TinHuichang Jinshunda Tin Co. Ltd


Tin Jiangxi Nanshan CHINA 2CHN014 CID000864

TinKai Unita Trade Limited Liability Company


Tin Linwu Xianggui Smelter Co CHINA 2CHN055 CID001063

Tin Liuzhou China Tin CHINA 2CHN015 CID001070

TinMagnu's Minerais Metais e Ligas LTDA

BRAZILAdded post old

ID processCID002468

TinMalaysia Smelting Corporation (MSC)

MALAYSIA 2MYS016 CID001105

Tin Metallo Chimique BELGIUM 2BEL017 CID001143

Tin Mineração Taboca S.A. BRAZIL 2BRA018 CID001173

TinMinmetals Ganzhou Tin Co. Ltd.


Tin Minsur PERU 2PER019 CID001182

TinMitsubishi Materials Corporation



/18


SMELTER FACILTY

LOCATION: COUNTRY

OLDSMELTER ID

NEWSMELTER ID

TinNovosibirsk Integrated Tin Works

RUSSIAN FEDERATION

2RUS021 CID001305

TinO.M. Manufacturing (Thailand) Co., Ltd.

THAILANDAdded post old

ID processCID001314

Tin OMSA BOLIVIA 2BOL022 CID001337

Tin PT Artha Cipta Langgeng INDONESIA 2IDN024 CID001399

Tin PT Babel Inti Perkasa INDONESIA 2IDN025 CID001402

Tin PT Bangka Putra Karya INDONESIA 2IDN028 CID001412

Tin PT Bangka Tin Industry INDONESIA 2IDN058 CID001419

Tin PT Belitung Industri Sejahtera INDONESIA 2IDN030 CID001421

Tin PT Bukit Timah INDONESIA 2IDN032 CID001428

Tin PT DS Jaya Abadi INDONESIA 2IDN059 CID001434

Tin PT Eunindo Usaha Mandiri INDONESIA 2IDN033 CID001438

Tin PT Karimun Mining INDONESIA 2IDN062 CID001448

Tin PT Mitra Stania Prima INDONESIA 2IDN037 CID001453

Tin PT Prima Timah Utama INDONESIA 2IDN007 CID001458

Tin PT REFINED BANGKA TIN INDONESIA 2IDN038 CID001460

Tin PT Sariwiguna Binasentosa INDONESIA 2IDN039 CID001463

Tin PT Stanindo Inti Perkasa INDONESIA 2IDN040 CID001468

Tin PT Tambang Timah INDONESIA 2IDN049 CID001477

Tin PT Timah INDONESIA 2IDN042 CID001482

Tin PT Tinindo Inter Nusa INDONESIA 2IDN044 CID001490


/19


SMELTER FACILTY

LOCATION: COUNTRY

OLDSMELTER ID

NEWSMELTER ID

Tin Rui Da Hung TAIWANAdded post old

ID processCID001539

Tin Soft Metais, Ltda. BRAZIL 2BRA066 CID001758

Tin Thaisarco THAILAND 2THA046 CID001898

TinWhite Solder Metalurgia e Mineração Ltda.

BRAZIL 2BRA054 CID002036

TinYunnan Chengfeng Non-ferrous Metals Co.,Ltd.


Tin Yunnan Tin Company, Ltd. CHINA 2CHN048 CID002180

Tungsten A.L.M.T. Corp. JAPAN 4JPN020 CID000004

TungstenChongyi Zhangyuan Tungsten Co Ltd


TungstenDayu Weiliang Tungsten Co., Ltd.


TungstenFujian Jinxin Tungsten Co., Ltd.


TungstenGanzhou Huaxing Tungsten Products Co., Ltd.


TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.


TungstenGanzhou Non-ferrous Metals Smelting Co., Ltd.


TungstenGanzhou Seadragon W & Mo Co., Ltd.

CHINAAdded post old

ID processCID002494


/20


SMELTER FACILTY

LOCATION: COUNTRY

OLDSMELTER ID

NEWSMELTER ID

TungstenGlobal Tungsten & Powders Corp.


TungstenGuangdong Xianglu Tungsten Industry Co., Ltd.


Tungsten HC Starck GmbH GERMANY 4DEU008 CID000683

TungstenHunan Chenzhou Mining Group Co


TungstenHunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd.


Tungsten Japan New Metals Co Ltd JAPAN 4JPN017 CID000825

TungstenJiangxi Gan Bei Tungsten Co., Ltd.

CHINAAdded post old

ID processCID002321

TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.


TungstenJiangxi Richsea New Materials Co., Ltd.

CHINAAdded post old

ID processCID002493

TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.


TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.


TungstenJiangxi Yaosheng Tungsten Co., Ltd.

CHINAAdded post old

ID processCID002316

Tungsten Kennametal Fallon UNITED STATES 4USA026 CID000966

Tungsten Kennametal Huntsville UNITED STATES 4USA001 CID000105


/21


SMELTER FACILTY

LOCATION: COUNTRY

OLDSMELTER ID

NEWSMELTER ID

TungstenMalipo Haiyu Tungsten Co., Ltd.


TungstenTejing (Vietnam) Tungsten Co., Ltd.

VIETNAM 4VNM019 CID001889

TungstenWolfram Bergbau und Hütten AG

AUSTRIA 4AUT012 CID002044

Tungsten Wolfram Company CJSCRUSSIAN


TungstenXiamen Tungsten (H.C.) Co., Ltd.


Tungsten Xiamen Tungsten Co., Ltd CHINA 4CHN014 CID002082

TungstenXinhai Rendan Shaoguan Tungsten Co., Ltd.


TungstenZhuzhou Cemented Carbide Group Co Ltd



cmrt 3.01 - comparison to the eicc gesi template

Documents