NOTE: This certificate evidences compliance with one or more of the ABS Rules and the EU Regulations 391/2009. It is issued solely for the use of ABS, its committees, its clients or other authorized entities. Any significant changes to the aforementioned product or manufacturing

process without approval from ABS will result in this certificate becoming null and void. This certificate is governed by the terms and conditions as contained in ABS Rules and Conditions of the request for EU Product Type Approval and Agreement.

ABS258 EU MR (1212)-A4 Rev 2 European Union Mutual Recognition (EU Regulation 391/2009) Page 1 of 3

CERTIFICATE OF

European Union Recognised Organisation (EU RO)

Mutual Recognition Design Evaluation (in accordance with Article 10.1 of EU Regulation 391/2009)

This is to certify that a representative of this Bureau did, at the request of

ROCKWELL AUTOMATION ASIA PACIFIC BUSINESS

CENTER who maintains a plant at

No.2 Corporation Road, #06-05/10 Corporation Place Singapore-618494

evaluated design and data for the below listed product and model

Product Computers and Programmable Logic Controllers (PLCS) Model 5069-SERIAL serial communication module

This evaluation is a representation by the Bureau as to the degree of compliance the design exhibits with the applicable section of the EU MR Technical Requirements. This evaluation does not waive the EU MR requirements for verification of the Manufacturer’s Quality Assurance procedures.

This certificate, by itself does not reflect that the product is Type Approved. The scope and limitations of this evaluation are detailed on the pages attached to this certificate.

This EU RO Mutual Recognition Design Evaluation Certificate remains valid until 23-APR-2024 or until the Rules and/or Standards used in the assessment are revised or until there is a design modification warranting design reassessment (whichever occurs first).

American Bureau of Shipping

___________________________________________________ Manager: Joseph J. Williams

CERTIFICATE NUMBER 19-HS1839669-EUMR-DE

EFFECTIVE DATE 24-APR-2019

EXPIRATION DATE 23-APR-2024

ABS TECHNICAL OFFICE Houston ESD

NOTE: This certificate evidences compliance with one or more of the ABS Rules and the EU Regulations 391/2009. It is issued solely for the use of ABS, its committees, its clients or other authorized entities. Any significant changes to the aforementioned product or manufacturing

process without approval from ABS will result in this certificate becoming null and void. This certificate is governed by the terms and conditions as contained in ABS Rules and Conditions of the request for EU Product Type Approval and Agreement.

ABS258 EU MR (1212)-A4 Rev 2 European Union Mutual Recognition (EU Regulation 391/2009) Page 2 of 3

Product: Computers and Programmable Logic Controllers (PLCS)

Model: 5069-SERIAL serial communication module

Intended Service: Serial Communication Module for control, monitoring, alarm, and safety systems subject to classification

requirements.

Description: Serial Communication Module Operating Modes: Generic ASCII, Modbus RTU, Modbus ASCII Inputs: 2 full -duplex (RS-232, RS-422), 2 half -duplex (RS-485) Handshaking: RTS/CTS hardware always enabled. RTS/CTS can be controlled by the user. Serial Port connectors: Two DB-9 male with pins Firmware Version: 1.XXX

Ratings: Power Supply: DC 18 to 32V, 100mA Hazardous Area Rating: Ex nA IIC T4 Gc (per IECEx Certificate no. IECEx UL 15.0055X) Operating Temperature: 0°C to 60°C Power dissipation, max: 2.8W

Restrictions:

a. This approval covers hardware only. This excludes firmware, application software, and hardware designed for specific applications subject to classification. Firmware, system software, and application software are subject to additional separate approval, according to UR E22 and the rules of the classing EU RO (FAT and on‐board review / tests);

b. The term PLC is here meant to comprise of elements such as backplanes, power supplies, CPUs, I/O units and bus communication units when these are considered an integral part, or natural extension, of the PLC. Sensors and actuators typically connected to the PLC in a system are not considered part of the PLC and are excluded from the scope of this programme;

c. Use of this product in radio‐ or navigational applications where testing according to IEC Publication 60945 is required is excluded from the scope of this programme. E.g. use in systems covered by the Marine Equipment Directive.

d. The product is not tested for installation in weather exposed areas or navigation bridge. Salt mist test (test no. 12) Salt mist (test no. 12), Compass safe distance measurement (test no. 22) and Acoustic noise and signals measurement (test no. 23) tests per EU RO MR TR for Computers and Programmable Logic Controllers (PLCS) Table 2 have not been conducted.

e. An external enclosure of suitable ingress protection rating for the 5069-SERIAL module is to be provided and is to be to the satisfaction of the Class Society that will classify the ship, as per EU RO MR TR for Computers and Programmable Logic Controllers (PLCS) 2.a i.d.

f. Application of the control, monitoring, alarm, and safety systems are subject for approval of the individual EU RO classing the vessel.

