charles a pannell financial disclosure report for 2009

9
~ ,~OlO [ FINANCIAL DISCLOSURE REPORT Report Required by the E t h ic a " in Government Act of 1978 ~ev, l/~ow [ FOR CALENDAR YEAR 2009 Person R eporting (last name, firat, mid dle initial) 2. Court or Organization 3. Date of Report Pannell, Charles A. District C ourt-N.D.of Georgia 04/22/2010 4. Title (Articie [II judges indicate active or senior statuS; S o . Repo rt Type (check a ppro pria te type) 6. Rep!,rtio g Period magistrate judges in dicate full- or part-time) [] Nomination, Date 01/0!/2009 U.S.District Judge (active) [] Initial ~l ~ A .... I [] Fir, al to 12/3 [,."2009 5h. [] Amended Report 7. Chambers or el’flee Address 8. On the basis of the information contained in this Report and any modifications per|ainlng thereto, it is, in my opinion, in enm plinnce 2367 U. S. Courtho use with appficahle law~ and regulations. 75 Spring Street, S.W. Atla nta , Georgia 30303- 3309 Reviewing Officer Date LzffPORTANT NO TES: The instructions accompanying this form must be followed. Com plete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. 1. POS ITIO N S. C~ e ,o ,, in ~ individual only; see pp. 9-I3 of filing ina’truction ~) [~ NONE (No reportable positions.) POSITION NAME O F O RGANIZATION/ENTITy 1 . Co-Executor Estate No. 1 2. Operator Farm #! 3. Power of Attorney Trust No. 1 1 1 . A G ~ E M E N T S . meporang individuat onO; see pp. 14-16 offili,,g instructions.) i . ~" ~ ~ NONE (No reportable agreements.) DATE PART1ES AND TE~IS l, Pannell, Charles A.

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8/3/2019 Charles A Pannell Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/charles-a-pannell-financial-disclosure-report-for-2009 1/9

~ ,~OlO [ FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h ic a "in Government Act of 1978

~ev , l /~ow [ FOR CALENDAR YEAR 2009

P e r s o n R e p o r t i n g ( l a s t n a m e , f i r a t , m i d d l e i n i t i a l ) 2. Cour t or Organizat ion 3 . D a t e o f R e p o r t

Pannel l , Charles A. D i s t r i ct C o u r t -N . D . o f G e o rg i a 04/22/2010

4 . Ti t le (Ar t i c ie [II ju dg e s in d ica te ac t ive o r s e n io r s t a tu S;S o . R e po r t T ype (c h e c k a ppro pr ia te type ) 6 . Rep!,r tio g P e r io dmagis t ra te judges in dica te fu l l - o r par t - t ime)

[] Nomination, Dat e 0 1 / 0 ! / 2 0 0 9

U.S.District Judge (active) [] Initial ~l~ A ....I [] Fir, al

to

12/ 3 [ , . "2009

5h. [] AmendedReport

7. Chambers or el’flee Address 8 . O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ymo d i f i c a t i o n s p e r | a i n l n g t he r e t o , i t i s , i n my o p i n i o n , i n e n m p l i n n c e

2367 U. S. Courthouse w i t h a p p f i ca h l e l a w ~ a n d r e g u l a t i o n s .

75 Spring Street, S.W.

Atlanta, Georgia 30303-3309R e v i e w i n g O f f i c e r Date

LzffPORTANT NO TES: The instructions accompanying this form must be followed. Com plete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

1 . P O S I T I O N S . C ~ e ,o ,, in ~ individual only; see pp. 9-I3 of filing ina’truction~)

[~ N O N E (No reportable positions.)

POSITION N A M E O F O R G A N I Z A T IO N / EN T I Ty

1 . Co-Executor Estate No. 1

2. O pera to r Farm #!

3. Power of Attorney Trust No. 1

1 1. A G ~ E M E N T S . meporang individuat onO; see pp. 14-16 offili,,g instructions.)i .

