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324 13 Tropical Africa and Asia, 1200–1500 CHAPTER OUTLINE Tropical Lands and Peoples New Islamic Empires Indian Ocean Trade Social and Cultural Change DIVERSITY AND DOMINANCE: Personal Styles of Rule in India and Mali ENVIRONMENT AND TECHNOLOGY: The Indian Ocean Dhow 14820_13_324-348_r1ek.qxd 4/2/04 3:38 PM Page 324

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324

13 Tropical Africaand Asia,1200–1500

CHAPTER OUTLINETropical Lands and Peoples

New Islamic Empires

Indian Ocean Trade

Social and Cultural Change

DIVERSITY AND DOMINANCE: Personal Styles of Rule in India and Mali

ENVIRONMENT AND TECHNOLOGY: The Indian Ocean Dhow

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Sultan Abu Bakr˚ customarily offered his personalhospitality to every distinguished visitor to his city

of Mogadishu, an Indian Ocean port in northeastAfrica. In 1331 he provided food and lodging forMuhammad ibn Abdullah ibn Battuta˚ (1304–1369), ayoung Muslim scholar from Morocco who had set outto explore the Islamic world. Before beginning his tourof the trading cities of the Red Sea and East Africa, IbnBattuta had completed a pilgrimage to Mecca and hadtraveled throughout the Middle East. Subsequent trav-els took him through Central Asia and India, Chinaand Southeast Asia, Muslim Spain, and sub-SaharanWest Africa. Logging some 75,000 miles (120,000 kilo-meters) in twenty-nine years, Ibn Battuta became themost widely traveled man of his times. For this reasonthe journals he wrote about his travels provide valu-able information about these lands.

Other Muslim princes and merchants welcomedIbn Battuta as graciously as did the ruler of Mo-gadishu. Hospitality was a noble virtue among Mus-lims, and they ignored visitors’ physical and culturaldifferences. Although the Moroccan traveler notedthat Sultan Abu Bakr had skin darker than his ownand spoke a different native language (Somali), thatwas of little consequence. They were brothers in faithwhen they prayed together at Friday services in theMogadishu mosque, where the sultan greeted his for-eign guest in Arabic, the common language of the Is-lamic world: “You are heartily welcome, and you havehonored our land and given us pleasure.” When Sul-tan Abu Bakr and his jurists heard cases after themosque service, they decided them on the basis of thelaw code familiar in all the lands of Islam.

Islam was not the only thing that united the di-verse peoples of Africa and southern Asia. They alsoshared a tropical environment itself and a network ofland and sea trade routes. The variations in tropicalenvironments led societies to develop different spe-cialties, which stimulated trade among them. Tropicalwinds governed the trading patterns of the IndianOcean. Older than Islam, these routes were important

for spreading beliefs and technologies as well asgoods. Ibn Battuta made his way down the coast ofEast Africa in merchants’ ships and joined their camelcaravans across the Sahara to West Africa. His path toIndia followed overland trade routes, and a merchantship carried him on to China.

As you read this chapter, ask yourself the follow-ing questions:

● How did environmental differences shape culturaldifferences in tropical Africa and Asia?

● How did cultural and ecological differences pro-mote trade in specialized goods from one place toanother?

● How did trade and other contacts promote stategrowth and the spread of Islam?

TROPICAL LANDS

AND PEOPLES

To obtain food, the people who inhabited the tropicalregions of Africa and Asia used methods that had

proved successful during generations of experimenta-tion, whether at the desert’s edge, in grasslands, or intropical rain forests. Much of their success lay in learninghow to blend human activities with the natural order,but their ability to modify the environment to suit theirneeds was also evident in irrigation works and mining.

Because of the angle of earth’saxis, the sun’s rays warm thetropics year-round. The equa-tor marks the center of the

tropical zone, and the Tropic of Cancer and Tropic ofCapricorn mark its outer limits. As Map 13.1 shows,Africa lies almost entirely within the tropics, as do south-ern Arabia, most of India, and all of the Southeast Asianmainland and islands.

Lacking the hot and cold seasons of temperatelands, the Afro-Asian tropics have their own cycle ofrainy and dry seasons caused by changes in wind pat-terns across the surrounding oceans. Winds from a per-manent high-pressure air mass over the South Atlanticdeliver heavy rainfall to the western coast of Africa dur-ing much of the year. In December and January large

The TropicalEnvironment

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high-pressure zones over northern Africa and Arabiaproduce a southward movement of dry air that limits theinland penetration of the moist ocean winds.

In the lands around the Indian Ocean the rainy anddry seasons reflect the influence of alternating windsknown as monsoons. A gigantic high-pressure zone overthe Himalaya˚ Mountains that is at its peak from De-cember to March produces a strong southward air move-ment (the northeast monsoon) in the western IndianOcean. This is southern Asia’s dry season. Between Apriland August a low-pressure zone over India creates anorthward movement of air from across the ocean (thesouthwest monsoon) that brings southern Asia its heav-iest rains. This is the wet season.

Areas with the heaviest rainfall—coastal West Africaand west-central Africa, Southeast Asia, and much of In-dia—have dense rain forests. Lighter rains produce other

tropical forests. The English word jungle comes from anIndian word for the tangled undergrowth in the tropicalforests that once covered most of southern India.

Other parts of the tropics rarely see rain at all. TheSahara, the world’s largest desert, stretches across north-ern Africa. This arid zone continues eastward across Ara-bia and into northwest India. Another desert zoneoccupies southwestern Africa. Most of the people oftropical India and Africa live between the deserts and therain forests in lands that are favored with moderateamounts of moisture during the rainy seasons. Theselands range from fairly wet woodlands to the much driergrasslands characteristic of much of East Africa.

Altitude produces other climatic changes. Thin at-mospheres at high altitudes hold less heat than atmo-spheres at lower elevations. Snow covers some of thevolcanic mountains of eastern Africa all or part of theyear. The snowcapped Himalayas rise so high that theyblock cold air from moving south, thus giving northern

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Himalaya (him-uh-LAY-uh)

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India a more tropical climate than its latitude would sug-gest. The many plateaus of inland Africa and the Dec-can˚ Plateau of central India also make these regionssomewhat cooler than the coastal plains.

The mighty rivers that rise in these mountains andplateaus redistribute water far from where it falls. Heavyrains in the highlands of Central Africa and Ethiopia sup-ply the Nile’s annual floods that make Egypt bloom in thedesert. On its long route to the Atlantic, the Niger River ofWest Africa arcs northward to the Sahara’s edge, provid-ing waters to the trading cities along its banks. In likefashion, the Indus River provides nourishing waters fromthe Himalayas to arid northwest India. The Ganges˚ andits tributaries provide valuable moisture to northeasternIndia during the dry season. Mainland Southeast Asia’sgreat rivers, such as the Mekong, are similarly valuable.

Thinkers in temperate landsonce imagined that survivingin the year-round warmth ofthe tropics was simply a matter

of picking wild fruit off trees. In fact, mastering the trop-ics’ many different environments was a long and difficultstruggle. A careful observer touring the tropics in 1200would have noticed that the many differences in soci-eties derived from their particular ecosystems—that is,how people made use of the plants, animals, and otherresources of their physical environments.

HumanEcosystems

Domesticated plants and animals had been com-monplace long before 1200, but people in some environ-ments found it preferable to rely primarily on wild foodthat they obtained by hunting, fishing, and gathering.The small size of the ancient Pygmy˚ people in the denseforests of Central Africa permitted them to pursue theirprey through dense undergrowth. Hunting also contin-ued as a way of life in the upper altitudes of the Him-alayas and in some desert environments. According toa Portuguese expedition in 1497, the people along thearid coast of southwestern Africa were well fed from adiet of “the flesh of seals, whales, and gazelles, and theroots of wild plants.” Fishing was common along all themajor lakes and rivers as well as in the oceans. The boat-ing skills of ocean fishermen in East Africa, India, andSoutheast Asia often led them to engage in ocean trade.

Tending herds of domesticated animals was commonin areas too arid for agriculture. Unencumbered by bulkypersonal possessions and elaborate dwellings, they usedtheir knowledge of local water and rain patterns to find ad-equate grazing for their animals in all but the severestdroughts. Pastoralists consumed milk from their herds andtraded hides and meat to neighboring farmers for grainand vegetables. The arid and semiarid lands of northeast-ern Africa and Arabia were home to the world’s largestconcentration of pastoralists. Like Ibn Battuta’s host atMogadishu, some Somali were urban dwellers, but mostgrazed their herds of goats and camels in the desert hinter-land of the Horn of Africa. The western Sahara sustained

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C H R O N O L O G YTropical Africa Tropical Asia

1230s Mali Empire founded

1270 Solomonic dynasty in Ethiopia founded

1324–1325 Mansa Musa’s pilgrimage to Mecca

1400s Great Zimbabwe at its peak

1433 Tuareg retake Timbuktu, Mali declines

1206 Delhi Sultanate founded in India

1298 Delhi Sultanate annexes Gujarat

1398 Timur sacks Delhi, Delhi Sultanate declines

1500 Port of Malacca at its peak

1200

1300

1400

1500

Deccan (de-KAN) Ganges (GAN-jeez) Pygmy (PIG-mee)

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herds of sheep and camels belonging to the Tuareg˚,whose intimate knowledge of the desert also made theminvaluable as guides to caravans, such as the one Ibn Bat-tuta joined on the two-month journey across the desert.Along the Sahara’s southern edge the cattle-herding Fu-lani˚ people gradually extended their range during this pe-riod. By 1500 they had spread throughout the western andcentral Sudan. Pastoralists in southern Africa sold meat toearly Portuguese visitors.

