cipes and universidade do porto embedding libraries in learning and research alberto amaral cipes...

51
Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

Upload: karen-banks

Post on 11-Jan-2016

215 views

Category:

Documents


1 download

TRANSCRIPT

Page 1: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

Cipes and Universidade do Porto

Embedding libraries in learning and research

Alberto Amaral

Cipes

27th IATUL Annual Conference

22-25 May 2006

Page 2: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

Introduction

Many of us will remember that Clark Kerr (1982), examining

Western World institutions already established in 1520 and still

existing today in a recognisable form, performing similar

activities without interruption, counted some 85 institutions

including the Catholic Church, the Parliaments of the Island of

Man, Iceland and Great Britain, some Swiss cantons and 70

Universities!

Many of us will remember that Clark Kerr (1982), examining

Western World institutions already established in 1520 and still

existing today in a recognisable form, performing similar

activities without interruption, counted some 85 institutions

including the Catholic Church, the Parliaments of the Island of

Man, Iceland and Great Britain, some Swiss cantons and 70

Universities!

IAT

UL

, 200

6

The University, a multi-secular institution

1

Cipes

Page 3: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

IntroductionIA

TU

L, 2

006

2

Cipes

The power of professional experts

This long permanence of the University is explained in terms of some of its characteristics, all of them related to the fact that knowledge is its core business

Organisational fragmentation in terms of disciplinary areas

The extreme diffusion of the decision making power

The authority lies at the bottom, with professional academics

Page 4: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

IntroductionIA

TU

L, 2

006

3

Cipes

Globalisation and New Right policies are having considerable effect upon education

Over the last few decades, the University is being faced with new and more demanding challenges.

The development of the ‘secondary’ welfare state was coterminous with the movement of higher education systems towards massification in many European countries.

Page 5: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

IntroductionIA

TU

L, 2

006

4

Cipes

The legitimacy crisis of the welfare state.

Changes in the traditional implicit pact between the University and society.

There are changes in ideology and of values, and in the relationship between higher education institutions and the state.

The ‘market’ emerged as the solution of all these problems.

Page 6: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

IntroductionIA

TU

L, 2

006

5

Cipes The University, that place of free and open debate about societal problems has been rather uncritical of the impact of these processes on its own nature and development.

Does this attitude result from loss of the University’s social capital (Dill 1995) or from the dilution of society (Porter 1999)? Or is it a sign of the absenteeism referred by Gramsci?

Indifference is actually the mainspring of history. But in a negative sense. […] What comes to pass does so not much because a few people want it to happen, as because the mass of citizens abdicates their responsibility and let things be. […] The fatality that seems to dominate history is precisely the illusory appearance of this indifference, of this absenteeism. (Gramsci 1977: 17)

Page 7: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

Globalisation and higher educationIA

TU

L, 2

006

6

CipesStarting in 1944 with the Bretton Woods conference where the World Bank (WB) and the International Monetary Fund (IMF) were established, and being reinforced by the Washington consensus and the contribution of the World Trade Organization (WTO), national trade barriers were progressively removed and a global economy emerged.

It is in some way fascinating that some economic ideas that are ‘en vogue’ today were developed in the XVIIIth and early XIXth centuries. Adam Smith (1723-1790) is credited with the idea of the invisible hand of the market and David Ricardo (1772-1823) was the first proponent and paladin of unrestricted trade and free commerce.

Page 8: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

Globalisation and higher educationIA

TU

L, 2

006

7

Cipes Education is today considered more as an indispensable ingredient for economic competition and less as a social right, and it is becoming progressively a service “[…] students are considered consumers and asked to pay higher fees”.

Governments exert strong pressures over institutions to make them more responsive to outside demands and to ensure that education and research are ‘relevant’ for the national economy.

The market rationale includes a demand-driven orientation, introducing short cycles and emphasis on vocationalization. The Bologna process places strong emphasis on the contribution of higher education to the employability of graduates and to European competitiveness.