~" ~

~ N O N E (No reportable agreements.)

D A T E PART1ES AND TE~IS

l,

8/3/2019 Charles A Pannell Financial Disclosure Report for 2009

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’INANCIAL DISCLO SURE REPO RT ~’.,.e of P .....Reporting Dal e af Report

P a g e 2 o f 9 P a . . ~ ll , C ~ a r l ~ s a .

I lL N O N - IN V E S T M E N T I N C O M E . (Reporting individuala,,d,p ..... ~ seepp. 17-24 of filing im’trucKons.)

A. Filer’s N o n - In v e s t m e n t I n c o m e

NONE ~qo reportable non-investment income.)

DA~ S O U R C E A ~ T Y P E(yours, not spouse’s)

1 . 2 0 0 9 Association of County Commissioners of Georgia Pension Trot $1 , 3 4 7 . 72

2. 2009 Georgia Judicial Retirement System $90,733.20

3 .

4.

B . S p o u s e ’ s N o n - I n v e s t m e n t I n c o m e - if you were married during any portion of the reporting year, complete thin section~

(Dollar amount not required except for honor.~ria.)

---] N O N E ( N o reportable non-investment income.)

D A T E SOURCE AND TYPE

1 . 2 0 0 9 Teachers Retirement System of Georgia

2.

3.

4.

IV . R E I M B U R S E M E N T S ...... . ..... io., tod~i.~..~ooa..., .., ./, , . . . . .tlncludes th~ se 1o spous~ and dependent children; see pp. -~ -- 7 off!,ing natruclior~’.)

[-~ NONE (No reportable reimbursements.)

SOURCE D A T ES LO C A T IO N PURPOSE ITEMS PAID OR PROVIDED

1.

3.

4.

5.

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F~NANCIAL DISCLO SURE REPO RT t Name of Persof~ Reporting Date of Report

Page 3 of 9 P a n n e l t , C h a r l e s A . 04/22/20t0

V . G I F T S . a n ,z ~ a ,, thos , to ~ , . . . .. . . a depende~ children; s e e p p . 2 8 - 3 1 of fUing instructio~.)

NO NE (No reportable g~s.)

SO URCE DESCRIPTIO N VALUE

1 .

2.

3.

4.

5.

V I. LIAB ILITIES. ~z,~,a,~ ~ o~, o/~ ...... u a ~ , a ~ . , ~ h ~ a , , .; ~ , ~ ~ . ~ - ~ o y ~ , ~ ~ , . . . .. ~ o , , ~ . )

~ N O N E (No reportable liabilities.)

C~DITO R DgSC~PTIO N VALUE CO DE

!.

2.

3.

4.

5.

8/3/2019 Charles A Pannell Financial Disclosure Report for 2009

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N a m e o [ P e r s o n R e p o r t i n g D a t e o f R e p o r tFINANCIAL DISCLO S URE REPO RT

P a n n e 1 , C h a r l e s A .age 4 of 9 [ 1 ) 4 / 2 2 / 2 0 1 1 )

VII. INVESTMENTS and TRUSTS - i ..... e , v . ~ . . , , . . . . . . i o . s a n . t ~ a e . ~ , o . , e o ~ . ~ o ~ . ~ a ~ . . a . .~ ~ , ~ , i l a . , ~ ; ~ ~ . ~ 4 - ~ o o z ~ t ~ . x i ~ . , ., ,. ~ . ~ )

~ N O N E (No reportable income, assets, or transactions.)