By 1200 most Africans had been making their liveli-hood through agriculture for many centuries. Favorablesoils and rainfall made farming even more dominant inSouth and Southeast Asia. High yields from intensivecultivation supported dense populations in Asia. In 1200over 100 million people may have lived in South andSoutheast Asia, more than four-fifths of them on the fer-tile Indian mainland. Though a little less than the popu-lation of China, this was triple the number of peopleliving in all of Africa at that time and nearly double thenumber of people in Europe.

India’s lush vegetation led one Middle Eastern writerto call it “the most agreeable abode on earth . . . its de-lightful plains resemble the garden of Paradise.”1 Rice cul-tivation dominated in the fertile Ganges plain of northeastIndia, in mainland Southeast Asia, and in southern China.Farmers in drier areas grew grains—such as wheat,sorghum, millet, and ensete—and legumes such as peasand beans, whose ripening cycle matched the pattern ofthe rainy and dry seasons. Tubers and tree crops charac-terized farming in rain-forest clearings.

Many useful domesticated plants and animals spreadaround the tropics. By 1200 Bantu-speaking farmers (seeChapter 7) had introduced grains and tubers from WestAfrica throughout the southern half of the continent. Ba-nanas, brought to southern Africa centuries earlier bymariners from Southeast Asia, had become the staplefood for people farming the rich soils around the GreatLakes of East Africa. Yams and cocoyams of Asian originhad spread across equatorial Africa. Asian cattle breedsgrazed contentedly in pastures throughout Africa, andcoffee of Ethiopian origin would shortly become a com-mon drink in the Middle East.

In most parts of sub-SaharanAfrica and many parts of South-east Asia until quite recenttimes, the basic form of cultiva-

tion was extensive rather than intensive. Instead of en-riching fields with manure and vegetable compost so

Water Systemsand Irrigation

they could be cultivated year after year, farmers aban-doned fields every few years when the natural fertility ofthe soil was exhausted, and they cleared new fields. Ashesfrom the brush, grasses, and tree limbs that were cutdown and burned gave the new fields a significant boostin fertility. Even though a great deal of work was neededto clear the fields initially, modern research suggests thatsuch shifting cultivation was an efficient use of labor inareas where soils were not naturally rich in nutrients.

In other parts of the tropics, environmental neces-sity and population pressure led to the adoption of moreintensive forms of agriculture. A rare area of intensivecultivation in sub-Saharan Africa was the inland delta ofthe Niger River, where large crops of rice were grown us-ing the river’s naturally fertilizing annual floods. The ricewas probably sold to the trading cities along the Nigerbend.

The uneven distribution of rainfall during the yearwas one of the great challenges faced by many Asianfarmers. Unlike pastoralists who could move their herdsto the water, they had to find ways of moving the water totheir crops. Farmers in Vietnam, Java, Malaya, and Burmaconstructed special water-control systems to irrigatetheir terraced rice paddies. Villagers in southeast Indiabuilt a series of stone and earthen dams across rivers tostore water for gradual release through elaborate irriga-tion canals. Over many generations these canals wereextended to irrigate more and more land. Although thedams and channels covered large areas, they were rela-tively simple structures that local people could keepworking by routine maintenance. Other water-storageand irrigation systems were constructed in other parts ofIndia in this period.

As had been true since the days of the first river-valley civilizations (see Chapter 1), the largest irrigationsystems in the tropics were government public worksprojects. The Delhi˚ Sultanate (1206–1526) introducedextensive new water-control systems in northern India.Ibn Battuta commented appreciatively on one reservoirthat supplied the city of Delhi with water. He reportedthat enterprising farmers planted sugar cane, cucum-bers, and melons along the reservoir’s rim as the waterlevel fell during the dry season. A sultan in the four-teenth century built a network of irrigation canals in theGanges plain that were not surpassed in size until thenineteenth century. These irrigation systems made itpossible to grow crops throughout the year.

Since the tenth century the Indian Ocean islandof Ceylon (modern Sri Lanka˚) had been home to thegreatest concentration of irrigation reservoirs and canals

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in the world. These facilities enabled the powerfulSinhalese˚ kingdom in arid northern Ceylon to support alarge population. There was another impressive water-works in Southeast Asia, where a system of reservoirsand canals served Cambodia’s capital city Angkor˚.

These complex systems were vulnerable to disrup-tion. Between 1250 and 1400 the irrigation complex inCeylon fell into ruin when invaders from South India dis-rupted the Sinhalese government. The population ofCeylon then suffered from the effects of malaria, a tropi-cal disease spread by mosquitoes breeding in the irriga-tion canals. The great Cambodian system fell into ruin inthe fifteenth century when the government that main-tained it collapsed. Neither system was ever rebuilt.

The vulnerability of complex irrigation systems builtby powerful governments suggests an instructive con-trast. Although village-based irrigation systems could bedamaged by invasion and natural calamity, they usuallybounced back because they were the product of localinitiative, not centralized direction, and they dependedon simpler technologies.

Throughout the tropics peoplemined and refined metal-richores, which skilled metalwork-ers turned into tools, weapons,

and decorative objects. The more valuable metals, cop-per and gold, became important in long-distance trade.

Iron was the most abundant and useful of the metalsworked in the tropics. Farmers depended on iron hoes,axes, and knives to clear and cultivate their fields and toopen up parts of the rain forests of coastal West Africaand Southeast Asia for farming. Iron-tipped spears andarrows improved hunting success. Needles facilitatedmaking clothes and leather goods; nails held timbers to-gether. Indian metalsmiths were renowned for makingstrong and beautiful swords. In Africa the ability of ironsmelters and blacksmiths to transform metal fostered abelief in their magical powers.

Copper and its alloys were of special importance inAfrica. In the Copperbelt of southeastern Africa, the re-fined metal was cast into large X-shaped ingots (metalcastings). Local coppersmiths worked these copper in-gots into wire and decorative objects. Ibn Battuta de-scribed a town in the western Sudan that produced twosizes of copper bars that were used as a currency in placeof coins. Skilled artisans in West Africa cast copper andbrass (an alloy of copper and zinc) statues and headsthat are considered among the masterpieces of world

MineralResources

art. These works were made by the “lost-wax” method, inwhich molten metal melts a thin layer of wax sand-wiched between clay forms, replacing the “lost” wax withhard metal.

Africans exported large quantities of gold across theSahara, the Red Sea, and the Indian Ocean. Some goldcame from stream beds along the upper Niger River andfarther south in modern Ghana˚. In the hills south of the

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Zambezi˚ River (in modern Zimbabwe˚) archaeologistshave discovered thousands of mine shafts, dating from1200, that were sunk up to 100 feet (30 meters) into theground to get at gold ores. Although panning for gold re-mained important in the streams descending from themountains of northern India, the gold and silver minesin India seem to have been exhausted by this period. Forthat reason, Indians imported considerable quantities ofgold from Southeast Asia and Africa for jewelry and tem-ple decoration.

Although they are rarely given credit for it, ordinaryfarmers, fishermen, herders, metalworkers, and othersmade possible the rise of powerful states and profitablecommercial systems. Caravans could not have crossed theSahara without the skilled guidance of desert pastoralists.The seafaring skills of the coastal fishermen underlay thetrade of the Indian Ocean. Cities and empires rested onthe food, labors, and taxes of these unsung heroes.

NEW ISLAMIC EMPIRES

The empires of Mali in West Africa and Delhi in SouthAsia were the largest and richest tropical states of

the period between 1200 and 1500. Both utilized Islamicadministrative and military systems introduced from theIslamic heartland, but in other ways these two Muslimsultanates were very different. Mali was founded by anindigenous African dynasty that had earlier adopted Is-lam through the peaceful influence of Muslim mer-chants and scholars. In contrast, the Delhi Sultanate wasfounded and ruled by invading Turkish and Afghan Mus-lims. Mali’s wealth depended heavily on its participationin the trans-Saharan trade, but long-distance tradeplayed only a minor role in Delhi.

The consolidation of the Mid-dle East and North Africa un-der Muslim rule during theseventh and eighth centuries

(see Chapter 8) greatly stimulated exchanges along theroutes that crossed the Sahara. In the centuries that fol-lowed, the faith of Muhammad gradually spread to thelands south of the desert, which the Arabs called the bi-lad al-sudan˚, “land of the blacks.”

