www.cpportal.kr

A Professional Certification of ISO Management System designed for corporate success and sustainable development

Certified Compliance Professional

• The Certified Compliance Professional program is offered and administered by Korean Fair Competition Federation, and the certification is confirmed* by the relevant department of the Korean government and accredited by the Korea Research Institute for Vocational Education and Training (registration number : 2014-5312). * Fair Trade Commission

• The certification indicates that the holder demonstrates the relevant expertise and ability to practice legal, ethical and sustainable management in an integrated manner through corporate risk management system in accordance with an international standard of Compliance Program, 「ISO 19600 (Compliance Management Systems)」

• Duties : Compliance, risk management, audit, and sustainable management and establishment of relationship with regulatory authorities

• It is used as a benchmark to help regulatory and judicial bodies evaluate an organization’s commitment to its compliance management in international business transactions. They consider its commitment to compliance when determining the appropriate restrictions (e.g. penalties) on transactions to be imposed for contraventions of relevant laws.

• The global compliance community is aware of the creation of the ISO standard/guideline on compliance management, due to the influence the standard will have on companies assessing the compliance system of business partners.

Korean Fair Competition Federation registered as a formal member of the worldwide Compliance professional body,

‘IFCA (International Federation of Compliance Associations)’ in November 20, 2014.

Certified Compliance Professional

Certified Compliance Professional

Effectiveness of ISO 19600 (Compliance Management Systems)

Certified ComplianceProfessional

Category Certified Compliance Professional (CCP)

Education Period

1st Group March 2015 ~ May 2015

2nd Group October 2015 ~ December 2015

Level Level I Level II

Eligibility

1. Have at least5 years of qualified CMS work experience*.

2. Have at least 3 years of qualified work experience after obtaining a minimum of CMS related graduate degree

3. Have at least 2 years of qualified work experience after obtaining a CMS related qualification

4. Have at least 2 years of qualified work experience after completing the CCP level II

5. Have qualifications earned abroad in the same level or class as stated above

6. Others who have equivalent qualifications and the credential committee shall accept

1. Have at least 1 year of qualified CMS work experience

2. Have a minimum of CMS related graduate degree3. Have a CMS related qualification4. Have qualifications earned abroad in the same

level or class as stated above5. Others who have equivalent qualifications and the

credential committee shall accept

The number to be admitted Around 40 persons per group (Filled in a first-come, first-served basis)

Education Fees

Member:1,200,000 won / Non-Member:1,500,000 won

Member: 720,000 won / Non-member:1,000,000 won

Application Document &

Process

Submit each copy of education application form, training consignment contract and CMS related qualification certificateMake a payment of education fee after e-mail or postal application

Application Period Group 1: January ~ February 2015 / Group 2: August ~ September 2015

ContactQualification Control Team (Assistant Manager, S.K Yong), Education Management / Operation Team (Assistant Manager, Y.T Ahn) : Tel. 82-2-310-3325, Fax. 82-2-775-8873

* Refer to www.cpportal.kr for Education & Application in detail

● Exam guidebook and education materials will be provided for all the attendants.● Continuing education courses should be taken within 2 years after completion of qualification● A separate course work is available for an organization on consignment if the number of attendants is 20 or more.

* Documentation for qualified CMS work experience - Experience : Relevant departments of compliance, judicial affairs, audit, fair trade, customer, finance, ethics, management, risk, social cooperation,

law-abiding, sustainability, and mutual growth of large corporations and small & middle-sized firms (a copy of verification of employment or certificate of experience)

- Major : Management, law, sociology, commerce, and liberal arts (a copy of graduation / transcript) - Certification : Lawyer, accountant, tax accountant, judicial scrivener, management consultant, and other relevant national or private certification

(a copy of certificate)

Certification Process

Overview

| Instructional Method and Contents |

| Completion of Education |

Instructional Method Category Courses (hours) Major Contents Instructors

Group(Test

Subjects)

Compliance Management

(12 hours)

Compliance Theory (6)

• Understanding of Compliance Management• Corporate Social Environmental Leadership• Planning, Support, Operation,