A . B. C. D .D e s c r i p t io n o f A s s e t s income du~ag

,G r o s s v a l u e a ~ e n d T r a n s a c ti o n s d u r i n g r e p o s i n g p e r i o d

( i n c h l d i n g t r u s t a s s e t s ) : : reposing per iod [ ofr~o~ing per iod

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n l " F ) ~ e ( e . g . , Valu e Va lu e T y p e ( e . g ., Date [ Value Gain I d e n t i t y o f

e x e m p t f r o m p r i o r d i s c l o s u re / C ~ e I d i e . , r e n t , C ~e 2 M e th o d buy, sell, m~d~l Code 2 C ~ e I b u y e r ! s e l l e r] ~ A - H ) o r i n t . ) ( J - P ) C o d e 3 ~demption) ~ ( J - P ) ( A - H ) ( i f p r i v a t e

~ ( Q - W )~ t r a n s a c t i o n )

1 . Timberland, McDufi ie County, Georgia , ! /3 N o n e N WInterest

~ R e n t a l Pro pe ~ # 1 , Mu ~a y C o u n W, G e o rg i a A Rent K W

3 . E s t a t e # 1

i 4 -F a rm # I Mu r ra y C o u n t y , G e o rg i a C Rent O W See Not e

5. - First Nat ional Bank (Savings Accounts and C Interest M TC D s )

6. - C oh ut t a B ank A c c oum A Interest J T

8.- STI A Div id end J T

9. - S o ve re ig n Ba n k I n su re d C a sh Ac c o u n t A Interest S o l d 0 I/31/09 J See Note

1 0 . -D i sc o ver Ba n k I n su re d C a sh Ac c o u n t A Interest Sotd 01 / 31 / 09 J See Note

1 1 . -G o l dma n S a c hs , I n su re d C a sh Ac c t . A Interest B u y 01 / 31 / 09 J See Not e

1 2 . A Interest J T S o l d 4/13 /09 J A(part)

1 3 . - Ame r i c a n F u n ds G ro w t h F u n d o f Ame r i c a A Div id end J TA G T H X

1 4 . IRA #2

1 5 . - STI A Div id end J T

1 6 . - S o ve re i g n Ba n k I n su re d C ~h Ac c o u n tA Interest J T See Note

1 7 . B r ok er age A c c oun t

(S ee C oh tm ns C ) a nd D 3) N =$2 50 .0 0I - 550 0.0 00 O =$500,~1 - $1,~,0~ PI ~$I,000,001 - $5,0~,0~ P2 =$5.~0.~1 - $25.000.~0

Va l ue Me ~ od C ode s Q = A ppra i~l R =C o st (Re a l Esta te O n ly) S = A sse ssme n t T = C a s h M ~ k e t(See Colu~ C2) U -B~k Value V = O th e r W ~ E s thna t e d

8/3/2019 Charles A Pannell Financial Disclosure Report for 2009

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FfNANCLAL DISCLO SURE REPO RT , ~ . . . . . . r v . . . . . . ~ e p o r r l . g ~ , ~ o ~ R e 0 n r t

Page 5 of 9 P ~ . n ~ . . C h a r l e s A . ~ / 2 2 1 2 0 1 0

V I I . I ~ E S T M E N T S a n d T R U S T S - i . . .. ~ , v a t . . .. . .. . .. . t i o n s anetudes tlmse o[sp ....... d dependent children; ~ee p p . 3 4 - 6 0 O l d ’ l i n g in~truction&)

N O N E (No reportable income, assets, or transactions.)

A. B. ~ C. D .D e s c r i p t i o n o f A s s e t s Income during G r o s s v a l u e a t e n d T~nsac t ions dur ing m~ing pedM

( including ~st ass~s) reposing p~iod of reposing periM

(~) (2) ( I ) ( 2 ) ) (2) ] (3) ] 14) (5)

P l a c e " ( X ) " a R ~ r e a c h a s s e t Amoum T ~ e ( e . g . , V a l u e V a l u ~ Type .g., D a t e ~ V a l u e [ G a i n l d c n t i ~ o fe x e m p t f r o m p r i o r d i s c l o s u r e C o d e I d~v., r~nLo d e 2 b l e t h o d buy, sell,m ~ , ’ d ¢ , % ~ C o d g 2 ~ C o d g 1 b u y e r / s e l l e r