The role of force in spreading Islam south of the Sa-hara was limited. Muslim Berbers invading out of the

Mali in theWestern Sudan

desert in 1076 caused the collapse of Ghana, the empirethat preceded Mali in the western Sudan (see Chapter 7),but their conquest did little to spread Islam. To the east,the Muslim attacks that destroyed the Christian Nubiankingdoms on the upper Nile in the late thirteenth cen-tury opened that area to Muslim influences, but Chris-tian Ethiopia successfully withstood Muslim advances.Instead, the usual pattern for the spread of Islam southof the Sahara was through gradual and peaceful con-version. The expansion of commercial contacts in thewestern Sudan and on the East African coast greatly pro-moted the process of conversion. African converts foundthe teachings of Islam meaningful, and rulers and mer-chants found that the administrative, legal, and eco-nomic aspects of Islamic traditions suited their interests.The first sub-Saharan African ruler to adopt the newfaith was in Takrur˚ in the far western Sudan, about 1030.

Shortly after 1200 Takrur expanded in importanceunder King Sumanguru˚. Then in about 1240 Sundiata˚,the upstart leader of the Malinke˚ people, handed Suman-guru a major defeat. Even though both leaders wereMuslims, the Malinke epic sagas recall their battles asthe clash of two powerful magicians, suggesting howmuch older beliefs shaped popular thought. The sagassay that Sumanguru was able to appear and disappear atwill, assume dozens of shapes, and catch arrows in mid-flight. Sundiata defeated Sumanguru’s much largerforces through superior military maneuvers and by suc-cessfully wounding his adversary with a special arrowthat robbed him of his magical powers. This victory wasfollowed by others that created Sundiata’s Mali empire(see Map 13.2).

Like Ghana before it, Mali depended on a well-developed agricultural base and control of the lucrativeregional and trans-Saharan trade routes. But Mali dif-fered from Ghana in two ways. First, it was much larger.Mali controlled not only the core trading area of the up-per Niger but the gold fields of the Niger headwaters tothe southwest as well. Second, from the beginning itsrulers were Muslims who fostered the spread of Islamamong the political and trading elite of the empire.Control of the important gold and copper trades andcontacts with North African Muslim traders gave Maliand its rulers unprecedented prosperity. The pilgrimageto Mecca of the ruler Mansa Kankan Musa˚ (r.1312–1337), in fulfillment of his personal duty as a Mus-lim, also gave him an opportunity to display Mali’s ex-ceptional wealth. As befitted a powerful ruler, he

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Zambezi (zam-BEE-zee) Zimbabwe (zim-BAHB-way)bilad al-sudan (bih-LAD uhs–soo-DAN)

Takrur (TAHK-roor) Sumanguru (soo-muhn-GOO-roo)Sundiata (soon-JAH-tuh) Malinke (muh-LING-kay)Mansa Kankan Musa (MAHN-suh KAHN-kahn MOO-suh)

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departed in 1324 with a large entourage. Besides hissenior wife and 500 of her ladies in waiting and theirslaves, according to one account, there were also 60,000porters and a vast caravan of camels carrying suppliesand provisions. For purchases and gifts he took eightypackages of gold each weighing 122 ounces (3.8 kilo-grams). In addition, 500 slaves each carried a goldenstaff. Mansa Musa was so lavish with his gifts when theentourage passed through Cairo that the value of goldthere remained depressed for years.

After his return from the pilgrimage in 1325, MansaMusa was eager to promote the religious and cultural in-fluence of Islam in his empire. He built new mosquesand opened Quranic schools in the cities along the Nigerbend. When Ibn Battuta visited Mali from 1352 to 1354,during the reign of Mansa Musa’s successor Mansa

Suleiman˚ (r. 1341–1360), he praised the Malians fortheir faithful recitation of Islamic prayers and for theirzeal in teaching children the Quran.

Ibn Battuta also had high praise for Mali’s govern-ment. He reported that “complete and general safety”prevailed in the vast territories ruled by Suleiman andthat foreign travelers had no reason to fear being robbedby thieves or having their goods confiscated if they died.(For Ibn Battuta’s account of the sultan’s court and hissubjects’ respect see Diversity and Dominance: PersonalStyles of Rule in India and Mali.)

Two centuries after Sundiata founded the empire,Mali began to disintegrate. When Mansa Suleiman’s suc-cessors proved to be less able rulers, rebellions broke out

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among the diverse peoples who had been subjected toMalinke rule. Avid for Mali’s wealth, other groups at-tacked from without. The desert Tuareg retook their cityof Timbuktu˚ in 1433. By 1500 the rulers of Mali had do-minion over little more than the Malinke heartland.

The cities of the upper Niger survived Mali’s col-lapse, but some of the western Sudan’s former trade andintellectual life moved east to other African states in thecentral Sudan. Shortly after 1450 the rulers of several ofthe Hausa city-states adopted Islam as their official reli-gion. The Hausa states were also able to increase theirimportance as manufacturing and trading centers, be-coming famous for their cotton textiles and leatherwork-ing. Also expanding in the late fifteenth century was thecentral Sudanic state of Kanem-Bornu˚. It was de-scended from the ancient kingdom of Kanem, whoserulers had accepted Islam in about 1085. At its peakabout 1250, Kanem had absorbed the state of Bornusouth and west of Lake Chad and gained control of im-portant trade routes crossing the Sahara. As Kanem-Bornu’s armies conquered new territories in the latefifteenth century, they also spread the rule of Islam.

The arrival of Islam in Indiawas more violent than in WestAfrica. Having long before lostthe defensive unity of the

Gupta Empire (see Chapter 6), the divided states ofnorthwest India were subject to raids by Afghan warlordsbeginning in the early eleventh century. Motivated by awish to spread their Islamic faith and by a desire forplunder, the raiders looted Hindu and Buddhist templesof their gold and jewels, kidnapped women for theirharems, and slew Indian defenders by the thousands.

In the last decades of the twelfth century a new Turk-ish dynasty mounted a furious assault that succeeded incapturing the important northern Indian cities of Lahoreand Delhi. The Muslim warriors could fire powerfulcrossbows from the backs of their galloping horsesthanks to the use of iron stirrups. One partisan Muslimchronicler recorded, “The city [Delhi] and its vicinity wasfreed from idols and idol-worship, and in the sanctuariesof the images of the [Hindu] Gods, mosques were raisedby the worshippers of one God.”2 The invaders’ strengthwas bolstered by a ready supply of Turkish adventurersfrom Central Asia eager to follow individual leaders andby the unifying force of their common religious faith. Al-though Indians fought back bravely, their small states,

The DelhiSultanate in India

often at war with one another, were unable to present aneffective united front.

Between 1206 and 1236, the Muslim invaders ex-tended their rule over the Hindu princes and chiefs inmuch of northern India. Sultan Iltutmish˚ (r. 1211–1236)consolidated the conquest of northern India in a seriesof military expeditions that made his empire the largeststate in India (see Map 13.3). He also secured officialrecognition of the Delhi Sultanate as a Muslim state bythe caliph of Baghdad. Although the looting and destruc-tion of temples, enslavement, and massacres continued,especially on the frontiers of the empire, the Musliminvaders gradually underwent a transformation frombrutal conquerors to more benign rulers. Muslim com-manders accorded protection to the conquered, freeingthem from persecution in return for payment of a specialtax. Yet Hindus never forgot the intolerance and destruc-tion of their first contacts with the invaders.

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Ibn Battuta wrote vivid descriptions of the powerful menwho dominated the Muslim states he visited. Although his

accounts are explicitly about the rulers, they also raise im-portant issues about their relations with their subjects. Thefollowing account of Sultan Muhammad ibn Tughluq ofDelhi may be read as a treatise on the rights and duties ofrulers and ways in which individual personalities shaped di-verse governing styles.

Muhammad is a man who, above all others, is fond of mak-ing presents and shedding blood. There may always beseen at his gate some poor person becoming rich, or someliving one condemned to death. His generous and brave ac-tions, and his cruel and violent deeds, have obtained notori-ety among the people. In spite of this, he is the most humbleof men, and the one who exhibits the greatest equity. Theceremonies of religion are dear to his ears, and he is very se-vere in respect of prayer and the punishment which followsits neglect. . . .

When drought prevailed throughout India and Sind, . . . theSultan gave orders that provisions for six months should besupplied to all the inhabitants of Delhi from the royal grana-ries. . . . The officers of justice made registers of the people ofthe different streets, and these being sent up, each person re-ceived sufficient provisions to last him for six months.

The Sultan, notwithstanding all I have said about his hu-mility, his justice, his kindness to the poor, and his boundlessgenerosity, was much given to bloodshed. It rarely happenedthat the corpse of some one who had been killed was notseen at the gate of his palace. I have often seen men killedand their bodies left there. One day I went to his palace andmy horse shied. I looked before me, and I saw a white heapon the ground, and when I asked what it was, one of mycompanions said it was the trunk of a man cut into threepieces. The sovereign punished little faults like great ones,and spared neither the learned, the religious, nor the noble.Every day hundreds of individuals were brought chained intohis hall of audience; their hands tied to their necks and theirfeet bound together. Some of them were killed, and otherswere tortured, or well beaten . . . .