Performance Evaluation, Improvement

Secretary General, MK Hong

(Korean Fair Competition Federation)

Internal Audit (2)• Definition of Internal Audit• Internal Audit - Planning• Risk Management and Internal Audit

Standing Auditor, CH Kim

(POSCO P&S)

Internal Control Theory (2)

• Understanding of Internal Control• Establishment of Internal Control System

Director, SWYoo(Samil Accounting Firm)

Organization Management

Theory (2)

• Definition of Organization Management• Communication and Organization

Management

Ph.D. JD Kim(Human Insight Group)

Social Responsibility Management

(10)

Social ReponsibilityTheory (2) • Understanding of Social Responsibilities Team Leader,

TK Kim(Lloyd’s Register Group)Sustainable

Management (4)• Definition of Sustainable Management• Sustainability Report

Ethics Management (4)

• Understanding of Ethics Management• Code of Ethics• Ethics Management Infrastructure

Director JS Park(Korea Business Ethics

Institute)

Risk Management

(10)

Corporate Risk Management Theory (10)

• Understanding of Risk Management• Risk Management Framework• Risk Management Process• Sustainability and Risk Management

Department Head, JK Yoo

(IBM Korea)Auditor, JH Kim

(Lloyd’s Register Group)

On-lineLegal Risk

Management (8)

Environment Management (1) • Environment Management

Member HG Kim(Lloyd’s Register Group)Quality

Management (1) • Quality Management

Legal Risk Management

(6)

• Corruption Prevention Act Lawyer JH Lee(Kim & Chang Law Firm)

• Fair Trade Act (Understanding of Cartel) Market Economic Education Institute

(edu.kfcf.or.kr)• Fair Trade Compliance Program Guide

Category Group Education (Test Subjects) On-line Education Completion

Level I 8 courses Total 32 hours3 common courses

(8 hours)

Total 40 hours

Level II 3 coursesCompliance Theory (6 hours)Ethics Management (4 hours) Corporate Risk Management (6 hours)

Total 24 hours

Education Program

| Exam Dates |

Exam Offer (2015) Exam Schedule Availability of Exam Results

1st Group June 2015 July 2015

2nd Group December 2015 January 2016

* Refer to 「www.cpportal.kr」 for the detailed information

| Exam Courses and Format |

Category Exam Courses Exam Hours & No. of Questions Question Formats

Common for Level

1 & 2

•Compliance Management (ISO 19600)•Social Responsibility Management (ISO 26000)•Risk Management (ISO 31000)

30 Questions per course Total 120 minutes

Multiple(4 answer choices)

+Essay

(write less than 5 lines)

| Exam Eligibility |

● Only those who have completed the Certified Compliance Professional (CCP) Program by more than 80% are eligible to sit for the exam

- Level 1 : Total 32 hours or more (Group : 26 hours, On-line : 6 hours) - Level 2 : Total 20 hours or more (Group : 14 hours, On-line : 6 hours)

● Limited to make the 3rd exam attempt after completing the CCP program

| Pass Criteria |

● A candidate should earn 60 points or more in average and 40 points or more for each course (Base Full Mark : 100 points)

| Exam Fee & Payment |

● Application Fee : 30,000 won ● Payment Method : Credit Card or Account Transfer - Refund is available within 7 days of application according to item 24 (Refund of Fees) of 「The Certified Compliance Professional

Management Policy」

| Steps to Certification |

Information about

certification and exam

Exam FormatQualifications of Application Course RequirementsSelection

Total 3 courses- 30 Questions per course (total 120 minutes)- Multiple (4 answer choices) / Essay (write less than 5 lines)

Complete the course requirements in order

to sit for the exam

Level 1: 40 hours (Group:32 hours,On-line:8 hours)

Level 2: 24 hours(Group:16 hours,On-line:8 hours)

1. Education Application Form2. Documentation of qualified CMS work experience

New Building 5 Fl, Korea Federation of Small and Medium Business, Eunhaeng-Ro 30, Yeongdeungpo-gu, Seoul

Tel. 82-2-310-3325 | Fax. 82-2-775-8873 | www.cpportal.kr

Certified Compliance Professional