Supporting Documentation:

Publication 5069-IN022A-EN-P-March 2018, Compact 5000 I/O serial Module- Installation Instructions, Pages: 16;

Publication 5069-UM003A-EN-P-May 2018, Compact 5000 I/O Serial Module- User Manual, Pages: 110;

NOTE: This certificate evidences compliance with one or more of the ABS Rules and the EU Regulations 391/2009. It is issued solely for the use of ABS, its committees, its clients or other authorized entities. Any significant changes to the aforementioned product or manufacturing

process without approval from ABS will result in this certificate becoming null and void. This certificate is governed by the terms and conditions as contained in ABS Rules and Conditions of the request for EU Product Type Approval and Agreement.

ABS258 EU MR (1212)-A4 Rev 2 European Union Mutual Recognition (EU Regulation 391/2009) Page 3 of 3

Publication 5069-TD001G-EN-P - June 2018, Compact 5000 I/O Modules and Ethernet/IP Adapters- Technical Data, Pages: 118;

Drawing No. Part no. MA 459402-0420, 5069-Serial Layout, Revision Date 2017-08-01, Pages:1;

Drawing No. Part no. MA 459402-0420,5069-Serial Schematics, Revision Date 2017-08-01, Pages:11;

5069-SERIAL Marine Test Plan Summary, Pages: 3;

5069-SERIAL OOBA QE Pilot Unit Evaluation, date: 17 April 2018, Pages: 2;

Doc. NG69 SERIAL HW Qualification Test Plan, 5069-Serial, issue date: 5 Oct 2015, Revision: 10, Pages: 66;

Comparison of Flammability Test parameters between IEC 60092-101, IEC 60695-11-5 and IEC 60695-11-10 standards, Pages: 1;

Rockwell Automation Declaration, 5069-SERIAL manufactured in accordance with the technical documentation, Pages: 1;

Issue No. RTL00010-20180813, JAB Accreditation Certificate for IPS Corporation to conduct Electrical Testing, revised on 13 August 2018, Pages: 23;

Report No. ENV17029-A, IPS Corporation Environmental Test Report, Issue date: 2017-11-28, Pages: 27;

Report No. EMC17093, IPS Corporation EMC Test Report Issued on 2017-10-19, Pages:68;

UL Validation Test Report, Project no. 4788852732, date of issue: 20 Feb 2019, Flame Test Report for 5069 Series Enclosure, Pages: 6;

CNAS Test Report no. 5109956.1198361, approval date: 2019-02-24, Pages:11;

Certificate no. IECEx UL 15.0055X, IECEx Certificate of Conformity issued on 2018-02-28, Issue no. 5, Pages:8;

DEMKO Type Examination Certificate, DEMKO 15 ATEX 1484X Rev. 5, Ex certificate reissued on 2018-02-28, Pages:3;

UL Certificate no. 20180307-E322657, UL Certificate of Compliance Issued on 2018-March -07, Pages: 2;

UL File no. E121562, Plastic component certification, last Revised on 2013-09-11, Pages: 2;

Declaration of Conformity from DENSO Wave Incorporated, issue date 31 Oct 2018, Pages: 1;

TUV Test Report no. 7191196301-EEC18, Environmental test for compact 5000 I/O Modules Cat 5069-Serial dated 01 Nov 2018, Pages: 23;

ABS Report No. YO3368393, ABS Test Witness Report (Vibration Test, Power Supply Variation, External Power Supply Failure) dated 10 Oct 2017, Pages: 2

Rules & Standards

Technical Requirement: EU RO Mutual Recognition Technical Requirements for Computers and Programmable logic Controllers (PLCS) Version 0.3 dated 1 April 2016.