The Sultan has a brother named Masud Khan, [who] wasone of the handsomest fellows I have even seen. The king sus-

pected him of intending to rebel, so he questioned him, and,under fear of the torture, Masud confessed the charge. Indeed,every one who denies charges of this nature, which the Sultanbrings against him, is put to the torture, and most people pre-fer death to being tortured. The Sultan had his brother’s headcut off in the palace, and the corpse, according to custom, wasleft neglected for three days in the same place. The mother ofMasud had been stoned two years before in the same place ona charge of debauchery or adultery. . . .

One of the most serious charges against this Sultan is thathe forced all the inhabitants of Delhi to leave their homes.[After] the people of Delhi wrote letters full of insults and in-vectives against [him,] the Sultan . . . decided to ruin Delhi,so he purchased all the houses and inns from the inhabitants,paid them the price, and then ordered them to remove toDaulatabad. . . .

The greater part of the inhabitants departed, but [h]isslaves found two men in the streets: one was paralyzed, theother blind. They were brought before the sovereign, who or-dered the paralytic to be shot away from a manjanik [cata-pult], and the blind man to be dragged from Delhi toDaulatabad, a journey of forty days’ distance. The poorwretch fell to pieces during the journey, and only one of hislegs reached Daulatabad. All of the inhabitants of Delhi left;they abandoned their baggage and their merchandize, andthe city remained a perfect desert.

A person in whom I felt confidence assured me that theSultan mounted one evening upon the roof of his palace, and,casting his eyes over the city of Delhi, in which there was nei-ther fire, smoke, nor light, he said, “Now my heart is satisfied,and my feelings are appeased.” . . . When we entered this cap-ital, we found it in the state which has been described. It wasempty, abandoned, and had but a small population.

In his description of Mansa Suleiman of Mali in 1353, IbnBattuta places less emphasis on personality, a difference

that may only be due to the fact that he had little personalcontact with him. He stresses the huge social distance be-tween the ruler and the ruled, between the master and theslave, and goes on to tell more of the ways in which Islamhad altered life in Mali’s cities as well as complaining aboutcustoms that the introduction of Islam had not changed.

D I V E R S I T Y A N D D O M I N A N C E

PERSONAL STYLES OF RULE IN INDIA AND MALI

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The sultan of Mali is Mansa Suleiman, mansa meaningsultan, and Suleiman being his proper name. He is miserly,not a man from which one might hope for a rich present. Ithappened that I spent these two months without seeing himon account of my illness. Later on he held a banquet . . . towhich the commanders, doctors, qadi and preacher were in-vited, and I went along with them. . . .

On certain days the sultan holds audiences in the palaceyard, where there is a platform under a tree . . . carpeted withsilk, [over which] is raised the umbrella, . . . surmounted by abird in gold, about the size of a falcon. The sultan comes outof a door in a corner of the palace, carrying a bow in his handand a quiver on his back. On his head he has a golden skull-cap, bound with a gold band which has narrow ends shapedlike knives, more than a span in length. His usual dress is a vel-vety red tunic, made of the European fabrics called mutanfas.The sultan is preceded by his musicians, who carry gold andsilver [two-stringed guitars], and behind him come threehundred armed slaves. He walks in a leisurely fashion, affect-ing a very slow movement, and even stops and looks roundthe assembly, then ascends [the platform] in the sedate man-ner of a preacher ascending a mosque-pulpit. As he takes hisseat, the drums, trumpets, and bugles are sounded. Threeslaves go at a run to summon the sovereign’s deputy and themilitary commanders, who enter and sit down. . . .

The blacks are of all people the most submissive to theirking and the most abject in their behavior before him. Theyswear by his name, saying Mansa Suleiman ki [by MansaSuleiman’s law]. If he summons any of them while he is hold-ing an audience in his pavilion, the person summoned takesoff his clothes and puts on worn garments, removes his tur-ban and dons a dirty skullcap and enters with his garmentsand trousers raised knee-high. He goes forward in an atti-tude of humility and dejection, and knocks the ground hardwith his elbows, then stands with bowed head and bent backlistening to what he says. If anyone addresses the king andreceives a reply from him, he uncovers his back and throwsdust over his head and back, for all the world like a bathersplashing himself with water. I used to wonder how it wasthat they did not blind themselves.

Among the admirable qualities of these people, the fol-lowing are to be noted:

1. The small number of acts of injustice that one findsthere; for the blacks are of all people those who mostabhor injustice. The sultan pardons no one who isguilty of it.

2. The complete and general safety one enjoys through-out the land. The traveller has no more reason than theman who stays at home to fear brigands, thieves, orravishers.

3. The blacks do not confiscate the goods of white men[i.e., North Africans and the Middle Easterners] who diein their country, not even when these consist of big

treasure, They deposit them, on the contrary, with aman of confidence among the whites until those whohave a right to the goods present themselves and takepossession.

4. They make all their prayers punctually; they assidu-ously attend their meetings of the faithful, and punishtheir children if these should fail in this. On Fridays,anyone who is late at the mosque will find nowhere topray, the crowd is so great. . . .

5. The blacks wear fine white garments on Fridays. If bychance a man has no more than one shirt or a soiledtunic, at least he washes it before putting it on to goto public prayer.

6. They zealously learn the Koran by heart. Those childrenwho are neglectful in this are put in chains until theyhave memorized the Koran by heart. . . .

But these people have some deplorable customs, as forexample:

1. Women servants, slave women, and young girls goabout quite naked, not even covering their sexualparts. I saw many like this during Ramadan. . . .

2. Women go naked in the sultan’s presence, too, withouteven a veil; his daughters also go about naked. On thetwenty-seventh night of Ramadan I saw about a hun-dred women slaves coming out of the sultan’s palacewith food and they were naked. Two daughters of thesultan were with them, and these had no veil either, al-though they had big breasts.

3. The blacks throw dust and cinders on their heads as asign of good manners and respect.

4. They have buffoons who appear before the sultanwhen his poets are reciting their praise songs.

5. And then a good number of the blacks eat the flesh ofdogs and donkeys.

QUESTIONS FOR ANALYSIS1. How would the actions of these rulers have enhanced

their authority? To what extent do their actions reflectIslamic influences?

2. Although Ibn Battuta tells what the rulers did, can youimagine how one of their subjects would have de-scribed his or her perception of the same events andcustoms?

3. Which parts of Ibn Battuta’s descriptions seem to beobjective and believable? Which parts are more reflec-tive of his personal values?

Source: The first excerpt is from Henry M. Elliot, The History of India as Told by Its OwnHistorians (London: Trübner and Co., 1869–1871) 3:611–614. The second excerpt isadapted from H. A. R. Gibb, ed., Selections from the Travels of Ibn Battuta in Asia andAfrica, 1325-1354 (London: Cambridge University Press, 1929), pp. 326–328. Copyright© 1929. Reprinted with permission of the Cambridge University Press.

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To the astonishment of his ministers, Iltutmishpassed over his weak and pleasure-seeking sons anddesignated his beloved and talented daughter Raziya˚ ashis heir. When they questioned the unprecedented ideaof a woman ruling a Muslim state, he said, “My sons aredevoted to the pleasures of youth: no one of them isqualified to be king. . . . There is no one more competentto guide the State than my daughter.

In the event, her brother—whose great delight wasriding his elephant through the bazaar, showering thecrowds with coins—ruled ineptly for seven months be-fore the ministers relented and put Raziya (r. 1236–1240)on the throne.

A chronicler who knew her explained why the reignof this able ruler lasted less than four years:

Sultan Raziya was a great monarch. She was wise,just, and generous, a benefactor to her kingdom, adispenser of justice, the protector of her subjects, andthe leader of her armies. She was endowed with all

the qualities befitting a king, but that she was notborn of the right sex, and so in the estimation of menall these virtues were worthless. May God have mercyupon her!3

Doing her best to prove herself a proper king, Raziyadressed like a man and rode at the head of her troopsatop an elephant. Nothing, however, could overcome theprejudice against a woman ruler. In the end the Turkishchiefs imprisoned her. Soon after she escaped, she diedat the hands of a robber.

After a half-century of stagnation and rebellion, theruthless but efficient policies of Sultan Ala-ud-dinKhalji˚ (r. 1296–1316) increased his control over the em-pire’s outlying provinces. Successful frontier raids andhigh taxes kept his treasury full; wage and price controlsin Delhi kept down the cost of maintaining a large army;and a network of spies stifled intrigue. When a Mongolthreat from the northeast eased, Ala-ud-din’s forces ex-tended the sultanate’s southern flank, seizing the rich

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trading state of Gujarat˚ in 1298. Then troops drovesouthward, briefly seizing the southern tip of the Indianpeninsula.

At the time of Ibn Battuta’s visit, Delhi’s ruler wasSultan Muhammad ibn Tughluq˚ (r. 1325–1351), who re-ceived his visitor at his palace’s celebrated Hall of aThousand Pillars. The world traveler praised the sultan’spiety and generosity, but also recounted his cruelties(see Diversity and Dominance: Personal Styles of Rule inIndia and Mali). In keeping with these complexities, thesultan resumed a policy of aggressive expansion that en-larged the sultanate to its greatest extent. He balancedthat policy with religious toleration intended to win theloyalty of Hindus and other non-Muslims. He even at-tended Hindu religious festivals. However, his successorFiruz Shah˚ (r. 1351–1388) alienated powerful Hindus bytaxing the Brahmins, preferring to cultivate good rela-tions with the Muslim elite. Muslim chroniclers praised

him for constructing forty mosques, thirty colleges, anda hundred hospitals.