Page 9: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

Globalisation and higher educationIA

TU

L, 2

006

8

CipesThe market was supposed to heal the wounds caused by the inefficiency and ineffectiveness of state control, and by the weak managerial capacity of elected rectors and public services.

Institutions should become more flexible, more autonomous to respond to changes in the organisational environment.

Economic globalisation has increased the role played by market mechanisms in the provision, steering and organisation of higher education.

Page 10: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

Globalisation and higher educationIA

TU

L, 2

006

9

Cipes In recent years a new phenomenon emerged in the higher education context, the borderless higher education or transnational higher education. There is not a unanimously accepted definition of these terms.

Whatever the definition, it seems that pure e-learning did not meet the expectations of explosive growth.

Ryan attributes low student enrolments (with exceptions such as University of Phoenix Online and University of Maryland University College) to a number of factors, the first two being employer reluctance to accept the quality of online programmes and the apparent resistance by many students to the notion of exclusively online education.

Page 11: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

Globalisation and higher education

Some organisations (UNESCO, Council of Europe) produced codes of good practice and countries that are exporters of higher education (US, UK, Australia) established codes of ethical and/or good practice for the assurance of academic quality in the provision of education to foreign students. Those countries want to ensure that the behaviour of their national institutions does not tarnish the reputation of the country’s higher education system, which could forsake new market opportunities.

Some organisations (UNESCO, Council of Europe) produced codes of good practice and countries that are exporters of higher education (US, UK, Australia) established codes of ethical and/or good practice for the assurance of academic quality in the provision of education to foreign students. Those countries want to ensure that the behaviour of their national institutions does not tarnish the reputation of the country’s higher education system, which could forsake new market opportunities.

IAT

UL

, 200

6

However, franchised curricula and overseas campi continue to develop very fast in borderless higher education. This raises problems of consumer protection associated with lack of adequate information available to the potential students, employers and recognition authorities. There is need to eliminate ‘rogue’ providers, degree mills and bogus institutions.

10

Cipes

Page 12: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

Globalisation and higher educationIA

TU

L, 2

006

11

Cipes Another development was the movement, under the leadership of the US and the support of some English speaking countries, to include higher education in the GATS trade agreements, which would make education a service that could be sold across national borders without any barriers.

The recent attitude of the European Union of excluding higher education from the agreements has stalled this initiative

It remains to be seen how long this attitude of the Commission will last, as it contradicts the European intention of becoming a competitor of the US, Japan and Australia in the fast developing international higher education market.

Page 13: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

The increasing role of the marketIA

TU

L, 2

006

12

Cipes Over the last two decades, markets assumed an increasing importance in the regulation of the public sector as neo-liberal politicians regard competition as the solution to reform the ‘sclerotic behaviour’ of public services by forcing them to increase their efficiency.

Governments are more and more testing the introduction of market-

like mechanisms as instruments of public regulation.

The Bologna Declaration by “redefining the nature and content of academic programmes, is transforming what were once state monopolies over academic degrees into competitive international markets.

Page 14: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

The increasing role of the marketIA

TU

L, 2

006

13

CipesA quasi-market is in operation when goods or services, instead of being bought by their final users, are bought by an agent (in general a public agent) on behalf of clients to whom these goods and services are then allocated directly.

The efficient use of market regulation presents a number of problems.

For the allocation of goods and services to be ‘optimally efficient for the larger society’ (Leslie and Johnson 1974), the market needs to be perfectly competitive, which implies a number of conditions that are very difficult to fulfil.

Page 15: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

The increasing role of the market

Market failures are the shortcomings of markets when confronted with certain goods and conditions, namely those that show large externalities as is the case of education. The concept of externality is used to compare the social and private benefits of any activity, and can be technically defined as the benefit received by society beyond the individual private benefit.

Market failures are the shortcomings of markets when confronted with certain goods and conditions, namely those that show large externalities as is the case of education. The concept of externality is used to compare the social and private benefits of any activity, and can be technically defined as the benefit received by society beyond the individual private benefit.

IAT

UL

, 200

6

Both government and market regulation may lead to inefficient action. Non-market or government failures are related to the fact that sometimes the government and its agencies are incapable of perfect performance in designing and implementing public policy, because of defects of representative democracy and inefficiencies of public agencies to produce and to distribute goods and services.