(Q-W~~ t r a n s a c t i o n )

1 8 . - S yn o vu s , C o mmo n S t o c k ( SN V ) A Div id end J T Buy Q ua~ er l J

1 9 . -T SY S A Div id end K T

2 0 . - ST1 - Mon ey Market (SEI.3CX) A Div id end J T

2 f. Bro ke ra g e Ac c o u n t # 2

2 2 . - American Funds - Investment Company of A Div id end K TAme r i c a

2 3 . - A~I c f i c a n F u n ds - G ro w t h F u n d o f A Div id end K TA mer i c a

2 4 , - Am er ican Fund s - Sm al l Cap Wo rl d Fund A Div id end J T

2 5 . - American F~tnds - New World Fund A Divideu d J T

2 6 . - Am er ican Fund s - EU P AC A Div id end J T

2 7 . -Ame r i c a n F u n ds Bo n d F u n d o f Ame r i c a C Div id end L T

2 8 . B r ok er age A c c oun t #3

2 9 . -FDRXX A Div id end J T S o ld 8/18/09 K(part)

3 0 . -Money Market , Fideli ty investments A Interest K T

3 1 . R o t h I R A # l

3 2 . -LSI N o n e J T

3 3 . Roth IRA #2 A Interest J T

3 4 . Farm #2, Murray Coun ty, Georgia, l imited None L Winterest

I. Income Gain Cod~ s: A = $ 1, 000 o r l e s s B = $ 1, 001 - $ 2 , 500 C =$2,501 - $ 5,00~3 D = $ 5, 001 - $ 15 , 0~ ] E =$15,001 - ~ 50,000(S C ol um ns B I a nd D 4) F = $ 50, 001 - $ 100 , 000 G =$ I0 0,0 01 - $1 ,0 00 .0 00 H I =$1 ,0 0(),0 0I - $5,0 00 ,0 00 H 2 =Mo re th an $5,0 00 ,0 00

2 . V a l u e C o d e s J = $ 15, 000 o r l e s s K =$1 5,0 O I - $50 ,0 0 0 L ~$50 ,0 ~ 1 - $1 0 0 ,0 0 0 M =$100.001 - $250,00(2

(SColaal/ i s C I and D3) N ~ $ 250, 001 - 5500 , 000 O ~$50 0,O 0 1 - $1 ,~.9,0 00 P l ~$1 ,0 00 ,0 0 t - $5,0 00 ,0 00 P 2 ~$5,0 00 ,0 01 - $2 5,0 D0 ,0 00

P 3 = $ 25, 000 , 001 - $ 50, 000 , 000 P 4 = More t ha n 150 . 000 , 000

3 . Va lu e Me th o d C o de s Q ~A ppr~isn l R. =Cos¢ (B.e :~l Estate Only) S ~ A sse ssme n t T = C a s h Market( S ¢ c C o l u n u ~ C 2 ) U = B o o k V a l u e V = O th e r W =Estimated

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FJfNANCIAL DISCLO SURE REPO RT [ ~ . . . . . . r P e r s o . R e p e r , i . g O . ,e o ~ R c p o , ’ t

Page 6 of 9I Pannd l , C h a r l e s A.

( ~ / 2 2 / 2 0 1 0

V I I. I N V E ST M E N T S a n d T R U ST S - i . ~o . .... t . ~ , , . . . . . . . a o . . (Includes those of spouse and dependent c h i l d r e n ; s e e p p . 3 4 - 6 0 of filing instructio.s.)

N O N E (No reportable income, assets, or transactions.)