A small minority in a giant land, the Turkish rulersrelied on terror more than on toleration to keep theirsubjects submissive, on harsh military reprisals to putdown rebellion, and on pillage and high taxes to sustainthe ruling elite in luxury and power. Though little differ-ent from most other large states of the time (includingMali) in being more a burden than a benefit to most of itssubjects, the sultanate never lost the disadvantage of for-eign origins and alien religious identity. Nevertheless,over time, the sultans incorporated some Hindus intotheir administration. Some members of the ruling elitealso married women from prominent Hindu families,though the brides had to become Muslims.

Personal and religious rivalries within the Muslimelite, as well as the discontent of the Hindus, threat-ened the Delhi Sultanate with disintegration wheneverit showed weakness and finally hastened its end. In themid-fourteenth century Muslim nobles challengedthe sultan’s dominion and successfully established the

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Bahmani˚ kingdom (1347–1482), which controlled theDeccan Plateau. To defend themselves against thesouthward push of Bahmani armies, the Hindu statesof southern India united to form the Vijayanagar˚ Em-pire (1336–1565), which at its height controlled the richtrading ports on both coasts and held Ceylon as a trib-utary state.

The rulers of Vijayanagar and the Bahmani turned ablind eye to religious differences when doing so favoredtheir interests. Bahmani rulers sought to balance devo-tion to Muslim domination with the practical impor-tance of incorporating the leaders of the majority Hindupopulation into the government, marrying Hindu wives,and appointing Brahmins to high offices. Vijayanagarrulers hired Muslim cavalry specialists and archers tostrengthen their military forces, and they formed an al-liance with the Muslim-ruled state of Gujarat.

By 1351, when all of South India was independent ofDelhi’s rule, much of north India was also in rebellion. Inthe east, Bengal successfully broke away from the sul-tanate in 1338, becoming a center of the mystical Sufitradition of Islam (see Chapter 8). In the west, Gujarathad regained its independence by 1390. The weakeningof Delhi’s central authority revived Mongol interests inthe area. In 1398 the Turko-Mongol leader Timur (seeChapter 12) seized the opportunity to invade and cap-tured the city of Delhi. When his armies withdrew thenext year with vast quantities of pillage and tens of thou-sands of captives, the largest city in southern Asia layempty and in ruins. The Delhi Sultanate never recovered.

For all its shortcomings, the Delhi Sultanate was im-portant in the development of centralized political au-thority in India. It established a bureaucracy headed bythe sultan, who was aided by a prime minister andprovincial governors. There were efforts to improve foodproduction, promote trade and economic growth, andestablish a common currency. Despite the many con-flicts that Muslim conquest and rule provoked, Islamgradually acquired a permanent place in South Asia.

INDIAN OCEAN TRADE

The maritime network that stretched across the In-dian Ocean from the Islamic heartland of Iran and

Arabia to Southeast Asia connected to Europe, Africa,and China. The Indian Ocean region was the world’srichest maritime trading network and an area of rapidMuslim expansion.

The rising prosperity of Asian,European, and African statesstimulated the expansion oftrade in the Indian Ocean after

1200. Some of the growth was in luxuries for thewealthy—precious metals and jewels, rare spices, finetextiles, and other manufactures. The construction oflarger ships also made shipments of bulk cargoes of ordi-nary cotton textiles, pepper, food grains (rice, wheat,barley), timber, horses, and other goods profitable.When the collapse of the Mongol Empire in the four-teenth century disrupted overland trade routes acrossCentral Asia, the Indian Ocean routes assumed greaterstrategic importance in tying together the peoples ofEurasia and Africa.

Some goods were transported from one end of thistrading network to the other, but few ships or crews madea complete circuit. Instead the Indian Ocean trade wasdivided into two legs: one from the Middle East across theArabian Sea to India, and the other from India across theBay of Bengal to Southeast Asia (see Map 13.4).

The characteristic cargo and passenger ship of theArabian Sea was the dhow˚ (see Environment and Tech-nology: The Indian Ocean Dhow). Ports on the Malabarcoast of southwestern India constructed many of thesevessels, which grew from an average capacity of 100 tonsin 1200 to 400 tons in 1500. On a typical expedition, adhow might sail west from India to Arabia and Africa onthe northeast monsoon winds (December to March) andreturn on the southwest monsoons (April to August).Small dhows kept the coast in sight. Relying on the starsto guide them, skilled pilots steered large vessels by thequicker route straight across the water. A large dhowcould sail from the Red Sea to mainland Southeast Asiain from two to four months, but few did so. Instead, car-goes and passengers normally sailed eastward to India injunks, which dominated travel in the Bay of Bengal andthe South China Sea.

The largest, most technologically advanced, andmost seaworthy vessel of this time, the junk had beendeveloped in China. Junks were built from heavy spruceor fir planks held together with enormous nails. Thespace below the deck was divided into watertight com-partments to minimize flooding in case of damage to theship’s hull. According to Ibn Battuta, the largest junkshad twelve sails made of bamboo and carried a crew of athousand men, of whom four hundred were soldiers. Alarge junk might have up to a hundred passenger cabinsand could carry a cargo of over 1,000 tons. Chinese junksdominated China’s foreign shipping to Southeast Asia

MonsoonMariners

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and India, but not all of the junks that plied these waterswere Chinese. During the fifteenth century, vessels ofthis type came from shipyards in Bengal and SoutheastAsia and were sailed by local crews.

The trade of the Indian Ocean was decentralizedand cooperative. Commercial interests, rather than po-litical authorities, tied several distinct regional networkstogether (see Map 13.4). Eastern Africa supplied goldfrom inland areas. Ports around the Arabian peninsulashipped horses and goods from the northern parts ofthe Middle East, the Mediterranean, and eastern Eu-rope. At the center of the Indian Ocean trade, merchantsin the cities of coastal India received goods from eastand west, sold some locally, passed others along, andadded vast quantities of Indian goods to the trade. TheStrait of Malacca˚, between the eastern end of the In-dian Ocean and the South China Sea, was the meetingpoint of trade from Southeast Asia, China, and the In-dian Ocean. In each region certain ports functioned asgiant emporia, consolidating goods from smaller ports

and inland areas for transport across the seas. The oper-ation of this complex trading system can best be under-stood by looking at some of the regions and theiremporia in greater detail.

Trade expanded steadily alongthe East African coast fromabout 1250, giving rise to be-tween thirty and forty separatecity-states by 1500. As a result of

this rising prosperity, new masonry buildings, sometimesthree or four stories high, replaced many of the mud andthatch African fishing villages. Archaeology reveals thegrowing presence of imported glass beads, Chinese por-celain, and other exotic goods. As a result of trading con-tacts, many loan words from Arabic and Persian enrichedthe language of the coastal Africans, and the first to writein it used Arabic script. The visitors called these people“Swahili,”˚ from the Arabic name sawahil˚ al-sudan,meaning “shores of the blacks,” and the name stuck.

Africa: TheSwahili andZimbabwe

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The sailing vessels that crossed the Indian Ocean sharedthe diversity of that trading area. The name by which we

know them, dhow, comes from the Swahili language of theEast African coast. The planks of teak from which their hullswere constructed were hewn from the tropical forests ofSouth India and Southeast Asia. Their pilots, who navigatedby stars at night, used the ancient technique that Arabs hadused to find their way across the desert. Some pilots used amagnetic compass, which originated in China.

Dhows came in various sizes and designs, but all had twodistinctive features in common. The first was hull construc-tion. The hulls of dhows consisted of planks that were sewntogether, not nailed. Cord made of fiber from the husk ofcoconuts or other materials was passed through rows ofholes drilled in the planks. Because cord is weaker thannails, outsiders considered this shipbuilding techniquestrange. Marco Polo fancifully suggested that it indicatedsailors’ fear that large ocean magnets would pull any nailsout of their ships. More probable explanations are that pli-ant sewn hulls were cheaper to build than rigid nailed hullsand were less likely to be damaged if the ships ran agroundon coral reefs.

The second distinctive feature of dhows was their trian-gular (lateen) sails made of palm leaves or cotton. The sailswere suspended from tall masts and could be turned tocatch the wind.

The sewn hull and lateen sails were technologies devel-oped centuries earlier, but there were two innovations be-tween 1200 and 1500. First, a rudder positioned at thestern (rear end) of the ship replaced the large side oar thatformerly had controlled steering. Second, shipbuilders in-creased the size of dhows to accommodate bulkier cargoes.

The Indian Ocean Dhow

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At the time of Ibn Battuta’s visit, the southern city ofKilwa had displaced Mogadishu as the Swahili Coast’smost important commercial center. The traveler declaredKilwa “one of the most beautiful and well-constructedtowns in the world.” He noted that its dark-skinned in-habitants were devout and pious Muslims, and he tookspecial pains to praise their ruler as a man rich in the tra-ditional Muslim virtues of humility and generosity.