14

Cipes

Page 16: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

The increasing role of the marketIA

TU

L, 2

006

15

Cipes As the market is a means of organising the exchange of goods and services based upon price, additional social benefits (externalities) will tend to be ignored, or to be too little taken into account by

market mechanisms.. Other sources of market failures are their tendency to build monopolies resulting in inefficient outcomes, or the so called ‘market imperfections’ such as prices not reflecting product scarcities and insufficient or asymmetric information.

One problem of market competition is that it needs perfect information by the producers and the consumers about the relevant characteristics of the good or service being purchased in order to work efficiently. For a market to produce efficient outcomes clients need to make rational economic choices.

Page 17: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

The increasing role of the marketIA

TU

L, 2

006

16

Cipes

a) It is an experience good;

The information problem is very acute in the case of higher education, which has three simultaneous characteristics:

b) It is a rare purchase;

c) It has very high opting-out costs.

Page 18: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

The increasing role of the marketIA

TU

L, 2

006

17

CipesThe confluence of the three characteristics of education legitimates a regulatory hand of the government to promote consumer protection, and this includes different forms of information, such as licensing, accreditation, and information on the quality of goods and services. Students lack sufficient information about the quality of academic institutions or programs to make discriminating choices as what they need is the measure of prospective future earnings provided by alternative academic programmes...

... not peer review evaluation of teaching processes, nor subjective judgements of the quality of a curriculum.

Page 19: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

The increasing role of the marketIA

TU

L, 2

006

18

CipesEven if this kind of data were available, many students (or their families) would not use it, which questions the validity of the rational economic choices. This is what David Dill calls the problem of immature consumers.

The problem of immature students is the rationale for “the implementation of quasi-markets, rather than consumer-oriented markets, for the distribution of academic programs.”

It is assumed that the state trough a government agency is more capable of protecting the interests of immature consumers than consumers themselves.

Page 20: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

The increasing role of the marketIA

TU

L, 2

006

19

CipesTherefore, the state is no longer a provider of higher education but assumes a role as principal representing the interests of the consumers by making contracts with competing institutions.

This creates a quasi-market in which the state becomes a purchaser of services from independent providers, which compete with each other in an internal market.

Government agencies making the purchases in the name of consumers face the classical principal-agent dilemma: “how the principal [government] can best motivate the agent [university] to perform as the principal would prefer, taking into account the difficulties in monitoring the agent’s activities.

Page 21: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

The increasing role of the marketIA

TU

L, 2

006

20

Cipes Massy argues “[…] the way institutions currently respond to markets and seek internal efficiencies, left unchecked, is unlikely to serve the public good” (Massy 2004b: 28), a danger that is exacerbated by excessive competition or by retrenchment operations.

This forces the state to intervene by changing the rules of the market to ensure the fulfilment of its own political objectives (the interfering state).

That is why governments have been introducing an increasing number of performance indicators and measures of academic quality.

Page 22: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

The increasing role of the market

Both principals and student consumers may have imperfect information about the true quality of academic programmes – that is, the value added they provide to the student and ultimately to society – but, because of the distinctive properties of universities, the producers may have imperfect quality information as well. Because of traditions of academic autonomy and specialisation, professors may also lack sufficient information to judge the quality of academic programmes and may as a consequence fail to improve them.

Both principals and student consumers may have imperfect information about the true quality of academic programmes – that is, the value added they provide to the student and ultimately to society – but, because of the distinctive properties of universities, the producers may have imperfect quality information as well. Because of traditions of academic autonomy and specialisation, professors may also lack sufficient information to judge the quality of academic programmes and may as a consequence fail to improve them.

IAT

UL

, 200

6

Better information is also important for producer effectiveness: “Information on the quality of a product provides an incentive for producers to invest in quality improvements and thereby better compete in the market.”