A, B . c. D .D e s c f i p t io a o f A s s e ts I n c o m e d u r in g G r o s s v a l u e a t e ~ d T r a n s a c ti o n s d u ~ n g ~ e p o ~ t n g p e d o d( i n c l u d i n g t r u s t a s s e t s ) reposing period of reporting ~ri~

, 0) } (2) O) (2) (t) it) : (3)P l a c e " ( X ) " a ~ e r e a c h a s s e t ~ A m o u n t T y p e ( e .g . , Value Value T)~e (e.g., D a t e ] V a l u e G a i n I d e n t i t y o f

e x e m p t f r o m p r i o r d i s c l o s u re C o d e 1 d i v . . r e n t , C o d e 2 M e f lm d buy, sell ~:d&~ Cede 2 C o d e I buyer/seller( A - H )

, o r i ~ u . ) ( J - P ) C o d e 3 r e d e m p t i o n )i ( J ’ P )

: (A-H) ( i f p r i v a t e

( Q - W )~ ~

t r a n s a c t i o n )

3 5 . T r u s t # 1

3 6 . -F ir s t N a t i o n a l Ba n k ( C D s) D Interest N T

3 7 . -Suntrust Bank (money market and A Interest K Tchecking)

3 8 . -H o u se , F u l to n C o u n t y , G e o rg i a N o n e O W

3 9 . -Employee’s Retiremem of G eorgia N o n e S c e N o l e

40 . -Farm #2, Nlurray County, Georgia par t ial C Rent K Wownership

4 1 . -Timberland, Murray County, Georgia N o n e K W

4 2 . -Socia l Securi ty N o n e See Not e

4 3 . - C oh ut t a C h ec k i ng A c c t A Interest J T

4 , 1 . Rollover IRA

4 5 . -Premier MMKT Fds 11 A Interest S o l d 10/ t9/09 J

4 6 . -JP Morgan U S Gov. IvlMKT Ir is . A Interest J T B u y 10/19/09 J

47. -TR Price Growth Stk PRGFX A Div id end K T

48. -Am. Beacon Lrg C up .&,kDEX A Div id end K T

49. -Bra n dyw i n e Bl u e F D BL UE X A Div id end J T

5 0 .-Ar t i sa n F D s, S ma l l C a p AR TV X A Div id end J T

5 1 . -All iance Bernste in Int l Value ABIYX A Div id end J T

[ I n co me G a in C o d e s : A ~ $1 , 0 0 0 o r Jess B =$1 ,0 0 1 - $2 .50 0 C =$2 ,50 1 - $5,0 ~0 D = $ 5. 001 - $ 15 , 000 E = $ 15, 00 t - $50,000

( S e e C o l tu rms B 1 a n d D 4 ) F =$50 ,0 0 1 - $ t0 0 .0 0 0 1 3 =$1 0 0 ,0 0 1 - $1 ,0 0 0 ,0 0 0 H l = $1 ,0 0 0 ,0 0 1 - $5,0 0 0,0 0 0 H2 =More than $ 5.000 ,0#Kt2 . V a l u e C o d e s J ’ =$1 5 ,0 0 0 o r l~s K =$1 5,0 0 1 - $50 ,0 0 0 L =$50 ,0 0 1 - $1 0 0 ,0 0 0 M = $ |00 , 0q l - $ 250 , 000

{See Colu~nns C 1 and D3) N =$2 50 ,0 01 - $50 0 ,0 0 0 O =$50 0,0 01 - $1 ,0 0 0,0 0 0 P l = I ; 1 , 000 , 001 - $ 5 , 000 , 000 P2 =$5,K10,001 - $25,000,000

P 3 ~$2 5,0 0 0 ,0 0 1 - $50 ,0 0 0 ,0 0 0 P 4 =Mo re th a n $50 ,0 0 0 ,0 0 03, V~lu’~ g’ lcthod Codes Q ~Appraisa l 1~ =Cost (Real 5st~te Oe, ly) S = A sse ssme n t T = C a s h Ma rk e t