Swahili oral traditions associate the coast’s commer-cial expansion with the arrival of Arab and Iranian mer-chants, but do not say what had attracted them. InKilwa’s case the answer is gold. By the late fifteenth cen-tury the city was exporting a ton of gold a year. The goldwas mined by inland Africans much farther south. Muchof it came from or passed through a powerful state onthe plateau south of the Zambezi River, whose capitalcity is known as Great Zimbabwe. At its peak in about1400, the city, which occupied 193 acres (78 hectares),may have had 18,000 inhabitants.

Between about 1250 and 1450, local African crafts-men built stone structures for Great Zimbabwe’s rulers,priests, and wealthy citizens. The largest structure, awalled enclosure the size and shape of a large footballstadium, served as the king’s court. Its walls of un-mortared stone were up to 17 feet (5 meters) thick and 32feet (10 meters) high. Inside the walls were many build-ings, including a large conical stone tower. The stone ru-ins of Great Zimbabwe are one of the most famoushistorical sites in sub-Saharan Africa.

Mixed farming and cattle-herding was Great Zim-babwe’s economic base, but, as in Mali, the state’s wealthcame from long-distance trade. Trade began regionallywith copper ingots from the upper Zambezi Valley, salt,and local manufactures. The gold exports into the IndianOcean in the fourteenth and fifteenth centuries broughtZimbabwe to the peak of its political and economicpower. However, historians suspect that the city’s resi-dents depleted nearby forests for firewood while their

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cattle overgrazed surrounding grasslands. The resultingecological crisis hastened the empire’s decline in the fif-teenth century.

The city of Aden˚ had a doubleadvantage in the Indian Oceantrade. Most of the rest of Arabiawas desert, but monsoon winds

brought Aden enough rainfall to supply drinking waterto a large population and to grow grain for export. In ad-dition, Aden’s location (see Map 13.2) made it a conven-ient stopover for trade with India, the Persian Gulf, EastAfrica, and Egypt. Aden’s merchants sorted out the goodsfrom one place and sent them on to another: cottoncloth and beads from India, spices from Southeast Asia,horses from Arabia and Ethiopia, pearls from the RedSea, luxurious manufactures from Cairo, slaves, gold,and ivory from Ethiopia, and grain, opium, and dyesfrom Aden’s own hinterland.

After visiting Mecca in 1331, Ibn Battuta sailed downthe Red Sea to Aden, probably wedged among bales oftrade goods. His comments on the great wealth of Aden’sleading merchants include a story about the slave of onemerchant who paid the fabulous sum of 400 dinars for aram in order to keep the slave of another merchant frombuying it. Instead of punishing the slave for this extrava-gance, the master freed him as a reward for outdoing hisrival. Ninety years later a Chinese Muslim visitor, MaHuan, found “the country . . . rich, and the people nu-merous,” living in stone residences several stories high.

Common commercial interests generally promotedgood relations among the different religions and culturesof this region. For example, in the mid-thirteenth cen-tury a wealthy Jew from Aden named Yosef settled inChristian Ethiopia, where he acted as an adviser. SouthArabia had been trading with neighboring parts of Africasince before the time of King Solomon of Israel. The dy-nasty that ruled Ethiopia after 1270 claimed descentfrom Solomon and from the South Arabian princessSheba. Solomonic Ethiopia’s consolidation was associ-ated with a great increase in trade through the Red Seaport of Zeila˚, including slaves, amber, and animal pelts,which went to Aden and on to other destinations.

Friction sometimes arose, however. In the four-teenth century the Sunni Muslim king of Yemen sent ma-terials for the building of a large mosque in Zeila, but thelocal Somalis (who were Shi’ite Muslims) threw thestones into the sea. The result was a year-long embargoof Zeila ships in Aden. In the late fifteenth centuryEthiopia’s territorial expansion and efforts to increase

Arabia: Aden and the Red Sea

control over the trade provoked conflicts with Muslimswho ruled the coastal states of the Red Sea.

The state of Gujarat in westernIndia prospered as its portsshared in the expanding tradeof the Arabian Sea and the riseof the Delhi Sultanate. Blessed

with a rich agricultural hinterland and a long coastline,Gujarat attracted new trade after the Mongol capture ofBaghdad in 1258 disrupted the northern land routes. Gu-jarat’s forcible incorporation into the Delhi Sultanate in1298 had mixed results. The state suffered from the vio-lence of the initial conquest and from subsequent mili-tary crackdowns, but it also prospered from increasedtrade with Delhi’s wealthy ruling class. Independentagain after 1390, Gujarat’s Muslim rulers extended theircontrol over neighboring Hindu states and regainedtheir preeminent position in the Indian Ocean trade.

The state derived much of its wealth from its exportof cotton textiles and indigo to the Middle East and Eu-rope, largely in return for gold and silver. Gujaratis alsodominated the trade from India to the Swahili Coast,selling cotton cloth, carnelian beads, and foodstuffs inexchange for ebony, slaves, ivory, and gold. During thefifteenth century traders expanded their trade from Gu-jarat eastward to the Strait of Malacca. These Gujaratimerchants helped spread the Islamic faith among EastIndian traders, some of whom even imported speciallycarved gravestones from Gujarat.

Unlike Kilwa and Aden, Gujarat was important forits manufactures as well as its commerce. According tothe thirteenth-century Venetian traveler Marco Polo, Gu-jarat’s leatherworkers dressed enough skins in a year tofill several ships to Arabia and other places and alsomade beautiful sleeping mats for export to the MiddleEast “in red and blue leather, exquisitely inlaid with fig-ures of birds and beasts, and skilfully embroidered withgold and silver wire,” as well as leather cushions embroi-dered in gold. Later observers considered the Gujaraticity of Cambay the equal of cities in Flanders and north-ern Italy (see Chapter 14) in the size, skill, and diversityof its textile industries.

Gujarat’s cotton, linen, and silk cloth, as well as itscarpets and quilts, found a large market in Europe,Africa, the Middle East, and Southeast Asia. Cambay alsowas famous for its polished gemstones, gold jewelry,carved ivory, stone beads, and both natural and artificialpearls. At the height of its prosperity in the fifteenth cen-tury, this substantial city’s well-laid-out streets and openplaces boasted fine stone houses with tiled roofs. Al-

India: Gujaratand the MalabarCoast

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though most of Gujarat’s overseas trade was in the handsof its Muslim residents, members of its Hindu merchantcaste profited so much from related commercial activi-ties that their wealth and luxurious lives were the envy ofother Indians.

More southerly cities on the Malabar Coast dupli-cated Gujarat’s importance in trade and manufacturing.Calicut˚ and other coastal cities prospered from theircommerce in locally made cotton textiles and locallygrown grains and spices, and as clearing-houses for thelong-distance trade of the Indian Ocean. The Zamorin˚(ruler) of Calicut presided over a loose federation of itsHindu rulers along the Malabar Coast. As in easternAfrica and Arabia, rulers were generally tolerant of otherreligious and ethnic groups that were important to com-mercial profits. Most trading activity was in the hands ofMuslims, many originally from Iran and Arabia, who in-termarried with local Indian Muslims. Jewish merchantsalso operated from Malabar’s trading cities.

At the eastern end of the In-dian Ocean, the principal pas-sage into the South China Seawas through the Strait ofMalacca between the Malay

Peninsula and the island of Sumatra (see Map 13.3). Astrade increased in the fourteenth and fifteenth cen-turies, this commercial choke point became the object ofconsiderable political rivalry. The mainland kingdom ofSiam gained control of most of the upper Malay Penin-sula, while the Java-based kingdom of Majapahit˚ ex-tended its dominion over the lower Malay Peninsula andmuch of Sumatra. Majapahit, however, was not strongenough to suppress a nest of Chinese pirates who hadgained control of the Sumatran city of Palembang˚ andpreyed on ships sailing through the strait. In 1407 a fleetsent by the Chinese government smashed the pirates’power and took their chief back to China for trial.

Weakened by internal struggles, Majapahit was un-able to take advantage of China’s intervention. The chiefbeneficiary of the safer commerce was the newer port ofMalacca (or Melaka), which dominated the narrowestpart of the strait. Under the leadership of a prince fromPalembang, Malacca had quickly grown from an obscurefishing village into an important port by means of a se-ries of astute alliances. Nominally subject to the king ofSiam, Malacca also secured an alliance with China thatwas sealed by the visit of the imperial fleet in 1407. The

Southeast Asia:The Rise ofMalacca

conversion of an early ruler from Hinduism to Islamhelped promote trade with the Gujarati and other Mus-lim merchants who dominated so much of the IndianOcean commerce. Merchants also appreciated Malacca’ssecurity and low taxes.