21

Cipes

Page 23: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

New Public Management, governance and loss of trustIA

TU

L, 2

006

22

Cipes Over the last two decades, the intrusion of the rhetoric and management practices of the private sector into higher education resulted in important changes in the operation of higher education institutions.

These changes are associated to a movement, from the public good concept of knowledge to one of commercialisation and ‘private’ ownership, that challenges many traditional academic values, such as the ideal that knowledge should be free and universal.

Traditional university governance became the target of fierce criticism, and the multi-secular tradition of collegial governance is

today considered inefficient. corporative.

Page 24: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

New Public Management, governance and loss of trust

Only the (partial or total) replacement of the collegial model by an integrated management model will transform higher education institutions into professional organisations “oriented towards the product”, with strong emphasis on pursuing measurable objectives and targets.

Only the (partial or total) replacement of the collegial model by an integrated management model will transform higher education institutions into professional organisations “oriented towards the product”, with strong emphasis on pursuing measurable objectives and targets.

IAT

UL

, 200

6

‘New managerialism’ exerts strong pressures for changing the organisation of higher education institutions, mainly by limiting collegial power at all institutional levels: central administration, schools and departments. It is claimed that collegial power promotes and reproduces corporative instincts that result in irrational and inefficient decisions.

23

Cipes

Page 25: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

New Public Management, governance and loss of trust

Under new public management the public are clients of government, and administrators should seek to deliver services that satisfy clients. In higher education, too, students are referred to as customers or clients, and in most higher education systems quality assurance and accountability measures have been put in place to ensure that academic provision meets client needs and expectations.

Under new public management the public are clients of government, and administrators should seek to deliver services that satisfy clients. In higher education, too, students are referred to as customers or clients, and in most higher education systems quality assurance and accountability measures have been put in place to ensure that academic provision meets client needs and expectations.

IAT

UL

, 200

6

The advocates of ‘new managerialism’ claim that the introduction of market mechanisms in the management of public services “[…] would provide that imperative drive towards operational efficiency and strategic effectiveness so conspicuously lacking in the sclerotic professional monopolies and corporate bureaucracies that continued to dominate public life”.

24

Cipes

Page 26: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

New Public Management, governance and loss of trustIA

TU

L, 2

006

25

Cipes Models were imported from the corporate world trying to replace the slow, inefficient decision making processes of academic collegiality.

The reinforced presence of external stakeholders in university governance intends to promote responsiveness to the ‘external world’ and appointed Presidents with sound managerial curricula are replacing elected academics at the rudder of the university vessel.

Entrepreneurial values and attitudes are forced upon the academics and tenure is being abolished on the grounds that it inhibits the business spirit.

Page 27: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

New Public Management, governance and loss of trustIA

TU

L, 2

006

26

Cipes The development of academic capitalism and the introduction of market-like competition mechanisms forces professors, departments, and faculties to increasingly engage “in competitive behaviour similar to the one prevailing in the marketplace for funding, grants, contracts, and student selection and funding”.

The emergence of the new public management and the attacks on the efficiency of public services including higher education resulted in loss of trust in institutions.

The final result of this process was the reinforcement of quality assessment mechanisms and the current move from assessment to accreditation.

Page 28: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

New Public Management, governance and loss of trust

The academy no longer enjoys great prestige on which higher education can build a successful claim to political autonomy (Scott 1989). One observes the gradual proletarisation of the academic professions – an erosion of their relative class and status advantages (Halsey 1992). Patent policies also made faculty more like all other worker, making faculty, staff and students less like university professionals and more like corporate professionals whose discoveries are considered work-for-hire, the property of the corporation, not the professional.

The academy no longer enjoys great prestige on which higher education can build a successful claim to political autonomy (Scott 1989). One observes the gradual proletarisation of the academic professions – an erosion of their relative class and status advantages (Halsey 1992). Patent policies also made faculty more like all other worker, making faculty, staff and students less like university professionals and more like corporate professionals whose discoveries are considered work-for-hire, the property of the corporation, not the professional.

IAT

UL

, 200

6

One consequence of new public management policies appears to be a strong attack on the professions, and specifically on the academic profession.