I .Scc Colunw, C2) U = B o o k \ ’ a lu ~ V = O th e r W = Es t ima te d

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F~NANCIAL DISCLOSURE REPORT N ~ , t t ~ o | ’ e e ~ $ o ~ a ~ p o ~ U ~ g O ~ t e o t ’ a ~ p o ~ t

P a g e 7 o f 9 Pann+ll, C h a r |+ s A , 0 4 / 2 2 ] 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i ......... t ........... ,ion, (Includes those o f ~’p ...... d depende m children; se e pp. 34- 60 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)

A. B. C. D ,D e s c r i p t io n o f A s s e ts I n c o m e d u r i n g G r o s s v a l u e ~ t e n d T r a n ~ c t i o n s d u r i n g r e p o r t in g p e r i o d

( including ~t asse ts) ~ reposing per iod of r~oaing ~fiod

Place’(X)" after ~ch asset I A . . . . t [ r ~e (e .g . , Valu e Va lu e T y p e ( e . g ., Date ] Vah,e ] Gain [dentiw ofe x e m p t f r o m p r i o r d is c l o s ~ e I Code I ~ d i v . , r e n t , C ~e 2 ] M e t ho d buy, sell, m ~ .’d~ ¢~ Cod e 2 ’ ; C~ e I b u v e r / ~ e l l e r

[ (A-H) ] o r i r a . ) ( J - P ) ~ C od e3 r e d e m p t i o n ) I (J-P) ~(A-H) ( i f p r i v a t e’ ( Q - W ) ’ t r a n s a c t i o n )

5 2 . -Metro West FDs Bond Fund MWLIX A Div id end J T

5 3 . -Loomis Sayles St . Income High Yield Bond A Div id end J TNEFZX

5 4 . -Ma i n s t a y Fu n ds H i g h Yi e l d Bo n d MH YI X A Div id end 3 T

5 5 . -V angua rd Fixed Incom e SEC Fd GNMA A Div id end J TVFIIX

5 6 . -Ba ro n A sse t FD G ro w t h BG R F X N o n e J T

5 7 . -D o dg e & C o x I n c . FD D O D I X B Div id end K T

5 8 . -O ppe n he i me rD V L P MKTS O D V YX A Div id end J T

5 9 . - Art isan FDs, Mid Cap ARTQX A Div id end J T

6 0 . -All izanz FDs, Mid Cap PMGIX N o n e J T

6 1 . Wa c ho vi a S a vi n g s Ac c o u n t A Interest J T

6 2 . F i rs t N a l i o n a l Ba n k, Ac c o u n t s C he c kin g a n d A Interest K TMoney Market

6 3 . Corn Trust Fed. C . U (formerly Murray A interest J TCounty Fed. C .U.)

6 4 . Cohutta Bank Checking and MMKT A Interest l T

65. As s oc ia ted Cred i t U n ion Money Mark e t A Interest K T (’)pen 08i25/09 J

I . I n co me G a in Codes : A =$1,000 or less El =SI,0 0 1 - $2 ,50 0 C ~$2 ,50 1 - $5,0 0 0 D ~$5,0 0 1 - $1 5,0 0 0 E =$1 5,0 0 1 - $50 ,0 0 0(See Ccluffms B I and D4) F =$50 ,0 0 ! - $ I0 0 ,0 0 0 G -$1 0 0 ,0 0 1 - $1 ,0 0 0 ,0 00 H I =$1 ,0 0 0 ,0 0 ] - $5,0 0 0 ,0 0 0 H 2 = M o r e ~ h an $5 ,0 0 0 , 0 0 0

2 . V a l u e C o d e s J =$15.000 or te~s K = $ 15, 001 - $ 50 , 000 L = $ 50, 00 t - $ 100 , 000 M ~ $ I00 , 001 - $ 250 , 0~ O( S e e C o l mr tn s C 1 an d D 3 ) N =$2 50 ,0 01 - $50 0 ,0 0 0 O ~$50 0 ,0 0 1 - $1 ,0 O 0,0 0 0 P I =$1,~00,00 t - $5.1)06,000 P 2 = $5 , 0 0 0 , 0 0 ! - $2 5 , 0 ~ 0 .0 0 0