Malacca served as the meeting point for tradersfrom India and China as well as an emporium for South-east Asian trade: rubies and musk from Burma, tin fromMalaya, gold from Sumatra, cloves and nutmeg from theMoluccas (or Spice Islands, as Europeans later dubbedthem) to the east. Shortly after 1500, when Malacca wasat its height, one resident counted eighty-four languagesspoken among the merchants gathered there, who camefrom as far away as Turkey, Ethiopia, and the SwahiliCoast. Four officials administered the large foreign mer-chant communities: one official for the very numerousGujaratis, one for other Indians and Burmese, one forSoutheast Asians, and one for the Chinese and Japanese.Malacca’s wealth and its cosmopolitan residents set thestandard for luxury in Malaya for centuries to come.

SOCIAL AND

CULTURAL CHANGE

State growth, commercial expansion, and the spreadof Islam between 1200 and 1500 led to many changes

in the social and cultural life of tropical peoples. The po-litical and commercial elites at the top of society grewmore numerous, as did the slaves who served theirneeds. The spread of Islamic practices and beliefs af-fected social and cultural life—witness words of Arabicorigin like Sahara, Sudan, Swahili, and monsoon—yetlocal traditions remained important.

Social and cultural changestypically affect cities morethan rural areas. As Ibn Battutaobserved, wealthy merchantsand the ruling elite spent lav-

ishly on new mansions, palaces, and places of worship. Places of worship from this period exhibit fascinat-

ing blends of older traditions and new influences.African Muslims strikingly rendered Middle Easternmosque designs in local building materials: sun-bakedclay and wood in the western Sudan, coral stone on theSwahili Coast. Hindu temple architecture influenced thedesign of mosques, which sometimes incorporatedpieces of older structures. The congregational mosque atCambay, built in 1325, was assembled out of pillars,

Architecture,Learning, andReligion

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porches, and arches taken from sacked Hindu and Jain˚temples. The culmination of a mature Hindu-Muslim ar-chitecture was the congregational mosque erected at theGujarati capital of Ahmadabad˚ in 1423. It had an opencourtyard typical of mosques everywhere, but the sur-rounding verandas incorporated many typical Gujaratidetails and architectural conventions.

Even more unusual than these Islamic architecturalamalgams were the Christian churches of King Lalibela˚of Ethiopia, constructed during the first third of the thir-teenth century. As part of his new capital, Lalibela di-rected Ethiopian sculptors to carve eleven churches outof solid rock, each commemorating a sacred Christiansite in Jerusalem. These unique structures carried on anold Ethiopian tradition of rock sculpture, though on a fargrander scale.

Mosques, churches, and temples were centers of ed-ucation as well as prayer. Muslims promoted literacyamong their sons (and sometimes their daughters) so

that they could read the religion’s classic texts. Ibn Bat-tuta reported seeing several boys in Mali who had beenplaced in chains until they finished memorizing pas-sages of the Quran. In sub-Saharan Africa the spread ofIslam was associated with the spread of literacy, whichhad previously been confined largely to Christian Ethiopia.Initially, literacy was in Arabic, but in time Arabic char-acters were used to write local languages.

Islam affected literacy less in India, which had anancient heritage of writing. Arabic served primarily forreligious purposes, while Persian became the languageof high culture and was used at court. Eventually, Urdu˚arose, a Persian-influenced literary form of Hindi writ-ten in Arabic characters. Muslims also introduced pa-permaking in India.

Advanced Muslim scholars studied Islamic law, the-ology, and administration, as well as works of mathe-matics, medicine, and science, derived in part fromancient Greek writings. By the sixteenth century in theWest African city Timbuktu, there were over 150 Quranic

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schools, and advanced classes were held in the mosquesand homes of the leading clerics. So great was the de-mand for books that they were the most profitable itemto bring from North Africa to Timbuktu. At his death in1536 one West African scholar, al-Hajj Ahmed of Tim-buktu, possessed some seven hundred volumes, an un-usually large library for that time. In Southeast Asia,Malacca became a center of Islamic learning from whichscholars spread Islam throughout the region. Other im-portant centers of learning developed in Muslim India,particularly in Delhi, the capital.

Even in conquered lands, such as India, Muslimrulers generally did not impose their religion. Exampleand persuasion by merchants and Sufis proved a moreeffective way of making converts. Many Muslims wereactive missionaries for their faith and worked hard topersuade others of its superiority. Islam’s influencespread along regional trade routes from the SwahiliCoast, in the Sudan, in coastal India, and in SoutheastAsia. Commercial transactions could take place betweenpeople of different religions, but the common code ofmorality and law that Islam provided attracted many lo-cal merchants.

Marriage also spread Islam. Single Muslim men whojourneyed along the trade routes often married localwomen and raised their children in the Islamic faith.Since Islam permitted a man to have up to four legalwives and many men took concubines as well, somewealthy men had dozens of children. In large elite Mus-lim households the many servants, both free and en-slaved, were also required to be Muslims. Although suchconversions were not fully voluntary, individuals couldstill find personal fulfillment in the Islamic faith.

In India Islamic invasions practically destroyed thelast strongholds of long-declining Buddhism. In 1196 in-vaders overran the great Buddhist center of study at Na-landa˚ in Bihar˚ and burned its manuscripts, killingthousands of monks or driving them into exile in Nepaland Tibet. With Buddhism reduced to a minor faith inthe land of its birth (see Chapter 7), Islam emerged as In-dia’s second most important religion. Hinduism was stillIndia’s dominant faith in 1500, but in most of maritimeSoutheast Asia Islam displaced Hinduism.

Islam also spread among the pastoral Fulani of WestAfrica and Somali of northeastern Africa, as well asamong pastoralists in northwest India. In Bengal Mus-lim religious figures oversaw the conversion of jungleinto farmland and thereby gained many convertsamong low-caste Hindus who admired the universalismof Islam.

The spread of Islam did not simply mean the re-placement of one set of beliefs by another. Islam alsoadapted to the cultures of the regions it penetrated, de-veloping African, Indian, and Indonesian varieties.

The conquests and commercebrought new wealth to someand new hardships to others.The poor may not have be-come poorer, but a significant

growth in slavery accompanied the rising prosperity ofthe elite. According to Islamic sources, military cam-paigns in India reduced hundreds of thousands of Hindu“infidels” to slavery. Delhi overflowed with slaves. SultanAla-ud-din owned 50,000; Firuz Shah had 180,000, in-cluding 12,000 skilled artisans. Sultan Tughluq sent 100male slaves and 100 female slaves as a gift to the emperorof China in return for a similar gift. His successor prohib-ited any more exports of slaves, perhaps because of re-duced supplies in the smaller empire.

Mali and Bornu sent slaves across the Sahara toNorth Africa, including young maidens and eunuchs(castrated males). Ethiopian expansion generated a regu-lar supply of captives for sale to Aden traders at Zeila.About 2.5 million enslaved Africans may have crossed theSahara and the Red Sea between 1200 and 1500. Otherslaves were shipped from the Swahili Coast to India,where Africans played conspicuous roles in the navies,armies, and administrations of some Indian states, espe-cially in the fifteenth century. A few African slaves evenfound their way to China, where a Chinese source datingfrom about 1225 says that rich families preferred gate-keepers whose bodies were “black as lacquer.”

With “free” labor abundant and cheap, most slaveswere trained for special purposes. In some places, skilledtrades and military service were dominated by heredi-tary castes of slaves, some of whom were rich and pow-erful. Indeed, the earliest rulers of the Delhi Sultanaterose from military slaves. A slave general in the westernSudan named Askia Muhammad seized control of theSonghai Empire (Mali’s successor) in 1493. Less fortu-nate slaves, like the men and women who mined copperin Mali, did hard menial work.

Wealthy households in Asia and Africa employedmany slaves as servants. Eunuchs guarded the harems ofwealthy Muslims; female slaves were in great demand ashousehold servants, entertainers, and concubines. Somerich men aspired to have a concubine from every part ofthe world. One of Firuz Shah’s nobles was said to havetwo thousand harem slaves, including women fromTurkey and China.

Social andGenderDistinctions

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Sultan Ala-ud-din’s campaigns against Gujarat at theend of the thirteenth century yielded a booty of twentythousand maidens in addition to innumerable youngerchildren of both sexes. The supply of captives became sogreat that the lowest grade of horse sold for five times asmuch as an ordinary female slave destined for service,although beautiful young virgins destined for the haremsof powerful nobles commanded far higher prices. Somedecades later, when Ibn Battuta was given ten girls cap-tured from among the “infidels,” he commented: “Fe-male captives [in Delhi] are very cheap because they aredirty and do not know civilized ways. Even the educatedones are cheap.” It would seem fairer to say that suchslaves were cheap because the large numbers offered forsale had made them so.

Hindu legal digests and commentaries suggest thatthe position of Hindu women may have improved some-what overall. The ancient practice of sati˚—in which anupper-caste widow threw herself on her husband’s fu-neral pyre—remained a meritorious act strongly ap-

proved by social custom. But Ibn Battuta believed thatsati was strictly optional, an interpretation reinforced bythe Hindu commentaries that devote considerable at-tention to the rights of widows.

Indian parents still gave their daughters in marriagebefore the age of puberty, but consummation of the mar-riage was supposed to take place only when the youngwoman was ready. Wives were expected to observe farstricter rules of fidelity and chastity than were their hus-bands and could be abandoned for many serious breaches.But women often were punished by lighter penalties thanmen for offenses against law and custom.