27

Cipes

Page 29: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

New Public Management, governance and loss of trustIA

TU

L, 2

006

28

Cipes The ‘de-professionalisation’ of academics has been coupled with a

claim to professional status by administrative staff.

Thirty years ago administrators were “very much expected to operate in a subservient supportive role to the academic community, very much in a traditional Civil Servant mould” (Amaral et al 2003: 286) and in the meetings of the academia they were expected to be seen but not to be heard. Today, managers for their part see themselves as essential professional contributors to the successful functioning of the contemporary university.

Institutions are increasingly using micromanagement mechanisms to respond to outside pressures.

Page 30: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

New Public Management, governance and loss of trustIA

TU

L, 2

006

29

CipesManagement control technologies include systems for evaluation and performance measurement of research, teaching and some administrative activities, particularly those linked to finance.

The replacement of values associated with autonomy and academic freedom by criteria of economic rationality (Miller, 1995; Harley & Lowe, 2003; Slaugther & Leslie, 1997), coincides with closer scrutiny of the performance of professionals.

The explicit control of academic work through evaluation replaces trust in professionalism, formerly based upon individual self-regulation, implicit quality criteria and peer review.

Page 31: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

New Public Management, governance and loss of trustIA

TU

L, 2

006

30

CipesThe loss of trust in academics is also related to the massification process.

The pressures for the direct assessment of the quality of teaching, arise chiefly out of the emergence of mass higher education and its effects on both teachers and students

There is (Trow) a greater emphasis on teaching as a distinct skill that itself can be taught (and assessed), and places the student and the process of learning, rather than the subject, at the center of the educational enterprise, a Copernican revolution.

Page 32: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

System level and institutional level convergence

At the level of national higher education systems, similar political reforms seem to be taking place all over the world. The criticism of traditional academic norms and values, the reinforcement of the economic role of higher education, the emergence of new managerialism or the professionalisation of institutional management, the increasing role of external stakeholders, the diversification of funding sources and the rolling-back of public funding, financing becoming increasingly dependent upon evaluation according to ‘criteria of performativity’ linked to economic needs, the increasing primacy of ‘relevance’ of teaching and research, all taken together, compose a common picture that cannot be explained solely by “the functional, national-cultural or rational–instrumental theories that have dominated the study of education systems or the curriculum hitherto.

At the level of national higher education systems, similar political reforms seem to be taking place all over the world. The criticism of traditional academic norms and values, the reinforcement of the economic role of higher education, the emergence of new managerialism or the professionalisation of institutional management, the increasing role of external stakeholders, the diversification of funding sources and the rolling-back of public funding, financing becoming increasingly dependent upon evaluation according to ‘criteria of performativity’ linked to economic needs, the increasing primacy of ‘relevance’ of teaching and research, all taken together, compose a common picture that cannot be explained solely by “the functional, national-cultural or rational–instrumental theories that have dominated the study of education systems or the curriculum hitherto.

IAT

UL

, 200

6

31

Cipes

Page 33: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

System level and institutional level convergenceIA

TU

L, 2

006

32

Cipes World institutionalists developed the argument that the institutions of the nation-state, including the state itself, are moulded at a supranational level by the dominant values and processes of the Western ideology, rather than being autonomous and specific national creations.

Others see globalisation as “a set of political-economic arrangements for the organisation of the global economy, driven by the need to retain the capitalist system rather than any set of values.

In industrial advanced countries, adherence to the new principles of globalisation result from a pragmatic view of national self interest, a widespread belief that there is no alternative to globalisation and by political economic leverage.

Page 34: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

System level and institutional level convergenceIA

TU

L, 2

006

33

Cipes In developing countries, the stark reality of an increasing gap separating them from the more affluent countries and their frequent dramatic economic situation, places them in the hands of the Bretton Woods organisations, which condition international loans to the strict adherence to free trade and public funding avarice.

To understand the process of international convergence of higher education systems, one can ignore neither the dynamics of globalisation and the hegemony of neo-liberal discourses and policies (Torres and Schugurensky 2002), nor the role of national governments in trying to establish conditions for national prosperity and inclusion among the winners of the game of globalisation.