P 3 = $2 5 , 0 ~ 3 0 ,0 0 1 . $5 0 , 0 0 0 , 0 0 0 P 4 ~ More t ha n $ 50 , 000 , 000

3. Value M~th~xl Codes Q =Appraisal R =(~st (Real Esta le Only) S ~ A s s e ~ t ne e t t T = C a s h Ma rk e t( S e e C o l u mn C 2 ) U ~ B o o k V a l u e V ~ Ot he r W =E~timat¢d

8/3/2019 Charles A Pannell Financial Disclosure Report for 2009

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FI~NANCIAL DISCLO SURE REPO RT Name ol" Person Reporting Date of Report

Page 8 of 9 Pannell, Charles A. 0 , ~ . ~ ¢ ~ ’ ~ ~ t 0

VIII. AD DIT IONA L INFORMATION O R EXPLANA TIONS. an~i~.~t~ p~r, o z R ~ p o ~ , . ~

Part [ . Posi t ions: Fur ther c lar i f icat ion to Answer 2 "Operator" ,

This is a one-man opera t ion on esta te #I property, I have had ca t t le . During this report ing period, [ kept horsez and cut hay on sha res with a third part5’ . Sold myshare to P leasant Val ley Farms, less than $2,500.00

Part [[I . Agreements: [ am leaving this blank since part I l l discloses the payments for prior sta te service . There is no con trol of investments

Part VII . INVESTMENTS AND TRUSTS

Line 4: Dtu’ing 2009 money was expe~ded for reforesta t ion, Georgia Forestry Commission paid a port ion of the expense,Lines 10, 1 I , and 12: This has been an insured cash a ccount which LPL Financia l ~noves around t’or bet ter ra tes without my specific approval . 1 am taking steps toeliminate th is problem on future repor ts .

Line 17: This is an insured cash acco unt which LPL Financia l uses for cash in this IRA.Lines 40 and 4 3: This is f ixed re t i rement income. I have control by power o!’a t tomey. No value past the death of the beneficia&. (Per instrnct ion VII, Para . C .Income, page 45.)

8/3/2019 Charles A Pannell Financial Disclosure Report for 2009

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IX. CERTIFICATIO N.

I ce r t i fy tha t a l l i n fo rm a t ion g iv en abov e ( inc l ud ing in fo rm a t ion p e r t a in ing to m y s p ous e and m inor o r d ep end en t ch i l d ren , i f any ) i s

accura te , t rue , and com p l e te to the bes t o f m y know l ed ge an d be l ie f, and tha t any in fo rm a t ion n o t rep or ted w as w i thhe l d becaus e i t m e t ap p licabl e s t a tu to ryp rov is ions p e rm i t t ing non-d is c l os ure .

I fu r the r ce r t i fy tha t ea rned incom e f rom ou ts id e em p l oy m ent and honora r i a and the accep tance o f g i f t s w hich hav e been rep or ted a re incom p l iance w i th the p rov is ions o f 5 U .S .C . ap p . § 501 e t . s eq . , 5 U .S .C . § 7 353, and J ud ic ia l Confe rence reg u l a t ions .

N O T E : A N Y I N D I V I D U A L ~ , V H O K N O W I N G L Y A N D W I L FU L L Y F A L SI FI ES O R F A I LS T O F IL E T H I S R EP O R T M A Y B E S U B J EC T T O C I V I L, 4~ ND C R IMINAL SAN CT IO NS (5 [ / .S .C . ap p . § 104)

F IL I’ N G I N S T R U C T I O N S

M a i l s i g n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s t o :

C o m m i t t e e o n F i n a n c i a ! D i s c l o s u r eA d m i n i s t r a t iv e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 lO n e C o l u m b u s C i r c l e , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4