A female’s status was largely determined by the sta-tus of her male master—father, husband, or owner.Women usually were not permitted to play the kind ofactive roles in commerce, administration, or religionthat would have given them scope for personal achieve-ments. Even so, women possessed considerable skillswithin those areas of activity that social norms allottedto them.

Besides child rearing, one of the most widespreadfemale skills was food preparation. So far, historianshave paid little attention to the development of culinaryskills, but preparing meals that were healthful and tastyrequired much training and practice, especially giventhe limited range of foods available in most places. Onekitchen skill that has received greater attention is brew-ing, perhaps because men were the principal con-sumers. In many parts of Africa women commonly madebeer from grains or bananas. These mildly alcoholic bev-erages, taken in moderation, were a nutritious source ofvitamins and minerals. Socially they were an importantpart of male rituals of hospitality and relaxation.

Throughout tropical Africa and Asia women didmuch of the farm work. They also toted home heavyloads of food, firewood, and water for cooking, balancedon their heads. Other common female activities includedmaking clay pots for cooking and storage and makingclothing. In India the spinning wheel, introduced by theMuslim invaders, greatly reduced the cost of making yarnfor weaving. Spinning was a woman’s activity done in thehome; the weavers were generally men. Marketing was acommon activity among women, especially in West Africa,where they commonly sold agricultural products, pot-tery, and other craftwork in the markets.

Some free women found their status improved bybecoming part of a Muslim household, while many oth-ers were forced to become servants and concubines.Adopting Islam did not require accepting all the socialcustoms of the Arab world. Ibn Battuta was appalled thatMuslim women in Mali did not completely cover their

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bodies and veil their faces when appearing in public. Heconsidered their nakedness an offense to women’s (andmen’s) modesty. In another part of Mali he berated aMuslim merchant from Morocco for permitting his wifeto sit on a couch and chat with a male friend of hers. Thehusband replied, “The association of women with men isagreeable to us and part of good manners, to which nosuspicion attaches.” Ibn Battuta’s shock at this “laxity”and his refusal to ever visit the merchant again reveal thepatriarchal precepts that were dear to most elite Mus-lims. So does the fate of Sultan Raziya of Delhi.

CONCLUSION

Tropical Africa and Asia contained nearly 40 percentof the world’s population and over a quarter of its

habitable land. Between 1200 and 1500 commercial, po-litical, and cultural expansion drew the region’s diversepeoples closer together. The Indian Ocean became theworld’s most important and richest trading area. TheDelhi Sultanate brought South Asia its greatest politicalunity since the decline of the Guptas. In the western Su-dan, Mali extended the political and trading role pio-neered by Ghana. This growth of trade and empires wasclosely connected with the enlargement of Islam’s pres-ence in the tropical world along with the introduction ofgreater diversity into Islamic practice.

But if change was an important theme of this period,so too was social and cultural stability. Most tropicalAfricans and Asians never ventured far outside the ruralcommunities in which their families had lived for gener-ations. Their lives followed the familiar pattern of theseasons, the cycle of religious rituals and festivals, andthe stages from childhood to elder status. Custom andnecessity defined occupations. Most people engaged infood production by farming, herding, and fishing; somespecialized in crafts or religious leadership. Based on theaccumulated wisdom about how best to deal with theirenvironment, such village communities were remark-ably hardy. They might be ravaged by natural disaster orpillaged by advancing armies, but over time most recov-ered. Empires and kingdoms rose and fell in these cen-turies, but the villages endured.

In comparison, social, political, and environmentalchanges taking place in the Latin West, described in thenext chapter, were in many ways more profound anddisruptive. They would have great implications for trop-ical peoples after 1500.

■ Key Termstropics dhow

monsoon Swahili Coast

Ibn Battuta Great Zimbabwe

Delhi Sultanate Aden

Mali Malacca

Mansa Kankan Musa Urdu

Gujarat Timbuktu

■ Suggested ReadingThe trading links among the lands around the Indian Oceanhave attracted the attention of recent scholars. A fine place tobegin is Patricia Risso, Merchants and Faith: Muslim Commerceand Culture in the Indian Ocean (1995). More ambitious butperhaps more inclined to overreach the evidence is Janet Abu-Lughod, Before European Hegemony: The World System, A.D.1250–1350 (1989), which may usefully be read with K. N.Chaudhuri, Asia Before Europe: Economy and Civilization of theIndian Ocean from the Rise of Islam to 1750 (1991). Students willfind clear summaries of Islam’s influences in tropical Asia andAfrica in Ira Lapidus, A History of Islamic Societies, 2d ed. (2002),part II, and of commercial relations in Philip D. Curtin, Cross-Cultural Trade in World History (1984).

Greater detail about tropical lands is found in regional studies.For Southeast Asia see Nicholas Tarling, ed., The CambridgeHistory of Southeast Asia, vol. 1 (1992); John F. Cady, SoutheastAsia: Its Historical Development (1964); and G. Coedes, The In-dianized States of Southeast Asia, ed. Walter F. Vella (1968). Indiais covered comprehensively by R. C. Majumdar, ed., The Historyand Culture of the Indian People, vol. 4, The Delhi Sultanate, 2ded. (1967); with brevity by Stanley Wolpert, A New History of In-dia, 6th ed. (1999); and from an intriguing perspective by DavidLudden, A Peasant History of South India (1985). For advancedtopics see Tapan Raychaudhuri and Irfan Habib, eds., The Cam-bridge Economic History of India, vol. 1, c. 1200–c. 1750 (1982).

A great deal of new scholarship on Africa in this period is sum-marized in chapters 6 and 7 of Christopher Ehret’s The Civiliza-tions of Africa: A History to 1800 (2002). See also the latter partsof Graham Connah’s African Civilizations: Precolonial Citiesand States in Tropical Africa: An Archaeological Perspective(1987), and, for greater depth, D. T. Niane, ed., UNESCO GeneralHistory of Africa, vol. 4, Africa from the Twelfth to the SixteenthCentury (1984), and Roland Oliver, ed., The Cambridge Historyof Africa, vol. 3, c. 1050 to c. 1600 (1977).

For accounts of slavery and the slave trade see Salim Kidwai,“Sultans, Eunuchs and Domestics: New Forms of Bondage inMedieval India,” in Chains of Servitude: Bondage and Slavery inIndia, ed. Utsa Patnaik and Manjari Dingwaney (1985), and thefirst two chapters of Paul E. Lovejoy, Transformations in Slavery:A History of Slavery in Africa, 2d ed. (2000).

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Three volumes of Ibn Battuta’s writings have been translated byH. A. R. Gibb, The Travels of Ibn Battuta, A.D. 1325–1354 (1958–1971). Ross E. Dunn, The Adventures of Ibn Battuta: A Muslim ofthe 14th Century (1986), provides a modern retelling of his trav-els with commentary. For annotated selections see Said Ham-dun and Noël King, Ibn Battuta in Black Africa (1995).

The most accessible survey of Indian Ocean sea travel isGeorge F. Hourani, Arab Seafaring, expanded ed. (1995). For aMuslim Chinese traveler’s observations see Ma Huan, Ying-yaiSheng-lan, “The Overall Survey of the Ocean’s Shore” [1433],trans. and ed. J. V. G. Mills (1970). Another valuable contempo-rary account of trade and navigation in the Indian Ocean isG. R. Tibbetts, Arab Navigation in the Indian Ocean Before the

Coming of the Portuguese, Being a Translation of the Kitab al-Fawa’id . . . of Ahmad b. Majidal-Najdi (1981).

■ Notes1. Tarikh-i-Wassaf, in Henry M. Elliot, The History of India as

Told by Its Own Historians, ed. John Dowson (London:Trübner and Co., 1869–1871), 2:28.

2. Hasan Nizami, Taju-l Ma-asir, in Elliot, The History of Indiaas Told by Its Own Historians, 2:219.

3. Minhaju-s Siraj, Tabakat-i Nasiri, in Elliot, The History of In-dia as Told by Its Own Historians, 2:332–333.

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DOCUMENT 5Excerpt from Ibn Battuta on Mansa Suleiman of Mali(Diversity and Dominance, pp. 334–335)

DOCUMENT 6Royal Enclosure, Great Zimbabwe (photo, p. 341)

DOCUMENT 7Church of Saint George, Ethiopia (photo, p. 344)

How do Documents 6 and 7 illustrate the humanability to modify the natural environment? Whatadditional types of documents would help youunderstand the environmental factors that shapedculture in tropical Africa from 1200 to 1500?

Document-Based QuestionEnvironment and Culture inTropical Africa, 1200–1500Using the following documents, analyze theenvironmental factors that shaped culture intropical Africa from 1200 to 1500

DOCUMENT 1East African Pastoralists (p. 324)

DOCUMENT 2Map 13.1 Africa and the Indian Ocean Basin: Physical Characteristics (p. 326)

DOCUMENT 3Map 13.2 Africa, 1200–1500 (p. 331)

DOCUMENT 4Map of the Western Sudan (1375) (photo, p. 332)

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