Page 35: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

System level and institutional level convergenceIA

TU

L, 2

006

34

Cipes

Supranational economic forces, reinforced by capital mobility, contribute to shaping and constraining those conditions in a greater or lesser degree, which explains the important effects of globalisation on national education systems.

On the other hand, the international economic imperative to remain competitive in the global market, although playing a major role, does not fully explain the convergence of higher education reforms in different societies. It is also necessary to consider “the role of corporate foundations and supranational institutions in fostering particular reforms impacting higher education”

Page 36: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

System level and institutional level convergenceIA

TU

L, 2

006

35

CipesBall (1998) explains the dissemination of these “universal” influences internationally using Levin’s (1998) medical metaphor and by the sponsorship or even enforcement of particular policy solutions by multilateral agencies (Jones 1998).

Levin (1988) epidemiological model draws an analogy between the present education policy transfers and the spread of a disease, where international experts, policy entrepreneurs, and representatives of organisations selling tailor-made miraculous solutions for national problems are the analogues of infectious agents moving from country to country looking for suitable hosts.

Page 37: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

System level and institutional level convergenceIA

TU

L, 2

006

36

Cipes One sees that at least at “macro level” higher education systems apparently are converging all over the world, although at micro level strong local and national characteristics have been retained

that play against uniformity..

According to Halpin and Troyna “countries seem to be doing similar things, but on closer examination they are not as similar as it first appeared.”

National characteristics still play an important role, even when internal reforms of the systems are legitimated, at least at rhetoric level, by the country’s need of assuming a position in the increasingly globalised.

Page 38: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

System level and institutional level convergenceIA

TU

L, 2

006

37

Cipes National specificities are mediated by state actions, which paradoxically enhance internally its regulation strength. This apparent paradox between the external weakening of sovereignty and internal strengthening of the state can be seen in the implementation of Bologna process in which the European political objectives are masked by national interests as each country reverts to a national logic to fulfil national objectives.

Convergence takes place mainly at the highest international level, by setting a common agenda for the political management of higher education systems. However, when governments implement national policies they are influenced by national characteristics and by their own internal political agenda. At global level this produces a disarray of political objectives that play against convergence.

Page 39: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

System level and institutional level convergenceIA

TU

L, 2

006

39

Cipes What is the influence of the apparent process of international convergence of higher education systems at institutional level? Trying to answer this question one will resort to neo-institutional theories without ignoring “that new institutionalism suffers from an under appreciation of diversity”

There are three categories of isomorphism: coercive, mimetic, and normative. Coercive isomorphism is largely imposed from outside the organisation – governmental regulation and the dominance of cultural expectations may impose standardisation. Mimetic isomorphism results from copying those organisations regarded as successful – bench-marking exercises or the use of a limited pool of advisors may result in copying similar organisations. Normative isomorphism arises where members of the organisation impose internally the dominant norms they are socialized with.

Page 40: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

System level and institutional level convergenceIA

TU

L, 2

006

40

Cipes The state is viewed as the main originator of coercive forces. At the level of higher education systems the similarity of reforms taking place all over the world, is in part due to globalisation. However, as the state is responsible for the implementation of those reforms through law enactment and other regulation mechanisms, one may consider the state responsible for exerting strong pressures over institutions favouring their isomorphism.

There are also supranational organisations or movements that originate coercive forces. An example is the European Bologna process that aims at promoting the convergence of the European national higher education systems to create a European area of higher education.

Page 41: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

System level and institutional level convergenceIA

TU

L, 2

006

41

Cipes International organisations holding the ‘power of the purse’ (WB and IMF) can originate strong isomorphic pressures. Other international agencies such as OECD and UNESCO can influence governments by means of international surveys and analyses.

Universities are complex organisations and it is difficult to determine the relative weights of coercive/non-coercive categories of isomorphism that explain their behaviour. If a university belonging to a country negotiating a World Bank loan decides to present itself as an ‘entrepreneurial’ university what is the relative mix of coercive and non-coercive isomorphism? Is the university paving its way to a share of the loan? Is the university ‘persuaded’ by the lending agency? Did the academic staff become socialised with the idea of ‘entrepreneurship’? Did the university decide to copy another example of success?

Page 42: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

System level and institutional level convergenceIA

TU

L, 2

006

42

Cipes

Other examples of coercive/non-coercive mix are found in ‘academic drift’ (Levy 1999) and in the loss of diversity due to the unification of former higher education binary systems in the UK and Australia.

Academic drift may result from less prestigious institutions (polytechnics) trying to emulate the more prestigious universities (mimetic isomorphism) and/or from increasing percentage of new university graduates – socialised to the practices of traditional academic culture – in the academic staff (normative isomorphism).

Page 43: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

System level and institutional level convergenceIA

TU

L, 2

006

43

Cipes At micro level there are conflicting pressures bearing on institutions. On the one hand, the new emphasis on strategic planning and mission statements may result in the definition of institutional identities that will protect diversity. This may be reinforced by defensive institutional strategies in looking for particular market niches and by a closer link of universities to regional development.

On the other hand, there are strong isomorphic pressures acting both at global level and at national. Some activities imported from the business world such as benchmarking, quality evaluation and accreditation, as well as competitive funding mechanisms may reinforce isomorphic pressures, namely if some of these activities assume an international character.

Page 44: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

System level and institutional level convergence

What is probably happening in higher education institutions is

the emergence of a hybridised model of organisational structure

and decision-making processes. This phenomenon can for

instance be observed in the coexistence of management teams, or

managers (for information, for quality, etc.) with more

traditional modes of academic administration (peer review,

progression in the academic career based upon judgments by

peers and collegiality in a number of decisions).

What is probably happening in higher education institutions is

the emergence of a hybridised model of organisational structure

and decision-making processes. This phenomenon can for

instance be observed in the coexistence of management teams, or

managers (for information, for quality, etc.) with more

traditional modes of academic administration (peer review,

progression in the academic career based upon judgments by

peers and collegiality in a number of decisions).

IAT

UL

, 200

6

44

Cipes

Page 45: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

Conclusion

At this moment I remind myself of the wise words of Guy Neave

(1995), to avoid any temptation of acting like an old seer. Neave

considers that if the forecasts are for the very near future one

runs the risk of being contradicted by reality. If they are

cautiously made for the very long future no one will have the

patience to worry about them. To make prophecies less reliable

and seers less confident, it happens that the university is a very

complex institution that interacts with its environment and

influences policy implementation. Therefore I will limit myself to

a few short concluding remarks about the future of higher

education.

At this moment I remind myself of the wise words of Guy Neave

(1995), to avoid any temptation of acting like an old seer. Neave

considers that if the forecasts are for the very near future one

runs the risk of being contradicted by reality. If they are

cautiously made for the very long future no one will have the

patience to worry about them. To make prophecies less reliable

and seers less confident, it happens that the university is a very

complex institution that interacts with its environment and

influences policy implementation. Therefore I will limit myself to

a few short concluding remarks about the future of higher

education.

IAT

UL

, 200

6

45

Cipes

Page 46: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

Conclusion

The behaviour of individual institutions is difficult to forecast.

Social organisations in general, and universities in particular, are

too complex for their behaviour to be fully explained by any

theory so far developed. Organisations respond in diverse ways to

external change and expectations and the government is not “an

almighty actor that can deterministically prescribe changes in the

management structures, culture and function of higher education

institutions”. Therefore, the implementation of policies at micro

level will introduce further randomness in the final results of the

higher education global agenda.ducation global agenda.

The behaviour of individual institutions is difficult to forecast.

Social organisations in general, and universities in particular, are

too complex for their behaviour to be fully explained by any

theory so far developed. Organisations respond in diverse ways to

external change and expectations and the government is not “an

almighty actor that can deterministically prescribe changes in the

management structures, culture and function of higher education

institutions”. Therefore, the implementation of policies at micro

level will introduce further randomness in the final results of the

higher education global agenda.ducation global agenda.

IAT

UL

, 200

6

46

Cipes

Page 47: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

Conclusion

In relation to a decade ago there are today much stronger

pressures favouring the convergence of higher education systems.

However, there are strong local and national characteristics that

play against uniformity and are slowing down convergence

processes. Some authors even argue that ‘globalisation’ is not

incompatible with some forms of diversity..

In relation to a decade ago there are today much stronger

pressures favouring the convergence of higher education systems.

However, there are strong local and national characteristics that

play against uniformity and are slowing down convergence

processes. Some authors even argue that ‘globalisation’ is not

incompatible with some forms of diversity..IAT

UL

, 200

6

47

Cipes

Page 48: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

Conclusion

The logic of globalisation tolerates, indeed requires, the promotion

of cultural (and possibly political) difference and diversity.

Globalisation will build on diversity and needs to work through

patterns that seem paradoxical – both global and decentred – forms

of social organization, which convey powerful symbolic images of

choice, freedom and diversity. (Jones 1998: 149)

The logic of globalisation tolerates, indeed requires, the promotion

of cultural (and possibly political) difference and diversity.

Globalisation will build on diversity and needs to work through

patterns that seem paradoxical – both global and decentred – forms

of social organization, which convey powerful symbolic images of

choice, freedom and diversity. (Jones 1998: 149)

IAT

UL

, 200

6

48

Cipes

Page 49: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

Conclusion

The influence of new public management may not yet be readily

visible in higher education institutions. On the one hand there are

signs, observable in institutional discourses and practices, indicating

that “managerialism” is winning some ground from traditional

academic management. On the other hand there is resistance from

many academics sceptical of the new organisational forms.

The influence of new public management may not yet be readily

visible in higher education institutions. On the one hand there are

signs, observable in institutional discourses and practices, indicating

that “managerialism” is winning some ground from traditional

academic management. On the other hand there is resistance from

many academics sceptical of the new organisational forms. IAT

UL

, 200

6

49

Cipes

Page 50: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

Conclusion

There will be an increasing competition between higher education

institutions and national systems for national and foreign students

and for research funding, which will result in an increasing

stratification of the higher education systems, nationally and in the

new integrated spaces (European Union, Mercosul, etc.).

International organisations such as UNESCO, the OECD and the

European Commission are already playing with rankings, league

tables and classifications of universities. This will also lead to

concentration of the research function in a small number of

institutions and the proliferation of teaching-only institutions.

There will be an increasing competition between higher education

institutions and national systems for national and foreign students

and for research funding, which will result in an increasing

stratification of the higher education systems, nationally and in the

new integrated spaces (European Union, Mercosul, etc.).

International organisations such as UNESCO, the OECD and the

European Commission are already playing with rankings, league

tables and classifications of universities. This will also lead to

concentration of the research function in a small number of

institutions and the proliferation of teaching-only institutions.

IAT

UL

, 200

6

50

Cipes

Page 51: Cipes and Universidade do Porto Embedding libraries in learning and research Alberto Amaral Cipes 27th IATUL Annual Conference 22-25 May 2006

Conclusion

I want to conclude on a more optimist tone. I do not share the

opinion of those who, after declaring the decline of the modern

University, suggest that it should be killed in order to be reinvented,

following the idea that post-modern problems cannot be solved by

modern means (Bauman), or that one needs not a transformation of

the University but a dramatic discontinuation, a radical change of

paradigm. I still believe that the University will survive once more to

the new challenges, even it has to assume new organisational forms

to resist and to adapt to outside pressures, while preserving its core

values and mission.

I want to conclude on a more optimist tone. I do not share the

opinion of those who, after declaring the decline of the modern

University, suggest that it should be killed in order to be reinvented,

following the idea that post-modern problems cannot be solved by

modern means (Bauman), or that one needs not a transformation of

the University but a dramatic discontinuation, a radical change of

paradigm. I still believe that the University will survive once more to

the new challenges, even it has to assume new organisational forms

to resist and to adapt to outside pressures, while preserving its core

values and mission.

IAT

UL

, 200

6

51

Cipes